
Sputter deposition is a
physical vapor deposition (PVD) method of
thin film
A thin film is a layer of material ranging from fractions of a nanometer (monolayer) to several micrometers in thickness. The controlled synthesis of materials as thin films (a process referred to as deposition) is a fundamental step in many ap ...
deposition by the phenomenon of
sputtering. This involves ejecting material from a "target" that is a source onto a "substrate" such as a
silicon
Silicon is a chemical element with the symbol Si and atomic number 14. It is a hard, brittle crystalline solid with a blue-grey metallic luster, and is a tetravalent metalloid and semiconductor. It is a member of group 14 in the periodic tab ...
wafer. Resputtering is re-emission of the deposited material during the deposition process by
ion
An ion () is an atom or molecule with a net electrical charge.
The charge of an electron is considered to be negative by convention and this charge is equal and opposite to the charge of a proton, which is considered to be positive by conven ...
or atom bombardment.
Sputtered atoms ejected from the target have a wide energy distribution, typically up to tens of
eV (100,000
K). The sputtered ions (typically only a small fraction of the ejected particles are
ionized — on the order of 1 percent) can ballistically fly from the target in straight lines and impact energetically on the substrates or vacuum chamber (causing resputtering). Alternatively, at higher gas pressures, the ions collide with the gas atoms that act as a moderator and move diffusively, reaching the substrates or vacuum chamber wall and condensing after undergoing a
random walk
In mathematics, a random walk is a random process that describes a path that consists of a succession of random steps on some mathematical space.
An elementary example of a random walk is the random walk on the integer number line \mathbb Z ...
. The entire range from high-energy ballistic impact to low-energy thermalized motion is accessible by changing the background gas pressure. The sputtering gas is often an
inert gas
An inert gas is a gas that does not readily undergo chemical reactions with other chemical substances and therefore does not readily form chemical compounds. The noble gases often do not react with many substances and were historically referred to ...
such as
argon
Argon is a chemical element with the symbol Ar and atomic number 18. It is in group 18 of the periodic table and is a noble gas. Argon is the third-most abundant gas in Earth's atmosphere, at 0.934% (9340 ppmv). It is more than twice as abu ...
. For efficient momentum transfer, the atomic weight of the sputtering gas should be close to the
atomic weight of the target, so for sputtering light elements
neon
Neon is a chemical element with the symbol Ne and atomic number 10. It is a noble gas. Neon is a colorless, odorless, inert monatomic gas under standard conditions, with about two-thirds the density of air. It was discovered (along with krypton ...
is preferable, while for heavy elements
krypton
Krypton (from grc, κρυπτός, translit=kryptos 'the hidden one') is a chemical element with the symbol Kr and atomic number 36. It is a colorless, odorless, tasteless noble gas that occurs in trace amounts in the atmosphere and is often ...
or
xenon
Xenon is a chemical element with the symbol Xe and atomic number 54. It is a dense, colorless, odorless noble gas found in Earth's atmosphere in trace amounts. Although generally unreactive, it can undergo a few chemical reactions such as the ...
are used. Reactive gases can also be used to sputter compounds. The compound can be formed on the target surface, in-flight or on the substrate depending on the process parameters. The availability of many parameters that control sputter deposition make it a complex process, but also allow experts a large degree of control over the growth and microstructure of the film.
Uses
One of the earliest widespread commercial applications of sputter deposition, which is still one of its most important applications, is in the production of computer
hard disks. Sputtering is used extensively in the
semiconductor
A semiconductor is a material which has an electrical resistivity and conductivity, electrical conductivity value falling between that of a electrical conductor, conductor, such as copper, and an insulator (electricity), insulator, such as glas ...
industry to deposit thin films of various materials in
integrated circuit
An integrated circuit or monolithic integrated circuit (also referred to as an IC, a chip, or a microchip) is a set of electronic circuits on one small flat piece (or "chip") of semiconductor material, usually silicon. Large numbers of tiny ...
processing. Thin
antireflection coatings on glass for
optical applications are also deposited by sputtering. Because of the low substrate temperatures used, sputtering is an ideal method to deposit contact metals for
thin-film transistors. Another familiar application of sputtering is low-
emissivity coatings on
glass
Glass is a non-crystalline, often transparent, amorphous solid that has widespread practical, technological, and decorative use in, for example, window panes, tableware, and optics. Glass is most often formed by rapid cooling (quenching) of ...
, used in double-pane window assemblies. The coating is a multilayer containing
silver
Silver is a chemical element with the Symbol (chemistry), symbol Ag (from the Latin ', derived from the Proto-Indo-European wikt:Reconstruction:Proto-Indo-European/h₂erǵ-, ''h₂erǵ'': "shiny" or "white") and atomic number 47. A soft, whi ...
and metal
oxide
An oxide () is a chemical compound that contains at least one oxygen atom and one other element in its chemical formula. "Oxide" itself is the dianion of oxygen, an O2– (molecular) ion. with oxygen in the oxidation state of −2. Most of the E ...
s such as
zinc oxide,
tin oxide, or
titanium dioxide
Titanium dioxide, also known as titanium(IV) oxide or titania , is the inorganic compound with the chemical formula . When used as a pigment, it is called titanium white, Pigment White 6 (PW6), or CI 77891. It is a white solid that is insolubl ...
. A large industry has developed around tool bit coating using sputtered nitrides, such as
titanium nitride
Titanium nitride (TiN; sometimes known as Tinite) is an extremely hard ceramic material, often used as a physical vapor deposition (PVD) coating on titanium alloys, steel, carbide, and aluminium components to improve the substrate's surface prope ...
, creating the familiar gold colored hard coat. Sputtering is also used as the process to deposit the metal (e.g. aluminium) layer during the fabrication of CDs and DVDs.
Hard disk surfaces use sputtered CrO
x and other sputtered materials. Sputtering is one of the main processes of manufacturing optical
waveguides and is another way for making efficient
photovoltaic
Photovoltaics (PV) is the conversion of light into electricity using semiconducting materials that exhibit the photovoltaic effect, a phenomenon studied in physics, photochemistry, and electrochemistry. The photovoltaic effect is commercially us ...
solar cells.
In 2022, researchers at
IMEC
Interuniversity Microelectronics Centre (IMEC) is an international research & development organization, active in the fields of nanoelectronics and digital technologies, with headquarters in Belgium. Luc Van den hove has served as President and ...
built up lab
superconducting qubits with
coherence times exceeding 100
µs and an
average
In ordinary language, an average is a single number taken as representative of a list of numbers, usually the sum of the numbers divided by how many numbers are in the list (the arithmetic mean). For example, the average of the numbers 2, 3, 4, 7, ...
single-qubit gate fidelity of 99.94%, using
CMOS
Complementary metal–oxide–semiconductor (CMOS, pronounced "sea-moss", ) is a type of metal–oxide–semiconductor field-effect transistor (MOSFET) fabrication process that uses complementary and symmetrical pairs of p-type and n-type MOSFE ...
-compatible fabrication techniques such ad sputtering deposition and subtractive etch.
Sputter coating

Sputter coating in
scanning electron microscopy is a sputter deposition process to cover a specimen with a thin layer of conducting material, typically a metal, such as a
gold
Gold is a chemical element with the symbol Au (from la, aurum) and atomic number 79. This makes it one of the higher atomic number elements that occur naturally. It is a bright, slightly orange-yellow, dense, soft, malleable, and ductile met ...
/
palladium
Palladium is a chemical element with the symbol Pd and atomic number 46. It is a rare and lustrous silvery-white metal discovered in 1803 by the English chemist William Hyde Wollaston. He named it after the asteroid Pallas, which was itself na ...
(Au/Pd) alloy. A conductive coating is needed to prevent charging of a specimen with an electron beam in conventional SEM mode (high vacuum, high voltage). While metal coatings are also useful for increasing signal to noise ratio (heavy metals are good secondary electron emitters), they are of inferior quality when
X-ray spectroscopy is employed. For this reason when using X-ray spectroscopy a carbon coating is preferred.
Comparison with other deposition methods

An important advantage of sputter deposition is that even materials with very high melting points are easily sputtered while evaporation of these materials in a resistance evaporator or
Knudsen cell In crystal growth, a Knudsen cell is an effusion evaporator source for relatively low partial pressure elementary sources (e.g. Ga, Al, Hg, As). Because it is easy to control the temperature of the evaporating material in Knudsen cells, they are c ...
is problematic or impossible. Sputter deposited films have a composition close to that of the source material. The difference is due to different elements spreading differently because of their different mass (light elements are deflected more easily by the gas) but this difference is constant. Sputtered films typically have a better adhesion on the substrate than
evaporated films. A target contains a large amount of material and is maintenance free making the technique suited for ultrahigh vacuum applications. Sputtering sources contain no hot parts (to avoid heating they are typically water cooled) and are compatible with reactive gases such as oxygen. Sputtering can be performed top-down while evaporation must be performed bottom-up. Advanced processes such as epitaxial growth are possible.
Some disadvantages of the sputtering process are that the process is more difficult to combine with a
lift-off
Liftoff, lift-off, or lift off may refer to:
Technology
* Lift-off (microtechnology), a fabrication technique
* Flame lift-off, a separation of flame from burner device
* Takeoff, the first moment of flight of an aerospace vehicle
* Reduction o ...
for structuring the film. This is because the diffuse transport, characteristic of sputtering, makes a full shadow impossible. Thus, one cannot fully restrict where the atoms go, which can lead to contamination problems. Also, active control for layer-by-layer growth is difficult compared to
pulsed laser deposition and inert sputtering gases are built into the growing film as impurities.
Pulsed laser deposition is a variant of the sputtering deposition technique in which a
laser
A laser is a device that emits light through a process of optical amplification based on the stimulated emission of electromagnetic radiation. The word "laser" is an acronym for "light amplification by stimulated emission of radiation". The fir ...
beam is used for sputtering. Role of the sputtered and resputtered ions and the background gas is fully investigated during the pulsed laser deposition process.
Types of sputter deposition

Sputtering sources often employ
magnetrons that utilize strong electric and magnetic fields to confine charged plasma particles close to the surface of the sputter target. In a magnetic field, electrons follow helical paths around magnetic field lines, undergoing more ionizing collisions with gaseous neutrals near the target surface than would otherwise occur. (As the target material is depleted, a "racetrack" erosion profile may appear on the surface of the target.) The sputter gas is typically an inert gas such as argon. The extra argon ions created as a result of these collisions lead to a higher deposition rate. The
plasma
Plasma or plasm may refer to:
Science
* Plasma (physics), one of the four fundamental states of matter
* Plasma (mineral), a green translucent silica mineral
* Quark–gluon plasma, a state of matter in quantum chromodynamics
Biology
* Blood pla ...
can also be sustained at a lower pressure this way. The sputtered atoms are neutrally charged and so are unaffected by the magnetic trap. Charge build-up on insulating targets can be avoided with the use of RF sputtering where the sign of the anode-cathode bias is varied at a high rate (commonly
13.56 MHz). RF sputtering works well to produce highly insulating oxide films but with the added expense of RF power supplies and
impedance matching networks. Stray magnetic fields leaking from ferromagnetic targets also disturb the sputtering process. Specially designed sputter guns with unusually strong permanent magnets must often be used in compensation.
Ion-beam sputtering

Ion-beam sputtering (IBS) is a method in which the target is external to the
ion source. A source can work without any magnetic field like in a
hot filament ionization gauge
The hot-filament ionization gauge, sometimes called a hot-filament gauge or hot-cathode gauge, is the most widely used low-pressure (vacuum) measuring device for the region from 10−3 to 10−10 Torr. It is a triode, with the filament being the ...
. In a
Kaufman
Kaufman or Kauffman may refer to:
People
*Kaufmann (surname) ''Includes Kaufman, Kauffman, Kauffmann''
Places
* Kaufman, Illinois, an unincorporated community in Madison Count
* Kaufman, Texas, a city in Kaufman County
* Kaufman County, Texas, ...
source ions are generated by collisions with electrons that are confined by a magnetic field as in a magnetron. They are then accelerated by the electric field emanating from a grid toward a target. As the ions leave the source they are neutralized by electrons from a second external filament. IBS has an advantage in that the energy and flux of ions can be controlled independently. Since the flux that strikes the target is composed of neutral atoms, either insulating or conducting targets can be sputtered. IBS has found application in the manufacture of thin-film heads for
disk drives
Data storage is the recording (storing) of information (data) in a storage medium. Handwriting, phonographic recording, magnetic tape, and optical discs are all examples of storage media. Biological molecules such as RNA and DNA are conside ...
. A pressure gradient between the ion source and the sample chamber is generated by placing the gas inlet at the source and shooting through a tube into the sample chamber. This saves gas and reduces contamination in
UHV applications. The principal drawback of IBS is the large amount of maintenance required to keep the ion source operating.
Reactive sputtering
In reactive sputtering, the sputtered particles from a target material undergo a chemical reaction aiming to deposit a film with different composition on a certain substrate. The chemical reaction that the particles undergo is with a reactive gas introduced into the sputtering chamber such as oxygen or nitrogen, enabling the production of oxide and nitride films, respectively. The introduction of an additional element to the process, i.e. the reactive gas, has a significant influence in the desired depositions, making it more difficult to find ideal working points. Like so, the wide majority of reactive-based sputtering processes are characterized by an hysteresis-like behavior, thus needing proper control of the involved parameters, e.g. the partial pressure of working (or inert) and reactive gases, to undermine it. Berg et al. proposed a significant model, i.e. Berg Model, to estimate the impact upon addition of the reactive gas in sputtering processes. Generally, the influence of the reactive gas' relative pressure and flow were estimated in accordance to the target's erosion and film's deposition rate on the desired substrate.
The composition of the film can be controlled by varying the relative pressures of the inert and reactive gases. Film stoichiometry is an important parameter for optimizing functional properties like the stress in SiN
x and the index of refraction of SiO
x.
Ion-assisted deposition
In ion-assisted deposition (IAD), the substrate is exposed to a secondary ion beam operating at a lower power than the sputter gun. Usually a Kaufman source, like that used in IBS, supplies the secondary beam. IAD can be used to deposit
carbon
Carbon () is a chemical element with the symbol C and atomic number 6. It is nonmetallic and tetravalent
In chemistry, the valence (US spelling) or valency (British spelling) of an element is the measure of its combining capacity with o ...
in
diamond-like form on a substrate. Any carbon atoms landing on the substrate which fail to bond properly in the diamond crystal lattice will be knocked off by the secondary beam.
NASA
The National Aeronautics and Space Administration (NASA ) is an independent agency of the US federal government responsible for the civil space program, aeronautics research, and space research.
NASA was established in 1958, succeeding t ...
used this technique to experiment with depositing diamond films on
turbine
A turbine ( or ) (from the Greek , ''tyrbē'', or Latin ''turbo'', meaning vortex) is a rotary mechanical device that extracts energy from a fluid flow and converts it into useful work. The work produced by a turbine can be used for generating e ...
blades in the 1980s. IAD is used in other important industrial applications such as creating
tetrahedral amorphous carbon surface coatings on
hard disk
A hard disk drive (HDD), hard disk, hard drive, or fixed disk is an electro-mechanical data storage device that stores and retrieves digital data using magnetic storage with one or more rigid rapidly rotating platters coated with magnet ...
platters and hard transition metal nitride coatings on medical implants.
High-target-utilization sputtering (HiTUS)
Sputtering may also be performed by remote generation of a high density plasma. The
plasma
Plasma or plasm may refer to:
Science
* Plasma (physics), one of the four fundamental states of matter
* Plasma (mineral), a green translucent silica mineral
* Quark–gluon plasma, a state of matter in quantum chromodynamics
Biology
* Blood pla ...
is generated in a side chamber opening into the main process chamber, containing the target and the
substrate
Substrate may refer to:
Physical layers
*Substrate (biology), the natural environment in which an organism lives, or the surface or medium on which an organism grows or is attached
** Substrate (locomotion), the surface over which an organism lo ...
to be coated. As the plasma is generated remotely, and not from the target itself (as in conventional
magnetron sputtering), the ion current to the target is independent of the voltage applied to the target.
High-power impulse magnetron sputtering (HiPIMS)
HiPIMS is a method for physical vapor deposition of thin films which is based on magnetron sputter deposition. HiPIMS utilizes extremely high power densities of the order of kW/cm
2 in short pulses (impulses) of tens of microseconds at low duty cycle of < 10%.
Gas flow sputtering
Gas flow sputtering makes use of the
hollow cathode effect, the same effect by which
hollow cathode lamps operate. In gas flow sputtering a working gas like
argon
Argon is a chemical element with the symbol Ar and atomic number 18. It is in group 18 of the periodic table and is a noble gas. Argon is the third-most abundant gas in Earth's atmosphere, at 0.934% (9340 ppmv). It is more than twice as abu ...
is led through an opening in a metal subjected to a negative electrical potential.
Enhanced
plasma densities occur in the hollow cathode, if the pressure in the chamber ''p'' and a characteristic dimension ''L'' of the hollow cathode obey the
Paschen's law 0.5 Pa·m < ''p''·''L'' < 5 Pa·m. This causes a high flux of ions on the surrounding surfaces and a large sputter effect. The hollow-cathode based gas flow sputtering may thus be associated with large deposition rates up to values of a few µm/min.
Structure and morphology
In 1974 J. A. Thornton applied the structure zone model for the description of
thin film
A thin film is a layer of material ranging from fractions of a nanometer (monolayer) to several micrometers in thickness. The controlled synthesis of materials as thin films (a process referred to as deposition) is a fundamental step in many ap ...
morphologies to sputter deposition. In a study on metallic layers prepared by DC sputtering,
he extended the structure zone concept initially introduced by Movchan and Demchishin for
evaporated films.
Thornton introduced a further structure zone T, which was observed at low argon pressures and characterized by densely packed fibrous grains. The most important point of this extension was to emphasize the pressure ''p'' as a decisive process parameter. In particular, if hyperthermal techniques like sputtering etc. are used for the
sublimation
Sublimation or sublimate may refer to:
* ''Sublimation'' (album), by Canvas Solaris, 2004
* Sublimation (phase transition), directly from the solid to the gas phase
* Sublimation (psychology), a mature type of defense mechanism
* Sublimate of mer ...
of source atoms, the pressure governs via the
mean free path
In physics, mean free path is the average distance over which a moving particle (such as an atom, a molecule, or a photon) travels before substantially changing its direction or energy (or, in a specific context, other properties), typically as a ...
the energy distribution with which they impinge on the surface of the growing film. Next to the deposition temperature ''T
d'' the chamber pressure or mean free path should thus always be specified when considering a deposition process.
Since sputter deposition belongs to the group of plasma-assisted processes, next to neutral atoms also charged species (like argon ions) hit the surface of the growing film, and this component may exert a large effect. Denoting the fluxes of the arriving ions and atoms by ''J
i'' and ''J
a'', it turned out that the magnitude of the ''J
i/J
a'' ratio plays a decisive role on the
microstructure and morphology obtained in the film.
The effect of ion bombardment may quantitatively be derived from structural parameters like preferred orientation of crystallites or
texture and from the state of
residual stress. It has been shown recently
that textures and residual stresses may arise in gas-flow sputtered Ti layers that compare to those obtained in macroscopic Ti work pieces subjected to a severe
plastic deformation
In engineering, deformation refers to the change in size or shape of an object. ''Displacements'' are the ''absolute'' change in position of a point on the object. Deflection is the relative change in external displacements on an object. Strain ...
by
shot peening
Shot peening is a cold working process used to produce a compressive residual stress layer and modify the mechanical properties of metals and composites. It entails striking a surface with shot (round metallic, glass, or ceramic particles) with ...
.
See also
*
Coating
A coating is a covering that is applied to the surface of an object, usually referred to as the Substrate (materials science), substrate. The purpose of applying the coating may be decorative, functional, or both. Coatings may be applied as liquid ...
References
Further reading
The Foundations of Vacuum Coating Technology by D. Mattox*
*
External links
Thin Film Evaporation GuideSputter Animation
{{DEFAULTSORT:Sputter Deposition
Semiconductor device fabrication
Plasma processing
Thin film deposition