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The samurai () were members of the warrior class in
Japan Japan is an island country in East Asia. Located in the Pacific Ocean off the northeast coast of the Asia, Asian mainland, it is bordered on the west by the Sea of Japan and extends from the Sea of Okhotsk in the north to the East China Sea ...
. They were originally provincial warriors who came from wealthy landowning families who could afford to train their men to be mounted archers. In the 8th century AD, the imperial court downsized the national army and delegated the security of the countryside to these privately trained warriors. Eventually the samurai clans grew so powerful that they became the ''de facto'' rulers of the country. In the aftermath of the
Gempei War The was a national civil war between the Taira and Minamoto clans during the late Heian period of Japan. It resulted in the downfall of the Taira and the establishment of the Kamakura shogunate under Minamoto no Yoritomo, who appointed himself ...
(1180-1185), Japan formally passed into military rule with the founding of the first
shogunate , officially , was the title of the military rulers of Japan during most of the period spanning from 1185 to 1868. Nominally appointed by the Emperor, shoguns were usually the de facto rulers of the country, except during parts of the Kamak ...
. The status of samurai became heredity by the mid-eleventh century. By the start of the Edo period, the shogun had disbanded the warrior-monk orders and peasant conscript system, leaving the samurai as the only men in the country permitted to carry weapons at all times. Because the Edo period was a time of peace, many samurai neglected their warrior training and focused on peacetime activities such as administration or art, but they were still required to wear their swords as a sign of their status. In 1853, the United States forced Japan to open its borders to foreign trade under the threat of military action. Fearing an eventual invasion, the Japanese abandoned feudalism for capitalism so that they could industrialize and build a modern army to defend itself. The samurai were retainers to the ''daimyo'', so when the ''daimyo'' class was abolished and power was re-centralized at the imperial court, the samurai class in turn became defunct. The introduction of modern firearms rendered the traditional weapons of the samurai obsolete, and as firearms are easy enough for peasant conscripts to master, Japan had no more need for a specialist warrior caste. By 1876 their special rights and privileges had all been abolished.


Terminology

The proper term for Japanese warriors is , meaning 'warrior', but also could be interchangeable with , meaning 'military family', and later could refer to the whole class of professional warriors. Especially in the west, samurai is used synonymous with bushi, but they can have different meanings depending on context. The word "samurai" originally referred to domestic servants and did not have military connotations. As the term gained military connotations in the 12th century, it referred to landless foot soldiers. The samurai were subservient to gokenin who held land from which they took their name. According to Michael Wert, "a warrior of elite stature in pre-seventeenth-century Japan would have been insulted to be called a 'samurai'". According to Morillo, the term marked social function, and not military function.Morillo, Stephen. �
Milites, Knights and Samurai: Military Terminology, Comparative History, and the Problem of Translation
” In ''The Normans and Their Adversaries at War'', ed. Richard Abels and Bernard Bachrach, 167–84. Woodbridge: Boydell, 2001. "Finally there is the term samurai. This noun derives from the verb saburau, to serve, and it is again a social marker, though it marks social function and not class, It means a retainer of a lord - usually, in the sixteenth century, the retainer of a daimyo, a leader of one of the essentially independent states of the Sengoku, or warring states period. It has no functional component - all sorts of soldiers, including pikemen, bowmen, musketeers and horsemen were samurai"
In the Tokugawa period, the terms were roughly interchangeable, as the military class was legally limited to the retainers of the shogun or daimyo. However, strictly speaking samurai referred to higher ranking retainers, although the cut off between samurai and other military retainers varied from domain to domain. Also usage varied by class, with commoners referring to all sword carrying men as samurai, regardless of rank.


History


Rise of the warrior clans (700 - 1180 AD)

At the start of the 8th century AD, Japan's government was highly centralized at the imperial court, whose bureaucracy was inspired by T'ang dynasty China. All land at first belonged to the emperor, but in the middle of the 8th century, the government instituted a major reform which allowed individuals to claim private ownership of new farmland that they had reclaimed from swampland or forests. This spurred wealthy people to start reclaiming farmland, which was necessary to feed Japan's growing population. During the 11th and 12th centuries, samurai became conspicuously involved in land reclamation, thereby becoming a landowning class. Taxation during the 8th century was high but temples, monasteries, shrines, and certain aristocrats obtained tax exemptions through their connections to the imperial court. To evade taxes, many landowners in the countryside donated their lands to these tax-exempt entities. The land would be registered in the name of said noble or temple and would become part of their tax-exempt estate but would still be used by the same person who originally owned it. The former owner, now a steward on his lord's estate, had to pay his lord an annual tribute that was less than what he would have had to pay the emperor in tax had he been the landowner. There was usually an agreement that when the supervisor died, his children would inherit his position. If the temple or lord cheated the steward somehow, the farmer could retaliate by exposing the scheme, which might have cost the temple or noble its tax-exempt privilege. It deprived the emperor of tax revenue. The emperors found it harder to commission people from the capital to go out and suppress banditry and lawlessness in the countryside. In the Heian period it was the habit of emperors to keep harems, and consequently the imperial family got so large it burdened the treasury. In the early 9th century AD,
Emperor Saga was the 52nd emperor of Japan, Emperor Saga, Saganoyamanoe Imperial Mausoleum, Imperial Household Agency according to the traditional order of succession. Saga's reign lasted from 809 to 823. Traditional narrative Saga was the second son of ...
expelled several dozen members from the imperial family, who formed two new clans: the
Minamoto clan was a Aristocracy (class), noble surname bestowed by the Emperors of Japan upon members of the Imperial House of Japan, imperial family who were excluded from the List of emperors of Japan, line of succession and demoted into the ranks of Nobili ...
(814 AD) and the
Taira clan The was one of the four most important Japanese clans, clans that dominated Japanese politics during the Heian period, Heian period of History of Japan, Japanese history – the others being the Minamoto clan, Minamoto, the Fujiwara clan, Fuji ...
(825 AD). Many wealthy provincial families married into the Minamotos and Tairas in order to acquire aristocratic status, and so the Tairas and Minamotos became big and wealthy clans. Up until the late 8th century AD, Japan had a national conscript army. As peace settled in, the imperial court began dismantling the system, eventually ending it by 792 AD. Conscripts were seen as unreliable and poorly trained, to be used only in emergencies such as when the Chinese invaded. Conscript footsoldiers proved to be particularly ineffective in the Japanese' war with the
Emishi The were a group of people who lived in parts of northern Honshū in present-day Japan, especially in the Tōhoku region. The first mention of the Emishi in literature that can be corroborated with outside sources dates to the 5th century AD, ...
, an ethnic minority in the north that relied on mounted warriors and were thus highly mobile. The deciding factor in most battles had been professional mounted archers who came from the wealthy families. The government didn't bother training conscripts in horsemanship as it required years to produce a good cavalryman. So it instead recruited men who already had these skills, acquired through private training funded by his family's wealth.Karl Friday. ''Hired Swords'', p. 39: "...fighting from horseback was an extraordinarily complex skill to master, one that required years of training and practice. It was simply impossible to produce first-rate cavalrymen out of short-term, peasant conscripts. ..The government expended minimal effort training ordinary conscripts as horsemen, preferring instead to rely on the talents of those who had acquired skills in mounted archery before their induction." Similarly, soldiers in the imperial army were expected to provide most of their own equipment. Wealthy men who could afford horses and archery training were promoted to elite units, whereas the poor were consigned to being footsoldiers. One's position in the army depended on wealth and status. The poor disliked military service for this reason, and because their farms often fell into decay with their absence, so there was popular support for ending conscription. Thus with the downsizing of the national army and the decline in tax revenue, the emperors delegated the matter of security in the countryside to the burgeoning class of landed warriors. They had a personal incentive to suppress lawlessness in their own lands as it directly impacted their revenue. War and law enforcement became increasingly privatized affairs.


Kamakura shogunate

Two leading samurai houses, the
Minamoto clan was a Aristocracy (class), noble surname bestowed by the Emperors of Japan upon members of the Imperial House of Japan, imperial family who were excluded from the List of emperors of Japan, line of succession and demoted into the ranks of Nobili ...
and the
Taira clan The was one of the four most important Japanese clans, clans that dominated Japanese politics during the Heian period, Heian period of History of Japan, Japanese history – the others being the Minamoto clan, Minamoto, the Fujiwara clan, Fuji ...
, had both gained court positions and became rivals. In the aftermath of the Heiji Rebellion in 1160, the Tairas ended up with even more influence in the imperial court. Their leader,
Taira no Kiyomori was a military leader and '' kugyō'' of the late Heian period of Japan. He established the first samurai-dominated administrative government in the history of Japan. Early life Kiyomori was born in Japan, in 1118 as the first son of Taira ...
, became the first samurai ever to be given a senior rank in the imperial court. Members of the Minamoto and Taira clans had fought on both sides of the rebellion, but the Minamoto loyalists received smaller rewards than the Taira loyalists, and the Minamoto rebels received worse punishments than the Taira rebels. All this angered the Minamotos, and consequently political factions in the imperial court began to reform around clan affiliations rather than personal allegiances. In 1180, Taira no Kiyomori installed his two-year old grandson (
Emperor Antoku was the 81st emperor of Japan, according to the traditional order of succession. His reign spanned the years from 1180 through 1185. His death marked the end of the Heian period and the beginning of the Kamakura period. During this time, the Im ...
) on the throne, pushing aside older male heirs whose mothers were from the Minamoto family. This sparked a rebellion by the Minamotos, leading to the
Gempei War The was a national civil war between the Taira and Minamoto clans during the late Heian period of Japan. It resulted in the downfall of the Taira and the establishment of the Kamakura shogunate under Minamoto no Yoritomo, who appointed himself ...
(1180-1185).
Minamoto no Yoritomo was the founder and the first shogun of the Kamakura shogunate, ruling from 1192 until 1199, also the first ruling shogun in the history of Japan.Nussbaum, Louis-Frédéric. (2005). "Minamoto no Yoriie" in . He was the husband of Hōjō Masako ...
promised lands and administrative rights to warriors who swore allegiance to him. The Minamotos won the war and the Taira clan was effectively destroyed. In April 1185, the controversial child emperor was drowned by his own grandmother, who then committed suicide. The new emperor,
Emperor Go-Toba was the 82nd emperor of Japan, according to the traditional order of succession. His reign spanned the years from 1183 through 1198. This 12th-century sovereign was named after Emperor Toba, and ''go-'' (後), translates literally as "later"; ...
, was of Fujiwara lineage on his mother's side. Minamoto no Yoritomo didn't overthrow this emperor, but instead took over most of his authority, reducing the emperor to a figurehead. Yoritomo found it more expedient to set up a military government, staffed by samurai who fought for him. Thus began the age of the shoguns and seven centuries of military rule. In 1185, Yoritomo obtained the right to appoint ''
shugo , commonly translated as ' ilitarygovernor', 'protector', or 'constable', was a title given to certain officials in feudal Japan. They were each appointed by the shogun to oversee one or more of the provinces of Japan. The position gave way to th ...
'' and ''
jitō were medieval territory stewards in Japan, especially in the Kamakura and Muromachi shogunates. Appointed by the shōgun, ''jitō'' managed manors, including national holdings governed by the '' kokushi'' or provincial governor. There were als ...
'', and was allowed to organize soldiers and police, and to collect a certain amount of tax. Initially, their responsibility was restricted to arresting rebels and collecting needed army provisions and they were forbidden from interfering with '' kokushi'' officials, but their responsibility gradually expanded. Thus, the warrior class began to gradually gain political power. In 1190 he visited Kyoto and in 1192 became '' Sei'i Taishōgun'', establishing the Kamakura shogunate, or ''Kamakura bakufu''. Instead of ruling from Kyoto, he set up the shogunate in
Kamakura , officially , is a city of Kanagawa Prefecture in Japan. It is located in the Kanto region on the island of Honshu. The city has an estimated population of 172,929 (1 September 2020) and a population density of 4,359 people per km2 over the tota ...
, near his base of power. "Bakufu" means "tent government", taken from the encampments the soldiers lived in, in accordance with the Bakufu's status as a military government. The
Kamakura period The is a period of History of Japan, Japanese history that marks the governance by the Kamakura shogunate, officially established in 1192 in Kamakura, Kanagawa, Kamakura by the first ''shōgun'' Minamoto no Yoritomo after the conclusion of the G ...
(1185–1333) is seen by some as the rise of the samurai as they were "entrusted with the security of the estates" and were symbols of the ideal warrior and citizen. The shogunate had its powerbase in the east, but also had authority over its warrior vassals all over the country. This allowed a subset of warriors to collaborate instead of just competing against each other. This began a gradual process that weakened the central authority to the advantage of the samurai. In the late Kamakura period, even the most senior samurai began to wear , as the heavy and elegant were no longer respected. Until then, the body was the only part of the that was protected, but for higher-ranking samurai, the also came with a (helmet) and shoulder guards.式正の鎧・大鎧
Costume Museum
For lower-ranked samurai, the was introduced, the simplest style of armor that protected only the front of the torso and the sides of the abdomen. In the late Kamakura period, a new type of armor called appeared, in which the two ends of the were extended to the back to provide greater protection.


Mongol invasions

File:Mōko Shūrai Ekotoba e2.jpg, Samurai of the
Shōni clan was a family of Japanese nobles descended from the Fujiwara family, many of whom held high government offices in Kyūshū. Prior to the Kamakura period (1185–1333), "Shōni" was originally a title and post within the Kyūshū ( Dazaifu) gover ...
gather to defend against
Kublai Khan Kublai Khan (23 September 1215 – 18 February 1294), also known by his temple name as the Emperor Shizu of Yuan and his regnal name Setsen Khan, was the founder and first emperor of the Mongol-led Yuan dynasty of China. He proclaimed the ...
's Mongolian army during the first Mongol invasion of Japan in 1274. File:Battle of Yashima Folding Screens Kano School.jpg,
Battle of Yashima Battle of Yashima (屋島の戦い) was one of the battles of the Genpei War on March 22, 1185, in the Heian period. It occurred in Sanuki Province (Shikoku), which is now Takamatsu, Kagawa. Background Following a long string of defeats, th ...
folding screens
Various samurai clans struggled for power during the
Kamakura shogunate The was the feudal military government of Japan during the Kamakura period from 1185 to 1333. Nussbaum, Louis-Frédéric. (2005)"''Kamakura-jidai''"in ''Japan Encyclopedia'', p. 459. The Kamakura shogunate was established by Minamoto no Yori ...
.
Zen Buddhism Zen (; from Chinese: '' Chán''; in Korean: ''Sŏn'', and Vietnamese: ''Thiền'') is a Mahayana Buddhist tradition that developed in China during the Tang dynasty by blending Indian Mahayana Buddhism, particularly Yogacara and Madhyamaka ph ...
spread among the samurai in the 13th century and helped shape their standards of conduct, particularly in overcoming the fear of death and killing. Among the general populace
Pure Land Buddhism Pure Land Buddhism or the Pure Land School ( zh, c=淨土宗, p=Jìngtǔzōng) is a broad branch of Mahayana, Mahayana Buddhism focused on achieving rebirth in a Pure land, Pure Land. It is one of the most widely practiced traditions of East Asi ...
was favored however. In 1274, the Mongol-founded
Yuan dynasty The Yuan dynasty ( ; zh, c=元朝, p=Yuáncháo), officially the Great Yuan (; Mongolian language, Mongolian: , , literally 'Great Yuan State'), was a Mongol-led imperial dynasty of China and a successor state to the Mongol Empire after Div ...
in China sent a force of some 40,000 men and 900 ships to invade Japan in northern
Kyūshū is the third-largest island of Japan's four main islands and the most southerly of the four largest islands (i.e. excluding Okinawa and the other Ryukyu (''Nansei'') Islands). In the past, it has been known as , and . The historical regio ...
. Japan mustered a mere 10,000 samurai to meet this threat. The invading army was harassed by major thunderstorms throughout the invasion, which aided the defenders by inflicting heavy casualties. The Yuan army was eventually recalled, and the invasion was called off. The Mongol invaders used small bombs, which was likely the first appearance of bombs and gunpowder in Japan. The Japanese defenders recognized the possibility of a renewed invasion and began construction of a great stone barrier around
Hakata Bay is a bay in the northwestern part of Fukuoka city, on the Japanese island of Kyūshū. It faces the Tsushima Strait, and features beaches and a port, though parts of the bay have been reclaimed in the expansion of the city of Fukuoka. The ba ...
in 1276. Completed in 1277, this wall stretched for 20 kilometers around the bay. It later served as a strong defensive point against the Mongols. The Mongols attempted to settle matters in a diplomatic way from 1275 to 1279, but every envoy sent to Japan was executed. Leading up to the second Mongolian invasion,
Kublai Khan Kublai Khan (23 September 1215 – 18 February 1294), also known by his temple name as the Emperor Shizu of Yuan and his regnal name Setsen Khan, was the founder and first emperor of the Mongol-led Yuan dynasty of China. He proclaimed the ...
continued to send emissaries to Japan, with five diplomats sent in September 1275 to Kyūshū.
Hōjō Tokimune of the Hōjō clan was the eighth ''shikken'' (officially regent of the shōgun, but ''de facto'' ruler of Japan) of the Kamakura shogunate (reigned 1268–84), known for leading the Japanese people, Japanese forces against the Mongol invasions ...
, the
shikken The was a senior government post held by members of the Hōjō clan, officially a regent of the shogunate. From 1199 to 1333, during the Kamakura period, the ''shikken'' served as the head of the ''bakufu'' (shogun's government). This era was ref ...
of the Kamakura shogun, responded by having the Mongolian diplomats brought to Kamakura and then beheading them. The graves of the five executed Mongol emissaries exist to this day in Kamakura at Tatsunokuchi. On 29 July 1279, five more emissaries were sent by the Mongol empire, and again beheaded, this time in Hakata. This continued defiance of the Mongol emperor set the stage for one of the most famous engagements in Japanese history. In 1281, a Yuan army of 140,000 men with 5,000 ships was mustered for another invasion of Japan. Northern Kyūshū was defended by a Japanese army of 40,000 men. The Mongol army was still on its ships preparing for the landing operation when a typhoon hit north Kyūshū island. The casualties and damage inflicted by the typhoon, followed by the Japanese defense of the Hakata Bay barrier, resulted in the Mongols again being defeated. The thunderstorms of 1274 and the typhoon of 1281 helped the samurai defenders of Japan repel the Mongol invaders despite being vastly outnumbered. These winds became known as ''kami-no-Kaze'', which literally translates as "wind of the gods". This is often given a simplified translation as "divine wind". The ''kami-no-Kaze'' lent credence to the Japanese belief that their lands were indeed divine and under supernatural protection.


Nanboku-chō and Muromachi period

In 1336,
Ashikaga Takauji also known as Minamoto no Takauji was the founder and first ''shōgun'' of the Ashikaga shogunate."Ashikaga Takauji" in ''Encyclopædia Britannica, The New Encyclopædia Britannica''. Chicago: Encyclopædia Britannica Inc., 15th edn., 1992, Vol. ...
, who opposed Emperor Godaigo, established the Ashikaga shogunate with Emperor Kōgon. As a result, the southern court, descended from Emperor Godaigo, and the northern court, descended from Emperor Kogon, were established side by side. This period of coexistence of the two dynasties is called the
Nanboku-chō period The , also known as the Northern and Southern Courts period, was a period in Japanese history between 1336-1392 CE, during the formative years of the Ashikaga shogunate, Muromachi (Ashikaga) shogunate. Ideologically, the two courts fought for 50 ...
, which corresponds to the beginning of the
Muromachi period The , also known as the , is a division of Japanese history running from approximately 1336 to 1573. The period marks the governance of the Muromachi or Ashikaga shogunate ( or ), which was officially established in 1338 by the first Muromachi ...
. The Northern Court, supported by the Ashikaga shogunate, had six emperors, and in 1392 the Imperial Court was reunited by absorbing the Southern Court, although the modern
Imperial Household Agency The (IHA) is an agency of the government of Japan in charge of state matters concerning the Imperial House of Japan, Imperial Family, and the keeping of the Privy Seal of Japan, Privy Seal and State Seal of Japan. From around the 8th century ...
considers the Southern Court to be the legitimate emperor. The rule of Japan by the Ashikaga shogunate lasted until the Onin War, which broke out in 1467. From 1346 to 1358 during the Nanboku-cho period, the Ashikaga shogunate gradually expanded the authority of the , the local military and police officials established by the Kamakura shogunate, giving the ''Shugo'' jurisdiction over land disputes between and allowing the ''Shugo'' to receive half of all taxes from the areas they controlled. The ''Shugo'' shared their newfound wealth with the local samurai, creating a hierarchical relationship between the ''Shugo'' and the samurai, and the first early , called , appeared. During the Nanboku-chō period, many lower-class foot soldiers called began to participate in battles, and the popularity of increased. During the Nanboku-chō and Muromachi periods, and became the norm, and senior samurai also began to wear by adding (helmet), (face armor), and gauntlet.甲冑の歴史(南北朝時代~室町時代)
Nagoya Japanese Sword Museum Nagoya Touken World.
Issues of inheritance caused family strife as
primogeniture Primogeniture () is the right, by law or custom, of the firstborn Legitimacy (family law), legitimate child to inheritance, inherit all or most of their parent's estate (law), estate in preference to shared inheritance among all or some childre ...
became common, in contrast to the division of succession designated by law before the 14th century. Invasions of neighboring samurai territories became common to avoid infighting, and bickering among samurai was a constant problem for the Kamakura and Ashikaga shogunates.


Sengoku period

The outbreak of the Onin War, which began in 1467 and lasted about 10 years, devastated
Kyoto Kyoto ( or ; Japanese language, Japanese: , ''Kyōto'' ), officially , is the capital city of Kyoto Prefecture in the Kansai region of Japan's largest and most populous island of Honshu. , the city had a population of 1.46 million, making it t ...
and brought down the power of the Ashikaga shogunate. This plunged the country into the
warring states period The Warring States period in history of China, Chinese history (221 BC) comprises the final two and a half centuries of the Zhou dynasty (256 BC), which were characterized by frequent warfare, bureaucratic and military reforms, and ...
, in which ''
daimyo were powerful Japanese magnates, feudal lords who, from the 10th century to the early Meiji period in the middle 19th century, ruled most of Japan from their vast hereditary land holdings. They were subordinate to the shogun and nominally to ...
'' (feudal lords) from different regions fought each other. This period corresponds to the late Muromachi period. There are about nine theories about the end of the Sengoku Period, the earliest being the year 1568, when
Oda Nobunaga was a Japanese ''daimyō'' and one of the leading figures of the Sengoku period, Sengoku and Azuchi-Momoyama periods. He was the and regarded as the first "Great Unifier" of Japan. He is sometimes referred as the "Demon Daimyō" and "Demo ...
marched on Kyoto, and the latest being the suppression of the
Shimabara Rebellion The , also known as the or , was an rebellion, uprising that occurred in the Shimabara Domain of the Tokugawa shogunate in Japan from 17 December 1637 to 15 April 1638. Matsukura Katsuie, the ''daimyō'' of the Shimabara Domain, enforced unpo ...
in 1638. Thus, the Sengoku Period overlaps with the Muromachi, Azuchi–Momoyama, and
Edo period The , also known as the , is the period between 1600 or 1603 and 1868 in the history of Japan, when the country was under the rule of the Tokugawa shogunate and some 300 regional ''daimyo'', or feudal lords. Emerging from the chaos of the Sengok ...
s, depending on the theory. In any case, the Sengoku period was a time of large-scale civil wars throughout Japan. ''Daimyo'' who became more powerful as the shogunate's control weakened were called , and they often came from ''shugo daimyo'', , and . In other words, ''sengoku daimyo'' differed from ''shugo daimyo'' in that a ''sengoku daimyo'' was able to rule the region on his own, without being appointed by the shogun. During this period, the traditional master-servant relationship between the lord and his vassals broke down, with the vassals eliminating the lord, internal clan and vassal conflicts over leadership of the lord's family, and frequent rebellion and puppetry by branch families against the lord's family. These events sometimes led to the rise of samurai to the rank of ''sengoku daimyo''. For example, Hōjō Sōun was the first samurai to rise to the rank of ''sengoku daimyo'' during this period.
Uesugi Kenshin , later known as , was a Japanese ''daimyō'' (magnate). He was born in Nagao clan, and after adoption into the Uesugi clan, ruled Echigo Province in the Sengoku period of Japan. He was one of the most powerful ''daimyō'' of the Sengoku period ...
was an example of a ''Shugodai'' who became ''sengoku daimyo'' by weakening and eliminating the power of the lord. This period was marked by the loosening of samurai culture, with people born into other social strata sometimes making a name for themselves as warriors and thus becoming '' de facto'' samurai. One such example is
Toyotomi Hideyoshi , otherwise known as and , was a Japanese samurai and ''daimyō'' (feudal lord) of the late Sengoku period, Sengoku and Azuchi-Momoyama periods and regarded as the second "Great Unifier" of Japan.Richard Holmes, The World Atlas of Warfare: ...
, a well-known figure who rose from a peasant background to become a samurai, ''sengoku daimyo'', and '' kampaku'' (Imperial Regent). From this time on, infantrymen called , who were mobilized from the peasantry, were mobilized in even greater numbers than before, and the importance of the infantry, which had begun in the Nanboku-chō period, increased even more.''歴史人'' September 2020. pp.40–41. When
matchlock A matchlock or firelock is a historical type of firearm wherein the gunpowder is ignited by a burning piece of flammable cord or twine that is in contact with the gunpowder through a mechanism that the musketeer activates by pulling a lever or Tri ...
s were introduced from Portugal in 1543, Japanese swordsmiths immediately began to improve and mass-produce them. The Japanese matchlock was named after the Tanegashima island, which is believed to be the place where it was first introduced to Japan. By the end of the Sengoku Period, there were hundreds of thousands of arquebuses in Japan and a large army of nearly 100,000 men clashing with each other. On the battlefield, began to fight in close formation, using (spear) and . As a result, , (bow), and became the primary weapons on the battlefield. The , which was difficult to maneuver in close formation, and the long, heavy fell into disuse and were replaced by the , which could be held short, and the short, light , which appeared in the Nanboku-cho period and gradually became more common. The was often cut off from the hilt and shortened to make a . The , which had become inconvenient for use on the battlefield, was transformed into a symbol of authority carried by high-ranking samurai.Basic knowledge of naginata and nagamaki.
Nagoya Japanese Sword Museum, Touken World
Arms for battle – spears, swords, bows.
Nagoya Japanese Sword Museum, Touken World
Kazuhiko Inada (2020), ''Encyclopedia of the Japanese Swords''. p42. Although the had become even more obsolete, some ''sengoku daimyo'' dared to organize assault and kinsmen units composed entirely of large men equipped with to demonstrate the bravery of their armies.Kazuhiko Inada (2020), ''Encyclopedia of the Japanese Swords''. p39. These changes in the aspect of the battlefield during the Sengoku period led to the emergence of the style of armor, which improved the productivity and durability of armor. In the history of Japanese armor, this was the most significant change since the introduction of the and in the Heian period. In this style, the number of parts was reduced, and instead armor with eccentric designs became popular.
Costume Museum
By the end of the Sengoku period, allegiances between warrior vassals, also known as military retainers, and lords were solidified. Vassals would serve lords in exchange for material and intangible advantages, in keeping with
Confucian Confucianism, also known as Ruism or Ru classicism, is a system of thought and behavior originating in ancient China, and is variously described as a tradition, philosophy, religion, theory of government, or way of life. Founded by Confucius ...
ideas imported from China between the seventh and ninth centuries. These independent vassals who held land were subordinate to their superiors, who may be local lords or, in the Edo period, the shogun. A vassal or samurai could expect monetary benefits, including land or money, from lords in exchange for their military services.


Azuchi–Momoyama period

The Azuchi-Momoyama period refers to the period when
Oda Nobunaga was a Japanese ''daimyō'' and one of the leading figures of the Sengoku period, Sengoku and Azuchi-Momoyama periods. He was the and regarded as the first "Great Unifier" of Japan. He is sometimes referred as the "Demon Daimyō" and "Demo ...
and
Toyotomi Hideyoshi , otherwise known as and , was a Japanese samurai and ''daimyō'' (feudal lord) of the late Sengoku period, Sengoku and Azuchi-Momoyama periods and regarded as the second "Great Unifier" of Japan.Richard Holmes, The World Atlas of Warfare: ...
were in power. The name "Azuchi-Momoyama" comes from the fact that Nobunaga's castle,
Azuchi Castle was one of the primary Castles in Japan, castles of Oda Nobunaga located in the Azuchi, Shiga, Azuchi neighborhood of the city of Ōmihachiman, Shiga Prefecture. The site of the castle was designated a Monuments of Japan, National Historic Site i ...
, was located in
Azuchi, Shiga was a town located in Gamō District, Shiga Prefecture, Japan. As of 2003, the town had an estimated population of 12,217 and a density of 502.76 persons per km2. The total area was 24.30 km2. On March 21, 2010, Azuchi was merged into ...
, and
Fushimi Castle , also known as or Fushimi-Momoyama Castle, is a Japanese castle located in Fushimi-ku, Kyoto, Fushimi Ward, Kyoto. Fushimi Castle was constructed from 1592 to 1594 by Toyotomi Hideyoshi at the end of the Sengoku period as his retirement residen ...
, where Hideyoshi lived after his retirement, was located in Momoyama. There are several theories as to when the Azuchi–Momoyama period began: 1568, when Oda Nobunaga entered Kyoto in support of Ashikaga Yoshiaki; 1573, when Oda Nobunaga expelled Ashikaga Yoshiaki from Kyoto; and 1576, when the construction of Azuchi Castle began. In any case, the beginning of the Azuchii–Momoyama period marked the complete end of the rule of the Ashikaga shogunate, which had been disrupted by the Onin War; in other words, it marked the end of the Muromachi period.


Oda, Toyotomi, and Tokugawa

Oda Nobunaga was a Japanese ''daimyō'' and one of the leading figures of the Sengoku period, Sengoku and Azuchi-Momoyama periods. He was the and regarded as the first "Great Unifier" of Japan. He is sometimes referred as the "Demon Daimyō" and "Demo ...
was the well-known lord of the
Nagoya is the largest city in the Chūbu region of Japan. It is the list of cities in Japan, fourth-most populous city in Japan, with a population of 2.3million in 2020, and the principal city of the Chūkyō metropolitan area, which is the List of ...
area (once called
Owari Province was a province of Japan in the area that today forms the western half of Aichi Prefecture, including the modern city of Nagoya. The province was created in 646. Owari bordered on Mikawa, Mino, and Ise Provinces. Owari and Mino provinces w ...
) and an exceptional example of a samurai of the Sengoku period. He came within a few years of, and laid down the path for his successors to follow, the reunification of Japan under a new ''bakufu'' (shogunate). Oda Nobunaga made innovations in the fields of organization and war tactics, made heavy use of arquebuses, developed commerce and industry, and treasured innovation. Consecutive victories enabled him to end the Ashikaga Bakufu and disarm of the military powers of the Buddhist monks, which had inflamed futile struggles among the populace for centuries. Attacking from the "sanctuary" of Buddhist temples, they were constant headaches to any warlord and even the emperor, who tried to control their actions. He died in 1582 when one of his generals,
Akechi Mitsuhide , first called Jūbei from his clan and later from his title, was a Japanese ''samurai'' general of the Sengoku period. Mitsuhide was originally a bodyguard of the last Ashikaga shogunate, Ashikaga ''shōgun'' Ashikaga Yoshiaki and later, one of ...
, turned upon him with his army.
Toyotomi Hideyoshi , otherwise known as and , was a Japanese samurai and ''daimyō'' (feudal lord) of the late Sengoku period, Sengoku and Azuchi-Momoyama periods and regarded as the second "Great Unifier" of Japan.Richard Holmes, The World Atlas of Warfare: ...
and
Tokugawa Ieyasu Tokugawa Ieyasu (born Matsudaira Takechiyo; 31 January 1543 – 1 June 1616) was the founder and first ''shōgun'' of the Tokugawa shogunate of Japan, which ruled from 1603 until the Meiji Restoration in 1868. He was the third of the three "Gr ...
, who founded the Tokugawa shogunate, were loyal followers of Nobunaga. Hideyoshi began as a peasant and became one of Nobunaga's top generals, and Ieyasu had shared his childhood with Nobunaga. Hideyoshi defeated Mitsuhide within a month and was regarded as the rightful successor of Nobunaga by avenging the treachery of Mitsuhide. These two were able to use Nobunaga's previous achievements on which build a unified Japan and there was a saying: "The reunification is a rice cake; Oda made it. Hashiba shaped it. In the end, only Ieyasu tastes it." (Hashiba is the family name that Toyotomi Hideyoshi used while he was a follower of Nobunaga.) Toyotomi Hideyoshi, who became a grand minister in 1586, created a law that non-samurai were not allowed to carry weapons, which the samurai caste codified as permanent and hereditary, thereby ending the social mobility of Japan, which lasted until the dissolution of the Edo shogunate by the Meiji revolutionaries. The distinction between samurai and non-samurai was so obscure that during the 16th century, most male adults in any social class (even small farmers) belonged to at least one military organization of their own and served in wars before and during Hideyoshi's rule. It can be said that an "all against all" situation continued for a century. The authorized samurai families after the 17th century were those that chose to follow Nobunaga, Hideyoshi and Ieyasu. Large battles occurred during the change between regimes, and a number of defeated samurai were destroyed, went ''
rōnin In feudal Japan to early modern Japan (1185–1868), a ''rōnin'' ( ; , , 'drifter' or 'wandering man', ) was a samurai who had no lord or master and in some cases, had also severed all links with his family or clan. A samurai became a ''rō ...
'' or were absorbed into the general populace. During the
Azuchi–Momoyama period The was the final phase of the in Japanese history from 1568 to 1600. After the outbreak of the Ōnin War in 1467, the power of the Ashikaga Shogunate effectively collapsed, marking the start of the chaotic Sengoku period. In 1568, Oda Nob ...
(late Sengoku period), "samurai" often referred to , the lowest-ranking ''bushi'', as exemplified by the provisions of the temporary law Separation Edict enacted by Toyotomi Hideyoshi in 1591. This law regulated the transfer of status classes:samurai (''wakatō''), , , and . These four classes and the ''ashigaru'' were and peasants employed by the ''bushi'' and fell under the category of . In times of war, samurai (''wakatō'') and ''ashigaru'' were fighters, while the rest were porters. Generally, samurai (''wakatō'') could take family names, while some ''ashigaru'' could, and only samurai (''wakatō'') were considered samurai class. ''Wakatō'', like samurai, had different definitions in different periods, meaning a young ''bushi'' in the Muromachi period and a rank below and above ''ashigaru'' in the Edo period.


Invasions of Korea

In 1592 and again in 1597, Toyotomi Hideyoshi, aiming to invade China through Korea, mobilized an army of 160,000 peasants and samurai and deployed them to Korea in one of the largest military endeavors in Eastern Asia until the late 19th century. Taking advantage of
arquebus An arquebus ( ) is a form of long gun that appeared in Europe and the Ottoman Empire during the 15th century. An infantryman armed with an arquebus is called an arquebusier. The term ''arquebus'' was applied to many different forms of firearms ...
mastery and extensive wartime experience from the
Sengoku period The was the period in History of Japan, Japanese history in which civil wars and social upheavals took place almost continuously in the 15th and 16th centuries. The Kyōtoku incident (1454), Ōnin War (1467), or (1493) are generally chosen as th ...
, Japanese samurai armies made major gains in most of Korea. A few of the famous samurai generals of this war were
Katō Kiyomasa was a Japanese ''daimyō'' of the Azuchi–Momoyama period, Azuchi–Momoyama and Edo periods. His court title was . His name as a child was ''Yashamaru'', and first name was ''Toranosuke''. He was one of Toyotomi Hideyoshi, Hideyoshi's Seven ...
,
Konishi Yukinaga Konishi Yukinaga (小西 行長, baptized under the Portuguese personal name Agostinho; 1558 – November 6, 1600) was a Japanese daimyō who served under Toyotomi Hideyoshi. Known as a Kirishitan daimyo, he is notable for his role as the ...
, and Shimazu Yoshihiro. Katō Kiyomasa advanced to Orangkai territory (present-day
Manchuria Manchuria is a historical region in northeast Asia encompassing the entirety of present-day northeast China and parts of the modern-day Russian Far East south of the Uda (Khabarovsk Krai), Uda River and the Tukuringra-Dzhagdy Ranges. The exact ...
) bordering Korea to the northeast and crossed the border into northern China. Kiyomasa withdrew back to Korea after retaliatory counterattacks from the
Jurchens Jurchen (, ; , ) is a term used to collectively describe a number of East Asian people, East Asian Tungusic languages, Tungusic-speaking people. They lived in northeastern China, also known as Manchuria, before the 18th century. The Jurchens wer ...
in the area, whose castles his forces had raided. Shimazu Yoshihiro led some 7,000 samurai into battle, and despite being heavily outnumbered, defeated a host of allied
Ming The Ming dynasty, officially the Great Ming, was an imperial dynasty of China that ruled from 1368 to 1644, following the collapse of the Mongol-led Yuan dynasty. The Ming was the last imperial dynasty of China ruled by the Han people, t ...
and Korean forces at the Battle of Sacheon in 1598. Yoshihiro was feared as ''Oni-Shimazu'' ("Shimazu ogre") and his nickname spread across Korea and into China. In spite of the superiority of Japanese land forces, the two expeditions ultimately failed after Hideyoshi's death, though the invasions did devastate the Korean peninsula. The causes of the failure included Korean naval superiority (which, led by Admiral
Yi Sun-sin Yi Sun-sin (; ; April 28, 1545 – December 16, 1598) was a Korean admiral and military general known for his victories against the Japanese navy during the Imjin War in the Joseon period. Yi's courtesy name was Yŏhae (여해), and he was po ...
, harassed Japanese supply lines continuously throughout the wars, resulting in supply shortages on land), the commitment of sizable Ming forces to Korea, Korean guerrilla actions, wavering Japanese commitment to the campaigns as the wars dragged on, and the underestimation of resistance by Japanese commanders. In the first campaign of 1592, Korean defenses on land were caught unprepared, under-trained, and under-armed. They were rapidly overrun, with only a limited number of successfully resistant engagements against the more experienced and battle-hardened Japanese forces. During the second campaign in 1597, Korean and Ming forces proved far more resilient and with the support of continued Korean naval superiority, managed to limit Japanese gains to parts of southeastern Korea. The final death blow to the Japanese campaigns in Korea came with Hideyoshi's death in late 1598 and the recall of all Japanese forces in Korea by the
Council of Five Elders In the history of Japan, the was a group of five powerful formed in 1598 by the Toyotomi Hideyoshi, shortly before his death the same year. While Hideyoshi was on his deathbed, his son, Toyotomi Hideyori, was still only five years old and a ...
, established by Hideyoshi to oversee the transition from his regency to that of his son Hideyori.


Battle of Sekigahara

Before his death, Hideyoshi ordered that Japan be ruled by a council of the five most powerful ''sengoku daimyo'', , and Hideyoshi's five retainers, , until his only heir, the five-year-old
Toyotomi Hideyori was the son and designated successor of Toyotomi Hideyoshi, the general who united all of Japan toward the end of the Sengoku period. His mother, Yodo-dono, was the niece of Oda Nobunaga. Early life Born in 1593, he was Hideyoshi's sec ...
, reached the age of 16. However, having only the young Hideyori as Hideyoshi's successor weakened the Toyotomi regime. Today, the loss of all of Hideyoshi's adult heirs is considered the main reason for the downfall of the Toyotomi clan. Hideyoshi's younger brother,
Toyotomi Hidenaga , formerly known as or . He was a half-brother of Toyotomi Hideyoshi, one of the most powerful and significant warlords of Japan's Sengoku period and regarded as 'Hideyoshi's brain and right-arm'. Life Hidenaga was also known by his court tit ...
, who had supported Hideyoshi's rise to power as a leader and strategist, had already died of illness in 1591, and his nephew,
Toyotomi Hidetsugu was a during the Sengoku period of Japan. He was the nephew and retainer of Toyotomi Hideyoshi, the unifier and ruler of Japan from 1590 to 1598. Despite being Hideyoshi's closest adult, male relative, Hidetsugu was accused of atrocities and at ...
, who was Hideyoshi's only adult successor, was forced to commit seppuku in 1595 along with many other vassals on Hideyoshi's orders for suspected rebellion. In this politically unstable situation,
Maeda Toshiie was one of the leading generals of Oda Nobunaga following the Sengoku period of the 16th century extending to the Azuchi–Momoyama period. His preferred weapon was a yari and he was known as "Yari no Mataza" (槍の又左), Matazaemon (又左 ...
, one of the ''Gotairō'', died of illness, and
Tokugawa Ieyasu Tokugawa Ieyasu (born Matsudaira Takechiyo; 31 January 1543 – 1 June 1616) was the founder and first ''shōgun'' of the Tokugawa shogunate of Japan, which ruled from 1603 until the Meiji Restoration in 1868. He was the third of the three "Gr ...
, one of the ''Gotairō'' who had been second in power to Hideyoshi but had not participated in the war, rose to power, and Ieyasu came into conflict with
Ishida Mitsunari was a Japanese samurai and military commander of the late Sengoku period of Japan. He is probably best remembered as the commander of the Western army in the Battle of Sekigahara following the Azuchi–Momoyama period of the 16th century. He ...
, one of the ''Go-Bukyō'' and others. This conflict eventually led to the
Battle of Sekigahara The Battle of Sekigahara (Shinjitai: ; Kyūjitai: , Hepburn romanization: ''Sekigahara no Tatakai'') was an important battle in Japan which occurred on October 21, 1600 (Keichō 5, 15th day of the 9th month) in what is now Gifu Prefecture, ...
, in which the led by Ieyasu defeated the led by Mitsunari, and Ieyasu nearly gained control of Japan. Social mobility was high, as the ancient regime collapsed and emerging samurai needed to maintain a large military and administrative organizations in their areas of influence. Most of the samurai families that survived to the 19th century originated in this era, declaring themselves to be the blood of one of the four ancient noble clans:
Minamoto was a noble surname bestowed by the Emperors of Japan upon members of the imperial family who were excluded from the line of succession and demoted into the ranks of the nobility since 814."...the Minamoto (1192-1333)". ''Warrior Rule in Jap ...
,
Taira The was one of the four most important clans that dominated Japanese politics during the Heian period of Japanese history – the others being the Minamoto, the Fujiwara, and the Tachibana. The clan is divided into four major groups, named ...
, Fujiwara, and Tachibana. In most cases, however, it is difficult to prove these claims.


Tokugawa shogunate

After the Battle of Sekigahara, Tokugawa Ieyasu consolidated power and was declared shogun in 1603. After the
siege of Osaka A siege () . is a military blockade of a city, or fortress, with the intent of conquering by attrition, or by well-prepared assault. Siege warfare (also called siegecrafts or poliorcetics) is a form of constant, low-intensity conflict charact ...
in 1615, there was a period of peace for 250 years. During the Tokugawa shogunate, samurai underwent many changes, and first became a truly hereditary class. Although this process was begun by Hideyoshi with the combination of the Sword Hunt of 1588 and the Separation Edict of 1591. Most samurai moved from the land to the castle towns, with one town in each domain. With no warfare since the early 17th century, samurai gradually lost their military function during the Tokugawa era. Neo-Confucianism became very influential and the division of society into four classes was officially adopted by the shogunate. Landed samurai had to choose to either give up their lands to become stipend samurai, or to keep their lands and become peasants. Following the passing of a law in 1629, samurai on official duty were required to wear two swords. However, by the end of the Tokugawa era, samurai were aristocratic bureaucrats for their ''daishō'', becoming more of a symbolic emblem of power than a weapon used in daily life. They still had the legal right to cut down any commoner who did not show proper respect (''
kiri-sute gomen ''Kiri-sute gomen'' ( or ) is a Japanese expression regarding the History of Japan#Feudal Japan (1185–1868), feudal era tradition of ''right to strike'': the right of samurai to strike and potentially kill with their sword anyone of a Four divis ...
''), but to what extent this right was used is unknown. When the central government forced ''daimyōs'' to cut the size of their armies, unemployed rōnin became a social problem. Theoretical obligations between a samurai and his lord (usually a ''daimyō'') increased from the Genpei era to the Edo era, strongly emphasized by the teachings of
Confucius Confucius (; pinyin: ; ; ), born Kong Qiu (), was a Chinese philosopher of the Spring and Autumn period who is traditionally considered the paragon of Chinese sages. Much of the shared cultural heritage of the Sinosphere originates in the phil ...
and
Mencius Mencius (孟子, ''Mèngzǐ'', ; ) was a Chinese Confucian philosopher, often described as the Second Sage () to reflect his traditional esteem relative to Confucius himself. He was part of Confucius's fourth generation of disciples, inheriting ...
, required reading for the educated samurai class. The leading figures who introduced Confucianism in Japan in the early Tokugawa period were Fujiwara Seika (1561–1619), Hayashi Razan (1583–1657), and Matsunaga Sekigo (1592–1657).
Pederasty Pederasty or paederasty () is a sexual relationship between an adult man and an adolescent boy. It was a socially acknowledged practice in Ancient Greece and Rome and elsewhere in the world, such as Pre-Meiji Japan. In most countries today, ...
permeated the culture of samurai in the early seventeenth century. The relentless condemnation of pederasty by
Jesuit The Society of Jesus (; abbreviation: S.J. or SJ), also known as the Jesuit Order or the Jesuits ( ; ), is a religious order (Catholic), religious order of clerics regular of pontifical right for men in the Catholic Church headquartered in Rom ...
missionaries also hindered attempts to convert Japan's governing elite to Christianity. Pederasty had become deeply institutionalized among the daimyo and samurai, prompting comparisons to ancient Athens and Sparta. The Jesuits' strong condemnation of the practice alienated many of Japan's ruling class, creating further barriers to their acceptance of Christianity.
Tokugawa Iemitsu was the third ''shōgun'' of the Tokugawa shogunate, Tokugawa dynasty. He was the eldest son of Tokugawa Hidetada with Oeyo, and the grandson of Tokugawa Ieyasu. Lady Kasuga was his wet nurse, who acted as his political adviser and was at the ...
, the third shogun, was known for his interest in pederasty. From the mid-Edo period, wealthy and farmers could join the samurai class by giving a large sum of money to an impoverished to be adopted into a samurai family and inherit the samurai's position and stipend. The amount of money given to a ''gokenin'' varied according to his position: 1,000 ''ryo'' for a and 500 ''ryo'' for an Some of their descendants were promoted to and held important positions in the shogunate. Some of the peasants' children were promoted to the samurai class by serving in the office. ''Kachi'' could change jobs and move into the lower classes, such as ''chōnin''. For example,
Takizawa Bakin , born , was a Japanese novelist of the Edo period, who wrote under the pen name . Later in life he took the pen name . Modern scholarship generally refers to him as , or just as n. He is regarded as one of, if not the, leading author of early ...
became a ''chōnin'' by working for Tsutaya Jūzaburō.


Samurai in Southeast Asia

In the late 1500s, trade between Japan and Southeast Asia accelerated and increased exponentially when the Tokugawa shogunate was established in the early 1600s. The destinations of the trading ships, the red seal ships, were Thailand, the Philippines, Vietnam, Cambodia, etc. Many Japanese moved to Southeast Asia and established Japanese towns there. Many samurai, or
rōnin In feudal Japan to early modern Japan (1185–1868), a ''rōnin'' ( ; , , 'drifter' or 'wandering man', ) was a samurai who had no lord or master and in some cases, had also severed all links with his family or clan. A samurai became a ''rō ...
, who had lost their masters after the Battle of Sekigahara, lived in the Japanese towns. The Spaniards in the Philippines, the Dutch of the
Dutch East India Company The United East India Company ( ; VOC ), commonly known as the Dutch East India Company, was a chartered company, chartered trading company and one of the first joint-stock companies in the world. Established on 20 March 1602 by the States Ge ...
, and the Thais of the
Ayutthaya Kingdom The Ayutthaya Kingdom or the Empire of Ayutthaya was a Thai people, Thai kingdom that existed in Southeast Asia from 1351 to 1767, centered around the city of Phra Nakhon Si Ayutthaya (city), Ayutthaya, in Siam, or present-day Thailand. Europe ...
saw the value of these samurai as mercenaries and recruited them. The most famous of these mercenaries was Yamada Nagamasa. He was originally a palanquin bearer who belonged to the lowest end of the samurai class, but he rose to prominence in the Ayutthaya Kingdom, now in southern Thailand, and became governor of the
Nakhon Si Thammarat Kingdom The Nakhon Si Thammarat Kingdom ( ), Nagara Sri Dharmarashtra or the Kingdom of Ligor, was one of the major constituent city states ('' mueang'') of the Siamese kingdoms of Sukhothai and later Ayutthaya and controlled a sizeable part of the M ...
. When the policy of national isolation (''
sakoku is the most common name for the isolationist foreign policy of the Japanese Tokugawa shogunate under which, during the Edo period (from 1603 to 1868), relations and trade between Japan and other countries were severely limited, and almost all ...
'') was established in 1639, trade between Japan and Southeast Asia ceased, and records of Japanese activities in Southeast Asia were lost for many years after 1688.


Samurai as diplomatic ambassadors

In 1582, three ''
Kirishitan The Japanese term , from Portuguese ''cristão'' (cf. Kristang), meaning "Christian", referred to Catholic Christians in Japanese and is used in Japanese texts as a historiographic term for Catholics in Japan in the 16th and 17th centuries ...
'' ''daimyō'',
Ōtomo Sōrin , also known as Fujiwara no Yoshishige (藤原 義鎮) or Ōtomo Yoshishige (大友 義鎮), was a Japanese feudal lord (''daimyō'') of the Ōtomo clan, one of the few to have converted to Catholicism. The eldest son of , he inherited the Funa ...
, Ōmura Sumitada, and Arima Harunobu, sent a group of boys, their own blood relatives and retainers, to Europe as Japan's first diplomatic mission to Europe. They had audiences with King
Philip II of Spain Philip II (21 May 152713 September 1598), sometimes known in Spain as Philip the Prudent (), was King of Spain from 1556, King of Portugal from 1580, and King of Naples and List of Sicilian monarchs, Sicily from 1554 until his death in 1598. He ...
,
Pope Gregory XIII Pope Gregory XIII (, , born Ugo Boncompagni; 7 January 1502 – 10 April 1585) was head of the Catholic Church and ruler of the Papal States from 13 May 1572 to his death in April 1585. He is best known for commissioning and being the namesake ...
, and
Pope Sixtus V Pope Sixtus V (; 13 December 1521 – 27 August 1590), born Felice Piergentile, was head of the Catholic Church and ruler of the Papal States from 24 April 1585 to his death, in August 1590. As a youth, he joined the Franciscan order, where h ...
. The mission returned to Japan in 1590, but its members were forced to renounce, be exiled, or be executed, due to the Tokugawa shogunate's suppression of Christianity. In 1612,
Hasekura Tsunenaga was a kirishitan Japanese samurai and retainer of Date Masamune, the daimyō of Sendai. He was of Japanese imperial descent with ancestral ties to Emperor Kanmu. Other names include Philip Francis Faxicura, Felipe Francisco Faxicura, and Ph ...
, a vassal of the ''daimyo''
Date Masamune was a Japanese ''daimyō'' during the Azuchi–Momoyama period through the early Edo period. Heir to a long line of powerful feudal lords in the Tōhoku region, he went on to found the modern-day city of Sendai. An outstanding tactician, he w ...
, led a diplomatic mission and had an audience with King
Philip III of Spain Philip III (; 14 April 1578 – 31 March 1621) was King of Spain and King of Portugal, Portugal (where he is known as Philip II of Portugal) during the Iberian Union. His reign lasted from 1598 until his death in 1621. He held dominion over the S ...
, presenting him with a letter requesting trade, and he also had an audience with
Pope Paul V Pope Paul V (; ) (17 September 1552 – 28 January 1621), born Camillo Borghese, was head of the Catholic Church and ruler of the Papal States from 16 May 1605 to his death, in January 1621. In 1611, he honored Galileo Galilei as a mem ...
in Rome. He returned to Japan in 1620, but news of the Tokugawa shogunate's suppression of Christianity had already reached Europe, and trade did not take place due to the Tokugawa shogunate's policy of ''sakoku''. In the town of Coria del Rio in Spain, where the diplomatic mission stopped, there were 600 people with the surnames Japon or Xapon as of 2021, and they have passed on the folk tale that they are the descendants of the samurai who remained in the town. At the end of the Edo period ( Bakumatsu era), when
Matthew C. Perry Matthew Calbraith Perry (April 10, 1794 – March 4, 1858) was a United States Navy officer who commanded ships in several wars, including the War of 1812 and the Mexican–American War. He led the Perry Expedition that Bakumatsu, ended Japan' ...
came to Japan in 1853 and the ''sakoku'' policy was abolished, six diplomatic missions were sent to the United States and European countries for diplomatic negotiations. The most famous were the US mission in 1860 and the European missions in 1862 and
1864 Events January * January 13 – American songwriter Stephen Foster ("Oh! Susanna", "Old Folks at Home") dies aged 37 in New York City, leaving a scrap of paper reading "Dear friends and gentle hearts". His parlor song "Beautiful Dream ...
.
Fukuzawa Yukichi was a Japanese educator, philosopher, writer, entrepreneur and samurai who founded Keio Gijuku, the newspaper ', and the Institute for Study of Infectious Diseases. Fukuzawa was an early advocate for reform in Japan. His ideas about the or ...
, who participated in these missions, is most famous as a leading figure in the modernization of Japan, and his portrait was selected for the
10,000 yen note The is a yen banknote circulated in Japan. It is the highest denomination of banknote currently issued by the Bank of Japan. Apart from the commemorative 100,000 yen coin, it is the highest denomination of the Japanese yen. It was first introdu ...
.


Dissolution

In 1853, the United States sent a fleet of steamships under the command of
Commodore Matthew Perry Matthew Calbraith Perry (April 10, 1794 – March 4, 1858) was a United States Navy officer who commanded ships in several wars, including the War of 1812 and the Mexican–American War. He led the Perry Expedition that Bakumatsu, ended Japan ...
to force the rulers of Japan to open their borders to foreign trade. The shogun had no choice but to comply. His samurai were no match for Perry's marines and as a pre-industrial society, Japan was no match for the United States. The Japanese were aware of how European imperialists defeated and humiliated the Chinese and they feared an invasion of Japan was soon to come. Japan had to modernize if it was to maintain its honor and independence. The Japanese began importing large quantities of European and American weapons and hiring European and American veterans to train their armies. The new weapons included modern rifles with
caplock The percussion cap, percussion primer, or caplock, introduced in the early 1820s, is a type of single-use percussion ignition device for muzzle loader firearm locks enabling them to fire reliably in any weather condition. Its invention gave ...
and
breech-loading A breechloader is a firearm in which the user loads the ammunition from the breech end of the barrel (i.e., from the rearward, open end of the gun's barrel), as opposed to a muzzleloader, in which the user loads the ammunition from the ( muzzle ...
mechanisms. These new firearms were more versatile and deadly than the matchlock muskets the Japanese had been using for three centuries. Their rifled barrels gave them better accuracy and range, their mechanisms were less fiddly and worked even in wet weather, and they could be fitted with
bayonet A bayonet (from Old French , now spelt ) is a -4; we might wonder whether there's a point at which it's appropriate to talk of the beginnings of French, that is, when it wa ... , now spelt ) is a knife, dagger">knife">-4; we might wonder whethe ...
s to double as spears. Whereas the matchlock musket was used alongside spears and bows on the battlefield, the new rifles became the standard infantry weapon.
Revolver A revolver is a repeating handgun with at least one barrel and a revolving cylinder containing multiple chambers (each holding a single cartridge) for firing. Because most revolver models hold six cartridges before needing to be reloaded, ...
s and
derringer A derringer or deringer is a small handgun that is neither a revolver, semi-automatic pistol, nor machine pistol. It is not to be confused with mini-revolvers or pocket pistols, although some later derringers were manufactured with the pepp ...
s became the self-defense weapons of choice, supplanting knives and swords. These firearms were also much easier to use than the traditional weapons of the samurai, requiring only two or so weeks of practice to master as opposed to years. Peasant gunmen could be trained on an as-needed basis and were just as effective as samurai gunmen. This rendered the samurai obsolete as a specialist warrior caste. Even before the
Meiji Restoration The , referred to at the time as the , and also known as the Meiji Renovation, Revolution, Regeneration, Reform, or Renewal, was a political event that restored Imperial House of Japan, imperial rule to Japan in 1868 under Emperor Meiji. Althoug ...
, the shogun and other feudal lords put a stronger emphasis on commoners when they set about rebuilding their armies. There were political advantages. Commoners tended to be more submissive as they came from humbler backgrounds, did not inherit any military tradition, and were easier to replace. They were less resistant to social reform because they had little to lose and potentially a lot to gain. They typically came without any political baggage or conflicting loyalties, which became especially important later on when the Meiji government sought to create a national army that cut across feudal domains. During the Meiji era, conscription into the national army exposed men across Japan to nationalist indoctrination, a way to build unity and national identity. The Japanese realized that in order to match the industrial and military might of the Western imperial powers, Japan had to abandon feudalism for a capitalist economy with a strong central government. In November 1867, the unpopular shogun relinquished his authority to the emperor, who was seen as a unifying figure by the Japanese. Thus began the
Meiji Restoration The , referred to at the time as the , and also known as the Meiji Renovation, Revolution, Regeneration, Reform, or Renewal, was a political event that restored Imperial House of Japan, imperial rule to Japan in 1868 under Emperor Meiji. Althoug ...
. Between 1869 and 1871, the ''
daimyo were powerful Japanese magnates, feudal lords who, from the 10th century to the early Meiji period in the middle 19th century, ruled most of Japan from their vast hereditary land holdings. They were subordinate to the shogun and nominally to ...
'' (Japan's feudal lords) were stripped of their lands and titles. Their domains became prefectures subject to the authority of the imperial government. Some former ''daimyo'' were given government jobs, but most retired with lavish pensions. The dissolution of the ''daimyo'' class made the samurai defunct as a feudal retainer caste, so the Meiji government began repealing their special rights and privileges. In 1869, the government reclassified high-ranking samurai as ''shizoku'' (warriors) and lower status samurai as ''sotsuzoku'' (foot soldiers). In 1872, the ''sotsu'' rank was abolished and the ''sotsuzoku'' were reclassified as ''shizoku''. In 1871, the government banned the samurai topknot (the ''
chonmage The is a type of traditional Japanese topknot (disambiguation), topknot haircut worn by men. It is most commonly associated with the Edo period (1603–1868) and samurai, and in recent times with sumo wrestlers. It was originally a method of usi ...
''). From 1873 to 1879, the government started taxing the stipends and transformed them into interest-bearing government bonds. The main goal was to provide enough financial liquidity to enable former samurai to invest in land and industry. In 1876, the government forbade anyone outside the military to wear swords even if they were of samurai lineage, and repealed the right of a samurai to strike an insolent commoner with potentially lethal force (''
kiri-sute gomen ''Kiri-sute gomen'' ( or ) is a Japanese expression regarding the History of Japan#Feudal Japan (1185–1868), feudal era tradition of ''right to strike'': the right of samurai to strike and potentially kill with their sword anyone of a Four divis ...
''). Most samurai accepted these reforms. In fact the Meiji leadership was composed mostly of samurai. Although they were no longer entitled to rule, many former samurai were offered positions in the new civilian government because they were typically well-educated. Others were offered teaching positions in the new public education system. But some samurai could not be placated, leading to sporadic samurai rebellions. The largest of these was the
Satsuma Rebellion The Satsuma Rebellion, also known as the , was a revolt of disaffected samurai against the new imperial government of the Empire of Japan, nine years into the Meiji era. Its name comes from the Satsuma Domain, which had been influential in ...
of 1877. Many disgruntled samurai flocked to Satsuma where the radical samurai Saigo Takamori had set up academies where he taught samurai the ways of modern war and his militant right-wing beliefs. The Meiji reforms of 1873 gave farmers ownership rights so that the government could tax them directly. This eliminated the traditional feudal role of the samurai landowners, of which Satsuma had an exceptionally high number. Saigo therefore found a lot of sympathetic samurai in Satsuma. The imperial government feared an insurrection and sent a task force to disarm Takamori's growing paramilitary force. In response, Takamori marched his army on Tokyo. The rebel samurai were defeated by the imperial army, which was composed mostly of commoners. Both armies were equipped with modern weapons. After this rebellion was quashed, the Meiji government faced no further challenges to its authority. In 1947, the ''shizoku'' class was abolished.


Martial traditions

During the
Heian period The is the last division of classical Japanese history, running from 794 to 1185. It followed the Nara period, beginning when the 50th emperor, Emperor Kammu, moved the capital of Japan to Heian-kyō (modern Kyoto). means in Japanese. It is a ...
(794 - 1185), distinctive weapons such as the ''
tachi A is a type of sabre-like traditionally made Japanese sword (''nihonto'') worn by the samurai class of feudal Japan. ''Tachi'' and '' uchigatana'' ("''katana''") generally differ in length, degree of curvature, and how they were worn when she ...
'' and ''
naginata The ''naginata'' (, , ) is a polearm and one of several varieties of traditionally made Japanese blades ('' nihontō''). ''Naginata'' were originally used by the samurai class of feudal Japan, as well as by ashigaru (foot soldiers) and sōhei ( ...
'', commonly associated with the samurai, came into use. This era also saw the development of
armor Armour (Commonwealth English) or armor (American English; see American and British English spelling differences#-our, -or, spelling differences) is a covering used to protect an object, individual, or vehicle from physical injury or damage, e ...
styles such as the ''
ō-yoroi The is a prominent example of early Japanese armor worn by the samurai class of feudal Japan. The term ''ō-yoroi'' means "great armor".(Mondadori, 1979, p. 507). History ''Ō-yoroi'' first started to appear in the 10th century during the mid ...
'' and ''
dō-maru , or "body wrap", is a type of chest armour (''dou or dō'') that was worn by the samurai class of feudal Japan. ''Dō-maru'' first appeared in the 11th century, as an armour for lesser samurai and retainers. Like the ''ō-yoroi'' style it be ...
''. High-ranking samurai, who fought primarily on horseback using archery (''
yumi is the Japanese term for a bow. As used in English, refers more specifically to traditional Japanese asymmetrical bows, and includes the longer and the shorter used in the practice of and , or Japanese archery. The was an important we ...
''), typically wore the heavy and expensive ''ō-yoroi'', which was well-suited for mounted combat. In contrast, lower-ranking samurai fought on foot, wielding ''naginata'' and wearing the lighter and more affordable ''dō-maru''. The ''warabite-tō'' swords used by the Emishi influenced the evolution of Japanese swordsmithing techniques, eventually leading to the development of the curved ''tachi''. As a result, straight swords were gradually replaced by curved ones better suited for slashing in combat


Samurai ranks

The samurai class was highly stratified. Rank was determined by a variety of factors such as the rank of one's lord and the size of one's stipend. Individual domains also made their own distinctions. The domain of Choshu had forty strata for the military class. The highest ranking Tokugawa vassals were the daimyo, who had at least 10,000 koku. Next came the hatamoto, who were distinguished by the right of audience with the shogun, followed by the gokenin. Samurai with a large enough stipend had their own retainers who were also samurai, called baishin. Each daimyo had his own retainers that were divided into many ranks. They were roughly divided into shi and sotsu. The highest ranking shi could have a larger stipend than some daimyo. These were usually cadet branch of the domain's ruler or karo families. Most samurai were hizamurai (ordinary samurai) who had an average stipend of 100 koku, and typically were mounted. Under them were the kachi who were on foot and were sometimes not considered samurai. Ashigaru were the lowest ranking members of the military class, although they carried two swords they are often not considered samurai, although they are sometimes listed as lower samurai.


Bushido

In the 13th century, Hōjō Shigetoki wrote: "When one is serving officially or in the master's court, he should not think of a hundred or a thousand people, but should consider only the importance of the master." Carl Steenstrup notes that 13th- and 14th-century warrior writings (''gunki'') "portrayed the ''bushi'' in their natural element, war, eulogizing such virtues as reckless bravery, fierce family pride, and selfless, at times senseless devotion of master and man". The translator of ''Hagakure'', William Scott Wilson, observed examples of warrior emphasis on death in clans other than Yamamoto's: "he (Takeda Shingen) was a strict disciplinarian as a warrior, and there is an exemplary story in the ''Hagakure'' relating his execution of two brawlers, not because they had fought, but because they had not fought to the death".


Religion

The philosophies of Confucianism,
Buddhism Buddhism, also known as Buddhadharma and Dharmavinaya, is an Indian religion and List of philosophies, philosophical tradition based on Pre-sectarian Buddhism, teachings attributed to the Buddha, a wandering teacher who lived in the 6th or ...
and
Zen Zen (; from Chinese: ''Chán''; in Korean: ''Sŏn'', and Vietnamese: ''Thiền'') is a Mahayana Buddhist tradition that developed in China during the Tang dynasty by blending Indian Mahayana Buddhism, particularly Yogacara and Madhyamaka phil ...
, and to a lesser extent
Shinto , also called Shintoism, is a religion originating in Japan. Classified as an East Asian religions, East Asian religion by Religious studies, scholars of religion, it is often regarded by its practitioners as Japan's indigenous religion and as ...
, influenced the samurai culture. Zen meditation became an important teaching because it offered a process to calm one's mind. The Buddhist concept of
reincarnation Reincarnation, also known as rebirth or transmigration, is the Philosophy, philosophical or Religion, religious concept that the non-physical essence of a living being begins a new lifespan (disambiguation), lifespan in a different physical ...
and rebirth led samurai to abandon torture and needless killing, while some samurai even gave up violence altogether and became Buddhist monks after coming to believe that their killings were fruitless. Some were killed as they came to terms with these conclusions in the battlefield. The most defining role that Confucianism played in samurai philosophy was to stress the importance of the lord-retainer relationship—the loyalty that a samurai was required to show his lord. Literature on the subject of ''bushido'' such as ''
Hagakure ''Hagakure'' (Kyūjitai: ; Shinjitai: ; meaning ''Hidden by the Leaves'' or ''Hidden Leaves''), or , is a practical and spiritual guide for a warrior, drawn from a collection of commentaries by the clerk Yamamoto Tsunetomo, former retainer to ...
'' ("Hidden in Leaves") by Yamamoto Tsunetomo and ''Gorin no Sho'' ("Book of the Five Rings") by
Miyamoto Musashi , was a Japanese swordsman, strategist, artist, and writer who became renowned through stories of his unique double-bladed swordsmanship and undefeated record in his 62 duels. Miyamoto is considered a ''Kensei (honorary title), kensei'' (swo ...
, both written in the Edo period, contributed to the development of ''bushidō'' and Zen philosophy. According to Robert Sharf, "The notion that Zen is somehow related to Japanese culture in general, and bushidō in particular, is familiar to Western students of Zen through the writings of D. T. Suzuki, no doubt the single most important figure in the spread of Zen in the West."


Culture

, , ,
tea ceremony Tea ceremony is a ritualized practice of making and serving tea (茶 ''cha'') in East Asia practiced in the Sinosphere. The original term from China (), literally translated as either "''way of tea''", "''etiquette for tea or tea rite''",Heiss, M ...
, and were some of the cultural pursuits enjoyed by the aristocratic samurai in the Sengoku Period. ''Waka'' poems were also used as . Hosokawa Gracia,
Asano Naganori was the ''daimyō'' of the Akō Domain in Japan (1675–1701). His title was ''Takumi no Kami'' (). He is known as the person who triggered a series of incidents retold in a story known as ''Chūshingura'' (involving the forty-seven rōnin), ...
, and Takasugi Shinsaku are famous for their ''jisei no ku''. ''Noh'' and ''kemari'' were promoted by the Ashikaga shogunate and became popular among and samurai. During the
Sengoku period The was the period in History of Japan, Japanese history in which civil wars and social upheavals took place almost continuously in the 15th and 16th centuries. The Kyōtoku incident (1454), Ōnin War (1467), or (1493) are generally chosen as th ...
, the appreciation of ''noh'' and the practice of tea ceremonies were valued for socializing and exchanging information, and were essential cultural pursuits for ''daimyo'' and samurai. The view of life and death expressed in ''noh'' plays was something the samurai of the time could relate to. Owning tea utensils used in the tea ceremony was a matter of prestige for ''daimyo'' and samurai, and in some cases tea utensils were given in exchange for land as a reward for military service. The was also used as a place for political meetings, as it was suitable for secret talks, and the tea ceremony sometimes brought together samurai and townspeople who did not normally interact.


Education

In general, samurai, aristocrats, and priests had a very high literacy rate in
kanji are logographic Chinese characters, adapted from Chinese family of scripts, Chinese script, used in the writing of Japanese language, Japanese. They were made a major part of the Japanese writing system during the time of Old Japanese and are ...
. Recent studies have shown that literacy in kanji among other groups in society was somewhat higher than previously understood. For example, court documents, birth and death records and marriage records from the Kamakura period, submitted by farmers, were prepared in Kanji. Both the kanji literacy rate and skills in math improved toward the end of Kamakura period.Matsura, Yoshinori Fukuiken-shi 2 (Tokyo: Sanshusha, 1921) Some samurai had ''buke bunko'', or "warrior library", a personal library that held texts on strategy, the science of warfare, and other documents that would have proved useful during the warring era of feudal Japan. One such library held 20,000 volumes. The upper class had ''Kuge bunko'', or "family libraries", that held classics, Buddhist sacred texts, and family histories, as well as genealogical records.
There were to Lord Eirin's character many high points difficult to measure, but according to the elders the foremost of these was the way he governed the province by his civility. It goes without saying that he acted this way toward those in the samurai class, but he was also polite in writing letters to the farmers and townspeople, and even in addressing these letters he was gracious beyond normal practice. In this way, all were willing to sacrifice their lives for him and become his allies.
In a letter dated 29 January 1552,
St Francis Xavier Francis Xavier, SJ (born Francisco de Jasso y Azpilicueta; ; ; ; ; ; 7 April 15063 December 1552), venerated as Saint Francis Xavier, was a Navarrese cleric and missionary. He co-founded the Society of Jesus and, as a representative o ...
observed the ease of which the Japanese understood prayers due to the high level of literacy in Japan at that time: In a letter to Father Ignatius Loyola at
Rome Rome (Italian language, Italian and , ) is the capital city and most populated (municipality) of Italy. It is also the administrative centre of the Lazio Regions of Italy, region and of the Metropolitan City of Rome. A special named with 2, ...
, Xavier further noted the education of the upper classes:
The Nobles send their sons to monasteries to be educated as soon as they are 8 years old, and they remain there until they are 19 or 20, learning reading, writing and religion; as soon as they come out, they marry and apply themselves to politics.


Names

A samurai was usually named by combining one
kanji are logographic Chinese characters, adapted from Chinese family of scripts, Chinese script, used in the writing of Japanese language, Japanese. They were made a major part of the Japanese writing system during the time of Old Japanese and are ...
from his father or grandfather and one new kanji. Samurai normally used only a small part of their total name. For example, the full name of
Oda Nobunaga was a Japanese ''daimyō'' and one of the leading figures of the Sengoku period, Sengoku and Azuchi-Momoyama periods. He was the and regarded as the first "Great Unifier" of Japan. He is sometimes referred as the "Demon Daimyō" and "Demo ...
was "Oda Kazusanosuke Saburo Nobunaga" (), in which "Oda" is a clan or family name, "Kazusanosuke" is a title of vice-governor of Kazusa province, "Saburo" is a formal nickname ('' yobina''), and "Nobunaga" is an adult name ('' nanori'') given at genpuku, the coming of age ceremony. A man was addressed by his family name and his title, or by his ''yobina'' if he did not have a title. However, the ''nanori'' was a private name that could be used by only a very few, including the emperor. Samurai could choose their own ''nanori'' and frequently changed their names to reflect their allegiances. Samurai were given the privilege of carrying two swords and using 'samurai surnames' to identify themselves from the common people.


Marriage

Samurai had arranged marriages, which were arranged by a go-between of the same or higher rank. While for those samurai in the upper ranks this was a necessity (as most had few opportunities to meet women), this was a formality for lower-ranked samurai. Most samurai married women from a samurai family, but for lower-ranked samurai, marriages with commoners were permitted. In these marriages a
dowry A dowry is a payment such as land, property, money, livestock, or a commercial asset that is paid by the bride's (woman's) family to the groom (man) or his family at the time of marriage. Dowry contrasts with the related concepts of bride price ...
was brought by the woman and was used to set up the couple's new household. A samurai could take
concubine Concubinage is an interpersonal relationship, interpersonal and Intimate relationship, sexual relationship between two people in which the couple does not want to, or cannot, enter into a full marriage. Concubinage and marriage are often regarde ...
s, but their backgrounds were checked by higher-ranked samurai. In many cases, taking a concubine was akin to a marriage. Kidnapping a concubine, although common in fiction, would have been shameful, if not criminal. If the concubine was a commoner, a messenger was sent with betrothal money or a note for exemption of tax to ask for her parents' acceptance. Even though the woman would not be a legal wife, a situation normally considered a demotion, many wealthy merchants believed that being the concubine of a samurai was superior to being the legal wife of a commoner. When a merchant's daughter married a samurai, her family's money erased the samurai's debts, and the samurai's social status improved the standing of the merchant family. If a samurai's commoner concubine gave birth to a son, the son could inherit his father's social status. A samurai could divorce his wife for a variety of reasons with approval from a superior, but divorce was, while not entirely nonexistent, a rare event. A wife's failure to produce a son was cause for divorce, but adoption of a male heir was considered an acceptable alternative to divorce. A samurai could divorce for personal reasons, even if he simply did not like his wife, but this was generally avoided as it would embarrass the person who had arranged the marriage. A woman could also arrange a divorce, although it would generally take the form of the samurai divorcing her. After a divorce, samurai had to return the betrothal money, which often prevented divorces.


Women

Maintaining the household was the main duty of women of the samurai class. This was especially crucial during early feudal Japan, when warrior husbands were often traveling abroad or engaged in clan battles. The wife, or ''okugatasama'' (meaning: one who remains in the home), was left to manage all household affairs, care for the children, and perhaps even defend the home forcibly. For this reason, many women of the samurai class were trained in wielding a polearm called a ''
naginata The ''naginata'' (, , ) is a polearm and one of several varieties of traditionally made Japanese blades ('' nihontō''). ''Naginata'' were originally used by the samurai class of feudal Japan, as well as by ashigaru (foot soldiers) and sōhei ( ...
'' or a special knife called the '' kaiken'' in an art called ''
tantojutsu Tantōjutsu (短刀術) is a Japanese term for a variety of traditional Japanese knife fighting systems that used the tantō (短刀), as a knife or dagger. Historically, many women used a version of the tantō, called the kaiken, for self-defens ...
'' (lit. the skill of the knife), which they could use to protect their household, family, and honor if the need arose. There were women who actively engaged in battles alongside male samurai in Japan, although most of these female warriors were not formal samurai. A samurai's daughter's greatest duty was
political marriage A marriage of state is a diplomatic marriage or union between two members of different nation-states or internally, between two power blocs, usually in authoritarian societies and is a practice which dates back to ancient times, as far back as ear ...
. These women married members of enemy clans of their families to form diplomatic relationships. These alliances were stages for many intrigues, wars and tragedies throughout Japanese history. A woman could divorce her husband if he did not treat her well and also if he was a traitor to his wife's family. A famous case was that of Oda Tokuhime (daughter of
Oda Nobunaga was a Japanese ''daimyō'' and one of the leading figures of the Sengoku period, Sengoku and Azuchi-Momoyama periods. He was the and regarded as the first "Great Unifier" of Japan. He is sometimes referred as the "Demon Daimyō" and "Demo ...
); irritated by the antics of her mother-in-law,
Lady Tsukiyama Lady Tsukiyama or was a Japanese noble lady and aristocrat from the Sengoku period. She was the chief consort of Tokugawa Ieyasu, the ''daimyō'' who would become the founder and first ''shōgun'' of the Tokugawa shogunate. She was the mother ...
(the wife of
Tokugawa Ieyasu Tokugawa Ieyasu (born Matsudaira Takechiyo; 31 January 1543 – 1 June 1616) was the founder and first ''shōgun'' of the Tokugawa shogunate of Japan, which ruled from 1603 until the Meiji Restoration in 1868. He was the third of the three "Gr ...
), she was able to get Lady Tsukiyama arrested on suspicion of communicating with the Takeda clan (then a great enemy of Nobunaga and the Oda clan). Ieyasu also arrested his own son, Matsudaira Nobuyasu, who was Tokuhime's husband, because Nobuyasu was close to his mother Lady Tsukiyama. To assuage his ally Nobunaga, Ieyasu had Lady Tsukiyama executed in 1579 and that same year ordered his son to commit seppuku to prevent him from seeking revenge for the death of his mother. Though women of wealthier samurai families enjoyed perks of their elevated position in society, such as avoiding the physical labor that those of lower classes often engaged in, they were still viewed as far beneath men. Women were prohibited from engaging in any political affairs and were usually not the heads of their household. This does not mean that women in the samurai class were always powerless. Samurai women wielded power at various occasions. Throughout history, several women of the samurai class have acquired political power and influence, even though they have not received these privileges ''
de jure In law and government, ''de jure'' (; ; ) describes practices that are officially recognized by laws or other formal norms, regardless of whether the practice exists in reality. The phrase is often used in contrast with '' de facto'' ('from fa ...
''. After
Ashikaga Yoshimasa "Ashikaga Yoshimasa" in ''Encyclopædia Britannica, The New Encyclopædia Britannica''. Chicago: Encyclopædia Britannica Inc., 15th edn., 1992, Vol. 1, p. 625. was the eighth ''shōgun'' of the Ashikaga shogunate who reigned from 1449 to 1473 du ...
, 8th ''shōgun'' of the Muromachi shogunate, lost interest in politics, his wife
Hino Tomiko was a prominent figure during the Muromachi period and the beginning of the Sengoku period. She was daughter to Hino Shigemasa and was the official wife of Ashikaga Yoshimasa, the eighth ''shōgun'' of the Ashikaga shogunate (at first Tomik ...
largely ruled in his place. Nene, wife of Toyotomi Hideyoshi, was known to overrule her husband's decisions at times, and
Yodo-dono or (1569 – June 4, 1615), also known as Lady Chacha (茶々), was a Japanese historical figure in the late Sengoku period. She was the concubine and the second wife of Japanese ruler Toyotomi Hideyoshi. As the mother of his son and successor ...
, his concubine, became the ''de facto'' master of Osaka castle and the Toyotomi clan after Hideyoshi's death. Tachibana Ginchiyo was chosen to lead the Tachibana clan after her father's death. Yamauchi Chiyo, wife of Yamauchi Kazutoyo, has long been considered the ideal samurai wife. According to legend, she made her kimono out of a quilted patchwork of bits of old cloth and saved pennies to buy her husband a magnificent horse, on which he rode to many victories. The fact that Chiyo (though she is better known as "Wife of Yamauchi Kazutoyo") is held in such high esteem for her economic sense is illuminating in the light of the fact that she never produced an heir and the Yamauchi clan was succeeded by Kazutoyo's younger brother. The source of power for women may have been that samurai left their finances to their wives. Several women ascended the
Chrysanthemum Throne The is the throne of the Emperor of Japan. The term also can refer to very specific seating, such as the throne in the Shishin-den at Kyoto Imperial Palace. Various other thrones or seats that are used by the Emperor during official functions ...
as a female imperial ruler (女性天皇,
josei tennō is a Japanese term referring to an empress regnant. Unlike the title '' Kōgō'', which refers only to an empress consort, ''Josei Tennō'' only refers to a reigning empress. '' Tennō'' is the title for the Emperor; the addition of the term ...
) As the Tokugawa period progressed more value became placed on education, and the education of females beginning at a young age became important to families and society as a whole. Marriage criteria began to weigh intelligence and education as desirable attributes in a wife, right along with physical attractiveness. Though many of the texts written for women during the Tokugawa period only pertained to how a woman could become a successful wife and household manager, there were those that undertook the challenge of learning to read, and also tackled philosophical and literary classics. Nearly all women of the samurai class were literate by the end of the Tokugawa period. File:Kasuga no Tsubone (c. 1880).jpg, ''
Kasuga no Tsubone was a Japanese noble lady and politician from a prominent Japanese samurai family of the Azuchi–Momoyama and Edo periods. Born Saitō Fuku (斉藤福), she was a daughter of Saitō Toshimitsu (who was a retainer of Akechi Mitsuhide). She was ...
fighting robbers'' – Adachi Ginko () File:Hangaku Gozen by Yoshitoshi.jpg, Hangaku Gozen by Yoshitoshi, File:Onodera Junai no tsuma 斧寺重内の妻 (No. 4, The Wife of Onodera Junai) (BM 2008,3037.15404).jpg, Japanese woman preparing for
ritual suicide A suicide method is any means by which a person may choose to end their life. Suicide attempts do not always result in death, and a non-fatal suicide attempt can leave the person with serious physical injuries, long-term health problems, or ...
File:Tomita Nobutaka and his wife Yuki no Kata defend Tsu Castle by Tsukioka Yoshitoshi 1885.png, Yuki no Kata defending Tsu Castle. 18th century File:Femme-samurai-p1000704.jpg, A samurai class woman


In popular culture

Samurai figures have been the subject for legends, folk tales, dramatic stories (i.e. ''
gunki monogatari , or "war tales", is a category of Japanese literature written primarily in the Kamakura period, Kamakura and Muromachi periods that focus on wars and conflicts, especially the civil wars that took place between 1156 and 1568. Examples of this ge ...
''), theatre productions in
kabuki is a classical form of Theatre of Japan, Japanese theatre, mixing dramatic performance with Japanese traditional dance, traditional dance. Kabuki theatre is known for its heavily stylised performances, its glamorous, highly decorated costumes ...
and noh, in literature, movies, animated and
anime is a Traditional animation, hand-drawn and computer animation, computer-generated animation originating from Japan. Outside Japan and in English, ''anime'' refers specifically to animation produced in Japan. However, , in Japan and in Ja ...
films, television shows,
manga are comics or graphic novels originating from Japan. Most manga conform to a style developed in Japan in the late 19th century, and the form has a long history in earlier Japanese art. The term is used in Japan to refer to both comics ...
, video games, and in various musical pieces in genre that range from ''
enka is a Japanese music genre considered to resemble traditional Japanese music stylistically. Modern ''enka'', however, is a relatively recent musical form which adopts a more traditional musical style in its vocalism than ''ryūkōka'' music, pop ...
'' to
J-Pop J-pop (often stylized in all caps; an abbreviated form of "Japanese popular music"), natively known simply as , is the name for a form of popular music that entered the musical mainstream of Japan in the 1990s. Modern J-pop has its roots in trad ...
songs. ''
Jidaigeki is a genre of film, television, and theatre in Japan. Literally meaning "historical drama, period dramas", it refers to stories that take place before the Meiji Restoration of 1868. ''Jidaigeki'' show the lives of the samurai, farmers, crafts ...
'' (literally historical
drama Drama is the specific Mode (literature), mode of fiction Mimesis, represented in performance: a Play (theatre), play, opera, mime, ballet, etc., performed in a theatre, or on Radio drama, radio or television.Elam (1980, 98). Considered as a g ...
) has always been a staple program on Japanese movies and television. The programs typically feature a samurai. Samurai films and
westerns The Western is a genre of fiction typically set in the American frontier (commonly referred to as the "Old West" or the "Wild West") between the California Gold Rush of 1849 and the closing of the frontier in 1890, and commonly associated wit ...
share a number of similarities, and the two have influenced each other over the years. One of Japan's most renowned directors,
Akira Kurosawa was a Japanese filmmaker who List of works by Akira Kurosawa, directed 30 feature films in a career spanning six decades. He is widely regarded as one of the greatest and most influential filmmakers in the History of film, history of cinema ...
, greatly influenced western film-making.
George Lucas George Walton Lucas Jr. (born May 14, 1944) is an American filmmaker and philanthropist. He created the ''Star Wars'' and ''Indiana Jones'' franchises and founded Lucasfilm, LucasArts, Industrial Light & Magic and THX. He served as chairman ...
' ''
Star Wars ''Star Wars'' is an American epic film, epic space opera media franchise created by George Lucas, which began with the Star Wars (film), eponymous 1977 film and Cultural impact of Star Wars, quickly became a worldwide popular culture, pop cu ...
'' series incorporated many stylistic traits pioneered by Kurosawa, and '' Star Wars: A New Hope'' takes the core story of a rescued princess being transported to a secret base from Kurosawa's ''
The Hidden Fortress is a 1958 Japanese ''epic jidaigeki'' adventure film directed by Akira Kurosawa, with special effects by Eiji Tsuburaya. It tells the story of two peasants who agree to escort a man and a woman across enemy lines in return for gold without knowi ...
''. Kurosawa was inspired by the works of director
John Ford John Martin Feeney (February 1, 1894 – August 31, 1973), better known as John Ford, was an American film director and producer. He is regarded as one of the most important and influential filmmakers during the Golden Age of Hollywood, and w ...
, and in turn Kurosawa's works have been remade into westerns such as ''
Seven Samurai is a 1954 Japanese epic samurai action film directed by Akira Kurosawa from a screenplay co-written with Shinobu Hashimoto and Hideo Oguni. Taking place in 1586 in the Sengoku period of Japanese history, it follows the story of a villag ...
'' into ''
The Magnificent Seven ''The Magnificent Seven'' is a 1960 American Western film directed by John Sturges. The screenplay, credited to William Roberts, is a remake – in an Old West-style – of Akira Kurosawa's 1954 Japanese film '' Seven Samurai'' (itself init ...
'' and ''
Yojimbo is a 1961 Japanese samurai film directed by Akira Kurosawa, who also co-wrote the screenplay and was one of the producers. The film stars Toshiro Mifune, Tatsuya Nakadai, Yoko Tsukasa, Isuzu Yamada, Daisuke Katō, Takashi Shimura, Kamat ...
'' into ''
A Fistful of Dollars ''A Fistful of Dollars'' (, (''For a Fistful of Dollars'')) is a 1964 spaghetti Western film directed by Sergio Leone and starring Clint Eastwood in his first leading role, alongside Gian Maria Volonté, Marianne Koch, Wolfgang Lukschy, Si ...
''. There is also a 26-episode anime adaptation ('' Samurai 7'') of ''Seven Samurai''. Along with film, literature containing samurai influences are seen as well. As well as influence from American Westerns, Kurosawa also adapted two of Shakespeare's plays as sources for samurai movies: ''
Throne of Blood is a 1957 Japanese epic ''jidaigeki'' film co-written, produced, edited, and directed by Akira Kurosawa, with special effects by Eiji Tsuburaya. The film transposes the plot of English dramatist William Shakespeare's play ''Macbeth'' (1606) fr ...
'' was based on ''
Macbeth ''The Tragedy of Macbeth'', often shortened to ''Macbeth'' (), is a tragedy by William Shakespeare, estimated to have been first performed in 1606. It dramatises the physically violent and damaging psychological effects of political ambiti ...
,'' and '' Ran'' was based on ''
King Lear ''The Tragedy of King Lear'', often shortened to ''King Lear'', is a Shakespearean tragedy, tragedy written by William Shakespeare. It is loosely based on the mythological Leir of Britain. King Lear, in preparation for his old age, divides his ...
''. Most common are historical works where the protagonist is either a samurai or former samurai (or another rank or position) who possesses considerable martial skill.
Eiji Yoshikawa was a Japanese historical novelist. Among his best-known novels are revisions of older classics. He was mainly influenced by classics such as ''The Tale of the Heike'', ''Tale of Genji'', ''Water Margin'' and ''Romance of the Three Kingdoms'', m ...
is one of the most famous Japanese historical novelists. His retellings of popular works, including
Taiko are a broad range of Traditional Japanese musical instruments, Japanese percussion instruments. In Japanese language, Japanese, the term refers to any kind of drum, but outside Japan, it is used specifically to refer to any of the various J ...
, Musashi and ''
The Tale of the Heike is an epic account compiled prior to 1330 of the struggle between the Taira clan and Minamoto clan for control of Japan at the end of the 12th century in the Genpei War (1180–1185). It has been translated into English at least five times. ...
'', are popular among readers for their epic narratives and rich realism in depicting samurai and warrior culture. The samurai have also appeared frequently in Japanese comics (manga) and animation (anime). Examples are ''
Samurai Champloo is a 2004 Japanese historical adventure anime television series. The debut television production of studio Manglobe, the 26-episode series aired from May 2004 to March 2005. It was first partially broadcast on Fuji TV, then had a complete a ...
'', '' Shigurui'', '' Requiem from the Darkness'', '' Muramasa: The Demon Blade'', and ''
Afro Samurai is a Japanese '' seinen'' ''dōjinshi'' manga series written and illustrated by manga artist Takashi Okazaki. It was originally serialized irregularly in the avant-garde ''dōjinshi'' manga magazine '' Nou Nou Hau'' from November 1998 to ...
''. Samurai-like characters are not just restricted to historical settings, and a number of works set in the modern age, and even the future, include characters who live, train and fight like samurai. Some of these works have made their way to the west, where it has been increasing in popularity with America. In the 21st century, samurai have become more popular in America. Through various media, producers and writers have been capitalizing on the notion that Americans admire the samurai lifestyle. The animated series, ''Afro Samurai'', became well-liked in American popular culture because of its blend of hack-and-slash animation and gritty urban music. Created by Takashi Okazaki, ''Afro Samurai'' was initially a ''
dōjinshi , also Romanization of Japanese, romanized as ', is the Japanese term for self-published print works, such as magazines, manga, and novels. Part of a wider category of ''doujin'' (self-published) works, ''doujinshi'' are often derivative of exi ...
'', or manga series, which was then made into an animated series by Studio Gonzo. In 2007, the animated series debuted on American cable television on the
Spike TV Paramount Network is an American basic cable television channel and the flagship property of the Paramount Media Networks division of Paramount Global, who operates it through the MTV Entertainment Group. The network's headquarters are locate ...
channel. The series was produced for American viewers which "embodies the trend... comparing hip-hop artists to samurai warriors, an image some rappers claim for themselves". The story line keeps in tone with the perception of a samurai finding vengeance against someone who has wronged him. Because of its popularity, ''Afro Samurai'' was adopted into a full feature animated film and also became titles on gaming consoles such as the
PlayStation 3 The PlayStation 3 (PS3) is a home video game console developed and marketed by Sony Computer Entertainment (SCE). It is the successor to the PlayStation 2, and both are part of the PlayStation brand of consoles. The PS3 was first released on ...
and
Xbox Xbox is a video gaming brand that consists of four main home video game console lines, as well as application software, applications (games), the streaming media, streaming service Xbox Cloud Gaming, and online services such as the Xbox networ ...
. Not only has the samurai culture been adopted into animation and video games, it can also be seen in comic books. The television series ''
Power Rangers Samurai ''Power Rangers Samurai'' is the eighteenth season of the children's television series ''Power Rangers'', which is based on the Japanese ''Super Sentai Series''. The season was the first to be produced by Saban Capital Group, SCG Power Rangers, a ...
'' (adapted from ''Samurai Sentai Shinkenger'') is inspired by the way of the samurai.* * *


See also

* List of Japanese battles * List of samurai * Musha shugyō *
Ninja A , or was a spy and infiltrator in pre-modern Japan. The functions of a ninja included siege and infiltration, ambush, reconnaissance, espionage, deception, and later bodyguarding.Kawakami, pp. 21–22 Antecedents may have existed as ear ...
*
Pechin , or , historically ''Opoyakomoi'', was a rank among the Yukatchu class of the former Ryukyu Kingdom (modern-day Okinawa, Japan), above the rank of Satunushi and below the rank of Ueekata. As scholar-officials, they often served in administrat ...
*
Kabukimono or were gangs of samurai in feudal Japan. First appearing in the Azuchi–Momoyama period (between the end of the Muromachi period in 1573 and the beginning of the Edo period in 1603) as the turbulent Sengoku period drew to a close, were ei ...
*
Seiwa Genji The is a line of the Japanese Minamoto clan that is descended from Emperor Seiwa, which is the most successful and powerful line of the clan. Many of the most famous Minamoto members, including Minamoto no Yoshitsune, Minamoto no Yoritomo, ...
* Shudō * Shi *
Hwarang Hwarang () were an elite warrior group of male youth in Silla, an ancient kingdom of the Korean Peninsula that originated from the mid 6th century and lasted until the early 10th century. There were educational institutions as well as social clu ...
*
Kheshig Kheshig ( Mongolian: ; also Khishig, Keshik, Khishigten; "mugay", "blessed") were the imperial guard and shock troops for Mongol royalty in the Mongol Empire, particularly for rulers like Genghis Khan and his wife Börte. Their primary purpose ...


References


Bibliography

* Absolon, Trevor. ''Samurai Armour: Volume I: The Japanese Cuirass'' (Bloomsbury Publishing, 2017). * Anderson, Patricia E. "Roles of Samurai Women: Social Norms and Inner Conflicts During Japan's Tokugawa Period, 1603–1868". ''New Views on Gender'' 15 (2015): 30–37
online
* Ansart, Olivier. "Lust, Commerce and Corruption: An Account of What I Have Seen and Heard by an Edo Samurai". ''Asian Studies Review'' 39.3 (2015): 529–530. * Benesch, Oleg. ''Inventing the Way of the Samurai: Nationalism, Internationalism, and Bushido in Modern Japan'' (Oxford UP, 2014). * Benesch, Oleg. "Comparing Warrior Traditions: How the Janissaries and Samurai Maintained Their Status and Privileges During Centuries of Peace." ''Comparative Civilizations Review'' 55.55 (2006): 6:37–5
Online
* * Clements, Jonathan. ''A Brief History of the Samurai'' (Running Press, 2010) * * Cummins, Antony, and Mieko Koizumi. ''The Lost Samurai School'' (North Atlantic Books, 2016) 17th century Samurai textbook on combat; heavily illustrated. * * * Hubbard, Ben. ''The Samurai Warrior: The Golden Age of Japan's Elite Warriors 1560–1615'' (Amber Books, 2015). * Jaundrill, D. Colin. ''Samurai to Soldier: Remaking Military Service in Nineteenth-Century Japan'' (Cornell UP, 2016). * * Kinmonth, Earl H. ''Self-Made Man in Meiji Japanese Thought: From Samurai to Salary Man'' (1981) 385pp. * Ogata, Ken. "End of the Samurai: A Study of Deinstitutionalization Processes". ''Academy of Management Proceedings'' Vol. 2015. No. 1. * * Thorne, Roland. ''Samurai films'' (Oldcastle Books, 2010). * Turnbull, Stephen. ''The Samurai: A Military History'' (1996). * Kure, Mitsuo. ''Samurai: an illustrated history'' (2014). *


Historiography

* Howland, Douglas R. "Samurai status, class, and bureaucracy: A historiographical essay". ''
The Journal of Asian Studies ''The Journal of Asian Studies'' is the flagship journal of the Association for Asian Studies, publishing peer-reviewed academic scholarship in the field of Asian studies. Its acceptance rate is approximately 6%. Each issue circulates over 8,20 ...
''. 60.2 (2001): 353–380.
online


External links

*
The Samurai Archives Japanese History page

History of the Samurai


– Japan: Memoirs of a Secret Empire
Comprehensive Database of Archaeological Site Reports in Japan
Nara National Research Institute for Cultural Properties {{Authority control 12th-century establishments in Japan 1879 disestablishments in Japan Combat occupations Japanese caste system Japanese historical terms Japanese nobility Japanese warriors Noble titles Obsolete occupations