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A water wheel is a
machine A machine is a physical system that uses power to apply forces and control movement to perform an action. The term is commonly applied to artificial devices, such as those employing engines or motors, but also to natural biological macromol ...
for converting the
kinetic energy In physics, the kinetic energy of an object is the form of energy that it possesses due to its motion. In classical mechanics, the kinetic energy of a non-rotating object of mass ''m'' traveling at a speed ''v'' is \fracmv^2.Resnick, Rober ...
of flowing or falling
water Water is an inorganic compound with the chemical formula . It is a transparent, tasteless, odorless, and Color of water, nearly colorless chemical substance. It is the main constituent of Earth's hydrosphere and the fluids of all known liv ...
into useful forms of power, often in a
watermill A watermill or water mill is a mill that uses hydropower. It is a structure that uses a water wheel or water turbine to drive a mechanical process such as mill (grinding), milling (grinding), rolling, or hammering. Such processes are needed in ...
. A water wheel consists of a large wheel (usually constructed from wood or metal), with numerous
blade A blade is the Sharpness (cutting), sharp, cutting portion of a tool, weapon, or machine, specifically designed to puncture, chop, slice, or scrape surfaces or materials. Blades are typically made from materials that are harder than those they a ...
s or
bucket A bucket is typically a watertight, vertical Cylinder (geometry), cylinder or Truncation (geometry), truncated Cone (geometry), cone or square, with an open top and a flat bottom that is attached to a semicircular carrying handle (grip), handle ...
s attached to the outer rim forming the drive mechanism. Water wheels were still in commercial use well into the 20th century, although they are no longer in common use today. Water wheels are used for milling flour in
gristmill A gristmill (also: grist mill, corn mill, flour mill, feed mill or feedmill) grinds cereal grain into flour and Wheat middlings, middlings. The term can refer to either the grinding mechanism or the building that holds it. Grist is grain that h ...
s, grinding wood into pulp for
papermaking Papermaking is the manufacture of paper and cardboard, which are used widely for printing, writing, and packaging, among many other purposes. Today almost all paper is Pulp and paper industry, made using industrial machinery, while handmade pape ...
, hammering
wrought iron Wrought iron is an iron alloy with a very low carbon content (less than 0.05%) in contrast to that of cast iron (2.1% to 4.5%), or 0.25 for low carbon "mild" steel. Wrought iron is manufactured by heating and melting high carbon cast iron in an ...
, machining, ore crushing and pounding fibre for use in the manufacture of
cloth Textile is an umbrella term that includes various fiber-based materials, including fibers, yarns, filaments, threads, and different types of fabric. At first, the word "textiles" only referred to woven fabrics. However, weaving is n ...
. Some water wheels are fed by water from a
mill pond A mill pond (or millpond) is a body of water used as a reservoir for a water-powered mill. Description Mill ponds were often created through the construction of a mill dam or weir (and mill stream) across a waterway. In many places, the co ...
, which is formed when a flowing stream is
dam A dam is a barrier that stops or restricts the flow of surface water or underground streams. Reservoirs created by dams not only suppress floods but also provide water for activities such as irrigation, human consumption, industrial use, aqua ...
med. A channel for the water flowing to or from a water wheel is called a
mill race A mill race, millrace or millrun, mill lade (Scotland) or mill leat (Southwest England) is the current of water that turns a water wheel, or the channel ( sluice) conducting water to or from a water wheel. Compared with the broad waters of a m ...
. The race bringing water from the mill pond to the water wheel is a headrace; the one carrying water after it has left the wheel is commonly referred to as a tailrace.Dictionary definition of "tailrace"
/ref> Waterwheels were used for various purposes from things such as
agriculture Agriculture encompasses crop and livestock production, aquaculture, and forestry for food and non-food products. Agriculture was a key factor in the rise of sedentary human civilization, whereby farming of domesticated species created ...
to
metallurgy Metallurgy is a domain of materials science and engineering that studies the physical and chemical behavior of metallic elements, their inter-metallic compounds, and their mixtures, which are known as alloys. Metallurgy encompasses both the ...
in ancient civilizations spanning the
Near East The Near East () is a transcontinental region around the Eastern Mediterranean encompassing the historical Fertile Crescent, the Levant, Anatolia, Egypt, Mesopotamia, and coastal areas of the Arabian Peninsula. The term was invented in the 20th ...
,
Hellenistic world In classical antiquity, the Hellenistic period covers the time in Greek history after Classical Greece, between the death of Alexander the Great in 323 BC and the death of Cleopatra VII in 30 BC, which was followed by the ascendancy of the Roma ...
,
China China, officially the People's Republic of China (PRC), is a country in East Asia. With population of China, a population exceeding 1.4 billion, it is the list of countries by population (United Nations), second-most populous country after ...
,
Roman Empire The Roman Empire ruled the Mediterranean and much of Europe, Western Asia and North Africa. The Roman people, Romans conquered most of this during the Roman Republic, Republic, and it was ruled by emperors following Octavian's assumption of ...
and
India India, officially the Republic of India, is a country in South Asia. It is the List of countries and dependencies by area, seventh-largest country by area; the List of countries by population (United Nations), most populous country since ...
. Waterwheels saw continued use in the post-classical age, like in
medieval Europe In the history of Europe, the Middle Ages or medieval period lasted approximately from the 5th to the late 15th centuries, similarly to the post-classical period of World history (field), global history. It began with the fall of the West ...
and the
Islamic Golden Age The Islamic Golden Age was a period of scientific, economic, and cultural flourishing in the history of Islam, traditionally dated from the 8th century to the 13th century. This period is traditionally understood to have begun during the reign o ...
, but also elsewhere. In the mid- to late 18th century
John Smeaton John Smeaton (8 June 1724 – 28 October 1792) was an English civil engineer responsible for the design of bridges, canals, harbours and lighthouses. He was also a capable mechanical engineer and an eminent scholar, who introduced various ...
's scientific investigation of the water wheel led to significant increases in efficiency, supplying much-needed power for the
Industrial Revolution The Industrial Revolution, sometimes divided into the First Industrial Revolution and Second Industrial Revolution, was a transitional period of the global economy toward more widespread, efficient and stable manufacturing processes, succee ...
. Water wheels began being displaced by the smaller, less expensive and more efficient
turbine A turbine ( or ) (from the Greek , ''tyrbē'', or Latin ''turbo'', meaning vortex) is a rotary mechanical device that extracts energy from a fluid flow and converts it into useful work. The work produced can be used for generating electrical ...
, developed by
Benoît Fourneyron Benoît Fourneyron (31 October 1802 – 31 July 1867) was a French engineer, born in Saint-Étienne, Loire. Fourneyron made significant contributions to the development of water turbines. Benoît Fourneyron was educated at the École Nation ...
, beginning with his first model in 1827. Turbines are capable of handling high '' heads'', or
elevation The elevation of a geographic location (geography), ''location'' is its height above or below a fixed reference point, most commonly a reference geoid, a mathematical model of the Earth's sea level as an equipotential gravitational equipotenti ...
s, that exceed the capability of practical-sized waterwheels. The main difficulty of water wheels is their dependence on flowing water, which limits where they can be located. Modern
hydroelectric dam Hydroelectricity, or hydroelectric power, is Electricity generation, electricity generated from hydropower (water power). Hydropower supplies 15% of the world's electricity, almost 4,210 TWh in 2023, which is more than all other Renewable energ ...
s can be viewed as the descendants of the water wheel, as they too take advantage of the movement of water downhill.


Types

Water wheels come in two basic designs: * a horizontal wheel with a vertical axle; or * a vertical wheel with a horizontal axle. The latter can be subdivided according to where the water hits the wheel into backshot (pitch-back), overshot, breastshot, undershot, and stream-wheels. The term ''undershot'' can refer to any wheel where the water passes under the wheel but it usually implies that the water entry is low on the wheel. Overshot and backshot water wheels are typically used where the available height difference is more than a couple of meters. Breastshot wheels are more suited to large flows with a moderate
head A head is the part of an organism which usually includes the ears, brain, forehead, cheeks, chin, eyes, nose, and mouth, each of which aid in various sensory functions such as sight, hearing, smell, and taste. Some very simple ani ...
. Undershot and stream wheel use large flows at little or no head. There is often an associated
millpond A mill pond (or millpond) is a body of water used as a reservoir for a water-powered mill. Description Mill ponds were often created through the construction of a mill dam or weir (and mill stream) across a waterway. In many places, the co ...
, a reservoir for storing water and hence energy until it is needed. Larger heads store more
gravitational potential energy Gravitational energy or gravitational potential energy is the potential energy an object with mass has due to the gravitational potential of its position in a gravitational field. Mathematically, it is the minimum Work (physics), mechanical work t ...
for the same amount of water so the reservoirs for overshot and backshot wheels tend to be smaller than for breast shot wheels. Overshot and pitchback water wheels are suitable where there is a small stream with a height difference of more than , often in association with a small reservoir. Breastshot and undershot wheels can be used on rivers or high volume flows with large reservoirs.


Summary of types


Vertical axis

A horizontal wheel with a vertical axle. Commonly called a tub wheel, Norse mill or Greek mill, the horizontal wheel is a primitive and inefficient form of the modern turbine. However, if it delivers the required power then the efficiency is of secondary importance. It is usually mounted inside a mill building below the working floor. A jet of water is directed on to the paddles of the water wheel, causing them to turn. This is a simple system usually without gearing so that the vertical axle of the water wheel becomes the drive spindle of the mill.


Stream

A stream wheel is a vertically mounted water wheel that is rotated by the water in a water course striking paddles or blades at the bottom of the wheel. This type of water wheel is the oldest type of horizontal axis wheel. They are also known as
free surface In physics, a free surface is the surface of a fluid that is subject to zero parallel shear stress, such as the interface between two homogeneous fluids. An example of two such homogeneous fluids would be a body of water (liquid) and the air in ...
wheels because the water is not constrained by millraces or wheel pits. Stream wheels are cheaper and simpler to build and have less of an environmental impact than other types of wheels. They do not constitute a major change of the river. Their disadvantages are their low efficiency, which means that they generate less power and can only be used where the flow rate is sufficient. A typical flat board undershot wheel uses about 20 percent of the energy in the flow of water striking the wheel as measured by English civil engineer
John Smeaton John Smeaton (8 June 1724 – 28 October 1792) was an English civil engineer responsible for the design of bridges, canals, harbours and lighthouses. He was also a capable mechanical engineer and an eminent scholar, who introduced various ...
in the 18th century. More modern wheels have higher efficiencies. Stream wheels gain little or no advantage from the head, a difference in water level. Stream wheels mounted on floating platforms are often referred to as hip wheels and the mill as a
ship mill A ship mill, more commonly known as a boat mill, is a type of watermill. The milling and grinding technology and the drive ( waterwheel) are built on a floating platform on this type of mill. "Deutsches Museum: Ship Mill", The Deutsches Museu ...
. They were sometimes mounted immediately downstream from
bridges A bridge is a structure built to span a physical obstacle (such as a body of water, valley, road, or railway) without blocking the path underneath. It is constructed for the purpose of providing passage over the obstacle, which is usually somet ...
where the flow restriction of the bridge piers increased the speed of the current. Historically they were very inefficient but major advances were made in the eighteenth century.


Undershot wheel

An undershot wheel is a vertically mounted water wheel with a horizontal axle that is rotated by the water from a low weir striking the wheel in the bottom quarter. Most of the energy gain is from the movement of the water and comparatively little from the head. They are similar in operation and design to stream wheels. The term undershot is sometimes used with related but different meanings: * all wheels where the water passes under the wheel * wheels where the water enters in the bottom quarter. * wheels where paddles are placed into the flow of a stream. See the stream above. This is the oldest type of vertical water wheel.


Breastshot wheel

The word breastshot is used in a variety of ways. Some authors restrict the term to wheels where the water enters at about the 10 o’clock position, others 9 o’clock, and others for a range of heights. In this article it is used for wheels where the water entry is significantly above the bottom and significantly below the top, typically the middle half. They are characterized by: * buckets carefully shaped to minimize turbulence as water enters * buckets ventilated with holes in the side to allow air to escape as the water enters * a masonry "apron" closely conforming to the wheel face, which helps contain the water in the buckets as they progress downwards Both kinetic (movement) and
potential Potential generally refers to a currently unrealized ability. The term is used in a wide variety of fields, from physics to the social sciences to indicate things that are in a state where they are able to change in ways ranging from the simple r ...
(height and weight) energy are utilised. The small clearance between the wheel and the masonry requires that a breastshot wheel has a good
trash rack A trash rack (US) or debris screen is a wooden or metal structure, frequently supported by masonry, that prevents water-borne debris (such as logs, boats, animals, masses of cut waterweed, etc.) from entering the intake of a water mill, pumping sta ...
('screen' in British English) to prevent debris from jamming between the wheel and the apron and potentially causing serious damage. Breastshot wheels are less efficient than overshot and backshot wheels but they can handle high flow rates and consequently high power. They are preferred for steady, high-volume flows such as are found on the
Fall Line A fall line (or fall zone) is the area where an upland region and a coastal plain meet and is noticeable especially the place rivers cross it, with resulting rapids or waterfalls. The uplands are relatively hard crystalline basement rock, and the ...
of the North American East Coast. Breastshot wheels are the most common type in the United States of America and are said to have powered the industrial revolution.


Overshot wheel

A vertically mounted water wheel that is rotated by water entering buckets just past the top of the wheel is said to be overshot. The term is sometimes, erroneously, applied to backshot wheels, where the water goes down behind the wheel. A typical overshot wheel has the water channeled to the wheel at the top and slightly beyond the axle. The water collects in the buckets on that side of the wheel, making it heavier than the other "empty" side. The weight turns the wheel, and the water flows out into the tail-water when the wheel rotates enough to invert the buckets. The overshot design is very efficient, it can achieve 90%, and does not require rapid flow. Nearly all of the energy is gained from the weight of water lowered to the tailrace although a small contribution may be made by the kinetic energy of the water entering the wheel. They are suited to larger heads than the other type of wheel so they are ideally suited to hilly countries. However even the largest water wheel, the
Laxey Wheel The Laxey Wheel (also known as Lady Isabella) is built into the hillside above the village of Laxey in the Isle of Man. It is the largest surviving original working waterwheel in the world. Designed by Robert Casement, the wheel has a diameter ...
in the
Isle of Man The Isle of Man ( , also ), or Mann ( ), is a self-governing British Crown Dependency in the Irish Sea, between Great Britain and Ireland. As head of state, Charles III holds the title Lord of Mann and is represented by a Lieutenant Govern ...
, only utilises a head of around . The world's largest head turbines, Bieudron Hydroelectric Power Station in
Switzerland Switzerland, officially the Swiss Confederation, is a landlocked country located in west-central Europe. It is bordered by Italy to the south, France to the west, Germany to the north, and Austria and Liechtenstein to the east. Switzerland ...
, utilise about . Overshot wheels require a large head compared to other types of wheel which usually means significant investment in constructing the headrace. Sometimes the final approach of the water to the wheel is along a
flume A flume is a human-made channel for water, in the form of an open declined gravity chute whose walls are raised above the surrounding terrain, in contrast to a trench or ditch. Flumes are not to be confused with aqueducts, which are built to t ...
or
penstock A penstock is a sluice or gate or intake structure that controls water flow, or an enclosed pipe that delivers water to hydro turbines and sewerage systems. The term is of Scots origin, and was inherited from the earlier technology of mill pond ...
, which can be lengthy.


Backshot wheel

A backshot wheel (also called pitchback) is a variety of overshot wheel where the water is introduced just before the summit of the wheel. In many situations, it has the advantage that the bottom of the wheel is moving in the same direction as the water in the tailrace which makes it more efficient. It also performs better than an overshot wheel in flood conditions when the water level may submerge the bottom of the wheel. It will continue to rotate until the water in the wheel pit rises quite high on the wheel. This makes the technique particularly suitable for streams that experience significant variations in flow and reduces the size, complexity, and hence cost of the tailrace. The direction of rotation of a backshot wheel is the same as that of a breastshot wheel but in other respects, it is very similar to the overshot wheel. See below.


Hybrid


Overshot and backshot

Some wheels are overshot at the top and backshot at the bottom thereby potentially combining the best features of both types. The photograph shows an example at Finch Foundry in Devon, UK. The head race is the overhead timber structure and a branch to the left supplies water to the wheel. The water exits from under the wheel back into the stream.


Reversible

A special type of overshot/backshot wheel is the reversible water wheel. This has two sets of blades or buckets running in opposite directions so that it can turn in either direction depending on which side the water is directed. Reversible wheels were used in the
mining Mining is the Resource extraction, extraction of valuable geological materials and minerals from the surface of the Earth. Mining is required to obtain most materials that cannot be grown through agriculture, agricultural processes, or feasib ...
industry in order to power various means of ore conveyance. By changing the direction of the wheel, barrels or baskets of ore could be lifted up or lowered down a shaft or inclined plane. There was usually a cable drum or a chain basket on the axle of the wheel. It is essential that the wheel have braking equipment to be able to stop the wheel (known as a braking wheel). The oldest known drawing of a reversible water wheel was by
Georgius Agricola Georgius Agricola (; born Georg Bauer; 24 March 1494 – 21 November 1555) was a German Humanist scholar, mineralogist and metallurgist. Born in the small town of Glauchau, in the Electorate of Saxony of the Holy Roman Empire, he was b ...
and dates to 1556.


History

As in all machinery, rotary motion is more efficient in water-raising devices than oscillating motion. In terms of power source, waterwheels can be turned by either human respectively animal force or by the water current itself. Waterwheels come in two basic designs, either equipped with a vertical or a horizontal axle. The latter type can be subdivided, depending on where the water hits the wheel paddles, into overshot, breastshot and undershot wheels. The two main functions of waterwheels were historically water-lifting for irrigation purposes and milling, particularly of grain. In case of horizontal-axle mills, a system of gears is required for power transmission, which vertical-axle mills do not need.


Ancient Near East

The water wheel first appeared in the
ancient Near East The ancient Near East was home to many cradles of civilization, spanning Mesopotamia, Egypt, Iran (or Persia), Anatolia and the Armenian highlands, the Levant, and the Arabian Peninsula. As such, the fields of ancient Near East studies and Nea ...
, specifically
ancient Egypt Ancient Egypt () was a cradle of civilization concentrated along the lower reaches of the Nile River in Northeast Africa. It emerged from prehistoric Egypt around 3150BC (according to conventional Egyptian chronology), when Upper and Lower E ...
, in the 4th century BC. Elsewhere in the
Near East The Near East () is a transcontinental region around the Eastern Mediterranean encompassing the historical Fertile Crescent, the Levant, Anatolia, Egypt, Mesopotamia, and coastal areas of the Arabian Peninsula. The term was invented in the 20th ...
, there is archaeological evidence indicating possible water wheel usage in
West Asia West Asia (also called Western Asia or Southwest Asia) is the westernmost region of Asia. As defined by most academics, UN bodies and other institutions, the subregion consists of Anatolia, the Arabian Peninsula, Iran, Mesopotamia, the Armenian ...
during the 4th century BC, but there is a lack of literary evidence for water wheel usage in
Mesopotamia Mesopotamia is a historical region of West Asia situated within the Tigris–Euphrates river system, in the northern part of the Fertile Crescent. Today, Mesopotamia is known as present-day Iraq and forms the eastern geographic boundary of ...
As for a Mesopotamian connection: : concludes that the Akkadian passages "are counched in terms too general too allow any conclusion as to the excat structure" of the irrigation apparatus, and states that "the latest official
Chicago Assyrian Dictionary The Chicago Assyrian Dictionary (CAD) or The Assyrian Dictionary of the Oriental Institute of the University of Chicago is a nine-decade project at the University of Chicago's Oriental Institute (now known as the Institute for the Study of Ancient ...
reports meanings not related to types of irrigation system".
prior to the 3rd century BC. The water wheel was used in the Near East by the 3rd century BC for use in moving
millstone Millstones or mill stones are stones used in gristmills, used for triturating, crushing or, more specifically, grinding wheat or other grains. They are sometimes referred to as grindstones or grinding stones. Millstones come in pairs: a s ...
s and small-scale grain grinding. Terry S. Reynolds suggests that the first water wheels were
noria A noria (, ''nā‘ūra'', plural ''nawāʿīr'', from , ''nā‘orā'', lit. "growler") is a hydropowered '' scoop wheel'' used to lift water into a small aqueduct, either for the purpose of irrigation or to supply water to cities and village ...
s and, by the 2nd century BC, evolved into the vertical watermill in
Syria Syria, officially the Syrian Arab Republic, is a country in West Asia located in the Eastern Mediterranean and the Levant. It borders the Mediterranean Sea to the west, Turkey to Syria–Turkey border, the north, Iraq to Iraq–Syria border, t ...
and
Asia Minor Anatolia (), also known as Asia Minor, is a peninsula in West Asia that makes up the majority of the land area of Turkey. It is the westernmost protrusion of Asia and is geographically bounded by the Mediterranean Sea to the south, the Aegean ...
, from where it spread to Greece and the
Roman Empire The Roman Empire ruled the Mediterranean and much of Europe, Western Asia and North Africa. The Roman people, Romans conquered most of this during the Roman Republic, Republic, and it was ruled by emperors following Octavian's assumption of ...
. Water wheels were used in the Near East during the
Hellenistic period In classical antiquity, the Hellenistic period covers the time in Greek history after Classical Greece, between the death of Alexander the Great in 323 BC and the death of Cleopatra VII in 30 BC, which was followed by the ascendancy of the R ...
between the 3rd and 1st centuries BC, and the sāqiya spread rapidly across the Near East during this period.


Water-lifting in Egypt

The compartmented water wheel comes in two basic forms, the wheel with compartmented body (
Latin Latin ( or ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally spoken by the Latins (Italic tribe), Latins in Latium (now known as Lazio), the lower Tiber area aroun ...
''tympanum'') and the wheel with compartmented rim or a rim with separate, attached containers. The wheels could be either turned by men treading on its outside or by animals by means of a
sakia A sāqiyah or saqiya (), also spelled sakia or saqia) is a mechanical water lifting device. It is also called a Persian wheel, tablia, rehat, and in Latin tympanum. It is similar in function to a scoop wheel, which uses buckets, jars, or scoops ...
gear. While the tympanum had a large discharge capacity, it could lift the water only to less than the height of its own radius and required a large torque for rotating. These constructional deficiencies were overcome by the wheel with a compartmented rim which was a less heavy design with a higher lift. Paddle-driven water-lifting wheels had appeared in
ancient Egypt Ancient Egypt () was a cradle of civilization concentrated along the lower reaches of the Nile River in Northeast Africa. It emerged from prehistoric Egypt around 3150BC (according to conventional Egyptian chronology), when Upper and Lower E ...
by the 4th century BC. The
Egyptians Egyptians (, ; , ; ) are an ethnic group native to the Nile, Nile Valley in Egypt. Egyptian identity is closely tied to Geography of Egypt, geography. The population is concentrated in the Nile Valley, a small strip of cultivable land stretchi ...
are credited with inventing the water wheel with attached pots, a water wheel with water compartments and a bucket chain, which ran over a pulley with buckets attached to it. The invention of the compartmentalized water wheel occurred in
ancient Egypt Ancient Egypt () was a cradle of civilization concentrated along the lower reaches of the Nile River in Northeast Africa. It emerged from prehistoric Egypt around 3150BC (according to conventional Egyptian chronology), when Upper and Lower E ...
around the 4th century BC, in a rural context, away from the metropolis of
Hellenistic In classical antiquity, the Hellenistic period covers the time in Greek history after Classical Greece, between the death of Alexander the Great in 323 BC and the death of Cleopatra VII in 30 BC, which was followed by the ascendancy of the R ...
Alexandria Alexandria ( ; ) is the List of cities and towns in Egypt#Largest cities, second largest city in Egypt and the List of coastal settlements of the Mediterranean Sea, largest city on the Mediterranean coast. It lies at the western edge of the Nile ...
, and then spread to other parts of
North Africa North Africa (sometimes Northern Africa) is a region encompassing the northern portion of the African continent. There is no singularly accepted scope for the region. However, it is sometimes defined as stretching from the Atlantic shores of t ...
. According to
John Peter Oleson John Peter Oleson (born 1946) is a Canadian classical archaeologist and historian of ancient technology. His main interests are the Roman Near East, maritime archaeology (particularly Roman harbours), and ancient technology, especially hydraul ...
, both the compartmented wheel and the hydraulic
noria A noria (, ''nā‘ūra'', plural ''nawāʿīr'', from , ''nā‘orā'', lit. "growler") is a hydropowered '' scoop wheel'' used to lift water into a small aqueduct, either for the purpose of irrigation or to supply water to cities and village ...
appeared in
Egypt Egypt ( , ), officially the Arab Republic of Egypt, is a country spanning the Northeast Africa, northeast corner of Africa and Western Asia, southwest corner of Asia via the Sinai Peninsula. It is bordered by the Mediterranean Sea to northe ...
by the 4th century BC, with the
Sakia A sāqiyah or saqiya (), also spelled sakia or saqia) is a mechanical water lifting device. It is also called a Persian wheel, tablia, rehat, and in Latin tympanum. It is similar in function to a scoop wheel, which uses buckets, jars, or scoops ...
being invented there a century later. This is supported by archeological finds at
Faiyum Faiyum ( ; , ) is a city in Middle Egypt. Located southwest of Cairo, in the Faiyum Oasis, it is the capital of the modern Faiyum Governorate. It is one of Egypt's oldest cities due to its strategic location. Name and etymology Originally f ...
, where the oldest archeological evidence of a water-wheel has been found, in the form of a Sakia dating back to the 3rd century BC. A
papyrus Papyrus ( ) is a material similar to thick paper that was used in ancient times as a writing surface. It was made from the pith of the papyrus plant, ''Cyperus papyrus'', a wetland sedge. ''Papyrus'' (plural: ''papyri'' or ''papyruses'') can a ...
dating to the 2nd century BC also found in Faiyum mentions a water wheel used for irrigation, a 2nd-century BC
fresco Fresco ( or frescoes) is a technique of mural painting executed upon freshly laid ("wet") lime plaster. Water is used as the vehicle for the dry-powder pigment to merge with the plaster, and with the setting of the plaster, the painting become ...
found at Alexandria depicts a compartmented Sakia, and the writings of
Callixenus of Rhodes Callixenus of Rhodes () was a Hellenistic author from Rhodes. He was a contemporary of Ptolemy II Philadelphus, Ptolemy III Euergetes and Ptolemy IV Philopator. He wrote two works, both of which are lost. Works * ''Peri Alexandreias'' - A work ...
mention the use of a Sakia in
Ptolemaic Egypt Ptolemaic is the adjective formed from the name Ptolemy, and may refer to: Pertaining to the Ptolemaic dynasty * Ptolemaic dynasty, the Macedonian Greek dynasty that ruled Egypt founded in 305 BC by Ptolemy I Soter *Ptolemaic Kingdom Pertaining ...
during the reign of
Ptolemy IV Ptolemy IV Philopator (; "Ptolemy, lover of his Father"; May/June 244 – July/August 204 BC) was the fourth pharaoh of Ptolemaic Egypt from 221 to 204 BC. Ptolemy IV was the son of Ptolemy III and Berenice II. His succession to the throne was ...
in the late 3rd century BC. In
Ptolemaic Egypt Ptolemaic is the adjective formed from the name Ptolemy, and may refer to: Pertaining to the Ptolemaic dynasty * Ptolemaic dynasty, the Macedonian Greek dynasty that ruled Egypt founded in 305 BC by Ptolemy I Soter *Ptolemaic Kingdom Pertaining ...
, water wheels were used between the 3rd and 1st centuries BC.; The earliest literary reference to a water-driven, compartmented wheel appears in a medieval Arabic translation of ''Pneumatica'' (chap. 61) by
Philo of Byzantium Philo of Byzantium (, ''Phílōn ho Byzántios'', ), also known as Philo Mechanicus (Latin for "Philo the Engineer"), was a Greek engineer, physicist and writer on mechanics, who lived during the latter half of the 3rd century BC. Although he wa ...
(), describing its use in Egyptian irrigation. In his ''Parasceuastica'' (91.43−44), Philo advises the use of such wheels for submerging siege mines as a defensive measure against enemy sapping. Unlike other water-lifting devices and pumps of the period, the invention of the compartmented wheel cannot be traced to any particular
Hellenistic In classical antiquity, the Hellenistic period covers the time in Greek history after Classical Greece, between the death of Alexander the Great in 323 BC and the death of Cleopatra VII in 30 BC, which was followed by the ascendancy of the R ...
engineer and may have been made in the late 4th century BC in a rural Egyptian context away from the Hellenistic metropolis of Alexandria. The origins of water power is attributed to the reality of rural Egyptian life along the
Nile The Nile (also known as the Nile River or River Nile) is a major north-flowing river in northeastern Africa. It flows into the Mediterranean Sea. The Nile is the longest river in Africa. It has historically been considered the List of river sy ...
, rather than the intellectual capital of Alexandria which had no stream suitable for driving a paddle wheel. Compartmented wheels later appear to have been the means of choice for draining
dry dock A dry dock (sometimes drydock or dry-dock) is a narrow basin or vessel that can be flooded to allow a load to be floated in, then drained to allow that load to come to rest on a dry platform. Dry docks are used for the construction, maintenance, ...
s in
Alexandria Alexandria ( ; ) is the List of cities and towns in Egypt#Largest cities, second largest city in Egypt and the List of coastal settlements of the Mediterranean Sea, largest city on the Mediterranean coast. It lies at the western edge of the Nile ...
under the reign of
Ptolemy IV Ptolemy IV Philopator (; "Ptolemy, lover of his Father"; May/June 244 – July/August 204 BC) was the fourth pharaoh of Ptolemaic Egypt from 221 to 204 BC. Ptolemy IV was the son of Ptolemy III and Berenice II. His succession to the throne was ...
(221−205 BC). Several Greek
papyri Papyrus ( ) is a material similar to thick paper that was used in ancient times as a writing surface. It was made from the pith of the papyrus plant, ''Cyperus papyrus'', a wetland sedge. ''Papyrus'' (plural: ''papyri'' or ''papyruses'') can ...
from Ptolemaic Egypt dated to the 3rd and 2nd centuries BC mention the use of these wheels, but do not give further details. The earliest depiction of a compartmented wheel is from a tomb painting in Ptolemaic Egypt which dates to the 2nd century BC. It shows a pair of yoked oxen driving the wheel via a
sakia A sāqiyah or saqiya (), also spelled sakia or saqia) is a mechanical water lifting device. It is also called a Persian wheel, tablia, rehat, and in Latin tympanum. It is similar in function to a scoop wheel, which uses buckets, jars, or scoops ...
gear, which is here for the first time attested, too. The sakia gear system is already shown fully developed to the point that "modern Egyptian devices are virtually identical". It is believed that scientists or technicians from the Museum of Alexandria may have been involved in its development. An episode from the
Alexandrian War The Alexandrian war, also called the Alexandrine war, was a phase of Caesar's civil war in which Julius Caesar involved himself in an Egyptian dynastic struggle. Caesar attempted to mediate a succession dispute between Cleopatra and Ptolemy XII ...
in 48 BC tells of how Caesar's enemies employed geared waterwheels to pour sea water from elevated places on the position of the trapped Romans.


Watermills

The invention of the
watermill A watermill or water mill is a mill that uses hydropower. It is a structure that uses a water wheel or water turbine to drive a mechanical process such as mill (grinding), milling (grinding), rolling, or hammering. Such processes are needed in ...
is a question open to scholarly discussion. According to historian Helaine Selin, there is evidence indicating that the watermill originated from the
Persian Empire The Achaemenid Empire or Achaemenian Empire, also known as the Persian Empire or First Persian Empire (; , , ), was an Iranian empire founded by Cyrus the Great of the Achaemenid dynasty in 550 BC. Based in modern-day Iran, it was the larg ...
before 350 BC, likely in what are today
Iran Iran, officially the Islamic Republic of Iran (IRI) and also known as Persia, is a country in West Asia. It borders Iraq to the west, Turkey, Azerbaijan, and Armenia to the northwest, the Caspian Sea to the north, Turkmenistan to the nort ...
or
Iraq Iraq, officially the Republic of Iraq, is a country in West Asia. It is bordered by Saudi Arabia to Iraq–Saudi Arabia border, the south, Turkey to Iraq–Turkey border, the north, Iran to Iran–Iraq border, the east, the Persian Gulf and ...
, originally for the purpose of grinding corn. There were
quarries A quarry is a type of open-pit mine in which dimension stone, rock, construction aggregate, riprap, sand, gravel, or slate is excavated from the ground. The operation of quarries is regulated in some jurisdictions to manage their safet ...
known for their
millstone Millstones or mill stones are stones used in gristmills, used for triturating, crushing or, more specifically, grinding wheat or other grains. They are sometimes referred to as grindstones or grinding stones. Millstones come in pairs: a s ...
s in Iran and on the upper
Tigris The Tigris ( ; see #Etymology, below) is the eastern of the two great rivers that define Mesopotamia, the other being the Euphrates. The river flows south from the mountains of the Armenian Highlands through the Syrian Desert, Syrian and Arabia ...
in what is today
Turkey Turkey, officially the Republic of Türkiye, is a country mainly located in Anatolia in West Asia, with a relatively small part called East Thrace in Southeast Europe. It borders the Black Sea to the north; Georgia (country), Georgia, Armen ...
. The mills invented at this date had horizontal, propeller-like water wheels that drove the millstones directly. However, there is a lack of literary evidence of water wheels being used in
Mesopotamia Mesopotamia is a historical region of West Asia situated within the Tigris–Euphrates river system, in the northern part of the Fertile Crescent. Today, Mesopotamia is known as present-day Iraq and forms the eastern geographic boundary of ...
at the time. Taking indirect evidence into account from the work of the Greek technician Apollonius of Perge, the British historian of technology M.J.T. Lewis hypothesizes the appearance of the vertical-axle watermill to the early 3rd century BC, and the horizontal-axle watermill to around 240 BC, assigning
Byzantium Byzantium () or Byzantion () was an ancient Greek city in classical antiquity that became known as Constantinople in late antiquity and Istanbul today. The Greek name ''Byzantion'' and its Latinization ''Byzantium'' continued to be used as a n ...
(in
Asia Minor Anatolia (), also known as Asia Minor, is a peninsula in West Asia that makes up the majority of the land area of Turkey. It is the westernmost protrusion of Asia and is geographically bounded by the Mediterranean Sea to the south, the Aegean ...
) and
Alexandria Alexandria ( ; ) is the List of cities and towns in Egypt#Largest cities, second largest city in Egypt and the List of coastal settlements of the Mediterranean Sea, largest city on the Mediterranean coast. It lies at the western edge of the Nile ...
(in Ptolemaic Egypt) as the places of invention. However,
Örjan Wikander Örjan Wikander (born 6 July 1943) is a Swedish classical archaeologist and ancient historian.Personal website
at ...
notes the hypothesis is open to scholarly discussion. A watermill is reported by the Greek geographer
Strabon Strabo''Strabo'' (meaning "squinty", as in strabismus) was a term employed by the Romans for anyone whose eyes were distorted or deformed. The father of Pompey was called " Pompeius Strabo". A native of Sicily so clear-sighted that he could see ...
() to have existed sometime before 71 BC in the palace of the Pontian king
Mithradates VI Eupator Mithridates or Mithradates VI Eupator (; 135–63 BC) was the ruler of the Kingdom of Pontus in northern Anatolia from 120 to 63 BC, and one of the Roman Republic's most formidable and determined opponents. He was an effective, ambitious, and r ...
, but its exact construction cannot be gleaned from the text (XII, 3, 30 C 556).


China

According to
Joseph Needham Noel Joseph Terence Montgomery Needham (; 9 December 1900 – 24 March 1995) was a British biochemist, historian of science and sinologist known for his scientific research and writing on the history of Chinese science and technology, initia ...
and other historians, the text known as the ''Xin Lun'' written by
Huan Tan Huan Tan (BC– AD28) was a Chinese philosopher, poet, and politician of the Western Han and its short-lived interregnum between AD9 and 23, known as the Xin dynasty. Life Huan worked as an official under the administrations of Emperor Ai of ...
about 20 AD (during the usurpation of
Wang Mang Wang Mang (45 BCE6 October 23 CE), courtesy name Jujun, officially known as the Shijianguo Emperor (), was the founder and the only emperor of the short-lived Chinese Xin dynasty. He was originally an official and consort kin of the ...
) infers that water wheels had been used for pounding machinery in grain mills. The ''Xin Lun'' states that the legendary mythological king known as
Fu Xi Fuxi or Fu Hsi ( zh, c=伏羲) is a culture hero in Chinese mythology, credited along with his sister and wife Nüwa with creating humanity and the invention of music, hunting, fishing, domestication, and cooking, as well as the Cangjie system ...
was the one responsible for the pestle and mortar, which evolved into the tilt-hammer and then trip hammer device (see
trip hammer Trip may refer to: Arts and entertainment Books Fictional characters * Trip (Pokémon), Trip (''Pokémon''), a ''Pokémon'' character * Trip (Power Rangers), in the American television series ''Time Force Power Rangers'' * Trip, in the 2013 film ...
). Although the author speaks of the mythological Fu Xi, a passage of his writing gives hint that the water wheel was in widespread use by the 1st century AD in
China China, officially the People's Republic of China (PRC), is a country in East Asia. With population of China, a population exceeding 1.4 billion, it is the list of countries by population (United Nations), second-most populous country after ...
( Wade-Giles spelling):
Fu Hsi invented the pestle and mortar, which is so useful, and later on it was cleverly improved in such a way that the whole weight of the body could be used for treading on the tilt-hammer (''tui''), thus increasing the efficiency ten times. Afterwards the power of animals—donkeys, mules, oxen, and horses—was applied by means of machinery, and water-power too used for pounding, so that the benefit was increased a hundredfold.
In the year 31 AD, the engineer and
Prefect Prefect (from the Latin ''praefectus'', substantive adjectival form of ''praeficere'': "put in front", meaning in charge) is a magisterial title of varying definition, but essentially refers to the leader of an administrative area. A prefect' ...
of
Nanyang Nanyang is the romanization of two common Chinese place names. It may refer to: Written as * Nanyang (region), a Chinese term denoting the Southeast Asian lands surrounding the South China Sea ;China * Nanyang Fleet, Qing dynasty naval fleet bas ...
,
Du Shi Du Shi (, d. 38'' Book of Later Han'', vol. 31Crespigny, 183.) was a Chinese hydrologist, inventor, mechanical engineer, metallurgist, and politician of the Eastern Han dynasty. Du Shi is credited with being the first to apply hydraulic power ...
(d. 38), applied a complex use of the water wheel and machinery to power the
bellows A bellows or pair of bellows is a device constructed to furnish a strong blast of air. The simplest type consists of a flexible bag comprising a pair of rigid boards with handles joined by flexible leather sides enclosing an approximately airtig ...
of the
blast furnace A blast furnace is a type of metallurgical furnace used for smelting to produce industrial metals, generally pig iron, but also others such as lead or copper. ''Blast'' refers to the combustion air being supplied above atmospheric pressure. In a ...
to create
cast iron Cast iron is a class of iron–carbon alloys with a carbon content of more than 2% and silicon content around 1–3%. Its usefulness derives from its relatively low melting temperature. The alloying elements determine the form in which its car ...
. Du Shi is mentioned briefly in the ''
Book of Later Han The ''Book of the Later Han'', also known as the ''History of the Later Han'' and by its Chinese name ''Hou Hanshu'' (), is one of the Twenty-Four Histories and covers the history of the Han dynasty from 6 to 189 CE, a period known as the Late ...
'' (''Hou Han Shu'') as follows (in Wade-Giles spelling):
In the seventh year of the Chien-Wu reign period (31 AD) Tu Shih was posted to be Prefect of Nanyang. He was a generous man and his policies were peaceful; he destroyed evil-doers and established the dignity (of his office). Good at planning, he loved the common people and wished to save their labor. He invented a water-power reciprocator (''shui phai'') for the casting of (iron) agricultural implements. Those who smelted and cast already had the push-bellows to blow up their charcoal fires, and now they were instructed to use the rushing of the water (''chi shui'') to operate it ... Thus the people got great benefit for little labor. They found the 'water(-powered) bellows' convenient and adopted it widely.
According to the ''
Book of Jin The ''Book of Jin'' is an official Chinese historical text covering the history of the Jin dynasty (266–420), Jin dynasty from 266 to 420. It was compiled in 648 by a number of officials commissioned by the imperial court of the Tang dynasty, ...
'',
Zhang Heng Zhang Heng (; AD 78–139), formerly romanization of Chinese, romanized Chang Heng, was a Chinese polymathic scientist and statesman who lived during the Han dynasty#Eastern Han (25–220 AD), Eastern Han dynasty. Educated in the capital citi ...
(78-139) invented a water-powered
armillary sphere An armillary sphere (variations are known as spherical astrolabe, armilla, or armil) is a model of objects in the sky (on the celestial sphere), consisting of a spherical framework of rings, centered on Earth or the Sun, that represent lines o ...
which could "turn around by water leakage" around 130. Later generations speculated that this meant a water wheel. According to the ''
Records of the Three Kingdoms The ''Records of the Three Kingdoms'' is a Chinese official history written by Chen Shou in the late 3rd century CE, covering the end of the Han dynasty (220 CE) and the subsequent Three Kingdoms period (220–280 CE). It is regard ...
'', the
mechanical engineer Mechanical may refer to: Machine * Machine (mechanical), a system of mechanisms that shape the actuator input to achieve a specific application of output forces and movement * Mechanical calculator, a device used to perform the basic operations o ...
Ma Jun (c. 200–265) from
Cao Wei Wei () was one of the major Dynasties in Chinese history, dynastic states in China during the Three Kingdoms period. The state was established in 220 by Cao Pi based upon the foundations laid by his father Cao Cao during the end of the Han dy ...
used a water wheel to power and operate a large mechanical puppet theater for Emperor Ming of Wei ( 226–239). The device was carved using large wood, wheel shaped, and operated parallel to the ground to lift water in order to drive an assortment of puppets as well as mills with pestle. The Prefect Han Ji was made Superintendent of Metallurgical Production sometime before 238. He "adapted the furnace bellows to the use of ever-flowing water, and an efficiency three times greater than before was attained." Twenty years later, a new design was introduced by a man named Du Yu. A record dated to 263 or later mentions a device known as ''shui dui'' that made use of water wheels: In the beginning of the Yuanjia era (424-429), an artificial lake was created for water powered blowing bellows used in smelting and casting works. However it was discovered that the earthworks of the lake leaked and were insufficient for their intended purpose. They were destroyed and replaced by man-powered "treadmill bellows".


Roman Empire

A poem by
Antipater of Thessalonica Antipater of Thessalonica (; c. 10 BC - c. AD 38) was a Greek epigrammatist of the Roman period. Biography Antipater lived during the latter part of the reign of Augustus, and perhaps into the reign of Caligula. He enjoyed the patronage of Lu ...
praised the water wheel for freeing women from the exhausting labor of milling and grinding. Around 300 AD, the
noria A noria (, ''nā‘ūra'', plural ''nawāʿīr'', from , ''nā‘orā'', lit. "growler") is a hydropowered '' scoop wheel'' used to lift water into a small aqueduct, either for the purpose of irrigation or to supply water to cities and village ...
was introduced when the wooden compartments were replaced with inexpensive ceramic pots that were tied to the outside of an open-framed wheel.


Watermilling

The first clear description of a geared watermill offers the late 1st century BC Roman architect Vitruvius who tells of the sakia gearing system as being applied to a watermill. Vitruvius's account is particularly valuable in that it shows how the watermill came about, namely by the combination of the separate Greek inventions of the toothed gear and the waterwheel into one effective mechanical system for harnessing water power. Vitruvius' waterwheel is described as being immersed with its lower end in the watercourse so that its paddles could be driven by the velocity of the running water (X, 5.2). About the same time, the overshot wheel appears for the first time in a poem by
Antipater of Thessalonica Antipater of Thessalonica (; c. 10 BC - c. AD 38) was a Greek epigrammatist of the Roman period. Biography Antipater lived during the latter part of the reign of Augustus, and perhaps into the reign of Caligula. He enjoyed the patronage of Lu ...
, which praises it as a labour-saving device (IX, 418.4–6). The motif is also taken up by
Lucretius Titus Lucretius Carus ( ; ;  – October 15, 55 BC) was a Roman poet and philosopher. His only known work is the philosophical poem '' De rerum natura'', a didactic work about the tenets and philosophy of Epicureanism, which usually is t ...
(ca. 99–55 BC) who likens the rotation of the waterwheel to the motion of the stars on the firmament (V 516). The third horizontal-axled type, the breastshot waterwheel, comes into archaeological evidence by the late 2nd century AD context in central Gaul. Most excavated Roman watermills were equipped with one of these wheels which, although more complex to construct, were much more efficient than the vertical-axle waterwheel. In the 2nd century AD Barbegal watermill complex a series of sixteen overshot wheels was fed by an artificial aqueduct, a proto-industrial grain factory which has been referred to as "the greatest known concentration of mechanical power in the ancient world". In
Roman North Africa Africa was a Roman province on the northern coast of the continent of Africa. It was established in 146 BC, following the Roman Republic's conquest of Carthage in the Third Punic War. It roughly comprised the territory of present-day Tunisi ...
, several installations from around 300 AD were found where vertical-axle waterwheels fitted with angled blades were installed at the bottom of a water-filled, circular shaft. The water from the mill-race which entered tangentially the pit created a swirling water column that made the fully submerged wheel act like true
water turbine A water turbine is a rotary machine that converts kinetic energy and potential energy of water into mechanical work. Water turbines were developed in the 19th century and were widely used for industrial power prior to electrical grids. Now, t ...
s, the earliest known to date.; ;


Navigation

Apart from its use in milling and water-raising, ancient engineers applied the paddled waterwheel for
automaton An automaton (; : automata or automatons) is a relatively self-operating machine, or control mechanism designed to automatically follow a sequence of operations, or respond to predetermined instructions. Some automata, such as bellstrikers i ...
s and in navigation. Vitruvius (X 9.5–7) describes multi-geared paddle wheels working as a ship
odometer An odometer or odograph is an instrument used for measuring the distance traveled by a vehicle, such as a bicycle or car. The device may be electronic, mechanical, or a combination of the two (electromechanical). The noun derives from ancient Gr ...
, the earliest of its kind. The first mention of paddle wheels as a means of propulsion comes from the 4th–5th century military treatise ''
De Rebus Bellicis ("On the Things of Wars") is an anonymous work of the 4th or 5th century which suggests remedies for the military and financial problems in the Roman Empire, including a number of fanciful war machines. It was written after the death of Con ...
'' (chapter XVII), where the anonymous Roman author describes an ox-driven paddle-wheel warship.


Islamic world

After the spread of Islam, engineers of the Islamic world continued the water technologies of the ancient Near East; as evident in the excavation of a canal in the Basra region with remains of a water wheel dating from the 7th century.
Hama Hama ( ', ) is a city on the banks of the Orontes River in west-central Syria. It is located north of Damascus and north of Homs. It is the provincial capital of the Hama Governorate. With a population of 996,000 (2023 census), Hama is one o ...
in
Syria Syria, officially the Syrian Arab Republic, is a country in West Asia located in the Eastern Mediterranean and the Levant. It borders the Mediterranean Sea to the west, Turkey to Syria–Turkey border, the north, Iraq to Iraq–Syria border, t ...
still preserves some of its large wheels, on the river Orontes, although they are no longer in use. One of the largest had a diameter of about and its rim was divided into 120 compartments. Another wheel that is still in operation is found at
Murcia Murcia ( , , ) is a city in south-eastern Spain, the Capital (political), capital and most populous city of the autonomous community of the Region of Murcia, and the Ranked lists of Spanish municipalities#By population, seventh largest city i ...
in
Spain Spain, or the Kingdom of Spain, is a country in Southern Europe, Southern and Western Europe with territories in North Africa. Featuring the Punta de Tarifa, southernmost point of continental Europe, it is the largest country in Southern Eur ...
, La Nora, and although the original wheel has been replaced by a steel one, the
Moorish The term Moor is an exonym used in European languages to designate the Muslim populations of North Africa (the Maghreb) and the Iberian Peninsula (particularly al-Andalus) during the Middle Ages. Moors are not a single, distinct or self-defi ...
system during
al-Andalus Al-Andalus () was the Muslim-ruled area of the Iberian Peninsula. The name refers to the different Muslim states that controlled these territories at various times between 711 and 1492. At its greatest geographical extent, it occupied most o ...
is otherwise virtually unchanged. Some medieval Islamic compartmented water wheels could lift water as high as .
Muhammad ibn Zakariya al-Razi Abū Bakr al-Rāzī, also known as Rhazes (full name: ), , was a Persian physician, philosopher and alchemist who lived during the Islamic Golden Age. He is widely regarded as one of the most important figures in the history of medicine, and a ...
's ''Kitab al-Hawi'' in the 10th century described a
noria A noria (, ''nā‘ūra'', plural ''nawāʿīr'', from , ''nā‘orā'', lit. "growler") is a hydropowered '' scoop wheel'' used to lift water into a small aqueduct, either for the purpose of irrigation or to supply water to cities and village ...
in Iraq that could lift as much as , or . This is comparable to the output of modern norias in
East Asia East Asia is a geocultural region of Asia. It includes China, Japan, Mongolia, North Korea, South Korea, and Taiwan, plus two special administrative regions of China, Hong Kong and Macau. The economies of Economy of China, China, Economy of Ja ...
, which can lift up to , or . The industrial uses of watermills in the Islamic world date back to the 7th century, while horizontal-wheeled and vertical-wheeled water mills were both in widespread use by the 9th century. A variety of industrial watermills were used in the Islamic world, including
gristmill A gristmill (also: grist mill, corn mill, flour mill, feed mill or feedmill) grinds cereal grain into flour and Wheat middlings, middlings. The term can refer to either the grinding mechanism or the building that holds it. Grist is grain that h ...
s,
huller A rice huller or rice husker is an agricultural machine used to automate the process of removing the chaff (the outer husks) of grains of rice. Throughout history, there have been numerous techniques to hull rice. Traditionally, it would b ...
s,
sawmill A sawmill (saw mill, saw-mill) or lumber mill is a facility where logging, logs are cut into lumber. Modern sawmills use a motorized saw to cut logs lengthwise to make long pieces, and crosswise to length depending on standard or custom sizes ...
s, shipmills,
stamp mill A stamp mill (or stamp battery or stamping mill) is a type of Mill (grinding), mill machine that crushes material by pounding rather than Mill (grinding), grinding, either for further processing or for extraction of metallic ores. Breaking materia ...
s,
steel mill A steel mill or steelworks is an industrial plant for the manufacture of steel. It may be an integrated steel works carrying out all steps of steelmaking from smelting iron ore to rolled product, but may also be a plant where steel semi-fini ...
s,
sugar mills A sugar cane mill is a factory that processes sugar cane to produce raw sugar or plantation white sugar. Some sugar mills are situated next to a back-end refinery, that turns raw sugar into (refined) white sugar. The term is also used to refer ...
, and
tide mill A tide mill is a water mill driven by tidal rise and fall. A dam with a sluice is created across a suitable tidal inlet, or a section of river estuary is made into a reservoir. As the tide comes in, it enters the mill pond through a one-way ga ...
s. By the 11th century, every province throughout the Islamic world had these industrial watermills in operation, from
al-Andalus Al-Andalus () was the Muslim-ruled area of the Iberian Peninsula. The name refers to the different Muslim states that controlled these territories at various times between 711 and 1492. At its greatest geographical extent, it occupied most o ...
and
North Africa North Africa (sometimes Northern Africa) is a region encompassing the northern portion of the African continent. There is no singularly accepted scope for the region. However, it is sometimes defined as stretching from the Atlantic shores of t ...
to the
Middle East The Middle East (term originally coined in English language) is a geopolitical region encompassing the Arabian Peninsula, the Levant, Turkey, Egypt, Iran, and Iraq. The term came into widespread usage by the United Kingdom and western Eur ...
and
Central Asia Central Asia is a region of Asia consisting of Kazakhstan, Kyrgyzstan, Tajikistan, Turkmenistan, and Uzbekistan. The countries as a group are also colloquially referred to as the "-stans" as all have names ending with the Persian language, Pers ...
. Muslim engineers also used
crankshaft A crankshaft is a mechanical component used in a reciprocating engine, piston engine to convert the reciprocating motion into rotational motion. The crankshaft is a rotating Shaft (mechanical engineering), shaft containing one or more crankpins, ...
s and
water turbine A water turbine is a rotary machine that converts kinetic energy and potential energy of water into mechanical work. Water turbines were developed in the 19th century and were widely used for industrial power prior to electrical grids. Now, t ...
s,
gear A gear or gearwheel is a rotating machine part typically used to transmit rotational motion and/or torque by means of a series of teeth that engage with compatible teeth of another gear or other part. The teeth can be integral saliences or ...
s in watermills and water-raising
machine A machine is a physical system that uses power to apply forces and control movement to perform an action. The term is commonly applied to artificial devices, such as those employing engines or motors, but also to natural biological macromol ...
s, and
dam A dam is a barrier that stops or restricts the flow of surface water or underground streams. Reservoirs created by dams not only suppress floods but also provide water for activities such as irrigation, human consumption, industrial use, aqua ...
s as a source of water, used to provide additional power to watermills and water-raising machines. Fulling mills and steel mills may have spread from Islamic Spain to Christian Spain in the 12th century. Industrial water mills were also employed in large
factory A factory, manufacturing plant or production plant is an industrial facility, often a complex consisting of several buildings filled with machinery, where workers manufacture items or operate machines which process each item into another. Th ...
complexes built in
al-Andalus Al-Andalus () was the Muslim-ruled area of the Iberian Peninsula. The name refers to the different Muslim states that controlled these territories at various times between 711 and 1492. At its greatest geographical extent, it occupied most o ...
between the 11th and 13th centuries. The engineers of the Islamic world developed several solutions to achieve the maximum output from a water wheel. One solution was to mount them to
pier A pier is a raised structure that rises above a body of water and usually juts out from its shore, typically supported by piling, piles or column, pillars, and provides above-water access to offshore areas. Frequent pier uses include fishing, b ...
s of
bridge A bridge is a structure built to Span (engineering), span a physical obstacle (such as a body of water, valley, road, or railway) without blocking the path underneath. It is constructed for the purpose of providing passage over the obstacle, whi ...
s to take advantage of the increased flow. Another solution was the shipmill, a type of
water mill A watermill or water mill is a mill that uses hydropower. It is a structure that uses a water wheel or water turbine to drive a mechanical process such as milling (grinding), rolling, or hammering. Such processes are needed in the production ...
powered by water wheels mounted on the sides of
ship A ship is a large watercraft, vessel that travels the world's oceans and other Waterway, navigable waterways, carrying cargo or passengers, or in support of specialized missions, such as defense, research and fishing. Ships are generally disti ...
s
moored A mooring is any permanent structure to which a seaborne vessel (such as a boat, ship, or amphibious aircraft) may be secured. Examples include quays, wharfs, jetties, piers, anchor buoys, and mooring buoys. A ship is secured to a mooring to f ...
in midstream. This technique was employed along the
Tigris The Tigris ( ; see #Etymology, below) is the eastern of the two great rivers that define Mesopotamia, the other being the Euphrates. The river flows south from the mountains of the Armenian Highlands through the Syrian Desert, Syrian and Arabia ...
and
Euphrates The Euphrates ( ; see #Etymology, below) is the longest and one of the most historically important rivers of West Asia. Tigris–Euphrates river system, Together with the Tigris, it is one of the two defining rivers of Mesopotamia (). Originati ...
rivers in 10th-century
Iraq Iraq, officially the Republic of Iraq, is a country in West Asia. It is bordered by Saudi Arabia to Iraq–Saudi Arabia border, the south, Turkey to Iraq–Turkey border, the north, Iran to Iran–Iraq border, the east, the Persian Gulf and ...
, where large shipmills made of
teak Teak (''Tectona grandis'') is a tropical hardwood tree species in the family Lamiaceae. It is a large, deciduous tree that occurs in mixed hardwood forests. ''Tectona grandis'' has small, fragrant white flowers arranged in dense clusters (panic ...
and
iron Iron is a chemical element; it has symbol Fe () and atomic number 26. It is a metal that belongs to the first transition series and group 8 of the periodic table. It is, by mass, the most common element on Earth, forming much of Earth's o ...
could produce 10
ton Ton is any of several units of measure of mass, volume or force. It has a long history and has acquired several meanings and uses. As a unit of mass, ''ton'' can mean: * the '' long ton'', which is * the ''tonne'', also called the ''metric ...
s of flour from grain every day for the
granary A granary, also known as a grain house and historically as a granarium in Latin, is a post-harvest storage building primarily for grains or seeds. Granaries are typically built above the ground to prevent spoilage and protect the stored grains o ...
in
Baghdad Baghdad ( or ; , ) is the capital and List of largest cities of Iraq, largest city of Iraq, located along the Tigris in the central part of the country. With a population exceeding 7 million, it ranks among the List of largest cities in the A ...
.Hill; see als
Mechanical Engineering
)
The
flywheel A flywheel is a mechanical device that uses the conservation of angular momentum to store rotational energy, a form of kinetic energy proportional to the product of its moment of inertia and the square of its rotational speed. In particular, a ...
mechanism, which is used to smooth out the delivery of power from a driving device to a driven machine, was invented by Ibn Bassal (
fl. ''Floruit'' ( ; usually abbreviated fl. or occasionally flor.; from Latin for 'flourished') denotes a date or period during which a person was known to have been alive or active. In English, the unabbreviated word may also be used as a noun indic ...
1038–1075) of
Al-Andalus Al-Andalus () was the Muslim-ruled area of the Iberian Peninsula. The name refers to the different Muslim states that controlled these territories at various times between 711 and 1492. At its greatest geographical extent, it occupied most o ...
; he pioneered the use of the flywheel in the
saqiya Saqiya (, the Arabic name of a mechanical water lifting device) was a village in Palestine (Jaffa district) away from Jaffa, depopulated in 1948. Location The village was located east of Jaffa, above sea level, on uneven land in the central ...
(
chain pump The chain pump is type of a water pump in which several circular discs are positioned on an endless chain. One part of the chain dips into the water, and the chain runs through a tube, slightly bigger than the diameter of the discs. As the chain is ...
) and noria. The engineers
Al-Jazari Badīʿ az-Zaman Abu l-ʿIzz ibn Ismāʿīl ibn ar-Razāz al-Jazarī (1136–1206, , ) was a Muslim polymath: a scholar, inventor, mechanical engineer, artisan and artist from the Artuqid Dynasty of Jazira in Mesopotamia. He is best known for ...
in the 13th century and Taqi al-Din in the 16th century described many inventive water-raising machines in their technological treatises. They also employed water wheels to power a variety of devices, including various
water clock A water clock, or clepsydra (; ; ), is a timepiece by which time is measured by the regulated flow of liquid into (inflow type) or out from (outflow type) a vessel, and where the amount of liquid can then be measured. Water clocks are some of ...
s and
automata An automaton (; : automata or automatons) is a relatively self-operating machine, or control mechanism designed to automatically follow a sequence of operations, or respond to predetermined instructions. Some automata, such as bellstrikers i ...
.


Indian subcontinent

The early history of the watermill in the
Indian subcontinent The Indian subcontinent is a physiographic region of Asia below the Himalayas which projects into the Indian Ocean between the Bay of Bengal to the east and the Arabian Sea to the west. It is now divided between Bangladesh, India, and Pakista ...
is obscure.
Ancient Indian The following Outline (list), outline is provided as an overview of and topical guide to ancient India: Ancient India is the Indian subcontinent from prehistoric times to the start of Medieval India, which is typically dated (when the term is ...
texts dating back to the 4th century BC refer to the term ''cakkavattaka'' (turning wheel), which commentaries explain as ''arahatta-ghati-yanta'' (machine with wheel-pots attached). On this basis,
Joseph Needham Noel Joseph Terence Montgomery Needham (; 9 December 1900 – 24 March 1995) was a British biochemist, historian of science and sinologist known for his scientific research and writing on the history of Chinese science and technology, initia ...
suggested that the machine was a
noria A noria (, ''nā‘ūra'', plural ''nawāʿīr'', from , ''nā‘orā'', lit. "growler") is a hydropowered '' scoop wheel'' used to lift water into a small aqueduct, either for the purpose of irrigation or to supply water to cities and village ...
. Terry S. Reynolds, however, argues that the "term used in Indian texts is ambiguous and does not clearly indicate a water-powered device." Thorkild Schiøler argued that it is "more likely that these passages refer to some type of tread- or hand-operated water-lifting device, instead of a water-powered water-lifting wheel." According to Greek historical tradition, India received water-mills from the Roman Empire in the early 4th century AD when a certain Metrodoros introduced "water-mills and baths, unknown among them he Brahmanstill then". Irrigation water for crops was provided by using water raising wheels, some driven by the force of the current in the river from which the water was being raised. This kind of water raising device was used in
ancient India Anatomically modern humans first arrived on the Indian subcontinent between 73,000 and 55,000 years ago. The earliest known human remains in South Asia date to 30,000 years ago. Sedentism, Sedentariness began in South Asia around 7000 BCE; ...
, predating, according to Pacey, its use in the later Roman Empire or China, though earlier literary, archaeological and pictorial evidence of the water wheel appeared in the Hellenistic world.; ; ; Around 1150, the astronomer Bhaskara Achārya observed water-raising wheels and imagined such a wheel lifting enough water to replenish the stream driving it, effectively, a
perpetual motion Perpetual motion is the motion of bodies that continues forever in an unperturbed system. A perpetual motion machine is a hypothetical machine that can do work indefinitely without an external energy source. This kind of machine is impossible ...
machine. The construction of water works and aspects of water technology in India is described in
Arabic Arabic (, , or , ) is a Central Semitic languages, Central Semitic language of the Afroasiatic languages, Afroasiatic language family spoken primarily in the Arab world. The International Organization for Standardization (ISO) assigns lang ...
and
Persian Persian may refer to: * People and things from Iran, historically called ''Persia'' in the English language ** Persians, the majority ethnic group in Iran, not to be conflated with the Iranic peoples ** Persian language, an Iranian language of the ...
works. During medieval times, the diffusion of Indian and Persian irrigation technologies gave rise to an advanced irrigation system which bought about economic growth and also helped in the growth of material culture.
Ismail al-Jazari Badīʿ az-Zaman Abu l-ʿIzz ibn Ismāʿīl ibn ar-Razāz al-Jazarī (1136–1206, , ) was a Muslim polymath: a scholar, inventor, mechanical engineer, artisan and artist from the Artuqid Dynasty of Jazira in Mesopotamia. He is best known for ...
's ''Book of Knowledge of Ingenious Mechanical Devices'' (1206) uses the term " Sindhi wheel" to describe a sāqiya. This indicates it may have originated in the northwestern Indian subcontinent (modern
Pakistan Pakistan, officially the Islamic Republic of Pakistan, is a country in South Asia. It is the List of countries and dependencies by population, fifth-most populous country, with a population of over 241.5 million, having the Islam by country# ...
). During the
Delhi Sultanate The Delhi Sultanate or the Sultanate of Delhi was a Medieval India, late medieval empire primarily based in Delhi that stretched over large parts of the Indian subcontinent for more than three centuries.
(1206–1526),
geared A gear or gearwheel is a rotating machine part typically used to transmit rotational motion and/or torque by means of a series of teeth that engage with compatible teeth of another gear or other part. The teeth can be integral saliences or c ...
water-raising wheels were introduced from the Islamic world to India.


Medieval Europe


Early medieval Europe

Ancient water-wheel technology continued unabated in the early medieval period where the appearance of new documentary genres such as
legal code A code of law, also called a law code or legal code, is a systematic collection of statutes. It is a type of legislation that purports to exhaustively cover a complete system of laws or a particular area of law as it existed at the time the co ...
s,
monastic Monasticism (; ), also called monachism or monkhood, is a religious way of life in which one renounces worldly pursuits to devote oneself fully to spiritual activities. Monastic life plays an important role in many Christian churches, especially ...
charter A charter is the grant of authority or rights, stating that the granter formally recognizes the prerogative of the recipient to exercise the rights specified. It is implicit that the granter retains superiority (or sovereignty), and that the ...
s, but also
hagiography A hagiography (; ) is a biography of a saint or an ecclesiastical leader, as well as, by extension, an adulatory and idealized biography of a preacher, priest, founder, saint, monk, nun or icon in any of the world's religions. Early Christian ...
was accompanied with a sharp increase in references to watermills and wheels. The earliest vertical-wheel in a
tide mill A tide mill is a water mill driven by tidal rise and fall. A dam with a sluice is created across a suitable tidal inlet, or a section of river estuary is made into a reservoir. As the tide comes in, it enters the mill pond through a one-way ga ...
is from 6th-century Killoteran near
Waterford Waterford ( ) is a City status in Ireland, city in County Waterford in the South-East Region, Ireland, south-east of Ireland. It is located within the Provinces of Ireland, province of Munster. The city is situated at the head of Waterford H ...
,
Ireland Ireland (, ; ; Ulster Scots dialect, Ulster-Scots: ) is an island in the North Atlantic Ocean, in Northwestern Europe. Geopolitically, the island is divided between the Republic of Ireland (officially Names of the Irish state, named Irelan ...
, while the first known horizontal-wheel in such a type of mill is from the Irish Little Island (c. 630). As for the use in a common Norse or Greek mill, the oldest known horizontal-wheels were excavated in the Irish Ballykilleen, dating to c. 636.
Cistercian The Cistercians (), officially the Order of Cistercians (, abbreviated as OCist or SOCist), are a Catholic religious order of monks and nuns that branched off from the Benedictines and follow the Rule of Saint Benedict, as well as the contri ...
monasteries A monastery is a building or complex of buildings comprising the domestic quarters and workplaces of monastics, monks or nuns, whether living in communities or alone ( hermits). A monastery generally includes a place reserved for prayer which m ...
, in particular, made extensive use of water wheels to power watermills of many kinds. An early example of a very large water wheel is the still extant wheel at the early 13th century Real Monasterio de Nuestra Senora de Rueda, a Cistercian monastery in the
Aragon Aragon ( , ; Spanish and ; ) is an autonomous communities of Spain, autonomous community in Spain, coextensive with the medieval Kingdom of Aragon. In northeastern Spain, the Aragonese autonomous community comprises three provinces of Spain, ...
region of
Spain Spain, or the Kingdom of Spain, is a country in Southern Europe, Southern and Western Europe with territories in North Africa. Featuring the Punta de Tarifa, southernmost point of continental Europe, it is the largest country in Southern Eur ...
. Grist mills (for grain) were undoubtedly the most common, but there were also sawmills, fulling mills and mills to fulfil many other labour-intensive tasks. The water wheel remained competitive with the
steam engine A steam engine is a heat engine that performs Work (physics), mechanical work using steam as its working fluid. The steam engine uses the force produced by steam pressure to push a piston back and forth inside a Cylinder (locomotive), cyl ...
well into the
Industrial Revolution The Industrial Revolution, sometimes divided into the First Industrial Revolution and Second Industrial Revolution, was a transitional period of the global economy toward more widespread, efficient and stable manufacturing processes, succee ...
. At around the 8th to 10th century, a number of irrigation technologies were brought into Spain and thus introduced to Europe. One of those technologies is the Noria, which is basically a wheel fitted with buckets on the peripherals for lifting water. It is similar to the undershot water wheel mentioned later in this article. It allowed peasants to power watermills more efficiently. According to Thomas Glick's book, ''Irrigation and Society in Medieval Valencia'', the Noria probably originated from somewhere in
Persia Iran, officially the Islamic Republic of Iran (IRI) and also known as Persia, is a country in West Asia. It borders Iraq to the west, Turkey, Azerbaijan, and Armenia to the northwest, the Caspian Sea to the north, Turkmenistan to the nort ...
. It has been used for centuries before the technology was brought into Spain by Arabs who had adopted it from the Romans. Thus the distribution of the Noria in the Iberian peninsula "conforms to the area of stabilized Islamic settlement".


Late medieval Europe

The assembly convened by
William of Normandy William the Conqueror (Bates ''William the Conqueror'' p. 33– 9 September 1087), sometimes called William the Bastard, was the first Norman king of England (as William I), reigning from 1066 until his death. A descendant of Rollo, he was ...
, commonly referred to as the "
Domesday Domesday Book ( ; the Middle English spelling of "Doomsday Book") is a manuscript record of the Great Survey of much of England and parts of Wales completed in 1086 at the behest of William the Conqueror. The manuscript was originally known by ...
" or Doomsday survey, took an inventory of all potentially taxable property in England, which included over six thousand mills spread across three thousand different locations,Robert, Friedel, ''A Culture of Improvement''. MIT Press. Cambridge, Massachusetts. London, England. (2007). pp. 31–2b. up from less than a hundred in the previous century. The type of water wheel selected was dependent upon the location. Generally if only small volumes of water and high waterfalls were available a millwright would choose to use an overshot wheel. The decision was influenced by the fact that the buckets could catch and use even a small volume of water. For large volumes of water with small waterfalls the undershot wheel would have been used, since it was more adapted to such conditions and cheaper to construct. So long as these water supplies were abundant the question of efficiency remained irrelevant. By the 18th century, with increased demand for power coupled with limited water locales, an emphasis was made on efficiency scheme. By the 11th century there were parts of Europe where the exploitation of water was commonplace. The water wheel is understood to have actively shaped and forever changed the outlook of Westerners. Europe began to transit from human and animal muscle labor towards mechanical labor with the advent of the water wheel. Medievalist Lynn White Jr. contended that the spread of inanimate power sources was eloquent testimony to the emergence of the West of a new attitude toward, power, work, nature, and above all else technology. Harnessing water-power enabled gains in agricultural productivity, food surpluses and the large scale urbanization starting in the 11th century. The usefulness of water power motivated European experiments with other power sources, such as wind and tidal mills. Waterwheels influenced the construction of cities, more specifically canals. The techniques that developed during this early period such as stream jamming and the building of
canals Canals or artificial waterways are waterways or engineered channels built for drainage management (e.g. flood control and irrigation) or for conveyancing water transport vehicles (e.g. water taxi). They carry free, calm surface flow u ...
, put Europe on a
hydraulically Hydraulics () is a technology and applied science using engineering, chemistry, and other sciences involving the mechanical properties and use of liquids. At a very basic level, hydraulics is the liquid counterpart of pneumatics, which concer ...
focused path, for instance water supply and irrigation technology was combined to modify supply power of the wheel. The water mill was used for grinding grain, producing flour for bread, malt for beer, or coarse meal for porridge.


Early modern Western world


Early modern Europe

Millwrights distinguished between the two forces, impulse and weight, at work in water wheels long before 18th-century Europe. Fitzherbert, a 16th-century agricultural writer, wrote "druieth the wheel as well as with the weight of the water as with strengthe mpulse.
Leonardo da Vinci Leonardo di ser Piero da Vinci (15 April 1452 - 2 May 1519) was an Italian polymath of the High Renaissance who was active as a painter, draughtsman, engineer, scientist, theorist, sculptor, and architect. While his fame initially rested o ...
also discussed water power, noting "the blow f the wateris not weight, but excites a power of weight, almost equal to its own power". However, even realisation of the two forces, weight and impulse, confusion remained over the advantages and disadvantages of the two, and there was no clear understanding of the superior efficiency of weight. Prior to 1750 it was unsure as to which force was dominant and was widely understood that both forces were operating with equal inspiration amongst one another.Torricelli, Evangelista, ''Opere'', ed. Gino Loria and Giuseppe Vassura (Rome, 1919.) The waterwheel sparked questions of the laws of nature, specifically the laws of force.
Evangelista Torricelli Evangelista Torricelli ( ; ; 15 October 160825 October 1647) was an Italian people, Italian physicist and mathematician, and a student of Benedetto Castelli. He is best known for his invention of the barometer, but is also known for his advances i ...
's work on water wheels used an analysis of Galileo's work on falling bodies, that the velocity of a water sprouting from an orifice under its
head A head is the part of an organism which usually includes the ears, brain, forehead, cheeks, chin, eyes, nose, and mouth, each of which aid in various sensory functions such as sight, hearing, smell, and taste. Some very simple ani ...
was exactly equivalent to the velocity a drop of water acquired in falling freely from the same height.Torricella, Evangelica, ''Opere'', ed. Gino Loria and Giuseppe Vassura (Rome, 1919.)


Industrial Europe

The water wheel was a driving force behind the earliest stages of industrialization in Britain. Water-powered reciprocating devices were used in trip hammers and blast furnace bellows.
Richard Arkwright Sir Richard Arkwright (23 December 1732 – 3 August 1792) was an English inventor and a leading entrepreneur during the early Industrial Revolution. He is credited as the driving force behind the development of the spinning frame, known as ...
's water frame was powered by a water wheel.


North America

Water wheels were used to power sawmills, grist mills and for other purposes during development of the United States. The diameter water wheel at McCoy, Colorado, built in 1922, is a surviving one out of many which lifted water for irrigation out of the
Colorado River The Colorado River () is one of the principal rivers (along with the Rio Grande) in the Southwestern United States and in northern Mexico. The river, the List of longest rivers of the United States (by main stem), 5th longest in the United St ...
. Two early improvements were suspension wheels and rim gearing. Suspension wheels are constructed in the same manner as a bicycle wheel, the rim being supported under tension from the hub- this led to larger lighter wheels than the former design where the heavy spokes were under compression. Rim-gearing entailed adding a notched wheel to the rim or shroud of the wheel. A stub gear engaged the rim-gear and took the power into the mill using an independent line shaft. This removed the rotative stress from the axle which could thus be lighter, and also allowed more flexibility in the location of the power train. The shaft rotation was geared up from that of the wheel which led to less power loss. An example of this design pioneered by Thomas Hewes and refined by
William Armstrong Fairburn William Armstrong Fairburn (12 October 1876 – 1 October 1947) was an American writer, naval architect, marine engineering, marine engineer, industrial executive, and chemist. Biography He was the son of Thomas W. Fairburn and Elizabeth Jemi ...
can be seen at the 1849 restored wheel at the Portland Basin Canal Warehouse.


Australia

Australia has a relatively dry climate, nonetheless, where suitable water resources were available, water wheels were constructed in 19th-century Australia. These were used to power sawmills, flour mills, and stamper batteries used to crush gold-bearing ore. Notable examples of water wheels used in gold recovery operations were the large
Garfield water wheel The Garfield water wheel, sometimes referred to as the Forrest Creek Mine water wheel, was a large water wheel used to power a stamper battery at a gold mine near Chewton, Victoria, Australia. Constructed in 1887, the water wheel was used until ...
near Chewton—one of at least seven water wheels in the surrounding area—and the two water wheels at Adelong Falls; some remnants exist at both sites. The mining area at Walhalla once had at least two water wheels, one of which was rolled to its site from
Port Albert Port Albert is a town in Victoria, Australia, Victoria, Australia, on the coast of Corner Inlet on the Yarram - Port Albert Road, south-east of Morwell, Victoria, Morwell, south-east of Melbourne, in the Shire of Wellington. At the , Port Alb ...
, on its rim using a novel trolley arrangement, taking nearly 90 days. A water wheel at Jindabyne, constructed in 1847, was the first machine used to extract energy—for flour milling—from the
Snowy River The Snowy River is a major river in south-eastern Australia. It originates on the slopes of Mount Kosciuszko, Australia's highest mainland peak, draining the eastern slopes of the Snowy Mountains in New South Wales, before flowing through the ...
. Compact water wheels, known as Dethridge wheels, were used not as sources of power but to measure water flows to irrigated land.


New Zealand

Water wheels were used extensively in New Zealand. The well-preserved remains of the Young Australian mine's overshot water wheel exist near the ghost town of Carricktown, and those of the Phoenix flour mill's water wheel are near
Oamaru Oamaru (; ) is the largest town in North Otago, in the South Island of New Zealand, it is the main town in the Waitaki District. It is south of Timaru and north of Dunedin on the Pacific Ocean, Pacific coast; State Highway 1 (New Zealand), Sta ...
.


Modern developments

A recent development of the breastshot wheel is a hydraulic wheel which effectively incorporates automatic regulation systems. The Aqualienne is one example. It generates between 37 kW and 200 kW of electricity from a waterflow with a head of . It is designed to produce electricity at the sites of former watermills.


Efficiency

Overshot (and particularly backshot) wheels are the most efficient type; a backshot
steel Steel is an alloy of iron and carbon that demonstrates improved mechanical properties compared to the pure form of iron. Due to steel's high Young's modulus, elastic modulus, Yield (engineering), yield strength, Fracture, fracture strength a ...
wheel can be more efficient (about 60%) than all but the most advanced and well-constructed
turbines A turbine ( or ) (from the Greek , ''tyrbē'', or Latin ''turbo'', meaning vortex) is a rotary mechanical device that extracts energy from a fluid flow and converts it into useful work. The work produced can be used for generating electrical ...
. In some situations an overshot wheel is preferable to a turbine. The development of the
hydraulic turbine A water turbine is a rotary machine that converts kinetic energy and potential energy of water into mechanical work. Water turbines were developed in the 19th century and were widely used for industrial power prior to electrical grids. Now, t ...
wheels with their improved efficiency (>67%) opened up an alternative path for the installation of water wheels in existing mills, or redevelopment of abandoned mills.


The power of a wheel

The energy available to the wheel has two components: *
Kinetic energy In physics, the kinetic energy of an object is the form of energy that it possesses due to its motion. In classical mechanics, the kinetic energy of a non-rotating object of mass ''m'' traveling at a speed ''v'' is \fracmv^2.Resnick, Rober ...
– depends on how fast the water is moving when it enters the wheel *
Potential energy In physics, potential energy is the energy of an object or system due to the body's position relative to other objects, or the configuration of its particles. The energy is equal to the work done against any restoring forces, such as gravity ...
– depends on the change in height of the water between entry to and exit from the wheel The kinetic energy can be accounted for by converting it into an equivalent head, the velocity head, and adding it to the actual head. For still water the velocity head is zero, and to a good approximation it is negligible for slowly moving water, and can be ignored. The velocity in the tail race is not taken into account because for a perfect wheel the water would leave with zero energy which requires zero velocity. That is impossible, the water has to move away from the wheel, and represents an unavoidable cause of inefficiency. The
power Power may refer to: Common meanings * Power (physics), meaning "rate of doing work" ** Engine power, the power put out by an engine ** Electric power, a type of energy * Power (social and political), the ability to influence people or events Math ...
is how fast that energy is delivered which is determined by the flow rate. It has been estimated that the ancient donkey or slave-powered
quern Quern () is a former municipality in the district of Schleswig-Flensburg, in Schleswig-Holstein, Germany. Since 1 March 2013, it has been part of the municipality of Steinbergkirche Steinbergkirche () is a municipality in the district of ...
of Rome made about one-half of a
horsepower Horsepower (hp) is a unit of measurement of power, or the rate at which work is done, usually in reference to the output of engines or motors. There are many different standards and types of horsepower. Two common definitions used today are t ...
, the horizontal waterwheel creating slightly more than one-half of a horsepower, the undershot vertical waterwheel produced about three horsepower, and the medieval overshot waterwheel produced up to forty to sixty horsepower.


Quantities and units

*\eta=
efficiency Efficiency is the often measurable ability to avoid making mistakes or wasting materials, energy, efforts, money, and time while performing a task. In a more general sense, it is the ability to do things well, successfully, and without waste. ...
*\rho=
density Density (volumetric mass density or specific mass) is the ratio of a substance's mass to its volume. The symbol most often used for density is ''ρ'' (the lower case Greek letter rho), although the Latin letter ''D'' (or ''d'') can also be u ...
of
water Water is an inorganic compound with the chemical formula . It is a transparent, tasteless, odorless, and Color of water, nearly colorless chemical substance. It is the main constituent of Earth's hydrosphere and the fluids of all known liv ...
(1000 kg/m3) *A= cross sectional area of the channel (m2) *D=
diameter In geometry, a diameter of a circle is any straight line segment that passes through the centre of the circle and whose endpoints lie on the circle. It can also be defined as the longest Chord (geometry), chord of the circle. Both definitions a ...
of wheel (m) *P=
power Power may refer to: Common meanings * Power (physics), meaning "rate of doing work" ** Engine power, the power put out by an engine ** Electric power, a type of energy * Power (social and political), the ability to influence people or events Math ...
(W) *d=
distance Distance is a numerical or occasionally qualitative measurement of how far apart objects, points, people, or ideas are. In physics or everyday usage, distance may refer to a physical length or an estimation based on other criteria (e.g. "two co ...
(m) *g= strength of gravity (9.81 m/s2 = 9.81 N/kg) *h=
head A head is the part of an organism which usually includes the ears, brain, forehead, cheeks, chin, eyes, nose, and mouth, each of which aid in various sensory functions such as sight, hearing, smell, and taste. Some very simple ani ...
(m) *h_p=
pressure head In fluid mechanics, pressure head is the height of a liquid column that corresponds to a particular pressure exerted by the liquid column on the base of its container. It may also be called static pressure head or simply static head (but not ''sta ...
, the difference in water levels (m) *h_v= velocity head (m) *k= velocity correction factor. 0.9 for smooth channels. *v=
velocity Velocity is a measurement of speed in a certain direction of motion. It is a fundamental concept in kinematics, the branch of classical mechanics that describes the motion of physical objects. Velocity is a vector (geometry), vector Physical q ...
(m/s) *\dot q =
volume flow rate In physics and engineering, in particular fluid dynamics, the volumetric flow rate (also known as volume flow rate, or volume velocity) is the volume of fluid which passes per unit time; usually it is represented by the symbol (sometimes \do ...
(m3/s) *t=
time Time is the continuous progression of existence that occurs in an apparently irreversible process, irreversible succession from the past, through the present, and into the future. It is a component quantity of various measurements used to sequ ...
(s)


Measurements

The pressure head h_p is the difference in height between the head race and tail race water surfaces. The velocity head h_v is calculated from the velocity of the water in the head race at the same place as the pressure head is measured from. The velocity (speed) v can be measured by the pooh sticks method, timing a floating object over a measured distance. The water at the surface moves faster than water nearer to the bottom and sides so a correction factor should be applied as in the formula below. There are many ways to measure the
volume flow rate In physics and engineering, in particular fluid dynamics, the volumetric flow rate (also known as volume flow rate, or volume velocity) is the volume of fluid which passes per unit time; usually it is represented by the symbol (sometimes \do ...
. Two of the simplest are: *From the cross sectional area and the velocity. They must be measured at the same place but that can be anywhere in the head or tail races. It must have the same amount of water going through it as the wheel. *It is sometimes practicable to measure the volume flow rate by the bucket and stop watch method.


Formulae


Rules of thumb


Breast and overshot


Traditional undershot wheels


Hydraulic wheel part reaction turbine

A parallel development is the hydraulic wheel/part reaction turbine that also incorporates a weir into the centre of the wheel but uses blades angled to the water flow. The WICON-Stem Pressure Machine (SPM) exploits this flow. Estimated efficiency 67%. The
University of Southampton The University of Southampton (abbreviated as ''Soton'' in post-nominal letters) is a public university, public research university in Southampton, England. Southampton is a founding member of the Russell Group of research-intensive universit ...
School of Civil Engineering and the Environment in the UK has investigated both types of Hydraulic wheel machines and has estimated their hydraulic efficiency and suggested improvements, i.e. The Rotary Hydraulic Pressure Machine. (Estimated maximum efficiency 85%).Low Head Hydro
/ref> These type of water wheels have high efficiency at part loads / variable flows and can operate at very low heads, < . Combined with direct drive Axial Flux Permanent Magnet Alternators and power electronics they offer a viable alternative for low head hydroelectric power generation.


See also

*
Hydroelectricity Hydroelectricity, or hydroelectric power, is Electricity generation, electricity generated from hydropower (water power). Hydropower supplies 15% of the world's electricity, almost 4,210 TWh in 2023, which is more than all other Renewable energ ...
*
Hydropower Hydropower (from Ancient Greek -, "water"), also known as water power or water energy, is the use of falling or fast-running water to Electricity generation, produce electricity or to power machines. This is achieved by energy transformation, ...
*
Pelton wheel The Pelton wheel or Pelton Turbine is an Impulse (physics), impulse-type water turbine invented by American inventor Lester Allan Pelton in the 1870s. The Pelton wheel extracts energy from the impulse of moving water, as opposed to water's dead w ...
*
Water turbine A water turbine is a rotary machine that converts kinetic energy and potential energy of water into mechanical work. Water turbines were developed in the 19th century and were widely used for industrial power prior to electrical grids. Now, t ...
*
Watermill A watermill or water mill is a mill that uses hydropower. It is a structure that uses a water wheel or water turbine to drive a mechanical process such as mill (grinding), milling (grinding), rolling, or hammering. Such processes are needed in ...
; For devices to lift water for irrigation *
Noria A noria (, ''nā‘ūra'', plural ''nawāʿīr'', from , ''nā‘orā'', lit. "growler") is a hydropowered '' scoop wheel'' used to lift water into a small aqueduct, either for the purpose of irrigation or to supply water to cities and village ...
*
Sakia A sāqiyah or saqiya (), also spelled sakia or saqia) is a mechanical water lifting device. It is also called a Persian wheel, tablia, rehat, and in Latin tympanum. It is similar in function to a scoop wheel, which uses buckets, jars, or scoops ...
; Devices to lift water for land drainage *
Scoop wheel Rim driven Scoop wheel of the Stretham Old Engine, Cambridgeshire A scoop wheel or scoopwheel is a pump, usually used for land drainage. A scoop wheel pump is similar in construction to a water wheel, but works in the opposite manner: a water ...


Explanatory notes

Dotted notation. A dot above the quantity indicates that it is a rate. In other how much each second or how much per second. In this article q is a volume of water and \dot q is a volume of water per second. q, as in quantity of water, is used to avoid confusion with v for velocity.


Citations


General references

* Soto Gary, ''Water Wheel''. vol. 163. No. 4. (Jan., 1994), p. 197 * al-Hassani, S.T.S., Woodcock, E. and Saoud, R. (2006) ''1001 inventions : Muslim heritage in our world'', Manchester: Foundation for Science Technology and Civilisation, * Allan. April 18, 2008
Undershot Water Wheel
* *Glick, T.F. (1970) ''Irrigation and society in medieval Valencia'', Cambridge, MA: Belknap Press of Harvard University Press, * *Hill, D.R. (1991) "Mechanical Engineering in the Medieval Near East", ''Scientific American'', 264 (5:May), pp. 100–105 * * *Lewis, M.J.T. (1997) ''Millstone and Hammer: the origins of water power'', University of Hull Press, *Morton, W.S. and Lewis, C.M. (2005) ''China: Its History and Culture'', 4th Ed., New York : McGraw-Hill, * * *Nuernbergk, D.M. (2005) ''Wasserräder mit Kropfgerinne: Berechnungsgrundlagen und neue Erkenntnisse'', Detmold : Schäfer, *Nuernbergk, D.M. (2007) ''Wasserräder mit Freihang: Entwurfs- und Berechnungsgrundlagen'', Detmold : Schäfer, *Pacey, A. (1991) ''Technology in World Civilization: A Thousand-year History'', 1st MIT Press ed., Cambridge, Massachusetts : MIT, * * * *Reynolds, T.S. (1983) ''Stronger Than a Hundred Men: A History of the Vertical Water Wheel'', Johns Hopkins studies in the history of technology: New Series 7, Baltimore: Johns Hopkins University Press, * *Shannon, R. 1997. . * *Syson, l. (1965) ''British Water-mills'', London : Batsford, 176 p. * * * *


External links






WaterHistory.org Several articles concerning water wheels




painting with explanatory text, at
British Library The British Library is the national library of the United Kingdom. Based in London, it is one of the largest libraries in the world, with an estimated collection of between 170 and 200 million items from multiple countries. As a legal deposit li ...
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Computer simulation of an overshot water wheel

Guide to the Water Wheel Construction: A Thesis Presented to N.C. College of Agri. and Mech. Arts by L. T. Yarbrough 1893 June

Foundry Patterns for 18 different Welsh waterwheel shrouds- 2015
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Wheel A wheel is a rotating component (typically circular in shape) that is intended to turn on an axle Bearing (mechanical), bearing. The wheel is one of the key components of the wheel and axle which is one of the Simple machine, six simple machin ...
Wheel A wheel is a rotating component (typically circular in shape) that is intended to turn on an axle Bearing (mechanical), bearing. The wheel is one of the key components of the wheel and axle which is one of the Simple machine, six simple machin ...
es:Hidráulica#La rueda hidráulica