Balrogs () are a species of powerful demonic monsters in
J. R. R. Tolkien
John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''.
From 1925 to 1945, Tolkien was the Rawlinson ...
's
Middle-earth
Middle-earth is the Setting (narrative), setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Midgard, Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf'' ...
. One first appeared in print in his
high-fantasy novel ''
The Lord of the Rings
''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'', where the
Company of the Ring
The Company of the Ring, also called the Fellowship of the Ring and the Nine Walkers, is a fictional group of nine representatives from the free peoples of Middle-earth: Elves in Middle-earth, Elves, Dwarves in Middle-earth, Dwarves, Men in Midd ...
encounter a Balrog known as Durin's Bane in the Mines of
Moria
Moria may refer to:
Arts and entertainment
* Moria (Middle-earth), fictional location in the works of J. R. R. Tolkien
* ''Moria: The Dwarven City'', a 1984 fantasy role-playing game supplement
* Moria (1978 video game), ''Moria'' (1978 video gam ...
. Balrogs appear also in Tolkien's ''
The Silmarillion
''The Silmarillion'' () is a book consisting of a collection of myths and stories in varying styles by the English writer J. R. R. Tolkien. It was edited, partly written, and published posthumously by his son Christopher in 1977, assisted by G ...
'' and
his legendarium. Balrogs are tall and menacing beings who can shroud themselves in fire, darkness, and shadow. They are armed with fiery whips "of many thongs",
[ and its early drafts speak frequently of the whips of fire. ''The Lays of Beleriand'' describe ]Morgoth
Morgoth Bauglir (; originally Melkor ) is a character, one of the godlike Vala (Middle-earth), Valar and the primary antagonist of Tolkien's legendarium, the mythic epic published in parts as ''The Silmarillion'', ''The Children of Húrin'', ...
's prisoners tortured by Balrogs with scourges; and the Balrog in Moria (''The Fellowship of the Ring
''The Fellowship of the Ring'' is the first of three volumes of the epic novel ''The Lord of the Rings'' by the English author J. R. R. Tolkien; it is followed by ''The Two Towers'' and ''The Return of the King''. The action takes place in th ...
'', "The Bridge of Khazad-dûm") is armed explicitly with a "whip of many thongs" or strands. and occasionally use long swords.
In Tolkien's later conception, Balrogs could not be readily vanquished—a certain stature was required by the would-be hero. Only
dragons
A dragon is a magical legendary creature that appears in the folklore of multiple cultures worldwide. Beliefs about dragons vary considerably through regions, but dragons in Western cultures since the High Middle Ages have often been depict ...
rivalled their capacity for ferocity and destruction;
[, "Turambar and the Foalókë", p.85: "yet of all are they ragonsthe most powerful, save it be the Balrogs only."] during the
First Age
In J. R. R. Tolkien's legendarium, the history of Arda, also called the history of Middle-earth, began when the Ainur entered Arda, following the creation events in the Ainulindalë and long ages of labour throughout Eä, the fictional un ...
of Middle-earth, they were among the most feared of
Morgoth
Morgoth Bauglir (; originally Melkor ) is a character, one of the godlike Vala (Middle-earth), Valar and the primary antagonist of Tolkien's legendarium, the mythic epic published in parts as ''The Silmarillion'', ''The Children of Húrin'', ...
's forces. Their power came from their nature as
Maiar
The Maiar (singular: Maia) are a fictional class of beings from J. R. R. Tolkien's high fantasy legendarium. Supernatural and angelic, they are "lesser Ainur" who entered the cosmos of '' Eä'' in the beginning of time. The name ''Maiar'' is in th ...
, angelic beings like the Valar, though of lesser power.
Tolkien invented the name "Balrog", providing an in-universe etymology for it as a word in his invented
Sindarin
Sindarin is one of Languages constructed by J. R. R. Tolkien, the constructed languages devised by J. R. R. Tolkien for use in his fantasy stories set in Arda (Tolkien), Arda, primarily in Middle-earth. Sindarin is one of the many languages spoke ...
language. He may have gained the idea of a fire demon from his philological study of the Old English word ''
Sigelwara'', which he studied in detail in the 1930s.
Balrogs appear in the film adaptations of ''The Lord of the Rings'' by
Ralph Bakshi
Ralph Bakshi (; born October 29, 1938) is a Mandatory Palestine-born American retired animator and filmmaker, known for his fantastical animated films. In the 1970s, he established an alternative to mainstream animation through independent anim ...
and
Peter Jackson
Sir Peter Robert Jackson (born 31 October 1961) is a New Zealand filmmaker. He is best known as the director, writer, and producer of the ''Lord of the Rings'' trilogy (2001–2003) and the ''Hobbit'' trilogy (2012–2014), both of which ar ...
, in the streaming series ''
The Rings of Power'', and in
computer and video games based on Middle-earth.
Context
According to the mythology in ''
The Silmarillion
''The Silmarillion'' () is a book consisting of a collection of myths and stories in varying styles by the English writer J. R. R. Tolkien. It was edited, partly written, and published posthumously by his son Christopher in 1977, assisted by G ...
'', the evil
Vala
Vala or VALA may refer to:
Religion and mythology
* Vala (Vedic), a demon or a stone cavern in the Hindu scriptures
* Völva, also spelled Vala, a priestess in Norse mythology and Norse paganism
Fiction
* Vala (Middle-earth), an angelic being in ...
Melkor
Morgoth Bauglir (; originally Melkor ) is a character, one of the godlike Valar and the primary antagonist of Tolkien's legendarium, the mythic epic published in parts as '' The Silmarillion'', ''The Children of Húrin'', '' Beren and Lúthi ...
, later called "Morgoth", corrupted lesser
Maiar
The Maiar (singular: Maia) are a fictional class of beings from J. R. R. Tolkien's high fantasy legendarium. Supernatural and angelic, they are "lesser Ainur" who entered the cosmos of '' Eä'' in the beginning of time. The name ''Maiar'' is in th ...
(angelic beings) to his service, as Balrogs, in the days of his splendour before the making of
Arda
Arda or ARDA may refer to:
Arts and entertainment
* Arda (Middle-earth), fictional world in the works of J. R. R. Tolkien
* Arda (band), a Russian heavy metal band
People
* Arda (name)
Places
*Arda (Maritsa), a river in Bulgaria and Greece
*A ...
.
[, "Valaquenta"][, ch. 3 "Of the Coming of the Elves and the Captivity of Melkor"] After the awakening of the
Elves
An elf (: elves) is a type of humanoid supernatural being in Germanic folklore. Elves appear especially in North Germanic mythology, being mentioned in the Icelandic ''Poetic Edda'' and the ''Prose Edda''.
In medieval Germanic-speakin ...
, the Valar captured Melkor and destroyed his fortresses Utumno and
Angband Angband may refer to:
* Angband (Middle-earth), the fortress of Morgoth in Tolkien's fiction
* ''Angband'' (video game), a roguelike game named after the fortress
*Angband (band)
Angband is a Persian-American power metal group, formed in 2004 i ...
. But they overlooked the deepest pits, where, with many of Melkor's other allies, the Balrogs fled into hiding. When Melkor returned to Middle-earth from
Valinor
Valinor (Quenya'': Land of the Valar''), the Blessed Realm, or the Undying Lands is a fictional location in J. R. R. Tolkien's legendarium, the home of the immortal Valar and Maiar on the continent of Aman, far to the west of Middle-earth; he ...
, he was attacked by the evil giant spider
Ungoliant
Ungoliant () is a fictional character in J. R. R. Tolkien's legendarium, described as an evil spirit in the form of a giant spider. Her name means "dark spider" in Sindarin. She is mentioned briefly in ''The Lord of the Rings'', and plays a sup ...
; his scream drew the Balrogs out of hiding to his rescue.
[
]
Characteristics
Tolkien's conception of Balrogs changed over time. In all his early writing, they are numerous. A host of a thousand is mentioned in the ''Quenta Silmarillion
''The Silmarillion'' () is a book consisting of a collection of myths and stories in varying styles by the English writer J. R. R. Tolkien. It was edited, partly written, and published posthumously by his son Christopher in 1977, assisted by G ...
'',[, p. 312, "there came Balrogs one thousand".] while at the storming of Gondolin
In J.R.R. Tolkien's legendarium, Gondolin is a secret city of Elves in the First Age of Middle-earth, and the greatest of their cities in Beleriand. The story of the Fall of Gondolin tells of the arrival there of Tuor, a prince of Men; of th ...
Balrogs in the hundreds ride on the backs of the Dragons
A dragon is a magical legendary creature that appears in the folklore of multiple cultures worldwide. Beliefs about dragons vary considerably through regions, but dragons in Western cultures since the High Middle Ages have often been depict ...
.[, p. 170.] They are roughly of twice[, p. 194: "... it pierced the Balrog's belly nigh his own face (for that demon was double his stature) ...". For comparison, other Maiar are of human size: Olórin (]Gandalf
Gandalf is a protagonist in J. R. R. Tolkien's novels ''The Hobbit'' and ''The Lord of the Rings''. He is a Wizards (Middle-earth), wizard, one of the Istari order, and the leader of the Company of the Ring. Tolkien took the name "Gandalf" fr ...
), Melian. In , p.69, a note by Tolkien states: "The Valar.... most often used shapes of 'human' form, though taller (''not'' gigantic) and more magnificent." human size,[, p. 197.] and were rarely killed in battle.[, p.179 "the number of Balrogs that perished was a marvel and a dread to the hosts of Melkor, for ere that day never had any of the Balrogs been slain by the hand of Elves or Men."] They were fierce demons, associated with fire, armed with fiery whips of many thongs and claws like steel, and Morgoth delighted in using them to torture his captives.[, p. 169.]
In the published version of ''The Lord of the Rings'', however, Balrogs became altogether more sinister and more powerful. Christopher Tolkien
Christopher John Reuel Tolkien (21 November 1924 – 16 January 2020) was an English and naturalised French academic editor and writer. The son of the author and academic J. R. R. Tolkien, Christopher edited 24 volumes based on his father's P ...
notes the difference, saying that in earlier versions they were "less terrible and certainly more destructible". He quotes a very late marginal note[, p.80.] that was not incorporated into the text saying "at most seven" ever existed;[, "The Fall of Gondolin", pp. 212–213.] though in the '' Annals of Aman'', written as late as 1958, Melkor still commands "a host of Balrogs".[, pp. 75, 79] In later writings they ceased to be creatures, but are instead Maiar
The Maiar (singular: Maia) are a fictional class of beings from J. R. R. Tolkien's high fantasy legendarium. Supernatural and angelic, they are "lesser Ainur" who entered the cosmos of '' Eä'' in the beginning of time. The name ''Maiar'' is in th ...
, lesser Ainur Ainur may refer to:
* Ainur, a given name in several languages, such as Arabic, Kazakh, Kyrgyz and Albanian. The Turkish version of it is Aynur. It means "moonlight"
* AINUR (Atlas of Images of Nuclear Rings), catalogue of star-forming ring-shaped r ...
like Gandalf or Sauron
Sauron () is the title character and the main antagonist of J. R. R. Tolkien's ''The Lord of the Rings'', where he rules the land of Mordor. He has the ambition of ruling the whole of Middle-earth, using the power of the One Ring, which he ...
, spirits of fire whom Melkor had corrupted before the creation of the World.[ Power of the order of Gandalf's was necessary to destroy them, as when Gandalf at the Bridge of Khazad-dûm tells the others "This is a foe beyond any of you."][, book 2, ch. 5 "The Bridge of Khazad-dûm"]
As Maiar, only the physical form of a Balrog could be destroyed. Tolkien says of the Valar and the Maiar that they can change their shape at will, and move ''unclad in the raiment of the world'', meaning invisible and without form.[, "]Ainulindalë
The (; "Music of the Ainur") is the creation account in J. R. R. Tolkien's legendarium, published posthumously as the first part of '' The Silmarillion'' in 1977. The sets out a central part of the cosmology of Tolkien's legendarium, tellin ...
", p. 21. But it seems that Morgoth, Sauron, and their associated Maiar could lose this ability: Morgoth, for example, was unable to heal his burns from the Silmaril
The Silmarils (Quenya in-universe , )J. R. R. Tolkien, Tolkien, J. R. R., "Addenda and Corrigenda to the Etymologies — Part Two" (edited by Carl F. Hostetter and Patrick H. Wynne), in ''Vinyar Tengwar'', 46, July 2004, p. 11 are three ficti ...
s or wounds from Fingolfin
Fingolfin () is a character in J. R. R. Tolkien's legendarium, appearing in ''The Silmarillion''. He was the son of Finwë, High King of the Noldor. He was threatened by his half-brother Fëanor, who held him in contempt for not being a pure-b ...
and the eagle Thorondor;[ ch. 18 "Of the Ruin of Beleriand and the Fall of Fingolfin"] and Sauron lost his ability to assume a fair-seeming form after his physical body was destroyed in the downfall of Númenor
Númenor, also called Elenna-nórë or Westernesse, is a fictional place in J. R. R. Tolkien's writings. It was the kingdom occupying a large island to the west of Middle-earth, the main setting of Tolkien's writings, and was the greatest civil ...
.[, Appendix A, Part I, Section (i).]
Tolkien does not address this specifically for Balrogs, though in his later conception, as at the Bridge of Khazad-dûm, the Balrog appears "like a great shadow, in the middle of which was a dark form, of man-shape maybe, yet greater". Though previously the Balrog had entered the "large square chamber" of Mazarbul, at the Bridge of Khazad-dûm it "drew itself to a great height, and its wings spread from wall to wall" in the vast hall.[
The Balrog's size and shape, therefore, are not given precisely. When Gandalf threw it from the peak of Zirakzigil, the Balrog "broke the mountain-side where he smote it in his ruin".][, book 3, ch. 5 "The White Rider"]
Whether Balrogs had wings (and if so, whether they could fly) is unclear. This is due both to Tolkien's changing conception of Balrogs, and to the imprecise but suggestive and possibly figurative description of the Balrog that confronted Gandalf.[
The Balrog of Moria used a ]flaming sword
"Flaming Sword" is the debut single by English new wave band Care, released in 1983 on Arista Records. It was written by both band members Paul Simpson and Ian Broudie, and produced by Broudie, under the alias Kingbird. The song charted on the ...
("From out of the shadow a red sword leapt flaming") and a many-thonged whip that "whined and cracked" in its battle with Gandalf. In ''The Silmarillion
''The Silmarillion'' () is a book consisting of a collection of myths and stories in varying styles by the English writer J. R. R. Tolkien. It was edited, partly written, and published posthumously by his son Christopher in 1977, assisted by G ...
'', they also used black axes and maces.[, "Of the Fifth Battle", pp. 193-4.] Earlier writings also speak of steel claws and iron mail.[, pp. 169, 181, 194.]
In earlier drafts of ''The Lord of the Rings'', some further indications of Tolkien's evolving conceptions appear, as when
At this writing Tolkien contemplated an edict of the Valar concerning Balrogs, having Gandalf challenge the Balrog by saying "It is forbidden for any Balrog to come beneath the sky since Fionwë son of Manwë overthrew Thangorodrim."[
]
Individual Balrogs
Gothmog
Gothmog is developed in successive versions of '' Silmarillion'' material. He is physically massive and strong, and in one version he is some 12 feet tall.[, p. 194: "... it pierced the Balrog's belly nigh his own face (for that demon was double his stature) ..."] He wields a black axe and whip of flame as his weapons. He holds the titles of the Lord of the Balrogs, the High Captain of Angband Angband may refer to:
* Angband (Middle-earth), the fortress of Morgoth in Tolkien's fiction
* ''Angband'' (video game), a roguelike game named after the fortress
*Angband (band)
Angband is a Persian-American power metal group, formed in 2004 i ...
, and Marshal of the Hosts. In the Second Battle, Dagor-nuin-Giliath, he leads a force that ambushes Fëanor
Fëanor () is a fictional character in J. R. R. Tolkien's ''The Silmarillion''. He creates the Tengwar script, the palantír seeing-stones, and the three Silmarils, the skilfully forged jewels that give the book their name and theme, triggerin ...
and wounds him mortally.[, ch. 13 "Of the Return of the Noldor"] He leads Balrogs, Orc
An orc (sometimes spelt ork; ), in J. R. R. Tolkien's Middle-earth fantasy fiction, is a race of humanoid monsters, which he also calls "goblin".
In Tolkien's ''The Lord of the Rings'', orcs appear as a brutish, aggressive, ugly, and malevol ...
-hosts, and Dragons as Morgoth's commander in the field in the Fifth Battle, Nírnaeth Arnoediad, and slays Fingon, High King of the Noldor
In the works of J. R. R. Tolkien, the Noldor (also spelled Ñoldor, meaning ''those with knowledge'' in his constructed language Quenya) are a kindred of Elves who migrate west to the blessed realm of Valinor from the continent of Middle-earth ...
. In that same battle, he captures Húrin
Húrin is a fictional character in the Middle-earth legendarium of J. R. R. Tolkien. He is introduced in '' The Silmarillion'' as a hero of Men during the First Age, said to be the greatest warrior of both the Edain (Men of Númenor and the ...
of Dor-lómin, who had slain his personal guard of Battle-trolls
A troll is a being in Nordic folklore, including Norse mythology. In Old Norse sources, beings described as trolls dwell in isolated areas of rocks, mountains, or caves, live together in small family units, and are rarely helpful to human be ...
, and brings him to Angband.[, ch. 20, "Of the Fifth Battle: Nirnaeth Arnoediad"] As Marshal of the Hosts, he is in command of the Storming of Gondolin
In J.R.R. Tolkien's legendarium, Gondolin is a secret city of Elves in the First Age of Middle-earth, and the greatest of their cities in Beleriand. The story of the Fall of Gondolin tells of the arrival there of Tuor, a prince of Men; of th ...
. He is about to kill Tuor when Ecthelion of the Fountain, a Noldorin Elf-lord, intervenes. Gothmog fights Ecthelion in single combat, and they kill each other.[, ch. 23, "Of Tuor and the Fall of Gondolin"]
In ''The Book of Lost Tales
''The Book of Lost Tales'' is a collection of early stories by the English writer J. R. R. Tolkien, published as the first two volumes of Christopher Tolkien's 12-volume series ''The History of Middle-earth'', in which he presents and analyses ...
'', Tolkien describes ''Kosomot'', the original version of Gothmog, as a son of Morgoth and the ogress Fluithuin or Ulbandi.[, Part I, p. 93.] ''Gothmog'' is Sindarin for "Dread Oppressor".[, "The Etymologies", p. 359, 372.] ''Kosomot'' is often considered Gothmog's Quenya name;[, p. 216.] however, in the Quenya name-list of ''The Fall of Gondolin'' another version appears, ''Kosomoko''.['']Parma Eldalamberon
Parma (; ) is a city in the northern Italian region of Emilia-Romagna known for its architecture, Giuseppe Verdi, music, art, prosciutto (ham), Parmesan, cheese and surrounding countryside. With a population of 198,986 inhabitants as of 2025, ...
'', No. 15, p.26, the 'Name List to The Fall of Gondolin'.
In Tolkien's early '' Lay of the Children of Húrin'' is "Lungorthin, Lord of Balrogs". This might be another name for Gothmog, though Christopher Tolkien
Christopher John Reuel Tolkien (21 November 1924 – 16 January 2020) was an English and naturalised French academic editor and writer. The son of the author and academic J. R. R. Tolkien, Christopher edited 24 volumes based on his father's P ...
thought it more likely that Lungorthin was simply "a Balrog lord".[, p. 102.]
Durin's Bane
This Balrog appears in ''The Lord of the Rings'', encountered by the Company of the Ring
The Company of the Ring, also called the Fellowship of the Ring and the Nine Walkers, is a fictional group of nine representatives from the free peoples of Middle-earth: Elves in Middle-earth, Elves, Dwarves in Middle-earth, Dwarves, Men in Midd ...
in the Mines of Moria. It survived the defeat of Morgoth
Morgoth Bauglir (; originally Melkor ) is a character, one of the godlike Vala (Middle-earth), Valar and the primary antagonist of Tolkien's legendarium, the mythic epic published in parts as ''The Silmarillion'', ''The Children of Húrin'', ...
in the War of Wrath
In J. R. R. Tolkien's legendarium, the history of Arda, also called the history of Middle-earth, began when the Ainur entered Arda, following the creation events in the Ainulindalë and long ages of labour throughout Eä, the fictional un ...
, escaping to hide beneath the Misty Mountains
The geography of Middle-earth encompasses the physical, political, and moral geography of J. R. R. Tolkien's fictional continent Middle-earth on the planet Arda, but widely taken to mean all of creation ('' Eä'') as well as all of his writings ...
.[, Appendix A (III).] For more than five millennia, the Balrog remained in its deep hiding place at the roots of Caradhras,[, book 2, ch. 4 "A Journey in the Dark"] one of the Mountains of Moria
Moria may refer to:
Arts and entertainment
* Moria (Middle-earth), fictional location in the works of J. R. R. Tolkien
* ''Moria: The Dwarven City'', a 1984 fantasy role-playing game supplement
* Moria (1978 video game), ''Moria'' (1978 video gam ...
, until in the Third Age
In J. R. R. Tolkien's legendarium, the history of Arda, also called the history of Middle-earth, began when the Ainur entered Arda, following the creation events in the Ainulindalë and long ages of labour throughout Eä, the fictional un ...
, the ''mithril
Mithril is a fictional metal found in J. R. R. Tolkien's Middle-earth writings. It is described as resembling silver, but being stronger and lighter than steel. It was used to make armour, such as the helmets of the citadel guard of Minas Tirit ...
''-miners of the Dwarf
Dwarf, dwarfs or dwarves may refer to:
Common uses
*Dwarf (folklore), a supernatural being from Germanic folklore
* Dwarf, a human or animal with dwarfism
Arts, entertainment, and media Fictional entities
* Dwarf (''Dungeons & Dragons''), a sh ...
-kingdom of Khazad-dûm disturbed it. The Balrog killed Durin VI, the Dwarf-King of Khazad-dûm, whereafter it was called Durin's Bane by the Dwarves.[, Appendix B, "The Tale of Years", "The Third Age" entry for 1980.] Avarice
Greed (or avarice, ) is an insatiable desire for material gain (be it food, money, land, or animate/inanimate possessions) or social value, such as status or power.
Nature of greed
The initial motivation for (or purpose of) greed and a ...
, principally for ''mithril'', drove the dwarves to go too deep and awaken the Balrog.
The Dwarves attempted to fight the Balrog, but its power was far too great for them. In their efforts to hold Khazad-dûm against it, many Dwarves were killed: Durin's successor Náin ruled for only a year. The survivors were forced to flee. This disaster reached the Silvan Elves of Lothlórien
In J. R. R. Tolkien's legendarium, Lothlórien or Lórien is the fairest realm of the Elves remaining in Middle-earth during the Third Age. It is ruled by Galadriel and Celeborn from their city of tree houses at Caras Galadhon. The wood-el ...
, many of whom fled the "Nameless Terror".[ From this time Khazad-dûm was known as ''Moria'', ]Sindarin
Sindarin is one of Languages constructed by J. R. R. Tolkien, the constructed languages devised by J. R. R. Tolkien for use in his fantasy stories set in Arda (Tolkien), Arda, primarily in Middle-earth. Sindarin is one of the many languages spoke ...
for "Black Pit" or "Black Chasm".[, book 2, ch. 3 "The Ring Goes South"][, Appendix F, Part II]
For another 500 years, Moria was left to the Balrog; though according to ''Unfinished Tales
''Unfinished Tales of Númenor and Middle-earth'' is a collection of stories and essays by J. R. R. Tolkien that were never completed during his lifetime, but were edited by his son Christopher Tolkien and published in 1980. Many of the tales ...
'', Orcs crept in soon after the Dwarves were driven out, leading to Nimrodel's flight.[, "The Tale of Galadriel and Celeborn", p. 241.] Sauron
Sauron () is the title character and the main antagonist of J. R. R. Tolkien's ''The Lord of the Rings'', where he rules the land of Mordor. He has the ambition of ruling the whole of Middle-earth, using the power of the One Ring, which he ...
began to put his plans for war into effect, and he sent Orcs
An orc (sometimes spelt ork; ), in J. R. R. Tolkien's Middle-earth fantasy fiction, is a race of humanoid monsters, which he also calls "goblin".
In Tolkien's ''The Lord of the Rings'', orcs appear as a brutish, aggressive, ugly, and malevol ...
and Trolls
A troll is a being in Nordic folklore, including Norse mythology. In Old Norse sources, beings described as trolls dwell in isolated areas of rocks, mountains, or caves, live together in small family units, and are rarely helpful to human be ...
to the Misty Mountains to bar the passes.[
During the reign of ]Thráin II
Thorin Oakenshield (Thorin II) is a fictional character in J. R. R. Tolkien's 1937 novel ''The Hobbit''. Thorin is the leader of the Company of Dwarves who aim to reclaim the Lonely Mountain from Smaug the dragon. He is the son of Thráin II, ...
, the Dwarves attempted to retake Moria in the War of the Dwarves and Orcs, culminating in the Battle of Azanulbizar before the eastern gate of Moria. This was a victory for the Dwarves, but the Balrog prevented them from reoccupying Moria. Dáin II Ironfoot
This article describes all named characters appearing in J. R. R. Tolkien's 1937 book ''The Hobbit''. Creatures as collectives are not included. Characters are categorized by race. Spelling and point of view are given as from ''The Hobbit''.
H ...
, having slain the Orc Azog near the gate, perceived the terror of the Balrog within[ and warned Thráin that Moria was unachievable until some greater force could remove the Balrog. The Dwarves departed and resumed their exile. Despite Dáin's warning, Balin made another attempt to retake Moria.][ His party managed to start a colony, but was massacred a few years later.][
The Fellowship of the Ring travelled through Moria on the quest to destroy the ]One Ring
The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story '' The Hobbit'' (1937) as a magic ring that grants the ...
in Mount Doom
In J. R. R. Tolkien's fictional world, fictional continent of Middle-earth, Mordor (; from Sindarin ''Black Land'' and Quenya ''Land of Shadow'') is a dark realm. It lay to the east of Gondor and the great river Anduin, and to the south of Mir ...
. They were attacked in the Chamber of Mazarbul by Orcs. The Fellowship fled through a side door, but when the wizard Gandalf the Grey tried to place a "shutting spell" on the door to block the pursuit behind them, the Balrog entered the chamber on the other side and cast a "terrible" counterspell. Gandalf spoke a word of Command to stay the door, but the door shattered and the chamber collapsed. Gandalf was weakened by this encounter. The company fled with him, but the Orcs and the Balrog, taking a different route, caught up with them at the Bridge of Khazad-dûm. The Elf Legolas
Legolas (pronounced ) is a fictional character in J. R. R. Tolkien's ''The Lord of the Rings''. He is a Sindar Elf of the Woodland Realm and son of its king, Thranduil, becoming one of the nine members of the Fellowship who set out to destroy t ...
instantly recognized the Balrog and Gandalf tried to hold the bridge against it. As Gandalf faced the Balrog, he proclaimed, "You cannot pass, flame of Udûn Udûn may refer to:
* Udûn, Iron Mountains, also called Utumno, the underground fortress of Morgoth in the Age of the Lamps, before the First Age of Middle-earth in the writings of J. R. R. Tolkien
* Udûn, Mordor, the plain by the Black Gate at ...
!", and broke the bridge beneath the Balrog. As it fell, the Balrog wrapped its whip about Gandalf's knees, dragging him to the brink. As the Fellowship looked on in horror, Gandalf cried "Fly, you fools!" and plunged into the darkness below.[
After a long fall, the two crashed into a deep subterranean lake, which extinguished the flames of the Balrog's body; however it remained "a thing of slime, stronger than a strangling snake". They fought in the water; the Balrog clutched at Gandalf to strangle him, and Gandalf hewed the Balrog with his sword, until finally the Balrog fled into the primordial tunnels of Moria's underworld. Gandalf pursued the monster for eight days, until they climbed to the peak of Zirakzigil, where the Balrog was forced to turn and fight, its body erupting into new flame. Here they fought for two days and nights. In the end, the Balrog was defeated and cast down, breaking the mountainside where it fell "in ruin".][ Gandalf himself died shortly afterwards, but he returned to Middle-earth with greater powers, as ''Gandalf the White'', "until his task was finished". Critics such as Jerram Barrs have recognised this as a transfiguration similar to that of Jesus Christ, suggesting Gandalf's prophet-like status.]
The critic Clive Tolley notes that the contest between Gandalf and the Balrog on Durin's bridge somewhat recalls a shaman
Shamanism is a spiritual practice that involves a practitioner (shaman) interacting with the spirit world through altered states of consciousness, such as trance. The goal of this is usually to direct spirits or spiritual energies into ...
istic contest, but that a far closer parallel is medieval vision literature, giving the example of '' St Patrick's Purgatory'', and even Dante
Dante Alighieri (; most likely baptized Durante di Alighiero degli Alighieri; – September 14, 1321), widely known mononymously as Dante, was an Italian Italian poetry, poet, writer, and philosopher. His ''Divine Comedy'', originally called ...
's ''Divine Comedy
The ''Divine Comedy'' (, ) is an Italian narrative poetry, narrative poem by Dante Alighieri, begun and completed around 1321, shortly before the author's death. It is widely considered the pre-eminent work in Italian literature and one of ...
''.
In-universe origins
The name "Balrog", but not the meaning, emerges early in Tolkien's work: it appears in ''The Fall of Gondolin
''The Fall of Gondolin'' is a 2018 book of fantasy fiction by J. R. R. Tolkien, edited by his son Christopher. The story is one of what Tolkien called the three " Great Tales" from the First Age of Middle-earth; the other two are ''Beren and L ...
'', one of the earliest texts Tolkien wrote, around 1918. Tolkien began a poem in alliterative verse
In meter (poetry), prosody, alliterative verse is a form of poetry, verse that uses alliteration as the principal device to indicate the underlying Metre (poetry), metrical structure, as opposed to other devices such as rhyme. The most commonly s ...
about the battle of Glorfindel with the Balrog in that text, where both were killed by falling into the abyss, just like Gandalf and the Balrog in ''The Lord of the Rings''.
An early list of names described ''Balrog'' as "an Orc-word with no pure equivalent in Tolkien's invented language of Quenya
Quenya ()Tolkien wrote in his "Outline of Phonology" (in '' Parma Eldalamberon'' 19, p. 74) dedicated to the phonology of Quenya: is "a sound as in English ''new''". In Quenya is a combination of consonants, ibidem., p. 81. is a constructed l ...
: 'borrowed Malaroko-' ".[, p. 404.]
In Gnomish (another of Tolkien's invented languages), ''Balrog'' is parsed as ''balc'' 'cruel' + ''graug'' 'demon', with a Quenya equivalent ''Malkarauke''. Variant forms of the latter include ''Nalkarauke'' and ''Valkarauke''.[, Part I, Appendix: Names in '']The Book of Lost Tales
''The Book of Lost Tales'' is a collection of early stories by the English writer J. R. R. Tolkien, published as the first two volumes of Christopher Tolkien's 12-volume series ''The History of Middle-earth'', in which he presents and analyses ...
'', p. 250.
By the 1940s, when Tolkien began writing ''The Lord of the Rings'', he had come to think of Balrog as Noldorin
Sindarin is one of Languages constructed by J. R. R. Tolkien, the constructed languages devised by J. R. R. Tolkien for use in his fantasy stories set in Arda (Tolkien), Arda, primarily in Middle-earth. Sindarin is one of the many languages spoke ...
''balch'' 'cruel' + ''rhaug'' 'demon', with a Quenya equivalent ''Malarauko'' (from ''nwalya-'' 'to torture' + ''rauko'' 'demon').[, " The Etymologies", entries for ÑGWAL (p. 377) and RUK (p. 384).]
The last etymology
Etymology ( ) is the study of the origin and evolution of words—including their constituent units of sound and meaning—across time. In the 21st century a subfield within linguistics, etymology has become a more rigorously scientific study. ...
, appearing in the invented languages Quendi and Eldar, derives ''Balrog'' as the Sindarin
Sindarin is one of Languages constructed by J. R. R. Tolkien, the constructed languages devised by J. R. R. Tolkien for use in his fantasy stories set in Arda (Tolkien), Arda, primarily in Middle-earth. Sindarin is one of the many languages spoke ...
translation of the Quenya form ''Valarauko'' (Demon of Might). This etymology was published in ''The Silmarillion''.[, Index, p. 353.][, "Annals of Aman", Section 2.]
Gandalf on the bridge of Khazad-dûm calls the Balrog "flame of Udûn" ( the Sindarin name of Morgoth's fortress ''Utumno
In J. R. R. Tolkien's legendarium, the history of Arda, also called the history of Middle-earth, began when the Ainu (Middle-earth), Ainur entered Arda (Middle-earth), Arda, following the creation events in the Ainulindalë and long ages of l ...
'').[
]
Real-world origins
''Sigelwara''
Tolkien was a professional philologist
Philology () is the study of language in oral and written historical sources. It is the intersection of textual criticism, literary criticism, history, and linguistics with strong ties to etymology. Philology is also defined as the study of ...
, a scholar of comparative and historical linguistics
Linguistics is the scientific study of language. The areas of linguistic analysis are syntax (rules governing the structure of sentences), semantics (meaning), Morphology (linguistics), morphology (structure of words), phonetics (speech sounds ...
. The Balrog and other concepts in his writings derived from the Old English word ''Sigelwara'', used in texts such as the '' Codex Junius'' to mean "Aethiopian". He wondered why the Anglo-Saxons would have had a word with this meaning, conjecturing that it had formerly had a different meaning. He emended the word to ''Sigelhearwan'', and in his essay "Sigelwara Land
"Sigelwara Land" is an essay by J. R. R. Tolkien that appeared in two parts, in 1932 and 1934.J. R. R. Tolkien, "Sigelwara Land''Medium Aevum'' Vol. 1, No. 3. December 1932an''Medium Aevum'' Vol. 3, No. 2. June 1934./ref> It explores the etymo ...
",[ Tolkien, J. R. R., "]Sigelwara Land
"Sigelwara Land" is an essay by J. R. R. Tolkien that appeared in two parts, in 1932 and 1934.J. R. R. Tolkien, "Sigelwara Land''Medium Aevum'' Vol. 1, No. 3. December 1932an''Medium Aevum'' Vol. 3, No. 2. June 1934./ref> It explores the etymo ...
''Medium Aevum'' Vol. 1, No. 3. December 1932
an
''Medium Aevum'' Vol. 3, No. 2. June 1934.
/ref> explored in detail the two parts of the word. He stated that ''Sigel'' meant "both ''sun'' and ''jewel''", the former as it was the name of the Sun rune
Runes are the letters in a set of related alphabets, known as runic rows, runic alphabets or futharks (also, see '' futhark'' vs ''runic alphabet''), native to the Germanic peoples. Runes were primarily used to represent a sound value (a ...
*sowilō (ᛋ), the latter connotation from Latin
Latin ( or ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally spoken by the Latins (Italic tribe), Latins in Latium (now known as Lazio), the lower Tiber area aroun ...
''sigillum'', a seal
Seal may refer to any of the following:
Common uses
* Pinniped, a diverse group of semi-aquatic marine mammals, many of which are commonly called seals, particularly:
** Earless seal, also called "true seal"
** Fur seal
** Eared seal
* Seal ( ...
. He decided that ''Hearwa'' was related to Old English ''heorð'', "hearth
A hearth () is the place in a home where a fire is or was traditionally kept for home heating and for cooking, usually constituted by a horizontal hearthstone and often enclosed to varying degrees by any combination of reredos (a low, partial ...
", and ultimately to Latin ''carbo'', "soot". He suggested from all this that ''Sigelhearwan'' implied "rather the sons of Muspell
In Norse cosmology, Muspelheim (), also called Muspell (), is a realm of fire.
The etymology of "Muspelheim" is uncertain, but may come from ''Mund-spilli'', "world-destroyers", "wreck of the world".
Narrative
Muspelheim was described as a ho ...
than of Ham
Ham is pork from a leg cut that has been preserved by wet or dry curing, with or without smoking."Bacon: Bacon and Ham Curing" in '' Chambers's Encyclopædia''. London: George Newnes, 1961, Vol. 2, p. 39. As a processed meat, the term '' ...
", a class of demons in Northern mythology "with red-hot eyes that emitted sparks and faces black as soot".[ The Tolkien scholar ]Tom Shippey
Thomas Alan Shippey (born 9 September 1943) is a British medievalist, a retired scholar of Middle and Old English literature as well as of modern fantasy and science fiction. He is considered one of the world's leading academic experts on the ...
states that this both "helped to naturalise the Balrog" and contributed to the Silmaril
The Silmarils (Quenya in-universe , )J. R. R. Tolkien, Tolkien, J. R. R., "Addenda and Corrigenda to the Etymologies — Part Two" (edited by Carl F. Hostetter and Patrick H. Wynne), in ''Vinyar Tengwar'', 46, July 2004, p. 11 are three ficti ...
s, which combined the nature of the sun and jewels. The Aethiopians suggested to Tolkien the Harad
In J. R. R. Tolkien's high fantasy ''The Lord of the Rings'', Harad is the immense land south of Gondor and Mordor. Its main port is Umbar, the base of the Corsairs of Umbar whose ships serve as the Dark Lord Sauron's fleet. Its people are the ...
rim, a dark southern race of men.[, ch. 25, pp. 435, 439 note 4 (comments by ]Christopher Tolkien
Christopher John Reuel Tolkien (21 November 1924 – 16 January 2020) was an English and naturalised French academic editor and writer. The son of the author and academic J. R. R. Tolkien, Christopher edited 24 volumes based on his father's P ...
)
Old Norse, Old English
A real-world etymological counterpart for the word "Balrog" existed long before Tolkien's languages, in Norse mythology
Norse, Nordic, or Scandinavian mythology, is the body of myths belonging to the North Germanic peoples, stemming from Old Norse religion and continuing after the Christianization of Scandinavia as the Nordic folklore of the modern period. The ...
; an epithet of the Norse god Odin
Odin (; from ) is a widely revered god in Norse mythology and Germanic paganism. Most surviving information on Odin comes from Norse mythology, but he figures prominently in the recorded history of Northern Europe. This includes the Roman Em ...
was ''Báleygr'', "fire-eyed".
Joe Abbott, writing in ''Mythlore
''Mythlore'' is a biannual (originally quarterly) peer-reviewed academic journal founded by Glen GoodKnight and published by the Mythopoeic Society. Although it publishes articles that explore the genres of myth and fantasy in general, special a ...
'', notes that the Old Norse '' Voluspa'' mentions that the fire-demon Surt carries both a sword and a ''sviga laevi'', a deadly whipping-stick or switch; he suggests that it is "a short step" from that to the Balrog's flaming whip. Abbott makes a connection, too, with the ''Beowulf'' poet's account of the monster Grendel
Grendel is a character in the Anglo-Saxon epic poem ''Beowulf'' (700–1000 AD). He is one of the poem's three antagonists (along with his mother and the dragon), all aligned in opposition against the protagonist Beowulf. He is referred to as b ...
: he notes that Tolkien wrote that Grendel was "physical enough in form and power, but vaguely felt as belonging to a different order of being, one allied to the malevolent 'ghosts' of the dead", and compares this with Aragorn's description of the Balrog as "both a shadow and a flame, strong and terrible".
Moria and the Battle of Maldon
Tolkien felt acutely the error made by the English commander, the ealdorman
Ealdorman ( , )"ealdorman"
''Collins English Dictionary''. was an office in the Government ...
Byrhtnoth
Byrhtnoth (), Ealdorman of Essex ( 931 - 11 August 991), died at the Battle of Maldon. His name is composed of the Old English language, Old English ''beorht'' (bright) and ''nōþ'' (courage). He is the subject of ''The Battle of Maldon'', an O ...
, at the Battle of Maldon
The Battle of Maldon took place on 10 or 11 August 991 AD near Maldon, Essex, Maldon beside the River Blackwater, Essex, River Blackwater in Essex, England, during the reign of Æthelred the Unready. Earl Byrhtnoth and his thegns led the En ...
, allowing the Vikings
Vikings were seafaring people originally from Scandinavia (present-day Denmark, Norway, and Sweden),
who from the late 8th to the late 11th centuries raided, pirated, traded, and settled throughout parts of Europe.Roesdahl, pp. 9� ...
to step ashore and win the battle. Alexander Bruce, in ''Mythlore'', comments that Tolkien may have used Gandalf's battle with the Balrog on the narrow bridge in Moria to "correct the behavior of the self-serving Byrhtnoth through the actions of the self-less Gandalf". Bruce notes that the Tolkien scholar Janet Brennan Croft also contrasts the two leaders.
The fall of Gondolin and the fall of Troy
There are multiple parallels between the ''Fall of Gondolin'' and the fall of Troy
Troy (/; ; ) or Ilion (; ) was an ancient city located in present-day Hisarlik, Turkey. It is best known as the setting for the Greek mythology, Greek myth of the Trojan War. The archaeological site is open to the public as a tourist destina ...
, as told in the ''Iliad
The ''Iliad'' (; , ; ) is one of two major Ancient Greek epic poems attributed to Homer. It is one of the oldest extant works of literature still widely read by modern audiences. As with the ''Odyssey'', the poem is divided into 24 books and ...
'', but again the tales differ. The Elf Ecthelion leads the charge against the Orcs, and fights Gothmog, the greatest Balrog; they wound each other and both fall into the king's fountain in Gondolin; both drown. Bruce compares this to how Aeneas
In Greco-Roman mythology, Aeneas ( , ; from ) was a Troy, Trojan hero, the son of the Trojan prince Anchises and the Greek goddess Aphrodite (equivalent to the Roman Venus (mythology), Venus). His father was a first cousin of King Priam of Troy ...
rallies the Trojans, but fails, and sees king Priam
In Greek mythology, Priam (; , ) was the legendary and last king of Troy during the Trojan War. He was the son of Laomedon. His many children included notable characters such as Hector, Paris, and Cassandra.
Etymology
Most scholars take the e ...
perish.
Adaptations
The Balrog in Ralph Bakshi
Ralph Bakshi (; born October 29, 1938) is a Mandatory Palestine-born American retired animator and filmmaker, known for his fantastical animated films. In the 1970s, he established an alternative to mainstream animation through independent anim ...
's 1978 animated version was named Durin's Bane and had large wings like those of a bat. Peter Jackson
Sir Peter Robert Jackson (born 31 October 1961) is a New Zealand filmmaker. He is best known as the director, writer, and producer of the ''Lord of the Rings'' trilogy (2001–2003) and the ''Hobbit'' trilogy (2012–2014), both of which ar ...
's 2001 and 2002 films ''The Fellowship of the Ring
''The Fellowship of the Ring'' is the first of three volumes of the epic novel ''The Lord of the Rings'' by the English author J. R. R. Tolkien; it is followed by ''The Two Towers'' and ''The Return of the King''. The action takes place in th ...
'' and ''The Two Towers
''The Two Towers'', first published in 1954, is the second volume of J. R. R. Tolkien's high fantasy novel ''The Lord of the Rings''. It is preceded by '' The Fellowship of the Ring'' and followed by ''The Return of the King''. The volume's t ...
'' had similar wings, expressing its "satanic, demonic nature". Earlier artists such as Ted Nasmith
Ted Nasmith (born 1956) is a Canadian artist, illustrator and architectural renderer. He is best known as an illustrator of J. R. R. Tolkien's works ''The Hobbit'', ''The Lord of the Rings'' and ''The Silmarillion''. Tolkien praised and comment ...
had depicted Balrogs without wings; Jackson's films used the design of Tolkien illustrator John Howe, making wings standard, in the same way that Jackson has made pointed ears standard for elves. A Balrog appears in '' The Lord of the Rings: The Rings of Power'', with a similar visual design to Jackson's monster.
Balrogs appear in Middle-earth computer and video games and merchandise. In the real-time strategy
Real-time strategy (RTS) is a Video game genre, subgenre of strategy video games that does not progress incrementally in turn-based game, turns, but allow all players to play simultaneously, in "real time." By contrast, in Turn-based strategy, tur ...
game '' The Lord of the Rings: The Battle for Middle-earth'', and its sequel
A sequel is a work of literature, film, theatre, television, music, or video game that continues the story of, or expands upon, some earlier work. In the common context of a narrative work of fiction, a sequel portrays events set in the same ...
, both based on Jackson's movies, the Balrog can use its wings, although only in short leaps. In the role-playing game
A role-playing game (sometimes spelled roleplaying game, or abbreviated as RPG) is a game in which players assume the roles of player character, characters in a fictional Setting (narrative), setting. Players take responsibility for acting out ...
'' The Lord of the Rings: The Third Age'', also based on the Jackson movies, the Balrog uses its wings to fly into the air, and comes crashing down, sending a damaging shockwave of flames at the player. In another game based on Jackson's movies, '' The Lord of the Rings: Conquest'', the Balrog is a playable hero.
A Balrog features in King Gizzard & the Lizard Wizard
King Gizzard & the Lizard Wizard (KGLW) are an Australian rock band formed in 2010 in Melbourne, Victoria. The band's current lineup consists of Stu Mackenzie (vocals, guitar), Ambrose Kenny-Smith (vocals, harmonica, keyboards), Cook Craig ( ...
's 2017 album '' Murder of the Universe'' (2017) as a giant reanimated monster. Songwriter Stu Mackenzie explained: "It might not be the Balrog from Middle Earth, but he is a sort of fire demon."
Early ''Dungeons & Dragons
''Dungeons & Dragons'' (commonly abbreviated as ''D&D'' or ''DnD'') is a fantasy tabletop role-playing game (TTRPG) originally created and designed by Gary Gygax and Dave Arneson. The game was first published in 1974 by TSR (company)#Tactical ...
'' books featured Balrogs among other Middle-earth characters like Hobbit
Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
s and Ents; after a lawsuit brought by the Tolkien Estate
The Tolkien Estate is the legal body which manages the property of the English writer J. R. R. Tolkien, including the copyright for most of his works. The individual copyrights have for the most part been assigned by the estate (law), estate to s ...
, these Tolkien-specific names were changed, the Balrogs becoming Balor, after the one-eyed monster of Irish mythology.
In culture
A now-defunct fantasy writing prize, the Balrog Award, was named after the monsters. The Japanese anime series '' Restaurant to Another World'' introduces a Balrog as a butler; this Balrog is described as polite. A character simply named "Balrog" appears as an antagonist
An antagonist is a character in a story who is presented as the main enemy or rival of the protagonist and is often depicted as a villain.[Indie game
An indie video game or indie game (short for independent video game) is a video game created by individuals or smaller development teams without the financial and technical support of a large game publisher, in contrast to most "AAA" (triple-A ...](_b ...<br></span></div> in the <div class=)
''Cave Story
''Cave Story'' is a 2004 Metroidvania game for Microsoft Windows. It was developed over five years by Japanese independent developer Daisuke "Pixel" Amaya in his free time. ''Cave Story'' features 2D platform mechanics and is reminiscent of the ...
''. It has no similarities to the one in The Lord of the Rings
''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
rather being an anthropomorphic
Anthropomorphism is the attribution of human traits, emotions, or intentions to non-human entities. It is considered to be an innate tendency of human psychology. Personification is the related attribution of human form and characteristics to ...
bar of soap, according to the developer.
Notes
References
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Sources
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{{The Lord of the Rings
Middle-earth Maiar
Fictional demons
Literary characters introduced in 1954
Middle-earth monsters
de:Figuren in Tolkiens Welt#Balrogs