
Heat treating (or heat treatment) is a group of
industrial, thermal and
metalworking processes used to alter the
physical, and sometimes
chemical
A chemical substance is a unique form of matter with constant chemical composition and characteristic properties. Chemical substances may take the form of a single element or chemical compounds. If two or more chemical substances can be combin ...
, properties of a material. The most common application is
metallurgical
Metallurgy is a domain of materials science and engineering that studies the physical and chemical behavior of metallic elements, their inter-metallic compounds, and their mixtures, which are known as alloys.
Metallurgy encompasses both the ...
. Heat treatments are also used in the manufacture of many other materials, such as
glass
Glass is an amorphous (non-crystalline solid, non-crystalline) solid. Because it is often transparency and translucency, transparent and chemically inert, glass has found widespread practical, technological, and decorative use in window pane ...
. Heat treatment involves the use of heating or chilling, normally to extreme temperatures, to achieve the desired result such as hardening or softening of a material. Heat treatment techniques include
annealing,
case hardening
Case-hardening or carburization is the process of introducing carbon to the surface of a low-carbon iron, or more commonly a low-carbon steel object, in order to harden the surface.
Iron which has a carbon content greater than ~0.02% is known ...
,
precipitation strengthening
Precipitation hardening, also called age hardening or particle hardening, is a heat treatment technique used to increase the Yield (engineering), yield strength of malleable materials, including most structural alloys of aluminium, magnesium, nic ...
,
tempering,
carburizing
Carburizing, or carburising, is a heat treatment process in which iron or steel absorbs carbon while the metal is heated in the presence of a carbon-bearing material, such as charcoal or carbon monoxide. The intent is to make the metal harder ...
,
normalizing and
quench
In materials science, quenching is the rapid cooling of a workpiece in water, gas, oil, polymer, air, or other fluids to obtain certain material properties. A type of heat treating, quenching prevents undesired low-temperature processes, such ...
ing. Although the term ''heat treatment'' applies only to processes where the heating and cooling are done for the specific purpose of altering properties intentionally, heating and cooling often occur incidentally during other manufacturing processes such as hot forming or welding.
Physical processes
Photomicrographs of steel. Top: In annealed (slowly cooled) steel, the carbon precipitates forming layers of ferrite (iron) and cementite (carbide). Bottom: In
(quickly cooled) steel, the carbon remains trapped in the iron, creating great internal stresses in the needle or plate-like grains.">quenched (quickly cooled) steel, the carbon remains trapped in the iron, creating great internal stresses in the needle or plate-like grains.
Metallic materials consist of a
microstructure
Microstructure is the very small scale structure of a material, defined as the structure of a prepared surface of material as revealed by an optical microscope above 25× magnification. The microstructure of a material (such as metals, polymer ...
of small
crystal
A crystal or crystalline solid is a solid material whose constituents (such as atoms, molecules, or ions) are arranged in a highly ordered microscopic structure, forming a crystal lattice that extends in all directions. In addition, macros ...
s called "grains" or
crystallite
A crystallite is a small or even microscopic crystal which forms, for example, during the cooling of many materials. Crystallites are also referred to as grains.
Bacillite is a type of crystallite. It is rodlike with parallel Wikt:longulite ...
s. The nature of the grains (i.e. grain size and composition) is one of the most effective factors that can determine the overall mechanical behavior of the metal. Heat treatment provides an efficient way to manipulate the properties of the metal by controlling the rate of
diffusion
Diffusion is the net movement of anything (for example, atoms, ions, molecules, energy) generally from a region of higher concentration to a region of lower concentration. Diffusion is driven by a gradient in Gibbs free energy or chemical p ...
and the rate of cooling within the microstructure. Heat treating is often used to alter the mechanical properties of a metallic
alloy
An alloy is a mixture of chemical elements of which in most cases at least one is a metal, metallic element, although it is also sometimes used for mixtures of elements; herein only metallic alloys are described. Metallic alloys often have prop ...
, manipulating properties such as the
hardness
In materials science, hardness (antonym: softness) is a measure of the resistance to plastic deformation, such as an indentation (over an area) or a scratch (linear), induced mechanically either by Pressing (metalworking), pressing or abrasion ...
,
strength
Strength may refer to:
Personal trait
*Physical strength, as in people or animals
*Character strengths like those listed in the Values in Action Inventory
*The exercise of willpower
Physics
* Mechanical strength, the ability to withstand ...
,
toughness
In materials science and metallurgy, toughness is the ability of a material to absorb energy and plastically deform without fracturing.[ductility
Ductility refers to the ability of a material to sustain significant plastic Deformation (engineering), deformation before fracture. Plastic deformation is the permanent distortion of a material under applied stress, as opposed to elastic def ...]
, and
elasticity.
There are two mechanisms that may change an alloy's properties during heat treatment: the formation of
martensite
Martensite is a very hard form of steel crystalline structure. It is named after German metallurgist Adolf Martens. By analogy the term can also refer to any crystal structure that is formed by diffusionless transformation.
Properties
Mar ...
causes the crystals to
deform intrinsically, and the diffusion mechanism causes changes in the homogeneity of the alloy.
The crystal structure consists of atoms that are grouped in a very specific arrangement, called a lattice. In most elements, this order will rearrange itself, depending on conditions like temperature and pressure. This rearrangement called
allotropy
Allotropy or allotropism () is the property of some chemical elements to exist in two or more different forms, in the same physical State of matter, state, known as allotropes of the elements. Allotropes are different structural modifications o ...
or
polymorphism, may occur several times, at many different temperatures for a particular metal. In alloys, this rearrangement may cause an element that will not normally
dissolve into the base metal to suddenly become
soluble
In chemistry, solubility is the ability of a substance, the solute, to form a solution with another substance, the solvent. Insolubility is the opposite property, the inability of the solute to form such a solution.
The extent of the solubi ...
, while a reversal of the allotropy will make the elements either partially or completely insoluble.
When in the soluble state, the process of diffusion causes the atoms of the dissolved element to spread out, attempting to form a homogenous distribution within the crystals of the base metal. If the alloy is cooled to an insoluble state, the atoms of the dissolved constituents (solutes) may migrate out of the solution. This type of diffusion, called
precipitation
In meteorology, precipitation is any product of the condensation of atmospheric water vapor that falls from clouds due to gravitational pull. The main forms of precipitation include drizzle, rain, rain and snow mixed ("sleet" in Commonwe ...
, leads to
nucleation
In thermodynamics, nucleation is the first step in the formation of either a new Phase (matter), thermodynamic phase or Crystal structure, structure via self-assembly or self-organization within a substance or mixture. Nucleation is typically def ...
, where the migrating atoms group together at the grain-boundaries. This forms a microstructure generally consisting of two or more distinct
phases
Phase or phases may refer to:
Science
*State of matter, or phase, one of the distinct forms in which matter can exist
*Phase (matter), a region of space throughout which all physical properties are essentially uniform
*Phase space, a mathematica ...
.
For instance, steel that has been heated above the
austenizing temperature (red to orange-hot, or around to depending on carbon content), and then cooled slowly, forms a laminated structure composed of alternating layers of
ferrite and
cementite
Cementite (or iron carbide) is a compound of iron and carbon, more precisely an intermediate transition metal carbide with the formula Fe3C. By weight, it is 6.67% carbon and 93.3% iron. It has an orthorhombic crystal structure. It is a hard, b ...
, becoming soft
pearlite
Pearlite is a two-phased, lamellar (or layered) structure composed of alternating layers of ferrite (87.5 wt%) and cementite (12.5 wt%) that occurs in some steels and cast irons. During slow cooling of an iron-carbon alloy, pearlite for ...
. After heating the steel to the
austenite
Austenite, also known as gamma-phase iron (γ-Fe), is a metallic, non-magnetic allotrope of iron or a solid solution of iron with an alloying element. In plain-carbon steel, austenite exists above the critical eutectoid temperature of 1000 ...
phase and then quenching it in water, the microstructure will be in the martensitic phase. This is due to the fact that the steel will change from the austenite phase to the martensite phase after quenching. Some pearlite or ferrite may be present if the quench did not rapidly cool off all the steel.
[
Unlike iron-based alloys, most heat-treatable alloys do not experience a ferrite transformation. In these alloys, the nucleation at the grain-boundaries often reinforces the structure of the crystal matrix. These metals harden by precipitation. Typically a slow process, depending on temperature, this is often referred to as "age hardening".
Many metals and non-metals exhibit a martensite transformation when cooled quickly (with external media like oil, polymer, water, etc.). When a metal is cooled very quickly, the insoluble atoms may not be able to migrate out of the solution in time. This is called a " diffusionless transformation." When the crystal matrix changes to its low-temperature arrangement, the atoms of the solute become trapped within the lattice. The trapped atoms prevent the crystal matrix from completely changing into its low-temperature allotrope, creating shearing stresses within the lattice. When some alloys are cooled quickly, such as steel, the martensite transformation hardens the metal, while in others, like aluminum, the alloy becomes softer.
]
Effects of composition
The specific composition of an alloy system will usually have a great effect on the results of heat treating. If the percentage of each constituent is just right, the alloy will form a single, continuous microstructure upon cooling. Such a mixture is said to be eutectoid
A eutectic system or eutectic mixture ( ) is a type of a homogeneous mixture that has a melting point lower than those of the constituents. The lowest possible melting point over all of the mixing ratios of the constituents is called the ''eutec ...
. However, If the percentage of the solutes varies from the eutectoid mixture, two or more different microstructures will usually form simultaneously. A hypo eutectoid solution contains less of the solute than the eutectoid mix, while a hypereutectoid solution contains more.
Eutectoid alloys
A eutectoid
A eutectic system or eutectic mixture ( ) is a type of a homogeneous mixture that has a melting point lower than those of the constituents. The lowest possible melting point over all of the mixing ratios of the constituents is called the ''eutec ...
( eutectic-like) alloy
An alloy is a mixture of chemical elements of which in most cases at least one is a metal, metallic element, although it is also sometimes used for mixtures of elements; herein only metallic alloys are described. Metallic alloys often have prop ...
is similar in behavior to a eutectic alloy
A eutectic system or eutectic mixture ( ) is a type of a homogeneous mixture that has a melting point lower than those of the constituents. The lowest possible melting point over all of the mixing ratios of the constituents is called the ''eut ...
. A '' eutectic'' alloy is characterized by having a single melting point
The melting point (or, rarely, liquefaction point) of a substance is the temperature at which it changes state of matter, state from solid to liquid. At the melting point the solid and liquid phase (matter), phase exist in Thermodynamic equilib ...
. This melting point is lower than that of any of the constituents, and no change in the mixture will lower the melting point any further. When a molten eutectic alloy is cooled, all of the constituents will crystallize into their respective phases at the same temperature.
A eutectoid alloy is similar, but the phase change occurs, not from a liquid, but from a solid solution
A solid solution, a term popularly used for metals, is a homogeneous mixture of two compounds in solid state and having a single crystal structure. Many examples can be found in metallurgy, geology, and solid-state chemistry. The word "solutio ...
. Upon cooling a eutectoid alloy from the solution temperature, the constituents will separate into different crystal phases, forming a single microstructure
Microstructure is the very small scale structure of a material, defined as the structure of a prepared surface of material as revealed by an optical microscope above 25× magnification. The microstructure of a material (such as metals, polymer ...
. A eutectoid steel, for example, contains 0.77% carbon
Carbon () is a chemical element; it has chemical symbol, symbol C and atomic number 6. It is nonmetallic and tetravalence, tetravalent—meaning that its atoms are able to form up to four covalent bonds due to its valence shell exhibiting 4 ...
. Upon cooling slowly, the solution of iron
Iron is a chemical element; it has symbol Fe () and atomic number 26. It is a metal that belongs to the first transition series and group 8 of the periodic table. It is, by mass, the most common element on Earth, forming much of Earth's o ...
and carbon (a single phase called austenite
Austenite, also known as gamma-phase iron (γ-Fe), is a metallic, non-magnetic allotrope of iron or a solid solution of iron with an alloying element. In plain-carbon steel, austenite exists above the critical eutectoid temperature of 1000 ...
) will separate into platelets
Platelets or thrombocytes () are a part of blood whose function (along with the coagulation factors) is to react to bleeding from blood vessel injury by clumping to form a blood clot. Platelets have no cell nucleus; they are fragments of cyto ...
of the phases ferrite and cementite
Cementite (or iron carbide) is a compound of iron and carbon, more precisely an intermediate transition metal carbide with the formula Fe3C. By weight, it is 6.67% carbon and 93.3% iron. It has an orthorhombic crystal structure. It is a hard, b ...
. This forms a layered microstructure called pearlite
Pearlite is a two-phased, lamellar (or layered) structure composed of alternating layers of ferrite (87.5 wt%) and cementite (12.5 wt%) that occurs in some steels and cast irons. During slow cooling of an iron-carbon alloy, pearlite for ...
.
Since pearlite is harder than iron, the degree of softness achievable is typically limited to that produced by the pearlite. Similarly, the hardenability
Jominy test dimensioning
Jominy test apparatus
Used Jominy test-piece
Hardenability is the depth to which a steel is hardened after putting it through a heat treatment process. It should not be confused with hardness, which is a measure of a s ...
is limited by the continuous martensitic microstructure formed when cooled very fast.
Hypoeutectoid alloys
A hypoeutectic alloy has two separate melting points. Both are above the eutectic melting point for the system but are below the melting points of any constituent forming the system. Between these two melting points, the alloy will exist as part solid and part liquid. The constituent with the higher melting point will solidify first. When completely solidified, a hypoeutectic alloy will often be in a solid solution.
Similarly, a hypoeutectoid alloy has two critical temperatures, called "arrests". Between these two temperatures, the alloy will exist partly as the solution and partly as a separate crystallizing phase, called the "pro eutectoid phase". These two temperatures are called the upper (A3) and lower (A1) transformation temperatures. As the solution cools from the upper transformation temperature toward an insoluble state, the excess base metal will often be forced to "crystallize-out", becoming the pro eutectoid. This will occur until the remaining concentration of solutes reaches the eutectoid level, which will then crystallize as a separate microstructure.
For example, a hypoeutectoid steel contains less than 0.77% carbon. Upon cooling a hypoeutectoid steel from the austenite transformation temperature, small islands of proeutectoid-ferrite will form. These will continue to grow and the carbon will recede until the eutectoid concentration in the rest of the steel is reached. This eutectoid mixture will then crystallize as a microstructure of pearlite. Since ferrite is softer than pearlite, the two microstructures combine to increase the ductility
Ductility refers to the ability of a material to sustain significant plastic Deformation (engineering), deformation before fracture. Plastic deformation is the permanent distortion of a material under applied stress, as opposed to elastic def ...
of the alloy. Consequently, the hardenability of the alloy is lowered.
Hypereutectoid alloys
A hypereutectic alloy also has different melting points. However, between these points, it is the constituent with the higher melting point that will be solid. Similarly, a hypereutectoid alloy has two critical temperatures. When cooling a hypereutectoid alloy from the upper transformation temperature, it will usually be the excess solutes that crystallize-out first, forming the pro-eutectoid. This continues until the concentration in the remaining alloy becomes eutectoid, which then crystallizes into a separate microstructure.
A hypereutectoid steel contains more than 0.77% carbon. When slowly cooling hypereutectoid steel, the cementite will begin to crystallize first. When the remaining steel becomes eutectoid in composition, it will crystallize into pearlite. Since cementite is much harder than pearlite, the alloy has greater hardenability at a cost in ductility.
Effects of time and temperature
Proper heat treating requires precise control over temperature, time held at a certain temperature and cooling rate.
With the exception of stress-relieving, tempering, and aging, most heat treatments begin by heating an alloy beyond a certain transformation, or arrest (A), temperature. This temperature is referred to as an "arrest" because at the A temperature the metal experiences a period of hysteresis
Hysteresis is the dependence of the state of a system on its history. For example, a magnet may have more than one possible magnetic moment in a given magnetic field, depending on how the field changed in the past. Plots of a single component of ...
. At this point, all of the heat energy is used to cause the crystal change, so the temperature stops rising for a short time (arrests) and then continues climbing once the change is complete. Therefore, the alloy must be heated above the critical temperature for a transformation to occur. The alloy will usually be held at this temperature long enough for the heat to completely penetrate the alloy, thereby bringing it into a complete solid solution. Iron, for example, has four critical-temperatures, depending on carbon content. Pure iron in its alpha (room temperature) state changes to nonmagnetic gamma-iron at its A2 temperature, and weldable delta-iron at its A4 temperature. However, as carbon is added, becoming steel, the A2 temperature splits into the A3 temperature, also called the austenizing temperature (all phases become austenite, a solution of gamma iron and carbon) and its A1 temperature (austenite changes into pearlite upon cooling). Between these upper and lower temperatures the pro eutectoid phase forms upon cooling.
Because a smaller grain size usually enhances mechanical properties, such as toughness
In materials science and metallurgy, toughness is the ability of a material to absorb energy and plastically deform without fracturing.[shear strength
In engineering, shear strength is the strength of a material or component against the type of yield or structural failure when the material or component fails in shear. A shear load is a force that tends to produce a sliding failure on a mater ...]
and tensile strength
Ultimate tensile strength (also called UTS, tensile strength, TS, ultimate strength or F_\text in notation) is the maximum stress that a material can withstand while being stretched or pulled before breaking. In brittle materials, the ultimate ...
, these metals are often heated to a temperature that is just above the upper critical temperature, in order to prevent the grains of solution from growing too large. For instance, when steel is heated above the upper critical-temperature, small grains of austenite form. These grow larger as the temperature is increased. When cooled very quickly, during a martensite transformation, the austenite grain-size directly affects the martensitic grain-size. Larger grains have large grain-boundaries, which serve as weak spots in the structure. The grain size is usually controlled to reduce the probability of breakage.
The diffusion transformation is very time-dependent. Cooling a metal will usually suppress the precipitation to a much lower temperature. Austenite, for example, usually only exists above the upper critical temperature. However, if the austenite is cooled quickly enough, the transformation may be suppressed for hundreds of degrees below the lower critical temperature. Such austenite is highly unstable and, if given enough time, will precipitate into various microstructures of ferrite and cementite. The cooling rate can be used to control the rate of grain growth or can even be used to produce partially martensitic microstructures. However, the martensite transformation is time-independent. If the alloy is cooled to the martensite transformation (Ms) temperature before other microstructures can fully form, the transformation will usually occur at just under the speed of sound.
When austenite is cooled but kept above the martensite start temperature Ms so that a martensite transformation does not occur, the austenite grain size will have an effect on the rate of nucleation, but it is generally temperature and the rate of cooling that controls the grain size and microstructure. When austenite is cooled extremely slowly, it will form large ferrite crystals filled with spherical inclusions of cementite. This microstructure is referred to as "sphereoidite". If cooled a little faster, then coarse pearlite will form. Even faster, and fine pearlite will form. If cooled even faster, bainite
Bainite is a plate-like microstructure that forms in steels at temperatures of 125–550 °C (depending on alloy content). First described by E. S. Davenport and Edgar Bain, it is one of the products that may form when austenite (the face ...
will form, with more complete bainite transformation occurring depending on the time held above martensite start Ms. Similarly, these microstructures will also form, if cooled to a specific temperature and then held there for a certain time.
Most non-ferrous alloys are also heated in order to form a solution. Most often, these are then cooled very quickly to produce a martensite transformation, putting the solution into a supersaturated
In physical chemistry, supersaturation occurs with a solution when the concentration of a solute exceeds the concentration specified by the value of solubility at equilibrium. Most commonly the term is applied to a solution of a solid in a ...
state. The alloy, being in a much softer state, may then be cold worked. This causes work hardening
Work hardening, also known as strain hardening, is the process by which a material's load-bearing capacity (strength) increases during plastic (permanent) deformation. This characteristic is what sets ductile materials apart from brittle materi ...
that increases the strength and hardness of the alloy. Moreover, the defects caused by plastic deformation
In engineering, deformation (the change in size or shape of an object) may be ''elastic'' or ''plastic''.
If the deformation is negligible, the object is said to be ''rigid''.
Main concepts
Occurrence of deformation in engineering application ...
tend to speed up precipitation, increasing the hardness beyond what is normal for the alloy. Even if not cold worked, the solutes in these alloys will usually precipitate, although the process may take much longer. Sometimes these metals are then heated to a temperature that is below the lower critical (A1) temperature, preventing recrystallization, in order to speed-up the precipitation.
Types of heat treatment
Complex heat treating schedules, or "cycles", are often devised by metallurgist
Metallurgy is a domain of materials science and engineering that studies the physical and chemical behavior of metallic elements, their inter-metallic compounds, and their mixtures, which are known as alloys.
Metallurgy encompasses both the ...
s to optimize an alloy's mechanical properties. In the aerospace
Aerospace is a term used to collectively refer to the atmosphere and outer space. Aerospace activity is very diverse, with a multitude of commercial, industrial, and military applications. Aerospace engineering consists of aeronautics and astron ...
industry, a superalloy
A superalloy, or high-performance alloy, is an alloy with the ability to operate at a high fraction of its melting point. Key characteristics of a superalloy include mechanical strength, thermal creep deformation resistance, surface stability, ...
may undergo five or more different heat treating operations to develop the desired properties. This can lead to quality problems depending on the accuracy of the furnace's temperature controls and timer. These operations can usually be divided into several basic techniques.
Annealing
Annealing consists of heating a metal to a specific temperature and then cooling at a rate that will produce a refined microstructure
Microstructure is the very small scale structure of a material, defined as the structure of a prepared surface of material as revealed by an optical microscope above 25× magnification. The microstructure of a material (such as metals, polymer ...
, either fully or partially separating the constituents. The rate of cooling is generally slow. Annealing is most often used to soften a metal for cold working, to improve machinability, or to enhance properties like electrical conductivity
Electrical resistivity (also called volume resistivity or specific electrical resistance) is a fundamental specific property of a material that measures its electrical resistance or how strongly it resists electric current. A low resistivity in ...
.
In ferrous alloys, annealing is usually accomplished by heating the metal beyond the upper critical temperature and then cooling very slowly, resulting in the formation of pearlite
Pearlite is a two-phased, lamellar (or layered) structure composed of alternating layers of ferrite (87.5 wt%) and cementite (12.5 wt%) that occurs in some steels and cast irons. During slow cooling of an iron-carbon alloy, pearlite for ...
. In both pure metals and many alloys that cannot be heat treated, annealing is used to remove the hardness caused by cold working. The metal is heated to a temperature where recrystallization can occur, thereby repairing the defects caused by plastic deformation. In these metals, the rate of cooling will usually have little effect. Most non-ferrous alloys that are heat-treatable are also annealed to relieve the hardness of cold working. These may be slowly cooled to allow full precipitation of the constituents and produce a refined microstructure.
Ferrous alloys are usually either "full annealed" or "process annealed". Full annealing requires very slow cooling rates, in order to form coarse pearlite. In process annealing, the cooling rate may be faster; up to, and including normalizing. The main goal of process annealing is to produce a uniform microstructure. Non-ferrous alloys are often subjected to a variety of annealing techniques, including "recrystallization annealing", "partial annealing", "full annealing", and "final annealing". Not all annealing techniques involve recrystallization, such as stress relieving.
Normalizing
Normalizing is a technique used to provide uniformity in grain size and composition ( equiaxed crystals) throughout an alloy. The term is often used for ferrous alloys that have been austenitized and then cooled in the open air. Normalizing not only produces pearlite but also martensite
Martensite is a very hard form of steel crystalline structure. It is named after German metallurgist Adolf Martens. By analogy the term can also refer to any crystal structure that is formed by diffusionless transformation.
Properties
Mar ...
and sometimes bainite
Bainite is a plate-like microstructure that forms in steels at temperatures of 125–550 °C (depending on alloy content). First described by E. S. Davenport and Edgar Bain, it is one of the products that may form when austenite (the face ...
, which gives harder and stronger steel but with less ductility for the same composition than full annealing.
In the normalizing process the steel is heated to about 40 degrees Celsius above its upper critical temperature limit, held at this temperature for some time, and then cooled in air.
Stress relieving
Stress-relieving is a technique to remove or reduce the internal stresses created in metal. These stresses may be caused in a number of ways, ranging from cold working to non-uniform cooling. Stress-relieving is usually accomplished by heating a metal below the lower critical temperature and then cooling uniformly. Stress relieving is commonly used on items like air tanks, boilers and other pressure vessel
A pressure vessel is a container designed to hold gases or liquids at a pressure substantially different from the ambient pressure.
Construction methods and materials may be chosen to suit the pressure application, and will depend on the size o ...
s, to remove a portion of the stresses created during the welding process.
Aging
Some metals are classified as ''precipitation hardening metals''. When a precipitation hardening alloy is quenched, its alloying elements will be trapped in solution, resulting in a soft metal. Aging a "solutionized" metal will allow the alloying elements to diffuse through the microstructure and form intermetallic particles. These intermetallic particles will nucleate and fall out of the solution and act as a reinforcing phase, thereby increasing the strength of the alloy. Alloys may age " naturally" meaning that the precipitates form at room temperature, or they may age "artificially" when precipitates only form at elevated temperatures. In some applications, naturally aging alloys may be stored in a freezer to prevent hardening until after further operations - assembly of rivets, for example, maybe easier with a softer part.
Examples of precipitation hardening alloys include 2000 series, 6000 series, and 7000 series aluminium alloy
An aluminium alloy ( UK/IUPAC) or aluminum alloy ( NA; see spelling differences) is an alloy in which aluminium (Al) is the predominant metal. The typical alloying elements are copper, magnesium, manganese, silicon, tin, nickel and zinc. There ...
, as well as some superalloys and some stainless steel
Stainless steel, also known as inox, corrosion-resistant steel (CRES), or rustless steel, is an iron-based alloy that contains chromium, making it resistant to rust and corrosion. Stainless steel's resistance to corrosion comes from its chromi ...
s. Steels that harden by aging are typically referred to as maraging steels, from a combination of the term "martensite aging".
Quenching
Quenching is a process of cooling a metal at a rapid rate. This is most often done to produce a martensite transformation. In ferrous alloys, this will often produce a harder metal, while non-ferrous alloys will usually become softer than normal.
To harden by quenching, a metal (usually steel or cast iron) must be heated above the upper critical temperature (Steel: above 815~900 degrees Celsius) and then quickly cooled. Depending on the alloy and other considerations (such as concern for maximum hardness vs. cracking and distortion), cooling may be done with forced air
An atmosphere () is a layer of gases that envelop an astronomical object, held in place by the gravity of the object. A planet retains an atmosphere when the gravity is great and the temperature of the atmosphere is low. A stellar atmosph ...
or other gas
Gas is a state of matter that has neither a fixed volume nor a fixed shape and is a compressible fluid. A ''pure gas'' is made up of individual atoms (e.g. a noble gas like neon) or molecules of either a single type of atom ( elements such as ...
es, (such as nitrogen
Nitrogen is a chemical element; it has Symbol (chemistry), symbol N and atomic number 7. Nitrogen is a Nonmetal (chemistry), nonmetal and the lightest member of pnictogen, group 15 of the periodic table, often called the Pnictogen, pnictogens. ...
). Liquid
Liquid is a state of matter with a definite volume but no fixed shape. Liquids adapt to the shape of their container and are nearly incompressible, maintaining their volume even under pressure. The density of a liquid is usually close to th ...
s may be used, due to their better thermal conductivity
The thermal conductivity of a material is a measure of its ability to heat conduction, conduct heat. It is commonly denoted by k, \lambda, or \kappa and is measured in W·m−1·K−1.
Heat transfer occurs at a lower rate in materials of low ...
, such as oil
An oil is any nonpolar chemical substance that is composed primarily of hydrocarbons and is hydrophobic (does not mix with water) and lipophilic (mixes with other oils). Oils are usually flammable and surface active. Most oils are unsaturate ...
, water, a polymer
A polymer () is a chemical substance, substance or material that consists of very large molecules, or macromolecules, that are constituted by many repeat unit, repeating subunits derived from one or more species of monomers. Due to their br ...
dissolved in water, or a brine
Brine (or briny water) is a high-concentration solution of salt (typically sodium chloride or calcium chloride) in water. In diverse contexts, ''brine'' may refer to the salt solutions ranging from about 3.5% (a typical concentration of seawat ...
. Upon being rapidly cooled, a portion of austenite (dependent on alloy composition) will transform to martensite
Martensite is a very hard form of steel crystalline structure. It is named after German metallurgist Adolf Martens. By analogy the term can also refer to any crystal structure that is formed by diffusionless transformation.
Properties
Mar ...
, a hard, brittle crystalline structure. The quenched hardness of a metal depends on its chemical composition and quenching method. Cooling speeds, from fastest to slowest, go from brine, polymer (i.e. mixtures of water + glycol polymers), freshwater, oil, and forced air. However, quenching certain steel too fast can result in cracking, which is why high-tensile steels such as AISI 4140 should be quenched in oil, tool steel
Tool steel is any of various carbon steels and alloy steels that are particularly well-suited to be made into tools and tooling, including cutting tools, dies, hand tools, knives, and others. Their suitability comes from their distinctive ...
s such as ISO 1.2767 or H13 hot work tool steel should be quenched in forced air, and low alloy or medium-tensile steels such as XK1320 or AISI 1040 should be quenched in brine.
Some Beta titanium based alloys have also shown similar trends of increased strength through rapid cooling. However, most non-ferrous metals, like alloys of copper
Copper is a chemical element; it has symbol Cu (from Latin ) and atomic number 29. It is a soft, malleable, and ductile metal with very high thermal and electrical conductivity. A freshly exposed surface of pure copper has a pinkish-orang ...
, aluminum
Aluminium (or aluminum in North American English) is a chemical element; it has chemical symbol, symbol Al and atomic number 13. It has a density lower than that of other common metals, about one-third that of steel. Aluminium has ...
, or nickel
Nickel is a chemical element; it has symbol Ni and atomic number 28. It is a silvery-white lustrous metal with a slight golden tinge. Nickel is a hard and ductile transition metal. Pure nickel is chemically reactive, but large pieces are slo ...
, and some high alloy steels such as austenitic stainless steel (304, 316), produce an opposite effect when these are quenched: they soften. Austenitic stainless steels must be quenched to become fully corrosion resistant, as they work-harden significantly.
Tempering
Untempered martensitic steel, while very hard, is too brittle to be useful for most applications. A method for alleviating this problem is called tempering. Most applications require that quenched parts be tempered. Tempering consists of heating steel below the lower critical temperature, (often from 400˚F to 1105˚F or 205˚C to 595˚C, depending on the desired results), to impart some toughness
In materials science and metallurgy, toughness is the ability of a material to absorb energy and plastically deform without fracturing.[strength
Strength may refer to:
Personal trait
*Physical strength, as in people or animals
*Character strengths like those listed in the Values in Action Inventory
*The exercise of willpower
Physics
* Mechanical strength, the ability to withstand ...]
is lost.
Tempering may also be performed on normalized steels. Other methods of tempering consist of quenching to a specific temperature, which is above the martensite start temperature, and then holding it there until pure bainite can form or internal stresses can be relieved. These include austempering and martempering.
Tempering colors
Steel that has been freshly ground or polished will form oxide
An oxide () is a chemical compound containing at least one oxygen atom and one other element in its chemical formula. "Oxide" itself is the dianion (anion bearing a net charge of −2) of oxygen, an O2− ion with oxygen in the oxidation st ...
layers when heated. At a very specific temperature, the iron oxide
An iron oxide is a chemical compound composed of iron and oxygen. Several iron oxides are recognized. Often they are non-stoichiometric. Ferric oxyhydroxides are a related class of compounds, perhaps the best known of which is rust.
Iron ...
will form a layer with a very specific thickness, causing thin-film interference
Thin-film interference is a natural phenomenon in which light waves reflected by the upper and lower boundaries of a thin film Interference (wave propagation), interfere with one another, increasing reflection at some wavelengths and decreasing it ...
. This causes colors to appear on the surface of the steel. As the temperature is increased, the iron oxide layer grows in thickness, changing the color. These colors, called tempering colors, have been used for centuries to gauge the temperature of the metal.
* 350˚F (176˚C), light yellowish
* 400˚F (204˚C), light-straw
* 440˚F (226˚C), dark-straw
* 500˚F (260˚C), brown
* 540˚F (282˚C), purple
* 590˚F (310˚C), deep blue
* 640˚F (337˚C), light blue
The tempering colors can be used to judge the final properties of the tempered steel. Very hard tools are often tempered in the light to the dark straw range, whereas springs are often tempered to the blue. However, the final hardness of the tempered steel will vary, depending on the composition of the steel. Higher-carbon tool steel
Tool steel is any of various carbon steels and alloy steels that are particularly well-suited to be made into tools and tooling, including cutting tools, dies, hand tools, knives, and others. Their suitability comes from their distinctive ...
will remain much harder after tempering than spring steel
Spring steel is a name given to a wide range of steels used in the manufacture of different products, including swords, saw blades, springs and many more. These steels are generally low-alloy manganese, medium-carbon steel or high-carbon stee ...
(of slightly less carbon) when tempered at the same temperature. The oxide film will also increase in thickness over time. Therefore, steel that has been held at 400˚F for a very long time may turn brown or purple, even though the temperature never exceeded that needed to produce a light straw color. Other factors affecting the final outcome are oil films on the surface and the type of heat source used.
Selective heat treating
Many heat treating methods have been developed to alter the properties of only a portion of an object. These tend to consist of either cooling different areas of an alloy at different rates, by quickly heating in a localized area and then quenching, by thermochemical diffusion, or by tempering different areas of an object at different temperatures, such as in differential tempering.
Differential hardening
Some techniques allow different areas of a single object to receive different heat treatments. This is called differential hardening
Differential heat treatment (also called selective heat treatment or local heat treatment) is a technique used during heat treating of steel to harden or soften certain areas of an object, creating a difference in hardness between these areas. Ther ...
. It is common in high quality knives
A knife (: knives; from Old Norse 'knife, dirk') is a tool or weapon with a cutting edge or blade, usually attached to a handle or hilt. One of the earliest tools used by humanity, knives appeared at least 2.5 million years ago, as evidenced ...
and sword
A sword is an edged and bladed weapons, edged, bladed weapon intended for manual cutting or thrusting. Its blade, longer than a knife or dagger, is attached to a hilt and can be straight or curved. A thrusting sword tends to have a straighter ...
s. The Chinese jian
The ''jian'' (Mandarin Chinese: , , English approximation: , Cantonese: ) is a double-edged straight sword used during the last 2,500 years in China. The first Chinese sources that mention the ''jian'' date to the 7th century BCE, during the S ...
is one of the earliest known examples of this, and the Japanese katana
A is a Japanese sword characterized by a curved, single-edged blade with a circular or squared guard and long grip to accommodate two hands. Developed later than the ''tachi'', it was used by samurai in feudal Japan and worn with the edge fa ...
may be the most widely known. The Nepalese Khukuri
The kukri () or khukuri (, ) is a type of knife or short sword with a distinct recurve in its blade that originated in the Indian subcontinent. It serves multiple purposes as a melee weapon and also as a regular cutting/chopping tool throughout ...
is another example. This technique uses an insulating layer, like layers of clay, to cover the areas that are to remain soft. The areas to be hardened are left exposed, allowing only certain parts of the steel to fully harden when quenched.
Flame hardening
Flame hardening is used to harden only a portion of the metal. Unlike differential hardening, where the entire piece is heated and then cooled at different rates, in flame hardening, only a portion of the metal is heated before quenching. This is usually easier than differential hardening, but often produces an extremely brittle zone between the heated metal and the unheated metal, as cooling at the edge of this heat-affected zone
In fusion welding, the heat-affected zone (HAZ) is the area of base material, either a metal or a thermoplastic, which is not melted but has had its microstructure and properties altered by welding or heat intensive cutting operations. The heat ...
is extremely rapid.
Induction hardening
Induction hardening is a surface hardening
Case-hardening or carburization is the process of introducing carbon to the surface of a low-carbon iron, or more commonly a low-carbon steel object, in order to harden the surface.
Iron which has a carbon content greater than ~0.02% is known ...
technique in which the surface of the metal is heated very quickly, using a no-contact method of induction heating
Induction heating is the process of heating electrically conductive materials, namely metals or semi-conductors, by electromagnetic induction, through heat transfer passing through an inductor that creates an electromagnetic field within the coi ...
. The alloy is then quenched, producing a martensite transformation at the surface while leaving the underlying metal unchanged. This creates a very hard, wear-resistant surface while maintaining the proper toughness in the majority of the object. Crankshaft
A crankshaft is a mechanical component used in a reciprocating engine, piston engine to convert the reciprocating motion into rotational motion. The crankshaft is a rotating Shaft (mechanical engineering), shaft containing one or more crankpins, ...
journals are a good example of an induction hardened surface.
Case hardening
Case hardening is a thermochemical diffusion process in which an alloying element, most commonly carbon or nitrogen, diffuses into the surface of a monolithic metal. The resulting interstitial solid solution is harder than the base material, which improves wear resistance without sacrificing toughness.
Laser surface engineering is a surface treatment with high versatility, selectivity and novel properties. Since the cooling rate is very high in laser treatment, metastable even metallic glass can be obtained by this method.
Cold and cryogenic treating
Although quenching steel causes the austenite to transform into martensite, all of the austenite usually does not transform. Some austenite crystals will remain unchanged even after quenching below the martensite finish (Mf) temperature. Further transformation of the austenite into martensite can be induced by slowly cooling the metal to extremely low temperatures. Cold treating generally consists of cooling the steel to around -115˚F (-81˚C), but does not eliminate all of the austenite. Cryogenic treating usually consists of cooling to much lower temperatures, often in the range of -315˚F (-192˚C), to transform most of the austenite into martensite.
Cold and cryogenic treatments are typically done immediately after quenching, before any tempering, and will increase the hardness, wear resistance, and reduce the internal stresses in the metal but, because it is really an extension of the quenching process, it may increase the chances of cracking during the procedure. The process is often used for tools, bearings, or other items that require good wear resistance. However, it is usually only effective in high-carbon or high-alloy steels in which more than 10% austenite is retained after quenching.
Decarburization
The heating of steel is sometimes used as a method to alter the carbon content. When steel is heated in an oxidizing environment, the oxygen combines with the iron to form an iron-oxide layer, which protects the steel from decarburization. When the steel turns to austenite, however, the oxygen combines with iron to form a slag, which provides no protection from decarburization. The formation of slag and scale actually increases decarburization, because the iron oxide keeps oxygen in contact with the decarburization zone even after the steel is moved into an oxygen-free environment, such as the coals of a forge. Thus, the carbon atoms begin combining with the surrounding scale and slag to form both carbon monoxide
Carbon monoxide (chemical formula CO) is a poisonous, flammable gas that is colorless, odorless, tasteless, and slightly less dense than air. Carbon monoxide consists of one carbon atom and one oxygen atom connected by a triple bond. It is the si ...
and carbon dioxide
Carbon dioxide is a chemical compound with the chemical formula . It is made up of molecules that each have one carbon atom covalent bond, covalently double bonded to two oxygen atoms. It is found in a gas state at room temperature and at norma ...
, which is released into the air.
Steel contains a relatively small percentage of carbon, which can migrate freely within the gamma iron. When austenitized steel is exposed to air for long periods of time, the carbon content in the steel can be lowered. This is the opposite from what happens when steel is heated in a reducing environment
A reducing atmosphere is an atmosphere in which oxidation is prevented by the absence of oxygen and other oxidizing gases or vapours, and which may contain actively reductant gases such as hydrogen, carbon monoxide, methane and hydrogen sulfide ...
, in which carbon slowly diffuses further into the metal. In an oxidizing environment, the carbon can readily diffuse outwardly, so austenitized steel is very susceptible to decarburization. This is often used for cast steel, where a high carbon-content is needed for casting, but a lower carbon-content is desired in the finished product. It is often used on cast-irons to produce malleable cast iron, in a process called "white tempering". This tendency to decarburize is often a problem in other operations, such as blacksmithing, where it becomes more desirable to austenize the steel for the shortest amount of time possible to prevent too much decarburization.
Specification of heat treatment
Usually the end condition is specified instead of the process used in heat treatment.
Case hardening
Case hardening is specified by "hardness" and "case depth". The case depth can be specified in two ways: total case depth or effective case depth. The total case depth is the true depth of the case. For most alloys, the effective case depth is the depth of the case that has a hardness equivalent of HRC50; however, some alloys specify a different hardness (40-60 HRC) at effective case depth; this is checked on a Tukon microhardness tester. This value can be roughly approximated as 65% of the total case depth; however, the chemical composition and hardenability can affect this approximation. If neither type of case depth is specified the total case depth is assumed.
For case hardened parts the specification should have a tolerance of at least ±. If the part is to be ground after heat treatment, the case depth is assumed to be after grinding.
The Rockwell hardness Rockwell may refer to:
Arts and entertainment
* ''Rockwell'' (album), a 2009 mini-album by Anni Rossi
* Rockwell, a fictional town and setting of '' They Hunger''
* ''Rockwell'', a 1994 film about Porter Rockwell
* Rockwell, Maine, a fiction ...
scale used for the specification depends on the depth of the total case depth, as shown in the table below. Usually, hardness is measured on the Rockwell "C" scale, but the load used on the scale will penetrate through the case if the case is less than . Using Rockwell "C" for a thinner case will result in a false reading.
For cases that are less than thick a Rockwell scale cannot reliably be used, so ' is specified instead. File hard is approximately equivalent to 58 HRC.
When specifying the hardness either a range should be given or the minimum hardness specified. If a range is specified at least 5 points should be given.
Through hardening
Only hardness is listed for through hardening. It is usually in the form of HRC with at least a five-point range.
Annealing
The hardness for an annealing process is usually listed on the HRB scale as a maximum value. It is a process to refine grain size, improve strength, remove residual stress, and affect the electromagnetic properties...
Types of furnaces
Furnaces used for heat treatment can be split into two broad categories: batch furnaces and continuous furnaces. Batch furnaces are usually manually loaded and unloaded, whereas continuous furnaces have an automatic conveying system to provide a constant load into the furnace chamber.[ASM International Handbook Committee. (1991). ''ASM Handbook'', Volume 04 - Heat Treating. ASM International.]
Batch furnaces
Batch systems usually consist of an insulated chamber with a steel shell, a heating system
A heating system is a mechanism designed to regulate and maintain a desired temperature within a space by utilizing thermal energy. It is a fundamental component of Heating, Ventilation, and Air Conditioning (HVAC) systems, providing warmth to resi ...
, and an access door to the chamber.
Box-type furnace
Many basic box-type furnaces have been upgraded to a semi-continuous batch furnace with the addition of integrated quench tanks and slow-cool chambers. These upgraded furnaces are a very commonly used piece of equipment for heat-treating.
Car-type furnace
Also known as a " bogie hearth", the car furnace is an extremely large batch furnace. The floor is constructed as an insulated movable car that is moved in and out of the furnace for loading and unloading. The car is usually sealed using sand seals or solid seals when in position. Due to the difficulty in getting a sufficient seal, car furnaces are usually used for non-atmosphere processes.
Elevator-type furnace
Similar in type to the car furnace, except that the car and hearth are rolled into position beneath the furnace and raised by means of a motor-driven mechanism, elevator furnaces can handle large heavy loads and often eliminate the need for any external cranes and transfer mechanisms.
Bell-type furnace
Bell furnaces have removable covers called ''bells'', which are lowered over the load and hearth by crane. An inner bell is placed over the hearth and sealed to supply a protective atmosphere. An outer bell is lowered to provide the heat supply.
Pit furnaces
Furnaces that are constructed in a pit and extend to floor level or slightly above are called pit furnaces. Workpieces can be suspended from fixtures, held in baskets, or placed on bases in the furnace. Pit furnaces are suited to heating long tubes, shafts, and rods by holding them in a vertical position. This manner of loading provides minimal distortion.
Salt bath furnaces
Salt baths are used in a wide variety of heat treatment processes including neutral hardening, liquid carburising, liquid nitriding, austempering, martempering and tempering.
Parts are loaded into a pot of molten salt
Molten salt is salt which is solid at standard temperature and pressure but liquified due to elevated temperature. A salt that is liquid even at standard temperature and pressure is usually called a room-temperature ionic liquid, and molten salts ...
where they are heated by conduction
Conductor or conduction may refer to:
Biology and medicine
* Bone conduction, the conduction of sound to the inner ear
* Conduction aphasia, a language disorder
Mathematics
* Conductor (ring theory)
* Conductor of an abelian variety
* Condu ...
, giving a very readily available source of heat. The core temperature of a part rises in temperature at approximately the same rate as its surface in a salt bath.
Salt baths utilize a variety of salts for heat treatment, with cyanide salts being the most extensively used. Concerns about associated occupation health and safety, and expensive waste management and disposal due to their environmental effects have made the use of salt baths less attractive in recent years. Consequently, many salt baths are being replaced by more environmentally friendly fluidized bed furnaces.
Fluidised bed furnaces
A fluidised bed
A fluidized bed is a physical phenomenon that occurs when a solid particulate substance (usually present in a holding vessel) is under the right conditions so that it behaves like a fluid. The usual way to achieve a fluidized bed is to pump press ...
consists of a cylindrical retort
In a chemistry laboratory, a retort is a device used for distillation or dry distillation of substances. It consists of a sphere, spherical vessel with a long downward-pointing neck. The liquid to be distilled is placed in the vessel and heat ...
made from high-temperature alloy, filled with sand-like aluminum oxide particulate. Gas (air or nitrogen) is bubbled through the oxide and the sand moves in such a way that it exhibits fluid-like behavior, hence the term ''fluidized''. The solid-solid contact of the oxide gives very high thermal conductivity
The thermal conductivity of a material is a measure of its ability to heat conduction, conduct heat. It is commonly denoted by k, \lambda, or \kappa and is measured in W·m−1·K−1.
Heat transfer occurs at a lower rate in materials of low ...
and excellent temperature uniformity throughout the furnace, comparable to those seen in a salt bath.
See also
*Carbon steel
Carbon steel is a steel with carbon content from about 0.05 up to 2.1 percent by weight. The definition of carbon steel from the American Iron and Steel Institute (AISI) states:
* no minimum content is specified or required for chromium, cobalt ...
* Carbonizing
*Diffusion hardening
Diffusion hardening is a process used in manufacturing that increases the hardness of steels. In diffusion hardening, diffusion occurs between a steel with a low carbon content and a carbon-rich environment to increase the carbon content of the ...
*Induction hardening
Induction hardening is a type of surface hardening in which a metal part is induction-heated and then quenched. The quenched metal undergoes a martensitic transformation, increasing the hardness and brittleness of the part. Induction hardening ...
* Retrogression heat treatment
*Nitriding
Nitriding is a heat treating process that diffusion, diffuses nitrogen into the surface of a metal to create a case-hardening, case-hardened surface. These processes are most commonly used on low-alloy steels. They are also used on titanium, alum ...
References
Further reading
* International Heat Treatment Magazin
in English
*
{{Authority control
Metallurgy
Metalworking
Physical phenomena