Alexander Grothendieck, later Alexandre Grothendieck in French (; ; ; 28 March 1928 – 13 November 2014), was a German-born French
mathematician
A mathematician is someone who uses an extensive knowledge of mathematics in their work, typically to solve mathematical problems. Mathematicians are concerned with numbers, data, quantity, mathematical structure, structure, space, Mathematica ...
who became the leading figure in the creation of modern
algebraic geometry
Algebraic geometry is a branch of mathematics which uses abstract algebraic techniques, mainly from commutative algebra, to solve geometry, geometrical problems. Classically, it studies zero of a function, zeros of multivariate polynomials; th ...
.
His research extended the scope of the field and added elements of
commutative algebra
Commutative algebra, first known as ideal theory, is the branch of algebra that studies commutative rings, their ideal (ring theory), ideals, and module (mathematics), modules over such rings. Both algebraic geometry and algebraic number theo ...
,
homological algebra,
sheaf theory, and
category theory
Category theory is a general theory of mathematical structures and their relations. It was introduced by Samuel Eilenberg and Saunders Mac Lane in the middle of the 20th century in their foundational work on algebraic topology. Category theory ...
to its foundations, while his so-called
"relative" perspective led to revolutionary advances in many areas of
pure mathematics
Pure mathematics is the study of mathematical concepts independently of any application outside mathematics. These concepts may originate in real-world concerns, and the results obtained may later turn out to be useful for practical applications ...
.
He is considered by many to be the greatest mathematician of the twentieth century.
[
Grothendieck began his productive and public career as a mathematician in 1949. In 1958, he was appointed a research professor at the Institut des hautes études scientifiques (IHÉS) and remained there until 1970, when, driven by personal and political convictions, he left following a dispute over military funding. He received the Fields Medal in 1966 for advances in ]algebraic geometry
Algebraic geometry is a branch of mathematics which uses abstract algebraic techniques, mainly from commutative algebra, to solve geometry, geometrical problems. Classically, it studies zero of a function, zeros of multivariate polynomials; th ...
, homological algebra, and K-theory. He later became professor at the University of Montpellier and, while still producing relevant mathematical work, he withdrew from the mathematical community and devoted himself to political and religious pursuits (first Buddhism and later, a more Catholic Christian vision). In 1991, he moved to the French village of Lasserre in the Pyrenees, where he lived in seclusion, still working on mathematics and his philosophical and religious thoughts until his death in 2014.
Life
Family and childhood
Grothendieck was born in Berlin to anarchist parents. His father, Alexander "Sascha" Schapiro (also known as Alexander Tanaroff), had Hasidic Jewish roots and had been imprisoned in Russia before moving to Germany in 1922, while his mother, Johanna "Hanka" Grothendieck, came from a Protestant
Protestantism is a branch of Christianity that emphasizes Justification (theology), justification of sinners Sola fide, through faith alone, the teaching that Salvation in Christianity, salvation comes by unmerited Grace in Christianity, divin ...
German family in Hamburg
Hamburg (, ; ), officially the Free and Hanseatic City of Hamburg,. is the List of cities in Germany by population, second-largest city in Germany after Berlin and List of cities in the European Union by population within city limits, 7th-lar ...
and worked as a journalist. As teenagers, both of his parents had broken away from their early backgrounds. At the time of his birth, Grothendieck's mother was married to the journalist Johannes Raddatz and initially, his birth name was recorded as "Alexander Raddatz." That marriage was dissolved in 1929 and Schapiro acknowledged his paternity, but never married Hanka Grothendieck. Grothendieck had a maternal sibling, his half sister Maidi.
Grothendieck lived with his parents in Berlin until the end of 1933, when his father moved to Paris to evade Nazism. His mother followed soon thereafter. Grothendieck was left in the care of Wilhelm Heydorn, a Lutheran
Lutheranism is a major branch of Protestantism that emerged under the work of Martin Luther, the 16th-century German friar and Protestant Reformers, reformer whose efforts to reform the theology and practices of the Catholic Church launched ...
pastor
A pastor (abbreviated to "Ps","Pr", "Pstr.", "Ptr." or "Psa" (both singular), or "Ps" (plural)) is the leader of a Christianity, Christian congregation who also gives advice and counsel to people from the community or congregation. In Lutherani ...
and teacher in Hamburg
Hamburg (, ; ), officially the Free and Hanseatic City of Hamburg,. is the List of cities in Germany by population, second-largest city in Germany after Berlin and List of cities in the European Union by population within city limits, 7th-lar ...
. According to Winfried Scharlau, during this time, his parents took part in the Spanish Civil War
The Spanish Civil War () was a military conflict fought from 1936 to 1939 between the Republican faction (Spanish Civil War), Republicans and the Nationalist faction (Spanish Civil War), Nationalists. Republicans were loyal to the Left-wing p ...
as non-combatant auxiliaries. However, others state that Schapiro fought in the anarchist militia.
World War II
In May 1939, Grothendieck was put on a train in Hamburg for France. Shortly afterward his father was interned in Le Vernet. He and his mother were then interned in various camps from 1940 to 1942 as "undesirable dangerous foreigners." The first camp was the Rieucros Camp, where his mother may have contracted the tuberculosis that would eventually cause her death in 1957. While there, Grothendieck managed to attend the local school, at Mende. Once, he managed to escape from the camp, intending to assassinate Hitler. Later, his mother Hanka was transferred to the Gurs internment camp for the remainder of World War II
World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
.[Amir D. Acze]
''The Artist and the Mathematician,''
Basic Books, 2009 pp.8ff.pp.8–15. Grothendieck was permitted to live separated from his mother.[Luca Barbieri Viale, 'Alexander Grothendieck:entusiasmo e creatività ,' in C. Bartocci, R. Betti, A. Guerraggio, R. Lucchetti (eds.,]
''Vite matematiche: Protagonisti del '900, da Hilbert a Wiles,''
Springer Science & Business Media, 2007 pp.237–249 p.237.
In the village of Le Chambon-sur-Lignon, he was sheltered and hidden in local boarding houses or pensions, although he occasionally had to seek refuge in the woods during Nazi raids, surviving at times without food or water for several days.
His father was arrested under the Vichy anti-Jewish legislation, and sent to the Drancy internment camp, and then handed over by the French Vichy government to the Germans to be sent to be murdered at the Auschwitz concentration camp
Auschwitz, or Oświęcim, was a complex of over 40 Nazi concentration camps, concentration and extermination camps operated by Nazi Germany in Polish areas annexed by Nazi Germany, occupied Poland (in a portion annexed into Germany in 1939) d ...
in 1942.
In Le Chambon, Grothendieck attended the Collège Cévenol (now known as the Le Collège-Lycée Cévenol International), a unique secondary school founded in 1938 by local Protestant pacifists and anti-war activists. Many of the refugee children hidden in Le Chambon attended Collège Cévenol, and it was at this school that Grothendieck apparently first became fascinated with mathematics.
In 1990, for risking their lives to rescue Jews, the entire village was recognized as " Righteous Among the Nations".
Studies and contact with research mathematics
After the war, the young Grothendieck studied mathematics in France, initially at the University of Montpellier where at first he did not perform well, failing such classes as astronomy. Working on his own, he rediscovered the Lebesgue measure
In measure theory, a branch of mathematics, the Lebesgue measure, named after French mathematician Henri Lebesgue, is the standard way of assigning a measure to subsets of higher dimensional Euclidean '-spaces. For lower dimensions or , it c ...
. After three years of increasingly independent studies there, he went to continue his studies in Paris in 1948.
Initially, Grothendieck attended Henri Cartan's Seminar at , but he lacked the necessary background to follow the high-powered seminar. On the advice of Cartan and André Weil, he moved to the University of Nancy where two leading experts were working on Grothendieck's area of interest, topological vector spaces: Jean Dieudonné and Laurent Schwartz. The latter had recently won a Fields Medal. Dieudonné and Schwartz showed the new student their latest paper ''La dualité dans les espaces () et ()''; it ended with a list of 14 open questions, relevant for locally convex spaces. Grothendieck introduced new mathematical methods that enabled him to solve all of these problems within a few months.
In Nancy, he wrote his dissertation under those two professors on functional analysis
Functional analysis is a branch of mathematical analysis, the core of which is formed by the study of vector spaces endowed with some kind of limit-related structure (for example, Inner product space#Definition, inner product, Norm (mathematics ...
, from 1950 to 1953. At this time he was a leading expert in the theory of topological vector spaces. In 1953 he moved to the University of São Paulo in Brazil, where he immigrated by means of a Nansen passport, given that he had refused to take French nationality (as that would have entailed military service against his convictions). He stayed in São Paulo (apart from a lengthy visit in France from October 1953 to March 1954) until the end of 1954. His published work from the time spent in Brazil is still in the theory of topological vector spaces; it is there that he completed his last major work on that topic (on "metric" theory of Banach spaces).
Grothendieck moved to Lawrence, Kansas
Lawrence is a city in and the county seat of Douglas County, Kansas, United States, and the sixth-largest city in the state. It is in the northeastern sector of the state, astride Interstate 70 in Kansas, Interstate 70, between the Kansas River ...
at the beginning of 1955, and there he set his old subject aside in order to work in algebraic topology and homological algebra, and increasingly in algebraic geometry. It was in Lawrence that Grothendieck developed his theory of abelian categories and the reformulation of sheaf cohomology based on them, leading to the very influential " Tôhoku paper".
In 1957 he was invited to visit Harvard University
Harvard University is a Private university, private Ivy League research university in Cambridge, Massachusetts, United States. Founded in 1636 and named for its first benefactor, the History of the Puritans in North America, Puritan clergyma ...
by Oscar Zariski, but the offer fell through when he refused to sign a pledge promising not to work to overthrow the United States government—a refusal which, he was warned, threatened to land him in prison. The prospect of prison did not worry him, so long as he could have access to books.
Comparing Grothendieck during his Nancy years to the -trained students at that time ( Pierre Samuel, Roger Godement, René Thom, Jacques Dixmier, Jean Cerf, Yvonne Bruhat, Jean-Pierre Serre, and Bernard Malgrange), Leila Schneps said:
His first works on topological vector spaces in 1953 have been successfully applied to physics and computer science, culminating in a relation between Grothendieck inequality and the Einstein–Podolsky–Rosen paradox in quantum physics.
IHÉS years
In 1958, Grothendieck was installed at the Institut des hautes études scientifiques (IHÉS), a new privately funded research institute that, in effect, had been created for Jean Dieudonné and Grothendieck. Grothendieck attracted attention by an intense and highly productive activity of seminars there (''de facto'' working groups drafting into foundational work some of the ablest French and other mathematicians of the younger generation). Grothendieck practically ceased publication of papers through the conventional, learned journal route. However, he was able to play a dominant role in mathematics for approximately a decade, gathering a strong school.
Officially during this time, he had as students Michel Demazure (who worked on SGA3, on group schemes), ( relative schemes and classifying topos), Luc Illusie (cotangent complex), Michel Raynaud, Michèle Raynaud, Jean-Louis Verdier (co-founder of the derived category theory), and Pierre Deligne. Collaborators on the SGA projects also included Michael Artin ( étale cohomology), Nick Katz ( monodromy theory, and Lefschetz pencils). Jean Giraud worked out torsor theory extensions of nonabelian cohomology there as well. Many others such as David Mumford, Robin Hartshorne, Barry Mazur and C.P. Ramanujam were also involved.
"Golden Age"
Alexander Grothendieck's work during what is described as the "Golden Age" period at the IHÉS established several unifying themes in algebraic geometry
Algebraic geometry is a branch of mathematics which uses abstract algebraic techniques, mainly from commutative algebra, to solve geometry, geometrical problems. Classically, it studies zero of a function, zeros of multivariate polynomials; th ...
, number theory
Number theory is a branch of pure mathematics devoted primarily to the study of the integers and arithmetic functions. Number theorists study prime numbers as well as the properties of mathematical objects constructed from integers (for example ...
, topology, category theory
Category theory is a general theory of mathematical structures and their relations. It was introduced by Samuel Eilenberg and Saunders Mac Lane in the middle of the 20th century in their foundational work on algebraic topology. Category theory ...
, and complex analysis
Complex analysis, traditionally known as the theory of functions of a complex variable, is the branch of mathematical analysis that investigates functions of complex numbers. It is helpful in many branches of mathematics, including algebraic ...
. His first (pre-IHÉS) discovery in algebraic geometry was the Grothendieck–Hirzebruch–Riemann–Roch theorem, a generalisation of the Hirzebruch–Riemann–Roch theorem proved algebraically; in this context he also introduced K-theory. Then, following the programme he outlined in his talk at the 1958 International Congress of Mathematicians
The International Congress of Mathematicians (ICM) is the largest conference for the topic of mathematics. It meets once every four years, hosted by the International Mathematical Union (IMU).
The Fields Medals, the IMU Abacus Medal (known before ...
, he introduced the theory of schemes, developing it in detail in his '' Éléments de géométrie algébrique'' (''EGA'') and providing the new more flexible and general foundations for algebraic geometry that has been adopted in the field since that time. He went on to introduce the étale cohomology theory of schemes, providing the key tools for proving the Weil conjectures, as well as crystalline cohomology and algebraic de Rham cohomology to complement it. Closely linked to these cohomology theories, he originated topos theory as a generalisation of topology (relevant also in categorical logic). He also provided, by means of a categorical Galois theory
In mathematics, Galois theory, originally introduced by Évariste Galois, provides a connection between field (mathematics), field theory and group theory. This connection, the fundamental theorem of Galois theory, allows reducing certain problems ...
, an algebraic definition of fundamental groups of schemes giving birth to the now famous étale fundamental group and he then conjectured the existence of a further generalization of it, which is now known as the fundamental group scheme. As a framework for his coherent duality theory, he also introduced derived categories, which were further developed by Verdier.
The results of his work on these and other topics were published in the ''EGA'' and in less polished form in the notes of the '' Séminaire de géométrie algébrique'' (''SGA'') that he directed at the IHÉS.
Political activism
Grothendieck's political views were radical and pacifistic. He strongly opposed both United States intervention in Vietnam and Soviet military expansionism. To protest against the Vietnam War
The Vietnam War (1 November 1955 – 30 April 1975) was an armed conflict in Vietnam, Laos, and Cambodia fought between North Vietnam (Democratic Republic of Vietnam) and South Vietnam (Republic of Vietnam) and their allies. North Vietnam w ...
, he gave lectures on category theory
Category theory is a general theory of mathematical structures and their relations. It was introduced by Samuel Eilenberg and Saunders Mac Lane in the middle of the 20th century in their foundational work on algebraic topology. Category theory ...
in the forests surrounding Hanoi
Hanoi ( ; ; ) is the Capital city, capital and List of cities in Vietnam, second-most populous city of Vietnam. The name "Hanoi" translates to "inside the river" (Hanoi is bordered by the Red River (Asia), Red and Black River (Asia), Black Riv ...
while the city was being bombed. In 1966, he had declined to attend the International Congress of Mathematicians (ICM) in Moscow, where he was to receive the Fields Medal. He retired from scientific life around 1970 after he had found out that IHÉS was partly funded by the military. He returned to academia a few years later as a professor at the University of Montpellier.
While the issue of military funding was perhaps the most obvious explanation for Grothendieck's departure from the IHÉS, those who knew him say that the causes of the rupture ran more deeply. Pierre Cartier, a ''visiteur de longue durée'' ("long-term guest") at the IHÉS, wrote a piece about Grothendieck for a special volume published on the occasion of the IHÉS's fortieth anniversary. In that publication, Cartier notes that as the son of an antimilitary anarchist and one who grew up among the disenfranchised, Grothendieck always had a deep compassion for the poor and the downtrodden. As Cartier puts it, Grothendieck came to find Bures-sur-Yvette as "''une cage dorée''" ("a gilded cage"). While Grothendieck was at the IHÉS, opposition to the Vietnam War
The Vietnam War (1 November 1955 – 30 April 1975) was an armed conflict in Vietnam, Laos, and Cambodia fought between North Vietnam (Democratic Republic of Vietnam) and South Vietnam (Republic of Vietnam) and their allies. North Vietnam w ...
was heating up, and Cartier suggests that this also reinforced Grothendieck's distaste at having become a bureaucrat of the scientific world. In addition, after several years at the IHÉS, Grothendieck seemed to cast about for new intellectual interests. By the late 1960s, he had started to become interested in scientific areas outside mathematics. David Ruelle, a physicist who joined the IHÉS faculty in 1964, said that Grothendieck came to talk to him a few times about physics
Physics is the scientific study of matter, its Elementary particle, fundamental constituents, its motion and behavior through space and time, and the related entities of energy and force. "Physical science is that department of knowledge whi ...
. Biology
Biology is the scientific study of life and living organisms. It is a broad natural science that encompasses a wide range of fields and unifying principles that explain the structure, function, growth, History of life, origin, evolution, and ...
interested Grothendieck much more than physics, and he organized some seminars on biological topics.
In 1970, Grothendieck, with two other mathematicians, Claude Chevalley and Pierre Samuel, created a political group entitled ''Survivre''—the name later changed to ''Survivre et vivre''. The group published a bulletin and was dedicated to antimilitary and ecological issues. It also developed strong criticism of the indiscriminate use of science and technology. Grothendieck devoted the next three years to this group and served as the main editor of its bulletin.
Although Grothendieck continued with mathematical enquiries, his standard mathematical career mostly ended when he left the IHÉS. After leaving the IHÉS, Grothendieck became a temporary professor at Collège de France for two years. He then became a professor at the University of Montpellier, where he became increasingly estranged from the mathematical community. He formally retired in 1988, a few years after having accepted a research position at the CNRS.
Manuscripts written in the 1980s
While not publishing mathematical research in conventional ways during the 1980s, he produced several influential manuscripts with limited distribution, with both mathematical and biographical content.
Produced during 1980 and 1981, ''La Longue Marche à travers la théorie de Galois'' (''The Long March Through Galois Theory'') is a 1600-page handwritten manuscript containing many of the ideas that led to the '' Esquisse d'un programme''.[Alexandre Grothendieck]
Esquisse d'un Programme
English translation
/ref> It also includes a study of Teichmüller theory.
In 1983, stimulated by correspondence with Ronald Brown and Tim Porter at Bangor University, Grothendieck wrote a 600-page manuscript entitled '' Pursuing Stacks''. It began with a letter addressed to Daniel Quillen. This letter and successive parts were distributed from Bangor (see External links below). Within these, in an informal, diary-like manner, Grothendieck explained and developed his ideas on the relationship between algebraic homotopy theory and algebraic geometry
Algebraic geometry is a branch of mathematics which uses abstract algebraic techniques, mainly from commutative algebra, to solve geometry, geometrical problems. Classically, it studies zero of a function, zeros of multivariate polynomials; th ...
and prospects for a noncommutative theory of stacks. The manuscript, which is being edited for publication by G. Maltsiniotis, later led to another of his monumental works, ''Les Dérivateurs''. Written in 1991, this latter opus of approximately 2000 pages, further developed the homotopical ideas begun in ''Pursuing Stacks''. Much of this work anticipated the subsequent development during the mid-1990s of the motivic homotopy theory of Fabien Morel and Vladimir Voevodsky.
In 1984, Grothendieck wrote the proposal '' Esquisse d'un Programme'' ("Sketch of a Programme") for a position at the Centre National de la Recherche Scientifique (CNRS). It describes new ideas for studying the moduli space of complex curves. Although Grothendieck never published his work in this area, the proposal inspired other mathematicians to work in the area by becoming the source of dessin d'enfant theory and anabelian geometry. Later, it was published in two-volumes and entitle
''Geometric Galois Actions''
(Cambridge University Press, 1997).
During this period, Grothendieck also gave his consent to publishing some of his drafts for EGA on Bertini-type theorems (''EGA'' V, published in Ulam Quarterly in 1992–1993 and later made available on th
Grothendieck Circle
web site in 2004).
In the extensive autobiographical work, ''Récoltes et Semailles'' ('Harvests and Sowings', 1986), Grothendieck describes his approach to mathematics and his experiences in the mathematical community, a community that initially accepted him in an open and welcoming manner, but which he progressively perceived to be governed by competition and status. He complains about what he saw as the "burial" of his work and betrayal by his former students and colleagues after he had left the community. ''Récoltes et Semailles'' was finally published in 2022 by Gallimard and, thanks to French science historian Alain Herreman, is also available on the Internet. An English translation by Leila Schneps will be published by MIT Press
The MIT Press is the university press of the Massachusetts Institute of Technology (MIT), a private research university in Cambridge, Massachusetts. The MIT Press publishes a number of academic journals and has been a pioneer in the Open Ac ...
in 2025. A partial English translation can be found on the Internet. A Japanese translation of the whole book in four volumes was completed by Tsuji Yuichi (1938–2002), a friend of Grothendieck from the ''Survivre'' period. The first three volumes (corresponding to Parts 0 to III of the book) were published between 1989 and 1993, while the fourth volume (Part IV) was completed and, although unpublished, copies of it as a typed manuscript are circulated. Grothendieck helped with the translation and wrote a preface for it, in which he called Tsuji his "first true collaborator". Parts of ''Récoltes et Semailles'' have been translated into Spanish, as well as into a Russian translation that was published in Moscow.
In 1988, Grothendieck declined the Crafoord Prize with an open letter to the media. He wrote that he and other established mathematicians had no need for additional financial support and criticized what he saw as the declining ethics of the scientific community that was characterized by outright scientific theft that he believed had become commonplace and tolerated. The letter also expressed his belief that totally unforeseen events before the end of the century would lead to an unprecedented collapse of civilization. Grothendieck added however that his views were "in no way meant as a criticism of the Royal Academy's aims in the administration of its funds" and he added, "I regret the inconvenience that my refusal to accept the Crafoord prize may have caused you and the Royal Academy."
''La Clef des Songes'', a 315-page manuscript written in 1987, is Grothendieck's account of how his consideration of the source of dreams led him to conclude that a deity
A deity or god is a supernatural being considered to be sacred and worthy of worship due to having authority over some aspect of the universe and/or life. The ''Oxford Dictionary of English'' defines ''deity'' as a God (male deity), god or god ...
exists. As part of the notes to this manuscript, Grothendieck described the life and the work of 18 "mutants", people whom he admired as visionaries far ahead of their time and heralding a new age. The only mathematician on his list was Bernhard Riemann
Georg Friedrich Bernhard Riemann (; ; 17September 182620July 1866) was a German mathematician who made profound contributions to analysis, number theory, and differential geometry. In the field of real analysis, he is mostly known for the f ...
. Influenced by the Catholic mystic Marthe Robin who was claimed to have survived on the Holy Eucharist alone, Grothendieck almost starved himself to death in 1988. His growing preoccupation with spiritual matters was also evident in a letter entitled ''Lettre de la Bonne Nouvelle'' sent to 250 friends in January 1990. In it, he described his encounters with a deity and announced that a "New Age" would commence on 14 October 1996.
The ''Grothendieck Festschrift'', published in 1990, was a three-volume collection of research papers to mark his sixtieth birthday in 1988.
More than 20,000 pages of Grothendieck's mathematical and other writings are held at the University of Montpellier and remain unpublished. They have been digitized for preservation and are freely available in open access through the Institut Montpelliérain Alexander Grothendieck portal.
Retirement into reclusion and death
In 1991, Grothendieck moved to a new address that he did not share with his previous contacts in the mathematical community. Very few people visited him afterward. Local villagers helped sustain him with a more varied diet after he tried to live on a staple of dandelion soup. At some point, Leila Schneps and Pierre Lochak located him, then carried on a brief correspondence. Thus they became among "the last members of the mathematical establishment to come into contact with him". After his death, it was revealed that he lived alone in a house in Lasserre, Ariège, a small village at the foot of the Pyrenees.
In January 2010, Grothendieck wrote the letter entitled "Déclaration d'intention de non-publication" to Luc Illusie, claiming that all materials published in his absence had been published without his permission. He asked that none of his work be reproduced in whole or in part and that copies of this work be removed from libraries. He characterized a website devoted to his work as "an abomination". His dictate may have been reversed in 2010.
In September 2014, almost totally deaf and blind, he asked a neighbour to buy him a revolver so he could kill himself. His neighbour refused to do so.[Phil Hoad]
‘He was in mystic delirium’: was this hermit mathematician a forgotten genius whose ideas could transform AI – or a lonely madman?
The Guardian
''The Guardian'' is a British daily newspaper. It was founded in Manchester in 1821 as ''The Manchester Guardian'' and changed its name in 1959, followed by a move to London. Along with its sister paper, ''The Guardian Weekly'', ''The Guardi ...
31 August 2024 On 13 November 2014, aged 86, Grothendieck died in the hospital of Saint-Lizier or Saint-Girons, Ariège.
Citizenship
Grothendieck was born in Weimar Germany. In 1938, aged ten, he moved to France as a refugee. Records of his nationality were destroyed in the fall of Nazi Germany in 1945 and he did not apply for French citizenship after the war. Thus, he became a stateless person for at least the majority of his working life and he traveled on a Nansen passport. Part of his reluctance to hold French nationality is attributed to not wishing to serve in the French military, particularly due to the Algerian War (1954–62). He eventually applied for French citizenship in the early 1980s, after he was well past the age that would have required him to do military service.
Family
Grothendieck was very close to his mother, to whom he dedicated his dissertation. She died in 1957 from tuberculosis
Tuberculosis (TB), also known colloquially as the "white death", or historically as consumption, is a contagious disease usually caused by ''Mycobacterium tuberculosis'' (MTB) bacteria. Tuberculosis generally affects the lungs, but it can al ...
that she contracted in camps for displaced persons
Forced displacement (also forced migration or forced relocation) is an involuntary or coerced movement of a person or people away from their home or home region. The United Nations High Commissioner for Refugees, UNHCR defines 'forced displaceme ...
.
He had five children: a son with his landlady
A landlord is the owner of property such as a house, apartment, condominium, land, or real estate that is rented or leased to an individual or business, known as a tenant (also called a ''lessee'' or ''renter''). The term landlord appli ...
during his time in Nancy; three children, Johanna (1959), Alexander (1961), and Mathieu (1965) with his wife Mireille Dufour; and one child with Justine Skalba, with whom he lived in a commune in the early 1970s.
Mathematical work
Grothendieck's early mathematical work was in functional analysis
Functional analysis is a branch of mathematical analysis, the core of which is formed by the study of vector spaces endowed with some kind of limit-related structure (for example, Inner product space#Definition, inner product, Norm (mathematics ...
. Between 1949 and 1953 he worked on his doctoral thesis in this subject at Nancy, supervised by Jean Dieudonné and Laurent Schwartz. His key contributions include topological tensor products of topological vector spaces, the theory of nuclear spaces as foundational for Schwartz distributions, and the application of Lp spaces in studying linear maps between topological vector spaces. In a few years, he had become a leading authority on this area of functional analysis—to the extent that Dieudonné compares his impact in this field to that of Banach.
It is, however, in algebraic geometry
Algebraic geometry is a branch of mathematics which uses abstract algebraic techniques, mainly from commutative algebra, to solve geometry, geometrical problems. Classically, it studies zero of a function, zeros of multivariate polynomials; th ...
and related fields where Grothendieck did his most important and influential work. From approximately 1955 he started to work on sheaf theory and homological algebra, producing the influential " Tôhoku paper" (''Sur quelques points d'algèbre homologique'', published in the Tohoku Mathematical Journal in 1957) where he introduced abelian categories and applied their theory to show that sheaf cohomology may be defined as certain derived functors in this context.
Homological methods and sheaf theory had already been introduced in algebraic geometry by Jean-Pierre Serre and others, after sheaves had been defined by Jean Leray. Grothendieck took them to a higher level of abstraction and turned them into a key organising principle of his theory. He shifted attention from the study of individual varieties to his '' relative point of view'' (pairs of varieties related by a morphism), allowing a broad generalization of many classical theorems. The first major application was the relative version of Serre's theorem showing that the cohomology of a coherent sheaf on a complete variety is finite-dimensional; Grothendieck's theorem shows that the higher direct images of coherent sheaves under a proper map are coherent; this reduces to Serre's theorem over a one-point space.
In 1956, he applied the same thinking to the Riemann–Roch theorem, which recently had been generalized to any dimension by Hirzebruch. The Grothendieck–Riemann–Roch theorem was announced by Grothendieck at the initial Mathematische Arbeitstagung in Bonn, in 1957. It appeared in print in a paper written by Armand Borel with Serre. This result was his first work in algebraic geometry. Grothendieck went on to plan and execute a programme for rebuilding the foundations of algebraic geometry, which at the time were in a state of flux and under discussion in Claude Chevalley's seminar. He outlined his programme in his talk at the 1958 International Congress of Mathematicians
The International Congress of Mathematicians (ICM) is the largest conference for the topic of mathematics. It meets once every four years, hosted by the International Mathematical Union (IMU).
The Fields Medals, the IMU Abacus Medal (known before ...
.
His foundational work on algebraic geometry is at a higher level of abstraction than all prior versions. He adapted the use of non-closed generic points, which led to the theory of schemes. Grothendieck also pioneered the systematic use of nilpotents. As 'functions' these can take only the value 0, but they carry infinitesimal information, in purely algebraic settings. His ''theory of schemes'' has become established as the best universal foundation for this field, because of its expressiveness as well as its technical depth. In that setting one can use birational geometry, techniques from number theory
Number theory is a branch of pure mathematics devoted primarily to the study of the integers and arithmetic functions. Number theorists study prime numbers as well as the properties of mathematical objects constructed from integers (for example ...
, Galois theory
In mathematics, Galois theory, originally introduced by Évariste Galois, provides a connection between field (mathematics), field theory and group theory. This connection, the fundamental theorem of Galois theory, allows reducing certain problems ...
, commutative algebra
Commutative algebra, first known as ideal theory, is the branch of algebra that studies commutative rings, their ideal (ring theory), ideals, and module (mathematics), modules over such rings. Both algebraic geometry and algebraic number theo ...
, and close analogues of the methods of algebraic topology, all in an integrated way.
Grothendieck is noted for his mastery of abstract approaches to mathematics and his perfectionism in matters of formulation and presentation. Relatively little of his work after 1960 was published by the conventional route of the learned journal, circulating initially in duplicated volumes of seminar notes; his influence was to a considerable extent personal. His influence spilled over into many other branches of mathematics, for example the contemporary theory of D-modules. Although lauded as "the Einstein of mathematics", his work also provoked adverse reactions, with many mathematicians seeking out more concrete areas and problems.
''EGA'', ''SGA'', ''FGA''
The bulk of Grothendieck's published work is collected in the monumental, yet incomplete, '' Éléments de géométrie algébrique'' (''EGA'') and '' Séminaire de géométrie algébrique'' (''SGA''). The collection '' Fondements de la Géometrie Algébrique'' (''FGA''), which gathers together talks given in the Séminaire Bourbaki, also contains important material.
Grothendieck's work includes the invention of the étale and l-adic cohomology theories, which explain an observation made by André Weil that argued for a connection between the topological characteristics of a variety and its diophantine (number theoretic) properties. For example, the number of solutions of an equation over a finite field
In mathematics, a finite field or Galois field (so-named in honor of Évariste Galois) is a field (mathematics), field that contains a finite number of Element (mathematics), elements. As with any field, a finite field is a Set (mathematics), s ...
reflects the topological nature of its solutions over the complex numbers. Weil had realized that to prove such a connection, one needed a new cohomology theory, but neither he nor any other expert saw how to accomplish this until such a theory was expressed by Grothendieck.
This program culminated in the proofs of the Weil conjectures, the last of which was settled by Grothendieck's student Pierre Deligne in the early 1970s after Grothendieck had largely withdrawn from mathematics.
Major mathematical contributions
In Grothendieck's retrospective ''Récoltes et Semailles'', he identified twelve of his contributions that he believed qualified as "great ideas". In chronological order, they are:
# Topological tensor products and nuclear spaces
# "Continuous" and "discrete" duality ( derived categories, " six operations")
# Yoga of the Grothendieck–Riemann–Roch theorem K-theory relation with intersection theory
# Schemes
# Topoi
# Étale cohomology and l-adic cohomology
# Motives and the motivic Galois group (Grothendieck ⊗-categories)
# Crystals and crystalline cohomology, yoga of "de Rham coefficients", "Hodge coefficients"...
# "Topological algebra": ∞-stacks, derivators; cohomological formalism of topoi as inspiration for a new homotopical algebra
# Tame topology
# Yoga of anabelian algebraic geometry, Galois–Teichmüller theory
# "Schematic" or "arithmetic" point of view for regular polyhedra and regular configurations of all kinds
Here the term ''yoga'' denotes a kind of "meta-theory" that may be used heuristically; Michel Raynaud writes the other terms "Ariadne's thread" and "philosophy" as effective equivalents.
Grothendieck wrote that, of these themes, the largest in scope was topoi, as they synthesized algebraic geometry, topology, and arithmetic. The theme that had been most extensively developed was schemes, which were the framework "''par excellence''" for eight of the other themes (all but 1, 5, and 12). Grothendieck wrote that the first and last themes, topological tensor products and regular configurations, were of more modest size than the others. Topological tensor products had played the role of a tool rather than of a source of inspiration for further developments; but he expected that regular configurations could not be exhausted within the lifetime of a mathematician who devoted oneself to it. He believed that the deepest themes were motives, anabelian geometry, and Galois–Teichmüller theory.
Influence
Grothendieck is considered by many to be the greatest mathematician of the twentieth century.[ In an obituary David Mumford and John Tate wrote:
]Although mathematics became more and more abstract and general throughout the 20th century, it was Alexander Grothendieck who was the greatest master of this trend. His unique skill was to eliminate all unnecessary hypotheses and burrow into an area so deeply that its inner patterns on the most abstract level revealed themselves–and then, like a magician, show how the solution of old problems fell out in straightforward ways now that their real nature had been revealed.[Alexander Grothendieck obituary by David Mumford and John Tate]
David Mumford at Brown and Harvard Universities: Archive for Reprints: ''Can one explain schemes to biologists'', 14 December 2014
By the 1970s, Grothendieck's work was seen as influential, not only in algebraic geometry and the allied fields of sheaf theory and homological algebra, but influenced logic, in the field of categorical logic.
According to mathematician Ravi Vakil
Ravi D. Vakil (born February 22, 1970) is a Canadian-American mathematician working in algebraic geometry. He is the current president of the American Mathematical Society.
Education and career
Vakil attended high school at Martingrove Collegiat ...
, "Whole fields of mathematics speak the language that he set up. We live in this big structure that he built. We take it for granted—the architect is gone". In the same article, Colin McLarty said, "Lots of people today live in Grothendieck's house, unaware that it's Grothendieck's house."
Geometry
Grothendieck approached algebraic geometry by clarifying the foundations of the field, and by developing mathematical tools intended to prove a number of notable conjectures. Algebraic geometry has traditionally meant the understanding of geometric objects, such as algebraic curve
In mathematics, an affine algebraic plane curve is the zero set of a polynomial in two variables. A projective algebraic plane curve is the zero set in a projective plane of a homogeneous polynomial in three variables. An affine algebraic plane cu ...
s and surfaces, through the study of the algebraic equations for those objects. Properties of algebraic equations are in turn studied using the techniques of ring theory. In this approach, the properties of a geometric object are related to the properties of an associated ring. The space (e.g., real, complex, or projective) in which the object is defined, is extrinsic to the object, while the ring is intrinsic.
Grothendieck laid a new foundation for algebraic geometry by making intrinsic spaces ("spectra") and associated rings the primary objects of study. To that end, he developed the theory of schemes that informally can be thought of as topological space
In mathematics, a topological space is, roughly speaking, a Geometry, geometrical space in which Closeness (mathematics), closeness is defined but cannot necessarily be measured by a numeric Distance (mathematics), distance. More specifically, a to ...
s on which a commutative ring
In mathematics, a commutative ring is a Ring (mathematics), ring in which the multiplication operation is commutative. The study of commutative rings is called commutative algebra. Complementarily, noncommutative algebra is the study of ring prope ...
is associated to every open subset of the space. Schemes have become the basic objects of study for practitioners of modern algebraic geometry. Their use as a foundation allowed geometry to absorb technical advances from other fields.
His generalization of the classical Riemann–Roch theorem related topological properties of complex algebraic curve
In mathematics, an affine algebraic plane curve is the zero set of a polynomial in two variables. A projective algebraic plane curve is the zero set in a projective plane of a homogeneous polynomial in three variables. An affine algebraic plane cu ...
s to their algebraic structure and now bears his name, being called "the Grothendieck–Hirzebruch–Riemann–Roch theorem". The tools he developed to prove this theorem started the study of algebraic and topological K-theory, which explores the topological properties of objects by associating them with rings. After direct contact with Grothendieck's ideas at the Bonn Arbeitstagung, topological K-theory was founded by Michael Atiyah and Friedrich Hirzebruch.
Cohomology theories
Grothendieck's construction of new cohomology theories, which use algebraic techniques to study topological objects, has influenced the development of algebraic number theory
Algebraic number theory is a branch of number theory that uses the techniques of abstract algebra to study the integers, rational numbers, and their generalizations. Number-theoretic questions are expressed in terms of properties of algebraic ob ...
, algebraic topology, and representation theory. As part of this project, his creation of topos theory, a category-theoretic generalization of point-set topology, has influenced the fields of set theory
Set theory is the branch of mathematical logic that studies Set (mathematics), sets, which can be informally described as collections of objects. Although objects of any kind can be collected into a set, set theory – as a branch of mathema ...
and mathematical logic
Mathematical logic is the study of Logic#Formal logic, formal logic within mathematics. Major subareas include model theory, proof theory, set theory, and recursion theory (also known as computability theory). Research in mathematical logic com ...
.
The Weil conjectures were formulated in the later 1940s as a set of mathematical problems in arithmetic geometry. They describe properties of analytic invariants, called local zeta functions, of the number of points on an algebraic curve or variety of higher dimension. Grothendieck's discovery of the ℓ-adic étale cohomology, the first example of a Weil cohomology theory, opened the way for a proof of the Weil conjectures, ultimately completed in the 1970s by his student Pierre Deligne. Grothendieck's large-scale approach has been called a "visionary program". The ℓ-adic cohomology then became a fundamental tool for number theorists, with applications to the Langlands program.
Grothendieck's conjectural theory of motives was intended to be the "â„“-adic" theory but without the choice of "â„“", a prime number. It did not provide the intended route to the Weil conjectures, but has been behind modern developments in algebraic K-theory, motivic homotopy theory, and motivic integration. This theory, Daniel Quillen's work, and Grothendieck's theory of Chern classes, are considered the background to the theory of algebraic cobordism, another algebraic analogue of topological ideas.
Category theory
Grothendieck's emphasis on the role of universal properties across varied mathematical structures brought category theory
Category theory is a general theory of mathematical structures and their relations. It was introduced by Samuel Eilenberg and Saunders Mac Lane in the middle of the 20th century in their foundational work on algebraic topology. Category theory ...
into the mainstream as an organizing principle for mathematics in general. Among its uses, category theory creates a common language for describing similar structures and techniques seen in many different mathematical systems. His notion of abelian category is now the basic object of study in homological algebra. The emergence of a separate mathematical discipline of category theory has been attributed to Grothendieck's influence, although unintentional.
In popular culture
''Colonel Lágrimas'' (''Colonel Tears'' in English), a novel by Puerto Rican–Costa Rican writer Carlos Fonseca is about Grothendieck.
The BenjamÃn Labatut book ''When We Cease to Understand the World'' dedicates one chapter to the work and life of Grothendieck, introducing his story by reference to the Japanese mathematician Shinichi Mochizuki. The book is a lightly fictionalized account of the world of scientific inquiry and was a finalist for the National Book Award.
In Cormac McCarthy's '' The Passenger'' and its sequel '' Stella Maris'', a main character is a student of Grothendieck's.
The Istituto Grothendieck has been created in his honor.
Publications
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See also
* ∞-groupoid
* λ-ring
* AB5 category
* Abelian category
* Accessible category
* Algebraic geometry
Algebraic geometry is a branch of mathematics which uses abstract algebraic techniques, mainly from commutative algebra, to solve geometry, geometrical problems. Classically, it studies zero of a function, zeros of multivariate polynomials; th ...
* Algebraic stack
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* Barsotti–Tate group
* Chern class
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* Descent (mathematics)
* Dévissage
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* Dunford–Pettis property
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* Excellent ring
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* Formally smooth map
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* Fundamental group scheme
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* K-theory
* Hilbert scheme
* Homotopy hypothesis
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* List of things named after Alexander Grothendieck
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* Nakai conjecture
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* Nuclear operator
* Nuclear space
* Parafactorial local ring
* Projective tensor product
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* Quasi-finite morphism
* Quot scheme
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* Scheme (mathematics)
* Section conjecture
* Semistable abelian variety
* Sheaf cohomology
* Stack (mathematics)
* Standard conjectures on algebraic cycles
* Sketch of a program
* Tannakian formalism
* Theorem of absolute purity
* Theorem on formal functions
* Ultrabornological space
* Weil conjectures
* Vector bundles on algebraic curves
* Zariski's main theorem
Notes
References
Sources and further reading
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** English translation of .
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** English translation:
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* First part of planned four-volume biography.
** English version.
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** A review of the German edition
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* Third part of planned four-volume biography; crowd-financed translation into English.
* First 4 chapters from the incomplete second part of planned four-volume biography.
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External links
Centre for Grothendieckian Studies (CSG)
is a research centre of the Grothendieck Institute, with a dedicated mission to honour the memory of Alexander Grothendieck.
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is a peripatetic seminar on Grothendieck view not just on mathematics
Grothendieck Circle
collection of mathematical and biographical information, photos, links to his writings
This is an account of how 'Pursuing Stacks' was written in response to a correspondence in English with Ronnie Brown an
Tim Porter
at Bangor, which continued until 1991. See als
Alexander Grothendieck: some recollections
Récoltes et Semailles
"Récoltes et Semailles"
Spanish translation
"La Clef des Songes"
French originals and Spanish translations
English summary of "La Clef des Songes"
Video of a lecture
with photos from Grothendieck's life, given by Winfried Scharlau at IHES in 2009
—biographical sketch of Grothendieck by David Mumford & John Tate
Archives Grothendieck
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Who Is Alexander Grothendieck?
Winfried Scharlau, Notices of the AMS 55(8), 2008.
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Alexander Grothendieck: A Country Known Only by Name
Pierre Cartier, Notices of the AMS 62(4), 2015.
Alexandre Grothendieck 1928–2014, Part 1
Notices of the AMS 63(3), 2016.
* Kutateladze S.S.br>Rebellious Genius: In Memory of Alexander Grothendieck
* ttps://www.lemonde.fr/sciences/article/2019/05/06/les-archives-insaisissables-d-alexandre-grothendieck_5459049_1650684.html Les-archives-insaisissables-d-alexandre-grothendieck
{{DEFAULTSORT:Grothendieck, Alexander
1928 births
2014 deaths
20th-century French mathematicians
Algebraic geometers
Algebraists
Emigrants from Nazi Germany to France
Fields Medalists
French pacifists
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German people of Russian-Jewish descent
Nancy-Université alumni
Nicolas Bourbaki
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