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In
physics Physics is the scientific study of matter, its Elementary particle, fundamental constituents, its motion and behavior through space and time, and the related entities of energy and force. "Physical science is that department of knowledge whi ...
, a gauge theory is a type of field theory in which the Lagrangian, and hence the dynamics of the system itself, does not change under local transformations according to certain smooth families of operations (
Lie group In mathematics, a Lie group (pronounced ) is a group (mathematics), group that is also a differentiable manifold, such that group multiplication and taking inverses are both differentiable. A manifold is a space that locally resembles Eucli ...
s). Formally, the Lagrangian is invariant under these transformations. The term "gauge" refers to any specific mathematical formalism to regulate redundant
degrees of freedom In many scientific fields, the degrees of freedom of a system is the number of parameters of the system that may vary independently. For example, a point in the plane has two degrees of freedom for translation: its two coordinates; a non-infinite ...
in the Lagrangian of a physical system. The transformations between possible gauges, called gauge transformations, form a Lie group—referred to as the '' symmetry group'' or the gauge group of the theory. Associated with any Lie group is the
Lie algebra In mathematics, a Lie algebra (pronounced ) is a vector space \mathfrak g together with an operation called the Lie bracket, an alternating bilinear map \mathfrak g \times \mathfrak g \rightarrow \mathfrak g, that satisfies the Jacobi ident ...
of group generators. For each group generator there necessarily arises a corresponding field (usually a vector field) called the gauge field. Gauge fields are included in the Lagrangian to ensure its invariance under the local group transformations (called gauge invariance). When such a theory is quantized, the quanta of the gauge fields are called '' gauge bosons''. If the symmetry group is non-commutative, then the gauge theory is referred to as '' non-abelian gauge theory'', the usual example being the Yang–Mills theory. Many powerful theories in physics are described by Lagrangians that are invariant under some symmetry transformation groups. When they are invariant under a transformation identically performed at ''every'' point in the
spacetime In physics, spacetime, also called the space-time continuum, is a mathematical model that fuses the three dimensions of space and the one dimension of time into a single four-dimensional continuum. Spacetime diagrams are useful in visualiz ...
in which the physical processes occur, they are said to have a global symmetry. Local symmetry, the cornerstone of gauge theories, is a stronger constraint. In fact, a global symmetry is just a local symmetry whose group's parameters are fixed in spacetime (the same way a constant value can be understood as a function of a certain parameter, the output of which is always the same). Gauge theories are important as the successful field theories explaining the dynamics of
elementary particles In particle physics, an elementary particle or fundamental particle is a subatomic particle that is not composed of other particles. The Standard Model presently recognizes seventeen distinct particles—twelve fermions and five bosons. As a con ...
.
Quantum electrodynamics In particle physics, quantum electrodynamics (QED) is the Theory of relativity, relativistic quantum field theory of electrodynamics. In essence, it describes how light and matter interact and is the first theory where full agreement between quant ...
is an abelian gauge theory with the symmetry group U(1) and has one gauge field, the electromagnetic four-potential, with the
photon A photon () is an elementary particle that is a quantum of the electromagnetic field, including electromagnetic radiation such as light and radio waves, and the force carrier for the electromagnetic force. Photons are massless particles that can ...
being the gauge boson. The
Standard Model The Standard Model of particle physics is the Scientific theory, theory describing three of the four known fundamental forces (electromagnetism, electromagnetic, weak interaction, weak and strong interactions – excluding gravity) in the unive ...
is a non-abelian gauge theory with the symmetry group U(1) × SU(2) × SU(3) and has a total of twelve gauge bosons: the
photon A photon () is an elementary particle that is a quantum of the electromagnetic field, including electromagnetic radiation such as light and radio waves, and the force carrier for the electromagnetic force. Photons are massless particles that can ...
, three weak bosons and eight gluons. Gauge theories are also important in explaining gravitation in the theory of
general relativity General relativity, also known as the general theory of relativity, and as Einstein's theory of gravity, is the differential geometry, geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of grav ...
. Its case is somewhat unusual in that the gauge field is a
tensor In mathematics, a tensor is an algebraic object that describes a multilinear relationship between sets of algebraic objects associated with a vector space. Tensors may map between different objects such as vectors, scalars, and even other ...
, the Lanczos tensor. Theories of
quantum gravity Quantum gravity (QG) is a field of theoretical physics that seeks to describe gravity according to the principles of quantum mechanics. It deals with environments in which neither gravitational nor quantum effects can be ignored, such as in the v ...
, beginning with gauge gravitation theory, also postulate the existence of a gauge boson known as the graviton. Gauge symmetries can be viewed as analogues of the principle of general covariance of general relativity in which the coordinate system can be chosen freely under arbitrary diffeomorphisms of spacetime. Both gauge invariance and diffeomorphism invariance reflect a redundancy in the description of the system. An alternative theory of gravitation, gauge theory gravity, replaces the principle of general covariance with a true gauge principle with new gauge fields. Historically, these ideas were first stated in the context of classical electromagnetism and later in
general relativity General relativity, also known as the general theory of relativity, and as Einstein's theory of gravity, is the differential geometry, geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of grav ...
. However, the modern importance of gauge symmetries appeared first in the relativistic quantum mechanics of
electron The electron (, or in nuclear reactions) is a subatomic particle with a negative one elementary charge, elementary electric charge. It is a fundamental particle that comprises the ordinary matter that makes up the universe, along with up qua ...
s
quantum electrodynamics In particle physics, quantum electrodynamics (QED) is the Theory of relativity, relativistic quantum field theory of electrodynamics. In essence, it describes how light and matter interact and is the first theory where full agreement between quant ...
, elaborated on below. Today, gauge theories are useful in condensed matter, nuclear and high energy physics among other subfields.


History

The concept and the name of gauge theory derives from the work of
Hermann Weyl Hermann Klaus Hugo Weyl (; ; 9 November 1885 – 8 December 1955) was a German mathematician, theoretical physicist, logician and philosopher. Although much of his working life was spent in Zürich, Switzerland, and then Princeton, New Jersey, ...
in 1918. Weyl, in an attempt to generalize the geometrical ideas of
general relativity General relativity, also known as the general theory of relativity, and as Einstein's theory of gravity, is the differential geometry, geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of grav ...
to include
electromagnetism In physics, electromagnetism is an interaction that occurs between particles with electric charge via electromagnetic fields. The electromagnetic force is one of the four fundamental forces of nature. It is the dominant force in the interacti ...
, conjectured that ''Eichinvarianz'' or invariance under the change of scale (or "gauge") might also be a local symmetry of general relativity. After the development of
quantum mechanics Quantum mechanics is the fundamental physical Scientific theory, theory that describes the behavior of matter and of light; its unusual characteristics typically occur at and below the scale of atoms. Reprinted, Addison-Wesley, 1989, It is ...
, Weyl, Vladimir Fock and Fritz London replaced the simple scale factor with a complex quantity and turned the scale transformation into a change of phase, which is a U(1) gauge symmetry. This explained the electromagnetic field effect on the
wave function In quantum physics, a wave function (or wavefunction) is a mathematical description of the quantum state of an isolated quantum system. The most common symbols for a wave function are the Greek letters and (lower-case and capital psi (letter) ...
of a charged quantum mechanical particle. Weyl's 1929 paper introduced the modern concept of gauge invariance subsequently popularized by Wolfgang Pauli in his 1941 review. In retrospect,
James Clerk Maxwell James Clerk Maxwell (13 June 1831 – 5 November 1879) was a Scottish physicist and mathematician who was responsible for the classical theory of electromagnetic radiation, which was the first theory to describe electricity, magnetism an ...
's formulation, in 1864–65, of electrodynamics in " A Dynamical Theory of the Electromagnetic Field" suggested the possibility of invariance, when he stated that any vector field whose curl vanishes—and can therefore normally be written as a gradient of a function—could be added to the vector potential without affecting the
magnetic field A magnetic field (sometimes called B-field) is a physical field that describes the magnetic influence on moving electric charges, electric currents, and magnetic materials. A moving charge in a magnetic field experiences a force perpendicular ...
. Similarly unnoticed, David Hilbert had derived the Einstein field equations by postulating the invariance of the action under a general coordinate transformation. The importance of these symmetry invariances remained unnoticed until Weyl's work. Inspired by Pauli's descriptions of connection between charge conservation and field theory driven by invariance, Chen Ning Yang sought a field theory for atomic nuclei binding based on conservation of nuclear isospin. In 1954, Yang and Robert Mills generalized the gauge invariance of electromagnetism, constructing a theory based on the action of the (non-abelian) SU(2) symmetry group on the isospin doublet of
proton A proton is a stable subatomic particle, symbol , Hydron (chemistry), H+, or 1H+ with a positive electric charge of +1 ''e'' (elementary charge). Its mass is slightly less than the mass of a neutron and approximately times the mass of an e ...
s and
neutron The neutron is a subatomic particle, symbol or , that has no electric charge, and a mass slightly greater than that of a proton. The Discovery of the neutron, neutron was discovered by James Chadwick in 1932, leading to the discovery of nucle ...
s. This is similar to the action of the U(1) group on the spinor fields of
quantum electrodynamics In particle physics, quantum electrodynamics (QED) is the Theory of relativity, relativistic quantum field theory of electrodynamics. In essence, it describes how light and matter interact and is the first theory where full agreement between quant ...
. The Yang–Mills theory became the prototype theory to resolve some of the confusion in elementary particle physics. This idea later found application in the
quantum field theory In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines Field theory (physics), field theory and the principle of relativity with ideas behind quantum mechanics. QFT is used in particle physics to construct phy ...
of the weak force, and its unification with electromagnetism in the electroweak theory. Gauge theories became even more attractive when it was realized that non-abelian gauge theories reproduced a feature called asymptotic freedom. Asymptotic freedom was believed to be an important characteristic of strong interactions. This motivated searching for a strong force gauge theory. This theory, now known as quantum chromodynamics, is a gauge theory with the action of the SU(3) group on the
color Color (or colour in English in the Commonwealth of Nations, Commonwealth English; American and British English spelling differences#-our, -or, see spelling differences) is the visual perception based on the electromagnetic spectrum. Though co ...
triplet of quarks. The
Standard Model The Standard Model of particle physics is the Scientific theory, theory describing three of the four known fundamental forces (electromagnetism, electromagnetic, weak interaction, weak and strong interactions – excluding gravity) in the unive ...
unifies the description of electromagnetism, weak interactions and strong interactions in the language of gauge theory. In the 1970s, Michael Atiyah began studying the mathematics of solutions to the classical Yang–Mills equations. In 1983, Atiyah's student Simon Donaldson built on this work to show that the differentiable classification of smooth 4-
manifold In mathematics, a manifold is a topological space that locally resembles Euclidean space near each point. More precisely, an n-dimensional manifold, or ''n-manifold'' for short, is a topological space with the property that each point has a N ...
s is very different from their classification up to
homeomorphism In mathematics and more specifically in topology, a homeomorphism ( from Greek roots meaning "similar shape", named by Henri Poincaré), also called topological isomorphism, or bicontinuous function, is a bijective and continuous function ...
. Michael Freedman used Donaldson's work to exhibit exotic R4s, that is, exotic differentiable structures on Euclidean 4-dimensional space. This led to an increasing interest in gauge theory for its own sake, independent of its successes in fundamental physics. In 1994, Edward Witten and Nathan Seiberg invented gauge-theoretic techniques based on
supersymmetry Supersymmetry is a Theory, theoretical framework in physics that suggests the existence of a symmetry between Particle physics, particles with integer Spin (physics), spin (''bosons'') and particles with half-integer spin (''fermions''). It propo ...
that enabled the calculation of certain topological invariants (the Seiberg–Witten invariants). These contributions to mathematics from gauge theory have led to a renewed interest in this area. The importance of gauge theories in physics is exemplified in the success of the mathematical formalism in providing a unified framework to describe the quantum field theories of
electromagnetism In physics, electromagnetism is an interaction that occurs between particles with electric charge via electromagnetic fields. The electromagnetic force is one of the four fundamental forces of nature. It is the dominant force in the interacti ...
, the weak force and the strong force. This theory, known as the
Standard Model The Standard Model of particle physics is the Scientific theory, theory describing three of the four known fundamental forces (electromagnetism, electromagnetic, weak interaction, weak and strong interactions – excluding gravity) in the unive ...
, accurately describes experimental predictions regarding three of the four fundamental forces of nature, and is a gauge theory with the gauge group SU(3) × SU(2) × U(1). Modern theories like string theory, as well as
general relativity General relativity, also known as the general theory of relativity, and as Einstein's theory of gravity, is the differential geometry, geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of grav ...
, are, in one way or another, gauge theories. : ''See Jackson and Okun'' '' for early history of gauge and Pickering'' '' for more about the history of gauge and quantum field theories.''


Description


Global and local symmetries


Global symmetry

In
physics Physics is the scientific study of matter, its Elementary particle, fundamental constituents, its motion and behavior through space and time, and the related entities of energy and force. "Physical science is that department of knowledge whi ...
, the mathematical description of any physical situation usually contains excess
degrees of freedom In many scientific fields, the degrees of freedom of a system is the number of parameters of the system that may vary independently. For example, a point in the plane has two degrees of freedom for translation: its two coordinates; a non-infinite ...
; the same physical situation is equally well described by many equivalent mathematical configurations. For instance, in Newtonian dynamics, if two configurations are related by a Galilean transformation (an inertial change of reference frame) they represent the same physical situation. These transformations form a group of " symmetries" of the theory, and a physical situation corresponds not to an individual mathematical configuration but to a class of configurations related to one another by this symmetry group. This idea can be generalized to include local as well as global symmetries, analogous to much more abstract "changes of coordinates" in a situation where there is no preferred " inertial" coordinate system that covers the entire physical system. A gauge theory is a mathematical model that has symmetries of this kind, together with a set of techniques for making physical predictions consistent with the symmetries of the model.


Example of global symmetry

When a quantity occurring in the mathematical configuration is not just a number but has some geometrical significance, such as a velocity or an axis of rotation, its representation as numbers arranged in a vector or matrix is also changed by a coordinate transformation. For instance, if one description of a pattern of fluid flow states that the fluid velocity in the neighborhood of (, ) is 1 m/s in the positive ''x'' direction, then a description of the same situation in which the coordinate system has been rotated clockwise by 90 degrees states that the fluid velocity in the neighborhood of (, ) is 1 m/s in the negative ''y'' direction. The coordinate transformation has affected both the coordinate system used to identify the ''location'' of the measurement and the basis in which its ''value'' is expressed. As long as this transformation is performed globally (affecting the coordinate basis in the same way at every point), the effect on values that represent the ''rate of change'' of some quantity along some path in space and time as it passes through point ''P'' is the same as the effect on values that are truly local to ''P''.


Local symmetry


= Use of fiber bundles to describe local symmetries

= In order to adequately describe physical situations in more complex theories, it is often necessary to introduce a "coordinate basis" for some of the objects of the theory that do not have this simple relationship to the coordinates used to label points in space and time. (In mathematical terms, the theory involves a fiber bundle in which the fiber at each point of the base space consists of possible coordinate bases for use when describing the values of objects at that point.) In order to spell out a mathematical configuration, one must choose a particular coordinate basis at each point (a ''local section'' of the fiber bundle) and express the values of the objects of the theory (usually " fields" in the physicist's sense) using this basis. Two such mathematical configurations are equivalent (describe the same physical situation) if they are related by a transformation of this abstract coordinate basis (a change of local section, or ''gauge transformation''). In most gauge theories, the set of possible transformations of the abstract gauge basis at an individual point in space and time is a finite-dimensional Lie group. The simplest such group is U(1), which appears in the modern formulation of quantum electrodynamics (QED) via its use of
complex number In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation i^= -1; every complex number can be expressed in the for ...
s. QED is generally regarded as the first, and simplest, physical gauge theory. The set of possible gauge transformations of the entire configuration of a given gauge theory also forms a group, the ''gauge group'' of the theory. An element of the gauge group can be parameterized by a smoothly varying function from the points of spacetime to the (finite-dimensional) Lie group, such that the value of the function and its derivatives at each point represents the action of the gauge transformation on the fiber over that point. A gauge transformation with constant parameter at every point in space and time is analogous to a rigid rotation of the geometric coordinate system; it represents a global symmetry of the gauge representation. As in the case of a rigid rotation, this gauge transformation affects expressions that represent the rate of change along a path of some gauge-dependent quantity in the same way as those that represent a truly local quantity. A gauge transformation whose parameter is ''not'' a constant function is referred to as a local symmetry; its effect on expressions that involve a
derivative In mathematics, the derivative is a fundamental tool that quantifies the sensitivity to change of a function's output with respect to its input. The derivative of a function of a single variable at a chosen input value, when it exists, is t ...
is qualitatively different from that on expressions that do not. (This is analogous to a non-inertial change of reference frame, which can produce a Coriolis effect.)


Gauge fields

The "gauge covariant" version of a gauge theory accounts for this effect by introducing a ''gauge field'' (in mathematical language, an Ehresmann connection) and formulating all rates of change in terms of the
covariant derivative In mathematics and physics, covariance is a measure of how much two variables change together, and may refer to: Statistics * Covariance matrix, a matrix of covariances between a number of variables * Covariance or cross-covariance between ...
with respect to this connection. The gauge field becomes an essential part of the description of a mathematical configuration. A configuration in which the gauge field can be eliminated by a gauge transformation has the property that its field strength (in mathematical language, its
curvature In mathematics, curvature is any of several strongly related concepts in geometry that intuitively measure the amount by which a curve deviates from being a straight line or by which a surface deviates from being a plane. If a curve or su ...
) is zero everywhere; a gauge theory is ''not'' limited to these configurations. In other words, the distinguishing characteristic of a gauge theory is that the gauge field does not merely compensate for a poor choice of coordinate system; there is generally no gauge transformation that makes the gauge field vanish. When analyzing the dynamics of a gauge theory, the gauge field must be treated as a dynamical variable, similar to other objects in the description of a physical situation. In addition to its interaction with other objects via the covariant derivative, the gauge field typically contributes
energy Energy () is the physical quantity, quantitative physical property, property that is transferred to a physical body, body or to a physical system, recognizable in the performance of Work (thermodynamics), work and in the form of heat and l ...
in the form of a "self-energy" term. One can obtain the equations for the gauge theory by: * starting from a naïve ansatz without the gauge field (in which the derivatives appear in a "bare" form); * listing those global symmetries of the theory that can be characterized by a continuous parameter (generally an abstract equivalent of a rotation angle); * computing the correction terms that result from allowing the symmetry parameter to vary from place to place; and * reinterpreting these correction terms as couplings to one or more gauge fields, and giving these fields appropriate self-energy terms and dynamical behavior. This is the sense in which a gauge theory "extends" a global symmetry to a local symmetry, and closely resembles the historical development of the gauge theory of gravity known as
general relativity General relativity, also known as the general theory of relativity, and as Einstein's theory of gravity, is the differential geometry, geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of grav ...
.


Physical experiments

Gauge theories used to model the results of physical experiments engage in: * limiting the universe of possible configurations to those consistent with the information used to set up the experiment, and then * computing the probability distribution of the possible outcomes that the experiment is designed to measure. We cannot express the mathematical descriptions of the "setup information" and the "possible measurement outcomes", or the "boundary conditions" of the experiment, without reference to a particular coordinate system, including a choice of gauge. One assumes an adequate experiment isolated from "external" influence that is itself a gauge-dependent statement. Mishandling gauge dependence calculations in boundary conditions is a frequent source of anomalies, and approaches to anomaly avoidance classifies gauge theories.


Continuum theories

The two gauge theories mentioned above, continuum electrodynamics and general relativity, are continuum field theories. The techniques of calculation in a continuum theory implicitly assume that: * given a completely fixed choice of gauge, the boundary conditions of an individual configuration are completely described * given a completely fixed gauge and a complete set of boundary conditions, the least action determines a unique mathematical configuration and therefore a unique physical situation consistent with these bounds * fixing the gauge introduces no anomalies in the calculation, due either to gauge dependence in describing partial information about boundary conditions or to incompleteness of the theory. Determination of the likelihood of possible measurement outcomes proceed by: * establishing a probability distribution over all physical situations determined by boundary conditions consistent with the setup information * establishing a probability distribution of measurement outcomes for each possible physical situation * convolving these two probability distributions to get a distribution of possible measurement outcomes consistent with the setup information These assumptions have enough validity across a wide range of energy scales and experimental conditions to allow these theories to make accurate predictions about almost all of the phenomena encountered in daily life: light, heat, and electricity, eclipses, spaceflight, etc. They fail only at the smallest and largest scales due to omissions in the theories themselves, and when the mathematical techniques themselves break down, most notably in the case of
turbulence In fluid dynamics, turbulence or turbulent flow is fluid motion characterized by chaotic changes in pressure and flow velocity. It is in contrast to laminar flow, which occurs when a fluid flows in parallel layers with no disruption between ...
and other chaotic phenomena.


Quantum field theories

Other than these classical continuum field theories, the most widely known gauge theories are quantum field theories, including
quantum electrodynamics In particle physics, quantum electrodynamics (QED) is the Theory of relativity, relativistic quantum field theory of electrodynamics. In essence, it describes how light and matter interact and is the first theory where full agreement between quant ...
and the
Standard Model The Standard Model of particle physics is the Scientific theory, theory describing three of the four known fundamental forces (electromagnetism, electromagnetic, weak interaction, weak and strong interactions – excluding gravity) in the unive ...
of elementary particle physics. The starting point of a quantum field theory is much like that of its continuum analog: a gauge-covariant action integral that characterizes "allowable" physical situations according to the principle of least action. However, continuum and quantum theories differ significantly in how they handle the excess degrees of freedom represented by gauge transformations. Continuum theories, and most pedagogical treatments of the simplest quantum field theories, use a gauge fixing prescription to reduce the orbit of mathematical configurations that represent a given physical situation to a smaller orbit related by a smaller gauge group (the global symmetry group, or perhaps even the trivial group). More sophisticated quantum field theories, in particular those that involve a non-abelian gauge group, break the gauge symmetry within the techniques of perturbation theory by introducing additional fields (the Faddeev–Popov ghosts) and counterterms motivated by anomaly cancellation, in an approach known as BRST quantization. While these concerns are in one sense highly technical, they are also closely related to the nature of measurement, the limits on knowledge of a physical situation, and the interactions between incompletely specified experimental conditions and incompletely understood physical theory. The mathematical techniques that have been developed in order to make gauge theories tractable have found many other applications, from
solid-state physics Solid-state physics is the study of rigid matter, or solids, through methods such as solid-state chemistry, quantum mechanics, crystallography, electromagnetism, and metallurgy. It is the largest branch of condensed matter physics. Solid-state phy ...
and
crystallography Crystallography is the branch of science devoted to the study of molecular and crystalline structure and properties. The word ''crystallography'' is derived from the Ancient Greek word (; "clear ice, rock-crystal"), and (; "to write"). In J ...
to low-dimensional topology.


Classical gauge theory


Classical electromagnetism

In
electrostatics Electrostatics is a branch of physics that studies slow-moving or stationary electric charges. Since classical antiquity, classical times, it has been known that some materials, such as amber, attract lightweight particles after triboelectric e ...
, one can either discuss the electric field, E, or its corresponding
electric potential Electric potential (also called the ''electric field potential'', potential drop, the electrostatic potential) is defined as electric potential energy per unit of electric charge. More precisely, electric potential is the amount of work (physic ...
, ''V''. Knowledge of one makes it possible to find the other, except that potentials differing by a constant, V \mapsto V+C, correspond to the same electric field. This is because the electric field relates to ''changes'' in the potential from one point in space to another, and the constant ''C'' would cancel out when subtracting to find the change in potential. In terms of vector calculus, the electric field is the gradient of the potential, \mathbf = -\nabla V. Generalizing from static electricity to electromagnetism, we have a second potential, the vector potential A, with : \begin \mathbf &= -\nabla V - \frac\\ \mathbf &= \nabla \times \mathbf \end The general gauge transformations now become not just V \mapsto V+C but : \begin \mathbf &\mapsto \mathbf + \nabla f\\ V &\mapsto V - \frac \end where ''f'' is any twice continuously differentiable function that depends on position and time. The electromagnetic fields remain the same under the gauge transformation.


Example: scalar O(''n'') gauge theory

: ''The remainder of this section requires some familiarity with classical or
quantum field theory In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines Field theory (physics), field theory and the principle of relativity with ideas behind quantum mechanics. QFT is used in particle physics to construct phy ...
, and the use of Lagrangians.'' : ''Definitions in this section: gauge group, gauge field, interaction Lagrangian, gauge boson.'' The following illustrates how local gauge invariance can be "motivated" heuristically starting from global symmetry properties, and how it leads to an interaction between originally non-interacting fields. Consider a set of n non-interacting real
scalar field In mathematics and physics, a scalar field is a function associating a single number to each point in a region of space – possibly physical space. The scalar may either be a pure mathematical number ( dimensionless) or a scalar physical ...
s, with equal masses ''m''. This system is described by an action that is the sum of the (usual) action for each scalar field \varphi_i : \mathcal = \int \, \mathrm^4 x \sum_^n \left \frac \partial_\mu \varphi_i \partial^\mu \varphi_i - \fracm^2 \varphi_i^2 \right/math> The Lagrangian (density) can be compactly written as : \ \mathcal = \frac (\partial_\mu \Phi)^\mathsf \partial^\mu \Phi - \fracm^2 \Phi^\mathsf \Phi by introducing a vector of fields : \ \Phi^\mathsf = ( \varphi_1, \varphi_2,\ldots, \varphi_n) The term \partial_\mu\Phi is the
partial derivative In mathematics, a partial derivative of a function of several variables is its derivative with respect to one of those variables, with the others held constant (as opposed to the total derivative, in which all variables are allowed to vary). P ...
of \Phi along dimension \mu. It is now transparent that the Lagrangian is invariant under the transformation : \ \Phi \mapsto \Phi' = G \Phi whenever ''G'' is a ''constant'' matrix belonging to the ''n''-by-''n''
orthogonal group In mathematics, the orthogonal group in dimension , denoted , is the Group (mathematics), group of isometry, distance-preserving transformations of a Euclidean space of dimension that preserve a fixed point, where the group operation is given by ...
O(''n''). This is seen to preserve the Lagrangian, since the derivative of \Phi' transforms identically to \Phi and both quantities appear inside
dot product In mathematics, the dot product or scalar productThe term ''scalar product'' means literally "product with a Scalar (mathematics), scalar as a result". It is also used for other symmetric bilinear forms, for example in a pseudo-Euclidean space. N ...
s in the Lagrangian (orthogonal transformations preserve the dot product). : \ (\partial_\mu \Phi) \mapsto (\partial_\mu \Phi)' = G \partial_\mu \Phi This characterizes the ''global'' symmetry of this particular Lagrangian, and the symmetry group is often called the gauge group; the mathematical term is structure group, especially in the theory of G-structures. Incidentally, Noether's theorem implies that invariance under this group of transformations leads to the conservation of the ''currents'' : \ J^_ = i\partial_\mu \Phi^\mathsf T^ \Phi where the ''Ta'' matrices are generators of the SO(''n'') group. There is one conserved current for every generator. Now, demanding that this Lagrangian should have ''local'' O(''n'')-invariance requires that the ''G'' matrices (which were earlier constant) should be allowed to become functions of the
spacetime In physics, spacetime, also called the space-time continuum, is a mathematical model that fuses the three dimensions of space and the one dimension of time into a single four-dimensional continuum. Spacetime diagrams are useful in visualiz ...
coordinates ''x''. In this case, the ''G'' matrices do not "pass through" the derivatives, when ''G'' = ''G''(''x''), : \ \partial_\mu (G \Phi) \neq G (\partial_\mu \Phi) The failure of the derivative to commute with "G" introduces an additional term (in keeping with the product rule), which spoils the invariance of the Lagrangian. In order to rectify this we define a new derivative operator such that the derivative of \Phi' again transforms identically with \Phi : \ (D_\mu \Phi)' = G D_\mu \Phi This new "derivative" is called a (gauge) covariant derivative and takes the form : \ D_\mu = \partial_\mu - i g A_\mu where ''g'' is called the coupling constant; a quantity defining the strength of an interaction. After a simple calculation we can see that the gauge field ''A''(''x'') must transform as follows : \ A'_\mu = G A_\mu G^ - \frac (\partial_\mu G)G^ The gauge field is an element of the Lie algebra, and can therefore be expanded as : \ A_ = \sum_a A_^a T^a There are therefore as many gauge fields as there are generators of the Lie algebra. Finally, we now have a ''locally gauge invariant'' Lagrangian : \ \mathcal_\mathrm = \frac (D_\mu \Phi)^\mathsf D^\mu \Phi -\fracm^2 \Phi^\mathsf \Phi Pauli uses the term ''gauge transformation of the first type'' to mean the transformation of \Phi, while the compensating transformation in A is called a ''gauge transformation of the second type''. The difference between this Lagrangian and the original ''globally gauge-invariant'' Lagrangian is seen to be the interaction Lagrangian : \ \mathcal_\mathrm = i\frac \Phi^\mathsf A_^\mathsf \partial^\mu \Phi + i\frac (\partial_\mu \Phi)^\mathsf A^ \Phi - \frac (A_\mu \Phi)^\mathsf A^\mu \Phi This term introduces interactions between the ''n'' scalar fields just as a consequence of the demand for local gauge invariance. However, to make this interaction physical and not completely arbitrary, the mediator ''A''(''x'') needs to propagate in space. That is dealt with in the next section by adding yet another term, \mathcal_, to the Lagrangian. In the quantized version of the obtained
classical field theory A classical field theory is a physical theory that predicts how one or more fields in physics interact with matter through field equations, without considering effects of quantization; theories that incorporate quantum mechanics are called qua ...
, the quanta of the gauge field ''A''(''x'') are called gauge bosons. The interpretation of the interaction Lagrangian in quantum field theory is of scalar
boson In particle physics, a boson ( ) is a subatomic particle whose spin quantum number has an integer value (0, 1, 2, ...). Bosons form one of the two fundamental classes of subatomic particle, the other being fermions, which have half odd-intege ...
s interacting by the exchange of these gauge bosons.


Yang–Mills Lagrangian for the gauge field

The picture of a classical gauge theory developed in the previous section is almost complete, except for the fact that to define the covariant derivatives ''D'', one needs to know the value of the gauge field A(x) at all spacetime points. Instead of manually specifying the values of this field, it can be given as the solution to a field equation. Further requiring that the Lagrangian that generates this field equation is locally gauge invariant as well, one possible form for the gauge field Lagrangian is : \mathcal_\text = -\frac \operatorname\left(F^ F_\right) = -\frac F^ F^a_ where the F^a_ are obtained from potentials A^a_\mu, being the components of A(x), by : F_^a = \partial_\mu A_\nu^a - \partial_\nu A_\mu^a + g\sum_ f^ A_\mu^b A_\nu^c and the f^ are the structure constants of the Lie algebra of the generators of the gauge group. This formulation of the Lagrangian is called a Yang–Mills action. Other gauge invariant actions also exist (e.g., nonlinear electrodynamics, Born–Infeld action, Chern–Simons model, theta term, etc.). In this Lagrangian term there is no field whose transformation counterweighs the one of A. Invariance of this term under gauge transformations is a particular case of ''a priori'' classical (geometrical) symmetry. This symmetry must be restricted in order to perform quantization, the procedure being denominated gauge fixing, but even after restriction, gauge transformations may be possible.J. J. Sakurai, ''Advanced Quantum Mechanics'', Addison-Wesley, 1967, sect. 1–4. The complete Lagrangian for the gauge theory is now : \mathcal = \mathcal_\text + \mathcal_\text = \mathcal_\text + \mathcal_\text + \mathcal_\text


Example: electrodynamics

As a simple application of the formalism developed in the previous sections, consider the case of electrodynamics, with only the
electron The electron (, or in nuclear reactions) is a subatomic particle with a negative one elementary charge, elementary electric charge. It is a fundamental particle that comprises the ordinary matter that makes up the universe, along with up qua ...
field. The bare-bones action that generates the electron field's Dirac equation is : \mathcal = \int \bar\left(i \hbar c \, \gamma^\mu \partial_\mu - mc^2\right) \psi \, \mathrm^4 x The global symmetry for this system is : \psi \mapsto e^ \psi The gauge group here is U(1), just rotations of the phase angle of the field, with the particular rotation determined by the constant . "Localising" this symmetry implies the replacement of by . An appropriate covariant derivative is then : D_\mu = \partial_\mu - i \frac A_\mu Identifying the "charge" (not to be confused with the mathematical constant e in the symmetry description) with the usual
electric charge Electric charge (symbol ''q'', sometimes ''Q'') is a physical property of matter that causes it to experience a force when placed in an electromagnetic field. Electric charge can be ''positive'' or ''negative''. Like charges repel each other and ...
(this is the origin of the usage of the term in gauge theories), and the gauge field with the four- vector potential of the electromagnetic field results in an interaction Lagrangian : \mathcal_\text = \frac\bar(x) \gamma^\mu \psi(x) A_\mu(x) = J^\mu(x) A_\mu(x) where J^\mu(x) = \frac\bar(x) \gamma^\mu \psi(x) is the electric current four vector in the Dirac field. The gauge principle is therefore seen to naturally introduce the so-called minimal coupling of the electromagnetic field to the electron field. Adding a Lagrangian for the gauge field A_\mu(x) in terms of the field strength tensor exactly as in electrodynamics, one obtains the Lagrangian used as the starting point in
quantum electrodynamics In particle physics, quantum electrodynamics (QED) is the Theory of relativity, relativistic quantum field theory of electrodynamics. In essence, it describes how light and matter interact and is the first theory where full agreement between quant ...
. : \mathcal_\text = \bar\left(i\hbar c \, \gamma^\mu D_\mu - mc^2\right)\psi - \fracF_F^


Mathematical formalism

Gauge theories are usually discussed in the language of
differential geometry Differential geometry is a Mathematics, mathematical discipline that studies the geometry of smooth shapes and smooth spaces, otherwise known as smooth manifolds. It uses the techniques of Calculus, single variable calculus, vector calculus, lin ...
. Mathematically, a ''gauge'' is just a choice of a (local) section of some
principal bundle In mathematics, a principal bundle is a mathematical object that formalizes some of the essential features of the Cartesian product X \times G of a space X with a group G. In the same way as with the Cartesian product, a principal bundle P is equ ...
. A gauge transformation is just a transformation between two such sections. Although gauge theory is dominated by the study of connections (primarily because it's mainly studied by high-energy physicists), the idea of a connection is not central to gauge theory in general. In fact, a result in general gauge theory shows that
affine representation In mathematics, an affine representation of a topological Lie group ''G'' on an affine space ''A'' is a continuous ( smooth) group homomorphism from ''G'' to the automorphism group of ''A'', the affine group Aff(''A''). Similarly, an affine re ...
s (i.e., affine modules) of the gauge transformations can be classified as sections of a jet bundle satisfying certain properties. There are representations that transform covariantly pointwise (called by physicists gauge transformations of the first kind), representations that transform as a connection form (called by physicists gauge transformations of the second kind, an affine representation)—and other more general representations, such as the B field in BF theory. There are more general nonlinear representations (realizations), but these are extremely complicated. Still, nonlinear sigma models transform nonlinearly, so there are applications. If there is a
principal bundle In mathematics, a principal bundle is a mathematical object that formalizes some of the essential features of the Cartesian product X \times G of a space X with a group G. In the same way as with the Cartesian product, a principal bundle P is equ ...
''P'' whose base space is
space Space is a three-dimensional continuum containing positions and directions. In classical physics, physical space is often conceived in three linear dimensions. Modern physicists usually consider it, with time, to be part of a boundless ...
or
spacetime In physics, spacetime, also called the space-time continuum, is a mathematical model that fuses the three dimensions of space and the one dimension of time into a single four-dimensional continuum. Spacetime diagrams are useful in visualiz ...
and structure group is a Lie group, then the sections of ''P'' form a principal homogeneous space of the group of gauge transformations. Connections (gauge connection) define this principal bundle, yielding a
covariant derivative In mathematics and physics, covariance is a measure of how much two variables change together, and may refer to: Statistics * Covariance matrix, a matrix of covariances between a number of variables * Covariance or cross-covariance between ...
∇ in each associated vector bundle. If a local frame is chosen (a local basis of sections), then this covariant derivative is represented by the connection form ''A'', a Lie algebra-valued 1-form, which is called the gauge potential in
physics Physics is the scientific study of matter, its Elementary particle, fundamental constituents, its motion and behavior through space and time, and the related entities of energy and force. "Physical science is that department of knowledge whi ...
. This is evidently not an intrinsic but a frame-dependent quantity. The curvature form ''F'', a Lie algebra-valued 2-form that is an intrinsic quantity, is constructed from a connection form by : \mathbf = \mathrm\mathbf + \mathbf\wedge\mathbf where d stands for the exterior derivative and \wedge stands for the wedge product. (\mathbf is an element of the vector space spanned by the generators T^, and so the components of \mathbf do not commute with one another. Hence the wedge product \mathbf\wedge\mathbf does not vanish.) Infinitesimal gauge transformations form a Lie algebra, which is characterized by a smooth Lie-algebra-valued scalar, ε. Under such an infinitesimal gauge transformation, : \delta_\varepsilon \mathbf = varepsilon,\mathbf- \mathrm\varepsilon where cdot,\cdot/math> is the Lie bracket. One nice thing is that if \delta_\varepsilon X = \varepsilon X, then \delta_\varepsilon DX = \varepsilon DX where D is the covariant derivative : DX\ \stackrel\ \mathrmX + \mathbfX Also, \delta_\varepsilon \mathbf = varepsilon, \mathbf/math>, which means \mathbf transforms covariantly. Not all gauge transformations can be generated by infinitesimal gauge transformations in general. An example is when the base manifold is a compact
manifold In mathematics, a manifold is a topological space that locally resembles Euclidean space near each point. More precisely, an n-dimensional manifold, or ''n-manifold'' for short, is a topological space with the property that each point has a N ...
without boundary such that the
homotopy In topology, two continuous functions from one topological space to another are called homotopic (from and ) if one can be "continuously deformed" into the other, such a deformation being called a homotopy ( ; ) between the two functions. ...
class of mappings from that
manifold In mathematics, a manifold is a topological space that locally resembles Euclidean space near each point. More precisely, an n-dimensional manifold, or ''n-manifold'' for short, is a topological space with the property that each point has a N ...
to the Lie group is nontrivial. See instanton for an example. The ''Yang–Mills action'' is now given by : \frac\int \operatorname \wedge F/math> where is the
Hodge star operator In mathematics, the Hodge star operator or Hodge star is a linear map defined on the exterior algebra of a Dimension (vector space), finite-dimensional orientation (vector space), oriented vector space endowed with a Degenerate bilinear form, nonde ...
and the integral is defined as in
differential geometry Differential geometry is a Mathematics, mathematical discipline that studies the geometry of smooth shapes and smooth spaces, otherwise known as smooth manifolds. It uses the techniques of Calculus, single variable calculus, vector calculus, lin ...
. A quantity which is gauge-invariant (i.e., invariant under gauge transformations) is the Wilson loop, which is defined over any closed path, γ, as follows: : \chi^\left(\mathcal\left\\right) where ''χ'' is the character of a complex representation ρ and \mathcal represents the path-ordered operator. The formalism of gauge theory carries over to a general setting. For example, it is sufficient to ask that a
vector bundle In mathematics, a vector bundle is a topological construction that makes precise the idea of a family of vector spaces parameterized by another space X (for example X could be a topological space, a manifold, or an algebraic variety): to eve ...
have a metric connection; when one does so, one finds that the metric connection satisfies the Yang–Mills equations of motion.


Quantization of gauge theories

Gauge theories may be quantized by specialization of methods which are applicable to any
quantum field theory In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines Field theory (physics), field theory and the principle of relativity with ideas behind quantum mechanics. QFT is used in particle physics to construct phy ...
. However, because of the subtleties imposed by the gauge constraints (see section on Mathematical formalism, above) there are many technical problems to be solved which do not arise in other field theories. At the same time, the richer structure of gauge theories allows simplification of some computations: for example Ward identities connect different renormalization constants.


Methods and aims

The first gauge theory quantized was
quantum electrodynamics In particle physics, quantum electrodynamics (QED) is the Theory of relativity, relativistic quantum field theory of electrodynamics. In essence, it describes how light and matter interact and is the first theory where full agreement between quant ...
(QED). The first methods developed for this involved gauge fixing and then applying canonical quantization. The Gupta–Bleuler method was also developed to handle this problem. Non-abelian gauge theories are now handled by a variety of means. Methods for quantization are covered in the article on quantization. The main point to quantization is to be able to compute quantum amplitudes for various processes allowed by the theory. Technically, they reduce to the computations of certain correlation functions in the vacuum state. This involves a renormalization of the theory. When the running coupling of the theory is small enough, then all required quantities may be computed in perturbation theory. Quantization schemes intended to simplify such computations (such as canonical quantization) may be called perturbative quantization schemes. At present some of these methods lead to the most precise experimental tests of gauge theories. However, in most gauge theories, there are many interesting questions which are non-perturbative. Quantization schemes suited to these problems (such as lattice gauge theory) may be called non-perturbative quantization schemes. Precise computations in such schemes often require
supercomputing A supercomputer is a type of computer with a high level of performance as compared to a general-purpose computer. The performance of a supercomputer is commonly measured in floating-point operations per second (FLOPS) instead of million instruc ...
, and are therefore less well-developed currently than other schemes.


Anomalies

Some of the symmetries of the classical theory are then seen not to hold in the quantum theory; a phenomenon called an anomaly. Among the most well known are: * The scale anomaly, which gives rise to a ''running coupling constant''. In QED this gives rise to the phenomenon of the Landau pole. In quantum chromodynamics (QCD) this leads to asymptotic freedom. * The chiral anomaly in either chiral or vector field theories with fermions. This has close connection with
topology Topology (from the Greek language, Greek words , and ) is the branch of mathematics concerned with the properties of a Mathematical object, geometric object that are preserved under Continuous function, continuous Deformation theory, deformat ...
through the notion of instantons. In QCD this anomaly causes the decay of a
pion In particle physics, a pion (, ) or pi meson, denoted with the Greek alphabet, Greek letter pi (letter), pi (), is any of three subatomic particles: , , and . Each pion consists of a quark and an antiquark and is therefore a meson. Pions are the ...
to two
photon A photon () is an elementary particle that is a quantum of the electromagnetic field, including electromagnetic radiation such as light and radio waves, and the force carrier for the electromagnetic force. Photons are massless particles that can ...
s. * The gauge anomaly, which must cancel in any consistent physical theory. In the electroweak theory this cancellation requires an equal number of
quark A quark () is a type of elementary particle and a fundamental constituent of matter. Quarks combine to form composite particles called hadrons, the most stable of which are protons and neutrons, the components of atomic nucleus, atomic nuclei ...
s and leptons.


Pure gauge

A pure gauge is the set of field configurations obtained by a
gauge transformation In the physics of gauge theory, gauge theories, gauge fixing (also called choosing a gauge) denotes a mathematical procedure for coping with redundant Degrees of freedom (physics and chemistry), degrees of freedom in field (physics), field variab ...
on the null-field configuration, i.e., a gauge transform of zero. So it is a particular "gauge orbit" in the field configuration's space. Thus, in the abelian case, where A_\mu (x) \rightarrow A'_\mu(x) = A_\mu(x)+ \partial_\mu f(x), the pure gauge is just the set of field configurations A'_\mu(x) = \partial_\mu f(x) for all .


See also

* Gauge principle * Aharonov–Bohm effect * Coulomb gauge * Electroweak theory * Gauge covariant derivative * Gauge fixing * Gauge gravitation theory * Gauge group (mathematics) * Kaluza–Klein theory * Lorenz gauge * Quantum chromodynamics * Gluon field * Gluon field strength tensor *
Quantum electrodynamics In particle physics, quantum electrodynamics (QED) is the Theory of relativity, relativistic quantum field theory of electrodynamics. In essence, it describes how light and matter interact and is the first theory where full agreement between quant ...
* Electromagnetic four-potential * Electromagnetic tensor *
Quantum field theory In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines Field theory (physics), field theory and the principle of relativity with ideas behind quantum mechanics. QFT is used in particle physics to construct phy ...
*
Standard Model The Standard Model of particle physics is the Scientific theory, theory describing three of the four known fundamental forces (electromagnetism, electromagnetic, weak interaction, weak and strong interactions – excluding gravity) in the unive ...
* Standard Model (mathematical formulation) * Symmetry breaking * Symmetry in physics * Charge (physics) * Symmetry in quantum mechanics * Fock symmetry * Ward identities * Yang–Mills theory * Yang–Mills existence and mass gap * 1964 PRL symmetry breaking papers * Gauge theory (mathematics)


References


Bibliography

; General readers : * Schumm, Bruce (2004)
Deep Down Things"> Deep Down Things
'. Johns Hopkins University Press. Esp. chpt. 8. A serious attempt by a physicist to explain gauge theory and the
Standard Model The Standard Model of particle physics is the Scientific theory, theory describing three of the four known fundamental forces (electromagnetism, electromagnetic, weak interaction, weak and strong interactions – excluding gravity) in the unive ...
with little formal mathematics. * ; Texts : * * * * * ; Articles : * * * *


External links

*
Yang–Mills equations on DispersiveWiki

Gauge theories on Scholarpedia
{{DEFAULTSORT:Gauge theory Gauge theories Mathematical physics