
In
evolutionary biology
Evolutionary biology is the subfield of biology that studies the evolutionary processes such as natural selection, common descent, and speciation that produced the diversity of life on Earth. In the 1930s, the discipline of evolutionary biolo ...
, punctuated equilibrium (also called punctuated equilibria) is a
theory
A theory is a systematic and rational form of abstract thinking about a phenomenon, or the conclusions derived from such thinking. It involves contemplative and logical reasoning, often supported by processes such as observation, experimentation, ...
that proposes that once a
species
A species () is often defined as the largest group of organisms in which any two individuals of the appropriate sexes or mating types can produce fertile offspring, typically by sexual reproduction. It is the basic unit of Taxonomy (biology), ...
appears in the
fossil record
A fossil (from Classical Latin , ) is any preserved remains, impression, or trace of any once-living thing from a past geological age. Examples include bones, shells, exoskeletons, stone imprints of animals or microbes, objects preserved ...
, the population will become stable, showing little
evolutionary change for most of its geological history.
[
:
''Reprinted in'' ]
*
* This state of little or no morphological change is called ''stasis''. When significant evolutionary change occurs, the theory proposes that it is generally restricted to rare and
geologically rapid events of branching speciation called
cladogenesis
Cladogenesis is an evolutionary splitting of a parent species into two distinct species, forming a clade.
This event usually occurs when a few organisms end up in new, often distant areas or when environmental changes cause several extinctions, ...
. Cladogenesis is the process by which a species splits into two distinct species, rather than one species gradually transforming into another.
Punctuated equilibrium is commonly contrasted with
phyletic gradualism
Phyletic gradualism is a model of evolution which theorizes that most speciation is slow, uniform and gradual.Eldredge, N. and S. J. Gould (1972)"Punctuated equilibria: an alternative to phyletic gradualism"In T.J.M. Schopf, ed., ''Models in P ...
, the idea that evolution generally occurs uniformly by the steady and gradual transformation of whole lineages (
anagenesis
Anagenesis is the gradual evolution of a species that continues to exist as an interbreeding population. This contrasts with cladogenesis, which occurs when branching or splitting occurs, leading to two or more lineages and resulting in separate ...
).
In 1972, paleontologists
Niles Eldredge
Niles Eldredge ( ; born August 25, 1943) is an American biologist and paleontologist, who, along with Stephen Jay Gould, proposed the theory of punctuated equilibrium in 1972.
Education
Eldredge began his undergraduate studies in Latin at Colum ...
and
Stephen Jay Gould
Stephen Jay Gould ( ; September 10, 1941 – May 20, 2002) was an American Paleontology, paleontologist, Evolutionary biology, evolutionary biologist, and History of science, historian of science. He was one of the most influential and widely re ...
published a landmark paper developing their theory and called it ''punctuated equilibria''.
Their paper built upon
Ernst Mayr
Ernst Walter Mayr ( ; ; 5 July 1904 – 3 February 2005) was a German-American evolutionary biologist. He was also a renowned Taxonomy (biology), taxonomist, tropical explorer, ornithologist, Philosophy of biology, philosopher of biology, and ...
's model of
geographic speciation,
[
] I. M. Lerner's theories of
developmental
Development of the human body is the process of growth to maturity. The process begins with fertilization, where an egg released from the ovary of a female is penetrated by a sperm cell from a male. The resulting zygote develops through mitosis ...
and
genetic homeostasis,
and their own
empirical research
Empirical research is research using empirical evidence. It is also a way of gaining knowledge by means of direct and indirect observation or experience. Empiricism values some research more than other kinds. Empirical evidence (the record of one ...
.
[
] Eldredge and Gould proposed that the degree of gradualism commonly attributed to
Charles Darwin
Charles Robert Darwin ( ; 12 February 1809 – 19 April 1882) was an English Natural history#Before 1900, naturalist, geologist, and biologist, widely known for his contributions to evolutionary biology. His proposition that all speci ...
[
]
is virtually nonexistent in the fossil record, and that stasis dominates the history of most
fossil
A fossil (from Classical Latin , ) is any preserved remains, impression, or trace of any once-living thing from a past geological age. Examples include bones, shells, exoskeletons, stone imprints of animals or microbes, objects preserve ...
species.
History
Punctuated equilibrium originated as a logical consequence of
Ernst Mayr
Ernst Walter Mayr ( ; ; 5 July 1904 – 3 February 2005) was a German-American evolutionary biologist. He was also a renowned Taxonomy (biology), taxonomist, tropical explorer, ornithologist, Philosophy of biology, philosopher of biology, and ...
's concept of
genetic revolutions by
allopatric
Allopatric speciation () – also referred to as geographic speciation, vicariant speciation, or its earlier name the dumbbell model – is a mode of speciation that occurs when biological populations become geographically isolated from ...
and especially
peripatric speciation
Peripatric speciation is a mode of speciation in which a new species is formed from an isolated peripheral population. Since peripatric speciation resembles allopatric speciation, in that populations are isolated and prevented from Gene flow, ex ...
as applied to the fossil record. Although the sudden appearance of species and its relationship to speciation was proposed and identified by Mayr in 1954,
historians of science
The history of science covers the development of science from ancient times to the present. It encompasses all three major branches of science: natural, social, and formal. Protoscience, early sciences, and natural philosophies such as al ...
generally recognize the 1972 Eldredge and Gould paper as the basis of the new
paleobiological
Paleobiology (or palaeobiology) is an interdisciplinary field that combines the methods and findings found in both the earth sciences and the life sciences. An investigator in this field is known as a paleobiologist.
Paleobiology is closely rel ...
research program.
[ Mayr, Ernst (1992). "Speciational Evolution or Punctuated Equilibria." In Albert Somit and Steven Peterson ''The Dynamics of Evolution''. New York: Cornell University Press, pp. 21-48.] Punctuated equilibrium differs from Mayr's ideas mainly in that Eldredge and Gould placed considerably greater emphasis on stasis, whereas Mayr was concerned with explaining the
morphological discontinuity (or "sudden jumps") found in the fossil record.
Mayr later complimented Eldredge and Gould's paper, stating that evolutionary stasis had been "unexpected by most evolutionary biologists" and that punctuated equilibrium "had a major impact on paleontology and evolutionary biology."
A year before their 1972 Eldredge and Gould paper,
Niles Eldredge
Niles Eldredge ( ; born August 25, 1943) is an American biologist and paleontologist, who, along with Stephen Jay Gould, proposed the theory of punctuated equilibrium in 1972.
Education
Eldredge began his undergraduate studies in Latin at Colum ...
published a paper in the journal ''
Evolution
Evolution is the change in the heritable Phenotypic trait, characteristics of biological populations over successive generations. It occurs when evolutionary processes such as natural selection and genetic drift act on genetic variation, re ...
'' which suggested that gradual evolution was seldom seen in the fossil record and argued that Ernst Mayr's standard mechanism of
allopatric speciation
Allopatric speciation () – also referred to as geographic speciation, vicariant speciation, or its earlier name the dumbbell model – is a mode of speciation that occurs when biological populations become geographically isolated from ...
might suggest a possible resolution.
The Eldredge and Gould paper was presented at the
Annual Meeting of the Geological Society of America in 1971.
[ The symposium focused its attention on how modern ]microevolution
Microevolution is the change in allele frequencies that occurs over time within a population. This change is due to four different processes: mutation, selection ( natural and artificial), gene flow and genetic drift. This change happens over ...
ary studies could revitalize various aspects of paleontology and macroevolution. Tom Schopf, who organized that year's meeting, assigned Gould the topic of speciation. Gould recalls that "Eldredge's 1971 publication n Paleozoic trilobite">Paleozoic.html" ;"title="n Paleozoic">n Paleozoic trilobites] had presented the only new and interesting ideas on the paleontological implications of the subject—so I asked Schopf if we could present the paper jointly." According to Gould "the ideas came mostly from Niles, with yours truly acting as a sounding board and eventual scribe. I coined the term ''punctuated equilibrium'' and wrote most of our 1972 paper, but Niles is the proper first author in our pairing of Eldredge and Gould."[ S. J. Gould (1991)]
"Opus 200"
''Natural History'' 100 (August): 12-18. In his book ''Time Frames'' Eldredge recalls that after much discussion the pair "each wrote roughly half. Some of the parts that would seem obviously the work of one of us were actually first penned by the other—I remember for example, writing the section on Gould's snails. Other parts are harder to reconstruct. Gould edited the entire manuscript for better consistency. We sent it in, and Schopf reacted strongly against it—thus signaling the tenor of the reaction it has engendered, though for shifting reasons, down to the present day."
John Wilkins and Gareth Nelson have argued that French architect Pierre Trémaux proposed an "anticipation of the theory of punctuated equilibrium of Gould and Eldredge."
Evidence from the fossil record
The fossil record includes well documented examples of both phyletic gradualism and punctuational evolution. As such, much debate persists over the prominence of stasis in the fossil record. Before punctuated equilibrium, most evolution biologists considered stasis to be rare or unimportant. The paleontologist George Gaylord Simpson
George Gaylord Simpson (June 16, 1902 – October 6, 1984) was an American paleontologist. Simpson was perhaps the most influential paleontologist of the twentieth century, and a major participant in the modern synthesis, contributing '' Tempo ...
, for example, believed that phyletic gradual evolution (called ''horotely'' in his terminology) comprised 90% of evolution. More modern studies,[Campbell, N.A. (1990) ''Biology'' p. 450–451, 487–490, 499–501. Redwood City CA: Benjamin Cummings Publishing Company.][ S. J. Gould, & Eldredge, Niles (1977)]
"Punctuated equilibria: the tempo and mode of evolution reconsidered."
''Paleobiology'' 3 (2): 115-151. (p.145)[McCarthy, T. & Rubridge, B. (2005) ''The Story of Earth and Life''. Cape Town: Struik Publishers. .] including a meta-analysis
Meta-analysis is a method of synthesis of quantitative data from multiple independent studies addressing a common research question. An important part of this method involves computing a combined effect size across all of the studies. As such, th ...
examining 58 published studies on speciation patterns in the fossil record showed that 71% of species exhibited stasis, and 63% were associated with punctuated patterns of evolutionary change. According to Michael Benton
Michael James Benton (born 8 April 1956) is a British palaeontologist, and professor of vertebrate paleontology, vertebrate palaeontology in the School of Earth Sciences at the University of Bristol. His published work has mostly concentrated on ...
, "it seems clear then that stasis is common, and that had not been predicted from modern genetic studies."[Benton, Michael and David Harper (2009) ''Introduction to Paleobiology and the Fossil Record'' New York: John Wiley & Sons]
pp. 123-124.
/ref> A paramount example of evolutionary stasis is the fern ''Osmunda claytoniana
''Claytosmunda'' is a genus of fern. It has only one extant species, ''Claytosmunda claytoniana'' (synonym ''Osmunda claytoniana''), the interrupted fern, native to Eastern Asia, Eastern United States, and Eastern Canada.
The specific epithet is ...
''. Based on paleontological evidence it has remained unchanged, even at the level of fossilized nuclei and chromosomes, for at least 180 million years.
Theoretical mechanisms
Punctuational change
When Eldredge and Gould published their 1972 paper, allopatric speciation
Allopatric speciation () – also referred to as geographic speciation, vicariant speciation, or its earlier name the dumbbell model – is a mode of speciation that occurs when biological populations become geographically isolated from ...
was considered the "standard" model of speciation. This model was popularized by Ernst Mayr in his 1954 paper "Change of genetic environment and evolution," and his classic volume ''Animal Species and Evolution'' (1963).[ Mayr, Ernst (1963). ''Animal Species and Evolution''. Cambridge, MA: ]Harvard University Press
Harvard University Press (HUP) is an academic publishing house established on January 13, 1913, as a division of Harvard University. It is a member of the Association of University Presses. Its director since 2017 is George Andreou.
The pres ...
.
Allopatric speciation suggests that species with large central populations are stabilized by their large volume and the process of gene flow
In population genetics, gene flow (also known as migration and allele flow) is the transfer of genetic variation, genetic material from one population to another. If the rate of gene flow is high enough, then two populations will have equivalent ...
. New and even beneficial mutations are diluted by the population's large size and are unable to reach fixation, due to such factors as constantly changing environments. If this is the case, then the transformation of whole lineages should be rare, as the fossil record indicates. Smaller populations on the other hand, which are isolated from the parental stock, are decoupled from the homogenizing
Homogeneity and heterogeneity are concepts relating to the uniformity of a substance, process or image. A homogeneous feature is uniform in composition or character (i.e., color, shape, size, weight, height, distribution, texture, language, inc ...
effects of gene flow. In addition, pressure from natural selection
Natural selection is the differential survival and reproduction of individuals due to differences in phenotype. It is a key mechanism of evolution, the change in the Heredity, heritable traits characteristic of a population over generation ...
is especially intense, as peripheral isolated populations exist at the outer edges of ecological tolerance. If most evolution happens in these rare instances of allopatric speciation then evidence of gradual evolution in the fossil record should be rare. This hypothesis
A hypothesis (: hypotheses) is a proposed explanation for a phenomenon. A scientific hypothesis must be based on observations and make a testable and reproducible prediction about reality, in a process beginning with an educated guess o ...
was alluded to by Mayr in the closing paragraph of his 1954 paper:
Although punctuated equilibrium generally applies to sexually reproducing organisms, some biologists have applied the model to non-sexual species like virus
A virus is a submicroscopic infectious agent that replicates only inside the living Cell (biology), cells of an organism. Viruses infect all life forms, from animals and plants to microorganisms, including bacteria and archaea. Viruses are ...
es, which cannot be stabilized by conventional gene flow. As time went on biologists like Gould moved away from wedding punctuated equilibrium to allopatric speciation, particularly as evidence accumulated in support of other modes of speciation. Gould, for example, was particularly attracted to Douglas Futuyma's work on the importance of reproductive isolating mechanisms.
Stasis
Many hypotheses have been proposed to explain the