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Gandalf is a protagonist in
J. R. R. Tolkien John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''. From 1925 to 1945, Tolkien was the Rawlinson ...
's novels '' The Hobbit'' and ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
''. He is a wizard, one of the Istari order, and the leader of the Company of the Ring. Tolkien took the name "Gandalf" from the
Old Norse Old Norse, also referred to as Old Nordic or Old Scandinavian, was a stage of development of North Germanic languages, North Germanic dialects before their final divergence into separate Nordic languages. Old Norse was spoken by inhabitants ...
"Catalogue of Dwarves" (''Dvergatal'') in the ''Völuspá''. As a wizard and the bearer of one of the Three Rings, Gandalf has great power, but works mostly by encouraging and persuading. He sets out as Gandalf the Grey, possessing great knowledge and travelling continually. Gandalf is focused on the mission to counter the Dark Lord Sauron by destroying the One Ring. He is associated with fire; his ring of power is Narya, the Ring of Fire. As such, he delights in
fireworks Fireworks are Explosive, low explosive Pyrotechnics, pyrotechnic devices used for aesthetic and entertainment purposes. They are most commonly used in fireworks displays (also called a fireworks show or pyrotechnics), combining a large numbe ...
to entertain the
hobbit Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
s of the Shire, while in great need he uses fire as a weapon. As one of the Maiar, he is an immortal spirit from Valinor, but his physical body can be killed. In ''The Hobbit'', Gandalf assists the 13 dwarves and the hobbit Bilbo Baggins with their quest to retake the Lonely Mountain from Smaug the dragon, but leaves them to urge the White Council to expel Sauron from his fortress of Dol Guldur. In the course of the quest, Bilbo finds a magical ring. The expulsion succeeds, but in ''The Lord of the Rings'', Gandalf reveals that Sauron's retreat was only a feint, as he soon reappeared in Mordor. Gandalf further explains that, after years of investigation, he is sure that Bilbo's ring is the One Ring that Sauron needs to dominate the whole of Middle-earth. The Council of Elrond creates the Fellowship of the Ring, with Gandalf as its leader, to defeat Sauron by destroying the Ring. He takes them south through the Misty Mountains, but is killed fighting a
Balrog Balrogs () are a species of powerful demonic monsters in J. R. R. Tolkien's Middle-earth. One first appeared in print in his high-fantasy novel ''The Lord of the Rings'', where the Company of the Ring encounter a Balrog known as Durin's Bane in ...
, an evil spirit-being, in the underground realm of Moria. After he dies, he is sent back to Middle-earth to complete his mission as Gandalf the White. He reappears to three of the Fellowship and helps to counter the enemy in Rohan, then in Gondor, and finally at the Black Gate of Mordor, in each case largely by offering guidance. When victory is complete, he crowns Aragorn as King before leaving Middle-earth for ever to return to Valinor. Tolkien once described Gandalf as an
angel An angel is a spiritual (without a physical body), heavenly, or supernatural being, usually humanoid with bird-like wings, often depicted as a messenger or intermediary between God (the transcendent) and humanity (the profane) in variou ...
incarnate; later, both he and other scholars have likened Gandalf to the Norse god
Odin Odin (; from ) is a widely revered god in Norse mythology and Germanic paganism. Most surviving information on Odin comes from Norse mythology, but he figures prominently in the recorded history of Northern Europe. This includes the Roman Em ...
in his "Wanderer" guise. Others have described Gandalf as a guide-figure who assists the protagonists, comparable to the Cumaean Sibyl who assisted Aeneas in
Virgil Publius Vergilius Maro (; 15 October 70 BC21 September 19 BC), usually called Virgil or Vergil ( ) in English, was an ancient Rome, ancient Roman poet of the Augustan literature (ancient Rome), Augustan period. He composed three of the most fa ...
's '' The Aeneid'', or to the figure of Virgil in
Dante Dante Alighieri (; most likely baptized Durante di Alighiero degli Alighieri; – September 14, 1321), widely known mononymously as Dante, was an Italian Italian poetry, poet, writer, and philosopher. His ''Divine Comedy'', originally called ...
's '' Inferno''. Scholars have likened his return in white to the transfiguration of Christ; he is further described as a
prophet In religion, a prophet or prophetess is an individual who is regarded as being in contact with a divinity, divine being and is said to speak on behalf of that being, serving as an intermediary with humanity by delivering messages or teachings ...
, representing one element of Christ's
threefold office The threefold office () of Jesus Christ is a Christian doctrine based upon the teachings of the Old Testament of which Christians hold different views. It was described by Eusebius and more fully developed by John Calvin. The doctrine states t ...
of prophet, priest, and king, where the other two roles are taken by Frodo and Aragorn. The Gandalf character has been featured in radio, television, stage, video game, music, and film adaptations, including
Ralph Bakshi Ralph Bakshi (; born October 29, 1938) is a Mandatory Palestine-born American retired animator and filmmaker, known for his fantastical animated films. In the 1970s, he established an alternative to mainstream animation through independent anim ...
's 1978 animated film. His best-known portrayal is by Ian McKellen in Peter Jackson's 2001–2003 ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'' film series, where the actor based his acclaimed performance on Tolkien himself. McKellen reprised the role in Jackson's 2012–2014 film series '' The Hobbit''.


Names


Etymology

Tolkien derived the name ''Gandalf'' from Gandálfr, a
dwarf Dwarf, dwarfs or dwarves may refer to: Common uses *Dwarf (folklore), a supernatural being from Germanic folklore * Dwarf, a human or animal with dwarfism Arts, entertainment, and media Fictional entities * Dwarf (''Dungeons & Dragons''), a sh ...
in the Völuspá's ''Dvergatal'', a list of dwarf-names. In
Old Norse Old Norse, also referred to as Old Nordic or Old Scandinavian, was a stage of development of North Germanic languages, North Germanic dialects before their final divergence into separate Nordic languages. Old Norse was spoken by inhabitants ...
, the name means ''staff-elf''. This is reflected in his name ''Tharkûn'', which is "said to mean 'Staff-man'" in Khuzdul, the language Tolkien invented for his Dwarves.


In-universe names

Gandalf is given several names and epithets in Tolkien's writings. Faramir calls him the Grey Pilgrim, and reports Gandalf as saying, "Many are my names in many countries. ''Mithrandir'' among the
Elves An elf (: elves) is a type of humanoid supernatural being in Germanic folklore. Elves appear especially in North Germanic mythology, being mentioned in the Icelandic ''Poetic Edda'' and the ''Prose Edda''. In medieval Germanic-speakin ...
, Tharkûn to the Dwarves, Olórin I was in my youth in the West that is forgotten, in the South Incánus, in the North ''Gandalf''; to the East I go not." In an early draft of '' The Hobbit'', he is called ''Bladorthin'', while the dwarf who was later named Thorin Oakenshield is named Gandalf. Each Wizard is distinguished by the colour of his cloak. For most of his manifestation as a wizard, Gandalf's cloak is grey, hence the names Gandalf ''the Grey'' and Greyhame, from Old English hama, "cover, skin". ''Mithrandir'' is a name in Sindarin meaning "Grey Pilgrim" or "Grey Wanderer". Midway through ''The Lord of the Rings'', Gandalf becomes the head of the order of Wizards, and is renamed Gandalf the White. This change in status (and clothing) introduces another name for the wizard: the White Rider. However, characters who speak Elvish still refer to him as ''Mithrandir''. At times in ''The Lord of the Rings'', other characters address Gandalf by insulting nicknames: Stormcrow, ''Láthspell'' ("Ill-news" in
Old English Old English ( or , or ), or Anglo-Saxon, is the earliest recorded form of the English language, spoken in England and southern and eastern Scotland in the Early Middle Ages. It developed from the languages brought to Great Britain by Anglo-S ...
), and "Grey Fool".


Characteristics

Tolkien describes Gandalf as the last of the wizards to appear in
Middle-earth Middle-earth is the Setting (narrative), setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Midgard, Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf'' ...
, one who "seemed the least, less tall than the others, and in looks more aged, grey-haired and grey-clad, and leaning on a staff". Yet the
Elf An elf (: elves) is a type of humanoid supernatural being in Germanic peoples, Germanic folklore. Elves appear especially in Norse mythology, North Germanic mythology, being mentioned in the Icelandic ''Poetic Edda'' and the ''Prose Edda'' ...
Círdan who met him on arrival nevertheless considered him "the greatest spirit and the wisest" and gave him the Elven Ring of Power called Narya, the Ring of Fire, containing a "red" stone for his aid and comfort. Tolkien explicitly links Gandalf to the element
fire Fire is the rapid oxidation of a fuel in the exothermic chemical process of combustion, releasing heat, light, and various reaction Product (chemistry), products. Flames, the most visible portion of the fire, are produced in the combustion re ...
later in the same essay:


Fictional biography


Valinor

In Valinor, Gandalf, a Maia, was named ''Olórin'', one of the people of the Vala Manwë, and the wisest of the Maiar. He was closely associated with two other Valar: Irmo, in whose gardens he lived, and Nienna, the patron of mercy, who gave him tutelage. When the Valar decided to send the Wizards (Istari) across the Great Sea to
Middle-earth Middle-earth is the Setting (narrative), setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Midgard, Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf'' ...
to assist those who opposed Sauron, Manwë proposed Olórin. Olórin initially begged to be excused, declaring he was too weak and feared Sauron; Manwë replied that that was all the more reason for him to go. As a Maia, Gandalf was an angelic being in human form, in service to the Creator ( Eru Ilúvatar) and the Creator's ' Secret Fire'. He took on the specific form of an old man as a sign of his humility. His role was to advise but never to attempt to match Sauron's strength. It might be, too, that the lords of Middle-earth would be more receptive to the advice of a humble old man.


Middle-earth

The wizards arrived in
Middle-earth Middle-earth is the Setting (narrative), setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Midgard, Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf'' ...
separately, early in the Third Age; Gandalf was the last, landing in the Havens of Mithlond. He seemed the oldest and least in stature, but Círdan the Shipwright felt that he was the greatest on their first meeting in the Havens, and gave him Narya, the Ring of Fire. Saruman, the chief Wizard, learned of the gift and resented it. Gandalf hid the ring well. His relationship with Saruman was strained. The Wizards were forbidden to use force to dominate, though Saruman increasingly disregarded this.


The White Council

Gandalf suspected early on that an evil presence, the Necromancer of Dol Guldur, was Sauron. He went to Dol Guldur to discover the truth, but the Necromancer withdrew, only to return with greater force, and the White Council was formed in response. Galadriel had hoped Gandalf would lead the council, but he refused, declining to be bound by any but the Valar who had sent him. Saruman was chosen instead, as the most knowledgeable about Sauron's work in the Second Age. Gandalf returned to Dol Guldur "at great peril" and learned that the Necromancer was indeed Sauron. The following year a White Council was held, and Gandalf urged that Sauron be driven out. Saruman, however, reassured the Council that Sauron's evident effort to find the One Ring would fail, as the Ring would long since have been carried by the river Anduin to the Sea; and the matter was allowed to rest. But Saruman began actively seeking the Ring near the Gladden Fields where Isildur had been killed.


The Quest of Erebor

" The Quest of Erebor" in '' Unfinished Tales'' elaborates upon the story behind '' The Hobbit''. It tells of a chance meeting between Gandalf and Thorin Oakenshield, a
Dwarf Dwarf, dwarfs or dwarves may refer to: Common uses *Dwarf (folklore), a supernatural being from Germanic folklore * Dwarf, a human or animal with dwarfism Arts, entertainment, and media Fictional entities * Dwarf (''Dungeons & Dragons''), a sh ...
-king in exile, in the ''Prancing Pony'' inn at Bree. Gandalf had for some time foreseen the coming war with Sauron, and knew that the North was especially vulnerable. If
Rivendell Rivendell (') is a valley in J. R. R. Tolkien's fictional world of Middle-earth, representing both a homely place of sanctuary and a magical Elf (Middle-earth), Elvish otherworld. It is an important location in ''The Hobbit'' and ''The Lord of ...
were to be attacked, the
dragon A dragon is a Magic (supernatural), magical legendary creature that appears in the folklore of multiple cultures worldwide. Beliefs about dragons vary considerably through regions, but European dragon, dragons in Western cultures since the Hi ...
Smaug could cause great devastation. He persuaded Thorin that he could help him regain his lost territory of Erebor from Smaug, and so the quest was born.


''The Hobbit''

Gandalf meets with Bilbo in the opening of ''The Hobbit''. He arranges for a tea party, to which he invites the thirteen dwarves, and thus arranges the travelling group central to the narrative. Gandalf contributes the map and key to Erebor to assist the quest. On this quest Gandalf acquires the sword, '' Glamdring'', from the trolls' treasure hoard. Elrond informs them that the sword was made in Gondolin, a city long ago destroyed, where Elrond's father lived as a child. After escaping from the Misty Mountains pursued by goblins and wargs, the party is carried to safety by the Great Eagles. Gandalf then persuades Beorn to house and provision the company for the trip through Mirkwood. Gandalf leaves the company before they enter Mirkwood, saying that he had pressing business to attend to. He turns up again before the walls of Erebor disguised as an old man, revealing himself when it seems the Men of Esgaroth and the Mirkwood Elves will fight Thorin and the dwarves over Smaug's treasure. The Battle of Five Armies ensues when hosts of goblins and wargs attack all three parties. After the battle, Gandalf accompanies Bilbo back to the Shire, revealing at Rivendell what his pressing business had been: Gandalf had once again urged the council to evict Sauron, since quite evidently Sauron did not require the One Ring to continue to attract evil to Mirkwood. Then the Council "put forth its power" and drives Sauron from Dol Guldur. Sauron had anticipated this, and had feigned a withdrawal, only to reappear in Mordor.


''The Lord of the Rings''


Gandalf the Grey

Gandalf spent the years between ''The Hobbit'' and ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'' travelling
Middle-earth Middle-earth is the Setting (narrative), setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Midgard, Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf'' ...
in search of information on Sauron's resurgence and Bilbo Baggins's mysterious ring, spurred particularly by Bilbo's initial misleading story of how he had obtained it as a "present" from Gollum. During this period, he befriended Aragorn and became suspicious of Saruman. He spent as much time as he could in the Shire, strengthening his friendship with Bilbo and Frodo, Bilbo's orphaned cousin and adopted heir. Gandalf returns to the Shire for Bilbo's "eleventy-first" (111th) birthday party, bringing many
fireworks Fireworks are Explosive, low explosive Pyrotechnics, pyrotechnic devices used for aesthetic and entertainment purposes. They are most commonly used in fireworks displays (also called a fireworks show or pyrotechnics), combining a large numbe ...
for the occasion. After Bilbo, as a prank on his guests, puts on the ring and disappears, Gandalf urges his old friend to leave the ring to Frodo, as they had planned. Bilbo becomes hostile, accusing Gandalf of trying to steal the ring. Alarmed, Gandalf tells Bilbo that is foolish. Coming to his senses, Bilbo admits that the ring has been troubling him, and leaves it behind for Frodo as he departs for
Rivendell Rivendell (') is a valley in J. R. R. Tolkien's fictional world of Middle-earth, representing both a homely place of sanctuary and a magical Elf (Middle-earth), Elvish otherworld. It is an important location in ''The Hobbit'' and ''The Lord of ...
. Over the next 17 years, Gandalf travels extensively, searching for the truth about the ring. He finds the answer in Isildur's scroll, in the archives of Minas Tirith. Gandalf searches long and hard for Gollum, often assisted by Aragorn, who eventually captures Gollum. Gandalf questions Gollum, threatening him with fire when he proves unwilling to speak. Gandalf learns that Sauron had imprisoned Gollum in his fortress of Barad-dûr, and tortured him to reveal what he knew of the Ring. Returning to the Shire, Gandalf confirms his suspicion by throwing the Ring into Frodo's hearth-fire and reading the writing that appears on its surface. He tells Frodo the history of the ring, and urges him to take it to
Rivendell Rivendell (') is a valley in J. R. R. Tolkien's fictional world of Middle-earth, representing both a homely place of sanctuary and a magical Elf (Middle-earth), Elvish otherworld. It is an important location in ''The Hobbit'' and ''The Lord of ...
, warning of grave danger if he stays in the Shire. Gandalf says he will attempt to return for Frodo's 50th birthday party, to accompany him on the road; and that meanwhile Frodo should arrange to leave quietly, as the servants of Sauron will be searching for him. Outside the Shire, Gandalf encounters the wizard Radagast the Brown, who brings the news that the Nazgûl have ridden out of Mordor—and a request from Saruman that Gandalf come to Isengard. Gandalf asks him to send out animals to observe the Nazgûl, and to report to him at Isengard. Gandalf leaves a letter to Frodo (urging his immediate departure) with Barliman Butterbur at the Prancing Pony, and heads towards Isengard. There, Saruman horrifies Gandalf by asking him to help him to obtain and use the Ring. Gandalf refuses, and Saruman imprisons him at the top of his tower. Gandalf is rescued by Gwaihir the Eagle, who comes to him as requested via Radagast. In Rohan, Gandalf appeals to King Théoden for a horse. Théoden, under the influence of Saruman's spy Gríma Wormtongue, tells Gandalf to take any horse he pleases, but to leave quickly. Gandalf meets the great horse Shadowfax, who will be his mount and companion. Gandalf reaches the Shire after Frodo has set out. Knowing that Frodo will be heading for Rivendell, Gandalf makes his way there. He learns at Bree that the Hobbits have fallen in with Aragorn. He faces the Nazgûl at Weathertop, escaping after an all-night battle, drawing four of them northwards. Frodo, Aragorn and company face the remaining five on Weathertop a few nights later. Gandalf reaches Rivendell just before Frodo. At Rivendell, Gandalf helps Elrond drive off the Nazgûl pursuing Frodo, and plays a leading role in the Council of Elrond as the only person who knows the full history of the Ring. He reveals that Saruman has betrayed them and is in league with Sauron. When it is decided that the Ring has to be destroyed, Gandalf volunteers to accompany Frodo—now the Ring-bearer—in his quest. He persuades Elrond to let Frodo's cousins Merry and Pippin join the Company of the Ring. Taking charge of the Company, Gandalf and Aragorn lead the Hobbits and their companions south. After failing to cross Mount Caradhras in winter, they cross under the Misty Mountains through the Mines of Moria. There, they discover that the dwarf colony established by Balin has been annihilated by orcs. The Company fights with the orcs and trolls of Moria and escapes them. At the Bridge of Khazad-dûm, they encounter "Durin's Bane," a fearsome
Balrog Balrogs () are a species of powerful demonic monsters in J. R. R. Tolkien's Middle-earth. One first appeared in print in his high-fantasy novel ''The Lord of the Rings'', where the Company of the Ring encounter a Balrog known as Durin's Bane in ...
. Gandalf faces the Balrog to enable the others to escape. After a brief exchange of blows, Gandalf breaks the bridge beneath the Balrog with his staff. As the Balrog falls, it wraps its whip around Gandalf's legs, dragging him over the edge. Gandalf falls into the abyss, crying "Fly, you fools!". Gandalf and the Balrog fall into a deep lake in Moria's underworld. Gandalf pursues the Balrog through the tunnels for eight days until they climb to the peak of Zirakzigil. Here they fight for two days and nights. The Balrog is defeated and cast down onto the mountainside. Gandalf also dies, and his body lies on the peak while his spirit travels "out of thought and time".


Gandalf the White

He is "sent back" as Gandalf the White, and returns to life on the mountain top. Gwaihir carries him to Lothlórien, where he is healed and re-clothed in white by Galadriel. He travels to Fangorn Forest, where he encounters Aragorn, Gimli, and Legolas. They mistake him for Saruman; he stops their attacks and reveals himself. They travel to Rohan, where Gandalf finds that Théoden has been weakened by Wormtongue's influence. He breaks Wormtongue's hold over Théoden, and convinces the king to join the fight against Sauron. Gandalf sets off to gather warriors of the Westfold for the coming battle with Saruman. He arrives just in time to defeat Saruman's army in the battle of Helm's Deep. Gandalf and the King ride to Isengard, which has just been destroyed by Treebeard and his Ents, accompanied by Merry and Pippin. Gandalf breaks Saruman's staff and expels him from the White Council and the Order of Wizards; he takes Saruman's place as head of both. Wormtongue tries to kill Gandalf or Saruman with the '' palantír'' of Orthanc, but misses both. Pippin retrieves the ''palantír''; Gandalf quickly takes it. After leaving Isengard, Pippin takes the ''palantír'' from a sleeping Gandalf, looks into it, and comes face to face with Sauron. Gandalf gives the ''palantír'' to Aragorn and takes the chastened Pippin with him to Minas Tirith to keep him out of further trouble. Gandalf arrives in time to help to arrange the defences of Minas Tirith. His presence is resented by Denethor, the Steward of Gondor; but when his son Faramir is gravely wounded in battle, Denethor sinks into despair and madness. Together with Prince Imrahil, Gandalf leads the defenders during the siege of the city. When the forces of Mordor break the main gate, Gandalf, alone on Shadowfax, confronts the Lord of the Nazgûl. At that moment the Rohirrim arrive, causing the Nazgûl to withdraw. Gandalf is about to pursue, but is stopped by Pippin, who requests his intervention to save Faramir – Denethor in desperation was seeking to burn himself and his son on a funeral pyre. Gandalf saves Faramir (but not Denethor, who immolates himself), and plays no further part in the unfolding Battle of the Pelennor Fields. After the battle, Gandalf counsels an attack against Sauron's forces at the Black Gate, to distract Sauron's attention from Frodo and Sam; they are at that moment scaling
Mount Doom In J. R. R. Tolkien's fictional world, fictional continent of Middle-earth, Mordor (; from Sindarin ''Black Land'' and Quenya ''Land of Shadow'') is a dark realm. It lay to the east of Gondor and the great river Anduin, and to the south of Mir ...
to destroy the Ring. Gandalf and Aragorn lead an army to the Black Gate, meeting the nameless lieutenant of Mordor, who shows them Frodo's '' mithril'' shirt and other items from the Hobbits' equipment. Gandalf rejects Mordor's terms of surrender, starting the Battle of the Morannon. The forces of the West face the full might of Sauron's armies, until the Ring is destroyed in Mount Doom. Gandalf leads the Eagles to rescue Frodo and Sam from the erupting mountain. After the war, Gandalf crowns Aragorn as King Elessar, and helps him find a sapling of the White Tree of Gondor. He accompanies the Hobbits back to the borders of the Shire, before leaving to visit Tom Bombadil. Two years later, Gandalf departs
Middle-earth Middle-earth is the Setting (narrative), setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Midgard, Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf'' ...
forever. He boards the Ringbearers' ship in the Grey Havens and sets sail to return across the sea to the Undying Lands; with him are his horse Shadowfax and his friends Frodo, Bilbo, Galadriel, and Elrond.


Concept and creation


Appearance

Tolkien's biographer Humphrey Carpenter relates that Tolkien owned a postcard entitled ''Der Berggeist'' ("the mountain spirit"), which he labelled "the origin of Gandalf". It shows a white-bearded man in a large hat and cloak seated among boulders in a mountain forest. Carpenter said that Tolkien recalled buying the postcard during his holiday in
Switzerland Switzerland, officially the Swiss Confederation, is a landlocked country located in west-central Europe. It is bordered by Italy to the south, France to the west, Germany to the north, and Austria and Liechtenstein to the east. Switzerland ...
in 1911. Manfred Zimmerman, however, discovered that the painting was by the German artist Josef Madlener and dates from the mid-1920s. Carpenter acknowledged that Tolkien was probably mistaken about the origin of the postcard. An additional influence may have been
Väinämöinen () is a deity, demigod, hero and the central character in Finnish folklore and the main character in the national epic ''Kalevala'' by Elias Lönnrot. Väinämöinen was described as an old and wise man, and he possessed a potent, magical sing ...
, a demigod and the central character in Finnish
folklore Folklore is the body of expressive culture shared by a particular group of people, culture or subculture. This includes oral traditions such as Narrative, tales, myths, legends, proverbs, Poetry, poems, jokes, and other oral traditions. This also ...
and the national epic '' Kalevala'' by Elias Lönnrot. Väinämöinen was described as an old and wise man, and he possessed a potent, magical singing voice. Throughout the early drafts, and through to the first edition of ''The Hobbit'', Bladorthin/Gandalf is described as being a "little old man", distinct from a dwarf, but not of the full human stature that would later be described in ''The Lord of the Rings''. Even in ''The Lord of the Rings'', Gandalf was not tall; shorter, for example, than Elrond or the other wizards.


Name

When writing '' The Hobbit'' in the early 1930s Tolkien gave the name ''Gandalf'' to the leader of the Dwarves, the character later called Thorin Oakenshield. The name is taken from the same source as all the other Dwarf names (save Balin) in ''The Hobbit'': the " Catalogue of Dwarves" in the '' Völuspá''. The
Old Norse Old Norse, also referred to as Old Nordic or Old Scandinavian, was a stage of development of North Germanic languages, North Germanic dialects before their final divergence into separate Nordic languages. Old Norse was spoken by inhabitants ...
name ' incorporates the words ' meaning "wand", "staff" or (especially in compounds) " magic" and ' "
elf An elf (: elves) is a type of humanoid supernatural being in Germanic peoples, Germanic folklore. Elves appear especially in Norse mythology, North Germanic mythology, being mentioned in the Icelandic ''Poetic Edda'' and the ''Prose Edda'' ...
". The name ''
Gandalf Gandalf is a protagonist in J. R. R. Tolkien's novels ''The Hobbit'' and ''The Lord of the Rings''. He is a Wizards (Middle-earth), wizard, one of the Istari order, and the leader of the Company of the Ring. Tolkien took the name "Gandalf" fr ...
'' is found in at least one more place in Norse myth, in the semi-historical Heimskringla, which briefly describes Gandalf Alfgeirsson, a legendary Norse king from eastern Norway and rival of Halfdan the Black. Gandalf is also the name of a Norse sea-king in
Henrik Ibsen Henrik Johan Ibsen (; ; 20 March 1828 – 23 May 1906) was a Norwegian playwright, poet and actor. Ibsen is considered the world's pre-eminent dramatist of the 19th century and is often referred to as "the father of modern drama." He pioneered ...
's second play, '' The Burial Mound''. The name "Gandolf" occurs as a character in
William Morris William Morris (24 March 1834 – 3 October 1896) was an English textile designer, poet, artist, writer, and socialist activist associated with the British Arts and Crafts movement. He was a major contributor to the revival of traditiona ...
' 1896 fantasy novel '' The Well at the World's End'', along with the horse "Silverfax", adapted by Tolkien as Gandalf's horse "Shadowfax". Morris' book, inspired by Norse myth, is set in a pseudo-
medieval In the history of Europe, the Middle Ages or medieval period lasted approximately from the 5th to the late 15th centuries, similarly to the post-classical period of World history (field), global history. It began with the fall of the West ...
landscape; it deeply influenced Tolkien. The wizard that became Gandalf was originally named ''Bladorthin''. Tolkien came to regret his ''ad hoc'' use of
Old Norse Old Norse, also referred to as Old Nordic or Old Scandinavian, was a stage of development of North Germanic languages, North Germanic dialects before their final divergence into separate Nordic languages. Old Norse was spoken by inhabitants ...
names, referring to a "rabble of eddaic-named dwarves, ... invented in an idle hour" in 1937. But the decision to use Old Norse names came to have far-reaching consequences in the composition of ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
''; in 1942, Tolkien decided that the work was to be a purported translation from the fictional language of Westron, and in the English translation
Old Norse Old Norse, also referred to as Old Nordic or Old Scandinavian, was a stage of development of North Germanic languages, North Germanic dialects before their final divergence into separate Nordic languages. Old Norse was spoken by inhabitants ...
names were taken to represent names in the language of Dale. ''Gandalf'', in this setting, is thus a representation in English (anglicised from Old Norse) of the name the Dwarves of Erebor had given to Olórin in the language they used "externally" in their daily affairs, while ''Tharkûn'' is the (untranslated) name, presumably of the same meaning, that the Dwarves gave him in their native Khuzdul language.


Analysis


Guide

Gandalf's role and importance was substantially increased in the conception of ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'', and in a letter of 1954, Tolkien refers to Gandalf as an "
angel An angel is a spiritual (without a physical body), heavenly, or supernatural being, usually humanoid with bird-like wings, often depicted as a messenger or intermediary between God (the transcendent) and humanity (the profane) in variou ...
incarnate". In the same letter Tolkien states he was given the form of an old man in order to limit his powers on Earth. Both in 1965 and 1971 Tolkien again refers to Gandalf as an angelic being. In a 1946 letter, Tolkien stated that he thought of Gandalf as an "Odinic wanderer". Other commentators have similarly compared Gandalf to the Norse god
Odin Odin (; from ) is a widely revered god in Norse mythology and Germanic paganism. Most surviving information on Odin comes from Norse mythology, but he figures prominently in the recorded history of Northern Europe. This includes the Roman Em ...
in his "Wanderer" guise—an old man with one eye, a long white beard, a wide brimmed hat, and a staff, or likened him to Merlin of Arthurian legend or the Jungian archetype of the "
wise old man The wise old man (also called senex, sage or sophos) is an archetype as described by Carl Jung, as well as a classic literary figure, and may be seen as a stock character. The wise old man can be a profound philosopher distinguished for wisdo ...
". In '' The Annotated Hobbit'', Douglas Anderson likens Gandalf's role to the '' Rübezahl'' mountain spirit of German folktales. He states that the figure can appear as "a guide, a messenger, or a farmer", often depicted as "a bearded man with a staff". File:Georg von Rosen - Oden som vandringsman, 1886 (Odin, the Wanderer).jpg, ''
Odin Odin (; from ) is a widely revered god in Norse mythology and Germanic paganism. Most surviving information on Odin comes from Norse mythology, but he figures prominently in the recorded history of Northern Europe. This includes the Roman Em ...
, the Wanderer'' by Georg von Rosen, 1886 File:Rubezahl - deutsche Volksmarchen 1903 (142146889) Bearded Guide with Staff.jpg, The '' Rübezahl'' as a bearded guide with staff, in a 1903 illustration File:GANDALF.jpg, Gandalf, by 'Nidoart', 2013
The Tolkien scholar Charles W. Nelson described Gandalf as a "guide who .. assists a major character on a journey or quest .. to unusual and distant places". He noted that in both ''The Fellowship of the Ring'' and ''The Hobbit'', Tolkien presents Gandalf in these terms. Immediately after the Council of Elrond, Gandalf tells the Fellowship: Nelson notes the similarity between this and Thorin's statement in ''The Hobbit'': Nelson gives as examples of the guide figure the Cumaean Sibyl who assisted Aeneas on his journey through the underworld in
Virgil Publius Vergilius Maro (; 15 October 70 BC21 September 19 BC), usually called Virgil or Vergil ( ) in English, was an ancient Rome, ancient Roman poet of the Augustan literature (ancient Rome), Augustan period. He composed three of the most fa ...
's tale '' The Aeneid'', and then the figure of Virgil in
Dante Dante Alighieri (; most likely baptized Durante di Alighiero degli Alighieri; – September 14, 1321), widely known mononymously as Dante, was an Italian Italian poetry, poet, writer, and philosopher. His ''Divine Comedy'', originally called ...
's '' Inferno'', directing, encouraging, and physically assisting Dante as he travels through hell. In English literature, Nelson notes, Thomas Malory's ''
Le Morte d'Arthur ' (originally written as '; Anglo-Norman French for "The Death of Arthur") is a 15th-century Middle English prose reworking by Sir Thomas Malory of tales about the legendary King Arthur, Guinevere, Lancelot, Merlin and the Knights of the ...
'' has the wizard Merlin teaching and directing
Arthur Arthur is a masculine given name of uncertain etymology. Its popularity derives from it being the name of the legendary hero King Arthur. A common spelling variant used in many Slavic, Romance, and Germanic languages is Artur. In Spanish and Ital ...
to begin his journeys. Given these precedents, Nelson remarks, it was unsurprising that Tolkien should make use of a guide figure, endowing him, like these predecessors, with power, wisdom, experience, and practical knowledge, and "aware essof isown limitations and isranking in the order of the great". Other characters who act as wise and good guides include Tom Bombadil, Elrond, Aragorn, Galadriel—who he calls perhaps the most powerful of the guide figures—and briefly also Faramir. Nelson writes that there is equally historical precedent for wicked guides, such as
Edmund Spenser Edmund Spenser (; – 13 January 1599 Old Style and New Style dates, O.S.) was an English poet best known for ''The Faerie Queene'', an epic poem and fantastical allegory celebrating the House of Tudor, Tudor dynasty and Elizabeth I. He is re ...
's "evil palmers" in ''
The Faerie Queene ''The Faerie Queene'' is an English epic poem by Edmund Spenser. Books IIII were first published in 1590, then republished in 1596 together with books IVVI. ''The Faerie Queene'' is notable for its form: at over 36,000 lines and over 4,000 sta ...
'', and suggests that Gollum functions as an evil guide, contrasted with Gandalf, in ''Lord of the Rings''. He notes that both Gollum and Gandalf are servants of The One, Eru Ilúvatar, in the struggle against the forces of darkness, and "ironically" all of them, good and bad, are necessary to the success of the quest. He comments, too, that despite Gandalf's evident power, and the moment when he faces the Lord of the Nazgûl, he stays in the role of guide throughout, "never directly confront nghis enemies with his raw power."


Christ-figure

The critic Anne C. Petty, writing about "
Allegory As a List of narrative techniques, literary device or artistic form, an allegory is a wikt:narrative, narrative or visual representation in which a character, place, or event can be interpreted to represent a meaning with moral or political signi ...
" in the ''
J.R.R. Tolkien Encyclopedia The ''J. R. R. Tolkien Encyclopedia: Scholarship and Critical Assessment'', edited by Michael D. C. Drout, was published by Routledge in 2006. A team of 127 Tolkien studies, Tolkien scholars on 720 pages cover topics of Tolkien's fiction, his aca ...
'', discusses Gandalf's death and reappearance in
Christian A Christian () is a person who follows or adheres to Christianity, a Monotheism, monotheistic Abrahamic religion based on the life and teachings of Jesus in Christianity, Jesus Christ. Christians form the largest religious community in the wo ...
terms. She cites Michael W. Maher, S.J.: "who could not think of Gandalf's descent into the pits of Moria and his return clothed in white as a death- resurrection motif?" She at once notes, however, that "such a narrow llegoricalinterpretation" limits the reader's imagination by demanding a single meaning for each character and event. Other scholars and theologians have likened Gandalf's return as a "gleaming white" figure to the transfiguration of Christ. The philosopher Peter Kreeft, like Tolkien a
Roman Catholic The Catholic Church (), also known as the Roman Catholic Church, is the largest Christian church, with 1.27 to 1.41 billion baptized Catholics worldwide as of 2025. It is among the world's oldest and largest international institut ...
, observes that there is no one complete, concrete, visible
Christ Jesus ( AD 30 or 33), also referred to as Jesus Christ, Jesus of Nazareth, and many other names and titles, was a 1st-century Jewish preacher and religious leader. He is the Jesus in Christianity, central figure of Christianity, the M ...
figure in ''The Lord of the Rings'' comparable to
Aslan Aslan () is a major character in C. S. Lewis's ''The Chronicles of Narnia'' series. Unlike any other character in the Narnian series, Aslan appears in all seven chronicles. Aslan is depicted as a Talking animals in fiction, talking lion and is ...
in
C. S. Lewis Clive Staples Lewis (29 November 1898 – 22 November 1963) was a British writer, literary scholar and Anglican lay theologian. He held academic positions in English literature at both Magdalen College, Oxford (1925–1954), and Magdalen ...
's Chronicles of Narnia series. However, Kreeft and Jean Chausse have identified reflections of the figure of Jesus Christ in three
protagonist A protagonist () is the main character of a story. The protagonist makes key decisions that affect the plot, primarily influencing the story and propelling it forward, and is often the character who faces the most significant obstacles. If a ...
s of ''The Lord of the Rings'': Gandalf, Frodo and Aragorn. While Chausse found "facets of the personality of Jesus" in them, Kreeft wrote that "they exemplify the Old Testament threefold Messianic symbolism of
prophet In religion, a prophet or prophetess is an individual who is regarded as being in contact with a divinity, divine being and is said to speak on behalf of that being, serving as an intermediary with humanity by delivering messages or teachings ...
(Gandalf),
priest A priest is a religious leader authorized to perform the sacred rituals of a religion, especially as a mediatory agent between humans and one or more deity, deities. They also have the authority or power to administer religious rites; in parti ...
(Frodo), and
king King is a royal title given to a male monarch. A king is an Absolute monarchy, absolute monarch if he holds unrestricted Government, governmental power or exercises full sovereignty over a nation. Conversely, he is a Constitutional monarchy, ...
(Aragorn)."


Adaptations

In the
BBC Radio BBC Radio is an operational business division and service of the British Broadcasting Corporation (BBC) which has operated in the United Kingdom under the terms of a royal charter since 1927. The service provides national radio stations cove ...
dramatisations, Gandalf has been voiced by Norman Shelley in ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'' (1955–1956), Heron Carvic in ''The Hobbit'' (1968), Bernard Mayes in ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'' (1979), and Sir Michael Hordern in ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'' (1981). John Huston voiced Gandalf in the animated films '' The Hobbit'' (1977) and ''
The Return of the King ''The Return of the King'' is the third and final volume of J. R. R. Tolkien's ''The Lord of the Rings'', following '' The Fellowship of the Ring'' and '' The Two Towers''. It was published in 1955. The story begins in the kingdom of Gondor, ...
'' (1980) produced by Rankin/Bass. William Squire voiced Gandalf in the animated film ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'' (1978) directed by
Ralph Bakshi Ralph Bakshi (; born October 29, 1938) is a Mandatory Palestine-born American retired animator and filmmaker, known for his fantastical animated films. In the 1970s, he established an alternative to mainstream animation through independent anim ...
. Ivan Krasko played Gandalf in the Soviet film adaptation '' The Hobbit'' (1985). Gandalf was portrayed by Vesa Vierikko in the Finnish television
miniseries In the United States, a miniseries or mini-series is a television show or series that tells a story in a predetermined, limited number of episodes. Many miniseries can also be referred to, and shown, as a television film. " Limited series" is ...
'' Hobitit'' (1993). Ian McKellen portrayed Gandalf in ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'' film series (2001–2003), directed by Peter Jackson, after
Sean Connery Sir Thomas Sean Connery (25 August 1930 – 31 October 2020) was a Scottish actor. He was the first actor to Portrayal of James Bond in film, portray the fictional British secret agent James Bond (literary character), James Bond in motion pic ...
and Patrick Stewart both turned down the role. According to Jackson, McKellen based his performance as Gandalf on Tolkien himself: McKellen confirmed this, and stated that he enjoyed Tolkien's letters and readings from the novels. "I am encouraged by the theatricality of his readings full of rhythm and humour and characterisation. Without question Gandalf is like Tolkien but then so, I suspect, are Frodo and Aragorn." McKellen received widespread acclaim for his portrayal of Gandalf, particularly in ''
The Fellowship of the Ring ''The Fellowship of the Ring'' is the first of three volumes of the epic novel ''The Lord of the Rings'' by the English author J. R. R. Tolkien; it is followed by ''The Two Towers'' and ''The Return of the King''. The action takes place in th ...
'', for which he received a Screen Actors Guild Award and an Academy Award nomination, both for best supporting actor. ''
Empire An empire is a political unit made up of several territories, military outpost (military), outposts, and peoples, "usually created by conquest, and divided between a hegemony, dominant center and subordinate peripheries". The center of the ...
'' named Gandalf, as portrayed by McKellen, the 30th greatest film character of all time. He reprised the role in '' The Hobbit'' film series (2012–2014), claiming that he enjoyed playing Gandalf the Grey more than Gandalf the White. He voiced Gandalf for several video games based on the films, including ''
The Two Towers ''The Two Towers'', first published in 1954, is the second volume of J. R. R. Tolkien's high fantasy novel ''The Lord of the Rings''. It is preceded by '' The Fellowship of the Ring'' and followed by ''The Return of the King''. The volume's t ...
'', ''
The Return of the King ''The Return of the King'' is the third and final volume of J. R. R. Tolkien's ''The Lord of the Rings'', following '' The Fellowship of the Ring'' and '' The Two Towers''. It was published in 1955. The story begins in the kingdom of Gondor, ...
'', and '' The Third Age''. In the prequel series '' The Lord of the Rings: The Rings of Power'', Daniel Weyman portrays a younger version of Gandalf, who is only known as the Stranger until the final episode of the second season, partly because the character functioned as a red herring for the identity of the show's version of Sauron. Charles Picard portrayed Gandalf in the 1999 stage production of ''The Two Towers'' at
Chicago Chicago is the List of municipalities in Illinois, most populous city in the U.S. state of Illinois and in the Midwestern United States. With a population of 2,746,388, as of the 2020 United States census, 2020 census, it is the List of Unite ...
's Lifeline Theatre. Brent Carver portrayed Gandalf in the 2006 musical production ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'', which opened in
Toronto Toronto ( , locally pronounced or ) is the List of the largest municipalities in Canada by population, most populous city in Canada. It is the capital city of the Provinces and territories of Canada, Canadian province of Ontario. With a p ...
. Gandalf appears in '' The Lego Movie'', voiced by Todd Hanson. Gandalf is a main character in the video game '' Lego Dimensions'' and is voiced by Tom Kane. Gandalf has his own movement in Johan de Meij's Symphony No. 1 "The Lord of the Rings", which was written for
concert band A concert band, also called a wind band, wind ensemble, wind symphony, wind orchestra, symphonic band, the symphonic winds, or symphonic wind ensemble, is a performing ensemble consisting of members of the woodwind instrument, woodwind, brass ...
and premiered in 1988. In Aulis Sallinen's Symphony No. 7, Op. 71 'The Dreams of Gandalf', the Gandalf theme has the note sequence G-A-D-A-F, "Gandalf" as far as can be formed with the notes A to G. The result is a "striving, rising theme".


Notes


References


Primary


Secondary


Sources

* * * * * * * * * {{Lord of the Rings Adventure film characters The Hobbit characters The Silmarillion characters Christ figures in fiction Fictional characters with fire or heat abilities Literary characters introduced in 1937 The Lord of the Rings characters Middle-earth wizards Ring-bearers