Entropy is a
scientific
Science is a systematic discipline that builds and organises knowledge in the form of testable hypotheses and predictions about the universe. Modern science is typically divided into twoor threemajor branches: the natural sciences, which stu ...
concept, most commonly associated with states of disorder, randomness, or uncertainty. The term and the concept are used in diverse fields, from
classical thermodynamics
Thermodynamics is a branch of physics that deals with heat, work, and temperature, and their relation to energy, entropy, and the physical properties of matter and radiation. The behavior of these quantities is governed by the four laws of th ...
, where it was first recognized, to the microscopic description of nature in
statistical physics
In physics, statistical mechanics is a mathematical framework that applies statistical methods and probability theory to large assemblies of microscopic entities. Sometimes called statistical physics or statistical thermodynamics, its applicati ...
, and to the principles of
information theory
Information theory is the mathematical study of the quantification (science), quantification, Data storage, storage, and telecommunications, communication of information. The field was established and formalized by Claude Shannon in the 1940s, ...
. It has found far-ranging applications in
chemistry
Chemistry is the scientific study of the properties and behavior of matter. It is a physical science within the natural sciences that studies the chemical elements that make up matter and chemical compound, compounds made of atoms, molecules a ...
and
physics
Physics is the scientific study of matter, its Elementary particle, fundamental constituents, its motion and behavior through space and time, and the related entities of energy and force. "Physical science is that department of knowledge whi ...
, in biological systems and their relation to life, in
cosmology
Cosmology () is a branch of physics and metaphysics dealing with the nature of the universe, the cosmos. The term ''cosmology'' was first used in English in 1656 in Thomas Blount's ''Glossographia'', with the meaning of "a speaking of the wo ...
,
economics
Economics () is a behavioral science that studies the Production (economics), production, distribution (economics), distribution, and Consumption (economics), consumption of goods and services.
Economics focuses on the behaviour and interac ...
,
sociology
Sociology is the scientific study of human society that focuses on society, human social behavior, patterns of Interpersonal ties, social relationships, social interaction, and aspects of culture associated with everyday life. The term sociol ...
,
weather science,
climate change
Present-day climate change includes both global warming—the ongoing increase in Global surface temperature, global average temperature—and its wider effects on Earth's climate system. Climate variability and change, Climate change in ...
and
information system
An information system (IS) is a formal, sociotechnical, organizational system designed to collect, process, Information Processing and Management, store, and information distribution, distribute information. From a sociotechnical perspective, info ...
s including the transmission of information in
telecommunication
Telecommunication, often used in its plural form or abbreviated as telecom, is the transmission of information over a distance using electronic means, typically through cables, radio waves, or other communication technologies. These means of ...
.
Entropy is central to the
second law of thermodynamics
The second law of thermodynamics is a physical law based on Universal (metaphysics), universal empirical observation concerning heat and Energy transformation, energy interconversions. A simple statement of the law is that heat always flows spont ...
, which states that the entropy of an isolated system left to spontaneous evolution cannot decrease with time. As a result, isolated systems evolve toward
thermodynamic equilibrium
Thermodynamic equilibrium is a notion of thermodynamics with axiomatic status referring to an internal state of a single thermodynamic system, or a relation between several thermodynamic systems connected by more or less permeable or impermeable ...
, where the entropy is highest. A consequence of the second law of thermodynamics is that certain processes are
irreversible.
The thermodynamic concept was referred to by Scottish scientist and engineer
William Rankine
William John Macquorn Rankine (; 5 July 1820 – 24 December 1872) was a Scottish mathematician and physicist. He was a founding contributor, with Rudolf Clausius and William Thomson (Lord Kelvin), to the science of thermodynamics, particularly ...
in 1850 with the names ''thermodynamic function'' and ''heat-potential''. In 1865, German physicist
Rudolf Clausius
Rudolf Julius Emanuel Clausius (; 2 January 1822 – 24 August 1888) was a German physicist and mathematician and is considered one of the central founding fathers of the science of thermodynamics. By his restatement of Sadi Carnot's principle ...
, one of the leading founders of the field of thermodynamics, defined it as the quotient of an infinitesimal amount of
heat
In thermodynamics, heat is energy in transfer between a thermodynamic system and its surroundings by such mechanisms as thermal conduction, electromagnetic radiation, and friction, which are microscopic in nature, involving sub-atomic, ato ...
to the instantaneous
temperature
Temperature is a physical quantity that quantitatively expresses the attribute of hotness or coldness. Temperature is measurement, measured with a thermometer. It reflects the average kinetic energy of the vibrating and colliding atoms making ...
. He initially described it as ''transformation-content'', in German ''Verwandlungsinhalt'', and later coined the term ''entropy'' from a Greek word for ''transformation''.
[ Brush, S.G. (1976). ''The Kind of Motion We Call Heat: a History of the Kinetic Theory of Gases in the 19th Century, Book 2, Statistical Physics and Irreversible Processes'', Elsevier, Amsterdam, , pp. 576–577.]
Austrian physicist
Ludwig Boltzmann
Ludwig Eduard Boltzmann ( ; ; 20 February 1844 – 5 September 1906) was an Austrian mathematician and Theoretical physics, theoretical physicist. His greatest achievements were the development of statistical mechanics and the statistical ex ...
explained entropy as the measure of the number of possible microscopic arrangements or states of individual atoms and molecules of a system that comply with the macroscopic condition of the system. He thereby introduced the concept of statistical disorder and
probability distribution
In probability theory and statistics, a probability distribution is a Function (mathematics), function that gives the probabilities of occurrence of possible events for an Experiment (probability theory), experiment. It is a mathematical descri ...
s into a new field of thermodynamics, called
statistical mechanics
In physics, statistical mechanics is a mathematical framework that applies statistical methods and probability theory to large assemblies of microscopic entities. Sometimes called statistical physics or statistical thermodynamics, its applicati ...
, and found the link between the microscopic interactions, which fluctuate about an average configuration, to the macroscopically observable behaviour, in form of a simple
logarithm
In mathematics, the logarithm of a number is the exponent by which another fixed value, the base, must be raised to produce that number. For example, the logarithm of to base is , because is to the rd power: . More generally, if , the ...
ic law, with a
proportionality constant
In mathematics, two sequences of numbers, often experimental data, are proportional or directly proportional if their corresponding elements have a constant ratio. The ratio is called ''coefficient of proportionality'' (or ''proportionality c ...
, the
Boltzmann constant
The Boltzmann constant ( or ) is the proportionality factor that relates the average relative thermal energy of particles in a ideal gas, gas with the thermodynamic temperature of the gas. It occurs in the definitions of the kelvin (K) and the ...
, which has become one of the defining universal constants for the modern
International System of Units
The International System of Units, internationally known by the abbreviation SI (from French ), is the modern form of the metric system and the world's most widely used system of measurement. It is the only system of measurement with official s ...
.
History

In his 1803 paper ''Fundamental Principles of Equilibrium and Movement'', the French mathematician
Lazare Carnot
Lazare Nicolas Marguerite, Comte Carnot (; 13 May 1753 – 2 August 1823) was a French mathematician, physicist, military officer, politician and a leading member of the Committee of Public Safety during the French Revolution. His military refor ...
proposed that in any machine, the accelerations and shocks of the moving parts represent losses of ''moment of activity''; in any natural process there exists an inherent tendency towards the dissipation of useful energy. In 1824, building on that work, Lazare's son,
Sadi Carnot, published ''
Reflections on the Motive Power of Fire
''Reflections on the Motive Power of Fire and on Machines Fitted to Develop that Power'' () is a scientific treatise written by the French military engineer Sadi Carnot.full text of 1897 ed. ( Full text of 1897 edition on Wikisource ) Publis ...
'', which posited that in all heat-engines, whenever "
caloric" (what is now known as heat) falls through a temperature difference, work or
motive power
''Motive Power'' is a bi-monthly railway related magazine that focuses on diesel locomotives in Australia. The first issue was published on 23 August 1998. Its headquarters is in Sydney. The content includes photographs of locomotives & trains, ...
can be produced from the actions of its fall from a hot to cold body. He used an analogy with how water falls in a
water wheel
A water wheel is a machine for converting the kinetic energy of flowing or falling water into useful forms of power, often in a watermill. A water wheel consists of a large wheel (usually constructed from wood or metal), with numerous b ...
. That was an early insight into the
second law of thermodynamics
The second law of thermodynamics is a physical law based on Universal (metaphysics), universal empirical observation concerning heat and Energy transformation, energy interconversions. A simple statement of the law is that heat always flows spont ...
. Carnot based his views of heat partially on the early 18th-century "Newtonian hypothesis" that both heat and light were types of indestructible forms of matter, which are attracted and repelled by other matter, and partially on the contemporary views of
Count Rumford
Colonel (United Kingdom), Colonel Sir Benjamin Thompson, Count Rumford, Fellow of the Royal Society, FRS (26 March 175321 August 1814), was an American-born British military officer, scientist and inventor. Born in Woburn, Massachusetts, he sup ...
, who showed in 1789 that heat could be created by friction, as when cannon bores are machined. Carnot reasoned that if the body of the working substance, such as a body of steam, is returned to its original state at the end of a complete
engine cycle
A Carnot cycle is an ideal thermodynamic cycle proposed by French physicist Sadi Carnot in 1824 and expanded upon by others in the 1830s and 1840s. By Carnot's theorem, it provides an upper limit on the efficiency of any classical thermodynam ...
, "no change occurs in the condition of the working body".
The
first law of thermodynamics
The first law of thermodynamics is a formulation of the law of conservation of energy in the context of thermodynamic processes. For a thermodynamic process affecting a thermodynamic system without transfer of matter, the law distinguishes two ...
, deduced from the heat-friction experiments of
James Joule
James Prescott Joule (; 24 December 1818 11 October 1889) was an English physicist. Joule studied the nature of heat and discovered its relationship to mechanical work. This led to the law of conservation of energy, which in turn led to the ...
in 1843, expresses the concept of energy and its
conservation in all processes; the first law, however, is unsuitable to separately quantify the effects of
friction
Friction is the force resisting the relative motion of solid surfaces, fluid layers, and material elements sliding against each other. Types of friction include dry, fluid, lubricated, skin, and internal -- an incomplete list. The study of t ...
and
dissipation
In thermodynamics, dissipation is the result of an irreversible process that affects a thermodynamic system. In a dissipative process, energy ( internal, bulk flow kinetic, or system potential) transforms from an initial form to a final form, wh ...
.
In the 1850s and 1860s, German physicist
Rudolf Clausius
Rudolf Julius Emanuel Clausius (; 2 January 1822 – 24 August 1888) was a German physicist and mathematician and is considered one of the central founding fathers of the science of thermodynamics. By his restatement of Sadi Carnot's principle ...
objected to the supposition that no change occurs in the working body, and gave that change a mathematical interpretation, by questioning the nature of the inherent loss of usable heat when work is done, e.g., heat produced by friction.
[ : Poggendorff's ''Annalen der Physik und Chemie''.] He described his observations as a dissipative use of energy, resulting in a ''transformation-content'' ( in German), of a
thermodynamic system
A thermodynamic system is a body of matter and/or radiation separate from its surroundings that can be studied using the laws of thermodynamics.
Thermodynamic systems can be passive and active according to internal processes. According to inter ...
or
working body
A thermodynamic system is a body of matter and/or radiation separate from its surroundings that can be studied using the laws of thermodynamics.
Thermodynamic systems can be passive and active according to internal processes. According to inter ...
of
chemical species
Chemical species are a specific form of chemical substance or chemically identical molecular entities that have the same molecular energy level at a specified timescale. These entities are classified through bonding types and relative abundance of ...
during a change of
state
State most commonly refers to:
* State (polity), a centralized political organization that regulates law and society within a territory
**Sovereign state, a sovereign polity in international law, commonly referred to as a country
**Nation state, a ...
.
That was in contrast to earlier views, based on the theories of
Isaac Newton
Sir Isaac Newton () was an English polymath active as a mathematician, physicist, astronomer, alchemist, theologian, and author. Newton was a key figure in the Scientific Revolution and the Age of Enlightenment, Enlightenment that followed ...
, that heat was an indestructible particle that had mass. Clausius discovered that the non-usable energy increases as steam proceeds from inlet to exhaust in a steam engine. From the prefix ''en-'', as in 'energy', and from the Greek word
ropē which is translated in an established lexicon as ''turning'' or ''change'' and that he rendered in German as , a word often translated into English as ''transformation'', in 1865 Clausius coined the name of that property as ''entropy''.
The word was adopted into the English language in 1868.
Later, scientists such as
Ludwig Boltzmann
Ludwig Eduard Boltzmann ( ; ; 20 February 1844 – 5 September 1906) was an Austrian mathematician and Theoretical physics, theoretical physicist. His greatest achievements were the development of statistical mechanics and the statistical ex ...
,
Josiah Willard Gibbs
Josiah Willard Gibbs (; February 11, 1839 – April 28, 1903) was an American mechanical engineer and scientist who made fundamental theoretical contributions to physics, chemistry, and mathematics. His work on the applications of thermodynami ...
, and
James Clerk Maxwell
James Clerk Maxwell (13 June 1831 – 5 November 1879) was a Scottish physicist and mathematician who was responsible for the classical theory of electromagnetic radiation, which was the first theory to describe electricity, magnetism an ...
gave entropy a statistical basis. In 1877, Boltzmann visualized a probabilistic way to measure the entropy of an ensemble of
ideal gas
An ideal gas is a theoretical gas composed of many randomly moving point particles that are not subject to interparticle interactions. The ideal gas concept is useful because it obeys the ideal gas law, a simplified equation of state, and is ...
particles, in which he defined entropy as proportional to the
natural logarithm
The natural logarithm of a number is its logarithm to the base of a logarithm, base of the e (mathematical constant), mathematical constant , which is an Irrational number, irrational and Transcendental number, transcendental number approxima ...
of the number of microstates such a gas could occupy. The
proportionality constant
In mathematics, two sequences of numbers, often experimental data, are proportional or directly proportional if their corresponding elements have a constant ratio. The ratio is called ''coefficient of proportionality'' (or ''proportionality c ...
in this definition, called the
Boltzmann constant
The Boltzmann constant ( or ) is the proportionality factor that relates the average relative thermal energy of particles in a ideal gas, gas with the thermodynamic temperature of the gas. It occurs in the definitions of the kelvin (K) and the ...
, has become one of the defining universal constants for the modern
International System of Units
The International System of Units, internationally known by the abbreviation SI (from French ), is the modern form of the metric system and the world's most widely used system of measurement. It is the only system of measurement with official s ...
(SI). Henceforth, the essential problem in
statistical thermodynamics
In physics, statistical mechanics is a mathematical framework that applies statistical methods and probability theory to large assemblies of microscopic entities. Sometimes called statistical physics or statistical thermodynamics, its applicatio ...
has been to determine the distribution of a given amount of energy ''E'' over ''N'' identical systems.
Constantin Carathéodory
Constantin Carathéodory (; 13 September 1873 – 2 February 1950) was a Greeks, Greek mathematician who spent most of his professional career in Germany. He made significant contributions to real and complex analysis, the calculus of variations, ...
, a Greek mathematician, linked entropy with a mathematical definition of irreversibility, in terms of trajectories and integrability.
Etymology
In 1865, Clausius named the concept of "the differential of a quantity which depends on the configuration of the system", ''
entropy
Entropy is a scientific concept, most commonly associated with states of disorder, randomness, or uncertainty. The term and the concept are used in diverse fields, from classical thermodynamics, where it was first recognized, to the micros ...
'' () after the Greek word for 'transformation'.
He gave "transformational content" () as a synonym, paralleling his "thermal and ergonal content" () as the name of ''U'', but preferring the term ''entropy'' as a close parallel of the word ''energy'', as he found the concepts nearly "analogous in their physical significance".
[ This term was formed by replacing the root of ('ergon', 'work') by that of ('tropy', 'transformation').]
In more detail, Clausius explained his choice of "entropy" as a name as follows:
I prefer going to the ancient languages for the names of important scientific quantities, so that they may mean the same thing in all living tongues. I propose, therefore, to call ''S'' the ''entropy'' of a body, after the Greek word "transformation". I have designedly coined the word ''entropy'' to be similar to energy, for these two quantities are so analogous in their physical significance, that an analogy of denominations seems to me helpful.
Leon Cooper
Leon N. Cooper (né Kupchik; February 28, 1930 – October 23, 2024) was an American theoretical physicist and neuroscientist. He won the Nobel Prize in Physics for his work on superconductivity. Cooper developed the concept of Cooper pairs and ...
added that in this way "he succeeded in coining a word that meant the same thing to everybody: nothing".
Definitions and descriptions
The concept of entropy is described by two principal approaches, the macroscopic perspective of classical thermodynamics
Thermodynamics is a branch of physics that deals with heat, work, and temperature, and their relation to energy, entropy, and the physical properties of matter and radiation. The behavior of these quantities is governed by the four laws of th ...
, and the microscopic description central to statistical mechanics
In physics, statistical mechanics is a mathematical framework that applies statistical methods and probability theory to large assemblies of microscopic entities. Sometimes called statistical physics or statistical thermodynamics, its applicati ...
. The classical approach defines entropy in terms of macroscopically measurable physical properties, such as bulk mass, volume, pressure, and temperature. The statistical definition of entropy defines it in terms of the statistics of the motions of the microscopic constituents of a system — modelled at first classically, e.g. Newtonian particles constituting a gas, and later quantum-mechanically (photons, phonons
A phonon is a collective excitation in a periodic, Elasticity (physics), elastic arrangement of atoms or molecules in condensed matter physics, condensed matter, specifically in solids and some liquids. In the context of optically trapped objects ...
, spins, etc.). The two approaches form a consistent, unified view of the same phenomenon as expressed in the second law of thermodynamics, which has found universal applicability to physical processes.
State variables and functions of state
Many thermodynamic properties
In thermodynamics, a physical property is any property that is measurable, and whose value describes a state of a physical system. Thermodynamic properties are defined as characteristic features of a system, capable of specifying the system's stat ...
are defined by physical variables that define a state of thermodynamic equilibrium
Thermodynamic equilibrium is a notion of thermodynamics with axiomatic status referring to an internal state of a single thermodynamic system, or a relation between several thermodynamic systems connected by more or less permeable or impermeable ...
, which essentially are state variable
A state variable is one of the set of Variable (mathematics), variables that are used to describe the mathematical "state" of a dynamical system. Intuitively, the state of a system describes enough about the system to determine its future behavi ...
s. State variables depend only on the equilibrium condition, not on the path evolution to that state. State variables can be functions of state, also called state function
In the thermodynamics of equilibrium, a state function, function of state, or point function for a thermodynamic system is a mathematical function relating several state variables or state quantities (that describe equilibrium states of a syste ...
s, in a sense that one state variable is a mathematical function
In mathematics, a function from a set (mathematics), set to a set assigns to each element of exactly one element of .; the words ''map'', ''mapping'', ''transformation'', ''correspondence'', and ''operator'' are sometimes used synonymously. ...
of other state variables. Often, if some properties of a system are determined, they are sufficient to determine the state of the system and thus other properties' values. For example, temperature and pressure of a given quantity of gas determine its state, and thus also its volume via the ideal gas law
The ideal gas law, also called the general gas equation, is the equation of state of a hypothetical ideal gas. It is a good approximation of the behavior of many gases under many conditions, although it has several limitations. It was first stat ...
. A system composed of a pure substance of a single phase
Phase or phases may refer to:
Science
*State of matter, or phase, one of the distinct forms in which matter can exist
*Phase (matter), a region of space throughout which all physical properties are essentially uniform
*Phase space, a mathematica ...
at a particular uniform temperature and pressure is determined, and is thus a particular state, and has a particular volume. The fact that entropy is a function of state makes it useful. In the Carnot cycle
A Carnot cycle is an ideal thermodynamic cycle proposed by French physicist Nicolas Léonard Sadi Carnot, Sadi Carnot in 1824 and expanded upon by others in the 1830s and 1840s. By Carnot's theorem (thermodynamics), Carnot's theorem, it provides ...
, the working fluid returns to the same state that it had at the start of the cycle, hence the change or line integral
In mathematics, a line integral is an integral where the function (mathematics), function to be integrated is evaluated along a curve. The terms ''path integral'', ''curve integral'', and ''curvilinear integral'' are also used; ''contour integr ...
of any state function, such as entropy, over this reversible cycle is zero.
Reversible process
The entropy change '''' of a system can be well-defined as a small portion of heat
In thermodynamics, heat is energy in transfer between a thermodynamic system and its surroundings by such mechanisms as thermal conduction, electromagnetic radiation, and friction, which are microscopic in nature, involving sub-atomic, ato ...
'''' transferred from the surroundings to the system during a reversible process divided by the temperature
Temperature is a physical quantity that quantitatively expresses the attribute of hotness or coldness. Temperature is measurement, measured with a thermometer. It reflects the average kinetic energy of the vibrating and colliding atoms making ...
'''' of the system during this heat transfer
Heat transfer is a discipline of thermal engineering that concerns the generation, use, conversion, and exchange of thermal energy (heat) between physical systems. Heat transfer is classified into various mechanisms, such as thermal conduction, ...
:The reversible process is quasistatic (i.e., it occurs without any dissipation, deviating only infinitesimally from the thermodynamic equilibrium), and it may conserve total entropy. For example, in the Carnot cycle
A Carnot cycle is an ideal thermodynamic cycle proposed by French physicist Nicolas Léonard Sadi Carnot, Sadi Carnot in 1824 and expanded upon by others in the 1830s and 1840s. By Carnot's theorem (thermodynamics), Carnot's theorem, it provides ...
, while the heat flow from a hot reservoir to a cold reservoir represents the increase in the entropy in a cold reservoir, the work output, if reversibly and perfectly stored, represents the decrease in the entropy which could be used to operate the heat engine in reverse, returning to the initial state; thus the total entropy change may still be zero at all times if the entire process is reversible.
In contrast, an irreversible process increases the total entropy of the system and surroundings. Any process that happens quickly enough to deviate from the thermal equilibrium cannot be reversible; the total entropy increases, and the potential for maximum work to be done during the process is lost.
Carnot cycle
The concept of entropy arose from Rudolf Clausius
Rudolf Julius Emanuel Clausius (; 2 January 1822 – 24 August 1888) was a German physicist and mathematician and is considered one of the central founding fathers of the science of thermodynamics. By his restatement of Sadi Carnot's principle ...
's study of the Carnot cycle
A Carnot cycle is an ideal thermodynamic cycle proposed by French physicist Nicolas Léonard Sadi Carnot, Sadi Carnot in 1824 and expanded upon by others in the 1830s and 1840s. By Carnot's theorem (thermodynamics), Carnot's theorem, it provides ...
which is a thermodynamic cycle
A thermodynamic cycle consists of linked sequences of thermodynamic processes that involve heat transfer, transfer of heat and work (physics), work into and out of the system, while varying pressure, temperature, and other state variables within t ...
performed by a Carnot heat engine as a reversible heat engine. In a Carnot cycle, the heat is transferred from a hot reservoir to a working gas at the constant temperature during isothermal
An isothermal process is a type of thermodynamic process in which the temperature ''T'' of a system remains constant: Δ''T'' = 0. This typically occurs when a system is in contact with an outside thermal reservoir, and a change in the sys ...
expansion stage and the heat is transferred from a working gas to a cold reservoir at the constant temperature during isothermal
An isothermal process is a type of thermodynamic process in which the temperature ''T'' of a system remains constant: Δ''T'' = 0. This typically occurs when a system is in contact with an outside thermal reservoir, and a change in the sys ...
compression stage. According to Carnot's theorem, a heat engine with two thermal reservoirs can produce a work
Work may refer to:
* Work (human activity), intentional activity people perform to support themselves, others, or the community
** Manual labour, physical work done by humans
** House work, housework, or homemaking
** Working animal, an ani ...
if and only if there is a temperature difference between reservoirs. Originally, Carnot did not distinguish between heats and , as he assumed caloric theory
The caloric theory is an obsolete scientific theory that heat consists of a self-repellent fluid called caloric that flows from hotter bodies to colder bodies. Caloric was also thought of as a weightless gas that could pass in and out of pores ...
to be valid and hence that the total heat in the system was conserved. But in fact, the magnitude of heat is greater than the magnitude of heat . Through the efforts of Clausius
Rudolf Julius Emanuel Clausius (; 2 January 1822 – 24 August 1888) was a German physicist and mathematician and is considered one of the central founding fathers of the science of thermodynamics. By his restatement of Nicolas Léonard Sadi Ca ...
and Kelvin
The kelvin (symbol: K) is the base unit for temperature in the International System of Units (SI). The Kelvin scale is an absolute temperature scale that starts at the lowest possible temperature (absolute zero), taken to be 0 K. By de ...
, the work done by a reversible heat engine was found to be the product of the Carnot efficiency (i.e., the efficiency of all reversible heat engines with the same pair of thermal reservoirs) and the heat absorbed by a working body of the engine during isothermal expansion:To derive the Carnot efficiency Kelvin had to evaluate the ratio of the work output to the heat absorbed during the isothermal expansion with the help of the Carnot–Clapeyron equation, which contained an unknown function called the Carnot function. The possibility that the Carnot function could be the temperature as measured from a zero point of temperature was suggested by Joule
The joule ( , or ; symbol: J) is the unit of energy in the International System of Units (SI). In terms of SI base units, one joule corresponds to one kilogram- metre squared per second squared One joule is equal to the amount of work d ...
in a letter to Kelvin. This allowed Kelvin to establish his absolute temperature scale.
It is known that a work produced by an engine over a cycle equals to a net heat absorbed over a cycle.[.] Thus, with the sign convention for a heat transferred in a thermodynamic process ( for an absorption and for a dissipation) we get:Since this equality holds over an entire Carnot cycle, it gave Clausius the hint that at each stage of the cycle the difference between a work and a net heat would be conserved, rather than a net heat itself. Which means there exists a state function
In the thermodynamics of equilibrium, a state function, function of state, or point function for a thermodynamic system is a mathematical function relating several state variables or state quantities (that describe equilibrium states of a syste ...
with a change of . It is called an internal energy
The internal energy of a thermodynamic system is the energy of the system as a state function, measured as the quantity of energy necessary to bring the system from its standard internal state to its present internal state of interest, accoun ...
and forms a central concept for the first law of thermodynamics
The first law of thermodynamics is a formulation of the law of conservation of energy in the context of thermodynamic processes. For a thermodynamic process affecting a thermodynamic system without transfer of matter, the law distinguishes two ...
.
Finally, comparison for both the representations of a work output in a Carnot cycle gives us:[.]Similarly to the derivation of internal energy, this equality implies existence of a state function
In the thermodynamics of equilibrium, a state function, function of state, or point function for a thermodynamic system is a mathematical function relating several state variables or state quantities (that describe equilibrium states of a syste ...
with a change of and which is conserved over an entire cycle. Clausius called this state function ''entropy''.
In addition, the total change of entropy in both thermal reservoirs over Carnot cycle is zero too, since the inversion of a heat transfer direction means a sign inversion for the heat transferred during isothermal stages:Here we denote the entropy change for a thermal reservoir by , where is either for a hot reservoir or for a cold one.
If we consider a heat engine which is less effective than Carnot cycle (i.e., the work produced by this engine is less than the maximum predicted by Carnot's theorem), its work output is capped by Carnot efficiency as:Substitution of the work as the net heat into the inequality above gives us:or in terms of the entropy change :A Carnot cycle
A Carnot cycle is an ideal thermodynamic cycle proposed by French physicist Nicolas Léonard Sadi Carnot, Sadi Carnot in 1824 and expanded upon by others in the 1830s and 1840s. By Carnot's theorem (thermodynamics), Carnot's theorem, it provides ...
and an entropy as shown above prove to be useful in the study of any classical thermodynamic heat engine: other cycles, such as an Otto
Otto is a masculine German given name and a surname. It originates as an Old High German short form (variants '' Audo'', '' Odo'', '' Udo'') of Germanic names beginning in ''aud-'', an element meaning "wealth, prosperity".
The name is recorded fr ...
, Diesel or Brayton cycle
The Brayton cycle, also known as the Joule cycle, is a thermodynamic cycle that describes the operation of certain heat engines that have air or some other gas as their working fluid.
It is characterized by isentropic process, isentropic compre ...
, could be analysed from the same standpoint. Notably, any machine or cyclic process converting heat into work (i.e., heat engine) that is claimed to produce an efficiency greater than the one of Carnot is not viable — due to violation of the second law of thermodynamics.
For further analysis of sufficiently discrete systems, such as an assembly of particles, statistical thermodynamics
In physics, statistical mechanics is a mathematical framework that applies statistical methods and probability theory to large assemblies of microscopic entities. Sometimes called statistical physics or statistical thermodynamics, its applicatio ...
must be used. Additionally, descriptions of devices operating near the limit of de Broglie waves, e.g. photovoltaic cells
A solar cell, also known as a photovoltaic cell (PV cell), is an electronic device that converts the energy of light directly into electricity by means of the photovoltaic effect. , have to be consistent with quantum statistics
Particle statistics is a particular description of multiple particles in statistical mechanics. A key prerequisite concept is that of a statistical ensemble (an idealization comprising the state space of possible states of a system, each labeled w ...
.
Classical thermodynamics
The thermodynamic definition of entropy was developed in the early 1850s by Rudolf Clausius
Rudolf Julius Emanuel Clausius (; 2 January 1822 – 24 August 1888) was a German physicist and mathematician and is considered one of the central founding fathers of the science of thermodynamics. By his restatement of Sadi Carnot's principle ...
and essentially describes how to measure the entropy of an isolated system
In physical science, an isolated system is either of the following:
# a physical system so far removed from other systems that it does not interact with them.
# a thermodynamic system enclosed by rigid immovable walls through which neither ...
in thermodynamic equilibrium
Thermodynamic equilibrium is a notion of thermodynamics with axiomatic status referring to an internal state of a single thermodynamic system, or a relation between several thermodynamic systems connected by more or less permeable or impermeable ...
with its parts. Clausius created the term entropy as an extensive thermodynamic variable that was shown to be useful in characterizing the Carnot cycle
A Carnot cycle is an ideal thermodynamic cycle proposed by French physicist Nicolas Léonard Sadi Carnot, Sadi Carnot in 1824 and expanded upon by others in the 1830s and 1840s. By Carnot's theorem (thermodynamics), Carnot's theorem, it provides ...
. Heat transfer in the isotherm steps (isothermal expansion and isothermal compression) of the Carnot cycle was found to be proportional to the temperature of a system (known as its absolute temperature
Thermodynamic temperature, also known as absolute temperature, is a physical quantity which measures temperature starting from absolute zero, the point at which particles have minimal thermal motion.
Thermodynamic temperature is typically expres ...
). This relationship was expressed in an increment of entropy that is equal to incremental heat transfer divided by temperature. Entropy was found to vary in the thermodynamic cycle but eventually returned to the same value at the end of every cycle. Thus it was found to be a function of state
In the thermodynamics of equilibrium, a state function, function of state, or point function for a thermodynamic system is a mathematical function relating several state variables or state quantities (that describe equilibrium states of a syste ...
, specifically a thermodynamic state of the system.
While Clausius based his definition on a reversible process, there are also irreversible processes that change entropy. Following the second law of thermodynamics
The second law of thermodynamics is a physical law based on Universal (metaphysics), universal empirical observation concerning heat and Energy transformation, energy interconversions. A simple statement of the law is that heat always flows spont ...
, entropy of an isolated system
A system is a group of interacting or interrelated elements that act according to a set of rules to form a unified whole. A system, surrounded and influenced by its open system (systems theory), environment, is described by its boundaries, str ...
always increases for irreversible processes. The difference between an isolated system and closed system is that energy may ''not'' flow to and from an isolated system, but energy flow to and from a closed system is possible. Nevertheless, for both closed and isolated systems, and indeed, also in open systems, irreversible thermodynamics processes may occur.
According to the Clausius equality, for a reversible cyclic thermodynamic process: which means the line integral is path-independent. Thus we can define a state function , called ''entropy'':Therefore, thermodynamic entropy has the dimension of energy divided by temperature, and the unit joule
The joule ( , or ; symbol: J) is the unit of energy in the International System of Units (SI). In terms of SI base units, one joule corresponds to one kilogram- metre squared per second squared One joule is equal to the amount of work d ...
per kelvin
The kelvin (symbol: K) is the base unit for temperature in the International System of Units (SI). The Kelvin scale is an absolute temperature scale that starts at the lowest possible temperature (absolute zero), taken to be 0 K. By de ...
(J/K) in the International System of Units (SI).
To find the entropy difference between any two states of the system, the integral must be evaluated for some reversible path between the initial and final states. Since an entropy is a state function, the entropy change of the system for an irreversible path is the same as for a reversible path between the same two states. However, the heat transferred to or from the surroundings is different as well as its entropy change.
We can calculate the change of entropy only by integrating the above formula. To obtain the absolute value of the entropy, we consider the third law of thermodynamics
The third law of thermodynamics states that the entropy of a closed system at thermodynamic equilibrium approaches a constant value when its temperature approaches absolute zero. This constant value cannot depend on any other parameters characte ...
: perfect crystals at the absolute zero
Absolute zero is the lowest possible temperature, a state at which a system's internal energy, and in ideal cases entropy, reach their minimum values. The absolute zero is defined as 0 K on the Kelvin scale, equivalent to −273.15 ° ...
have an entropy .
From a macroscopic perspective, in classical thermodynamics
Thermodynamics is a branch of physics that deals with heat, work, and temperature, and their relation to energy, entropy, and the physical properties of matter and radiation. The behavior of these quantities is governed by the four laws of th ...
the entropy is interpreted as a state function
In the thermodynamics of equilibrium, a state function, function of state, or point function for a thermodynamic system is a mathematical function relating several state variables or state quantities (that describe equilibrium states of a syste ...
of a thermodynamic system
A thermodynamic system is a body of matter and/or radiation separate from its surroundings that can be studied using the laws of thermodynamics.
Thermodynamic systems can be passive and active according to internal processes. According to inter ...
: that is, a property depending only on the current state of the system, independent of how that state came to be achieved. In any process, where the system gives up of energy to the surrounding at the temperature , its entropy falls by and at least of that energy must be given up to the system's surroundings as a heat. Otherwise, this process cannot go forward. In classical thermodynamics, the entropy of a system is defined if and only if it is in a thermodynamic equilibrium
Thermodynamic equilibrium is a notion of thermodynamics with axiomatic status referring to an internal state of a single thermodynamic system, or a relation between several thermodynamic systems connected by more or less permeable or impermeable ...
(though a chemical equilibrium
In a chemical reaction, chemical equilibrium is the state in which both the Reagent, reactants and Product (chemistry), products are present in concentrations which have no further tendency to change with time, so that there is no observable chan ...
is not required: for example, the entropy of a mixture of two moles of hydrogen and one mole of oxygen in standard conditions
Standard temperature and pressure (STP) or standard conditions for temperature and pressure are various standard sets of conditions for experimental measurements used to allow comparisons to be made between different sets of data. The most used ...
is well-defined).
Statistical mechanics
The statistical definition was developed by Ludwig Boltzmann
Ludwig Eduard Boltzmann ( ; ; 20 February 1844 – 5 September 1906) was an Austrian mathematician and Theoretical physics, theoretical physicist. His greatest achievements were the development of statistical mechanics and the statistical ex ...
in the 1870s by analysing the statistical behaviour of the microscopic components of the system. Boltzmann showed that this definition of entropy was equivalent to the thermodynamic entropy to within a constant factor—known as the Boltzmann constant
The Boltzmann constant ( or ) is the proportionality factor that relates the average relative thermal energy of particles in a ideal gas, gas with the thermodynamic temperature of the gas. It occurs in the definitions of the kelvin (K) and the ...
. In short, the thermodynamic definition of entropy provides the experimental verification of entropy, while the statistical definition of entropy extends the concept, providing an explanation and a deeper understanding of its nature.
The interpretation of entropy in statistical mechanics is the measure of uncertainty, disorder, or ''mixedupness'' in the phrase of Gibbs, which remains about a system after its observable macroscopic properties, such as temperature, pressure and volume, have been taken into account. For a given set of macroscopic variables, the entropy measures the degree to which the probability of the system is spread out over different possible microstates
A microstate or ministate is a sovereign state having a very small population or land area, usually both. However, the meanings of "state" and "very small" are not well-defined in international law. Some recent attempts to define microstates ...
. In contrast to the macrostate, which characterizes plainly observable average quantities, a microstate specifies all molecular details about the system including the position and momentum of every molecule. The more such states are available to the system with appreciable probability, the greater the entropy. In statistical mechanics, entropy is a measure of the number of ways a system can be arranged, often taken to be a measure of "disorder" (the higher the entropy, the higher the disorder). This definition describes the entropy as being proportional to the natural logarithm of the number of possible microscopic configurations of the individual atoms and molecules of the system (microstates
A microstate or ministate is a sovereign state having a very small population or land area, usually both. However, the meanings of "state" and "very small" are not well-defined in international law. Some recent attempts to define microstates ...
) that could cause the observed macroscopic state (macrostate
In statistical mechanics, a microstate is a specific configuration of a system that describes the precise positions and momenta of all the individual particles or components that make up the system. Each microstate has a certain probability of ...
) of the system. The constant of proportionality is the Boltzmann constant
The Boltzmann constant ( or ) is the proportionality factor that relates the average relative thermal energy of particles in a ideal gas, gas with the thermodynamic temperature of the gas. It occurs in the definitions of the kelvin (K) and the ...
.
The Boltzmann constant, and therefore entropy, have dimensions of energy divided by temperature, which has a unit of joule
The joule ( , or ; symbol: J) is the unit of energy in the International System of Units (SI). In terms of SI base units, one joule corresponds to one kilogram- metre squared per second squared One joule is equal to the amount of work d ...
s per kelvin
The kelvin (symbol: K) is the base unit for temperature in the International System of Units (SI). The Kelvin scale is an absolute temperature scale that starts at the lowest possible temperature (absolute zero), taken to be 0 K. By de ...
(J⋅K−1) in the International System of Units
The International System of Units, internationally known by the abbreviation SI (from French ), is the modern form of the metric system and the world's most widely used system of measurement. It is the only system of measurement with official s ...
(or kg⋅m2⋅s−2⋅K−1 in terms of base units). The entropy of a substance is usually given as an intensive property
Physical or chemical properties of materials and systems can often be categorized as being either intensive or extensive, according to how the property changes when the size (or extent) of the system changes.
The terms "intensive and extensive ...
— either entropy per unit mass
Mass is an Intrinsic and extrinsic properties, intrinsic property of a physical body, body. It was traditionally believed to be related to the physical quantity, quantity of matter in a body, until the discovery of the atom and particle physi ...
(SI unit: J⋅K−1⋅kg−1) or entropy per unit amount of substance
In chemistry, the amount of substance (symbol ) in a given sample of matter is defined as a ratio () between the particle number, number of elementary entities () and the Avogadro constant (). The unit of amount of substance in the International ...
(SI unit: J⋅K−1⋅mol−1).
Specifically, entropy is a logarithmic measure for the system with a number of states, each with a probability of being occupied (usually given by the Boltzmann distribution
In statistical mechanics and mathematics, a Boltzmann distribution (also called Gibbs distribution Translated by J.B. Sykes and M.J. Kearsley. See section 28) is a probability distribution or probability measure that gives the probability tha ...
):where is the Boltzmann constant
The Boltzmann constant ( or ) is the proportionality factor that relates the average relative thermal energy of particles in a ideal gas, gas with the thermodynamic temperature of the gas. It occurs in the definitions of the kelvin (K) and the ...
and the summation is performed over all possible microstates of the system.[Frigg, R. and Werndl, C. "Entropy – A Guide for the Perplexed"](_blank)
. In ''Probabilities in Physics''; Beisbart C. and Hartmann, S. (eds.); Oxford University Press, Oxford, 2010.
In case states are defined in a continuous manner, the summation is replaced by an integral
In mathematics, an integral is the continuous analog of a Summation, sum, which is used to calculate area, areas, volume, volumes, and their generalizations. Integration, the process of computing an integral, is one of the two fundamental oper ...
over all possible states, or equivalently we can consider the expected value
In probability theory, the expected value (also called expectation, expectancy, expectation operator, mathematical expectation, mean, expectation value, or first Moment (mathematics), moment) is a generalization of the weighted average. Informa ...
of the logarithm of the probability that a microstate is occupied:This definition assumes the basis states to be picked in a way that there is no information on their relative phases. In a general case the expression is:where is a density matrix
In quantum mechanics, a density matrix (or density operator) is a matrix used in calculating the probabilities of the outcomes of measurements performed on physical systems. It is a generalization of the state vectors or wavefunctions: while th ...
, is a trace operator
In mathematical analysis, the trace operator extends the notion of the restriction of a function to the boundary of its domain to "generalized" functions in a Sobolev space. This is particularly important for the study of partial differential equ ...
and is a matrix logarithm
In mathematics, a logarithm of a matrix is another matrix such that the matrix exponential of the latter matrix equals the original matrix. It is thus a generalization of the scalar logarithm and in some sense an inverse function of the matrix exp ...
. The density matrix formalism is not required if the system is in thermal equilibrium so long as the basis states are chosen to be eigenstates
In quantum physics, a quantum state is a mathematical entity that embodies the knowledge of a quantum system. Quantum mechanics specifies the construction, evolution, and measurement of a quantum state. The result is a prediction for the system re ...
of the Hamiltonian
Hamiltonian may refer to:
* Hamiltonian mechanics, a function that represents the total energy of a system
* Hamiltonian (quantum mechanics), an operator corresponding to the total energy of that system
** Dyall Hamiltonian, a modified Hamiltonian ...
. For most practical purposes it can be taken as the fundamental definition of entropy since all other formulae for can be derived from it, but not vice versa.
In what has been called '' the fundamental postulate in statistical mechanics'', among system microstates of the same energy (i.e., degenerate microstates) each microstate is assumed to be populated with equal probability , where is the number of microstates whose energy equals that of the system. Usually, this assumption is justified for an isolated system in a thermodynamic equilibrium. Then in case of an isolated system the previous formula reduces to:In thermodynamics, such a system is one with a fixed volume, number of molecules, and internal energy, called a microcanonical ensemble
In statistical mechanics, the microcanonical ensemble is a statistical ensemble that represents the possible states of a mechanical system whose total energy is exactly specified. The system is assumed to be isolated in the sense that it canno ...
.
The most general interpretation of entropy is as a measure of the extent of uncertainty about a system. The equilibrium state
Thermodynamic equilibrium is a notion of thermodynamics with axiomatic status referring to an internal state of a single thermodynamic system, or a relation between several thermodynamic systems connected by more or less permeable or impermeable ...
of a system maximizes the entropy because it does not reflect all information about the initial conditions, except for the conserved variables. This uncertainty is not of the everyday subjective kind, but rather the uncertainty inherent to the experimental method and interpretative model.
The interpretative model has a central role in determining entropy. The qualifier "for a given set of macroscopic variables" above has deep implications when two observers use different sets of macroscopic variables. For example, consider observer A using variables , , and observer B using variables , , , . If observer B changes variable , then observer A will see a violation of the second law of thermodynamics, since he does not possess information about variable and its influence on the system. In other words, one must choose a complete set of macroscopic variables to describe the system, i.e. every independent parameter that may change during experiment.
Entropy can also be defined for any Markov process
In probability theory and statistics, a Markov chain or Markov process is a stochastic process describing a sequence of possible events in which the probability of each event depends only on the state attained in the previous event. Informally, ...
es with reversible dynamics
In mathematics and physics, time-reversibility is the property of a process whose governing rules remain unchanged when the direction of its sequence of actions is reversed.
A deterministic process is time-reversible if the time-reversed process ...
and the detailed balance
The principle of detailed balance can be used in Kinetics (physics), kinetic systems which are decomposed into elementary processes (collisions, or steps, or elementary reactions). It states that at Thermodynamic equilibrium, equilibrium, each elem ...
property.
In Boltzmann's 1896 ''Lectures on Gas Theory'', he showed that this expression gives a measure of entropy for systems of atoms and molecules in the gas phase, thus providing a measure for the entropy of classical thermodynamics.
Entropy of a system
In a thermodynamic system
A thermodynamic system is a body of matter and/or radiation separate from its surroundings that can be studied using the laws of thermodynamics.
Thermodynamic systems can be passive and active according to internal processes. According to inter ...
, pressure and temperature tend to become uniform over time because the equilibrium state
Thermodynamic equilibrium is a notion of thermodynamics with axiomatic status referring to an internal state of a single thermodynamic system, or a relation between several thermodynamic systems connected by more or less permeable or impermeable ...
has higher probability
Probability is a branch of mathematics and statistics concerning events and numerical descriptions of how likely they are to occur. The probability of an event is a number between 0 and 1; the larger the probability, the more likely an e ...
(more possible combination
In mathematics, a combination is a selection of items from a set that has distinct members, such that the order of selection does not matter (unlike permutations). For example, given three fruits, say an apple, an orange and a pear, there are ...
s of microstates
A microstate or ministate is a sovereign state having a very small population or land area, usually both. However, the meanings of "state" and "very small" are not well-defined in international law. Some recent attempts to define microstates ...
) than any other state. As an example, for a glass of ice water in air at room temperature
Room temperature, colloquially, denotes the range of air temperatures most people find comfortable indoors while dressed in typical clothing. Comfortable temperatures can be extended beyond this range depending on humidity, air circulation, and ...
, the difference in temperature between the warm room (the surroundings) and the cold glass of ice and water (the system and not part of the room) decreases as portions of the thermal energy
The term "thermal energy" is often used ambiguously in physics and engineering. It can denote several different physical concepts, including:
* Internal energy: The energy contained within a body of matter or radiation, excluding the potential en ...
from the warm surroundings spread to the cooler system of ice and water. Over time the temperature of the glass and its contents and the temperature of the room become equal. In other words, the entropy of the room has decreased as some of its energy has been dispersed to the ice and water, of which the entropy has increased.
However, as calculated in the example, the entropy of the system of ice and water has increased more than the entropy of the surrounding room has decreased. In an isolated system
In physical science, an isolated system is either of the following:
# a physical system so far removed from other systems that it does not interact with them.
# a thermodynamic system enclosed by rigid immovable walls through which neither ...
such as the room and ice water taken together, the dispersal of energy from warmer to cooler always results in a net increase in entropy. Thus, when the "universe" of the room and ice water system has reached a temperature equilibrium, the entropy change from the initial state is at a maximum. The entropy of the thermodynamic system
A thermodynamic system is a body of matter and/or radiation separate from its surroundings that can be studied using the laws of thermodynamics.
Thermodynamic systems can be passive and active according to internal processes. According to inter ...
is a measure of how far the equalisation has progressed.
Thermodynamic entropy is a non-conserved state function
In the thermodynamics of equilibrium, a state function, function of state, or point function for a thermodynamic system is a mathematical function relating several state variables or state quantities (that describe equilibrium states of a syste ...
that is of great importance in the sciences of physics
Physics is the scientific study of matter, its Elementary particle, fundamental constituents, its motion and behavior through space and time, and the related entities of energy and force. "Physical science is that department of knowledge whi ...
and chemistry
Chemistry is the scientific study of the properties and behavior of matter. It is a physical science within the natural sciences that studies the chemical elements that make up matter and chemical compound, compounds made of atoms, molecules a ...
. Historically, the concept of entropy evolved to explain why some processes (permitted by conservation laws) occur spontaneously while their time reversals (also permitted by conservation laws) do not; systems tend to progress in the direction of increasing entropy. For isolated system
In physical science, an isolated system is either of the following:
# a physical system so far removed from other systems that it does not interact with them.
# a thermodynamic system enclosed by rigid immovable walls through which neither ...
s, entropy never decreases. This fact has several important consequences in science: first, it prohibits "perpetual motion
Perpetual motion is the motion of bodies that continues forever in an unperturbed system. A perpetual motion machine is a hypothetical machine that can do work indefinitely without an external energy source. This kind of machine is impossible ...
" machines; and second, it implies the arrow of entropy has the same direction as the arrow of time
An arrow is a fin-stabilized projectile launched by a bow. A typical arrow usually consists of a long, stiff, straight shaft with a weighty (and usually sharp and pointed) arrowhead attached to the front end, multiple fin-like stabilizers ca ...
. Increases in the total entropy of system and surroundings correspond to irreversible changes, because some energy is expended as waste heat, limiting the amount of work a system can do.
Unlike many other functions of state, entropy cannot be directly observed but must be calculated. Absolute standard molar entropy
In chemistry, the standard molar entropy is the entropy content of one mole of pure substance at a standard state of pressure and any temperature of interest. These are often (but not necessarily) chosen to be the standard temperature and pressure ...
of a substance can be calculated from the measured temperature dependence of its heat capacity
Heat capacity or thermal capacity is a physical property of matter, defined as the amount of heat to be supplied to an object to produce a unit change in its temperature. The SI unit of heat capacity is joule per kelvin (J/K).
Heat capacity is a ...
. The molar entropy of ions is obtained as a difference in entropy from a reference state defined as zero entropy. The second law of thermodynamics
The second law of thermodynamics is a physical law based on Universal (metaphysics), universal empirical observation concerning heat and Energy transformation, energy interconversions. A simple statement of the law is that heat always flows spont ...
states that the entropy of an isolated system
In physical science, an isolated system is either of the following:
# a physical system so far removed from other systems that it does not interact with them.
# a thermodynamic system enclosed by rigid immovable walls through which neither ...
must increase or remain constant. Therefore, entropy is not a conserved quantity: for example, in an isolated system with non-uniform temperature, heat might irreversibly flow and the temperature become more uniform such that entropy increases. Chemical reactions cause changes in entropy and system entropy, in conjunction with enthalpy
Enthalpy () is the sum of a thermodynamic system's internal energy and the product of its pressure and volume. It is a state function in thermodynamics used in many measurements in chemical, biological, and physical systems at a constant extern ...
, plays an important role in determining in which direction a chemical reaction spontaneously proceeds.
One dictionary definition of entropy is that it is "a measure of thermal energy per unit temperature that is not available for useful work" in a cyclic process. For instance, a substance at uniform temperature is at maximum entropy and cannot drive a heat engine. A substance at non-uniform temperature is at a lower entropy (than if the heat distribution is allowed to even out) and some of the thermal energy can drive a heat engine.
A special case of entropy increase, the entropy of mixing
In thermodynamics, the entropy of mixing is the increase in the total entropy when several initially separate systems of different composition, each in a thermodynamic state of internal equilibrium, are mixed without chemical reaction by the ther ...
, occurs when two or more different substances are mixed. If the substances are at the same temperature and pressure, there is no net exchange of heat or work – the entropy change is entirely due to the mixing of the different substances. At a statistical mechanical level, this results due to the change in available volume per particle with mixing.
Equivalence of definitions
Proofs of equivalence between the entropy in statistical mechanics — the Gibbs entropy formula
The concept entropy was first developed by German physicist Rudolf Clausius in the mid-nineteenth century as a thermodynamic property that predicts that certain spontaneous processes are irreversible or impossible. In statistical mechanics, entrop ...
:and the entropy in classical thermodynamics:together with the fundamental thermodynamic relation
In thermodynamics, the fundamental thermodynamic relation are four fundamental equations which demonstrate how four important thermodynamic quantities depend on variables that can be controlled and measured experimentally. Thus, they are essential ...
are known for the microcanonical ensemble
In statistical mechanics, the microcanonical ensemble is a statistical ensemble that represents the possible states of a mechanical system whose total energy is exactly specified. The system is assumed to be isolated in the sense that it canno ...
, the canonical ensemble
In statistical mechanics, a canonical ensemble is the statistical ensemble that represents the possible states of a mechanical system in thermal equilibrium with a heat bath at a fixed temperature. The system can exchange energy with the hea ...
, the grand canonical ensemble
In statistical mechanics, the grand canonical ensemble (also known as the macrocanonical ensemble) is the statistical ensemble that is used to represent the possible states of a mechanical system of particles that are in thermodynamic equilibri ...
, and the isothermal–isobaric ensemble
The isothermal–isobaric ensemble (constant temperature and constant pressure ensemble) is a statistical mechanical ensemble that maintains constant temperature T \, and constant pressure P \, applied. It is also called the NpT-ensemble, where ...
. These proofs are based on the probability density of microstates of the generalised Boltzmann distribution
In statistical mechanics and mathematics, a Boltzmann distribution (also called Gibbs distribution Translated by J.B. Sykes and M.J. Kearsley. See section 28) is a probability distribution or probability measure that gives the probability tha ...
and the identification of the thermodynamic internal energy as the ensemble average . Thermodynamic relations are then employed to derive the well-known Gibbs entropy formula
The concept entropy was first developed by German physicist Rudolf Clausius in the mid-nineteenth century as a thermodynamic property that predicts that certain spontaneous processes are irreversible or impossible. In statistical mechanics, entrop ...
. However, the equivalence between the Gibbs entropy formula and the thermodynamic definition of entropy is not a fundamental thermodynamic relation but rather a consequence of the form of the generalized Boltzmann distribution.
Furthermore, it has been shown that the definitions of entropy in statistical mechanics is the only entropy that is equivalent to the classical thermodynamics entropy under the following postulates:
Second law of thermodynamics
The second law of thermodynamics
The second law of thermodynamics is a physical law based on Universal (metaphysics), universal empirical observation concerning heat and Energy transformation, energy interconversions. A simple statement of the law is that heat always flows spont ...
requires that, in general, the total entropy of any system does not decrease other than by increasing the entropy of some other system. Hence, in a system isolated from its environment, the entropy of that system tends not to decrease. It follows that heat cannot flow from a colder body to a hotter body without the application of work to the colder body. Secondly, it is impossible for any device operating on a cycle to produce net work from a single temperature reservoir; the production of net work requires flow of heat from a hotter reservoir to a colder reservoir, or a single expanding reservoir undergoing adiabatic cooling
An adiabatic process (''adiabatic'' ) is a type of thermodynamic process that occurs without transferring heat between the thermodynamic system and its environment. Unlike an isothermal process, an adiabatic process transfers energy to the s ...
, which performs adiabatic work. As a result, there is no possibility of a perpetual motion
Perpetual motion is the motion of bodies that continues forever in an unperturbed system. A perpetual motion machine is a hypothetical machine that can do work indefinitely without an external energy source. This kind of machine is impossible ...
machine. It follows that a reduction in the increase of entropy in a specified process, such as a chemical reaction
A chemical reaction is a process that leads to the chemistry, chemical transformation of one set of chemical substances to another. When chemical reactions occur, the atoms are rearranged and the reaction is accompanied by an Gibbs free energy, ...
, means that it is energetically more efficient.
It follows from the second law of thermodynamics that the entropy of a system that is not isolated may decrease. An air conditioner
Air conditioning, often abbreviated as A/C (US) or air con (UK), is the process of removing heat from an enclosed space to achieve a more comfortable interior temperature, and in some cases, also controlling the humidity of internal air. Air c ...
, for example, may cool the air in a room, thus reducing the entropy of the air of that system. The heat expelled from the room (the system), which the air conditioner transports and discharges to the outside air, always makes a bigger contribution to the entropy of the environment than the decrease of the entropy of the air of that system. Thus, the total of entropy of the room plus the entropy of the environment increases, in agreement with the second law of thermodynamics.
In mechanics, the second law in conjunction with the fundamental thermodynamic relation
In thermodynamics, the fundamental thermodynamic relation are four fundamental equations which demonstrate how four important thermodynamic quantities depend on variables that can be controlled and measured experimentally. Thus, they are essential ...
places limits on a system's ability to do useful work. The entropy change of a system at temperature absorbing an infinitesimal amount of heat in a reversible way, is given by . More explicitly, an energy is not available to do useful work, where is the temperature of the coldest accessible reservoir or heat sink external to the system. For further discussion, see ''Exergy
Exergy, often referred to as "available energy" or "useful work potential", is a fundamental concept in the field of thermodynamics and engineering. It plays a crucial role in understanding and quantifying the quality of energy within a system and ...
''.
Statistical mechanics demonstrates that entropy is governed by probability, thus allowing for a decrease in disorder even in an isolated system. Although this is possible, such an event has a small probability of occurring, making it unlikely.
The applicability of a second law of thermodynamics is limited to systems in or sufficiently near equilibrium state
Thermodynamic equilibrium is a notion of thermodynamics with axiomatic status referring to an internal state of a single thermodynamic system, or a relation between several thermodynamic systems connected by more or less permeable or impermeable ...
, so that they have defined entropy. Some inhomogeneous systems out of thermodynamic equilibrium still satisfy the hypothesis of local thermodynamic equilibrium
Thermodynamic equilibrium is a notion of thermodynamics with axiomatic status referring to an internal state of a single thermodynamic system, or a relation between several thermodynamic systems connected by more or less permeable or impermeable ...
, so that entropy density is locally defined as an intensive quantity. For such systems, there may apply a principle of maximum time rate of entropy production. It states that such a system may evolve to a steady state that maximises its time rate of entropy production. This does not mean that such a system is necessarily always in a condition of maximum time rate of entropy production; it means that it may evolve to such a steady state.
Applications
The fundamental thermodynamic relation
The entropy of a system depends on its internal energy and its external parameters, such as its volume. In the thermodynamic limit, this fact leads to an equation relating the change in the internal energy to changes in the entropy and the external parameters. This relation is known as the ''fundamental thermodynamic relation''. If external pressure bears on the volume as the only external parameter, this relation is:Since both internal energy and entropy are monotonic functions of temperature , implying that the internal energy is fixed when one specifies the entropy and the volume, this relation is valid even if the change from one state of thermal equilibrium to another with infinitesimally larger entropy and volume happens in a non-quasistatic way (so during this change the system may be very far out of thermal equilibrium and then the whole-system entropy, pressure, and temperature may not exist).
The fundamental thermodynamic relation implies many thermodynamic identities that are valid in general, independent of the microscopic details of the system. Important examples are the Maxwell relations
file:Thermodynamic map.svg, 400px, Flow chart showing the paths between the Maxwell relations. P is pressure, T temperature, V volume, S entropy, \alpha coefficient of thermal expansion, \kappa compressibility, C_V heat capacity at constant vo ...
and the relations between heat capacities
In thermodynamics, the heat capacity at constant volume, C_, and the heat capacity at constant pressure, C_, are extensive properties that have the magnitude of energy divided by temperature.
Relations
The laws of thermodynamics imply the foll ...
.
Entropy in chemical thermodynamics
Thermodynamic entropy is central in chemical thermodynamics
Chemical thermodynamics is the study of the interrelation of heat and work with chemical reactions or with physical changes of state within the confines of the laws of thermodynamics. Chemical thermodynamics involves not only laboratory measure ...
, enabling changes to be quantified and the outcome of reactions predicted. The second law of thermodynamics
The second law of thermodynamics is a physical law based on Universal (metaphysics), universal empirical observation concerning heat and Energy transformation, energy interconversions. A simple statement of the law is that heat always flows spont ...
states that entropy in an isolated system
In physical science, an isolated system is either of the following:
# a physical system so far removed from other systems that it does not interact with them.
# a thermodynamic system enclosed by rigid immovable walls through which neither ...
— the combination of a subsystem under study and its surroundings — increases during all spontaneous chemical and physical processes. The Clausius equation introduces the measurement of entropy change which describes the direction and quantifies the magnitude of simple changes such as heat transfer between systems — always from hotter body to cooler one spontaneously.
Thermodynamic entropy is an extensive property, meaning that it scales with the size or extent of a system. In many processes it is useful to specify the entropy as an intensive property
Physical or chemical properties of materials and systems can often be categorized as being either intensive or extensive, according to how the property changes when the size (or extent) of the system changes.
The terms "intensive and extensive ...
independent of the size, as a specific entropy characteristic of the type of system studied. Specific entropy may be expressed relative to a unit of mass, typically the kilogram (unit: J⋅kg−1⋅K−1). Alternatively, in chemistry, it is also referred to one mole
Mole (or Molé) may refer to:
Animals
* Mole (animal) or "true mole"
* Golden mole, southern African mammals
* Marsupial mole
Marsupial moles, the Notoryctidae family, are two species of highly specialized marsupial mammals that are found i ...
of substance, in which case it is called the ''molar entropy'' with a unit of J⋅mol−1⋅K−1.
Thus, when one mole of substance at about is warmed by its surroundings to , the sum of the incremental values of constitute each element's or compound's standard molar entropy, an indicator of the amount of energy stored by a substance at . Entropy change also measures the mixing of substances as a summation of their relative quantities in the final mixture.
Entropy is equally essential in predicting the extent and direction of complex chemical reactions. For such applications, must be incorporated in an expression that includes both the system and its surroundings: Via additional steps this expression becomes the equation of Gibbs free energy
In thermodynamics, the Gibbs free energy (or Gibbs energy as the recommended name; symbol is a thermodynamic potential that can be used to calculate the maximum amount of Work (thermodynamics), work, other than Work (thermodynamics)#Pressure–v ...
change for reactants and products in the system at the constant pressure and temperature :where is the enthalpy
Enthalpy () is the sum of a thermodynamic system's internal energy and the product of its pressure and volume. It is a state function in thermodynamics used in many measurements in chemical, biological, and physical systems at a constant extern ...
change and is the entropy change.
The spontaneity of a chemical or physical process is governed by the Gibbs free energy
In thermodynamics, the Gibbs free energy (or Gibbs energy as the recommended name; symbol is a thermodynamic potential that can be used to calculate the maximum amount of Work (thermodynamics), work, other than Work (thermodynamics)#Pressure–v ...
change (ΔG), as defined by the equation ΔG = ΔH − TΔS, where ΔH represents the enthalpy change, ΔS the entropy change, and T the temperature in Kelvin. A negative ΔG indicates a thermodynamically favorable ( spontaneous) process, while a positive ΔG denotes a non-spontaneous one. When both ΔH and ΔS are positive (endothermic
An endothermic process is a chemical or physical process that absorbs heat from its surroundings. In terms of thermodynamics, it is a thermodynamic process with an increase in the enthalpy (or internal energy ) of the system.Oxtoby, D. W; Gillis, ...
, entropy-increasing), the reaction becomes spontaneous at sufficiently high temperatures, as the TΔS term dominates. Conversely, if both ΔH and ΔS are negative (exothermic, entropy-decreasing), spontaneity occurs only at low temperatures, where the enthalpy term prevails. Reactions with ΔH < 0 and ΔS > 0 (exothermic
In thermodynamics, an exothermic process () is a thermodynamic process or reaction that releases energy from the system to its surroundings, usually in the form of heat, but also in a form of light (e.g. a spark, flame, or flash), electricity (e ...
and entropy-increasing) are spontaneous at all temperatures, while those with ΔH > 0 and ΔS < 0 (endothermic and entropy-decreasing) are non-spontaneous regardless of temperature. These principles underscore the interplay between energy exchange, disorder, and temperature in determining the direction of natural processes, from phase transitions to biochemical reactions.
----
World's technological capacity to store and communicate entropic information
A 2011 study in ''Science
Science is a systematic discipline that builds and organises knowledge in the form of testable hypotheses and predictions about the universe. Modern science is typically divided into twoor threemajor branches: the natural sciences, which stu ...
'' estimated the world's technological capacity to store and communicate optimally compressed information normalised on the most effective compression algorithms available in the year 2007, therefore estimating the entropy of the technologically available sources. The author's estimate that humankind's technological capacity to store information grew from 2.6 (entropically compressed) exabytes
The byte is a unit of digital information that most commonly consists of eight bits. Historically, the byte was the number of bits used to encode a single character of text in a computer and for this reason it is the smallest addressable un ...
in 1986 to 295 (entropically compressed) exabytes
The byte is a unit of digital information that most commonly consists of eight bits. Historically, the byte was the number of bits used to encode a single character of text in a computer and for this reason it is the smallest addressable un ...
in 2007. The world's technological capacity to receive information through one-way broadcast networks was 432 exabytes
The byte is a unit of digital information that most commonly consists of eight bits. Historically, the byte was the number of bits used to encode a single character of text in a computer and for this reason it is the smallest addressable un ...
of (entropically compressed) information in 1986, to 1.9 zettabytes
The byte is a unit of digital information that most commonly consists of eight bits. Historically, the byte was the number of bits used to encode a single character of text in a computer and for this reason it is the smallest addressable un ...
in 2007. The world's effective capacity to exchange information through two-way telecommunication networks was 281 petabytes
The byte is a unit of digital information that most commonly consists of eight bits. Historically, the byte was the number of bits used to encode a single character of text in a computer and for this reason it is the smallest addressable un ...
of (entropically compressed) information in 1986, to 65 (entropically compressed) exabytes
The byte is a unit of digital information that most commonly consists of eight bits. Historically, the byte was the number of bits used to encode a single character of text in a computer and for this reason it is the smallest addressable un ...
in 2007.
Entropy balance equation for open systems
In chemical engineering
Chemical engineering is an engineering field which deals with the study of the operation and design of chemical plants as well as methods of improving production. Chemical engineers develop economical commercial processes to convert raw materials ...
, the principles of thermodynamics are commonly applied to " open systems", i.e. those in which heat, work
Work may refer to:
* Work (human activity), intentional activity people perform to support themselves, others, or the community
** Manual labour, physical work done by humans
** House work, housework, or homemaking
** Working animal, an ani ...
, and mass
Mass is an Intrinsic and extrinsic properties, intrinsic property of a physical body, body. It was traditionally believed to be related to the physical quantity, quantity of matter in a body, until the discovery of the atom and particle physi ...
flow across the system boundary. In general, flow of heat , flow of shaft work and pressure-volume work across the system boundaries cause changes in the entropy of the system. Heat transfer entails entropy transfer , where is the absolute thermodynamic temperature
Thermodynamic temperature, also known as absolute temperature, is a physical quantity which measures temperature starting from absolute zero, the point at which particles have minimal thermal motion.
Thermodynamic temperature is typically expres ...
of the system at the point of the heat flow. If there are mass flows across the system boundaries, they also influence the total entropy of the system. This account, in terms of heat and work, is valid only for cases in which the work and heat transfers are by paths physically distinct from the paths of entry and exit of matter from the system.
To derive a generalised entropy balanced equation, we start with the general balance equation for the change in any extensive quantity
Physical or chemical properties of materials and systems can often be categorized as being either intensive or extensive, according to how the property changes when the size (or extent) of the system changes.
The terms "intensive and extensive ...
in a thermodynamic system
A thermodynamic system is a body of matter and/or radiation separate from its surroundings that can be studied using the laws of thermodynamics.
Thermodynamic systems can be passive and active according to internal processes. According to inter ...
, a quantity that may be either conserved, such as energy, or non-conserved, such as entropy. The basic generic balance expression states that , i.e. the rate of change of in the system, equals the rate at which enters the system at the boundaries, minus the rate at which leaves the system across the system boundaries, plus the rate at which is generated within the system. For an open thermodynamic system in which heat and work are transferred by paths separate from the paths for transfer of matter, using this generic balance equation, with respect to the rate of change with time of the extensive quantity entropy , the entropy balance equation is:[The overdots represent derivatives of the quantities with respect to time.]where is the net rate of entropy flow due to the flows of mass into and out of the system with entropy per unit mass , is the rate of entropy flow due to the flow of heat across the system boundary and is the rate of entropy generation within the system, e.g. by chemical reaction
A chemical reaction is a process that leads to the chemistry, chemical transformation of one set of chemical substances to another. When chemical reactions occur, the atoms are rearranged and the reaction is accompanied by an Gibbs free energy, ...
s, phase transition
In physics, chemistry, and other related fields like biology, a phase transition (or phase change) is the physical process of transition between one state of a medium and another. Commonly the term is used to refer to changes among the basic Sta ...
s, internal heat transfer or frictional effects such as viscosity
Viscosity is a measure of a fluid's rate-dependent drag (physics), resistance to a change in shape or to movement of its neighboring portions relative to one another. For liquids, it corresponds to the informal concept of ''thickness''; for e ...
.
In case of multiple heat flows the term is replaced by , where is the heat flow through -th port into the system and is the temperature at the -th port.
The nomenclature "entropy balance" is misleading and often deemed inappropriate because entropy is not a conserved quantity. In other words, the term is never a known quantity but always a derived one based on the expression above. Therefore, the open system version of the second law is more appropriately described as the "entropy generation equation" since it specifies that:with zero for reversible process and positive values for irreversible one.
Entropy change formulas for simple processes
For certain simple transformations in systems of constant composition, the entropy changes are given by simple formulas.
Isothermal expansion or compression of an ideal gas
For the expansion (or compression) of an ideal gas
An ideal gas is a theoretical gas composed of many randomly moving point particles that are not subject to interparticle interactions. The ideal gas concept is useful because it obeys the ideal gas law, a simplified equation of state, and is ...
from an initial volume and pressure to a final volume and pressure at any constant temperature, the change in entropy is given by:Here is the amount of gas (in moles) and is the ideal gas constant
The molar gas constant (also known as the gas constant, universal gas constant, or ideal gas constant) is denoted by the symbol or . It is the molar equivalent to the Boltzmann constant, expressed in units of energy per temperature increment pe ...
. These equations also apply for expansion into a finite vacuum or a throttling process, where the temperature, internal energy and enthalpy for an ideal gas remain constant.
Cooling and heating
For pure heating or cooling of any system (gas, liquid or solid) at constant pressure from an initial temperature to a final temperature , the entropy change is:
:
provided that the constant-pressure molar heat capacity
Heat capacity or thermal capacity is a physical property of matter, defined as the amount of heat to be supplied to an object to produce a unit change in its temperature. The SI unit of heat capacity is joule per kelvin (J/K).
Heat capacity is a ...
(or specific heat) is constant and that no phase transition
In physics, chemistry, and other related fields like biology, a phase transition (or phase change) is the physical process of transition between one state of a medium and another. Commonly the term is used to refer to changes among the basic Sta ...
occurs in this temperature interval.
Similarly at constant volume, the entropy change is:where the constant-volume molar heat capacity is constant and there is no phase change.
At low temperatures near absolute zero, heat capacities of solids quickly drop off to near zero, so the assumption of constant heat capacity does not apply.
Since entropy is a state function
In the thermodynamics of equilibrium, a state function, function of state, or point function for a thermodynamic system is a mathematical function relating several state variables or state quantities (that describe equilibrium states of a syste ...
, the entropy change of any process in which temperature and volume both vary is the same as for a path divided into two steps – heating at constant volume and expansion at constant temperature. For an ideal gas, the total entropy change is:Similarly if the temperature and pressure of an ideal gas both vary:
Phase transitions
Reversible phase transition
In physics, chemistry, and other related fields like biology, a phase transition (or phase change) is the physical process of transition between one state of a medium and another. Commonly the term is used to refer to changes among the basic Sta ...
s occur at constant temperature and pressure. The reversible heat is the enthalpy change for the transition, and the entropy change is the enthalpy change divided by the thermodynamic temperature. For fusion (i.e., melting
Melting, or fusion, is a physical process that results in the phase transition of a substance from a solid to a liquid. This occurs when the internal energy of the solid increases, typically by the application of heat or pressure, which inc ...
) of a solid to a liquid at the melting point , the entropy of fusion
In thermodynamics, the entropy of fusion is the increase in entropy when melting a solid substance. This is almost always positive since the degree of disorder increases in the transition from an organized crystalline solid to the disorganized ...
is:Similarly, for vaporisation
Vaporization (or vapo(u)risation) of an element or compound is a phase transition from the liquid phase to vapor. There are two types of vaporization: evaporation and boiling. Evaporation is a surface phenomenon, whereas boiling is a bulk phenomen ...
of a liquid to a gas at the boiling point , the entropy of vaporisation is:
Approaches to understanding entropy
As a fundamental aspect of thermodynamics and physics, several different approaches to entropy beyond that of Clausius and Boltzmann are valid.
Standard textbook definitions
The following is a list of additional definitions of entropy from a collection of textbooks:
* a measure of energy dispersal
In thermodynamics, the interpretation of entropy as a measure of energy dispersal has been exercised against the background of the traditional view, introduced by Ludwig Boltzmann, of entropy as a quantitative measure of disorder. The energy disp ...
at a specific temperature.
* a measure of disorder in the universe or of the availability of the energy in a system to do work.
* a measure of a system's thermal energy
The term "thermal energy" is often used ambiguously in physics and engineering. It can denote several different physical concepts, including:
* Internal energy: The energy contained within a body of matter or radiation, excluding the potential en ...
per unit temperature that is unavailable for doing useful work
Work may refer to:
* Work (human activity), intentional activity people perform to support themselves, others, or the community
** Manual labour, physical work done by humans
** House work, housework, or homemaking
** Working animal, an ani ...
.
In Boltzmann's analysis in terms of constituent particles, entropy is a measure of the number of possible microscopic states (or microstates) of a system in thermodynamic equilibrium.
Order and disorder
Entropy is often loosely associated with the amount of order
Order, ORDER or Orders may refer to:
* A socio-political or established or existing order, e.g. World order, Ancien Regime, Pax Britannica
* Categorization, the process in which ideas and objects are recognized, differentiated, and understood
...
or disorder
Disorder may refer to randomness, a lack of intelligible pattern, or:
Healthcare
* Disorder (medicine), a functional abnormality or disturbance
* Mental disorder or psychological disorder, a psychological pattern associated with distress or disab ...
, or of chaos
Chaos or CHAOS may refer to:
Science, technology, and astronomy
* '' Chaos: Making a New Science'', a 1987 book by James Gleick
* Chaos (company), a Bulgarian rendering and simulation software company
* ''Chaos'' (genus), a genus of amoebae
* ...
, in a thermodynamic system
A thermodynamic system is a body of matter and/or radiation separate from its surroundings that can be studied using the laws of thermodynamics.
Thermodynamic systems can be passive and active according to internal processes. According to inter ...
. The traditional qualitative description of entropy is that it refers to changes in the state of the system and is a measure of "molecular disorder" and the amount of wasted energy in a dynamical energy transformation from one state or form to another. In this direction, several recent authors have derived exact entropy formulas to account for and measure disorder and order in atomic and molecular assemblies. One of the simpler entropy order/disorder formulas is that derived in 1984 by thermodynamic physicist Peter Landsberg, based on a combination of thermodynamics
Thermodynamics is a branch of physics that deals with heat, Work (thermodynamics), work, and temperature, and their relation to energy, entropy, and the physical properties of matter and radiation. The behavior of these quantities is governed b ...
and information theory
Information theory is the mathematical study of the quantification (science), quantification, Data storage, storage, and telecommunications, communication of information. The field was established and formalized by Claude Shannon in the 1940s, ...
arguments. He argues that when constraints operate on a system, such that it is prevented from entering one or more of its possible or permitted states, as contrasted with its forbidden states, the measure of the total amount of "disorder" and "order" in the system are each given by:
Here, is the "disorder" capacity of the system, which is the entropy of the parts contained in the permitted ensemble, is the "information" capacity of the system, an expression similar to Shannon's channel capacity
Channel capacity, in electrical engineering, computer science, and information theory, is the theoretical maximum rate at which information can be reliably transmitted over a communication channel.
Following the terms of the noisy-channel coding ...
, and is the "order" capacity of the system.
Energy dispersal
The concept of entropy can be described qualitatively as a measure of energy dispersal at a specific temperature. Similar terms have been in use from early in the history of classical thermodynamics
Thermodynamics is a branch of physics that deals with heat, work, and temperature, and their relation to energy, entropy, and the physical properties of matter and radiation. The behavior of these quantities is governed by the four laws of th ...
, and with the development of statistical thermodynamics
In physics, statistical mechanics is a mathematical framework that applies statistical methods and probability theory to large assemblies of microscopic entities. Sometimes called statistical physics or statistical thermodynamics, its applicatio ...
and quantum theory, entropy changes have been described in terms of the mixing or "spreading" of the total energy of each constituent of a system over its particular quantised energy levels.
Ambiguities in the terms ''disorder'' and ''chaos'', which usually have meanings directly opposed to equilibrium, contribute to widespread confusion and hamper comprehension of entropy for most students. As the second law of thermodynamics
The second law of thermodynamics is a physical law based on Universal (metaphysics), universal empirical observation concerning heat and Energy transformation, energy interconversions. A simple statement of the law is that heat always flows spont ...
shows, in an isolated system
In physical science, an isolated system is either of the following:
# a physical system so far removed from other systems that it does not interact with them.
# a thermodynamic system enclosed by rigid immovable walls through which neither ...
internal portions at different temperatures tend to adjust to a single uniform temperature and thus produce equilibrium. A recently developed educational approach avoids ambiguous terms and describes such spreading out of energy as dispersal, which leads to loss of the differentials required for work even though the total energy remains constant in accordance with the first law of thermodynamics
The first law of thermodynamics is a formulation of the law of conservation of energy in the context of thermodynamic processes. For a thermodynamic process affecting a thermodynamic system without transfer of matter, the law distinguishes two ...
(compare discussion in next section). Physical chemist Peter Atkins
Peter William Atkins (born 10 August 1940) is an English chemist and a Fellow of Lincoln College at the University of Oxford. He retired in 2007. He is a prolific writer of popular chemistry textbooks, including ''Physical Chemistry'', ''Ino ...
, in his textbook ''Physical Chemistry'', introduces entropy with the statement that "spontaneous changes are always accompanied by a dispersal of energy or matter and often both".
Relating entropy to energy ''usefulness''
It is possible (in a thermal context) to regard lower entropy as a measure of the ''effectiveness'' or ''usefulness'' of a particular quantity of energy. Energy supplied at a higher temperature (i.e. with low entropy) tends to be more useful than the same amount of energy available at a lower temperature. Mixing a hot parcel of a fluid with a cold one produces a parcel of intermediate temperature, in which the overall increase in entropy represents a "loss" that can never be replaced.
As the entropy of the universe is steadily increasing, its total energy is becoming less useful. Eventually, this is theorised to lead to the heat death of the universe
The heat death of the universe (also known as the Big Chill or Big Freeze) is a scientific hypothesis regarding the ultimate fate of the universe which posits the universe will evolve to a state of no thermodynamic free energy and, having ...
.
Entropy and adiabatic accessibility
A definition of entropy based entirely on the relation of adiabatic accessibility
In thermodynamics, adiabatic accessibility determines if one equilibrium state of a system can transition to another solely through an adiabatic process, meaning no heat is exchanged with the environment.
The concept was coined by Constantin Carat ...
between equilibrium states was given by E. H. Lieb and J. Yngvason in 1999. This approach has several predecessors, including the pioneering work of Constantin Carathéodory
Constantin Carathéodory (; 13 September 1873 – 2 February 1950) was a Greeks, Greek mathematician who spent most of his professional career in Germany. He made significant contributions to real and complex analysis, the calculus of variations, ...
from 1909 and the monograph by R. Giles. In the setting of Lieb and Yngvason, one starts by picking, for a unit amount of the substance under consideration, two reference states and such that the latter is adiabatically accessible from the former but not conversely. Defining the entropies of the reference states to be 0 and 1 respectively, the entropy of a state is defined as the largest number such that is adiabatically accessible from a composite state consisting of an amount in the state and a complementary amount, , in the state . A simple but important result within this setting is that entropy is uniquely determined, apart from a choice of unit and an additive constant for each chemical element, by the following properties: it is monotonic with respect to the relation of adiabatic accessibility, additive on composite systems, and extensive under scaling.
Entropy in quantum mechanics
In quantum statistical mechanics
Quantum statistical mechanics is statistical mechanics applied to quantum mechanical systems. It relies on constructing density matrices that describe quantum systems in thermal equilibrium. Its applications include the study of collections o ...
, the concept of entropy was developed by John von Neumann
John von Neumann ( ; ; December 28, 1903 – February 8, 1957) was a Hungarian and American mathematician, physicist, computer scientist and engineer. Von Neumann had perhaps the widest coverage of any mathematician of his time, in ...
and is generally referred to as "von Neumann entropy
In physics, the von Neumann entropy, named after John von Neumann, is a measure of the statistical uncertainty within a description of a quantum system. It extends the concept of Gibbs entropy from classical statistical mechanics to quantum statis ...
":where is the density matrix
In quantum mechanics, a density matrix (or density operator) is a matrix used in calculating the probabilities of the outcomes of measurements performed on physical systems. It is a generalization of the state vectors or wavefunctions: while th ...
, is the trace operator
In mathematical analysis, the trace operator extends the notion of the restriction of a function to the boundary of its domain to "generalized" functions in a Sobolev space. This is particularly important for the study of partial differential equ ...
and is the Boltzmann constant
The Boltzmann constant ( or ) is the proportionality factor that relates the average relative thermal energy of particles in a ideal gas, gas with the thermodynamic temperature of the gas. It occurs in the definitions of the kelvin (K) and the ...
.
This upholds the correspondence principle
In physics, a correspondence principle is any one of several premises or assertions about the relationship between classical and quantum mechanics.
The physicist Niels Bohr coined the term in 1920 during the early development of quantum theory; ...
, because in the classical limit
The classical limit or correspondence limit is the ability of a physical theory to approximate or "recover" classical mechanics when considered over special values of its parameters. The classical limit is used with physical theories that predict n ...
, when the phases between the basis states are purely random, this expression is equivalent to the familiar classical definition of entropy for states with classical probabilities :i.e. in such a basis the density matrix is diagonal.
Von Neumann established a rigorous mathematical framework for quantum mechanics with his work . He provided in this work a theory of measurement, where the usual notion of wave function collapse
In various interpretations of quantum mechanics, wave function collapse, also called reduction of the state vector, occurs when a wave function—initially in a superposition of several eigenstates—reduces to a single eigenstate due to in ...
is described as an irreversible process (the so-called von Neumann or projective measurement). Using this concept, in conjunction with the density matrix
In quantum mechanics, a density matrix (or density operator) is a matrix used in calculating the probabilities of the outcomes of measurements performed on physical systems. It is a generalization of the state vectors or wavefunctions: while th ...
he extended the classical concept of entropy into the quantum domain.
Information theory
When viewed in terms of information theory
Information theory is the mathematical study of the quantification (science), quantification, Data storage, storage, and telecommunications, communication of information. The field was established and formalized by Claude Shannon in the 1940s, ...
, the entropy state function is the amount of information in the system that is needed to fully specify the microstate of the system. Entropy
Entropy is a scientific concept, most commonly associated with states of disorder, randomness, or uncertainty. The term and the concept are used in diverse fields, from classical thermodynamics, where it was first recognized, to the micros ...
is the measure of the amount of missing information before reception. Often called ''Shannon entropy'', it was originally devised by Claude Shannon
Claude Elwood Shannon (April 30, 1916 – February 24, 2001) was an American mathematician, electrical engineer, computer scientist, cryptographer and inventor known as the "father of information theory" and the man who laid the foundations of th ...
in 1948 to study the size of information of a transmitted message. The definition of information entropy is expressed in terms of a discrete set of probabilities so that:where the base of the logarithm determines the units (for example, the binary logarithm
In mathematics, the binary logarithm () is the exponentiation, power to which the number must be exponentiation, raised to obtain the value . That is, for any real number ,
:x=\log_2 n \quad\Longleftrightarrow\quad 2^x=n.
For example, th ...
corresponds to bit
The bit is the most basic unit of information in computing and digital communication. The name is a portmanteau of binary digit. The bit represents a logical state with one of two possible values. These values are most commonly represented as ...
s).
In the case of transmitted messages, these probabilities were the probabilities that a particular message was actually transmitted, and the entropy of the message system was a measure of the average size of information of a message. For the case of equal probabilities (i.e. each message is equally probable), the Shannon entropy (in bits) is just the number of binary questions needed to determine the content of the message.
Most researchers consider information entropy and thermodynamic entropy directly linked to the same concept, while others argue that they are distinct. Both expressions are mathematically similar. If is the number of microstates that can yield a given macrostate, and each microstate has the same ''a priori
('from the earlier') and ('from the later') are Latin phrases used in philosophy to distinguish types of knowledge, Justification (epistemology), justification, or argument by their reliance on experience. knowledge is independent from any ...
'' probability, then that probability is . The Shannon entropy (in nats) is:and if entropy is measured in units of per nat, then the entropy is given by:which is the Boltzmann entropy formula, where is the Boltzmann constant, which may be interpreted as the thermodynamic entropy per nat. Some authors argue for dropping the word entropy for the function of information theory and using Shannon's other term, "uncertainty", instead.
Measurement
The entropy of a substance can be measured, although in an indirect way. The measurement, known as entropymetry, is done on a closed system with constant number of particles and constant volume , and it uses the definition of temperature in terms of entropy, while limiting energy exchange to heat :The resulting relation describes how entropy changes when a small amount of energy is introduced into the system at a certain temperature .
The process of measurement goes as follows. First, a sample of the substance is cooled as close to absolute zero as possible. At such temperatures, the entropy approaches zerodue to the definition of temperature. Then, small amounts of heat are introduced into the sample and the change in temperature is recorded, until the temperature reaches a desired value (usually 25 °C). The obtained data allows the user to integrate the equation above, yielding the absolute value of entropy of the substance at the final temperature. This value of entropy is called calorimetric entropy.
Interdisciplinary applications
Although the concept of entropy was originally a thermodynamic concept, it has been adapted in other fields of study, including information theory
Information theory is the mathematical study of the quantification (science), quantification, Data storage, storage, and telecommunications, communication of information. The field was established and formalized by Claude Shannon in the 1940s, ...
, psychodynamics
Psychodynamics, also known as psychodynamic psychology, in its broadest sense, is an approach to psychology that emphasizes systematic study of the psychological forces underlying human behavior, feelings, and emotions and how they might relate t ...
, thermoeconomics
Thermoeconomics, also referred to as biophysical economics, is a school of heterodox economics that applies the laws of thermodynamics, laws of statistical mechanics to economic theory. Thermoeconomics can be thought of as the statistical physic ...
/ecological economics
Ecological economics, bioeconomics, ecolonomy, eco-economics, or ecol-econ is both a transdisciplinary and an interdisciplinary field of academic research addressing the interdependence and coevolution of human economy, economies and natural ec ...
, and evolution
Evolution is the change in the heritable Phenotypic trait, characteristics of biological populations over successive generations. It occurs when evolutionary processes such as natural selection and genetic drift act on genetic variation, re ...
.
Philosophy and theoretical physics
Entropy is the only quantity in the physical sciences that seems to imply a particular direction of progress, sometimes called an arrow of time
An arrow is a fin-stabilized projectile launched by a bow. A typical arrow usually consists of a long, stiff, straight shaft with a weighty (and usually sharp and pointed) arrowhead attached to the front end, multiple fin-like stabilizers ca ...
. As time progresses, the second law of thermodynamics states that the entropy of an isolated system
In physical science, an isolated system is either of the following:
# a physical system so far removed from other systems that it does not interact with them.
# a thermodynamic system enclosed by rigid immovable walls through which neither ...
never decreases in large systems over significant periods of time. Hence, from this perspective, entropy measurement is thought of as a clock in these conditions. Since the 19th century, a number the philosophers have drawn upon the concept of entropy to develop novel metaphysical and ethical systems. Examples of this work can be found in the thought of Friedrich Nietzsche
Friedrich Wilhelm Nietzsche (15 October 1844 – 25 August 1900) was a German philosopher. He began his career as a classical philology, classical philologist, turning to philosophy early in his academic career. In 1869, aged 24, Nietzsche bec ...
and Philipp Mainländer
Philipp Mainländer (; 5 October 1841 – 1 April 1876) was a German philosopher and poet. Born Philipp Batz, he later changed his name to "Mainländer" in homage to his hometown, Offenbach am Main.
In his central work, (''The Philosophy of Re ...
, Claude Lévi-Strauss
Claude Lévi-Strauss ( ; ; 28 November 1908 – 30 October 2009) was a Belgian-born French anthropologist and ethnologist whose work was key in the development of the theories of structuralism and structural anthropology. He held the chair o ...
, Isabelle Stengers, Shannon Mussett, and Drew M. Dalton.
Biology
Chiavazzo ''et al.'' proposed that where cave spiders choose to lay their eggs can be explained through entropy minimisation.
Entropy has been proven useful in the analysis of base pair sequences in DNA. Many entropy-based measures have been shown to distinguish between different structural regions of the genome, differentiate between coding and non-coding regions of DNA, and can also be applied for the recreation of evolutionary trees by determining the evolutionary distance between different species.
Cosmology
Assuming that a finite universe is an isolated system, the second law of thermodynamics states that its total entropy is continually increasing. It has been speculated, since the 19th century, that the universe is fated to a heat death in which all the energy ends up as a homogeneous distribution of thermal energy so that no more work can be extracted from any source.
If the universe can be considered to have generally increasing entropy, then – as Roger Penrose
Sir Roger Penrose (born 8 August 1931) is an English mathematician, mathematical physicist, Philosophy of science, philosopher of science and Nobel Prize in Physics, Nobel Laureate in Physics. He is Emeritus Rouse Ball Professor of Mathematics i ...
has pointed out – gravity
In physics, gravity (), also known as gravitation or a gravitational interaction, is a fundamental interaction, a mutual attraction between all massive particles. On Earth, gravity takes a slightly different meaning: the observed force b ...
plays an important role in the increase because gravity causes dispersed matter to accumulate into stars, which collapse eventually into black hole
A black hole is a massive, compact astronomical object so dense that its gravity prevents anything from escaping, even light. Albert Einstein's theory of general relativity predicts that a sufficiently compact mass will form a black hole. Th ...
s. The entropy of a black hole is proportional to the surface area of the black hole's event horizon
In astrophysics, an event horizon is a boundary beyond which events cannot affect an outside observer. Wolfgang Rindler coined the term in the 1950s.
In 1784, John Michell proposed that gravity can be strong enough in the vicinity of massive c ...
. Jacob Bekenstein
Jacob David Bekenstein (; May 1, 1947 – August 16, 2015) was a Mexican-born American-Israeli theoretical physicist who made fundamental contributions to the foundation of black hole thermodynamics and to other aspects of the connections betwee ...
and Stephen Hawking
Stephen William Hawking (8January 194214March 2018) was an English theoretical physics, theoretical physicist, cosmologist, and author who was director of research at the Centre for Theoretical Cosmology at the University of Cambridge. Between ...
have shown that black holes have the maximum possible entropy of any object of equal size. This makes them likely end points of all entropy-increasing processes, if they are totally effective matter and energy traps. However, the escape of energy from black holes might be possible due to quantum activity (see Hawking radiation
Hawking radiation is black-body radiation released outside a black hole's event horizon due to quantum effects according to a model developed by Stephen Hawking in 1974.
The radiation was not predicted by previous models which assumed that onc ...
).
The role of entropy in cosmology remains a controversial subject since the time of Ludwig Boltzmann
Ludwig Eduard Boltzmann ( ; ; 20 February 1844 – 5 September 1906) was an Austrian mathematician and Theoretical physics, theoretical physicist. His greatest achievements were the development of statistical mechanics and the statistical ex ...
. Recent work has cast some doubt on the heat death hypothesis and the applicability of any simple thermodynamic model to the universe in general. Although entropy does increase in the model of an expanding universe, the maximum possible entropy rises much more rapidly, moving the universe further from the heat death with time, not closer. This results in an "entropy gap" pushing the system further away from the posited heat death equilibrium. Other complicating factors, such as the energy density of the vacuum and macroscopic quantum
In physics, a quantum (: quanta) is the minimum amount of any physical entity (physical property) involved in an interaction. The fundamental notion that a property can be "quantized" is referred to as "the hypothesis of quantization". This me ...
effects, are difficult to reconcile with thermodynamical models, making any predictions of large-scale thermodynamics extremely difficult.
Current theories suggest the entropy gap to have been originally opened up by the early rapid exponential expansion of the universe.[. In honor of John Wheeler's 90th birthday.]
Economics
Romanian American
Romanian Americans () are Americans who have Romanian ancestry. According to the 2023 American Community Survey, 425,738 Americans indicated Romanian as their first or second ancestry, however other sources provide higher estimates, which a ...
economist Nicholas Georgescu-Roegen
Nicholas Georgescu-Roegen (born Nicolae Georgescu, 4 February 1906 – 30 October 1994) was a Romanian mathematician, statistician and economist. He is best known today for his 1971 Masterpiece, magnum opus ''The Entropy Law and the Economic Pr ...
, a progenitor
In genealogy, a progenitor (rarer: primogenitor; or ''Ahnherr'') is the founder (sometimes one that is legendary) of a family, line of descent, gens, clan, tribe, noble house, or ethnic group.. Ebenda''Ahnherr:''"Stammvater eines Geschlec ...
in economics and a paradigm founder of ecological economics
Ecological economics, bioeconomics, ecolonomy, eco-economics, or ecol-econ is both a transdisciplinary and an interdisciplinary field of academic research addressing the interdependence and coevolution of human economy, economies and natural ec ...
, made extensive use of the entropy concept in his magnum opus on ''The Entropy Law and the Economic Process''. Due to Georgescu-Roegen's work, the laws of thermodynamics
The laws of thermodynamics are a set of scientific laws which define a group of physical quantities, such as temperature, energy, and entropy, that characterize thermodynamic systems in thermodynamic equilibrium. The laws also use various param ...
form an integral part of the ecological economics school. Although his work was blemished somewhat by mistakes, a full chapter on the economics of Georgescu-Roegen has approvingly been included in one elementary physics textbook on the historical development of thermodynamics.
In economics, Georgescu-Roegen's work has generated the term 'entropy pessimism'. Since the 1990s, leading ecological economist and steady-state theorist Herman Daly
Herman Edward Daly (July 21, 1938 – October 28, 2022) was an American ecological and Georgist economist and professor at the School of Public Policy of University of Maryland, College Park in the United States, best known for his time as a ...
– a student of Georgescu-Roegen – has been the economics profession's most influential proponent of the entropy pessimism position.
See also
* Boltzmann entropy
In statistical mechanics, Boltzmann's entropy formula (also known as the Boltzmann–Planck equation, not to be confused with the more general Boltzmann equation, which is a partial differential equation) is a probability equation relating the en ...
* Brownian ratchet
In the philosophy of thermal and statistical physics, the Brownian ratchet or Feynman–Smoluchowski ratchet is an apparent perpetual motion machine of the second kind (converting thermal energy into mechanical work), first analysed in 1912 as ...
* Configuration entropy
In statistical mechanics, configuration entropy is the portion of a system's entropy that is related to discrete representative positions of its constituent particles. For example, it may refer to the number of ways that atoms or molecules pack tog ...
* Conformational entropy
In chemical thermodynamics, conformational entropy is the entropy associated with the number of conformations of a molecule. The concept is most commonly applied to biological macromolecules such as proteins and RNA, but also be used for polysac ...
* Entropic explosion An entropic explosion is an explosion in which the reactants undergo a large change in volume without releasing a large amount of heat. The chemical decomposition of triacetone triperoxide (TATP) may be an example of an entropic explosion. It is n ...
* Entropic force
In physics, an entropic force acting in a system is an emergent phenomenon resulting from the entire system's statistical tendency to increase its entropy, rather than from a particular underlying force on the atomic scale.
Mathematical formula ...
* Entropic value at risk In financial mathematics and stochastic optimization, the concept of risk measure is used to quantify the risk involved in a random outcome or risk position. Many risk measures have hitherto been proposed, each having certain characteristics. The en ...
* Entropy and life
Research concerning the relationship between the thermodynamic quantity entropy and both the origin and evolution of life began around the turn of the 20th century. In 1910 American historian Henry Adams printed and distributed to university libr ...
* Entropy unit
The entropy unit is a non-S.I. unit of thermodynamic entropy, usually denoted by "e.u." or "eU" and equal to one calorie per kelvin per mole, or 4.184 joules per kelvin per mole. Entropy units are primarily used in chemistry to describe enthalpy
...
* Free entropy
Free may refer to:
Concept
* Freedom, the ability to act or change without constraint or restriction
* Emancipate, attaining civil and political rights or equality
* Free (''gratis''), free of charge
* Gratis versus libre, the difference bet ...
* Harmonic entropy
Paul Erlich (born 1972) is a guitarist and music theorist living near Boston, Massachusetts. He is known for his seminal role in developing the theory of regular temperaments, including being the first to define pajara temperament Accessed 2013 ...
* Info-metrics
Info-metrics is an interdisciplinary approach to scientific modeling, inference and efficient information processing. It is the science of modeling, reasoning, and drawing inferences under conditions of noisy and limited information. From the p ...
* Negentropy
In information theory and statistics, negentropy is used as a measure of distance to normality. It is also known as negative entropy or syntropy.
Etymology
The concept and phrase "''negative entropy''" was introduced by Erwin Schrödinger in ...
(negative entropy)
* Phase space
The phase space of a physical system is the set of all possible physical states of the system when described by a given parameterization. Each possible state corresponds uniquely to a point in the phase space. For mechanical systems, the p ...
* Principle of maximum entropy
The principle of maximum entropy states that the probability distribution which best represents the current state of knowledge about a system is the one with largest entropy, in the context of precisely stated prior data (such as a proposition ...
* Residual entropy
Residual entropy is the difference in entropy between a non-equilibrium state and crystal state of a substance close to absolute zero. This term is used in condensed matter physics to describe the entropy at zero kelvin of a glass or plastic cr ...
* Standard molar entropy
In chemistry, the standard molar entropy is the entropy content of one mole of pure substance at a standard state of pressure and any temperature of interest. These are often (but not necessarily) chosen to be the standard temperature and pressure ...
* Thermodynamic potential
Thermodynamics is a branch of physics that deals with heat, Work (thermodynamics), work, and temperature, and their relation to energy, entropy, and the physical properties of matter and radiation. The behavior of these quantities is governed b ...
Notes
References
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Further reading
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* Lambert, Frank L.
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* Sharp, Kim (2019). ''Entropy and the Tao of Counting: A Brief Introduction to Statistical Mechanics and the Second Law of Thermodynamics'' (SpringerBriefs in Physics). Springer Nature. .
* Spirax-Sarco Limited
Entropy – A Basic Understanding
A primer on entropy tables for steam engineering
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External links
"Entropy"
at ''Scholarpedia
''Scholarpedia'' is an English-language wiki-based online encyclopedia with features commonly associated with Open access (publishing), open-access online academic journals, which aims to have quality content in science and medicine.
''Scholarpe ...
''
Entropy and the Clausius inequality
MIT OCW lecture, part of 5.60 Thermodynamics & Kinetics, Spring 2008
Entropy and the Second Law of Thermodynamics
– an A-level physics lecture with 'derivation' of entropy based on Carnot cycle
* Khan Academy: entropy lectures, part o
Chemistry playlist
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Entropy Intuition
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More on Entropy
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Proof: S (or Entropy) is a valid state variable
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Reconciling Thermodynamic and State Definitions of Entropy
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Thermodynamic Entropy Definition Clarification
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The Discovery of Entropy
by Adam Shulman. Hour-long video, January 2013.
The Second Law of Thermodynamics and Entropy
– Yale OYC lecture, part of Fundamentals of Physics I (PHYS 200)
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Physical quantities
Philosophy of thermal and statistical physics
State functions
Asymmetry
Extensive quantities