Sogdia () or Sogdiana was an ancient
Iranian civilization between the
Amu Darya
The Amu Darya ( ),() also shortened to Amu and historically known as the Oxus ( ), is a major river in Central Asia, which flows through Tajikistan, Turkmenistan, Uzbekistan, and Afghanistan. Rising in the Pamir Mountains, north of the Hindu Ku ...
and the
Syr Darya
The Syr Darya ( ),; ; ; ; ; /. historically known as the Jaxartes ( , ), is a river in Central Asia. The name, which is Persian language, Persian, literally means ''Syr Sea'' or ''Syr River''. It originates in the Tian Shan, Tian Shan Mountain ...
, and in present-day
Uzbekistan
, image_flag = Flag of Uzbekistan.svg
, image_coat = Emblem of Uzbekistan.svg
, symbol_type = Emblem of Uzbekistan, Emblem
, national_anthem = "State Anthem of Uzbekistan, State Anthem of the Republ ...
,
Turkmenistan
Turkmenistan is a landlocked country in Central Asia bordered by Kazakhstan to the northwest, Uzbekistan to the north, east and northeast, Afghanistan to the southeast, Iran to the south and southwest and the Caspian Sea to the west. Ash ...
,
Tajikistan
Tajikistan, officially the Republic of Tajikistan, is a landlocked country in Central Asia. Dushanbe is the capital city, capital and most populous city. Tajikistan borders Afghanistan to the Afghanistan–Tajikistan border, south, Uzbekistan to ...
,
Kazakhstan
Kazakhstan, officially the Republic of Kazakhstan, is a landlocked country primarily in Central Asia, with a European Kazakhstan, small portion in Eastern Europe. It borders Russia to the Kazakhstan–Russia border, north and west, China to th ...
, and
Kyrgyzstan
Kyrgyzstan, officially the Kyrgyz Republic, is a landlocked country in Central Asia lying in the Tian Shan and Pamir Mountains, Pamir mountain ranges. Bishkek is the Capital city, capital and List of cities in Kyrgyzstan, largest city. Kyrgyz ...
. Sogdiana was also a province of the
Achaemenid Empire
The Achaemenid Empire or Achaemenian Empire, also known as the Persian Empire or First Persian Empire (; , , ), was an Iranian peoples, Iranian empire founded by Cyrus the Great of the Achaemenid dynasty in 550 BC. Based in modern-day Iran, i ...
, and listed on the
Behistun Inscription
The Behistun Inscription (also Bisotun, Bisitun or Bisutun; , Old Persian: Bagastana, meaning "the place of god") is a multilingual Achaemenid royal inscriptions, Achaemenid royal inscription and large rock relief on a cliff at Mount Behistun i ...
of
Darius the Great
Darius I ( ; – 486 BCE), commonly known as Darius the Great, was the third King of Kings of the Achaemenid Empire, reigning from 522 BCE until his death in 486 BCE. He ruled the empire at its territorial peak, when it included much of West A ...
. Sogdiana was first conquered by
Cyrus the Great
Cyrus II of Persia ( ; 530 BC), commonly known as Cyrus the Great, was the founder of the Achaemenid Empire. Achaemenid dynasty (i. The clan and dynasty) Hailing from Persis, he brought the Achaemenid dynasty to power by defeating the Media ...
, the founder of the Achaemenid Empire, and then was annexed by the
Macedon
Macedonia ( ; , ), also called Macedon ( ), was an ancient kingdom on the periphery of Archaic and Classical Greece, which later became the dominant state of Hellenistic Greece. The kingdom was founded and initially ruled by the royal ...
ian ruler
Alexander the Great
Alexander III of Macedon (; 20/21 July 356 BC – 10/11 June 323 BC), most commonly known as Alexander the Great, was a king of the Ancient Greece, ancient Greek kingdom of Macedonia (ancient kingdom), Macedon. He succeeded his father Philip ...
in 328 BC. It would continue to change hands under the
Seleucid Empire
The Seleucid Empire ( ) was a Greek state in West Asia during the Hellenistic period. It was founded in 312 BC by the Macedonian general Seleucus I Nicator, following the division of the Macedonian Empire founded by Alexander the Great ...
, the
Greco-Bactrian Kingdom
The Greco-Bactrian Kingdom () was a Ancient Greece, Greek state of the Hellenistic period located in Central Asia, Central-South Asia. The kingdom was founded by the Seleucid Empire, Seleucid satrap Diodotus I, Diodotus I Soter in about 256 BC, ...
, the
Kushan Empire
The Kushan Empire (– CE) was a Syncretism, syncretic empire formed by the Yuezhi in the Bactrian territories in the early 1st century. It spread to encompass much of what is now Afghanistan, Eastern Iran, India, Pakistan, Tajikistan and Uzbe ...
, the
Sasanian Empire
The Sasanian Empire (), officially Eranshahr ( , "Empire of the Iranian peoples, Iranians"), was an List of monarchs of Iran, Iranian empire that was founded and ruled by the House of Sasan from 224 to 651. Enduring for over four centuries, th ...
, the
Hephthalite Empire
The Hephthalites (), sometimes called the White Huns (also known as the White Hunas, in Iranian as the ''Spet Xyon'' and in Sanskrit and Prakrit as the ''Sveta-huna''), were a people who lived in Central Asia during the 5th to 8th centuries CE, ...
, the
Western Turkic Khaganate
The Western Turkic Khaganate () or Onoq Khaganate () was a Turkic khaganate in Eurasia, formed as a result of the wars in the beginning of the 7th century (593–603 CE) after the split of the First Turkic Khaganate (founded in the 6th century o ...
, and the
Muslim conquest of Transoxiana
The Muslim conquest of Transoxiana, also called the Arab conquest of Transoxiana, was part of the early Muslim conquests. It began shortly after the Muslim conquest of Persia enabled the Arabs to enter Central Asia. Relatively small-scale incur ...
.
The
Sogdian city-states, although never politically united, were centered on the city of
Samarkand
Samarkand ( ; Uzbek language, Uzbek and Tajik language, Tajik: Самарқанд / Samarqand, ) is a city in southeastern Uzbekistan and among the List of oldest continuously inhabited cities, oldest continuously inhabited cities in Central As ...
.
Sogdian, an
Eastern Iranian language, is no longer spoken. However, a descendant of one of its dialects,
Yaghnobi, is still spoken by the
Yaghnobis of Tajikistan. It was widely spoken in Central Asia as a
lingua franca
A lingua franca (; ; for plurals see ), also known as a bridge language, common language, trade language, auxiliary language, link language or language of wider communication (LWC), is a Natural language, language systematically used to make co ...
and served as one of the
First Turkic Khaganate
The First Turkic Khaganate, also referred to as the First Turkic Empire, the Turkic Khaganate or the Göktürk Khaganate, was a Turkic khaganate established by the Ashina clan of the Göktürks in medieval Inner Asia under the leadership of Bu ...
's court languages for writing documents.
Sogdians also lived in
Imperial China
The history of China spans several millennia across a wide geographical area. Each region now considered part of the Chinese world has experienced periods of unity, fracture, prosperity, and strife. Chinese civilization first emerged in the Y ...
and rose to prominence in the military and government of the Chinese
Tang dynasty
The Tang dynasty (, ; zh, c=唐朝), or the Tang Empire, was an Dynasties of China, imperial dynasty of China that ruled from 618 to 907, with an Wu Zhou, interregnum between 690 and 705. It was preceded by the Sui dynasty and followed ...
(618–907 AD). Sogdian merchants and diplomats travelled as far west as the
Byzantine Empire
The Byzantine Empire, also known as the Eastern Roman Empire, was the continuation of the Roman Empire centred on Constantinople during late antiquity and the Middle Ages. Having survived History of the Roman Empire, the events that caused the ...
. They played an essential part as middlemen in the
Silk Road
The Silk Road was a network of Asian trade routes active from the second century BCE until the mid-15th century. Spanning over , it played a central role in facilitating economic, cultural, political, and religious interactions between the ...
trade route. While initially practicing the faiths of
Zoroastrianism
Zoroastrianism ( ), also called Mazdayasnā () or Beh-dīn (), is an Iranian religions, Iranian religion centred on the Avesta and the teachings of Zoroaster, Zarathushtra Spitama, who is more commonly referred to by the Greek translation, ...
,
Manichaeism
Manichaeism (; in ; ) is an endangered former major world religion currently only practiced in China around Cao'an,R. van den Broek, Wouter J. Hanegraaff ''Gnosis and Hermeticism from Antiquity to Modern Times''. SUNY Press, 1998 p. 37 found ...
,
Buddhism
Buddhism, also known as Buddhadharma and Dharmavinaya, is an Indian religion and List of philosophies, philosophical tradition based on Pre-sectarian Buddhism, teachings attributed to the Buddha, a wandering teacher who lived in the 6th or ...
and, to a lesser extent, the
Church of the East
The Church of the East ( ) or the East Syriac Church, also called the Church of Seleucia-Ctesiphon, the Persian Church, the Assyrian Church, the Babylonian Church, the Chaldean Church or the Nestorian Church, is one of three major branches o ...
from
West Asia
West Asia (also called Western Asia or Southwest Asia) is the westernmost region of Asia. As defined by most academics, UN bodies and other institutions, the subregion consists of Anatolia, the Arabian Peninsula, Iran, Mesopotamia, the Armenian ...
, the
gradual conversion to Islam among the Sogdians and their descendants began with the
Muslim conquest of Transoxiana
The Muslim conquest of Transoxiana, also called the Arab conquest of Transoxiana, was part of the early Muslim conquests. It began shortly after the Muslim conquest of Persia enabled the Arabs to enter Central Asia. Relatively small-scale incur ...
in the 8th century. The Sogdian conversion to
Islam
Islam is an Abrahamic religions, Abrahamic monotheistic religion based on the Quran, and the teachings of Muhammad. Adherents of Islam are called Muslims, who are estimated to number Islam by country, 2 billion worldwide and are the world ...
was virtually complete by the end of the
Samanid Empire
The Samanid Empire () was a Persianate Sunni Muslim empire, ruled by a dynasty of Iranian ''dehqan'' origin. The empire was centred in Khorasan and Transoxiana, at its greatest extent encompassing northeastern Iran and Central Asia, from 819 ...
in 999, coinciding with the decline of the Sogdian language, as it was largely supplanted by
New Persian
New Persian (), also known as Modern Persian () is the current stage of the Persian language spoken since the 8th to 9th centuries until now in Greater Iran and surroundings. It is conventionally divided into three stages: Early New Persian (8th ...
.
Geography
Sogdiana lay north of
Bactria
Bactria (; Bactrian language, Bactrian: , ), or Bactriana, was an ancient Iranian peoples, Iranian civilization in Central Asia based in the area south of the Oxus River (modern Amu Darya) and north of the mountains of the Hindu Kush, an area ...
, east of
Khwarezm
Khwarazm (; ; , ''Xwârazm'' or ''Xârazm'') or Chorasmia () is a large oasis region on the Amu Darya river delta in western Central Asia, bordered on the north by the (former) Aral Sea, on the east by the Kyzylkum Desert, on the south by ...
, and southeast of
Kangju
Kangju (; Eastern Han Chinese: ''kʰɑŋ-kɨɑ'' standard Chinese ''Kāngjū''), proposes that it was an Iranian word meaning "stone", and compares it to Pashto ''kā́ṇay'' "stone".
Joseph Marquart, Omeljan Pritsak and Peter B. Golde ...
between the Oxus (
Amu Darya
The Amu Darya ( ),() also shortened to Amu and historically known as the Oxus ( ), is a major river in Central Asia, which flows through Tajikistan, Turkmenistan, Uzbekistan, and Afghanistan. Rising in the Pamir Mountains, north of the Hindu Ku ...
) and the Jaxartes (
Syr Darya
The Syr Darya ( ),; ; ; ; ; /. historically known as the Jaxartes ( , ), is a river in Central Asia. The name, which is Persian language, Persian, literally means ''Syr Sea'' or ''Syr River''. It originates in the Tian Shan, Tian Shan Mountain ...
), including the fertile valley of the
Zeravshan (called the Polytimetus by the
ancient Greeks
Ancient Greece () was a northeastern Mediterranean civilization, existing from the Greek Dark Ages of the 12th–9th centuries BC to the end of classical antiquity (), that comprised a loose collection of culturally and linguistically re ...
).
Sogdian territory corresponds to the modern
regions of Samarkand and
Bukhara
Bukhara ( ) is the List of cities in Uzbekistan, seventh-largest city in Uzbekistan by population, with 280,187 residents . It is the capital of Bukhara Region.
People have inhabited the region around Bukhara for at least five millennia, and t ...
in modern Uzbekistan, as well as the
Sughd
Sughd Province, also referred to as the Sogdia Region, and Leninabad before 2001, is one of the four administrative divisions and one of the three provinces of Tajikistan, provinces that make up Tajikistan. Centered in the historical Sogdiana, it ...
region of modern Tajikistan. In the
High Middle Ages
The High Middle Ages, or High Medieval Period, was the periodization, period of European history between and ; it was preceded by the Early Middle Ages and followed by the Late Middle Ages, which ended according to historiographical convention ...
, Sogdian cities included sites stretching towards
Issyk Kul
Issyk-Kul () or Ysyk-Köl (, ; ) is an endorheic saline lake in the western Tianshan Mountains in eastern Kyrgyzstan, just south of a dividing range separating Kyrgyzstan from Kazakhstan. It is the eighth-deepest lake in the world, the eleve ...
, such as that at the archeological site of
Suyab.
Name
Oswald Szemerényi devotes a thorough discussion to the etymologies of ancient ethnic words for the
Scythians
The Scythians ( or ) or Scyths (, but note Scytho- () in composition) and sometimes also referred to as the Pontic Scythians, were an Ancient Iranian peoples, ancient Eastern Iranian languages, Eastern Iranian peoples, Iranian Eurasian noma ...
in his work ''Four Old Iranian Ethnic Names: Scythian – Skudra – Sogdian – Saka''. In it, the names provided by the Greek historian
Herodotus
Herodotus (; BC) was a Greek historian and geographer from the Greek city of Halicarnassus (now Bodrum, Turkey), under Persian control in the 5th century BC, and a later citizen of Thurii in modern Calabria, Italy. He wrote the '' Histori ...
and the names of his title, except
Saka
The Saka, Old Chinese, old , Pinyin, mod. , ), Shaka (Sanskrit (Brāhmī): , , ; Sanskrit (Devanāgarī): , ), or Sacae (Ancient Greek: ; Latin: were a group of nomadic Iranian peoples, Eastern Iranian peoples who lived in the Eurasian ...
, as well as many other words for "Scythian", such as
Assyrian ''Aškuz'' and
Greek
Greek may refer to:
Anything of, from, or related to Greece, a country in Southern Europe:
*Greeks, an ethnic group
*Greek language, a branch of the Indo-European language family
**Proto-Greek language, the assumed last common ancestor of all kno ...
''Skuthēs'', descend from *skeud-, an ancient
Indo-European
The Indo-European languages are a language family native to the northern Indian subcontinent, most of Europe, and the Iranian plateau with additional native branches found in regions such as Sri Lanka, the Maldives, parts of Central Asia (e. ...
root meaning "propel, shoot" (cf. English shoot). *skud- is the zero-grade; that is, a variant in which the -e- is not present. The restored Scythian name is *Skuδa (
archer), which among the Pontic or Royal Scythians became *Skula, in which the δ has been regularly replaced by an l. According to Szemerényi, Sogdiana (; ; ; ; zh, 粟特, sùtè; ) was named from the Skuδa form. Starting from the names of the province given in
Old Persian
Old Persian is one of two directly attested Old Iranian languages (the other being Avestan) and is the ancestor of Middle Persian (the language of the Sasanian Empire). Like other Old Iranian languages, it was known to its native speakers as (I ...
inscriptions, Sugda and Suguda, and the knowledge derived from Middle Sogdian that Old Persian -gd- applied to Sogdian was pronounced as voiced fricatives, -γδ-, Szemerényi arrives at *Suγδa as an Old Sogdian
endonym
An endonym (also known as autonym ) is a common, name for a group of people, individual person, geographical place, language, or dialect, meaning that it is used inside a particular group or linguistic community to identify or designate them ...
. Applying sound changes apparent in other Sogdian words and inherent in Indo-European, he traces the development of *Suγδa from Skuδa, "archer", as follows: Skuδa > *Sukuda by
anaptyxis > *Sukuδa > *Sukδa (
syncope) > *Suγδa (
assimilation).
History
Prehistory
Sogdiana possessed a
Bronze Age
The Bronze Age () was a historical period characterised principally by the use of bronze tools and the development of complex urban societies, as well as the adoption of writing in some areas. The Bronze Age is the middle principal period of ...
urban culture: original Bronze Age towns appear in the archaeological record beginning with the settlement at
Sarazm
Sarazm () is an ancient town and also a jamoat in north-western Tajikistan. It dates back to the 4th millennium BC, with C14 dates ranging from 3900-2100 BC, and is today a UNESCO World Heritage Site. The jamoat is part of the city of Panjaken ...
, Tajikistan, spanning as far back as the 4th millennium BC, and then at Kök Tepe, near modern-day
Bulungur, Uzbekistan, from at least the 15th century BC.
Young Avestan period (c. 900–500 BC)
In the
Avesta
The Avesta (, Book Pahlavi: (), Persian language, Persian: ()) is the text corpus of Zoroastrian literature, religious literature of Zoroastrianism. All its texts are composed in the Avestan language and written in the Avestan alphabet. Mod ...
, namely in the
Mihr Yasht and the
Vendidad
The Vendidad /ˈvendi'dæd/, also known as Videvdat, Videvdad or Juddēvdād, is a collection of texts within the greater compendium of the Avesta. However, unlike the other texts of the Avesta, the ''Vendidad'' is an ecclesiastical code, not a ...
, the
toponym
Toponymy, toponymics, or toponomastics is the study of ''wikt:toponym, toponyms'' (proper names of places, also known as place names and geographic names), including their origins, meanings, usage, and types. ''Toponym'' is the general term for ...
of Gava () is mentioned as the land of the Sogdians. Gava is, therefore, interpreted as referring to Sogdia during the
time of the Avesta. Although there is no universal consensus on the chronology of the Avesta, most scholars today argue for an early chronology, which would place the composition of
Young Avestan texts like the Mihr Yasht and the Vendiad in the first half of the first millennium BCE.

The first mention of Gava is found in the Mihr Yasht, ie., the hymn dedicated to the
Zoroastrian
Zoroastrianism ( ), also called Mazdayasnā () or Beh-dīn (), is an Iranian religion centred on the Avesta and the teachings of Zarathushtra Spitama, who is more commonly referred to by the Greek translation, Zoroaster ( ). Among the wo ...
deity
A deity or god is a supernatural being considered to be sacred and worthy of worship due to having authority over some aspect of the universe and/or life. The ''Oxford Dictionary of English'' defines ''deity'' as a God (male deity), god or god ...
Mithra
Mithra ( ; ) is an ancient Iranian deity ('' yazata'') of covenants, light, oaths, justice, the Sun, contracts, and friendship. In addition to being the divinity of contracts, Mithra is also a judicial figure, an all-seeing protector of Truth ( ...
. In verse 10.14 it is described how Mithra reaches
Mount Hara and looks at the entirety of the Airyoshayan (, 'lands of the
Arya'),
The second mention is found in the first chapter of the Vendidad, which consists of a list of the sixteen good
regions
In geography, regions, otherwise referred to as areas, zones, lands or territories, are portions of the Earth's surface that are broadly divided by physical characteristics (physical geography), human impact characteristics (human geography), and ...
created by
Ahura Mazda
Ahura Mazda (; ; or , ),The former is the New Persian rendering of the Avestan form, while the latter derives from Middle Persian. also known as Horomazes (),, is the only creator deity and Sky deity, god of the sky in the ancient Iranian ...
for the Iranians. Gava is the second region mentioned on the list, directly behind
Airyanem Vaejah, the homeland of
Zarathustra
Zarathushtra Spitama, more commonly known as Zoroaster or Zarathustra, was an Iranian religious reformer who challenged the tenets of the contemporary Ancient Iranian religion, becoming the spiritual founder of Zoroastrianism. Variously descr ...
and the Iranians, according to Zoroastrian tradition:
While it is widely accepted that Gava referred to the region inhabited by the Sogdians during the Avestan period, its meaning is not clear. For example,
Vogelsang connects it with Gabae, a Sogdian stronghold in western Sogdia and speculates that during the time of the Avesta, the center of Sogdia may have been closer to
Bukhara
Bukhara ( ) is the List of cities in Uzbekistan, seventh-largest city in Uzbekistan by population, with 280,187 residents . It is the capital of Bukhara Region.
People have inhabited the region around Bukhara for at least five millennia, and t ...
instead of
Samarkand
Samarkand ( ; Uzbek language, Uzbek and Tajik language, Tajik: Самарқанд / Samarqand, ) is a city in southeastern Uzbekistan and among the List of oldest continuously inhabited cities, oldest continuously inhabited cities in Central As ...
.
Achaemenid period (546–327 BC)

Achaemenid ruler
Cyrus the Great
Cyrus II of Persia ( ; 530 BC), commonly known as Cyrus the Great, was the founder of the Achaemenid Empire. Achaemenid dynasty (i. The clan and dynasty) Hailing from Persis, he brought the Achaemenid dynasty to power by defeating the Media ...
conquered Sogdiana while
campaigning in Central Asia in 546–539 BC, a fact mentioned by the ancient Greek historian
Herodotus
Herodotus (; BC) was a Greek historian and geographer from the Greek city of Halicarnassus (now Bodrum, Turkey), under Persian control in the 5th century BC, and a later citizen of Thurii in modern Calabria, Italy. He wrote the '' Histori ...
in his ''
Histories''.
[Antoine Simonin. (8 January 2012). "Sogdiana." ]
World History Encyclopedia
'. Retrieved 31 August 2016. Darius I
Darius I ( ; – 486 BCE), commonly known as Darius the Great, was the third King of Kings of the Achaemenid Empire, reigning from 522 BCE until his death in 486 BCE. He ruled the empire at its territorial peak, when it included much of West A ...
introduced the
Aramaic writing system and
coin currency to
Central Asia
Central Asia is a region of Asia consisting of Kazakhstan, Kyrgyzstan, Tajikistan, Turkmenistan, and Uzbekistan. The countries as a group are also colloquially referred to as the "-stans" as all have names ending with the Persian language, Pers ...
, in addition to incorporating Sogdians into his
standing army
A standing army is a permanent, often professional, army. It is composed of full-time soldiers who may be either career soldiers or conscripts. It differs from army reserves, who are enrolled for the long term, but activated only during wars ...
as regular soldiers and cavalrymen.
Sogdia was also listed on the
Behistun Inscription
The Behistun Inscription (also Bisotun, Bisitun or Bisutun; , Old Persian: Bagastana, meaning "the place of god") is a multilingual Achaemenid royal inscriptions, Achaemenid royal inscription and large rock relief on a cliff at Mount Behistun i ...
of Darius.
A contingent of Sogdian soldiers fought in the main army of
Xerxes I
Xerxes I ( – August 465 BC), commonly known as Xerxes the Great, was a List of monarchs of Persia, Persian ruler who served as the fourth King of Kings of the Achaemenid Empire, reigning from 486 BC until his assassination in 465 BC. He was ...
during his second, ultimately-failed
invasion of Greece in 480 BC.
[Mark J. Dresden (1981), "Introductory Note", in Guitty Azarpay, ''Sogdian Painting: the Pictorial Epic in Oriental Art'', Berkeley, Los Angeles, London: University of California Press, p. 3, .] A Persian inscription from
Susa
Susa ( ) was an ancient city in the lower Zagros Mountains about east of the Tigris, between the Karkheh River, Karkheh and Dez River, Dez Rivers in Iran. One of the most important cities of the Ancient Near East, Susa served as the capital o ...
claims that the palace there was adorned with
lapis lazuli
Lapis lazuli (; ), or lapis for short, is a deep-blue metamorphic rock used as a semi-precious stone that has been prized since antiquity for its intense color. Originating from the Persian word for the gem, ''lāžward'', lapis lazuli is ...
and
carnelian
Carnelian (also spelled cornelian) is a brownish-red mineral commonly used as a semiprecious stone. Similar to carnelian is sard, which is generally harder and darker; the difference is not rigidly defined, and the two names are often used int ...
originating from Sogdiana.
During this period of Persian rule, the western half of
Asia Minor
Anatolia (), also known as Asia Minor, is a peninsula in West Asia that makes up the majority of the land area of Turkey. It is the westernmost protrusion of Asia and is geographically bounded by the Mediterranean Sea to the south, the Aegean ...
was part of the Greek civilization. As the Achaemenids conquered it, they met persistent resistance and revolt. One of their solutions was to ethnically cleanse rebelling regions, relocating those who survived to the far side of the empire. Thus Sogdiana came to have a significant Greek population.
Given the absence of any named
satrap
A satrap () was a governor of the provinces of the ancient Median kingdom, Median and Achaemenid Empire, Persian (Achaemenid) Empires and in several of their successors, such as in the Sasanian Empire and the Hellenistic period, Hellenistic empi ...
s (i.e. Achaemenid provincial governors) for Sogdiana in historical records, modern scholarship has concluded that Sogdiana was governed from the satrapy of nearby
Bactria
Bactria (; Bactrian language, Bactrian: , ), or Bactriana, was an ancient Iranian peoples, Iranian civilization in Central Asia based in the area south of the Oxus River (modern Amu Darya) and north of the mountains of the Hindu Kush, an area ...
. The satraps were often relatives of the ruling Persian kings, especially sons who were not designated as the
heir apparent
An heir apparent is a person who is first in the order of succession and cannot be displaced from inheriting by the birth of another person. A person who is first in the current order of succession but could be displaced by the birth of a more e ...
.
Sogdiana likely remained under Persian control until roughly 400 BC, during the reign of
Artaxerxes II
Arses (; 445 – 359/8 BC), known by his regnal name Artaxerxes II ( ; ), was King of Kings of the Achaemenid Empire from 405/4 BC to 358 BC. He was the son and successor of Darius II () and his mother was Parysatis.
Soon after his accession, Ar ...
.
[Christoph Baumer (2012), ''The History of Central Asia: the Age of the Steppe Warriors'', London, New York: I.B. Tauris, p. 207, .] Rebellious states of the Persian Empire took advantage of the weak Artaxerxes II, and some, such as
Egypt
Egypt ( , ), officially the Arab Republic of Egypt, is a country spanning the Northeast Africa, northeast corner of Africa and Western Asia, southwest corner of Asia via the Sinai Peninsula. It is bordered by the Mediterranean Sea to northe ...
, were able to regain their independence. Persia's massive loss of Central Asian territory is widely attributed to the ruler's lack of control. However, unlike Egypt, which was quickly recaptured by the Persian Empire, Sogdiana remained independent until it was conquered by
Alexander the Great
Alexander III of Macedon (; 20/21 July 356 BC – 10/11 June 323 BC), most commonly known as Alexander the Great, was a king of the Ancient Greece, ancient Greek kingdom of Macedonia (ancient kingdom), Macedon. He succeeded his father Philip ...
. When the latter
invaded the Persian Empire, Pharasmanes, an already independent king of
Khwarezm
Khwarazm (; ; , ''Xwârazm'' or ''Xârazm'') or Chorasmia () is a large oasis region on the Amu Darya river delta in western Central Asia, bordered on the north by the (former) Aral Sea, on the east by the Kyzylkum Desert, on the south by ...
, allied with the Macedonians and sent troops to Alexander in 329 BC for his war against the
Scythia
Scythia (, ) or Scythica (, ) was a geographic region defined in the ancient Graeco-Roman world that encompassed the Pontic steppe. It was inhabited by Scythians, an ancient Eastern Iranian equestrian nomadic people.
Etymology
The names ...
ns of the
Black Sea
The Black Sea is a marginal sea, marginal Mediterranean sea (oceanography), mediterranean sea lying between Europe and Asia, east of the Balkans, south of the East European Plain, west of the Caucasus, and north of Anatolia. It is bound ...
region (even though this anticipated campaign never materialized).
During the Achaemenid period (550–330 BC), the Sogdians lived as a
nomad
Nomads are communities without fixed habitation who regularly move to and from areas. Such groups include hunter-gatherers, pastoral nomads (owning livestock), tinkers and trader nomads. In the twentieth century, the population of nomadic pa ...
ic people much like the neighboring
Yuezhi
The Yuezhi were an ancient people first described in China, Chinese histories as nomadic pastoralists living in an arid grassland area in the western part of the modern Chinese province of Gansu, during the 1st millennium BC. After a major defea ...
, who
spoke Bactrian, an
Indo-Iranian language closely related to Sogdian, and were already engaging in overland trade. Some of them had also gradually settled the land to engage in agriculture.
[Liu, Xinru (2010), ''The Silk Road in World History'', Oxford and New York: Oxford University Press, p 67.] Similar to how the Yuezhi offered tributary gifts of
jade
Jade is an umbrella term for two different types of decorative rocks used for jewelry or Ornament (art), ornaments. Jade is often referred to by either of two different silicate mineral names: nephrite (a silicate of calcium and magnesium in t ...
to the
emperors of China
Throughout Chinese history, "Emperor" () was the superlative title held by the monarchs of imperial China's various dynasties. In traditional Chinese political theory, the emperor was the " Son of Heaven", an autocrat with the divine manda ...
, the Sogdians are recorded in Persian records as submitting precious gifts of
lapis lazuli
Lapis lazuli (; ), or lapis for short, is a deep-blue metamorphic rock used as a semi-precious stone that has been prized since antiquity for its intense color. Originating from the Persian word for the gem, ''lāžward'', lapis lazuli is ...
and
carnelian
Carnelian (also spelled cornelian) is a brownish-red mineral commonly used as a semiprecious stone. Similar to carnelian is sard, which is generally harder and darker; the difference is not rigidly defined, and the two names are often used int ...
to
Darius I
Darius I ( ; – 486 BCE), commonly known as Darius the Great, was the third King of Kings of the Achaemenid Empire, reigning from 522 BCE until his death in 486 BCE. He ruled the empire at its territorial peak, when it included much of West A ...
, the Persian
king of kings
King of Kings, ''Mepet mepe''; , group="n" was a ruling title employed primarily by monarchs based in the Middle East and the Indian subcontinent. Commonly associated with History of Iran, Iran (historically known as name of Iran, Persia ...
.
Although the Sogdians were at times independent and living outside the boundaries of large empires, they never formed a great empire of their own like the Yuezhi, who established the
Kushan Empire
The Kushan Empire (– CE) was a Syncretism, syncretic empire formed by the Yuezhi in the Bactrian territories in the early 1st century. It spread to encompass much of what is now Afghanistan, Eastern Iran, India, Pakistan, Tajikistan and Uzbe ...
(30–375 AD) of Central and
South Asia
South Asia is the southern Subregion#Asia, subregion of Asia that is defined in both geographical and Ethnicity, ethnic-Culture, cultural terms. South Asia, with a population of 2.04 billion, contains a quarter (25%) of the world's populatio ...
.
Hellenistic period (327–145 BC)
A now-independent and warlike Sogdiana formed a border region insulating the Achaemenid Persians from the nomadic
Scythians
The Scythians ( or ) or Scyths (, but note Scytho- () in composition) and sometimes also referred to as the Pontic Scythians, were an Ancient Iranian peoples, ancient Eastern Iranian languages, Eastern Iranian peoples, Iranian Eurasian noma ...
to the north and east. It was led at first by
Bessus, the Achaemenid
satrap
A satrap () was a governor of the provinces of the ancient Median kingdom, Median and Achaemenid Empire, Persian (Achaemenid) Empires and in several of their successors, such as in the Sasanian Empire and the Hellenistic period, Hellenistic empi ...
of
Bactria
Bactria (; Bactrian language, Bactrian: , ), or Bactriana, was an ancient Iranian peoples, Iranian civilization in Central Asia based in the area south of the Oxus River (modern Amu Darya) and north of the mountains of the Hindu Kush, an area ...
. After assassinating
Darius III
Darius III ( ; ; – 330 BC) was the thirteenth and last Achaemenid King of Kings of Persia, reigning from 336 BC to his death in 330 BC.
Contrary to his predecessor Artaxerxes IV Arses, Darius was a distant member of the Achaemenid dynasty. ...
in his flight from the
Macedonian Greek army, he became claimant to the Achaemenid throne. The
Sogdian Rock
The Sogdian Rock or Rock of Ariamazes, a fortress located north of Bactria in Sogdiana (near Samarkand), ruled by Arimazes, was captured by the forces of Alexander the Great in the early spring of 327 BC as part of his conquest of the Achaeme ...
or Rock of Ariamazes, a fortress in Sogdiana, was captured in 327 BC by the forces of
Alexander the Great
Alexander III of Macedon (; 20/21 July 356 BC – 10/11 June 323 BC), most commonly known as Alexander the Great, was a king of the Ancient Greece, ancient Greek kingdom of Macedonia (ancient kingdom), Macedon. He succeeded his father Philip ...
, the ''
basileus
''Basileus'' () is a Greek term and title that has signified various types of monarchs throughout history. In the English language, English-speaking world, it is perhaps most widely understood to mean , referring to either a or an . The title ...
'' of Macedonian Greece, and conqueror of the Persian Achaemenid Empire.
Oxyartes, a Sogdian nobleman of Bactria, had hoped to keep his daughter
Roxana safe at the fortress of the Sogdian Rock, yet after its fall Roxana was soon wed to Alexander as one of his several wives.
[Ahmed, S. Z. (2004), ''Chaghatai: the Fabulous Cities and People of the Silk Road'', West Conshokoken: Infinity Publishing, p. 61.] Roxana, a Sogdian whose name ''Roshanak'' means "little star",
[Livius.org.]
Roxane
" ''Articles on Ancient History''. Page last modified 17 August 2015. Retrieved 29 August 2016.[Strachan, Edward and Roy Bolton (2008), ''Russia and Europe in the Nineteenth Century'', London: Sphinx Fine Art, p. 87, .] was the mother of
Alexander IV of Macedon
Alexander IV (Greek: ; August 323 BC – Late summer 309 BC), sometimes erroneously called Aegus in modern times, was the posthumous son of Alexander the Great (Alexander III of Macedon) by his wife Roxana of Bactria. As his father's ...
, who inherited his late father's throne in 323 BC (although the empire was soon divided in the
Wars of the Diadochi
The Wars of the Diadochi (, Romanization of Greek, romanized: ', ''War of the Crown Princes'') or Wars of Alexander's Successors were a series of conflicts fought between the generals of Alexander the Great, known as the Diadochi, over who would ...
).
After an extended campaign putting down Sogdian resistance and founding military outposts manned by his Macedonian veterans, Alexander united Sogdiana with Bactria into one satrapy. The Sogdian nobleman and warlord
Spitamenes
Spitamenes (Old Persian ''Spitamana''; Greek ''Σπιταμένης''; 370 BC – 328 BC) was a Sogdian warlordHolt, Frank L. (1989), ''Alexander the Great and Bactria: the Formation of a Greek Frontier in Central Asia'', Leiden, New York, Co ...
(370–328 BC), allied with Scythian tribes, led an uprising against Alexander's forces. This revolt was put down by Alexander and his generals
Amyntas,
Craterus, and
Coenus, with the aid of native Bactrian and Sogdian troops.
[Holt, Frank L. (1989), ''Alexander the Great and Bactria: the Formation of a Greek Frontier in Central Asia'', Leiden, New York, Copenhagen, Cologne: E. J. Brill, pp 64–65 (see also footnote #62 for mention of Sogdian troops), .] With the Scythian and Sogdian rebels defeated, Spitamenes was allegedly betrayed by his own wife and beheaded. Pursuant with his own marriage to Roxana, Alexander encouraged his men to marry Sogdian women in order to discourage further revolt.
This included
Apama
Apama (), sometimes known as Apama I or Apame I, was a Sogdian noblewoman and the wife of the first ruler of the Seleucid Empire, Seleucus I Nicator. They Susa weddings, married at Susa in 324 BC. According to Arrian, Apama was the daughter of t ...
, daughter of the rebel Spitamenes, who wed
Seleucus I Nicator
Seleucus I Nicator (; Ancient Greek, Greek: Σέλευκος Νικάτωρ, ''Séleukos Nikátōr'', "Seleucus the Victorious"; ) was a Ancient Macedonians, Macedonian Greek general, officer and successor of Alexander the Great who went on to fo ...
and bore him
a son and future heir to the
Seleucid throne.
[Magill, Frank N. et al. (1998), ''The Ancient World: Dictionary of World Biography, Volume 1'', Pasadena, Chicago, London,: Fitzroy Dearborn Publishers, Salem Press, p. 1010, .] According to the Roman historian
Appian
Appian of Alexandria (; ; ; ) was a Greek historian with Roman citizenship who prospered during the reigns of the Roman Emperors Trajan, Hadrian, and Antoninus Pius.
He was born c. 95 in Alexandria. After holding the senior offices in the pr ...
, Seleucus I named three new Hellenistic cities in Asia after her (see ''
Apamea'').
The military power of the Sogdians never recovered. Subsequently, Sogdiana formed part of the
Hellenistic
In classical antiquity, the Hellenistic period covers the time in Greek history after Classical Greece, between the death of Alexander the Great in 323 BC and the death of Cleopatra VII in 30 BC, which was followed by the ascendancy of the R ...
Greco-Bactrian Kingdom
The Greco-Bactrian Kingdom () was a Ancient Greece, Greek state of the Hellenistic period located in Central Asia, Central-South Asia. The kingdom was founded by the Seleucid Empire, Seleucid satrap Diodotus I, Diodotus I Soter in about 256 BC, ...
, a breakaway state from the Seleucid Empire founded in 248 BC by
Diodotus I
Diodotus I Soter (Greek language, Greek: , ''Diódotos Sōtḗr''; c. 300 BC – c. 235 BC) was the first Hellenistic period, Hellenistic king of Bactria. Diodotus was initially satrap of Bactria, but became independent of the Seleucid Empire, Se ...
, for roughly a century.
Euthydemus I
Euthydemus I (Greek: , ''Euthýdēmos'', – 200/195 BC) was a Greco-Bactrian king and founder of the Euthydemid dynasty. He is thought to have originally been a satrap of Sogdia, who usurped power from Diodotus II in 224 BC. Literary sources ...
, a former satrap of Sogdiana, seems to have held the Sogdian territory as a rival claimant to the Greco-Bactrian throne;
his coins were later copied locally and bore
Aramaic inscriptions. The Greco-Bactrian king
Eucratides I may have recovered sovereignty of Sogdia temporarily.
Saka and Kushan periods (146 BC–260 AD)

Finally Sogdia was occupied by
nomad
Nomads are communities without fixed habitation who regularly move to and from areas. Such groups include hunter-gatherers, pastoral nomads (owning livestock), tinkers and trader nomads. In the twentieth century, the population of nomadic pa ...
s when the
Sakas
The Saka, old , mod. , ), Shaka (Sanskrit ( Brāhmī): , , ; Sanskrit (Devanāgarī): , ), or Sacae (Ancient Greek: ; Latin: were a group of nomadic Eastern Iranian peoples who lived in the Eurasian Steppe and the Tarim Basin from the ...
overran the
Greco-Bactrian kingdom
The Greco-Bactrian Kingdom () was a Ancient Greece, Greek state of the Hellenistic period located in Central Asia, Central-South Asia. The kingdom was founded by the Seleucid Empire, Seleucid satrap Diodotus I, Diodotus I Soter in about 256 BC, ...
around 145 BC, soon followed by the
Yuezhi
The Yuezhi were an ancient people first described in China, Chinese histories as nomadic pastoralists living in an arid grassland area in the western part of the modern Chinese province of Gansu, during the 1st millennium BC. After a major defea ...
, the nomadic predecessors of the
Kushans. From then until about 40 BC the Yuezhi tepidly minted coins imitating and still bearing the images of the Greco-Bactrian kings Eucratides I and
Heliocles I.
[Michon, Daniel (2015), ''Archaeology and Religion in Early Northwest India: History, Theory, Practice'', London, New York, New Delhi: Routledge, pp 112–123, .]
The Yuezhis were visited in
Transoxiana
Transoxiana or Transoxania (, now called the Amu Darya) is the Latin name for the region and civilization located in lower Central Asia roughly corresponding to eastern Uzbekistan, western Tajikistan, parts of southern Kazakhstan, parts of Tu ...
by a Chinese mission, led by
Zhang Qian
Zhang Qian (; died c. 114 BC) was a Chinese diplomat, explorer, and politician who served as an imperial envoy to the world outside of China in the late 2nd century BC during the Western Han dynasty. He was one of the first official diploma ...
in 126 BC,
[''Silk Road, North China''](_blank)
C. Michael Hogan, The Megalithic Portal, A. Burnham, ed. which sought an offensive alliance with the Yuezhi against the
Xiongnu
The Xiongnu (, ) were a tribal confederation of Nomad, nomadic peoples who, according to ancient Chinese historiography, Chinese sources, inhabited the eastern Eurasian Steppe from the 3rd century BC to the late 1st century AD. Modu Chanyu, t ...
. Zhang Qian, who spent a year in Transoxiana and
Bactria
Bactria (; Bactrian language, Bactrian: , ), or Bactriana, was an ancient Iranian peoples, Iranian civilization in Central Asia based in the area south of the Oxus River (modern Amu Darya) and north of the mountains of the Hindu Kush, an area ...
, wrote a detailed account in the ''Shiji'', which gives considerable insight into the situation in
Central Asia
Central Asia is a region of Asia consisting of Kazakhstan, Kyrgyzstan, Tajikistan, Turkmenistan, and Uzbekistan. The countries as a group are also colloquially referred to as the "-stans" as all have names ending with the Persian language, Pers ...
at the time. The request for an alliance was denied by the son of the slain Yuezhi king, who preferred to maintain peace in Transoxiana rather than seek revenge.
Zhang Qian also reported:
From the 1st century AD, the Yuezhi morphed into the powerful
Kushan Empire
The Kushan Empire (– CE) was a Syncretism, syncretic empire formed by the Yuezhi in the Bactrian territories in the early 1st century. It spread to encompass much of what is now Afghanistan, Eastern Iran, India, Pakistan, Tajikistan and Uzbe ...
, covering an area from Sogdia to eastern
India
India, officially the Republic of India, is a country in South Asia. It is the List of countries and dependencies by area, seventh-largest country by area; the List of countries by population (United Nations), most populous country since ...
. The Kushan Empire became the center of the profitable Central Asian commerce. They began minting unique coins bearing the faces of their own rulers.
They are related to have collaborated militarily with the Chinese against nomadic incursion, particularly when they allied with the
Han dynasty
The Han dynasty was an Dynasties of China, imperial dynasty of China (202 BC9 AD, 25–220 AD) established by Liu Bang and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–206 BC ...
general
Ban Chao
Ban Chao (; 32–102 CE), courtesy name Zhongsheng, was a Chinese diplomat, explorer, and military general of the Eastern Han dynasty. He was born in Fufeng (region), Fufeng, now Xianyang, Shaanxi. Three of his family members—father Ban Biao, ...
against the Sogdians in 84, when the latter were trying to support a revolt by the king of
Kashgar
Kashgar () or Kashi ( zh, c=喀什) is a city in the Tarim Basin region of southern Xinjiang, China. It is one of the westernmost cities of China, located near the country's border with Kyrgyzstan and Tajikistan. For over 2,000 years, Kashgar ...
.
[de Crespigny, Rafe. (2007). ''A Biographical Dictionary of Later Han to the Three Kingdoms (23–220 AD)''. Leiden: Koninklijke Brill. page 5-6. .]
File:Orlat plaque encounter.jpg, Battle scenes between "Kangju" Saka warriors, from the Orlat plaques. 1st century CE.
File:Orlat plaque hunter.jpg, Orlat plaque hunter.
File:Kalchayan Prince (armour).jpg, Model of a Saka
The Saka, Old Chinese, old , Pinyin, mod. , ), Shaka (Sanskrit (Brāhmī): , , ; Sanskrit (Devanāgarī): , ), or Sacae (Ancient Greek: ; Latin: were a group of nomadic Iranian peoples, Eastern Iranian peoples who lived in the Eurasian ...
cataphract
A cataphract was a form of armoured heavy cavalry that originated in Persia and was fielded in ancient warfare throughout Eurasia and Northern Africa.
Historically, the cataphract was a very heavily armoured horseman, with both the rider and ...
armour with neck-guard, from Khalchayan
Khalchayan (also ''Khaltchaïan'') is an archaeological site, thought to be a small palace or a reception hall, located near the modern town of Denov in Surxondaryo Region of southern Uzbekistan
, image_flag = Flag of Uzbekistan ...
. 1st century BCE. Museum of Arts of Uzbekistan, nb 40.
Sasanian satrapy (260–479 AD)
Historical knowledge about Sogdia is somewhat hazy during the period of the
Parthian Empire
The Parthian Empire (), also known as the Arsacid Empire (), was a major Iranian political and cultural power centered in ancient Iran from 247 BC to 224 AD. Its latter name comes from its founder, Arsaces I, who led the Parni tribe ...
(247 BC – 224 AD) in Persia.
[Mark J. Dresden (1981), "Introductory Note", in Guitty Azarpay, Sogdian Painting: the Pictorial Epic in Oriental Art, Berkeley, Los Angeles, London: University of California Press, p. 5, .][Mark J. Dresden (2003), "Sogdian Language and Literature", in Ehsan Yarshater, The Cambridge History of Iran, Vol III: The Seleucid, Parthian, and Sasanian Periods, Cambridge: Cambridge University Press, p. 1217, .] The subsequent
Sasanian Empire
The Sasanian Empire (), officially Eranshahr ( , "Empire of the Iranian peoples, Iranians"), was an List of monarchs of Iran, Iranian empire that was founded and ruled by the House of Sasan from 224 to 651. Enduring for over four centuries, th ...
of Persia conquered and incorporated Sogdia as a satrapy in 260,
an
inscription dating to the reign of Shapur I claiming "Sogdia, to the mountains of
Tashkent
Tashkent (), also known as Toshkent, is the Capital city, capital and List of cities in Uzbekistan, largest city of Uzbekistan. It is the most populous city in Central Asia, with a population of more than 3 million people as of April 1, 2024. I ...
" as his territory, and noting that its limits formed the northeastern Sasanian borderlands with the
Kushan Empire
The Kushan Empire (– CE) was a Syncretism, syncretic empire formed by the Yuezhi in the Bactrian territories in the early 1st century. It spread to encompass much of what is now Afghanistan, Eastern Iran, India, Pakistan, Tajikistan and Uzbe ...
.
However, by the 5th century the region was captured by the rival
Hephthalite Empire
The Hephthalites (), sometimes called the White Huns (also known as the White Hunas, in Iranian as the ''Spet Xyon'' and in Sanskrit and Prakrit as the ''Sveta-huna''), were a people who lived in Central Asia during the 5th to 8th centuries CE, ...
.
Hephthalite conquest of Sogdiana (479–557 AD)
The
Hephthalites
The Hephthalites (), sometimes called the White Huns (also known as the White Hunas, in Iranian languages, Iranian as the ''Spet Xyon'' and in Sanskrit and Prakrit as the ''Sveta-huna''), were a people who lived in Central Asia during the 5th to ...
conquered the territory of Sogdiana, and incorporated it into their Empire, around 479 AD, as this is the date of the last known independent embassy of the Sogdians to China.
The Hephthalites may have built major fortified
Hippodamian cities (rectangular walls with an orthogonal network of streets) in Sogdiana, such as
Bukhara
Bukhara ( ) is the List of cities in Uzbekistan, seventh-largest city in Uzbekistan by population, with 280,187 residents . It is the capital of Bukhara Region.
People have inhabited the region around Bukhara for at least five millennia, and t ...
and
Panjikent, as they had also in
Herat
Herāt (; Dari/Pashto: هرات) is an oasis city and the third-largest city in Afghanistan. In 2020, it had an estimated population of 574,276, and serves as the capital of Herat Province, situated south of the Paropamisus Mountains (''Se ...
, continuing the city-building efforts of the
Kidarites
The Kidarites, or Kidara Huns, were a dynasty that ruled Bactria and adjoining parts of Central Asia and South Asia in the 4th and 5th centuries. The Kidarites belonged to a complex of peoples known collectively in India as the Huna people, Huna, ...
. The Hephthalites probably ruled over a confederation of local rulers or governors, linked through alliance agreements. One of these vassals may have been Asbar, ruler of
Vardanzi, who also minted his own coinage during the period.
The wealth of the Sasanian ransoms and tributes to the Hephthalites may have been reinvested in Sogdia, possibly explaining the prosperity of the region from that time. Sogdia, at the center of a new
Silk Road
The Silk Road was a network of Asian trade routes active from the second century BCE until the mid-15th century. Spanning over , it played a central role in facilitating economic, cultural, political, and religious interactions between the ...
between China to the Sasanian Empire and the
Byzantine Empire
The Byzantine Empire, also known as the Eastern Roman Empire, was the continuation of the Roman Empire centred on Constantinople during late antiquity and the Middle Ages. Having survived History of the Roman Empire, the events that caused the ...
became extremely prosperous under its nomadic elites. The Hephthalites took on the role of major intermediary on the
Silk Road
The Silk Road was a network of Asian trade routes active from the second century BCE until the mid-15th century. Spanning over , it played a central role in facilitating economic, cultural, political, and religious interactions between the ...
, after their great predecessor the
Kushans, and contracted local
Sogdians to carry on the trade of silk and other luxury goods between the Chinese Empire and the Sasanian Empire.
Because of the Hephthalite occupation of Sogdia, the original coinage of Sogdia came to be flooded by the influx of Sasanian coins received as a tribute to the Hephthalites. This coinage then spread along the
Silk Road
The Silk Road was a network of Asian trade routes active from the second century BCE until the mid-15th century. Spanning over , it played a central role in facilitating economic, cultural, political, and religious interactions between the ...
.
The symbol of the Hephthalites appears on the residual coinage of
Samarkand
Samarkand ( ; Uzbek language, Uzbek and Tajik language, Tajik: Самарқанд / Samarqand, ) is a city in southeastern Uzbekistan and among the List of oldest continuously inhabited cities, oldest continuously inhabited cities in Central As ...
, probably as a consequence of the Hephthalite control of Sogdia, and becomes prominent in Sogdian coinage from 500 to 700 AD, including in the coinage of their indigenous successors the
Ikhshids (642–755 AD), ending with the
Muslim conquest of Transoxiana
The Muslim conquest of Transoxiana, also called the Arab conquest of Transoxiana, was part of the early Muslim conquests. It began shortly after the Muslim conquest of Persia enabled the Arabs to enter Central Asia. Relatively small-scale incur ...
.
Turkic Khaganates (557–742 AD)
The Turks of the
First Turkic Khaganate
The First Turkic Khaganate, also referred to as the First Turkic Empire, the Turkic Khaganate or the Göktürk Khaganate, was a Turkic khaganate established by the Ashina clan of the Göktürks in medieval Inner Asia under the leadership of Bu ...
and the Sasanians under
Khosrow I
Khosrow I (also spelled Khosrau, Khusro or Chosroes; ), traditionally known by his epithet of Anushirvan ("the Immortal Soul"), was the Sasanian King of Kings of Iran from 531 to 579. He was the son and successor of Kavad I ().
Inheriting a rei ...
allied against the Hephthalites and defeated them after an eight-day battle near
Qarshi
Qarshi ( ; ) is a city in southern Uzbekistan. It is the capital of Qashqadaryo Region. Administratively, Qarshi is a district-level city, that includes the urban-type settlement Qashqadaryo. It has a population of 278,300 (2021 estimate). It ...
, the
Battle of Bukhara, perhaps in 557. The Turks retained the area north of the Oxus, including all of Sogdia, while the Sasanians obtained the areas south of it. The Turks fragmented in 581, and the
Western Turkic Khaganate
The Western Turkic Khaganate () or Onoq Khaganate () was a Turkic khaganate in Eurasia, formed as a result of the wars in the beginning of the 7th century (593–603 CE) after the split of the First Turkic Khaganate (founded in the 6th century o ...
took over in Sogdia.
Archaeological remains suggest that the
Turks probably became the main trading partners of the Sogdians, as appears from the tomb of the Sogdian trader
An Jia.
The Turks also appear in great numbers in the
Afrasiab murals of
Samarkand
Samarkand ( ; Uzbek language, Uzbek and Tajik language, Tajik: Самарқанд / Samarqand, ) is a city in southeastern Uzbekistan and among the List of oldest continuously inhabited cities, oldest continuously inhabited cities in Central As ...
, where they are probably shown attending the reception by the local Sogdian ruler
Varkhuman in the 7th century AD.
These paintings suggest that Sogdia was a very cosmopolitan environment at that time, as delegates of various nations, including Chinese and Korean delegates, are also shown.
From around 650, China led the
conquest of the Western Turks, and the Sogdian rulers such as
Varkhuman as well as the
Western Turks all became nominal vassals of China, as part of the
Anxi Protectorate
The Protectorate General to Pacify the West (Anxi Grand Protectorate), initially the Protectorate to Pacify the West (Anxi Protectorate), was a Protectorate (imperial China), protectorate (640 – ) established by the Chinese Tang dynasty in 640 ...
of the
Tang dynasty
The Tang dynasty (, ; zh, c=唐朝), or the Tang Empire, was an Dynasties of China, imperial dynasty of China that ruled from 618 to 907, with an Wu Zhou, interregnum between 690 and 705. It was preceded by the Sui dynasty and followed ...
, until the
Muslim conquest of Transoxiana
The Muslim conquest of Transoxiana, also called the Arab conquest of Transoxiana, was part of the early Muslim conquests. It began shortly after the Muslim conquest of Persia enabled the Arabs to enter Central Asia. Relatively small-scale incur ...
.
Arab Muslim conquest (8th century AD)
Umayyads (−750)
Qutayba ibn Muslim
Abū Ḥafṣ Qutayba ibn Abī Ṣāliḥ Muslim ibn ʿAmr al-Bāhilī (; 669–715/6) was an Arab commander of the Umayyad Caliphate who became governor of Khurasan and distinguished himself in the conquest of Transoxiana during the reign o ...
(669–716), Governor of
Greater Khorasan
KhorasanDabeersiaghi, Commentary on Safarnâma-e Nâsir Khusraw, 6th Ed. Tehran, Zavvâr: 1375 (Solar Hijri Calendar) 235–236 (; , ) is a historical eastern region in the Iranian Plateau in West Asia, West and Central Asia that encompasses wes ...
under the
Umayyad Caliphate
The Umayyad Caliphate or Umayyad Empire (, ; ) was the second caliphate established after the death of the Islamic prophet Muhammad and was ruled by the Umayyad dynasty. Uthman ibn Affan, the third of the Rashidun caliphs, was also a member o ...
(661–750), initiated the Muslim conquest of Sogdia during the early 8th century, with the local ruler of
Balkh
Balkh is a town in the Balkh Province of Afghanistan. It is located approximately to the northwest of the provincial capital city Mazar-i-Sharif and approximately to the south of the Amu Darya and the Afghanistan–Uzbekistan border. In 2021 ...
offering him aid as an Umayyad ally.
However, when his successor
al-Jarrah ibn Abdallah governed Khorasan (717–719), many native Sogdians, who had converted to Islam, began to revolt when they were no longer exempt from paying the tax on non-Muslims, the ''
jizya
Jizya (), or jizyah, is a type of taxation levied on non-Muslim subjects of a state governed by Sharia, Islamic law. The Quran and hadiths mention jizya without specifying its rate or amount,Sabet, Amr (2006), ''The American Journal of Islamic Soc ...
,'' because of a new law stating that proof of
circumcision
Circumcision is a procedure that removes the foreskin from the human penis. In the most common form of the operation, the foreskin is extended with forceps, then a circumcision device may be placed, after which the foreskin is excised. T ...
and literacy in the
Quran
The Quran, also Romanization, romanized Qur'an or Koran, is the central religious text of Islam, believed by Muslims to be a Waḥy, revelation directly from God in Islam, God (''Allah, Allāh''). It is organized in 114 chapters (, ) which ...
was necessary for new converts.
[Litvinski, B. A., A. H. Jalilov, A. I. Kolesnikov (1999), "The Arab Conquest", in ''History of Civilizations of Central Asia: Volume III, the Crossroads of Civilizations: A.D. 250–750'', eds B. A. Litvinski, Zhang Guangda, and R. Shabani Samghabadi, Delhi: Motilal Banarsidass Publishers Private Limited, p. 459.] With the aid of the Turkic
Turgesh, the Sogdians were able to expel the Umayyad Arab garrison from Samarkand, and Umayyad attempts to restore power there were rebuffed until the arrival of
Sa'id ibn Amr al-Harashi
Sa'id ibn Amr al-Harashi (, ) was a prominent Arab general and governor of the Umayyad Caliphate, who played an important role in the Arab–Khazar wars.
Biography
Sa'id ibn Amr al-Harashi was a Qaysi from Qinnasrin, Syria.Crone (1980), p. 144 ...
(fl. 720–735). The Sogdian ruler (i.e. ''
ikhshid'') of Samarkand,
Gurak, who had previously overthrown the pro-Umayyad Sogdian ruler
Tarkhun in 710, decided that resistance against al-Harashi's large Arab force was pointless, and thereafter persuaded his followers to declare allegiance to the Umayyad governor.
Divashtich (r. 706–722), the Sogdian ruler of
Panjakent
Panjakent () or Penjikent () is a city in the Sughd province of Tajikistan on the river Zeravshan (river), Zeravshan, with a population of 52,500 (2020 estimate). It was once an ancient town in Sogdiana. The ruins of the old town are on the outsk ...
, led his forces to the
Zarafshan Range (near modern
Zarafshan, Tajikistan), whereas the Sogdians following Karzanj, the ruler of Pai (modern
Kattakurgan, Uzbekistan), fled to the
Principality of Farghana, where their ruler at-Tar (or Alutar) promised them safety and refuge from the Umayyads. However, at-Tar secretly informed al-Harashi of the Sogdians hiding in
Khujand
Khujand, sometimes spelled Khodjent and formerly known as Leninabad from 1936 to 1991, is the second-largest city of Tajikistan and the capital of Tajikistan's northernmost Sughd province.
Khujand is one of the oldest cities in Central Asia, d ...
, who were then slaughtered by al-Harashi's forces after their arrival.
From 722, following the Muslim invasion, new groups of Sogdians, many of them
Nestorian Christians, emigrated to the east, where the Turks had been more welcoming and more tolerant of their religion since the time of Sassanian religious persecutions. They particularly created colonies in the area of
Semirechye, where they continued to flourish into the 10th century with the rise of the
Karluks
The Karluks (also Qarluqs, Qarluks, Karluqs, , Qarluq, Para-Mongolic languages, Para-Mongol: Harluut, zh, s=葛逻禄, t=葛邏祿 ''Géluólù'' ; customary phonetic: ''Gelu, Khololo, Khorlo'', , ''Khallokh'', ''Qarluq'') were a prominent no ...
and the
Kara-Khanid Khanate
The Kara-Khanid Khanate (; zh, t=喀喇汗國, p=Kālā Hánguó), also known as the Karakhanids, Qarakhanids, Ilek Khanids or the Afrasiabids (), was a Karluk Turkic khanate that ruled Central Asia from the 9th to the early 13th century. Th ...
. These Sogdians are known for producing beautiful silver plates with Eastern Christian iconography, such as the ''
Anikova dish''.
Abbasid Caliphate (750–819)
The Umayyads
fell
A fell (from Old Norse ''fell'', ''fjall'', "mountain"Falk and Torp (2006:161).) is a high and barren landscape feature, such as a mountain or Moorland, moor-covered hill. The term is most often employed in Fennoscandia, Iceland, the Isle of M ...
in 750 to the
Abbasid Caliphate
The Abbasid Caliphate or Abbasid Empire (; ) was the third caliphate to succeed the Islamic prophet Muhammad. It was founded by a dynasty descended from Muhammad's uncle, Abbas ibn Abd al-Muttalib (566–653 CE), from whom the dynasty takes ...
, which quickly asserted itself in Central Asia after winning the
Battle of Talas
The Battle of Talas (; ) was an armed confrontation between the Abbasid Caliphate along with the Tibetan Empire against the Tang dynasty in 751. In July of that year, the Tang and Abbasid armies clashed at the Talas River over control of the r ...
(along the
Talas River in modern
Talas Oblast, Kyrgyzstan) in 751, against the Chinese Tang dynasty. This conflict incidentally introduced Chinese
papermaking
Papermaking is the manufacture of paper and cardboard, which are used widely for printing, writing, and packaging, among many other purposes. Today almost all paper is Pulp and paper industry, made using industrial machinery, while handmade pape ...
to the
Islamic world
The terms Islamic world and Muslim world commonly refer to the Islamic community, which is also known as the Ummah. This consists of all those who adhere to the religious beliefs, politics, and laws of Islam or to societies in which Islam is ...
.
[Hanks, Reuel R. (2010), ''Global Security Watch: Central Asia'', Santa Barbara, Denver, Oxford: Praeger, p. 4.] The cultural consequences and political ramifications of this battle meant the
retreat of the Chinese empire from Central Asia. It also allowed for the rise of the
Samanid Empire
The Samanid Empire () was a Persianate Sunni Muslim empire, ruled by a dynasty of Iranian ''dehqan'' origin. The empire was centred in Khorasan and Transoxiana, at its greatest extent encompassing northeastern Iran and Central Asia, from 819 ...
(819–999), a Persian state centered at Bukhara (in what is now modern
Uzbekistan
, image_flag = Flag of Uzbekistan.svg
, image_coat = Emblem of Uzbekistan.svg
, symbol_type = Emblem of Uzbekistan, Emblem
, national_anthem = "State Anthem of Uzbekistan, State Anthem of the Republ ...
) that nominally observed the Abbasids as their
overlord
An overlord in the English feudal system was a lord of a manor who had subinfeudated a particular manor, estate or fee, to a tenant. The tenant thenceforth owed to the overlord one of a variety of services, usually military service or ...
s, yet retained a great deal of autonomy and upheld the mercantile legacy of the Sogdians.
Yet the
Sogdian language
The Sogdian language was an Eastern Iranian language spoken mainly in the Central Asian region of Sogdia (capital: Samarkand; other chief cities: Panjakent, Fergana, Khujand, and Bukhara), located in modern-day Uzbekistan, Tajikistan, Kazakhst ...
gradually declined in favor of the
Persian language
Persian ( ), also known by its endonym and exonym, endonym Farsi (, Fārsī ), is a Western Iranian languages, Western Iranian language belonging to the Iranian languages, Iranian branch of the Indo-Iranian languages, Indo-Iranian subdivision ...
of the Samanids (the ancestor to the modern
Tajik language
Tajik, Tajik Persian, Tajiki Persian, also called Tajiki, is the variety of Persian spoken in Tajikistan and Uzbekistan by ethnic Tajiks. It is closely related to neighbouring Dari of Afghanistan with which it forms a continuum of mutually inte ...
), the spoken language of renowned poets and intellectuals of the age such as
Ferdowsi
Abu'l-Qâsem Ferdowsi Tusi (also Firdawsi, ; 940 – 1019/1025) was a Persians, Persian poet and the author of ''Shahnameh'' ("Book of Kings"), which is one of the world's longest epic poetry, epic poems created by a single poet, and the gre ...
(940–1020).
So too did the original religions of the Sogdians decline; Zoroastrianism, Buddhism,
Manichaeism
Manichaeism (; in ; ) is an endangered former major world religion currently only practiced in China around Cao'an,R. van den Broek, Wouter J. Hanegraaff ''Gnosis and Hermeticism from Antiquity to Modern Times''. SUNY Press, 1998 p. 37 found ...
, and
Nestorian Christianity
The Church of the East ( ) or the East Syriac Church, also called the Church of Seleucia-Ctesiphon, the Persian Church, the Assyrian Church, the Babylonian Church, the Chaldean Church or the Nestorian Church, is one of three major branches o ...
disappeared in the region by the end of the Samanid period.
The Samanids were also responsible for converting the surrounding
Turkic peoples
Turkic peoples are a collection of diverse ethnic groups of West Asia, West, Central Asia, Central, East Asia, East, and North Asia as well as parts of Europe, who speak Turkic languages.. "Turkic peoples, any of various peoples whose members ...
to
Islam
Islam is an Abrahamic religions, Abrahamic monotheistic religion based on the Quran, and the teachings of Muhammad. Adherents of Islam are called Muslims, who are estimated to number Islam by country, 2 billion worldwide and are the world ...
.
Samanids (819–999)
The Samanids occupied the Sogdian region from circa 819 until 999, establishing their capital at
Samarkand
Samarkand ( ; Uzbek language, Uzbek and Tajik language, Tajik: Самарқанд / Samarqand, ) is a city in southeastern Uzbekistan and among the List of oldest continuously inhabited cities, oldest continuously inhabited cities in Central As ...
(819–892) and then at
Bukhara
Bukhara ( ) is the List of cities in Uzbekistan, seventh-largest city in Uzbekistan by population, with 280,187 residents . It is the capital of Bukhara Region.
People have inhabited the region around Bukhara for at least five millennia, and t ...
(892–999).
Turkic conquests: Kara-Khanid Khanate (999–1212)
In 999 the Samanid Empire was conquered by an Islamic Turkic power, the
Kara-Khanid Khanate
The Kara-Khanid Khanate (; zh, t=喀喇汗國, p=Kālā Hánguó), also known as the Karakhanids, Qarakhanids, Ilek Khanids or the Afrasiabids (), was a Karluk Turkic khanate that ruled Central Asia from the 9th to the early 13th century. Th ...
(840–1212).
From 1212, the Kara-Khanids in Samarkand were conquered by the
Kwarazmians. Soon however,
Khwarezmia was invaded by the early
Mongol Empire
The Mongol Empire was the List of largest empires, largest contiguous empire in human history, history. Originating in present-day Mongolia in East Asia, the Mongol Empire at its height stretched from the Sea of Japan to parts of Eastern Euro ...
and its ruler
Genghis Khan
Genghis Khan (born Temüjin; August 1227), also known as Chinggis Khan, was the founder and first khan (title), khan of the Mongol Empire. After spending most of his life uniting the Mongols, Mongol tribes, he launched Mongol invasions and ...
destroyed the once vibrant cities of Bukhara and Samarkand. However, in 1370, Samarkand saw a revival as the capital of the
Timurid Empire
The Timurid Empire was a late medieval, culturally Persianate, Turco-Mongol empire that dominated Greater Iran in the early 15th century, comprising modern-day Iran, Iraq, Afghanistan, much of Central Asia, the South Caucasus, and parts of co ...
. The
Turko-Mongol
The Turco-Mongol or Turko-Mongol tradition was an ethnocultural synthesis that arose in Asia during the 14th century among the ruling elites of the Golden Horde and the Chagatai Khanate. The ruling Mongol elites of these khanates eventually assim ...
ruler
Timur
Timur, also known as Tamerlane (1320s17/18 February 1405), was a Turco-Mongol conqueror who founded the Timurid Empire in and around modern-day Afghanistan, Iran, and Central Asia, becoming the first ruler of the Timurid dynasty. An undefeat ...
brought about the forced immigration to Samarkand of artisans and intellectuals from across Asia, transforming it not only into a trade hub but also into one of the most important cities of the Islamic world.
Economy and diplomacy
Central Asia and the Silk Road
Most merchants did not travel the entire
Silk Road
The Silk Road was a network of Asian trade routes active from the second century BCE until the mid-15th century. Spanning over , it played a central role in facilitating economic, cultural, political, and religious interactions between the ...
, but would trade goods through middlemen based in oasis towns, such as
Khotan
Hotan (also known by #Etymology, other names) is a major oasis town in southwestern Xinjiang, an Autonomous regions of China, autonomous region in Northwestern China. The city proper of Hotan broke off from the larger Hotan County to become an ...
or
Dunhuang
Dunhuang () is a county-level city in northwestern Gansu Province, Western China. According to the 2010 Chinese census, the city has a population of 186,027, though 2019 estimates put the city's population at about 191,800. Sachu (Dunhuang) was ...
. The Sogdians, however, established a trading network across the 1500 miles from Sogdiana to China. In fact, the Sogdians turned their energies to trade so thoroughly that the Saka of the
Kingdom of Khotan
The Kingdom of Khotan was an ancient Buddhism, Buddhist Saka kingdom located on the branch of the Silk Road that ran along the southern edge of the Taklamakan Desert in the Tarim Basin (modern-day Xinjiang, China). The ancient capital was origina ...
called all merchants ''suli'', "Sogdian", whatever their culture or ethnicity.
The Sogdians had learnt to become expert traders from the Kushans, together with whom they initially controlled trade in the
Ferghana Valley
The Fergana Valley (also commonly spelled the Ferghana Valley) in Central Asia crosses eastern Uzbekistan, southern Kyrgyzstan and northern Tajikistan.
Encompassing three former Soviet republics, the valley is ethnically diverse and relation ...
and
Kangju
Kangju (; Eastern Han Chinese: ''kʰɑŋ-kɨɑ'' standard Chinese ''Kāngjū''), proposes that it was an Iranian word meaning "stone", and compares it to Pashto ''kā́ṇay'' "stone".
Joseph Marquart, Omeljan Pritsak and Peter B. Golde ...
during the 'birth' of the Silk Road. Later, they became the primary middlemen after the demise of the
Kushan Empire
The Kushan Empire (– CE) was a Syncretism, syncretic empire formed by the Yuezhi in the Bactrian territories in the early 1st century. It spread to encompass much of what is now Afghanistan, Eastern Iran, India, Pakistan, Tajikistan and Uzbe ...
.
Unlike the empires of antiquity, the Sogdian region was not a territory confined within fixed borders, but rather a network of
city-state
A city-state is an independent sovereign city which serves as the center of political, economic, and cultural life over its contiguous territory. They have existed in many parts of the world throughout history, including cities such as Rome, ...
s, from one oasis to another, linking Sogdiana to
Byzantium
Byzantium () or Byzantion () was an ancient Greek city in classical antiquity that became known as Constantinople in late antiquity and Istanbul today. The Greek name ''Byzantion'' and its Latinization ''Byzantium'' continued to be used as a n ...
,
India
India, officially the Republic of India, is a country in South Asia. It is the List of countries and dependencies by area, seventh-largest country by area; the List of countries by population (United Nations), most populous country since ...
,
Indochina
Mainland Southeast Asia (historically known as Indochina and the Indochinese Peninsula) is the continental portion of Southeast Asia. It lies east of the Indian subcontinent and south of Mainland China and is bordered by the Indian Ocean to th ...
and
China
China, officially the People's Republic of China (PRC), is a country in East Asia. With population of China, a population exceeding 1.4 billion, it is the list of countries by population (United Nations), second-most populous country after ...
. Sogdian contacts with China were initiated by the embassy of the Chinese explorer
Zhang Qian
Zhang Qian (; died c. 114 BC) was a Chinese diplomat, explorer, and politician who served as an imperial envoy to the world outside of China in the late 2nd century BC during the Western Han dynasty. He was one of the first official diploma ...
during the reign of
Emperor Wu (r. 141–87 BC) of the former
Han dynasty
The Han dynasty was an Dynasties of China, imperial dynasty of China (202 BC9 AD, 25–220 AD) established by Liu Bang and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–206 BC ...
. Zhang wrote a report of his visit to the
Western Regions
The Western Regions or Xiyu (Hsi-yü; ) was a historical name specified in Ancient Chinese chronicles between the 3rd century BC to the 8th century AD that referred to the regions west of the Yumen Pass, most often the Tarim Basin in prese ...
in Central Asia and named the area of Sogdiana as "
Kangju
Kangju (; Eastern Han Chinese: ''kʰɑŋ-kɨɑ'' standard Chinese ''Kāngjū''), proposes that it was an Iranian word meaning "stone", and compares it to Pashto ''kā́ṇay'' "stone".
Joseph Marquart, Omeljan Pritsak and Peter B. Golde ...
".
Following Zhang Qian's embassy and report, commercial Chinese relations with Central Asia and Sogdiana flourished,
as many Chinese missions were sent throughout the 1st century BC. In his ''
Shiji
The ''Shiji'', also known as ''Records of the Grand Historian'' or ''The Grand Scribe's Records'', is a Chinese historical text that is the first of the Twenty-Four Histories of imperial China. It was written during the late 2nd and early 1st cen ...
'' published in 94 BC, Chinese historian
Sima Qian
Sima Qian () was a Chinese historian during the early Han dynasty. He is considered the father of Chinese historiography for the ''Shiji'' (sometimes translated into English as ''Records of the Grand Historian''), a general history of China cov ...
remarked that "the largest of these embassies to foreign states numbered several hundred persons, while even the smaller parties included over 100 members ... In the course of one year anywhere from five to six to over ten parties would be sent out." In terms of the silk trade, the Sogdians also served as middlemen between the Chinese Han Empire and the
Parthian Empire
The Parthian Empire (), also known as the Arsacid Empire (), was a major Iranian political and cultural power centered in ancient Iran from 247 BC to 224 AD. Its latter name comes from its founder, Arsaces I, who led the Parni tribe ...
of the Middle East and West Asia.
Sogdians played a major role in facilitating trade between China and Central Asia along the Silk Roads as late as the 10th century, their language serving as a ''
lingua franca
A lingua franca (; ; for plurals see ), also known as a bridge language, common language, trade language, auxiliary language, link language or language of wider communication (LWC), is a Natural language, language systematically used to make co ...
'' for Asian trade as far back as the 4th century.
Subsequent to their domination by Alexander the Great, the Sogdians from the city of Marakanda (
Samarkand
Samarkand ( ; Uzbek language, Uzbek and Tajik language, Tajik: Самарқанд / Samarqand, ) is a city in southeastern Uzbekistan and among the List of oldest continuously inhabited cities, oldest continuously inhabited cities in Central As ...
) became dominant as traveling merchants, occupying a key position along the ancient Silk Road. They played an active role in the spread of faiths such as
Manicheism,
Zoroastrianism
Zoroastrianism ( ), also called Mazdayasnā () or Beh-dīn (), is an Iranian religions, Iranian religion centred on the Avesta and the teachings of Zoroaster, Zarathushtra Spitama, who is more commonly referred to by the Greek translation, ...
, and
Buddhism
Buddhism, also known as Buddhadharma and Dharmavinaya, is an Indian religion and List of philosophies, philosophical tradition based on Pre-sectarian Buddhism, teachings attributed to the Buddha, a wandering teacher who lived in the 6th or ...
along the Silk Road.
The Chinese ''Sui Shu'' (''
Book of Sui
The ''Book of Sui'' () is the official history of the Sui dynasty, which ruled China in the years AD 581–618. It ranks among the official Twenty-Four Histories of imperial China. It was written by Yan Shigu, Kong Yingda, and Zhangsun Wuji, ...
'') describes Sogdians as "skilled merchants" who attracted many foreign traders to their land to engage in commerce.
[Howard, Michael C., ''Transnationalism in Ancient and Medieval Societies, the Role of Cross Border Trade and Travel'', McFarland & Company, 2012, p. 134.] They were described by the Chinese as born merchants, learning their commercial skills at an early age. It appears from sources, such as documents found by Sir
Aurel Stein
Sir Marc Aurel Stein,
(; 26 November 1862 – 26 October 1943) was a Hungarian-born British archaeologist, primarily known for his explorations and archaeological discoveries in Central Asia. He was also a professor at Indian universities.
...
and others, that by the 4th century they may have monopolized trade
between India and China. A letter written by Sogdian merchants dated 313 AD and found in the ruins of a watchtower in
Gansu
Gansu is a provinces of China, province in Northwestern China. Its capital and largest city is Lanzhou, in the southeastern part of the province. The seventh-largest administrative district by area at , Gansu lies between the Tibetan Plateau, Ti ...
, was intended to be sent to merchants in
Samarkand
Samarkand ( ; Uzbek language, Uzbek and Tajik language, Tajik: Самарқанд / Samarqand, ) is a city in southeastern Uzbekistan and among the List of oldest continuously inhabited cities, oldest continuously inhabited cities in Central As ...
, warning them that after
Liu Cong of
Han-Zhao
The Han-Zhao ( zh, s=汉赵, t=漢趙, p=Hàn Zhào; 304–329 AD), or Former Zhao ( zh, s=前赵, t=前趙, p=Qián Zhào), was a dynastic state of China ruled by the Liu ( Luandi) clan of Chuge-Xiongnu ethnicity during the Sixteen Kingdoms per ...
sacked
Luoyang
Luoyang ( zh, s=洛阳, t=洛陽, p=Luòyáng) is a city located in the confluence area of the Luo River and the Yellow River in the west of Henan province, China. Governed as a prefecture-level city, it borders the provincial capital of Zheng ...
and the
Jin emperor fled the capital, there was no worthwhile business there for Indian and Sogdian merchants.
[Howard, Michael C., Transnationalism in Ancient and Medieval Societies, the Role of Cross Border Trade and Travel, McFarland & Company, 2012, pp 133–34.] Furthermore, in 568 AD, a Turko-Sogdian delegation travelled to the Roman emperor in Constantinople to obtain permission to trade and in the following years commercial activity between the states flourished. Put simply, the Sogdians dominated trade along the Silk Road from the 2nd century BC until the 10th century.
Suyab and
Talas in modern-day
Kyrgyzstan
Kyrgyzstan, officially the Kyrgyz Republic, is a landlocked country in Central Asia lying in the Tian Shan and Pamir Mountains, Pamir mountain ranges. Bishkek is the Capital city, capital and List of cities in Kyrgyzstan, largest city. Kyrgyz ...
were the main Sogdian centers in the north that dominated the caravan routes of the 6th to 8th centuries. Their commercial interests were protected by the resurgent military power of the
Göktürks
The Göktürks (; ), also known as Türks, Celestial Turks or Blue Turks, were a Turkic people in medieval Inner Asia. The Göktürks, under the leadership of Bumin Qaghan (d. 552) and his sons, succeeded the Rouran Khaganate as the main powe ...
, whose empire was built on the political power of the
Ashina clan and economic clout of the Sogdians.
Sogdian trade, with some interruptions, continued into the 9th century. For instance, camels, women, girls, silver, and gold were seized from Sogdia during a raid by
Qapaghan Qaghan
Qapaghan or Qapghan Qaghan (, meaning "the conqueror", , Xiao'erjing: ٿِيًا شًا, Dungan: Чяншан, , also called Bögü Qaghan () in Bain Tsokto inscriptions) was the second khagan of the Second Turkic Khaganate during Wu Zetian's ...
(692–716), ruler of the
Second Turkic Khaganate
The Second Turkic Khaganate was a khaganate in Central and Eastern Asia founded by the Ashina clan of the Göktürks that lasted between 682–744. It was preceded by the Eastern Turkic Khaganate (552–630) and the early Tang dynasty period ( ...
. In the 10th century, Sogdiana was incorporated into the
Uighur Empire, which
until 840 encompassed northern Central Asia. This
khaganate
A khanate ( ) or khaganate refers to historic polity, polities ruled by a Khan (title), khan, khagan, khatun, or khanum. Khanates were typically nomadic Mongol and Turkic peoples, Turkic or Tatars, Tatar societies located on the Eurasian Steppe, ...
obtained enormous deliveries of silk from Tang China in exchange for horses, in turn relying on the Sogdians to sell much of this silk further west.
Peter B. Golden writes that the
Uyghurs
The Uyghurs,. alternatively spelled Uighurs, Uygurs or Uigurs, are a Turkic peoples, Turkic ethnic group originating from and culturally affiliated with the general region of Central Asia and East Asia. The Uyghurs are recognized as the ti ...
not only adopted the
writing system
A writing system comprises a set of symbols, called a ''script'', as well as the rules by which the script represents a particular language. The earliest writing appeared during the late 4th millennium BC. Throughout history, each independen ...
and religious faiths of the Sogdians, such as Manichaeism, Buddhism, and Christianity, but also looked to the Sogdians as "mentors", while gradually replacing them in their roles as Silk Road traders and
purveyors of culture.
Muslim geographers of the 10th century drew upon Sogdian records dating to 750–840. After the end of
the Uyghur Empire, Sogdian trade underwent a crisis. Following the
Muslim conquest of Transoxiana
The Muslim conquest of Transoxiana, also called the Arab conquest of Transoxiana, was part of the early Muslim conquests. It began shortly after the Muslim conquest of Persia enabled the Arabs to enter Central Asia. Relatively small-scale incur ...
in the 8th century, the
Samanids People
Samanid
Samanid
Samanid
The Samanid Empire () was a Persianate society, Persianate Sunni Islam, Sunni Muslim empire, ruled by a dynasty of Iranian peoples, Iranian ''dehqan'' origin. The empire was centred in Greater Khorasan, Khorasan an ...
resumed trade on the northwestern road leading to the
Khazars
The Khazars ; 突厥可薩 ''Tūjué Kěsà'', () were a nomadic Turkic people who, in the late 6th century CE, established a major commercial empire covering the southeastern section of modern European Russia, southern Ukraine, Crimea, a ...
and the
Urals
The Ural Mountains ( ),; , ; , or simply the Urals, are a mountain range in Eurasia that runs north–south mostly through Russia, from the coast of the Arctic Ocean to the river Ural (river), Ural and northwestern Kazakhstan. and the northeastern one toward the nearby Turkic tribes.
During the 5th and 6th century, many Sogdians took up residence in the
Hexi Corridor
The Hexi Corridor ( ), also known as the Gansu Corridor, is an important historical region located in the modern western Gansu province of China. It refers to a narrow stretch of traversable and relatively arable plain west of the Yellow River's O ...
, where they retained autonomy in terms of governance and had a designated official administrator known as a ''
Sabao'', which suggests their importance to the socioeconomic structure of China. The Sogdian influence on trade in China is also made apparent by a Chinese document which lists taxes paid on caravan trade in the
Turpan
Turpan () or Turfan ( zh, s=吐鲁番) is a prefecture-level city located in the east of the Autonomous regions of China, autonomous region of Xinjiang, China. It has an area of and a population of 693,988 (2020). The historical center of the ...
region and shows that twenty-nine out of the thirty-five commercial transactions involved Sogdian merchants, and in thirteen of those cases both the buyer and the seller were Sogdian. Trade goods brought to China included
grape
A grape is a fruit, botanically a berry, of the deciduous woody vines of the flowering plant genus ''Vitis''. Grapes are a non- climacteric type of fruit, generally occurring in clusters.
The cultivation of grapes began approximately 8,0 ...
s,
alfalfa
Alfalfa () (''Medicago sativa''), also called lucerne, is a perennial plant, perennial flowering plant in the legume family Fabaceae. It is cultivated as an important forage crop in many countries around the world. It is used for grazing, hay, ...
, and
Sassanian silverware, as well as glass containers, Mediterranean coral, brass Buddhist images, Roman wool cloth, and
Baltic amber
Baltic amber or succinite is amber from the Baltic region, home of its largest known deposits. It was produced sometime during the Eocene epoch, but exactly when is controversial. It has been estimated that this forested region provided the re ...
. These were exchanged for Chinese paper, copper, and silk.
In the 7th century, the Chinese Buddhist pilgrim
Xuanzang
Xuanzang (; ; 6 April 6025 February 664), born Chen Hui or Chen Yi (), also known by his Sanskrit Dharma name Mokṣadeva, was a 7th-century Chinese Bhikkhu, Buddhist monk, scholar, traveller, and translator. He is known for the epoch-making ...
noted with approval that Sogdian boys were taught to read and write at the age of five, though their skill was turned to trade, disappointing the scholarly Xuanzang. He also recorded the Sogdians working in other capacities such as farmers, carpetweavers, glassmakers, and woodcarvers.
Trade and diplomacy with the Byzantine Empire
Shortly after the
smuggling of silkworm eggs into the Byzantine Empire
In the mid-6th century AD, two monks, with the support of the Roman emperor Justinian I, acquired and smuggled living silkworms into the Roman Empire, which led to the establishment of an indigenous Roman silk industry that long held a silk m ...
from China by
Nestorian Christian
Nestorianism is a term used in Christian theology and Church history to refer to several mutually related but doctrinarily distinct sets of teachings. The first meaning of the term is related to the original teachings of Christian theologian ...
monks, the 6th-century Byzantine historian
Menander Protector
Menander Protector (Menander the Guardsman, Menander the Byzantian; or Προτέκτωρ) was a Byzantine historian, born in Constantinople in the middle of the 6th century AD. The little that is known of his life is contained in the account o ...
writes of how the Sogdians attempted to establish a direct trade of Chinese
silk
Silk is a natural fiber, natural protein fiber, some forms of which can be weaving, woven into textiles. The protein fiber of silk is composed mainly of fibroin and is most commonly produced by certain insect larvae to form cocoon (silk), c ...
with the
Byzantine Empire
The Byzantine Empire, also known as the Eastern Roman Empire, was the continuation of the Roman Empire centred on Constantinople during late antiquity and the Middle Ages. Having survived History of the Roman Empire, the events that caused the ...
. After forming an alliance with the Sasanian ruler
Khosrow I
Khosrow I (also spelled Khosrau, Khusro or Chosroes; ), traditionally known by his epithet of Anushirvan ("the Immortal Soul"), was the Sasanian King of Kings of Iran from 531 to 579. He was the son and successor of Kavad I ().
Inheriting a rei ...
to defeat the Hephthalite Empire,
Istämi, the
Göktürk ruler of the
First Turkic Khaganate
The First Turkic Khaganate, also referred to as the First Turkic Empire, the Turkic Khaganate or the Göktürk Khaganate, was a Turkic khaganate established by the Ashina clan of the Göktürks in medieval Inner Asia under the leadership of Bu ...
, was approached by Sogdian merchants requesting permission to seek an audience with the Sassanid king of kings for the privilege of traveling through Persian territories in order to trade with the Byzantines.
[Howard, Michael C., ''Transnationalism in Ancient and Medieval Societies'', the Role of Cross Border Trade and Travel, McFarland & Company, 2012, p. 133.] Istämi refused the first request, but when he sanctioned the second one and had the Sogdian embassy sent to the Sassanid king, the latter had the members of the embassy poisoned.
Maniah, a Sogdian diplomat, convinced Istämi to send an embassy directly to Byzantium's capital
Constantinople
Constantinople (#Names of Constantinople, see other names) was a historical city located on the Bosporus that served as the capital of the Roman Empire, Roman, Byzantine Empire, Byzantine, Latin Empire, Latin, and Ottoman Empire, Ottoman empire ...
, which arrived in 568 and offered not only silk as a gift to Byzantine ruler
Justin II
Justin II (; ; died 5 October 578) was Eastern Roman emperor from 565 until 578. He was the nephew of Justinian I and the husband of Sophia, the niece of Justinian's wife Theodora.
Justin II inherited a greatly enlarged but overextended empir ...
, but also proposed an alliance against Sassanid Persia. Justin II agreed and sent an embassy to the Turkic Khaganate, ensuring the direct silk trade desired by the Sogdians.
It appears, however, that direct trade with the Sogdians remained limited in light of the small amount of
Roman
Roman or Romans most often refers to:
*Rome, the capital city of Italy
*Ancient Rome, Roman civilization from 8th century BC to 5th century AD
*Roman people, the people of Roman civilization
*Epistle to the Romans, shortened to Romans, a letter w ...
and
Byzantine coins
Byzantine currency, money used in the Eastern Roman Empire after the fall of the West, consisted of mainly two types of coins: gold solidi and hyperpyra and a variety of clearly valued bronze coins. By the 15th century, the currency was issued ...
found in Central Asian and Chinese archaeological sites belonging to this era. Although
Roman embassies apparently reached Han China from 166 AD onwards, and the
ancient Romans
The Roman people was the ethnicity and the body of Roman citizenship, Roman citizens
(; ) during the Roman Kingdom, the Roman Republic, and the Roman Empire. This concept underwent considerable changes throughout the long history of the Roman ...
imported Han Chinese silk while the Han dynasty Chinese imported
Roman glass
Roman glass objects have been recovered across the Roman Empire in domestic, industrial and funerary contexts. Glass was used primarily for the production of vessels, although mosaic tiles and window glass were also produced. Roman glass producti ...
wares as discovered in their tombs,
Valerie Hansen (2012) wrote that no Roman coins from the
Roman Republic
The Roman Republic ( ) was the era of Ancient Rome, classical Roman civilisation beginning with Overthrow of the Roman monarchy, the overthrow of the Roman Kingdom (traditionally dated to 509 BC) and ending in 27 BC with the establis ...
(507–27 BC) or the
Principate
The Principate was the form of imperial government of the Roman Empire from the beginning of the reign of Augustus in 27 BC to the end of the Crisis of the Third Century in AD 284, after which it evolved into the Dominate. The principate was ch ...
(27 BC – 330 AD) era of the
Roman Empire
The Roman Empire ruled the Mediterranean and much of Europe, Western Asia and North Africa. The Roman people, Romans conquered most of this during the Roman Republic, Republic, and it was ruled by emperors following Octavian's assumption of ...
have been found in China.
[Hansen, Valerie (2012), ''The Silk Road: A New History'', Oxford: Oxford University Press, p. 97, .] However,
Warwick Ball (2016) upends this notion by pointing to a hoard of sixteen Roman coins found at
Xi'an
Xi'an is the list of capitals in China, capital of the Chinese province of Shaanxi. A sub-provincial city on the Guanzhong plain, the city is the third-most populous city in Western China after Chongqing and Chengdu, as well as the most populou ...
, China (formerly
Chang'an
Chang'an (; zh, t=長安, s=长安, p=Cháng'ān, first=t) is the traditional name of the city now named Xi'an and was the capital of several Chinese dynasties, ranging from 202 BCE to 907 CE. The site has been inhabited since Neolithic time ...
), dated to the reigns of various emperors from
Tiberius
Tiberius Julius Caesar Augustus ( ; 16 November 42 BC – 16 March AD 37) was Roman emperor from AD 14 until 37. He succeeded his stepfather Augustus, the first Roman emperor. Tiberius was born in Rome in 42 BC to Roman politician Tiberius Cl ...
(14–37 AD) to
Aurelian
Aurelian (; ; 9 September ) was a Roman emperor who reigned from 270 to 275 AD during the Crisis of the Third Century. As emperor, he won an unprecedented series of military victories which reunited the Roman Empire after it had nearly disinte ...
(270–275 AD).
[Warwick Ball (2016), ''Rome in the East: Transformation of an Empire'', 2nd edition, London & New York: Routledge, , p. 154.] The earliest gold
''solidus'' coins from the Eastern Roman Empire found in China date to the reign of Byzantine emperor
Theodosius II
Theodosius II ( ; 10 April 401 – 28 July 450), called "the Calligraphy, Calligrapher", was Roman emperor from 402 to 450. He was proclaimed ''Augustus (title), Augustus'' as an infant and ruled as the Eastern Empire's sole emperor after the ...
(r. 408–450) and altogether only forty-eight of them have been found (compared to thirteen-hundred silver coins) in
Xinjiang
Xinjiang,; , SASM/GNC romanization, SASM/GNC: Chinese postal romanization, previously romanized as Sinkiang, officially the Xinjiang Uygur Autonomous Region (XUAR), is an Autonomous regions of China, autonomous region of the China, People' ...
and the rest of China.
The use of silver coins in
Turfan
Turpan () or Turfan ( zh, s=吐鲁番) is a prefecture-level city located in the east of the autonomous region of Xinjiang, China. It has an area of and a population of 693,988 (2020). The historical center of the prefectural area has shifted ...
persisted long after the
Tang campaign against Karakhoja and Chinese conquest of 640, with a gradual adoption of
Chinese bronze coinage over the course of the 7th century.
The fact that these Eastern Roman coins were almost always found with
Sasanian Persian silver coins and Eastern Roman gold coins were used more as ceremonial objects like
talisman
A talisman is any object ascribed with religious or magical powers intended to protect, heal, or harm individuals for whom they are made. Talismans are often portable objects carried on someone in a variety of ways, but can also be installed perm ...
s, confirms the pre-eminent importance of
Greater Iran
Greater Iran or Greater Persia ( ), also called the Iranosphere or the Persosphere, is an expression that denotes a wide socio-cultural region comprising parts of West Asia, the South Caucasus, Central Asia, South Asia, and East Asia (specifica ...
in Chinese Silk Road commerce of Central Asia compared to Eastern Rome.
Sogdian traders in the Tarim Basin
The
Kizil Caves
The Kizil Caves (also romanized as Qizil or Qyzyl; ; zh, s=克孜尔千佛洞, l=Kizil Caves of the Thousand Buddhas) are a set of Buddhist rock-cut caves located near Kizil Township ( zh, s=克孜尔乡, p=Kèzī'ěr Xiāng, labels=no) in Ba ...
near
Kucha
Kucha or Kuche (also: ''Kuçar'', ''Kuchar''; , Кучар; zh, t= 龜茲, p=Qiūcí, zh, t= 庫車, p=Kùchē; ) was an ancient Buddhist kingdom located on the branch of the Silk Road that ran along the northern edge of what is now the Taklam ...
, mid-way in the Tarim Basin, record many scenes of traders from Central Asia in the 5–6th century: these combine influence from the Eastern Iran sphere, at that time occupied by the
Sasanian Empire
The Sasanian Empire (), officially Eranshahr ( , "Empire of the Iranian peoples, Iranians"), was an List of monarchs of Iran, Iranian empire that was founded and ruled by the House of Sasan from 224 to 651. Enduring for over four centuries, th ...
and the
Hephthalites
The Hephthalites (), sometimes called the White Huns (also known as the White Hunas, in Iranian languages, Iranian as the ''Spet Xyon'' and in Sanskrit and Prakrit as the ''Sveta-huna''), were a people who lived in Central Asia during the 5th to ...
, with strong Sogdian cultural elements.
Sogdia, at the center of a new
Silk Road
The Silk Road was a network of Asian trade routes active from the second century BCE until the mid-15th century. Spanning over , it played a central role in facilitating economic, cultural, political, and religious interactions between the ...
between China to the Sasanian Empire and the
Byzantine Empire
The Byzantine Empire, also known as the Eastern Roman Empire, was the continuation of the Roman Empire centred on Constantinople during late antiquity and the Middle Ages. Having survived History of the Roman Empire, the events that caused the ...
became extremely prosperous around that time.
The style of this period in Kizil is characterized by strong Iranian-Sogdian elements probably brought with intense Sogdian-Tocharian trade, the influence of which is especially apparent in the Central-Asian caftans with Sogdian textile designs, as well as Sogdian longswords of many of the figures.
Other characteristic Sogdian designs are animals, such as ducks, within pearl medallions.
File:Dragon-King_Mabi_saving_traders,_Kizil_cave_14.jpg, Dragon-King Mabi saving traders, Cave 14, Kizil Caves
The Kizil Caves (also romanized as Qizil or Qyzyl; ; zh, s=克孜尔千佛洞, l=Kizil Caves of the Thousand Buddhas) are a set of Buddhist rock-cut caves located near Kizil Township ( zh, s=克孜尔乡, p=Kèzī'ěr Xiāng, labels=no) in Ba ...
File:Dragon-King_Mabi_saving_traders,_Kizil_cave_17.jpg, Two-headed dragon capturing traders, Cave 17
Sab leading the way, Kizil Cave 17.jpg, Sab leading the way for the 500 traders, Kizil Cave 17.
Sogdian merchants, generals, and statesmen in Imperial China
Aside from the Sogdians of Central Asia who acted as middlemen in the Silk Road trade, other Sogdians settled down in China for generations. Many Sogdians lived in
Luoyang
Luoyang ( zh, s=洛阳, t=洛陽, p=Luòyáng) is a city located in the confluence area of the Luo River and the Yellow River in the west of Henan province, China. Governed as a prefecture-level city, it borders the provincial capital of Zheng ...
, capital of the Jin dynasty (266–420), Jin dynasty (266–420), but fled following the collapse of the Jin dynasty's control over northern China in 311 AD and the rise of northern nomadic tribes.
Aurel Stein
Sir Marc Aurel Stein,
(; 26 November 1862 – 26 October 1943) was a Hungarian-born British archaeologist, primarily known for his explorations and archaeological discoveries in Central Asia. He was also a professor at Indian universities.
...
discovered 5 letters written in Sogdian known as the "Ancient Letters" in an abandoned watchtower near Dunhuang in 1907. One of them was written by a Sogdian woman named Miwnay who had a daughter named Shayn and she wrote to her mother Chatis in Sogdia. Miwnay and her daughter were abandoned in China by Nanai-dhat, her husband who was also Sogdian like her. Nanai-dhat refused to help Miwnay and their daughter after forcing them to come with him to Dunhuang and then abandoning them, telling them they should serve the Han Chinese. Miwnay asked one of her husband's relative Artivan and then asked another Sogdian man, Farnkhund to help them but they also abandoned them. Miwnay and her daughter Shayn were then forced to became servants of Han Chinese after living on charity from a priest. Miwnay cursed her Sogdian husband for leaving her, saying she would rather have been married to a pig or dog. Another letter in the collection was written by the Sogdian Nanai-vandak addressed to Sogdians back home in Samarkand informing them about a mass rebellion by Xiongnu Hun rebels against their Han Chinese rulers of the Western Jin dynasty informing his people that every single one of the diaspora Sogdians and Indians in the Chinese Western Jin capital Luoyang died of starvation due to the uprising by the rebellious Xiongnu, who were formerly subjects of the Han Chinese. The Han Chinese emperor abandoned Luoyang when it came under siege by the Xiongnu rebels and his palace was burned down. Nanai-vandak also said the city of Ye (Hebei), Ye was no more as the Xiongnu rebellion resulted in disaster for the Sogdian diaspora in China. Han Chinese men frequently bought Sogdian slave girls for sexual relations.
Still, some Sogdians continued living in Gansu.
A community of Sogdians remained in the Northern Liang capital of Wuwei, Gansu, Wuwei, but when the Northern Liang were defeated by the Northern Wei in 439 AD, many Sogdians were forcibly relocated to the Northern Wei capital of Datong, thereby fostering exchanges and trade for the new dynasty. Numerous :Commons:Central Asian objects of Northern Wei tombs, Central Asian objects have been found in Northern Wei tombs, such as the tomb of Feng Hetu.
Other Sogdians came from the west and took positions in Chinese society. The ''Bei shi'' describes how a Sogdian came from Anxi (western Sogdiana or Parthia) to China and became a ''sabao'' (薩保, from Sanskrit ''sarthavaha'', meaning caravan leader)
[Liu, Xinru, "The Silk Road: Overland Trade and Cultural Interactions in Eurasia", in ''Agricultural and Pastoral Societies in Ancient and Classical History'', ed. Michael Adas, American Historical Association, Philadelphia: Temple University Press, 2001, p. 168.] who lived in Jiuquan during the Northern Wei (386 – 535 AD), and was the ancestor of An Tugen, a man who rose from a common merchant to become a top ranking minister of state for the Northern Qi (550 – 577 AD).
Valerie Hansen asserts that around this time and extending into the
Tang dynasty
The Tang dynasty (, ; zh, c=唐朝), or the Tang Empire, was an Dynasties of China, imperial dynasty of China that ruled from 618 to 907, with an Wu Zhou, interregnum between 690 and 705. It was preceded by the Sui dynasty and followed ...
(618 – 907 AD), the Sogdians "became the most influential of the non-Chinese groups resident in China". Two different types of Sogdians came to China, envoys and merchants. Sogdian envoys settled, marrying Chinese women, purchasing land, with newcomers living there permanently instead of returning to their homelands in Sogdiana.
They were concentrated in large numbers around Luoyang and Chang'an, and also Xiangyang in present-day Hubei, building
Zoroastrian
Zoroastrianism ( ), also called Mazdayasnā () or Beh-dīn (), is an Iranian religion centred on the Avesta and the teachings of Zarathushtra Spitama, who is more commonly referred to by the Greek translation, Zoroaster ( ). Among the wo ...
Fire temple, temples to service their communities once they reached the threshold of roughly 100 households.
From the Northern Qi to Tang periods, the leaders of these communities, the ''sabao'', were incorporated into the official hierarchy of state officials.
During the 6–7th centuries AD, Sogdian families living in China created important tombs with funerary epitaphs explaining the history of their illustrious houses. Their burial practices blended both Chinese forms such as carved funerary beds with Zoroastrian sensibilities in mind, such as separating the body from both the earth and water. :Template:Sogdian tombs in China, Sogdian tombs in China are among the most lavish of the period in this country, and are only inferior to Imperial tombs, suggesting that the Sogdian ''Sabao'' were among the wealthiest members of the population.

In addition to being merchants, monks, and government officials, Sogdians also served as soldiers in the Tang military.
[Howard, Michael C., ''Transnationalism in Ancient and Medieval Societies, the Role of Cross Border Trade and Travel'', McFarland & Company, 2012, p. 135.] An Lushan, whose father was Sogdian and mother a Gokturk, rose to the position of a military governor (''jiedushi'') in the northeast before leading the An Lushan Rebellion (755 – 763 AD), which split the loyalties of the Sogdians in China.
The An Lushan rebellion was supported by many Sogdians, and in its aftermath many of them were slain or changed their names to escape their Sogdian heritage, so that little is known about the Sogdian presence in North China since that time. The former Yan rebel general Gao Juren of Goguryeo descent ordered a mass slaughter of West Asian (Central Asian)
Sogdians in Fanyang, also known as Jicheng (Beijing), in Youzhou Ethnic issues in China#History, identifying them through their big noses and lances were used to impale their children when he rebelled against the rebel Yan emperor Shi Chaoyi An Lushan Rebellion#Implosion of Yan and end of the rebellion, and defeated rival Yan dynasty forces under the Turk Ashina Chengqing, High nosed Sogdians were slaughtered in Youzhou in 761. Youzhou had Linzhou, another "protected" prefecture attached to it and Sogdians lived there in great numbers. because Gao Juren, like Tian Shengong wanted to defect to the Tang dynasty and wanted them to publicly recognize and acknowledge him as a regional warlord and offered the slaughter of the Central Asian Hu "barbarians" as a blood sacrifice for the Tang court to acknowledge his allegiance without him giving up territory. according to the book, "History of An Lushan" (安祿山史記). Another source says the slaughter of the Hu barbarians serving Ashina Chengqing was done by Gao Juren in Fanyang in order to deprive him of his support base, since the Tiele, Tongluo, Sogdians and Turks were all Hu and supported the Turk Ashina Chengqing against the Mohe, Xi, Khitan and Goguryeo origin soldiers led by Gao Juren. Gao Juren was later killed by Li Huaixian, who was loyal to Shi Chaoyi. A massacre of foreign Arab and Persian Muslim merchants by former Yan rebel general Tian Shengong happened during the An Lushan rebellion in the Yangzhou massacre (760), since Tian Shengong was defecting to the Tang dynasty and wanted them to publicly recognized and acknowledge him, and the Tang court portrayed the war as between rebel hu barbarians of the Yan against Han Chinese of the Tang dynasty, Tian Shengong slaughtered foreigners as a blood sacrifice to prove he was loyal to the Han Chinese Tang dynasty state and for them to recognize him as a regional warlord without him giving up territory, and he killed other foreign Hu barbarian ethnicities as well whose ethnic groups were not specified, not only Arabs and Persians since it was directed against all foreigners.
Sogdians continued as active traders in China following the defeat of the rebellion, but many of them were compelled to hide their ethnic identity. A prominent case was An Chongzhang, Minister of War, and Duke of Liang who, in 756, asked Emperor Suzong of Tang to allow him to change his name to Li Baoyu because of his shame in sharing An (surname), the same surname with the rebel leader.
This change of surnames was enacted retroactively for all of his family members, so that his ancestors would also be bestowed the Li (surname), surname Li.
The Nestorian Christians like the
Bactria
Bactria (; Bactrian language, Bactrian: , ), or Bactriana, was an ancient Iranian peoples, Iranian civilization in Central Asia based in the area south of the Oxus River (modern Amu Darya) and north of the mountains of the Hindu Kush, an area ...
n Priest Yisi of
Balkh
Balkh is a town in the Balkh Province of Afghanistan. It is located approximately to the northwest of the provincial capital city Mazar-i-Sharif and approximately to the south of the Amu Darya and the Afghanistan–Uzbekistan border. In 2021 ...
helped the Tang dynasty general Guo Ziyi militarily crush the An Lushan rebellion, with Yisi personally acting as a military commander and Yisi and the Nestorian Church of the East were rewarded by the Tang dynasty with titles and positions as described in the Nestorian Stele.
Amoghavajra used his rituals against An Lushan while staying in Chang'an when it was occupied in 756 while the Tang dynasty crown prince and Xuanzong emperor had retreated to Sichuan. Amoghavajra's rituals were explicitly intended to introduced death, disaster and disease against An Lushan. As a result of Amoghavajrya's assistance in crushing An Lushan, Estoteric Buddhism became the official state Buddhist sect supported by the Tang dynasty, "Imperial Buddhism" with state funding and backing for writing scriptures, and constructing monasteries and temples. The disciples of Amoghavajra did ceremonies for the state and emperor. Tang dynasty Emperor Suzong was crowned as cakravartin by Amoghavajra after victory against An Lushan in 759 and he had invoked the Acala vidyaraja against An Lushan. The Tang dynasty crown prince Li Heng (later Suzong) also received important strategic military information from Chang'an when it was occupied by An Lushan though secret message sent by Amoghavajra.
Epitaphs were found dating from the Tang dynasty of a Christian couple in
Luoyang
Luoyang ( zh, s=洛阳, t=洛陽, p=Luòyáng) is a city located in the confluence area of the Luo River and the Yellow River in the west of Henan province, China. Governed as a prefecture-level city, it borders the provincial capital of Zheng ...
of a Nestorian Christian Sogdian woman, who Lady An (安氏) who died in 821 and her Nestorian Christian Han Chinese husband, Hua Xian (花献) who died in 827. These Han Chinese Christian men may have married Sogdian Christian women because of a lack of Han Chinese women belonging to the Christian religion, limiting their choice of spouses among the same ethnicity. Another epitaph in Luoyang of a Nestorian Christian Sogdian woman also surnamed An was discovered and she was put in her tomb by her military officer son on 22 January 815. This Sogdian woman's husband was surnamed He (和) and he was a Han Chinese man and the family was indicated to be multiethnic on the epitaph pillar. In Luoyang, the mixed raced sons of Nestorian Christian Sogdian women and Han Chinese men has many career paths available for them. Neither their mixed ethnicity nor their faith were barriers and they were able to become civil officials, a military officers and openly celebrated their Christian religion and support Christian monasteries.
During the Tang and subsequent Five Dynasties and Ten Kingdoms, Five Dynasties and Song dynasty, a large community of Sogdians also existed in the multicultural ''entrepôt'' of Dunhuang, Gansu, a major center of Buddhist learning and home to the Buddhist Mogao Caves. Although Dunhuang and the Hexi Corridor were captured by the Tibetan Empire after the An Lushan Rebellion, in 848 the ethnic Han Chinese general Zhang Yichao (799–872) managed to wrestle control of the region from Era of Fragmentation, the Tibetans during their civil war, establishing the Guiyi Circuit under Emperor Xuānzong of Tang (r. 846–859).
[''Zizhi Tongjian'', :zh:s:資治通鑑/卷249, vol. 249.] Although the region occasionally fell under the rule of different states, it retained its multilingual nature as evidenced by an abundance of manuscripts (religious and secular) in Chinese language, Chinese and Tibetan languages, Tibetan, but also
Sogdian, Saka language, Khotanese (another
Eastern Iranian language native to Western Regions, the region), Uyghur language, Uyghur, and Sanskrit.
There were nine prominent Sogdian clans (昭武九姓). The names of these clans have been deduced from the Chinese surnames listed in a Dunhuang manuscripts, Tang-era Dunhuang manuscript (Pelliot chinois 3319V).
Each "clan" name refers to a different city-state as the Sogdian used the name of their hometown as their Chinese surname. Of these the most common Sogdian surname throughout China was Shí (surname), Shí (石, generally given to those from Chach, modern
Tashkent
Tashkent (), also known as Toshkent, is the Capital city, capital and List of cities in Uzbekistan, largest city of Uzbekistan. It is the most populous city in Central Asia, with a population of more than 3 million people as of April 1, 2024. I ...
). The following surnames also appear frequently on Dunhuang manuscripts and registers: Shǐ (surname), Shǐ (史, from Kesh, modern Shahrisabz), An (surname), An (安, from Bukhara), Mi (surname), Mi (米, from
Panjakent
Panjakent () or Penjikent () is a city in the Sughd province of Tajikistan on the river Zeravshan (river), Zeravshan, with a population of 52,500 (2020 estimate). It was once an ancient town in Sogdiana. The ruins of the old town are on the outsk ...
), Kang (Chinese surname), Kāng (康, from
Samarkand
Samarkand ( ; Uzbek language, Uzbek and Tajik language, Tajik: Самарқанд / Samarqand, ) is a city in southeastern Uzbekistan and among the List of oldest continuously inhabited cities, oldest continuously inhabited cities in Central As ...
), Cao (Chinese surname), Cáo (曹, from Kabudhan, north of the Zeravshan River), and Hé (何, from Kushaniyah).
Confucius is said to have expressed a desire to live among the "nine tribes" which may have been a reference to the Sogdian community.
The influence of Sinicized and multilingual Sogdians during this ''Guiyijun'' (歸義軍) period (c. 850 – c. 1000 AD) of Dunhuang is evident in a large number of manuscripts written in Chinese characters from left to right instead of vertically, mirroring the direction of how the Sogdian alphabet is read. Sogdians of Dunhuang also commonly formed and joined lay associations among their local communities, convening at Sogdian-owned taverns in scheduled meetings mentioned in their epistle, epistolary letters. Sogdians living in Turfan under the Tang dynasty and Gaochang Kingdom engaged in a variety of occupations that included: farming, military service, painting, leather crafting and selling products such as iron goods.
The Sogdians had been migrating to Turfan since the 4th century, yet the pace of migration began to climb steadily with the Muslim conquest of Persia and Fall of the Sasanian Empire in 651, followed by the Islamic conquest of Samarkand in 712.
Language and culture
The 6th century is thought to be the peak of Sogdian culture, judging by its highly developed artistic tradition. By this point, the Sogdians were entrenched in their role as the central Asian traveling and trading merchants, transferring goods, culture and religion. During the Middle Ages, the Zarafshan Range, valley of the Zarafshan around Samarkand retained its Sogdian name, Samarkand.
According to the ''Encyclopædia Britannica Eleventh Edition, Encyclopædia Britannica'', medieval Arab geographers considered it one of the four fairest regions of the world.
Where the Sogdians moved in considerable numbers, their language made a considerable impact. For instance, History of the Han dynasty, during China's Han dynasty, the native name of the Tarim Basin city-state of Loulan was "Kroraina", possibly Greek language, from Greek due to Indo-Greek Kingdom, nearby Hellenistic influence. However, centuries later in 664 AD, the Tang Chinese Buddhist monk
Xuanzang
Xuanzang (; ; 6 April 6025 February 664), born Chen Hui or Chen Yi (), also known by his Sanskrit Dharma name Mokṣadeva, was a 7th-century Chinese Bhikkhu, Buddhist monk, scholar, traveller, and translator. He is known for the epoch-making ...
labelled it as "Nafupo" (納縛溥), which according to Hisao Matsuda is a transliteration of the Sogdian word ''Navapa'' meaning "new water".
Art
The Afrasiab paintings of the 6th to 7th centuries in Samarkand, Uzbekistan, offer a rare surviving example of Sogdian art. The paintings, showing scenes of daily life and events such as the arrival of foreign ambassadors, are located within the ruins of aristocratic homes. It is unclear if any of these palatial residences served as the official palace of the rulers of Samarkand. The oldest surviving Sogdian monumental wall murals date to the 5th century and are located at Panjakent, Tajikistan. In addition to revealing aspects of their social and political lives, Sogdian art has also been instrumental in aiding historians' understanding of their religious beliefs. For instance, it is clear that Buddhist Sogdians incorporated some of their own Persian mythology, Iranian deities into their version of the Buddhist Pantheon. At Zhetysu, Sogdian gilded bronze plaques on a Buddhist temple show a pairing of a male and female deity with outstretched hands holding a miniature camel, a common non-Buddhist image similarly found in the paintings of Samarkand and Panjakent.
Language
The Sogdians spoke an Eastern Iranian language called Sogdian, closely related to Bactrian language, Bactrian, Khwarezmian language, Khwarazmian, and the Kingdom of Khotan, Khotanese Saka language, widely spoken Eastern Iranian languages of Central Asia in ancient times.
[Tafazzoli, A. (2003), "Iranian Languages", in C. E. Bosworth and M. S. Asimov, ''History of Civilizations of Central Asia, Volume IV: The Age of Achievement, A.D. 750 to the End of the Fifteenth Century'', Delhi: Motilal Banarsidass Publishers Private Limited, p 323.] Sogdian was also prominent in the oasis city-state of
Turfan
Turpan () or Turfan ( zh, s=吐鲁番) is a prefecture-level city located in the east of the autonomous region of Xinjiang, China. It has an area of and a population of 693,988 (2020). The historical center of the prefectural area has shifted ...
in the Tarim Basin region of Northwest China (in modern
Xinjiang
Xinjiang,; , SASM/GNC romanization, SASM/GNC: Chinese postal romanization, previously romanized as Sinkiang, officially the Xinjiang Uygur Autonomous Region (XUAR), is an Autonomous regions of China, autonomous region of the China, People' ...
).
Judging by the Sogdian Bugut inscription of Mongolia written c. 581, the Sogdian language was also an official language of the First Turkic Khaganate established by the Gokturks.
[Mark J. Dresden (1981), "Introductory Note", in Guitty Azarpay, Sogdian Painting: the Pictorial Epic in Oriental Art, Berkeley, Los Angeles, London: University of California Press, p. 9, .]
Sogdian was written largely in three scripts: the Sogdian alphabet, the Syriac alphabet, and the Manichaean alphabet, each derived from the Aramaic alphabet, which had been widely used in both the Achaemenid and Parthian Empire, Parthian empires of ancient Iran.
[Christoph Baumer (2012), ''The History of Central Asia: the Age of the Steppe Warriors'', London, New York: I.B. Tauris, p. 202–203, .] The Sogdian alphabet formed the basis of the Old Uyghur alphabet of the 8th century, which in turn was used to create the Mongolian script of the early
Mongol Empire
The Mongol Empire was the List of largest empires, largest contiguous empire in human history, history. Originating in present-day Mongolia in East Asia, the Mongol Empire at its height stretched from the Sea of Japan to parts of Eastern Euro ...
during the 13th century. Later in 1599, the Jurchen leader Nurhaci decided to convert the Mongolian alphabet to make it suitable for the Manchu people.
The Yaghnobi people living in the
Sughd
Sughd Province, also referred to as the Sogdia Region, and Leninabad before 2001, is one of the four administrative divisions and one of the three provinces of Tajikistan, provinces that make up Tajikistan. Centered in the historical Sogdiana, it ...
province of
Tajikistan
Tajikistan, officially the Republic of Tajikistan, is a landlocked country in Central Asia. Dushanbe is the capital city, capital and most populous city. Tajikistan borders Afghanistan to the Afghanistan–Tajikistan border, south, Uzbekistan to ...
still speak Yaghnobi language, a descendant of the Sogdian language.
Yaghnobi is largely a continuation of the medieval Sogdian dialect from the Osrushana region of the western Fergana Valley. The great majority of the Sogdian people assimilated with other local groups such as the Bactrians, Kwaresm, Chorasmians, and Persians, and came to speak Persian. In 819, the Persian speaking population founded the Samanid Empire in the region. They are among the ancestors of the modern Tajiks. Numerous Sogdian cognates can be found in the modern Tajik language, although the latter is a Western Iranian language.
Clothing
Early medieval Sogdian costumes can be divided in two periods: Hephthalite, Hephtalitic (5th and 6th centuries) and Turkic (7th and early 8th centuries). The latter did not become common immediately after the political dominance of the Gökturks but only in c. 620 when, especially following Western Turkic Khaganate, Western Turkic Khagan Tong Yabghu Qaghan, Ton-jazbgu's reforms, Sogd was Turkized and the local nobility was officially included in the Khaganate's administration.
For both sexes clothes were tight-fitted, and narrow waists and wrists were appreciated. The silhouettes for grown men and young girls emphasized wide shoulders and narrowed to the waist; the silhouettes for female aristocrats were more complicated. The Sogdian clothing underwent a thorough process of Islamization in the ensuing centuries, with few of the original elements remaining. In their stead, turbans, kaftans, and sleeved coats became more common.
Religious beliefs
The Sogdians practiced a variety of religious faiths. However, Zoroastrianism was most likely their main religion, as demonstrated by material evidence, such as the discovery in Samarkand, Panjakent and Er-Kurgan of murals depicting votaries making offerings before fire altars and ossuaries holding the bones of the dead – in accordance with Zoroastrian ritual. At
Turfan
Turpan () or Turfan ( zh, s=吐鲁番) is a prefecture-level city located in the east of the autonomous region of Xinjiang, China. It has an area of and a population of 693,988 (2020). The historical center of the prefectural area has shifted ...
, Sogdian burials shared similar features with traditional Chinese practices, yet they still retained essential Zoroastrian rituals, such as Tower of Silence, allowing the bodies to be picked clean by scavengers before burying the bones in ossuaries.
[Hansen, Valerie (2012), ''The Silk Road: A New History'', Oxford University Press, p. 98, .] They also Animal sacrifice, sacrificed animals to Zoroastrian deities, including the supreme deity
Ahura Mazda
Ahura Mazda (; ; or , ),The former is the New Persian rendering of the Avestan form, while the latter derives from Middle Persian. also known as Horomazes (),, is the only creator deity and Sky deity, god of the sky in the ancient Iranian ...
.
Zoroastrianism remained the dominant religion among Sogdians until after the Early Muslim conquests, Islamic conquest, when they gradually converted to Islam, as is shown by Richard Bulliet's "conversion curve".
[Tobin 113–115]
One of the most widely worshiped deities in Sogdia was the goddess Nana (Bactrian goddess), Nana, derived from the Mesopotamian goddess Nanaya, and is traditionally depicted as a 4 armed goddess riding a lion, holding the sun and moon. She and the river god Oxus (god), Oxus were some of the most widely attested deities from the region. She was regarded as a civic and astral goddess, and her sacred city was Panjikent.
The Sogdian religious texts found in China and dating to the Northern and Southern dynasties#The Northern dynasties, Northern dynasties, Sui dynasty, Sui, and Tang are mostly Buddhist (translated from Chinese sources), Manichaean, and
Nestorian Christian
Nestorianism is a term used in Christian theology and Church history to refer to several mutually related but doctrinarily distinct sets of teachings. The first meaning of the term is related to the original teachings of Christian theologian ...
, with only a small minority of Zoroastrian texts.
But, tombs of Sogdian merchants in China dated to the last third of the 6th century show predominantly Zoroastrian motifs or Zoroastrian-Manichaean syncretism, while archaeological remains from Sogdiana appear fairly Iranian and conservatively Zoroastrian.
However, the Sogdians epitomized the religious plurality found along the trade routes. The largest body of Sogdian texts are Buddhist, and Sogdians were among the principal translators of Buddhist sutras into Chinese. However, Buddhism did not take root in Sogdiana itself. Additionally, the Bulayiq monastery to the north of Turpan contained Sogdian Christian texts, and there are numerous Manichaean texts in Sogdiana from nearby Qocho. The reconversion of Sogdians from Buddhism to Zoroastrianism coincided with the adoption of Zoroastrianism by the Sassanid Empire of Persia.
From the 4th century onwards, Sogdian Buddhist pilgrims left behind evidence of their travels along the steep cliffs of the Indus River and Hunza Valley. It was here that they carved images of the Buddha and holy stupas in addition to their full names, in hopes that the Buddha would grant them his protection.
The Sogdians also practiced Manichaeism, the faith of Mani (prophet), Mani, which they spread among the Uyghurs. The Uyghur Khaganate (744–840 AD) developed close ties to Tang China once it had aided the Tang in suppressing the rebellion of An Lushan and his Göktürk successor Shi Siming, establishing an annual trade relationship of one million bolts of Chinese silk for one hundred thousand horses.
[Liu, Xinru, "The Silk Road: Overland Trade and Cultural Interactions in Eurasia", in ''Agricultural and Pastoral Societies in Ancient and Classical History'', ed. Michael Adas, American Historical Association, Philadelphia: Temple University Press, 2001, p. 169.] The Uyghurs relied on Sogdian merchants to sell much of this silk further west along the Silk Road, a symbiotic relationship that led many Uyghurs to adopt Chinese Manichaeism, Manichaeism from the Sogdians.
However, evidence of Manichaean liturgical and canonical texts of Sogdian origin remains fragmentary and sparse compared to their corpus of Buddhist writings. The Uyghurs were also followers of Buddhism. For instance, they can be seen wearing silk robes in the ''praṇidhi'' scenes of the Bezeklik Thousand Buddha Caves, Uyghur Bezeklik Buddhist murals of Xinjiang, China, particularly Scene 6 from Temple 9 showing :File:BezeklikSogdianMerchants.jpg, Sogdian donors to the Buddha.
[Gasparini, Mariachiara.]
A Mathematic Expression of Art: Sino-Iranian and Uighur Textile Interactions and the Turfan Textile Collection in Berlin
, in Rudolf G. Wagner and Monica Juneja (eds), ''Transcultural Studies'', Ruprecht-Karls Universität Heidelberg, No 1 (2014), pp 134–163
In addition to Puranas, Puranic cults, there were five Hindu deities known to have been worshipped in Sogdiana.
These were Brahma, Indra, Shiva, Mahadeva (Shiva), Narayana, and Vaishravana; the gods Brahma, Indra, and Shiva were known by their Sogdian names Zravan, Adbad and Veshparkar, respectively.,
As seen in an 8th-century mural from Panjakent, portable fire altars can be "associated" with Mahadeva (Buddhism), Mahadeva-Veshparkar, Brahma-Zravan, and Indra-Abdab, according to Braja Bihārī Kumar.
[Braja Bihārī Kumar (2007). "India and Central Asia: Links and Interactions", in J.N. Roy and B.B. Kumar (eds), ''India and Central Asia: Classical to Contemporary Periods'', 3–33. New Delhi: Published for Astha Bharati Concept Publishing Company. , p. 8.]
Among the Sogdian Christians known in China from inscriptions and texts were An Yena, a Christian from An country (Bukhara). Mi Jifen a Christian from Mi country (Maymurgh), Kang Zhitong, a Sogdian Christian cleric from Kang country (Samarkand), Mi Xuanqing a Sogdian Christian cleric from Mi country (Maymurgh), Mi Xuanying, a Sogdian Christian cleric from Mi country (Maymurgh), An Qingsu, a Sogdian Christian monk from An country (Bukhara).
When visiting Yuan-era Zhenjiang, Jiangsu, China during the late 13th century, the Venice, Venetian explorer and merchant Marco Polo noted that Europeans in Medieval China, a large number of Christian churches had been built there. His claim is confirmed by a Chinese text of the 14th century explaining how a Sogdian named Mar-Sargis from Samarkand founded six Church of the East in China, Nestorian Christian churches there, in addition to one in Hangzhou during the second half of the 13th century. Nestorian Christianity had existed in China earlier during the Tang dynasty when a Persian monk named Alopen came to Chang'an in 653 to proselytize, as described in a dual Chinese and Syriac language inscription from Chang'an (modern Xi'an), dated to the year 781. Within the Syriac inscription is a list of priests and monks, one of whom is named Gabriel, the archdeacon of "Xumdan" and "Sarag", the Sogdian names for the Chinese capital cities
Chang'an
Chang'an (; zh, t=長安, s=长安, p=Cháng'ān, first=t) is the traditional name of the city now named Xi'an and was the capital of several Chinese dynasties, ranging from 202 BCE to 907 CE. The site has been inhabited since Neolithic time ...
and
Luoyang
Luoyang ( zh, s=洛阳, t=洛陽, p=Luòyáng) is a city located in the confluence area of the Luo River and the Yellow River in the west of Henan province, China. Governed as a prefecture-level city, it borders the provincial capital of Zheng ...
, respectively. In regards to textual material, the earliest Christian gospel texts Bible translations into Sogdian, translated into Sogdian coincide with the reign of the Sasanian Persian monarch Yazdegerd II (r. 438–457), and were translated from the ''Peshitta'', the standard version of the Bible in Syriac Christianity.
Slave trade
Slavery existed in China since ancient times, although during the Han dynasty the proportion of slaves to the overall population was roughly 1%, far lower than the estimate for the contemporary Greco-Roman world (estimated at 15% of Demography of the Roman Empire, the entire population). During the Tang period, slaves were not allowed to marry a commoner's daughter, were not allowed to have sexual relations with any female member of their master's family, and although fornication with female slaves was forbidden in the Tang Code, Tang code of law, it was widely practiced. Manumission was also permitted when a slave woman gave birth to her master's son, which allowed for her elevation to the legal status of a commoner, yet she could only live as a concubine and not as the wife of her former master.
Sogdian and Chinese merchants regularly traded in slaves in and around Turpan during the Tang dynasty.
Turpan
Turpan () or Turfan ( zh, s=吐鲁番) is a prefecture-level city located in the east of the Autonomous regions of China, autonomous region of Xinjiang, China. It has an area of and a population of 693,988 (2020). The historical center of the ...
under
Tang dynasty
The Tang dynasty (, ; zh, c=唐朝), or the Tang Empire, was an Dynasties of China, imperial dynasty of China that ruled from 618 to 907, with an Wu Zhou, interregnum between 690 and 705. It was preceded by the Sui dynasty and followed ...
rule was a center of major commercial activity between Chinese and Sogdian people, Sogdian merchants. There were many inns in Turpan. Some provided Sogdian sex workers with an opportunity to service the
Silk Road
The Silk Road was a network of Asian trade routes active from the second century BCE until the mid-15th century. Spanning over , it played a central role in facilitating economic, cultural, political, and religious interactions between the ...
merchants, since the official histories report that there were markets in women at
Kucha
Kucha or Kuche (also: ''Kuçar'', ''Kuchar''; , Кучар; zh, t= 龜茲, p=Qiūcí, zh, t= 庫車, p=Kùchē; ) was an ancient Buddhist kingdom located on the branch of the Silk Road that ran along the northern edge of what is now the Taklam ...
and
Khotan
Hotan (also known by #Etymology, other names) is a major oasis town in southwestern Xinjiang, an Autonomous regions of China, autonomous region in Northwestern China. The city proper of Hotan broke off from the larger Hotan County to become an ...
. The Sogdian-language contract buried at the Astana Cemetery, Astana graveyard demonstrates that at least one Chinese man bought a Sogdian girl in 639 AD. One of the archaeologists who excavated the Astana site, Wu Zhen, contends that, although many households along the Silk Road bought individual slaves, as demonstrated in the earlier documents from Niya, the Turpan documents point to a massive escalation in the volume of the slave trade. In 639 a female Sogdian slave was sold to a Chinese man, as recorded in an Astana cemetery legal document written in Sogdian.
Khotan and
Kucha
Kucha or Kuche (also: ''Kuçar'', ''Kuchar''; , Кучар; zh, t= 龜茲, p=Qiūcí, zh, t= 庫車, p=Kùchē; ) was an ancient Buddhist kingdom located on the branch of the Silk Road that ran along the northern edge of what is now the Taklam ...
were places where women were commonly sold, with ample evidence of the slave trade in Turfan thanks to contemporary textual sources that have survived.
In Tang poetry Sogdian girls also frequently appear as waiting staff, serving maids in the taverns and inns of the capital Chang'an.
Sogdian slave girls and their Chinese male owners made up the majority of Sogdian female-Chinese male pairings, while free Sogdian women were the most common spouse of Sogdian men. A smaller number of Chinese women were paired with elite Sogdian men. Sogdian man-and-woman pairings made up eighteen out of twenty-one marriages according to existing documents.
A document dated 731 AD reveals that precisely forty Bolt (cloth), bolts of silk were paid to a certain Mi Lushan, a slave dealing Sogdian, by a Chinese man named Tang Rong (唐榮) of Chang'an, for the purchase of an eleven-year-old girl. A person from Xizhou, a Tokharistani (i.e. Bactrian), and three Sogdians verified the sale of the girl.
Central Asians like Sogdians were called "Hu" (胡) by the Chinese during the Tang dynasty. Central Asian "Hu" women were stereotyped as barmaids or dancers by Han in China. Han Chinese men engaged in mostly extra-marital sexual relationships with them as the "Hu" women in China mostly occupied positions where sexual services were sold to patrons like singers, maids, slaves and prostitutes. Southern Baiyue girls were exoticized in poems. Han men did not want to legally marry them unless they had no choice such as if they were on the frontier or in exile since the Han men would be socially disadvantaged and have to marry non-Han. The task of taking care of herd animals like sheep and cattle was given to "Hu" slaves in China.
Modern historiography

In 1916, the French Sinologist and historian Paul Pelliot used Dunhuang manuscripts, Tang Chinese manuscripts excavated from Dunhuang, Gansu to identify an ancient Sogdian colony south of Lop Nur in Xinjiang (Northwest China), which he argued was the base for the spread of Buddhism and Nestorian Christianity in China.
[Rong, Xinjiang, "New light on Sogdian Colonies along the Silk Road : Recent Archaeological Finds in Northern China (Lecture at the BBAW on 20 September 2001)", in ''Berichte und Abhandlungen'' (17 December 2009); 10, S., p. 148.] In 1926, Japanese scholar Kuwabara compiled evidence for Sogdians in Chinese historical sources, and by 1933, Chinese historian Xiang Da published his ''Tang Chang'an and Central Asian Culture'', detailing the Sogdian influence on Chinese social religious life in the History of Xi'an, Tang-era Chinese capital city.
The Canadian Sinologist Edwin G. Pulleyblank published an article in 1952, demonstrating the presence of a Sogdian colony founded in Six Hu Prefectures of the Ordos Loop during the Chinese Tang period, composed of Sogdians and Turkic peoples who migrated from the Mongolian steppe.
The Japanese historian Ikeda on wrote an article in 1965, outlining the history of the Sogdians inhabiting Dunhuang from the beginning of the 7th century, analyzing lists of their Chinese surname, Sinicized names and the role of Zoroastrianism and Buddhism in their religious life. Yoshida Yutaka and Kageyama Etsuko, Japanese ethnographers and linguists of the Sogdian language, were able to reconstruct Sogdian names from forty-five different Chinese transliterations, noting that these were common in Turfan whereas Sogdians living closer to the center of Chinese civilization for generations adopted traditional Chinese names.
Notable people
* Amoghavajra, prolific translator and one of the most politically powerful Buddhist monks of Chinese history, of Sogdian descent through his mother
[
][
]
* An Lushan (安祿山),
a military leader of Sogdian (from his father's side) and Gökturks, Tūjué origin during the
Tang dynasty
The Tang dynasty (, ; zh, c=唐朝), or the Tang Empire, was an Dynasties of China, imperial dynasty of China that ruled from 618 to 907, with an Wu Zhou, interregnum between 690 and 705. It was preceded by the Sui dynasty and followed ...
in China; he rose to prominence by fighting (and losing) frontier wars between 741 and 755. Later, he precipitated the catastrophic An Lushan Rebellion, which lasted from 755 to 763 and led to the decline of the Tang dynasty
* An Qingxu (安慶緒), son of An Lushan
* An Chonghui (安重誨), a minister of China's Later Tang
* An Congjin (安從進), a general of Later Tang and China's Later Jin (Five Dynasties)

* An Chongrong (安重榮), a general of China's Later Jin (Five Dynasties)
*
Apama
Apama (), sometimes known as Apama I or Apame I, was a Sogdian noblewoman and the wife of the first ruler of the Seleucid Empire, Seleucus I Nicator. They Susa weddings, married at Susa in 324 BC. According to Arrian, Apama was the daughter of t ...
,
daughter of
Spitamenes
Spitamenes (Old Persian ''Spitamana''; Greek ''Σπιταμένης''; 370 BC – 328 BC) was a Sogdian warlordHolt, Frank L. (1989), ''Alexander the Great and Bactria: the Formation of a Greek Frontier in Central Asia'', Leiden, New York, Co ...
(see below) and wife of
Seleucus I Nicator
Seleucus I Nicator (; Ancient Greek, Greek: Σέλευκος Νικάτωρ, ''Séleukos Nikátōr'', "Seleucus the Victorious"; ) was a Ancient Macedonians, Macedonian Greek general, officer and successor of Alexander the Great who went on to fo ...
, founder of the
Seleucid Empire
The Seleucid Empire ( ) was a Greek state in West Asia during the Hellenistic period. It was founded in 312 BC by the Macedonian general Seleucus I Nicator, following the division of the Macedonian Empire founded by Alexander the Great ...
* Azanes (general), Azanes,
[Mark J. Dresden (2003), "Sogdian Language and Literature", in Ehsan Yarshater, ''The Cambridge History of Iran, Vol III: The Seleucid, Parthian, and Sasanian Periods'', Cambridge: Cambridge University Press, p. 1216, .] son of Artaios, who led a contingent of Sogdian troops in the Persian army of
Xerxes I
Xerxes I ( – August 465 BC), commonly known as Xerxes the Great, was a List of monarchs of Persia, Persian ruler who served as the fourth King of Kings of the Achaemenid Empire, reigning from 486 BC until his assassination in 465 BC. He was ...
during the Second Persian invasion of Greece in 480 BC
*
Divashtich, 8th-century ruler of
Panjakent
Panjakent () or Penjikent () is a city in the Sughd province of Tajikistan on the river Zeravshan (river), Zeravshan, with a population of 52,500 (2020 estimate). It was once an ancient town in Sogdiana. The ruins of the old town are on the outsk ...
* Fazang,
Buddhist monk and influent philosopher of the 7th century, considered the founder of the Huayan school
*
Gurak,
8th-century ruler of
Samarkand
Samarkand ( ; Uzbek language, Uzbek and Tajik language, Tajik: Самарқанд / Samarqand, ) is a city in southeastern Uzbekistan and among the List of oldest continuously inhabited cities, oldest continuously inhabited cities in Central As ...
* Kang Senghui (康僧會),
Buddhist monk of the 3rd century who lived in Jiaozhi (modern-day Vietnam) during the Three Kingdoms period
* Kang Jing (康景)? – a possible Sogdian who worked at the Ming dynasty Mansion of the Prince of Qin (w:zh:明朝藩王列表 (秦王系), 明朝藩王列表 (秦王系)) as a servant
* Khaydhar ibn Kawus al-Afshin,
a general of the Abbasid caliphate and a vassal of the Abbasids as the prince of Osrushana during the 9th century
* Kaydar Nasr ibn 'Abdallah, Abbasid governor of Egypt in the Middle Ages, Egypt during the 9th century
* Li Baoyu (李抱玉),
formerly known as An Chongzhang (安重璋) and Chinese nobility, ennobled as Duke Zhaowu of Western Liang (Sixteen Kingdoms), Liang (涼昭武公), a general of the Chinese Tang dynasty who fought against the rebellion of An Lushan and the Tibetan Empire
* Mi Fu (米芾),
painter, poet, and calligrapher of the Song dynasty
* Malik ibn Kaydar, a 9th-century general of the Abbasid caliphate
* Muzaffar ibn Kaydar, son of Kaydar Nasr ibn 'Abdallah (see above), and yet another Abbasid governor of Egypt during the 9th century
*
Oxyartes,
Sogdian warlord from
Bactria
Bactria (; Bactrian language, Bactrian: , ), or Bactriana, was an ancient Iranian peoples, Iranian civilization in Central Asia based in the area south of the Oxus River (modern Amu Darya) and north of the mountains of the Hindu Kush, an area ...
, follower of
Bessus, and father of
Roxana, the wife of
Alexander the Great
Alexander III of Macedon (; 20/21 July 356 BC – 10/11 June 323 BC), most commonly known as Alexander the Great, was a king of the Ancient Greece, ancient Greek kingdom of Macedonia (ancient kingdom), Macedon. He succeeded his father Philip ...
*
Roxana,
the primary wife of Alexander the Great during the 4th century BC
* Shi Jingtang (石敬瑭), Emperor of China, temple name Gaozu (高祖)
*
Spitamenes
Spitamenes (Old Persian ''Spitamana''; Greek ''Σπιταμένης''; 370 BC – 328 BC) was a Sogdian warlordHolt, Frank L. (1989), ''Alexander the Great and Bactria: the Formation of a Greek Frontier in Central Asia'', Leiden, New York, Co ...
,
a Sogdian warlord who led an uprising against Alexander the Great in the late 4th century BC
*
Tarkhun,
8th-century ruler of Samarkand
* Abu'l-Saj Devdad, emir and official of the Abbasid caliphate and ancestor of the Sajid dynasty
*Muhammad al-Bukhari, Hadith composer and Islamic scholar, writer of Sahih al-Bukhari, ''Salih Al-Bukhari''.
Diaspora areas
* A community of merchant Sogdians resided in Northern Qi era Ye (ancient China), Ye.
* A community of Sogdians existed in Jicheng (Beijing) since at least the time of the
Tang dynasty
The Tang dynasty (, ; zh, c=唐朝), or the Tang Empire, was an Dynasties of China, imperial dynasty of China that ruled from 618 to 907, with an Wu Zhou, interregnum between 690 and 705. It was preceded by the Sui dynasty and followed ...
. They were targeted for slaughter by the Tang government during the An Lushan rebellion.
* Zoroastrianism in Sichuan#Sogdians, Sogdians in Yizhou (Sichuan)
* Turkic Khaganate era Inner Mongolia.
See also
* Ancient Iranian peoples
* Buddhism in Afghanistan
* Buddhism in Khotan
* Étienne de La Vaissière
* History of Central Asia
* Huteng
* Iranian languages
*
Kangju
Kangju (; Eastern Han Chinese: ''kʰɑŋ-kɨɑ'' standard Chinese ''Kāngjū''), proposes that it was an Iranian word meaning "stone", and compares it to Pashto ''kā́ṇay'' "stone".
Joseph Marquart, Omeljan Pritsak and Peter B. Golde ...
* List of ancient Iranian peoples
* Margiana
* Philip (satrap)
* Poykent
* ''Sogdian Daēnās''
* Sughd Province
* Tajiks
* Tomb of Wirkak
* Tomb of Yu Hong
* Tocharians
* Yaghnobi people
* Yagnob Valley
* Yazid ibn al-Muhallab
References
Citations
Sources
*
*
* Archaeological Researches in Uzbekistan. 2001. Tashkent. The edition is based on results of German-French-Uzbek co-expeditions in 2001 in Uzbekistan
* Ahmed, S. Z. (2004), ''Chaghatai: the Fabulous Cities and People of the Silk Road'', West Conshohocken: Infinity Publishing.
*
* Baumer, Christoph (2012), ''The History of Central Asia: the Age of the Steppe Warriors'', London, New York: I.B. Tauris, .
* Belenitskii, A. M. and B. I. Marshak (1981), "Part One: the Paintings of Sogdiana" in Guitty Azarpay, ''Sogdian Painting: the Pictorial Epic in Oriental Art'', Berkeley, Los Angeles, London: University of California Press, pp 11–78, .
* Boulnois, Luce (2005), ''Silk Road: Monks, Warriors & Merchants'', Odyssey Books, .
*
* Briant, Pierre (2002), ''From Cyrus to Alexander: a History of the Persian Empire'', trans. Peter T. Daniels, Winona Lake: Eisenbrauns, .
* Christopoulos, Lucas (August 2012), "Hellenes and Romans in Ancient China (240 BC – 1398 AD)", in Victor H. Mair (ed), ''Sino-Platonic Papers'', No. 230, Chinese Academy of Social Sciences, University of Pennsylvania Department of East Asian Languages and Civilizations, .
* Rafe de Crespigny, de Crespigny, Rafe (2007), ''A Biographical Dictionary of Later Han to the Three Kingdoms (23–220 AD)'', Leiden: Koninklijke Brill, .
* Étienne de la Vaissière, de la Vaissière, Étienne (2005). ''Sogdian Traders: A History''. Leiden: Brill.
*
*
* Dresden, Mark J. (1981), "Introductory Note", in Guitty Azarpay, ''Sogdian Painting: the Pictorial Epic in Oriental Art'', Berkeley, Los Angeles, London: University of California Press, pp. 1–10, .
*
*
* Enoki, Kazuo, (1998), "Yü-ni-ch'êng and the Site of Lou-Lan", and "The Location of the Capital of Lou-Lan and the Date of the Kharoshthi Inscriptions", in Rokuro Kono (ed.), ''Studia Asiatica: The Collected Papers in Western Languages of the Late Dr. Kazuo Enoki'', Tokyo: Kyu-Shoin.
* Frumkin, Grégoire (1970), ''Archaeology in Soviet Central Asia'', Leiden, Koln: E. J. Brill.
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* Gasparini, Mariachiara.
A Mathematic Expression of Art: Sino-Iranian and Uighur Textile Interactions and the Turfan Textile Collection in Berlin, in Rudolf G. Wagner and Monica Juneja (eds.), ''Transcultural Studies'', Ruprecht-Karls Universität Heidelberg, No 1 (2014), pp. 134–163. .
**
*
* Ghafurov, Babadjan, "Tajiks", published in USSR, Russia, Tajikistan
* Peter B. Golden (2011), ''Central Asia in World History'', Oxford, New York: Oxford University Press, p. 47, .
*
* Hanks, Reuel R. (2010), ''Global Security Watch: Central Asia'', Santa Barbara, Denver, Oxford: Praeger.
* Hansen, Valerie (2012), ''The Silk Road: A New History'', Oxford: Oxford University Press, .
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* Holt, Frank L. (1989), ''Alexander the Great and Bactria: the Formation of a Greek Frontier in Central Asia'', Leiden, New York, Copenhagen, Cologne: E. J. Brill, .
* Howard, Michael C. (2012), ''Transnationalism in Ancient and Medieval Societies: the Role of Cross Border Trade and Travel'', Jefferson: McFarland & Company.
* Hucker, Charles O. (1975). ''China's Imperial Past: An Introduction to Chinese History and Culture''. Stanford: Stanford University Press. .
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Further reading
*
Sogdian musicby the Smithsonian Institution
External links
Sogdian on Interlinguae
''The Sogdians: Influencers on the Silk Roads'' (Online exhibition)
{{coord, 40.4, N, 69.4, E, display=title
Sogdians,
Achaemenid satrapies
Former countries in Central Asia
History of Central Asia
Archaeological cultures of Central Asia
Archaeological cultures in Kazakhstan
Archaeology of Tajikistan
Northern and Southern dynasties, *
Sui dynasty, *
Tang dynasty, *
Five Dynasties and Ten Kingdoms, *
5th century in China, *
6th century in China, *
7th century in China, *
8th century in China, *
9th century in China, *
10th century in China, *
5th century
6th century in Asia
7th century in Asia
8th century in Asia
9th century in Asia
10th century in Asia
Culture of Iran
Cultural regions
Silk Road