
A microstate or ministate is a
sovereign state
A sovereign state is a State (polity), state that has the highest authority over a territory. It is commonly understood that Sovereignty#Sovereignty and independence, a sovereign state is independent. When referring to a specific polity, the ter ...
having a very small population or land area, usually both. However, the meanings of "state" and "very small" are not well-defined in international law.
Some recent attempts to define microstates have focused on identifying qualitative features that are linked to their size and population, such as partial delegation of their
sovereignty
Sovereignty can generally be defined as supreme authority. Sovereignty entails hierarchy within a state as well as external autonomy for states. In any state, sovereignty is assigned to the person, body or institution that has the ultimate au ...
to larger states, such as for international defense.
Commonly accepted examples of microstates include five historic European microstates:
Andorra
Andorra, officially the Principality of Andorra, is a Sovereignty, sovereign landlocked country on the Iberian Peninsula, in the eastern Pyrenees in Southwestern Europe, Andorra–France border, bordered by France to the north and Spain to A ...
,
Liechtenstein
Liechtenstein (, ; ; ), officially the Principality of Liechtenstein ( ), is a Landlocked country#Doubly landlocked, doubly landlocked Swiss Standard German, German-speaking microstate in the Central European Alps, between Austria in the east ...
,
Monaco
Monaco, officially the Principality of Monaco, is a Sovereign state, sovereign city-state and European microstates, microstate on the French Riviera a few kilometres west of the Regions of Italy, Italian region of Liguria, in Western Europe, ...
,
San Marino
San Marino, officially the Republic of San Marino, is a landlocked country in Southern Europe, completely surrounded by Italy. Located on the northeastern slopes of the Apennine Mountains, it is the larger of two European microstates, microsta ...
, and
Vatican City
Vatican City, officially the Vatican City State (; ), is a Landlocked country, landlocked sovereign state and city-state; it is enclaved within Rome, the capital city of Italy and Bishop of Rome, seat of the Catholic Church. It became inde ...
.
Malta
Malta, officially the Republic of Malta, is an island country in Southern Europe located in the Mediterranean Sea, between Sicily and North Africa. It consists of an archipelago south of Italy, east of Tunisia, and north of Libya. The two ...
,
Iceland
Iceland is a Nordic countries, Nordic island country between the Atlantic Ocean, North Atlantic and Arctic Oceans, on the Mid-Atlantic Ridge between North America and Europe. It is culturally and politically linked with Europe and is the regi ...
, and
Luxembourg
Luxembourg, officially the Grand Duchy of Luxembourg, is a landlocked country in Western Europe. It is bordered by Belgium to the west and north, Germany to the east, and France on the south. Its capital and most populous city, Luxembour ...
are sometimes included in that list but are generally considered too populous to be genuine microstates. Other examples are small, isolated island states in the Pacific Ocean that gained independence from the European or Australasian powers:
Nauru
Nauru, officially the Republic of Nauru, formerly known as Pleasant Island, is an island country and microstate in the South Pacific Ocean. It lies within the Micronesia subregion of Oceania, with its nearest neighbour being Banaba (part of ...
,
Palau
Palau, officially the Republic of Palau, is an island country in the Micronesia subregion of Oceania in the western Pacific Ocean. The Republic of Palau consists of approximately 340 islands and is the western part of the Caroline Islands ...
, and
Tuvalu
Tuvalu ( ) is an island country in the Polynesian subregion of Oceania in the Pacific Ocean, about midway between Hawaii and Australia. It lies east-northeast of the Santa Cruz Islands (which belong to the Solomon Islands), northeast of Van ...
. The smallest political entity recognized as a sovereign state is Vatican City, with fewer than 1,000 residents and an area of only . Some microstates – such as Monaco and Vatican City – are
city-state
A city-state is an independent sovereign city which serves as the center of political, economic, and cultural life over its contiguous territory. They have existed in many parts of the world throughout history, including cities such as Rome, ...
s consisting of a single municipality.
Definitions
Quantitative
Most scholars identify microstates by using a quantitative threshold and applying it to either one variable (such as the size of its territory or population) or a composite of different variables. While it is agreed that microstates are the smallest of all states, there is no consensus on what variable (or variables) or cut-off point should be used to determine which political units should be labelled as "microstates" (as opposed to small "normal" states).
According to some scholars the quantitative approach to defining microstates suffers from such problems as "inconsistency, arbitrariness, vagueness and inability to meaningfully isolate qualitatively distinct political units".
Qualitative
Some academics have suggested defining microstates according to the unique features that are linked to their geographic or demographic smallness.
Newer approaches have proposed looking at the behaviour or capacity to operate in the international arena in order to determine which states should deserve the microstate label.
Yet, it has been argued that such approaches could lead to either confusing microstates with weak states
(or
failed states) or relying too much on subjective perceptions.
An alternative approach is to define microstates as "modern protected states".
According to the definition proposed by Dumienski (2014): "microstates are modern protected states, i.e. sovereign states that have been able to unilaterally depute certain attributes of sovereignty to larger powers in exchange for benign protection of their political and economic viability against their geographic or demographic constraints."
Adopting this approach permits limiting the number of microstates and separating them from both small states and autonomies or
dependencies.
The smallest political unit recognized as a sovereign state is the
Vatican City
Vatican City, officially the Vatican City State (; ), is a Landlocked country, landlocked sovereign state and city-state; it is enclaved within Rome, the capital city of Italy and Bishop of Rome, seat of the Catholic Church. It became inde ...
, though
its precise status is sometimes disputed, e.g.,
Maurice Mendelson argued in 1972 that "
two respects it may be doubted whether the territorial entity, the Vatican City, meets the traditional criteria of statehood".
Politics
Statistical research has shown that microstates are more likely to be
democracies
Democracy (from , ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which political power is vested in the people or the population of a state. Under a minimalist definition of democracy, rulers are elected through competitiv ...
than larger states. In 2012,
Freedom House
Freedom House is a nonprofit organization based in Washington, D.C. It is best known for political advocacy surrounding issues of democracy, Freedom (political), political freedom, and human rights. Freedom House was founded in October 1941, wi ...
classified 86% of the countries with fewer than 500,000 inhabitants as "free".
This shows that countries with small populations often had a high degree of
political freedom
Political freedom (also known as political autonomy or political agency) is a central concept in history and political thought and one of the most important features of democratic societies.Hannah Arendt, "What is Freedom?", ''Between Past and ...
and
civil liberties
Civil liberties are guarantees and freedoms that governments commit not to abridge, either by constitution, legislation, or judicial interpretation, without due process. Though the scope of the term differs between countries, civil liberties of ...
, which is one of the hallmarks of democracies. Some scholars have taken the statistical correlation between small size and democracy as a sign that smallness is beneficial to the development of a democratic political system,
mentioning
social cohesiveness, opportunities for direct communication and homogeneity of interests as possible explanations for why this is the case.
Case study
A case study is an in-depth, detailed examination of a particular case (or cases) within a real-world context. For example, case studies in medicine may focus on an individual patient or ailment; case studies in business might cover a particular f ...
research, however, has led some researchers to believe that the statistical evidence belies the anti-democratic elements of microstate politics.
Due to small populations, family and personal relations are often decisive in microstate politics. In some cases, this impedes neutral and formal decision-making and instead leads to undemocratic political activity, such as
clientelism
Clientelism or client politics is the exchange of goods and services for political support, often involving an implicit or explicit ''quid-pro-quo''. It is closely related to patronage politics and vote buying.
Clientelism involves an asymmetri ...
,
corruption
Corruption is a form of dishonesty or a criminal offense that is undertaken by a person or an organization that is entrusted in a position of authority to acquire illicit benefits or abuse power for one's gain. Corruption may involve activities ...
,
particularism and
executive dominance.
The high number of democracies amongst microstates could be explained by their colonial history.
Most microstates adopted the same political system as their colonial ruler.
Because of the high number of microstates that were
British
British may refer to:
Peoples, culture, and language
* British people, nationals or natives of the United Kingdom, British Overseas Territories and Crown Dependencies.
* British national identity, the characteristics of British people and culture ...
colonies in the past, microstates often have a
majoritarian and
parliamentary
In modern politics and history, a parliament is a legislative body of government. Generally, a modern parliament has three functions: Representation (politics), representing the Election#Suffrage, electorate, making laws, and overseeing ...
political system similar to the
Westminster system
The Westminster system, or Westminster model, is a type of parliamentary system, parliamentary government that incorporates a series of Parliamentary procedure, procedures for operating a legislature, first developed in England. Key aspects of ...
.
Some microstates with a history as British colony have implemented some aspects of a
consensus political system, to adapt to their geographic features or societal make-up.
While the colonial history often determines what political systems microstates have, they do implement changes to better accommodate their specific characteristics.
Microstates and international relations
Microstates often rely on other countries in order to survive, as they have a small military capacity and a lack of resources. This had led some to believe that microstates are forced to subordinate themselves to larger states which reduces their
sovereignty
Sovereignty can generally be defined as supreme authority. Sovereignty entails hierarchy within a state as well as external autonomy for states. In any state, sovereignty is assigned to the person, body or institution that has the ultimate au ...
.
However, research has shown that microstates strategically engage in
patron-client relationships with other countries. This allows them to trade some privileges to countries that can advance their interests the most. Examples of this are microstates that establish a
tax haven
A tax haven is a term, often used pejoratively, to describe a place with very low tax rates for Domicile (law), non-domiciled investors, even if the official rates may be higher.
In some older definitions, a tax haven also offers Bank secrecy, ...
or sell their support in international committees in exchange for military and economic support.
Historical anomalies and aspirant states
A small number of tiny sovereign political units have been founded on historic anomalies or eccentric interpretations of law. Those types of states, often labelled as "microstates," are usually located on small (usually disputed) territorial enclaves, generate limited economic activity founded on
tourism
Tourism is travel for pleasure, and the Commerce, commercial activity of providing and supporting such travel. World Tourism Organization, UN Tourism defines tourism more generally, in terms which go "beyond the common perception of tourism as ...
and
philatelic and
numismatic
Numismatics is the study or collection of currency, including coins, tokens, paper money, medals, and related objects.
Specialists, known as numismatists, are often characterized as students or collectors of coins, but the discipline also inclu ...
sales, and are tolerated or ignored by the nations from which they claim to have seceded.
The
Republic of Indian Stream, now the town of
Pittsburg, New Hampshire, was a geographic anomaly that had been left unresolved by the
Treaty of Paris, which ended the
American Revolutionary War
The American Revolutionary War (April 19, 1775 – September 3, 1783), also known as the Revolutionary War or American War of Independence, was the armed conflict that comprised the final eight years of the broader American Revolution, in which Am ...
, and was claimed by both the
United States
The United States of America (USA), also known as the United States (U.S.) or America, is a country primarily located in North America. It is a federal republic of 50 U.S. state, states and a federal capital district, Washington, D.C. The 48 ...
and
Canada
Canada is a country in North America. Its Provinces and territories of Canada, ten provinces and three territories extend from the Atlantic Ocean to the Pacific Ocean and northward into the Arctic Ocean, making it the world's List of coun ...
. Between 1832 and 1835, the area's residents refused to acknowledge either claimant.
The
Cospaia Republic became independent by a treaty error and survived from 1440 to 1826. Its independence made it important in the introduction of tobacco cultivation to
Italy
Italy, officially the Italian Republic, is a country in Southern Europe, Southern and Western Europe, Western Europe. It consists of Italian Peninsula, a peninsula that extends into the Mediterranean Sea, with the Alps on its northern land b ...
.
Couto Misto was disputed by
Spain
Spain, or the Kingdom of Spain, is a country in Southern Europe, Southern and Western Europe with territories in North Africa. Featuring the Punta de Tarifa, southernmost point of continental Europe, it is the largest country in Southern Eur ...
and
Portugal
Portugal, officially the Portuguese Republic, is a country on the Iberian Peninsula in Southwestern Europe. Featuring Cabo da Roca, the westernmost point in continental Europe, Portugal borders Spain to its north and east, with which it share ...
and operated as a
sovereign state
A sovereign state is a State (polity), state that has the highest authority over a territory. It is commonly understood that Sovereignty#Sovereignty and independence, a sovereign state is independent. When referring to a specific polity, the ter ...
until the
1864 Treaty of Lisbon partitioned the territory, with the larger part becoming part of Spain.
Jaxa
The is the Japanese national air and space agency. Through the merger of three previously independent organizations, JAXA was formed on 1 October 2003. JAXA is responsible for research, technology development and launch of satellites into o ...
was a small state that existed during the 17th century at the border between
Tsardom of Russia
The Tsardom of Russia, also known as the Tsardom of Moscow, was the centralized Russian state from the assumption of the title of tsar by Ivan the Terrible, Ivan IV in 1547 until the foundation of the Russian Empire by Peter the Great in 1721.
...
and
Qing China
The Qing dynasty ( ), officially the Great Qing, was a Manchu-led imperial dynasty of China and an early modern empire in East Asia. The last imperial dynasty in Chinese history, the Qing dynasty was preceded by the Ming dynasty ...
. Despite its location in East Asia, the state's primary language was
Polish.
See also
*
City-state
A city-state is an independent sovereign city which serves as the center of political, economic, and cultural life over its contiguous territory. They have existed in many parts of the world throughout history, including cities such as Rome, ...
*
European microstates
*
Free State of Fiume
*
Free Territory of Trieste
*
Island country
An island country, island state, or island nation is a country whose primary territory consists of one or more islands or parts of islands. Approximately 25% of all independent countries are island countries. Island countries are historically ...
*
List of countries and dependencies by population density
This is a list of countries and dependencies ranked by population density, sorted by habitants per square kilometre or square mile. The list includes sovereign states and self-governing dependent territories based upon the ISO standard ISO 31 ...
*
List of countries and outlying territories by total area
This is a list of the world's countries and their dependencies, ranked by total area, including land and water.
This list includes entries that are not limited to those in the ISO 3166-1 standard, which covers sovereign states and dependent ...
*
List of countries by population
This is a list of countries and dependencies by population. It includes sovereign states, inhabited dependent territories and, in some cases, constituent countries of sovereign states, with inclusion within the list being primarily based on ...
*
Microstates and the United Nations
*
Neutral Moresnet
References
Further reading
*
{{Authority control
Types of countries