Guo Jia that Liu Biao would not do so for fear of Liu Bei being more powerful than he was. Cao Cao agreed, and Guo Jia's point was proven later, when Liu Biao refused to attack Xu when Liu Bei advised him to do so. When Cao Cao returned from Liucheng. Liu Biao told to Liu Bei: "I didn't adopt your proposal and now I lost this great opportunity." Liu Bei answered: “Now the empire is in chaos and every day there are battles. What seem to be a good opportunity may present himself later. If you are able to respond to them accordingly then this isn't worth regret."
[(十二年,曹公北征烏丸,先主說表襲許,表不能用。)''Sanguozhi'' vol. 32.][(《漢晉春秋》曰:曹公自柳城還,表謂備曰:「不用君言,故為失此大會。」備曰:「今天下分裂,日尋干戈,事會之來,豈有終極乎?若能應之於後者,則此未足為恨也。」) ''Han Jin Chunqiu'' annotation in ''Sanguozhi'' vol. 32.]
Away from the battlefields in the east and under Liu Biao's efficient rule, Jing Province was prosperous and a popular destination for literati fleeing from the destruction of war. Liu Bei asked
Sima Hui, a revered recluse, about scholars. Sima Hui's friend Pan Degong named
Zhuge Liang
Zhuge Liang () (181September or October 234), also commonly known by his courtesy name Kongming, was a Chinese statesman, strategist, and inventor who lived through the End of the Han dynasty, end of the Eastern Han dynasty ( 184–220) and t ...
and
Pang Tong
Pang Tong () (179–214), courtesy name Shiyuan, was a Chinese politician who served as a key adviser to the warlord Liu Bei in the late Eastern Han dynasty of China. In his youth, Pang Tong was disregarded because he was plain-looking. The herm ...
as exceptional talents who could comprehend important events of their time well.
Xu Shu also urged Liu Bei to call on Zhuge Liang. Liu Bei went to see Zhuge Liang and finally
had an audience with him after three visits. Zhuge Liang presented Liu Bei with his
Longzhong Plan, a general long-term plan outlining the takeover of
Jing Province
Jingzhou or Jing Province was one of the Nine Provinces of ancient China referenced in early Chinese texts such as the ''Yu Gong, Tribute of Yu'', ''Erya'', and ''Rites of Zhou''.
Jingzhou became an administrative division during the reign of E ...
and
Yi Province to set up a two-pronged final strike at the imperial capital.
[(潁川徐〔庶〕元直,致瑯琊諸葛亮曰:「孔明,臥龍也。將軍願見之乎?」先主曰:「君與俱來。」庶曰:「此人可就見,不可屈致也。」先主遂造亮。凡三〔往〕。) ''Huayang Guo Zhi'' vol. 6.]
Liu Bei was greatly pleased and became a closer colleague of Zhuge Liang's each day saying that he felt like a fish that has found water.
[(先主曰:「善。」與亮情好日密,自以為猶魚得水也。) ''Huayang Guo Zhi'' vol. 6.]
According to the ''Wei Shu'' (魏書), when Liu Biao saw that his illness was serious, he planned to entrust Liu Bei with Jing province. Liu Biao told him: "My sons lack talent while all the generals are not up to the task. After my death, I wish for you to be in charge of this province." Liu Bei answered: "Your sons are all wise. I hope your Lordship recover from your illness." Among Liu Bei's retinue, some advised him to follow Liu Biao's suggestion. However Liu Bei told them: "Liu Biao treats me with generosity. If I followed this proposal, people would believe that I'm just looking after personal gains. I couldn’t bear that."
[(魏書曰:表病篤,託國於備,顧謂曰:「我兒不才,而諸將並零落,我死之後,卿便攝荊州。」備曰:「諸子自賢,君其憂病。」或勸備宜從表言,備曰:「此人待我厚,今從其言,人必以我為薄,所不忍也。」) ''Wei Shu'' annotation in ''Sanguozhi'' vol. 32.] The ''
Records of Heroes'' also mentioned that when Liu Biao was ill, he sent a memorial to have Liu Bei promoted to Governor of Jing province.
[(《英雄記》曰:表病,上備領荊州刺史。) ''Yingxiong Ji'' annotation in ''Sanguozhi'' vol. 32.]
Pei Songzhi believed that as Liu Biao and his
wife already had decided to remove the eldest son from the succession for a younger one they favoured, there would be no reason for him to provide Jing province to Liu Bei. Therefore, he said that those were incorrect statements.
[(臣松之以為表夫妻素愛琮,捨適立庶,情計久定,無緣臨終舉荊州以授備,此亦不然之言。) ''Pei Songzhi'' annotation in ''Sanguozhi'' vol. 32.]
Liu Biao died in 208 and his younger son
Liu Cong succeeded him and surrendered to Cao Cao without informing Liu Bei. By the time Liu Bei heard news of Liu Cong's surrender, Cao Cao's army had already reached
Wan. When he heard of his surrender, he had someone close to him ask about it.
[(子琮代立,遣使請降。先主屯樊,不知曹公卒至,至宛乃聞之,遂將其眾去。) ''Sanguozhi'' vol. 32.] Liu Zhong then sent Song Zhong (宋忠) to Liu Bei. When they met, Cao Cao was in Wan and Liu Bei was furious. He said to Song Zhong: "All of you act in such an undesirable way and have not been honest with us from the start. Now only when catastrophe is near do you dare to show your face. Are you thinking of me as a fool?" Liu Bei pulled his sword on Song Zhong and said: "If I were to behead you now, it would quell my rage. However, it would be a shame for a man of my stature to kill someone like you when they are about to fall." Liu Bei sent Song Zhong away and summoned his officers to discuss of the next strategy. Among them, some wanted Liu Bei to persuade Liu Zhong, his officials and the nobles (吏士) of Jing province to flee south to Jiangling. However, Liu Bei replied: "When Liu Biao was near death, he gave me responsibility for his orphaned sons. Now I would have to betray him and his trust to save myself and this isn't something I am ready to do. After death, how could I face him!"
[(琮令宋忠詣備宣旨。是時曹公在宛,備乃大驚駭,謂忠曰:「卿諸人作事如此,不早相語,今禍至方告我,不亦太劇乎!」引刀向忠曰:「今斷卿頭,不足以解忿,亦恥大丈夫臨別復殺卿輩!」遣忠去,乃呼部曲議。或勸備劫將琮及荊州吏士徑南到江陵,備答曰:「劉荊州臨亡託我以孤遺,背信自濟,吾所不為,死何面目以見劉荊州乎!」) ''Sanguozhi'' vol. 32.]
Liu Bei led his troops away and abandoned
Fancheng, leading civilians and his followers on an exodus to the south. Around this time, Zhuge Liang advised Liu Bei to launch an attack on Liu Cong, so that Jing province could belong to him. Liu Bei answered that he couldn't bear to do it.
[(過襄陽,諸葛亮說先主攻琮,荊州可有。先主曰:「吾不忍也。」孔衍《漢魏春秋》曰:劉琮乞降,不敢告備。備亦不知,久之乃覺,遣所親問琮。) ''Sanguozhi'' vol. 32.] Then he passed near Liu Cong's city and wanted to see him. However, Liu Cong was afraid and would not move. Many of Liu Cong's supporters and the people of Jing joined him. Around this time, Liu Bei took his leave at Liu Biao's grave. He wept at the situation facing Jing province.
[(乃駐馬呼琮,琮懼不能起。琮左右及荊州人多歸先主。) ''Sanguozhi'' vol. 32.][(《典略》曰:備過辭表墓,遂涕泣而去。) ''Dianlüe'' annotation in ''Sanguozhi'' vol. 32.]
By the time they reached Dangyang (當陽; south of present-day
Duodao District,
Jingmen
Jingmen ( zh, t=, s=, w=Ching1mên2, p=Jīngmén) is a prefecture-level city in central Hubei province, People's Republic of China. Jingmen is within an area where cotton and oil crops are planted. The population of the prefecture is 2,873,687 (2 ...
, Hubei), his followers numbered more than 100,000 and they moved only 10 ''
li'' a day. Liu Bei sent
Guan Yu ahead to wait for him in
Jiangling, where abundant supplies and an arsenal were stored, with Jing Province's fleet. Among Liu Bei's followers, some said to him: “You should move fast and then hold Jiangling. Although our force is large, few among us have military equipment. If Cao Cao's army comes, how will you stop him?” Liu Bei answered to them: “In coping with a situation one must always consider men as fundamental. Now that men are joining me, how can I reject them!”
[(比到當陽,眾十餘萬,輜重數千兩,日行十餘里,別遣關羽乘船數百艘,使會江陵。或謂先主曰:「宜速行保江陵,今雖擁大眾,被甲者少,若曹公兵至,何以拒之?」先主曰:「夫濟大事必以人為本,今人歸吾,吾何忍棄去!」習鑿齒曰:先主雖顛沛險難而信義愈明,勢偪事危而言不失道。追景升之顧,則情感三軍;戀赴義之士,則甘與同敗。觀其所以結物情者,豈徒投醪撫寒含蓼問疾而已哉!其終濟大業,不亦宜乎!) ''Sanguozhi'' vol. 32.]
Xi Zuochi commented about this: "Although the Former Lord faced many difficulties, along the way his faith and loyalty became even clearer. As the situation became worrysome and danger even closer, his words didn't stray away from reason. When he remembered how Liu Biao had treated him, his sentiments touched all the soldiers among the army. When he personally cared for those serving righteousness, all were ready to share defeat with him. Looking at the way he could establish strong bonds with others, how could he not act as such! Wouldn't it be appropriate that he managed to bring a great entreprise to its conclusion!"
[(習鑿齒曰:先主雖顛沛險難而信義愈明,勢偪事危而言不失道。追景升之顧,則情感三軍;戀赴義之士,則甘與同敗。觀其所以結物情者,豈徒投醪撫寒含蓼問疾而已哉!其終濟大業,不亦宜乎!) ''Xi Zuochi'' annotation in ''Sanguozhi'' vol. 32.]
Afraid that Liu Bei might reach Jiangling County which had military stores before he did, Cao Cao led his cavalry on a pursuit to Xiangyang. When he learned that Liu Bei had already passed through there, he urged his 5000 elite troops to move as quickly as possible. In a day and a night they covered over 300 li and Cao Cao caught up with Liu Bei and captured most of his people and baggage at the
Battle of Changban. Leaving his family behind, Liu Bei fled with only scores of followers. He made it to the Han Ford where he met with Guan Yu's fleet, they crossed the
Mian River to
Jiangxia Commandery and the
Yangtze River to Xiakou, where they took shelter with
Liu Qi, Liu Biao's elder son and met up with over 10,000 followers. Liu Qi objected to his brother's surrender to Cao Cao and was able to maintain Jiangxia Commandery and Xiakou allowing more of his father's former subordinates to escape from Cao Cao.
[(曹公以江陵有軍實,恐先主據之,乃釋輜重,輕軍到襄陽。聞先主已過,曹公將精騎五千急追之,一日一夜行三百餘里,及於當陽之長坂。先主棄妻子,與諸葛亮、張飛、趙雲等數十騎走,曹公大獲其人眾輜重。先主斜趨漢津,適與羽船會,得濟沔,遇表長子江夏太守琦眾萬餘人,與俱到夏口。) ''Sanguozhi'' vol. 32.] Following this, Zhuge Liang told Liu Bei that the situation was critical and pressed Liu Bei to grant him authority to start an alliance with Sun Quan.
[(亮曰:「事急矣!請奉命求救於孫將軍。」) ''Huayang Guo Zhi'' vol. 6.]
Alliance with Sun Quan
Battles of Red Cliffs and Jiangling (208–211)
When Liu Bei was still at Dangyang,
Lu Su met him, discussed with him of the situation in the empire and hinted that he should ally with the warlord
Sun Quan
Sun Quan (; 182 – 21 May 252), courtesy name Zhongmou (), posthumous name, posthumously known as Emperor Da of Wu, was the founder of Eastern Wu, one of the Three Kingdoms of China. He inherited control of the warlord regime established by hi ...
against Cao Cao. After that, Lu Su asked Liu Bei where he wanted to go next. Liu Bei answered that he and Wu Ju (吳巨) the Administrator of
Cangwu Commandery were friends and that he desired to join him. Lu Su told Liu Bei: "Sun Quan is talented and kind. His treats both the elites and the worthies with respect. All the heroes from the south of the Yangtze river already joined him. He also holds the six commanderies, his troops trained and the supplies abundant. You should join him. Now, I propose this plan to you. You should send a confidant of you as an envoy to the east and establish connections, promote the gains of this alliance and together we shall follow the same goal. But you speak of Wu Ju. He has no talents and command a distant commandery. He will soon be under another. How could you entrust yourself to him?" Liu Bei agreed with Lu Su.
[(先主遣諸葛亮自結於孫權,) ''Sanguozhi'' vol. 32.][(《江表傳》曰:孫權遣魯肅弔劉表二子,並令與備相結。肅未至而曹公已濟漢津。肅故進前,與備相遇於當陽。因宣權旨,論天下事勢,致殷勤之意。且問備曰:「豫州今欲何至?」備曰:「與蒼梧太守〔吳巨〕有舊,欲往投之。」肅曰:「孫討虜聰明仁惠,敬賢禮士,江表英豪,咸歸附之,已據有六郡,兵精糧多,足以立事。今為君計,莫若遣腹心使自結於東,崇連和之好,共濟世業,而云欲投〔吳巨〕,〔巨〕是凡人,偏在遠郡,行將為人所併,豈足託乎?」備大喜,進住鄂縣,即遣諸葛亮隨肅詣孫權,結同盟誓。) ''Jiang Biao Zhuan'' annotation in ''Sanguozhi'' vol. 32.]
Zhuge Liang
Zhuge Liang () (181September or October 234), also commonly known by his courtesy name Kongming, was a Chinese statesman, strategist, and inventor who lived through the End of the Han dynasty, end of the Eastern Han dynasty ( 184–220) and t ...
, as Liu Bei's representative, followed Lu Su to meet Sun Quan at Chaisang County (柴桑縣; southwest of present-day
Jiujiang
Jiujiang, formerly transliterated Kiukiang and Kew-Keang, is a prefecture-level city located on the southern shores of the Yangtze River in northwest Jiangxi Province in the People's Republic of China. It is the second-largest prefecture-level ...
,
Jiangxi
; Gan: )
, translit_lang1_type2 =
, translit_lang1_info2 =
, translit_lang1_type3 =
, translit_lang1_info3 =
, image_map = Jiangxi in China (+all claims hatched).svg
, mapsize = 275px
, map_caption = Location ...
), where they discussed the formation of a Sun–Liu alliance against Cao Cao. Sun Quan already knew of Liu Bei great reputation and was impressed by Zhuge Liang's exceptional eloquence. Therefore, Liu Bei and Sun Quan formed their first alliance against the southward expansion of Cao Cao.
[(時權軍柴桑,既服先主大名,又悅亮奇雅,) ''Huayang Guo Zhi'' vol. 6.]
Liu Bei followed Lu Su's plan and led his army to Fankou (樊口). While Zhuge Liang was still on his diplomatic trip to Wu; Cao Cao had already led his vast army from the north and was near. Hearing about this, Liu Bei was afraid. Each day, he sent a scout to learn if Sun Quan's army arrived. One day, the scout reported that Zhou Yu's army was here. Liu Bei asked him if it wasn't Cao Cao's armies from Xu and Qing provinces. However the scout reassured him that he recognized Zhou Yu's boats. Liu Bei had a messenger sent to them. Zhou Yu told the messenger that he couldn't move because of his duty but wished to see and assist Liu Bei. Liu Bei told to Guan Yu and Zhang Fei that after they make contact and established the alliance, It wouldn't be fair to them to refuse their invitation then joined Zhou Yu via a single boat. He told Zhou Yu that they needed a plan to defeat Cao Cao and asked about the number of troops he had. Zhou Yu answered 30 000 which Liu Bei felt was not enough. Zhou Yu insisted that It would be enough for his plan and he only needs to watch him destroy Cao Cao's army. Liu Bei wished to deliberate with the others. Zhou Yu told him that he couldn't leave his post and if he wanted to discuss with Lu Su, he could separately go see him, he also adds that Zhuge Liang would be here in 2 or 3 days. Liu Bei felt disconcerted and although he knew of Zhou Yu's talent didn't believe he would defeat Cao Cao. Therefore, along with 2 000 soldiers, Guan Yu and Zhang Fei refuse to link his own force with Zhou Yu allowing a position where he could either advance or withdraw.
[(江表傳曰:備從魯肅計,進住鄂縣之樊口。諸葛亮詣吳未還,備聞曹公軍下,恐懼,日遣邏吏於水次候望權軍。吏望見瑜船,馳往白備,備曰:「何以知(之)非青徐軍邪?」吏對曰:「以船知之。」備遣人慰勞之。瑜曰:「有軍任,不可得委署,儻能屈威,誠副其所望。」備謂關羽、張飛曰:「彼欲致我,我今自結託於東而不往,非同盟之意也。」乃乘單舸往見瑜,問曰:「今拒曹公,深為得計。戰卒有幾?」瑜曰:「三萬人。」備曰:「恨少。 」瑜曰:「此自足用,豫州但觀瑜破之。」備欲呼魯肅等共會語,瑜曰:「受命不得妄委署,若欲見子敬,可別過之。又孔明已俱來,不過三兩日到也。」備雖深愧異瑜,而心未許之能必破北軍也,故差池在後,將二千人與羽、飛俱,未肯係瑜,蓋為進退之計也。) ''Jiang Biao Zhuan'' annotation in ''Sanguozhi'' vol. 32.]
Sun Sheng about this commented: "Liu Bei was a hero. He put himself in a position of certain defeat and reported his predicament to Wu. After he received their help, there was no need for scout and strategy to withdraw. The statements from the Jiang Biao Zhuan (江表傳) are from the documents of the people of Wu therefore offer their one-sided favorable version of those events."
[(孫盛曰:劉備雄才,處必亡之地,告急於吳,而獲奔助,無緣復顧望江渚而懷後計。江表傳之言,當是吳人欲專美之辭。) Sun Sheng's annotation in ''Sanguozhi'' vol. 32.]
Both sides clashed at the
Battle of Red Cliffs, which concluded with a decisive victory for the Sun–Liu side. Liu Bei and the Sun troops advanced by land and water until Cao Cao was pushed to
Nan Commandery. Cao Cao retreated north after his defeat and left behind
Cao Ren
Cao Ren () (168 – 6 May 223), courtesy name Zixiao, was a military general serving during the late Eastern Han dynasty of China under the warlord Cao Cao, who was also his older second cousin. He continued serving in the state of Cao Wei � ...
and
Xu Huang to guard Jiangling County and
Yue Jin to defend
Xiangyang.
[(與曹公戰於赤壁,大破之,焚其舟船。先主與吳軍水陸並進,追到南郡,時又疾疫,北軍多死,曹公引歸。) ''Sanguozhi'' vol. 32.][(即遣周瑜、程普水軍三萬助先主拒曹公,大破公軍於赤壁,焚其舫舟。) ''Huayang Guo Zhi'' vol. 6.]
Sun Quan's forces, led by
Zhou Yu
Zhou Yu (, ) (175–210), courtesy name Gongjin (), was a Chinese military general and strategist serving under the warlord Sun Ce in the late Eastern Han dynasty of China. After Sun Ce died in the year 200, he continued serving under Sun Qua ...
, attacked Cao Ren after their resounding victory to wrestle for control of Jiangling County. According to the ''
Records of the Three Kingdoms
The ''Records of the Three Kingdoms'' is a Chinese official history written by Chen Shou in the late 3rd century CE, covering the end of the Han dynasty (220 CE) and the subsequent Three Kingdoms period (220–280 CE). It is regard ...
'', Liu Bei recommended Liu Qi to be the new Inspector of
Jing Province
Jingzhou or Jing Province was one of the Nine Provinces of ancient China referenced in early Chinese texts such as the ''Yu Gong, Tribute of Yu'', ''Erya'', and ''Rites of Zhou''.
Jingzhou became an administrative division during the reign of E ...
and led his men to capture the four commanderies in southern Jing Province –
Changsha
Changsha is the capital of Hunan, China. It is the 15th most populous city in China with a population of 10,513,100, the Central China#Cities with urban area over one million in population, third-most populous city in Central China, and the ...
() led by
Han Xuan,
Lingling () led by
Liu Du,
Guiyang
Guiyang; Mandarin pronunciation: ; Chinese postal romanization, alternatively as Kweiyang is the capital of Guizhou, Guizhou province in China. It is centrally located within the province, on the Yunnan–Guizhou Plateau, eastern part of the Yun ...
led by
Zhao Fan and
Wuling led by
Jin Xuan. Lei Xu (雷緒) of
Lujiang (廬江) also amassed many followers and led ten thousand of soldiers to Liu Bei. Liu Bei set up his base at
Gong'an County and continued to strengthen his forces.
[(先主表琦為荊州刺史,又南征四郡。武陵太守金旋、長沙太守韓玄、桂陽太守趙範、零陵太守劉度皆降。) ''Sanguozhi'' vol. 32.][(《三輔決錄注》曰:金旋字元機,京兆人,歷位黃門郎,漢陽太守,徵拜議郎,遷中郎將,領武陵太守,為備所攻劫死。子禕,事見《魏武本紀》。廬江雷緒率部曲數萬口稽顙。) ''Sanfu Jue Lu Zhu'' annotation in ''Sanguozhi'' vol. 32.] While the ''Jiang Biao Zhuan'' (江表傳) gives a more favorable account of Sun Quan's forces. According to it, following their victory, Zhou Yu divided some area to the south for Liu Bei. Liu Bei established his camp at Youjiangkou (油江口) latter called
Gong'an County. Many of Liu Biao's officers and scholars who were previously forced to join the northern armies rebelled and used this opportunity to join Liu Bei. Rather than conquer the southern commanderies, Liu Bei believed that the territory given to him was too small to secure his people and therefore received them from Sun Quan.
[(《江表傳》曰:周瑜為南郡太守,分南岸地以給備。備別立營於油江口,改名為公安。劉表吏士見從北軍,多叛來投備。備以瑜所給地少,不足以安民,(後)〔復〕從權借荊州數郡。) ''Jiang Biao Zhuan'' annotation in ''Sanguozhi'' vol. 32.]
When Liu Qi died in 209 shortly after Liu Bei secured his position in southern Jing Province. All of Liu Qi's followers wanted for Liu Bei to succeed him as the new Inspector of Jing Province with his administrative seat at Gongan which he accepted. To further strengthen the Sun–Liu alliance, Liu Bei travelled to Sun Quan's territory to marry Sun Quan's younger sister,
Lady Sun. After the political marriage, Sun Quan not only recognised the legitimacy of Liu Bei's control over southern Jing Province, but also agreed to "lend"
Nan Commandery to him.
[(琦病死,羣下推先主為荊州牧,治公安。權稍畏之,進妹固好。先主至京見權,綢繆恩紀。 ''Sanguozhi'' vol. 32.][(《山陽公載記》曰:備還,謂左右曰:「孫車騎長上短下,其難為下,吾不可以再見之。」乃晝夜兼行。臣松之案:魏書載劉備與孫權語,與蜀志述諸葛亮與權語正同。劉備未破魏軍之前,尚未與孫權相見,不得有此說。故知蜀志為是。) ''Shanyang Gong Zaiji'' annotation in ''Sanguozhi'' vol. 32.]
Sun Quan sent an envoy to Liu Bei and expressed his desire for both of them to conquer Yi province. The emissary reported to Liu Bei: "The Rice Bandit, Zhang Lu has made his base in Ba and acted as a king. He served as Cao Cao's eyes and ears and wants to conquer Yi province. Liu Zhang is weak and can't defend himself. If Cao Cao gained Yi province the Jing would be in danger! Now, you should first conquer Liu Zhang then Zhang Lu. The tail and the head are connected. Once we united Wu and Chu even if there is ten Cao Cao, there would be no need for worry."
[(權遣使云欲共取蜀,或以為宜報聽許,吳終不能越荊有蜀,蜀地可為己有。) ''Sanguozhi'' vol. 32.][(《獻帝春秋》曰:孫權欲與備共取蜀,遣使報備曰:「米賊張魯居王巴、漢,為曹操耳目,規圖益州。劉璋不武,不能自守。若操得蜀,則荊州危矣。今欲先攻取璋,進討張魯,首尾相連,一統吳、楚,雖有十操,無所憂也。」) ''Xiandi Chunqiu'' annotation in ''Sanguozhi'' vol. 32.]
Liu Bei's officers thought Liu Bei should conquer this land alone since Sun Quan couldn't extend his land beyond Jing province. Yin Guan (殷觀) at this time was master of records of Jing province, he said: "If you act as the vanguard for Sun Quan and moved your army but fall to conquer Yi province then while you are away, Sun Quan could use this to his advantage, and everything would be lost! For the time being, you should only encourage his attack on Yi while you explain that you recently conquered several commanderies and cannot act yet. Sun Quan would not dare to pass through us to take Yi alone. With such a strategy of advance and withdrawal, you can reap both the benefits of Sun Quan and the Yi province.” Liu Bei agreed and followed this plan, he then had Yin Guan promoted to be mounted escort attendant.
[(荊州主簿殷觀進曰:「若為吳先驅,進未能克蜀,退為吳所乘,即事去矣。今但可然贊其伐蜀,而自說新據諸郡,未可興動,吳必不敢越我而獨取蜀。如此進退之計,可以收吳、蜀之利。」先主從之,權果輟計。遷觀為別駕從事。) ''Sanguozhi'' vol. 32.]
And so, Liu Bei answered to Sun Quan: "The people of Yi province are strong and rich moreover the land is hard to conquer. Even if Liu Zhang is weak, he can defend himself. Zhang Lu is crafty and may not be loyal to Cao Cao. Now with the fierce soldiers of Yi and the complicate terrain, the battle is far harder and may be something that Wu Qi couldn't accomplish even less an officer of Sun. Even if Cao Cao wanted to destitute the emperor, he still is officially his protector. And when the civils saw his defeat at Cibhi, they said that his ambition was over, and his power ended. However, he already possesses two thirds of the empire, and he surely wants to take his horse to the farest of the world and led his army to Wu-Gui Commanderies. Why would he allow us to expend ourselves while waiting for his death? Now if we were to attack an ally (Liu Zhang) without reason, Cao Cao would use this opportunity to crush us while we are infighting. This is not a good plan."
[(備欲自圖蜀,拒答不聽,曰:益州民富彊,土地險阻,劉璋雖弱,足以自守。張魯虛偽,未必盡忠於操。今暴師於蜀、漢,轉運於萬里,欲使戰克攻取,舉不失利,此吳起不能定其規,孫武不能善其事也。曹操雖有無君之心,而有奉主之名,議者見操失利於赤壁,謂其力屈,無復遠志也。今操三分天下已有其二,將欲飲馬於滄海,觀兵於吳會,何肯守此坐須老乎?今同盟無故自相攻伐,借樞於操,使敵承其隙,非長計也。) ''Sanguozhi'' vol. 32.]
Sun Quan didn't listen and sent
Sun Yu to lead his troops and camped at Xiakou (夏口). However, Liu Bei blocked this army and would not allow them to pass. He said to Sun Yu: "If you take Yi then I shall let my hair down, go into the mountains and become a hermit so I would not lose the trust of the empire."Also he ordered Guan Yu to encamp at Jiangling, Zhang Fei at Zigui, Zhuge Liang in Nan commandery and Liu Bei himself led his men at Zhanling. When Sun Quan saw this, he grasped Liu Bei's intentions and had to order Sun Yu to return.
[(權不聽,遣孫瑜率水軍住夏口。備不聽軍過,謂瑜曰:「汝欲取蜀,吾當被髮入山,不失信於天下也。」使關羽屯江陵,張飛屯秭歸,諸葛亮據南郡,備自住孱陵。權知備意,因召瑜還。) ''Sanguozhi'' vol. 32.]
Subsequently, former subordinates of Liu Biao who were unwilling to serve Cao Cao came to join Liu Bei. After the death of Zhou Yu in 210 and Liu Bei's growing influence in southern Jing Province, Sun Quan's position in the north became more untenable.
Lu Su succeeded Zhou Yu as the frontline commander of Sun Quan's armies and moved the headquarters to Lukou (), yielding all commanderies of Jing Province (except Jiangxia Commandery) and access to
Yi Province to Liu Bei.
Establishing the Shu kingdom
Conquering Yi Province (211–214)
In 211,
Liu Zhang, the Governor of
Yi Province (covering present-day
Sichuan
Sichuan is a province in Southwestern China, occupying the Sichuan Basin and Tibetan Plateau—between the Jinsha River to the west, the Daba Mountains to the north, and the Yunnan–Guizhou Plateau to the south. Its capital city is Cheng ...
and
Chongqing
ChongqingPostal Romanization, Previously romanized as Chungking ();. is a direct-administered municipality in Southwestern China. Chongqing is one of the four direct-administered municipalities under the State Council of the People's Republi ...
), heard that Cao Cao planned to attack the warlord
Zhang Lu in
Hanzhong Commandery. As Hanzhong Commandery was a strategic location and the northern "gateway" into Yi Province, Liu Zhang was afraid. At this time, the mounted escort Zhang Song told him: "Cao Cao's armies are strong and without a match in the empire. If he was able to use Zhang Lu's grain stores and launch an invasion of Yi province, who could stop him." Liu Zhang answered that he was worried but without a plan. Zhang Song answered: "Liu Bei is of the same clan as you and he is an unstoppable rival of Cao Cao. He commands troops with talent. If we used him to conquer Zhang Lu, Zhang Lu would surely be defeated. With Zhang Lu vanquished, Yi province would be safe and even if Cao Cao were to come, he would be defeated."
[(十六年,益州牧劉璋遙聞曹公將遣鍾繇等向漢中討張魯,內懷恐懼。別駕從事蜀郡張松說璋曰:「曹公兵強無敵於天下,若因張魯之資以取蜀土,誰能御之者乎?」璋曰:「吾固憂之而未有計。」松曰:「劉豫州,使君之宗室而曹公之深讎也,善用兵,若使之討魯,魯必破。魯破,則益州強,曹公雖來,無能為也。」) ''Sanguozhi'' vol. 32.]
After listening to the advice from
Zhang Song, Liu Zhang sent
Fa Zheng
Fa Zheng (176–220), courtesy name Xiaozhi, was a key adviser to the warlord Liu Bei in the late Eastern Han dynasty. Born in a family of high social status and of noble descent, Fa Zheng travelled to Yi Province (covering present-day Sichuan ...
with 4000 men to form an alliance with Liu Bei and presented him with many expensive gifts. Zhang Song and Fa Zheng privately disapproved of Liu Zhang's governance and looked at Liu Bei as a solution for a legitimate successor. When Liu Bei met them, he welcomed them warmly and treated them with kindness. He used this opportunity to learn more about Yi province, mostly the weaponry, stores, and number of horses, as well as other strategic locations and their distances to each other. Zhang Song and his entourage told him about everything and furthermore drew a map of Yi province with the location of the mountains and rivers. With their help, Liu Bei learned all about Yi province. Liu Zhang invited Liu Bei to join him in Yi Province to capture Hanzhong Commandery before Cao Cao did.
[(璋然之,遣法正將四千人迎先主,前後賂遺以巨億計。正因陳益州可取之策。) ''Sanguozhi'' vol. 32.][(《吳書》曰:備前見張松,後得法正,皆厚以恩意接納,盡其殷勤之歡。因問蜀中闊狹,兵器府庫人馬眾寡,及諸要害道里遠近,松等具言之,又畫地圖山川處所,由是盡知益州虛實也。) ''Wu Shu'' annotation in ''Sanguozhi'' vol. 32.]
Liu Bei led an expedition force of several ten thousand soldiers into Yi Province after leaving behind
Zhuge Liang
Zhuge Liang () (181September or October 234), also commonly known by his courtesy name Kongming, was a Chinese statesman, strategist, and inventor who lived through the End of the Han dynasty, end of the Eastern Han dynasty ( 184–220) and t ...
,
Guan Yu,
Zhang Fei and
Zhao Yun to guard
Jing Province
Jingzhou or Jing Province was one of the Nine Provinces of ancient China referenced in early Chinese texts such as the ''Yu Gong, Tribute of Yu'', ''Erya'', and ''Rites of Zhou''.
Jingzhou became an administrative division during the reign of E ...
. Liu Zhang welcomed Liu Bei, when they saw each other, both of them were friendly. Before this, Zhang Song told Fa Zheng to report to Liu Bei that with Pang Tong's backing, they could ambush Liu Zhang at the meeting spot. However, Liu Bei thought that the plan was too hasty for such an important act.
[(先主留諸葛亮、關羽等據荊州,將步卒數萬人入益州。至涪,璋自出迎,相見甚歡。張松令法正白先主,及謀臣龐統進說,便可於會所襲璋。先主曰:「此大事也,不可倉卒。」) ''Sanguozhi'' vol. 32.]
Liu Zhang then sent a proposition to have Liu Bei be made Commander in Chief and colonel director of the retainers. Liu Bei also proposed Liu Zhang to be General Who Subdues The West and Gouvernor of Yi province. Liu Zhang provided him with more troops under his command and have him supervised the White River Army. With those reinforcement, Liu Bei's army was over 30 000 men with plenty of weapons and horses. While Liu Zhang left for Chengdu, Liu Bei headed to Jiameng Pass (southwest of present-day
Guangyuan, Sichuan) at the border between Liu Zhang and Zhang Lu's territories. Instead of engaging Zhang Lu, Liu Bei halted his advance and focused on building connections and gaining influence around the area. He was kind and virtuous and so he soon gained the hearts of the masses
[(璋推先主行大司馬,領司隸校尉;先主亦推璋行鎮西大將軍,領益州牧。璋增先主兵,使擊張魯,又令督白水軍。先主並軍三萬餘人,車甲器械資貨甚盛。是歲,璋還成都。先主北到葭萌,未即討魯,厚樹恩德,以收眾心。) ''Sanguozhi'' vol. 32.]
Next year, in 212, Cao Cao launched a campaign against Sun Quan, and he soon called Liu Bei for help. Liu Bei sent a messenger to Liu Zhang: "Cao Cao campaigned against Sun and now they are in danger. Both me and them were like "lips and teeth". Moreover, Guan Yu is fighting against Yue Jian at Qingni (清泥). If I don't go to help him now and he is defeated, then he will invade Jing province and the danger will be greater than Zhang Lu. Zhang Lu is looking to preserve his state. He isn't worth worrying about." Liu Bei requested another 10,000 soldiers and additional provisions to defend Jing Province. Liu Zhang gave him only 4,000 troops and half the supplies he requested. Liu Bei used this as a way to motivate his troops: "I'm fighting the enemies of the province. My men are tired and cannot enjoy a peaceful life, while Liu Zhang amasses wealth in his palaces but reward merits feebly. He hopes for the worthy and the brave to go fight in his place. But how can he think as such?"
[(明年,曹公徵孫權,權呼先主自救。先主遣使告璋曰:「曹公徵吳,吳憂危急。孫氏與孤本為脣齒,又樂進在青泥與關羽相拒,今不往救羽,進必大克,轉侵州界,其憂有甚於魯。魯自守之賊,不足慮也。」乃從璋求萬兵及資(寶),欲以東行。璋但許兵四千,其餘皆給半。) ''Sanguozhi'' vol. 32.][(《魏書》曰:備因激怒其眾曰:「吾為益州徵強敵,師徒勤瘁,不遑寧居;今積帑藏之財而吝於賞功,望士大夫為出死力戰,其可得乎!」) ''Wei Shu'' annotation in ''Sanguozhi'' vol. 32.]
To set into motion their plan, Fa Zheng and Meng Da joined Liu Bei's side while Zhang Song would stay at Chengdu to serve as a double agent. Zhang Song was worried that Liu Bei would indeed leave. He sent a letter to him and Fa Zheng where he reminded them not to give up and leave now that success is near. At this time, Zhang Su (張肅), Zhang Song's brother, discovered his brother's secret communications with Liu Bei and reported the issue to Liu Zhang. Liu Zhang was furious and stunned when he heard that Zhang Song had been helping Liu Bei to take over Yi Province from him – he executed Zhang Song and ordered his officers guarding the passes to Chengdu to keep secret documents and letters to Liu Bei.
[(張松書與先主及法正曰:「今大事垂可立,如何釋此去乎!」松兄廣漢太守肅,懼禍逮己,白璋發其謀。於是璋收斬松,嫌隙始構矣。 璋敕關戍諸將文書勿複關通先主。) ''Sanguozhi'' vol. 32.]
When Liu Bei found out about this, he was furious. Before Yang Huai () and Gao Pei (), Liu Zhang's subordinates guarding Boshui Pass, knew about Liu Bei's true motive, he lured them into a trap and executed them for behaving disrespectfully towards him. He took command of Yang Huai's and Gao Pei's troops afterwards. Next, Liu Bei had Huang Zhong and Zhuo Ying lead his soldiers against Liu Zhang. When he entered the different passes, he took the commanders as hostage along with their family. He then advanced with his troops and turned to attack Fu County (涪縣; present-day
Mianyang,
Sichuan
Sichuan is a province in Southwestern China, occupying the Sichuan Basin and Tibetan Plateau—between the Jinsha River to the west, the Daba Mountains to the north, and the Yunnan–Guizhou Plateau to the south. Its capital city is Cheng ...
).
[(先主大怒,召璋白水軍督楊懷,責以無禮,斬之。乃使黃忠、卓膺勒兵向璋。先主徑至關中,質諸將並士卒妻子,引兵與忠、膺等進到涪,據其城。) ''Sanguozhi'' vol. 32.]
In the spring of 213, Liu Zhang sent Liu Gui, Ling Bao,
Zhang Ren, Deng Xian,
Wu Yi and other officers to stop him at Fu. However, all were soundly defeated and had to retreat to
Mianzhu. They were killed or captured by Liu Bei's forces. Despite being the most trusted vassal of Liu Zhang, Wu Yi soon changed allegiance.
Li Yan and Fei Guan were sent to help them at Mianzhu, but they surrendered to Liu Bei as well. Liu Bei's army was getting stronger, and he sent commanders to pacify the other prefectures. Among them were Zhuge Liang, Zhang Fei, Zhao Yun. They led their army and pacified
Baidi,
Jiangzhou and
Jiangyang. Only Guan Yu stayed behind to defend Jing province.
[(璋遣劉跂、冷苞、張任、鄧賢等拒先主於涪,皆破敗,退保綿竹。璋復遣李嚴督綿竹諸軍,嚴率眾降先主。先主軍益強,分遣諸將平下屬縣,諸葛亮、張飛、趙雲等將兵溯流定白帝、江州、江陽,惟關羽留鎮荊州。先主進軍圍雒;時璋子循守城,被攻且一年。) ''Sanguozhi'' vol. 32.]
Now the remnant force was under command of Liu Zhang's son, Liu Xun, and he retreated to Luo County (northwest of
Chengdu
Chengdu; Sichuanese dialects, Sichuanese pronunciation: , Standard Chinese pronunciation: ; Chinese postal romanization, previously Romanization of Chinese, romanized as Chengtu. is the capital city of the Chinese province of Sichuan. With a ...
, Sichuan). There, Pang Tong was killed by a stray arrow, and the siege became a prolonged one for nearly a year. In 214, Luo County fell to Liu Bei.
[(十九年夏,雒城破) ''Sanguozhi'' vol. 32.] Previously, when Liu Bei launched his campaign against Liu Zhang; Zhao Jian (趙戩) a Wei official who served as a clerk in the chancellor's office believed Liu Bei would fall mentioning his past failures and Yi's natural defences. However Fu Gan (傅幹) chastised him and said: "Liu Bei is generous and lenient; his men are willing to fight to the death for him. Zhuge Liang is a perceptive administrator able to adapt to changing situations. He is honorable, talented in planning and worked as his chancellor. Zhang Fei and Guan Yu are brave and also possess righteousness. Both of them are known as warriors who are a match for ten thousand men (萬人敵) and are his commanders. These three men are heroes. Knowing of Liu Bei's awareness along with those three heroes assisting him. How he could not succeed?"
[(傅子曰:初,劉備襲蜀,丞相掾趙戩曰:“劉備其不濟乎?拙於用兵,每戰則敗,奔亡不暇,何以圖人?蜀雖小區,險固四塞,獨守之國,難卒並也。”徵士傅幹曰:“劉備寬仁有度,能得人死力。諸葛亮達治知變,正而有謀,而為之相;張飛、關羽勇而有義,皆萬人之敵,而為之將:此三人者,皆人傑也。以備之略,三傑佐之,何為不濟也?”) ''Fu Zi'' annotation in ''Sanguozhi'' vol. 32.]
Liu Zhang continued to hold up inside Chengdu.
Ma Chao
Ma Chao () (176–222), courtesy name Mengqi, was a Chinese military general and warlord who lived in the late Eastern Han dynasty and early Three Kingdoms period of China. A descendant of the general Ma Yuan, Ma Chao was the eldest son of M ...
, a former warlord and vassal under Zhang Lu, defected to Liu Bei's side and joined him in attacking Chengdu. Although Chengdu's citizens were terrified by Ma Chao's army, they insisted on putting up a desperate fight against the enemy.
[(先主遣人迎超,超將兵徑到城下。城中震怖) ''Sanguozhi'' vol. 36.] However, Liu Zhang surrendered to Liu Bei after stating that he did not wish to see further bloodshed.
[(城中尚有精兵三萬人,谷帛支一年,吏民咸欲死戰。璋言:「父子在州二十餘年,無恩德以加百姓。百姓攻戰三年,肌膏草野者,以璋故也,何心能安!」遂開城出降,群下莫不流涕。) ''Sanguozhi'' vol. 31.] Liu Bei then succeeded Liu Zhang as the Governor of Yi Province and relocated him to
Gong'an County in Jing Province. The Yi province was rich and prosper, Liu Bei had a banquet prepared for the officers and soldiers. He used the gold and silver to repay them and distributed fabrics and grain to the common people.
[(蜀中殷盛豐樂,先主置酒大饗士卒,取蜀城中金銀分賜將士,還其穀帛。) ''Sanguozhi'' vol. 32.]
Liu Bei married
Wu Yi's sister and went on numerous public tours to consolidate his control on the newly conquered Yi Province. He promoted
Zhuge Liang
Zhuge Liang () (181September or October 234), also commonly known by his courtesy name Kongming, was a Chinese statesman, strategist, and inventor who lived through the End of the Han dynasty, end of the Eastern Han dynasty ( 184–220) and t ...
to an office that granted him control over all affairs of state and appointed
Dong He as Zhuge Liang's deputy. Fa Zheng as his strategist. Guan Yu, Zhang Fei and Ma Chao as his commanders. Xu Jing, Mi Zhu and Jian Yong as his guests. The rest of Liu Bei's followers, new and old, were entrusted with new responsibilities and promoted to new ranks with Liu Zhang's followers promoted into prominent positions so their talents would not be wasted. Among the talented with ambitions, all competed for Liu Bei's attention.
[(先主復領益州牧,諸葛亮為股肱,法正為謀主,關羽、張飛、馬超為爪牙,許靖、麋竺、簡雍為賓友。及董和、黃權、李嚴等本璋之所授用也,吳壹、費觀等又璋之婚親也,彭羕又璋之所排擯也,劉巴者宿昔之所忌恨也,皆處之顯任,盡其器能。有誌之士,無不競勸。) ''Sanguozhi'' vol. 32.]
Sun–Liu territorial dispute (215–217)
After Liu Bei's conquest of
Yi Province,
Sun Quan
Sun Quan (; 182 – 21 May 252), courtesy name Zhongmou (), posthumous name, posthumously known as Emperor Da of Wu, was the founder of Eastern Wu, one of the Three Kingdoms of China. He inherited control of the warlord regime established by hi ...
sent
Lu Su as an emissary to demand the return of the commanderies in
Jing Province
Jingzhou or Jing Province was one of the Nine Provinces of ancient China referenced in early Chinese texts such as the ''Yu Gong, Tribute of Yu'', ''Erya'', and ''Rites of Zhou''.
Jingzhou became an administrative division during the reign of E ...
, but Liu Bei refused and told him to wait until he took Liang province. Sun Quan was furious then sent
Lü Meng
Lü Meng () (178 – January or February 220), courtesy name Ziming, was a Chinese military general and politician who served under the warlord Sun Quan during the late Eastern Han dynasty of China. Early in his career, he fought in several ba ...
and
Ling Tong to lead 20,000 men to attack southern Jing Province and they succeeded in capturing Changsha, Guiyang and Lingling commanderies. In the meantime, Lu Su and
Gan Ning advanced to
Yiyang County with 10,000 men to block
Guan Yu) and took over command of the army at Lukou. Liu Bei personally went to
Gong'an County with 50 000 soldiers while Guan Yu led 30,000 men to Yiyang County. When war was about to break out, Liu Bei received news that Cao Cao was planning to attack
Hanzhong Commandery after Zhang Lu fled to Baxi.
[(二十年,孫權以先主已得益州,使使報欲得荊州。先主言:「須得涼州,當以荊州相與。」權忿之,乃遣呂蒙襲奪長沙、零陵、桂陽三郡。先主引兵五萬下公安,令關羽入益陽。是歲,曹公定漢中,張魯遁走巴西。先主聞之,與權連和,分荊州、江夏、長沙、桂陽東屬,南郡、零陵、武陵西屬,引軍還江州。) ''Sanguozhi'' vol. 32.]
Liu Bei became worried about Cao Cao seizing Hanzhong Commandery. and requested for a border treaty with Sun Quan for the Jing province with Jiangxia, Changsha and Guiyang going to Sun Quan while Nan commandery, Lingling and Wuling would go back to Liu Bei, setting the new border along the
Xiang River. Liu Bei led his army back to Ba commandery and had Huang Quan sent to lead troops to meet Zhang Lu, however he already had surrendered to Cao Cao.
[(遣黃權將兵迎張魯,張魯已降曹公。) ''Sanguozhi'' vol. 32.]
Hanzhong Campaign (217–219)
In 215, Cao Cao defeated
Zhang Lu at the
Battle of Yangping and seized Hanzhong Commandery.
Sima Yi and
Liu Ye advised him to take advantage of the victory to attack
Yi Province, since it was still unstable under Liu Bei's new government and Liu Bei himself was away in
Jing Province
Jingzhou or Jing Province was one of the Nine Provinces of ancient China referenced in early Chinese texts such as the ''Yu Gong, Tribute of Yu'', ''Erya'', and ''Rites of Zhou''.
Jingzhou became an administrative division during the reign of E ...
. Cao Cao, who was not fond of the terrain of the region, refused and left
Xiahou Yuan,
Zhang He and
Xu Huang to defend Hanzhong Commandery.
In anticipation of a prolonged war, Zhang He led his army to Dangqu Commandery (宕渠郡; around present-day
Qu County,
Sichuan
Sichuan is a province in Southwestern China, occupying the Sichuan Basin and Tibetan Plateau—between the Jinsha River to the west, the Daba Mountains to the north, and the Yunnan–Guizhou Plateau to the south. Its capital city is Cheng ...
) in order to relocate the population of Ba Commandery (巴郡; present-day
Chongqing
ChongqingPostal Romanization, Previously romanized as Chungking ();. is a direct-administered municipality in Southwestern China. Chongqing is one of the four direct-administered municipalities under the State Council of the People's Republi ...
and eastern Sichuan) to Hanzhong Commandery. Meanwhile, Liu Bei appointed
Zhang Fei as the Administrator of Baxi Commandery () and ordered him to take over the region. Zhang Fei and Zhang He faced each other for 50 days, which concluded with a victory for the former following a surprise attack on the latter. Narrowly escaping, Zhang He retreated to
Nanzheng County on foot, and the Ba region became part of Liu Bei's territory.
[(曹公使夏侯淵、張郃屯漢中,數數犯暴巴界。先主令張飛進兵宕渠,與郃等戰於瓦口,破郃等,收兵還南鄭。先主亦還成都。) ''Sanguozhi'' vol. 32.]

In 217,
Fa Zheng
Fa Zheng (176–220), courtesy name Xiaozhi, was a key adviser to the warlord Liu Bei in the late Eastern Han dynasty. Born in a family of high social status and of noble descent, Fa Zheng travelled to Yi Province (covering present-day Sichuan ...
pointed out the strategic necessities of seizing Hanzhong Commandery and advised Liu Bei to drive Cao Cao's force out of the area. Liu Bei sent Zhang Fei,
Ma Chao
Ma Chao () (176–222), courtesy name Mengqi, was a Chinese military general and warlord who lived in the late Eastern Han dynasty and early Three Kingdoms period of China. A descendant of the general Ma Yuan, Ma Chao was the eldest son of M ...
and others to capture Wudu Commandery (), while he assembled an army and advanced to Yangping Pass. Zhang Fei was forced to retreat after his aides Wu Lan () and Lei Tong () were defeated and killed by Cao Cao's forces. Liu Bei, engaged Xiahou Yuan at Yangping Pass, tried to cut the enemy's supply route by sending his general
Chen Shi to Mamingge (), but was routed by Xiahou Yuan's subordinate, Xu Huang. Liu Bei then pressed on Zhang He at Guangshi () but failed to achieve any success; at the same time, Xiahou Yuan and Zhang He were not able to hinder Liu Bei from mobilising forces around the area. The war turned into a stalemate, and Cao Cao decided to gather an army in
Chang'an
Chang'an (; zh, t=長安, s=长安, p=Cháng'ān, first=t) is the traditional name of the city now named Xi'an and was the capital of several Chinese dynasties, ranging from 202 BCE to 907 CE. The site has been inhabited since Neolithic time ...
to fight Liu Bei.
In the spring of 219, Liu Bei and Xiahou Yuan had faced each other for over a year. Liu Bei led the main army to the south of the Mian River () and ordered
Huang Zhong to set up camps on
Mount Dingjun, where Xiahou Yuan's encampment in the valley below could be easily monitored. One night, Liu Bei sent 10,000 troops to attack Zhang He in Guangshi and set fire to Xiahou Yuan's barricades. Xiahou Yuan then led a small detachment to put out the fire and sent the main army to reinforce Zhang He as he was overcome by Liu Bei. Fa Zheng saw an opportunity for attack and signalled to Liu Bei to launch an assault. Liu Bei sent Huang Zhong to attack the weakened enemy from above. Huang Zhong targeted Xiahou Yuan's unit and completely routed it. Both Xiahou Yuan and
Zhao Yong, Cao Cao's appointed Inspector of Yi Province, were killed in the battle.
[(二十四年春,自陽平南渡沔水,緣山稍前,於定軍山勢作營。淵將兵來爭其地。先主命黃忠乘高鼓譟攻之,大破淵軍,斬淵及曹公所署益州刺史趙顒等。) ''Sanguozhi'' vol. 32.]
Zhang He, who had been informally elected to succeed Xiahou Yuan by
Du Xi and
Guo Huai, retreated to the northern bank of the
Han River, and awaited Cao Cao's reinforcement from Chang'an. Liu Bei knew Cao Cao would come yet he knew he would hold Hanzhong. He secured all strategic points at the exit of the passes linking Chang'an and Hanzhong Commandery while Cao Cao was approaching via Xie Valley. Liu Bei faced Cao Cao for several months but never engaged the latter in battle, effectively forcing Cao to retreat as many of his soldiers started to desert.
[(及曹公至,先主斂眾拒險,終不交鋒,積月不拔,亡者日多。) ''Sanguozhi'' vol. 32.] Zhang He also retreated to Chencang County (陳倉縣; east of present-day
Baoji
Baoji ( zh, s= , t= , p=Bǎojī; ) is a prefecture-level city in western Shaanxi province, People's Republic of China. Since the early 1990s, Baoji has been the second largest city in Shaanxi.
Geography
The prefecture-level city of Baoji had a ...
,
Shaanxi
Shaanxi is a Provinces of China, province in north Northwestern China. It borders the province-level divisions of Inner Mongolia to the north; Shanxi and Henan to the east; Hubei, Chongqing, and Sichuan to the south; and Gansu and Ningxia to t ...
) to set up defences for a potential invasion by Liu Bei. Liu Bei led his main army to Nanzheng County and sent
Meng Da and
Liu Feng to capture Fangling () and Shangyong () commanderies from Shen Dan (申耽).
[(曹公自長安舉眾南征。先主遙策之曰:「曹公雖來,無能為也,我必有漢川矣。」及曹公至,先主斂眾拒險,終不交鋒,積月不拔,亡者日多。夏,曹公果引軍還,先主遂有漢中。遣劉封、孟達、李平等攻申耽於上庸。) ''Sanguozhi'' vol. 32.]
In 219, after Liu Bei conquered Hanzhong Commandery, his subjects urged him to declare himself a
vassal
A vassal or liege subject is a person regarded as having a mutual obligation to a lord or monarch, in the context of the feudal system in medieval Europe. While the subordinate party is called a vassal, the dominant party is called a suzerain ...
king too to challenge Cao Cao, who was enfeoffed as a vassal king ("King of Wei") by
Emperor Xian in 219. Liu Bei thus declared himself "King of Hanzhong" () and set up his headquarters in
Chengdu
Chengdu; Sichuanese dialects, Sichuanese pronunciation: , Standard Chinese pronunciation: ; Chinese postal romanization, previously Romanization of Chinese, romanized as Chengtu. is the capital city of the Chinese province of Sichuan. With a ...
, the capital of
Yi Province.
[(秋,群下上先主為漢中王,表於漢帝曰:平西將軍都亭侯臣馬超、左將軍(領)長史鎮軍將軍臣許靖、營司馬臣龐羲、議曹從事中郎軍議中郎將臣射援、) ''Sanguozhi'' vol. 32.][(《三輔決錄注》曰:援字文雄,扶風人也。其先本姓謝,與北地諸謝同族。始祖謝服為將軍出征,天子以謝服非令名,改為射,子孫氏焉。兄堅,字文固,少有美名,闢公府為黃門侍郎。獻帝之初,三輔飢亂,堅去官,與弟援南入蜀依劉璋,璋以堅為長史。劉備代璋,以堅為廣漢、蜀郡太守。援亦少有名行,太尉皇甫嵩賢其才而以女妻之,丞相諸葛亮以援為祭酒,遷從事中郎,卒官。軍師將軍臣諸葛亮、蕩寇將軍漢壽亭侯臣關羽、徵虜將軍新亭侯臣張飛、征西將軍臣黃忠、鎮遠將軍臣賴恭、揚武將軍臣法正、興業將軍臣李嚴等一百二十人上言曰:昔唐堯至聖而四凶在朝,周成仁賢而四國作難,高後稱製而諸呂竊命,孝昭幼衝而上官逆謀,皆馮世寵,藉履國權,窮凶極亂,社稷幾危。非大舜、周公、硃虛、博陸,則不能流放禽討,安危定傾。伏惟陛下誕姿聖德,統理萬邦,而遭厄運不造之艱。董卓首難,盪覆京畿,曹操階禍,竊執天衡;皇后太子,鴆殺見害,剝亂天下,殘毀民物。久令陛下蒙塵憂厄,幽處虛邑。人神無主,遏絕王命,厭昧皇極,欲盜神器。左將軍領司隸校尉豫、荊、益三州牧宜城亭侯備,受朝爵秩,念在輸力,以殉國難。睹其機兆,赫然憤發,與車騎將軍董承同謀誅操,將安國家,克寧舊都。會承機事不密,令操遊魂得遂長惡,殘泯海內。臣等每懼王室大有閻樂之禍,小有定安之變,夙夜惴惴,戰栗累息。昔在虞書,敦序九族,週監二代,封建同姓,詩著其義,歷載長久。漢興之初,割裂疆土,尊王子弟,是以卒折諸呂之難,而成太宗之基。臣等以備肺腑枝葉,宗子籓翰,心存國家,念在弭亂。自操破於漢中,海內英雄望風蟻附,而爵號不顯,九錫未加,非所以鎮衛社稷,光昭萬世也。奉辭在外,禮命斷絕。昔河西太守梁統等值漢中興,限於山河,位同權均,不能相率,咸推竇融以為元帥,卒立效績,摧破隗囂。今社稷之難,急於隴、蜀。操外吞天下,內殘群寮,朝廷有蕭牆之危,而禦侮未建,可為寒心。臣等輒依舊典,封備漢中王,拜大司馬,董齊六軍,糾合同盟,掃滅凶逆。以漢中、巴、蜀、廣漢、犍為為國,所署置依漢初諸侯王故典。夫權宜之製,苟利社稷,專之可也。然後功成事立,臣等退伏矯罪,雖死無恨。遂於沔陽設壇場,陳兵列眾,群臣陪位,讀奏訖,禦王冠於先主。先主上言漢帝曰:臣以具臣之才,荷上將之任,董督三軍,奉辭於外,不得掃除寇難,靖匡王室,久使陛下聖教陵遲,六合之內,否而未泰,惟憂反側,疢如疾首。曩者董卓造為亂階,自是之後,群凶縱橫,殘剝海內。賴陛下聖德威靈,人神同應,或忠義奮討,或上天降罰,暴逆並殪,以漸冰消。惟獨曹操,久未梟除,侵擅國權,恣心極亂。臣昔與車騎將軍董承圖謀討操,機事不密,承見陷害,臣播越失據,忠義不果。遂得使操窮凶極逆,主後戮殺,皇子鴆害。雖糾合同盟,念在奮力,懦弱不武,歷年未效。常恐殞沒,孤負國恩,寤寐永嘆,夕惕若厲。今臣群寮以為在昔虞書敦敘九族,庶明勵翼,五帝損益,此道不廢。週監二代,並建諸姬,實賴晉、鄭夾輔之福。高祖龍興,尊王子弟,大啟九國,卒斬諸呂,以安大宗。今操惡直醜正,寔繁有徒,包藏禍心,篡盜已顯。既宗室微弱,帝族無位,斟酌古式,依假權宜,上臣大司馬漢中王。臣伏自三省,受國厚恩,荷任一方,陳力未效,所獲已過,不宜復忝高位以重罪謗。群寮見逼,迫臣以義。臣退惟寇賊不梟,國難未已,宗廟傾危,社稷將墜,成臣憂責碎首之負。若應權通變,以寧靖聖朝,雖赴水火,所不得辭,敢慮常宜,以防後悔。輒順眾議,拜受印璽,以崇國威。仰惟爵號,位高寵厚,俯思報效,憂深責重,驚怖累息,如臨於谷。盡力輸誠,獎厲六師,率齊群義,應天順時,撲討凶逆,以寧社稷,以報萬分,謹拜章因驛上還所假左將軍、宜城亭侯印綬。) ''Sanfu Jue Lu Zhu'' annotation in ''Sanguozhi'' vol. 32.]
He designated his son
Liu Shan as his heir apparent.
Wei Yan was put in charge of Hanzhong Commandery.
Xu Jing and Fa Zheng were respectively appointed as Grand Tutor and Prefect of the Masters of Writing in Liu Bei's vassal kingdom, while Guan Yu, Zhang Fei, Ma Chao and Huang Zhong were respectively appointed Generals of the Vanguard, Right, Left and Rear.
[(於是還治成都。拔魏延為都督,鎮漢中。) ''Sanguozhi'' vol. 32.][(《典略》曰:備於是起館舍,築亭障,從成都至白水關,四百餘區。) ''Dianlüe'' annotation in ''Sanguozhi'' vol. 32.]
Becoming an emperor (219–221)

In early winter 219, Sun Quan's forces led by
Lü Meng
Lü Meng () (178 – January or February 220), courtesy name Ziming, was a Chinese military general and politician who served under the warlord Sun Quan during the late Eastern Han dynasty of China. Early in his career, he fought in several ba ...
invaded Liu Bei's territories in
Jing Province
Jingzhou or Jing Province was one of the Nine Provinces of ancient China referenced in early Chinese texts such as the ''Yu Gong, Tribute of Yu'', ''Erya'', and ''Rites of Zhou''.
Jingzhou became an administrative division during the reign of E ...
and captured and executed Guan Yu.
[(時關羽攻曹公將曹仁,禽于禁於樊。俄而孫權襲殺羽,取荊州。) ''Sanguozhi'' vol. 32.] After learning of Guan Yu's death and the loss of Jing Province, Liu Bei turned furious and ordered his troops to begin preparing for war with Sun Quan. In early 220, Cao Cao died and was succeeded by his son,
Cao Pi
Cao Pi () (late 187 – 29 June 226), courtesy name Zihuan, was the first emperor of the state of Cao Wei in the Three Kingdoms period of China. He was the second son of Cao Cao, a warlord who lived in the late Eastern Han dynasty, but the ...
. Later that year, Cao Pi usurped the throne from Emperor Xian, ended the Eastern Han dynasty and established the state of
Cao Wei
Wei () was one of the major Dynasties in Chinese history, dynastic states in China during the Three Kingdoms period. The state was established in 220 by Cao Pi based upon the foundations laid by his father Cao Cao during the end of the Han dy ...
with himself as the emperor. With some reports saying that the Han Emperor had been killed, Liu Bei declared mourning and adopted mourning clothes. He gave the emperor the posthumous title of The Filial Commiserating Emperor (孝愍皇帝).
[(二十五年,魏文帝稱尊號,改年曰黃初。或傳聞漢帝見害,先主乃發喪制服,追諡曰孝愍皇帝。是後在所並言眾瑞,日月相屬,故議郎陽泉侯劉豹、青衣侯向舉、偏將軍張裔、黃權、大司馬屬殷純、益州別駕從事趙莋、治中從事楊洪、從事祭酒何宗、議曹從事杜瓊、勸學從事張爽、尹默、譙周等上言:臣聞河圖、洛書,五經讖、緯,孔子所甄,驗應自遠。謹案洛書甄曜度曰:『赤三日德昌,九世會備,合為帝際。』洛書寶號命曰:『天度帝道備稱皇,以統握契,百成不敗。』洛書錄運期曰:『九侯七傑爭命民炊骸,道路籍籍履人頭,誰使主者玄且來。』孝經鉤命決錄曰:『帝三建九會備。』臣父群未亡時,言西南數有黃氣,直立數丈,見來積年,時時有景雲祥風,從璿璣下來應之,此為異瑞。又二十二年中,數有氣如旗,從西竟東,中天而行,圖、書曰『必有天子出其方』。加是年太白、熒惑、填星,常從歲星相追。近漢初興,五星從歲星謀;歲星主義,漢位在西,義之上方,故漢法常以歲星候人主。當有聖主起於此州,以致中興。時許帝尚存,故群下不敢漏言。頃者熒惑復追歲星,見在胃昴畢;昴畢為天綱,經曰『帝星處之,眾邪消亡』。聖諱豫睹,推揆期驗,符合數至,若此非一。臣聞聖王先天而天不違,後天而奉天時,故應際而生,與神合契。原大王應天順民,速即洪業,以寧海內。) ''Sanguozhi'' vol. 32.]
Following the rumors of Emperor Xian's death, there were many favorable omens and soon more and more officials among Liu Bei's court advocated to have him declared Emperor, but Liu Bei refused.
[(所在並言眾瑞。故議郎陽泉亭侯劉豹,青衣侯向舉,偏將軍張裔、黃權,〔大〕司馬屬陰純,別駕趙莋,治中楊洪,從事祭酒何宗,議曹從事杜瓊,勸學從事張爽、尹默、「譙」周〔群〕等上〔言〕:「河洛符驗,孔子所甄。〔《洛書‧甄曜度》曰:〕赤三日,德昌九世,會備合為帝際。曰:天度帝道,備稱皇。」先主未許。) ''Huayang Guo Zhi'' vol. 6.]
After a dispute with Liu Feng and fearing that Liu Bei would hold him responsible for not reinforcing Guan Yu,
Meng Da alongside many of his followers defected to Wei. Assisted by Xu Huang and Xiahou Shang, they conquered Fangling, Shangyong and Xicheng commanderies from Liu Bei's adopted son,
Liu Feng. Upon his return to Chengdu, Liu Bei was furious with Liu Feng's loss and his refusal to send reinforcement to Guan Yu in 219. Upon Zhuge Liang's suggestion, Liu Bei had Liu Feng commit suicide. Liu Bei wept upon his death.
[(會羽覆敗,先主恨之。又封與達忿爭不和,封尋奪達鼔吹。達旣懼罪,又忿恚封,遂表辭先主,率所領降魏。... 諸葛亮慮封剛猛,易世之後終難制御,勸先主因此除之。於是賜封死,使自裁。封嘆曰:「恨不用孟子度之言!」先主為之流涕。) ''Sanguozhi'' vol. 40.]
In 221, Liu Bei declared himself emperor too and established the state of
Shu Han
Han (; 221–263), known in historiography as Shu Han ( ) or Ji Han ( "Junior Han"), or often shortened to Shu ( zh, t=蜀, p=Shǔ; Sichuanese Pinyin: ''Su'' < Middle Chinese: *''źjowk'' < Eastern Han Chinese: *''dźok''), was a Dynasties in ...
; he claimed that his intention was to keep the Han dynasty's lineage alive. He changed the reign year and made Zhuge Liang his chancellor and Xu Jing his minister over the masses. He established a bureaucracy and an ancestral temple where he offered sacrifices to
Emperor Gao (the founding emperor of the Han Dynasty). He designated Lady Wu as his empress and made his son Liu Shan
crown prince
A crown prince or hereditary prince is the heir apparent to the throne in a royal or imperial monarchy. The female form of the title, crown princess, is held by a woman who is heir apparent or is married to the heir apparent.
''Crown prince ...
. Later, he named his son Liu Yong prince of Lu and his other son Liu Li prince of Liang.
[(章武元年夏四月,大赦,改年。以諸葛亮為丞相,許靖為司徒。置百官,立宗廟,祫祭高皇帝以下。 五月,立皇后吳氏,子禪為皇太子。六月,以子永為魯王,理為梁王。) ''Sanguozhi'' vol. 32.]
Defeat and death (221–223)
In the August 221, Liu Bei personally led an army to attack Sun Quan to avenge Guan Yu and retake his lost territories in
Jing Province
Jingzhou or Jing Province was one of the Nine Provinces of ancient China referenced in early Chinese texts such as the ''Yu Gong, Tribute of Yu'', ''Erya'', and ''Rites of Zhou''.
Jingzhou became an administrative division during the reign of E ...
, while leaving
Zhuge Liang
Zhuge Liang () (181September or October 234), also commonly known by his courtesy name Kongming, was a Chinese statesman, strategist, and inventor who lived through the End of the Han dynasty, end of the Eastern Han dynasty ( 184–220) and t ...
in charge of state affairs in Chengdu. Sun Quan sent a letter seeking for peace, but Liu Bei refused. Even though
Zhang Fei was murdered by his subordinates during the onset of the battle, Liu Bei was still able to achieve initial victories against the Sun commandants stationed at Wu and Zigui until
Lu Xun, the frontline commander of
Sun Quan
Sun Quan (; 182 – 21 May 252), courtesy name Zhongmou (), posthumous name, posthumously known as Emperor Da of Wu, was the founder of Eastern Wu, one of the Three Kingdoms of China. He inherited control of the warlord regime established by hi ...
's forces, ordered a retreat to
Yiling. Lu Xun held his position there and refused to engage the invaders.
[(車騎將軍張飛為其左右所害。初,先主忿孫權之襲關羽,將東征,秋七月,遂帥諸軍伐吳。孫權遣書請和,先主盛怒不許,吳將陸議、李異、劉阿等屯巫、秭歸;將軍吳班、馮習自巫攻破異等,軍次秭歸,武陵五谿蠻夷遣使請兵。) ''Sanguozhi'' vol. 32.]
Knowing that his enemy was not expecting a sudden strike, Lu Xun ordered a counterattack and set fire to the Shu camps linked to each other by wooden fences. 40 camps of Liu Bei's expedition force were destroyed in the fire attack and the remaining troops were defeated and forced to flee west to Ma'an Hills (northwest of Yiling), where they set up a defence. Lu Xun caught up with and besieged Liu Bei there before his men could recuperate. Liu Bei managed to escape overnight to
Baidicheng by ordering his men to discard their armour and set them aflame to form a fire blockade. Lu Xun was unable to overcome the blockade and did not press any further attack. Liu Bei retreated to Yufu County (魚復縣; present-day
Fengjie County,
Chongqing
ChongqingPostal Romanization, Previously romanized as Chungking ();. is a direct-administered municipality in Southwestern China. Chongqing is one of the four direct-administered municipalities under the State Council of the People's Republi ...
), which he renamed "Yong'an" (永安; literally "everlasting peace"). Eventually because of
Cao Pi
Cao Pi () (late 187 – 29 June 226), courtesy name Zihuan, was the first emperor of the state of Cao Wei in the Three Kingdoms period of China. He was the second son of Cao Cao, a warlord who lived in the late Eastern Han dynasty, but the ...
's invasion of Wu, Lu Xun and Liu Bei renewed their alliance.
[(二年春正月,先主軍還秭歸,將軍吳班、陳式水軍屯夷陵,夾江東西岸。二月,先主自秭歸率諸將進軍,緣山截嶺,於夷道猇亭駐營,自佷山通武陵,遣侍中馬良安慰五谿蠻夷,咸相率響應。鎮北將軍黃權督江北諸軍,與吳軍相拒於夷陵道。夏六月,黃氣見自秭歸十餘里中,廣數十丈。後十餘日,陸議大破先主軍於猇亭,將軍馮習、張南等皆沒。先主自猇亭還秭歸,收合離散兵,遂棄船舫,由步道還魚復,改魚復縣曰永安。吳遣將軍李異、劉阿等踵躡先主軍,屯駐南山。秋八月,收兵還巫。) ''Sanguozhi'' vol. 32.]
A few weeks before the decisive engagement between the Shu and Wu forces, there was an impressive yellow aura that manifested into the sky. Many saw this as an omen. After his defeat, Liu Bei lamented about this: "My defeat is Heaven's will!"
[(夏六月,黃氣見自「姊」〔秭〕歸十餘里中,廣十餘丈。後十數日,與吳人戰,先主敗績。馮習及將張南皆死。先主嘆曰:「吾之敗,天也!」委舟舫,由步道還魚復。) ''Huayang Guo Zhi'' vol. 6.]
Sun Quan heard that Liu Bei was in Baidi and sent an envoy for peace, Liu Bei accepted and had Zhong Wei (宗瑋) sent in response. When Huang Yuan (黃元), the administrator of Hanjia, heard that Liu Bei was ill, he rebelled because he feared that after his death, his bad relationship with Zhuge Liang would bring him problems. He was defeated by Cheng Hu (陳曶) and executed.
[(三年春二月,丞相亮自成都到永安。三月,黃元進兵攻臨邛縣。遣將軍陳曶討元,元軍敗,順流下江,為其親兵所縛,生致成都,斬之。) ''Sanguozhi'' vol. 32.] Liu Bei stayed in Baidicheng until his death from a serious illness on 10 June 223. On his deathbed, he named Zhuge Liang and
Li Yan as regents to support Liu Shan and encouraged his sons to live well and do right.
[(三年春二月,丞相亮自成都到永安。三月,黃元進兵攻臨邛縣。遣將軍陳曶討元,元軍敗,順流下江,為其親兵所縛,生致成都,斬之。先主病篤,託孤於丞相亮,尚書令李嚴為副。夏四月癸巳,先主殂於永安宮,時年六十三。) ''Sanguozhi'' vol. 32.]
Liu Bei's posthumous decree to Liu Shan was as such: When he was near death, he told his son Liu Yong to treat with his brothers the chancellor as a father and do their utmost to help him.
[(諸葛亮集載先主遺詔敕後主曰:朕初疾但下痢耳,後轉雜他病,殆不自濟。人五十不稱夭,年已六十有餘,何所復恨,不復自傷,但以卿兄弟為念。射君到,說丞相嘆卿智量,甚大增脩,過於所望,審能如此,吾復何憂!勉之,勉之!勿以惡小而為之,勿以善小而不為。惟賢惟德,能服於人。汝父德薄,勿效之。可讀漢書、禮記,間暇歷觀諸子及六韜、商君書,益人意智。聞丞相為寫申、韓、管子、六韜一通已畢,未送,道亡,可自更求聞達。臨終時,呼魯王與語:「吾亡之後,汝兄弟父事丞相,令卿與丞相共事而已。」) ''Sanguozhi'' vol. 32.]
His body was brought back to Chengdu and entombed at Huiling (惠陵; southern suburb of present-day Chengdu) four months later. Liu Bei was given the
posthumous name Zhaolie. Liu Shan succeeded him as the emperor of Shu Han, while Zhuge Liang later solidified peace with Sun Quan and rebuilt the old Sun–Liu alliance against Cao Pi formally.
[(五月,梓宮自永安還成都,諡曰昭烈皇帝。秋,八月,葬惠陵。) ''Sanguozhi'' vol. 32.]
Appraisal
Chen Shou, once a subject of Shu and the historian who wrote Liu Bei's biography in the ''
Records of the Three Kingdoms
The ''Records of the Three Kingdoms'' is a Chinese official history written by Chen Shou in the late 3rd century CE, covering the end of the Han dynasty (220 CE) and the subsequent Three Kingdoms period (220–280 CE). It is regard ...
'' (''Sanguozhi''), appraised Liu Bei as follows:
Chang Qu, historian and compiler of the ''
Chronicles of Huayang'' in the fourth-century later used by
Pei Songzhi in his
annotations to the historical text ''Records of the Three Kingdoms'' also gave his appraisal of Liu Bei:
However, the opinions of modern historians are more negative. As
Rafe de Crespigny writes in ''Fire over Luoyang: A History of the Later Han Dynasty 23–220 AD'':
Rafe de Crespigny also gave a more neutral appraisal of Liu Bei in ''A Biographical Dictionary of Later Han to the Three Kingdoms (23–220 AD)'':
Family
Consorts and issue
*
Empress Zhaolie, of the Gan clan (昭烈皇后甘氏; d.210)
**
Liu Shan, Emperor Huai (漢懷帝劉禪; 207–271), first son
*
Empress Mu, of the Wu clan (穆皇后吳氏; d.245)
*
''Furen'' Mi, of the Mi clan (麋夫人)
*
''Furen'' Sun, of the Sun clan (孫夫人), daughter of
Sun Jian
Sun Jian () () (155–191?), courtesy name Wentai, was a Chinese military general, politician, and warlord who lived during the late Eastern Han dynasty of China. He allied himself with Yuan Shu in 190 when warlords from eastern China formed a ...
*Unknown:
**
Liu Yong, Prince of Ganling (甘陵王)
**
Liu Li, Prince of Anping (安平王)
**''at least two daughters''
In ''Romance of the Three Kingdoms''

''
Romance of the Three Kingdoms'' is a 14th-century historical novel which romanticises the historical figures and events before and during the
Three Kingdoms
The Three Kingdoms of Cao Wei, Shu Han, and Eastern Wu dominated China from AD 220 to 280 following the end of the Han dynasty. This period was preceded by the Eastern Han dynasty and followed by the Jin dynasty (266–420), Western Jin dyna ...
period of China. Written by
Luo Guanzhong more than 1,000 years after the Three Kingdoms period, the novel incorporates many popular folklore and opera scripts into the character of Liu Bei, portraying him as a benevolent and righteous leader, endowed with charismatic potency (called ''de'' 德 in Chinese)
[Roberts 1991, p. 942] who builds his state on the basis of Confucian values. This is in line with the historical background of the times during which the novel was written. Furthermore, the novel emphasises that Liu Bei was related, however distantly, to the imperial family of the Han dynasty, thus favouring another argument for the legitimacy of Liu Bei's reign.
''Romance of the Three Kingdoms'' gives additional features Liu Bei's physical appearance. It mentions that Liu Bei is seven ''chi'' and five ''cun'' tall, with ears so large that they touch his shoulders and that he can even see them, long arms that extend beyond his knees, a fair and jade like face, and lips so red that it seems as though he is wearing
lipstick
Lipstick is a cosmetics, cosmetic product used to apply coloration and texture to lips, often made of wax and oil. Different pigments are used to produce color, and minerals such as silica may be used to provide texture. The use of lipstick ...
.
[(生得身長七尺五寸,兩耳垂肩,雙手過膝,目能自顧其耳,面如冠玉,唇如塗脂) ''Sanguo Yanyi'' ch. 1.] He wields a pair of double edged
swords called ''shuang gu jian'' ().
See the following for some fictitious stories in ''Romance of the Three Kingdoms'' involving Liu Bei:
*
Oath of the Peach Garden
*
Battle of Hulao Pass
*
The Three Visits to the Thatched Cottage
*
*
*
General worship of Liu Bei

Liu Bei is worshipped as the patron of shoemakers in
Chengdu
Chengdu; Sichuanese dialects, Sichuanese pronunciation: , Standard Chinese pronunciation: ; Chinese postal romanization, previously Romanization of Chinese, romanized as Chengtu. is the capital city of the Chinese province of Sichuan. With a ...
. It is said that in 1845, during the reign of the
Daoguang Emperor in the
Qing dynasty
The Qing dynasty ( ), officially the Great Qing, was a Manchu-led Dynasties of China, imperial dynasty of China and an early modern empire in East Asia. The last imperial dynasty in Chinese history, the Qing dynasty was preceded by the ...
, the shoemakers guild in Chengdu, who called themselves "disciples of Liu Bei", sponsored the construction of the
Sanyi Temple in Liu Bei's honour. After being relocated many times, the temple can be found in
Wuhou District today.
Since the Chinese government loosened its control on religious practices in recent years, the worship of Liu Bei among shoemakers has again gained popularity in Chengdu. In 2005, a large procession was carried out in front of the Sanyi Temple to commemorate Liu Bei – the first such event since the founding of the People's Republic of China in 1949.
[ ; (Both sources in Simplified Chinese)]
A commentary carried by the ''
Yangtse Evening Post'' criticised such practice as mere commercial gimmickry to exploit the fame of Liu Bei.
It argued that although Liu Bei sold straw-woven shoes and mats for a living when he was young, he was hardly the inventor of shoes. According to legend, it was
Yu Ze who made the first pairs of shoes with softwood during the time of the
Yellow Emperor
The Yellow Emperor, also known as the Yellow Thearch, or Huangdi ( zh, t=黃帝, s=黄帝, first=t) in Chinese, is a mythical Chinese sovereign and culture hero included among the legendary Three Sovereigns and Five Emperors. He is revered as ...
. However, the criticism did not dampen the enthusiastic shoe industry owners in their decision to erect a statue of Liu Bei in the
West China Shoe Center Industrial Zone, which was still under construction in Wuhou District as of August 2005.
In popular culture
Film and television
Notable actors who have portrayed Liu Bei in films and television series include: Sun Yanjun in ''
Romance of the Three Kingdoms'' (1994);
Chang Fu-chien in ''
Guan Gong'' (1996);
Elliot Ngok in ''
Three Kingdoms: Resurrection of the Dragon'' (2008);
You Yong in ''
Red Cliff'' (2008–09); Yu Hewei in ''
Three Kingdoms
The Three Kingdoms of Cao Wei, Shu Han, and Eastern Wu dominated China from AD 220 to 280 following the end of the Han dynasty. This period was preceded by the Eastern Han dynasty and followed by the Jin dynasty (266–420), Western Jin dyna ...
'' (2010);
Alex Fong in ''
The Lost Bladesman'' (2011);
Yan Yikuan in ''
God of War, Zhao Yun'' (2016);
Tony Yang in ''
Dynasty Warriors'' (2019).
Card games
In the collectible card game ''
Magic: The Gathering'' there is a card named "Liu Bei, Lord of Shu" in the ''
Portal Three Kingdoms'' set. In the selection of hero cards in the Chinese card game ''
San Guo Sha'', there is also a "Liu Bei" card that players can select at the beginning of the game. In the Roll-and-write game ''
Shu's Tactics'', a hero named Liu Bei appears in chapter 3.
Video games
Liu Bei is featured as a playable character in all instalments of
Koei's video game series ''
Dynasty Warriors'', as well as ''
Warriors Orochi'', a crossover between ''Dynasty Warriors'' and ''
Samurai Warriors''. He also appears in other Koei video game series such as the
''Romance of the Three Kingdoms'' series and ''
Kessen II''.
Liu Bei is the protagonist in ''
Destiny of an Emperor'', a RPG on the
Nintendo Entertainment System
The Nintendo Entertainment System (NES) is an 8-bit home video game console developed and marketed by Nintendo. It was first released in Japan on 15 July 1983 as the and was later released as the redesigned NES in several test markets in the ...
(NES). Released in the United States by
Capcom
is a Japanese video game company. It has created a number of critically acclaimed and List of best-selling video game franchises, multi-million-selling game franchises, with its most commercially successful being ''Resident Evil'', ''Monster ...
in 1989, the game also loosely follows the plot of the novel ''Romance of the Three Kingdoms''.
Liu Bei's armour (based on the designs appearing in the ''Dynasty Warriors'' series) is available in the MMORPG ''
MapleStory''. Also featured are Cao Cao, Guan Yu, Zhuge Liang, Sun Quan, and
Diaochan's designs.
Liu Bei is featured in the sequel to
Level-5's game and anime ''
Inazuma Eleven GO'', Chrono Stone, as well as Cao Cao, Zhuge Liang, Guan Yu and Zhang Fei.
He is also featured as one of the available warlords that the player can choose from in
Creative Assembly's game ''
Total War: Three Kingdoms','' along with the Netflix game ''Reigns: Three Kingdoms.''
See also
*
Lists of people of the Three Kingdoms
*
List of Chinese monarchs
The Chinese sovereign, Chinese monarchs were the rulers of History of China, China during History of China#Ancient China, Ancient and History of China#Imperial China, Imperial periods. The earliest rulers in traditional Chinese historiography a ...
Notes
References
Citations from volume 32 of the ''Sanguozhi''
Citations from the ''Sanguozhi zhu''
Citations from elsewhere in the ''Sanguozhi''
Citations from the ''Huayang Guo Zhi''
Other citations
Bibliography
*
Chen, Shou (3rd century). ''
Records of the Three Kingdoms
The ''Records of the Three Kingdoms'' is a Chinese official history written by Chen Shou in the late 3rd century CE, covering the end of the Han dynasty (220 CE) and the subsequent Three Kingdoms period (220–280 CE). It is regard ...
'' (''Sanguozhi'').
*
Chang Qu (4th century). ''
Chronicles of Huayang'' (''Huayang Guo Zhi'').
*
*
*
Luo, Guanzhong (14th century). ''
Romance of the Three Kingdoms'' (''Sanguo Yanyi'').
*
Pei, Songzhi (5th century). ''
Annotated Records of the Three Kingdoms'' (''Sanguozhi zhu'').
*
Sima, Guang (1084). ''
Zizhi Tongjian
The ''Zizhi Tongjian'' (1084) is a chronicle published during the Northern Song dynasty (960–1127) that provides a record of Chinese history from 403 BC to 959 AD, covering 16 dynasties and spanning almost 1400 years. The main text is ...
''.
*
{{DEFAULTSORT:Liu, Bei
161 births
223 deaths
Politicians from Baoding
3rd-century Chinese monarchs
Shu Han emperors
Han dynasty warlords
Political office-holders in Jiangsu
Political office-holders in Hubei
Political office-holders in Sichuan
Generals under Cao Cao
Generals under Yuan Shao
Han dynasty generals
Founders of Imperial Chinese dynasties