"Four Barbarians" ( zh, c=四夷, p=sìyí) was a generic term used in
Ancient China
The history of China spans several millennia across a wide geographical area. Each region now considered part of the Chinese world has experienced periods of unity, fracture, prosperity, and strife. Chinese civilization first emerged in the Y ...
, particularly by subjects of the
Shang and
Zhou dynasties, referring to the various non-
Sinitic peoples living outside the borders of the
Huaxia
''Huaxia'' is a historical concept representing the Chinese nation, and came from the self-awareness of a common cultural ancestry by ancestral populations of the Han people.
Etymology
The earliest extant authentic attestation of the ''H ...
civilization, who were
pejorative
A pejorative word, phrase, slur, or derogatory term is a word or grammatical form expressing a negative or disrespectful connotation, a low opinion, or a lack of respect toward someone or something. It is also used to express criticism, hosti ...
ly considered to be
savage barbarian
A barbarian is a person or tribe of people that is perceived to be primitive, savage and warlike. Many cultures have referred to other cultures as barbarians, sometimes out of misunderstanding and sometimes out of prejudice.
A "barbarian" may ...
s by the
agrarian Chinese people
The Chinese people, or simply Chinese, are people or ethnic groups identified with Greater China, China, usually through ethnicity, nationality, citizenship, or other affiliation.
Chinese people are known as Zhongguoren () or as Huaren () by ...
. Each was named according to a
cardinal direction
The four cardinal directions or cardinal points are the four main compass directions: north (N), south (S), east (E), and west (W). The corresponding azimuths ( clockwise horizontal angle from north) are 0°, 90°, 180°, and 270°.
The ...
relative to
China ''proper'':
* The "Eastern Barbarians" or ''
Dongyi
The Dongyi or Eastern Yi () was a collective term for ancient peoples found in Chinese records. The definition of Dongyi varied across the ages, but in most cases referred to inhabitants of eastern China, then later, the Korean peninsula and Jap ...
'' (), referring to various peoples east of the
Central Plain, particularly the
Tungusic and
Koreanic peoples from
Northeast Asia
Northeast Asia or Northeastern Asia is a geographical Subregion#Asia, subregion of Asia. Its northeastern landmass and islands are bounded by the Pacific Ocean, North Pacific Ocean.
The term Northeast Asia was popularized during the 1930s by Ame ...
;
* The "Southern Barbarians" or ''
Nanman
The Man, commonly known as the Nanman or Southern Man (, ''lit. Southern Barbarians''), were ancient indigenous peoples who lived in inland South and Southwest China, mainly around the Yangtze River valley. In ancient Chinese sources, the term N ...
'' (), referring to the
Baiyue
The Baiyue, Hundred Yue, or simply Yue, were various ethnic groups who inhabited the regions of southern China and northern Vietnam during the 1st millennium BC and 1st millennium AD. They were known for their short hair, body tattoos, fine swo ...
people from south of the
Yangtze
The Yangtze or Yangzi ( or ) is the longest river in Eurasia and the third-longest in the world. It rises at Jari Hill in the Tanggula Mountains of the Tibetan Plateau and flows including Dam Qu River the longest source of the Yangtze, i ...
and the
Burmic people beyond the
Hengduan Mountains
The Hengduan Mountains () are a group of mountain ranges in southwest China, southwest China that connect the southeast portions of the Tibetan Plateau with the Yunnan–Guizhou Plateau. The Hengduan Mountains are primarily large north-south ...
;
* The "Western Barbarians" or ''
Xirong'' (), referring to the highland peoples (especially the
Qiang) from the
Tibetan plateau
The Tibetan Plateau, also known as the Qinghai–Tibet Plateau or Qingzang Plateau, is a vast elevated plateau located at the intersection of Central Asia, Central, South Asia, South, and East Asia. Geographically, it is located to the north of H ...
, and;
* The "Northern Barbarians" or ''
Beidi'' (), referring to various
steppe nomads from the
Mongolian plateau.
Each of these terms had evolved to mean different
ethnic group
An ethnicity or ethnic group is a group of people with shared attributes, which they collectively believe to have, and long-term endogamy. Ethnicities share attributes like language, culture, common sets of ancestry, traditions, society, re ...
s during different periods of
Chinese history
The history of China spans several millennia across a wide geographical area. Each region now considered part of the Chinese world has experienced periods of unity, fracture, prosperity, and strife. Chinese civilization first emerged in the Y ...
as the Huaxia civilization expanded in both territory and culture influence. Ultimately, old "barbarians" were either displaced farther away from the Chinese heartland, or partly
assimilated/
naturalized into the
Chinese culture
Chinese culture () is one of the Cradle of civilization#Ancient China, world's earliest cultures, said to originate five thousand years ago. The culture prevails across a large geographical region in East Asia called the Sinosphere as a whole ...
through
sinicization
Sinicization, sinofication, sinification, or sinonization (from the prefix , 'Chinese, relating to China') is the process by which non-Chinese societies or groups are acculturated or assimilated into Chinese culture, particularly the language, ...
during later
dynasties
A dynasty is a sequence of rulers from the same family, usually in the context of a monarchical system, but sometimes also appearing in republics. A dynasty may also be referred to as a "house", "family" or "clan", among others.
Historians ...
, and the changing
frontier
A frontier is a political and geographical term referring to areas near or beyond a boundary.
Australia
The term "frontier" was frequently used in colonial Australia in the meaning of country that borders the unknown or uncivilised, th ...
s brought contacts with various new culture groups, many of whom were
bigotedly grouped into the same "barbarian" category. By the middle of
Han dynasty
The Han dynasty was an Dynasties of China, imperial dynasty of China (202 BC9 AD, 25–220 AD) established by Liu Bang and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–206 BC ...
, most regions in the
northeast (including
Gojoseon
Gojoseon (; ), contemporary name Joseon (; ), was the first kingdom on the Korea, Korean Peninsula. According to Korean mythology, the kingdom was established by the legendary king Dangun. Gojoseon possessed the most advanced culture in th ...
),
south
South is one of the cardinal directions or compass points. The direction is the opposite of north and is perpendicular to both west and east.
Etymology
The word ''south'' comes from Old English ''sūþ'', from earlier Proto-Germanic ''*sunþa ...
and
southwest
The points of the compass are a set of horizontal, radially arrayed compass directions (or azimuths) used in navigation and cartography. A '' compass rose'' is primarily composed of four cardinal directions—north, east, south, and west— ...
had been quelled, leaving only peoples to the north and west a significant threat. These remaining "barbarians" would later be often collectively designated as "''
Hu''" () in the north, or "''Fan''" () in the south, terms that had largely replaced the usage of "Four Barbarians". Since the
Qin dynasty
The Qin dynasty ( ) was the first Dynasties of China, imperial dynasty of China. It is named for its progenitor state of Qin, a fief of the confederal Zhou dynasty (256 BC). Beginning in 230 BC, the Qin under King Ying Zheng enga ...
's
expeditionary campaign against the nomads, especially after the
Silk Road
The Silk Road was a network of Asian trade routes active from the second century BCE until the mid-15th century. Spanning over , it played a central role in facilitating economic, cultural, political, and religious interactions between the ...
established contacts and trades with other
Central and
West Asia
West Asia (also called Western Asia or Southwest Asia) is the westernmost region of Asia. As defined by most academics, UN bodies and other institutions, the subregion consists of Anatolia, the Arabian Peninsula, Iran, Mesopotamia, the Armenian ...
n civilizations in the
Western Regions
The Western Regions or Xiyu (Hsi-yü; ) was a historical name specified in Ancient Chinese chronicles between the 3rd century BC to the 8th century AD that referred to the regions west of the Yumen Pass, most often the Tarim Basin in prese ...
, the word ''Hu'' had also become a synonym for "
foreigner" (e.g. the term ''
Donghu'' replacing ''Dongyi'') throughout the
Middle Ages
In the history of Europe, the Middle Ages or medieval period lasted approximately from the 5th to the late 15th centuries, similarly to the post-classical period of global history. It began with the fall of the Western Roman Empire and ...
until
maritime trade with peoples outside the
Sinosphere
The Sinosphere, also known as the Chinese cultural sphere, East Asian cultural sphere, or the Sinic world, encompasses multiple countries in East Asia and Southeast Asia that were historically heavily influenced by Chinese culture. The Sinosph ...
became frequent during the
Age of Discovery
The Age of Discovery (), also known as the Age of Exploration, was part of the early modern period and overlapped with the Age of Sail. It was a period from approximately the 15th to the 17th century, during which Seamanship, seafarers fro ...
, and the term ''Yangren'' () subsequently became the ubiquitous term for foreigners.
Etymology
Ancient China
The history of China spans several millennia across a wide geographical area. Each region now considered part of the Chinese world has experienced periods of unity, fracture, prosperity, and strife. Chinese civilization first emerged in the Y ...
was composed of a group of states that arose in the
Yellow River
The Yellow River, also known as Huanghe, is the second-longest river in China and the List of rivers by length, sixth-longest river system on Earth, with an estimated length of and a Drainage basin, watershed of . Beginning in the Bayan H ...
valley. According to historian Li Feng, during the
Zhou dynasty
The Zhou dynasty ( ) was a royal dynasty of China that existed for 789 years from until 256 BC, the longest span of any dynasty in Chinese history. During the Western Zhou period (771 BC), the royal house, surnamed Ji, had military ...
(), the contrast between the 'Chinese' Zhou and the 'non-Chinese'
Xirong or
Dongyi
The Dongyi or Eastern Yi () was a collective term for ancient peoples found in Chinese records. The definition of Dongyi varied across the ages, but in most cases referred to inhabitants of eastern China, then later, the Korean peninsula and Jap ...
was "more political than cultural or ethnic". Lothar von Falkenhausen argues that the perceived contrast between "Chinese" and "Barbarians" was accentuated during the
Eastern Zhou
The Eastern Zhou (256 BCE) is a period in Chinese history comprising the latter two-thirds of the Zhou dynasty. The period follows the Western Zhou era and is named due to the Zhou royal court relocating the capital eastward from Fenghao ...
period (770–256 BCE), when adherence to Zhou rituals became increasingly recognised as a "barometer of civilisation"; a meter for sophistication and cultural refinement. The Chinese began making a
distinction between China (''Hua'') and the barbarians (''Yi'') during that period. ''
Huaxia
''Huaxia'' is a historical concept representing the Chinese nation, and came from the self-awareness of a common cultural ancestry by ancestral populations of the Han people.
Etymology
The earliest extant authentic attestation of the ''H ...
'', the earliest concept of "China", was at the center of ''
tianxia
''Tianxia'', 'all under Heaven', is a Chinese term for a historical Chinese cultural concept that denoted either the entire geographical world or the metaphysical realm of mortals, and later became associated with political sovereignty. In anc ...
'' ("
verywhereunder heaven; the world"). It was surrounded by "Four Directions/Corners" ( zh, labels=no, c=, p=sìfāng}), "Four Lands/Regions" ( zh, labels=no, c=, p=sìtǔ), "
Four Seas
The Four Seas () were four bodies of water that metaphorically made up the boundaries of ancient China. There is a sea for each for the four cardinal directions. The West Sea is Qinghai Lake, the East Sea is the East China Sea, the North Sea is ...
", and "Four Barbarians/Foreigners". The text ''
Erya'' from the late Zhou dynasty defines the Four Seas as " the place where the barbarians lived, hence by extension, the Four Barbarians... are called the four seas".
The Four Barbarians were the ''
Yi'' to the east of China, ''
Man
A man is an adult male human. Before adulthood, a male child or adolescent is referred to as a boy.
Like most other male mammals, a man's genome usually inherits an X chromosome from the mother and a Y chromosome from the f ...
'' in the south, ''
Rong'' in the west, and ''
Di'' in the north. Scholars such as
Herrlee Glessner Creel argue that ''Yi'', ''Man'', ''Rong'', and ''Di'' were originally Chinese names of particular ethnic groups or tribes. During the
Spring and Autumn period
The Spring and Autumn period () was a period in History of China, Chinese history corresponding roughly to the first half of the Eastern Zhou (256 BCE), characterized by the gradual erosion of royal power as local lords nominally subject t ...
(771–476 BC), these four exonyms were expanded into "general designations referring to the barbarian tribes" in a given cardinal direction. For example, "''Yi''" became "''Dongyi''", literally meaning "East(ern) ''Yi''". The Russian anthropologist
Mikhail Kryukov concludes:
This would, in the final analysis, mean that once again territory had become the primary criterion of the we-group, whereas the consciousness of common origin remained secondary. What continued to be important were the factors of language, the acceptance of certain forms of material culture, the adherence to certain rituals, and, above all, the economy and the way of life. Agriculture was the only appropriate way of life for the 'Huaxia''
In Chinese, the term "Four Barbarians" uses the character for ''Yi'' (). The sinologist
Edwin G. Pulleyblank states that the name ''Yi'' "furnished the primary Chinese term for 'barbarian'," despite paradoxically being "considered the most civilized of the non-Chinese peoples." ''Yi'' is the Modern Chinese pronunciation. The
Old Chinese
Old Chinese, also called Archaic Chinese in older works, is the oldest attested stage of Chinese language, Chinese, and the ancestor of all modern varieties of Chinese. The earliest examples of Chinese are divinatory inscriptions on oracle bones ...
pronunciation is reconstructed as (
Bernhard Karlgren
Klas Bernhard Johannes Karlgren (; 15 October 1889 – 20 October 1978) was a Swedish sinologist and linguist who pioneered the study of Chinese historical phonology using modern comparative methods. In the early 20th century, Karlgren conduct ...
), *''ɤier'' (Zhou Fagao), *''ləj'' (
William H. Baxter), and *''l(ə)i'' (Axel Schuessler). Schuessler defines ''Yi'' as "The name of non-Chinese tribes, prob
blyAustroasiatic, to the east and southeast of the central plain (Shandong, Huái River basin), since the Spring and Autumn period also a general word for 'barbarian'", and proposes a "sea" etymology, "Since the ancient Yuè (=Viet) word for 'sea' is said to have been ''yí'', the people's name might have originated as referring to people living by the sea".
The modern character for ''yi'' (), like the
Qin dynasty
The Qin dynasty ( ) was the first Dynasties of China, imperial dynasty of China. It is named for its progenitor state of Qin, a fief of the confederal Zhou dynasty (256 BC). Beginning in 230 BC, the Qin under King Ying Zheng enga ...
seal script
Seal script or sigillary script () is a Chinese script styles, style of writing Chinese characters that was common throughout the latter half of the 1st millennium BC. It evolved organically out of bronze script during the Zhou dynasty (1 ...
, is composed of "big" and "bow" – but the earliest
Shang dynasty
The Shang dynasty (), also known as the Yin dynasty (), was a Chinese royal dynasty that ruled in the Yellow River valley during the second millennium BC, traditionally succeeding the Xia dynasty and followed by the Western Zhou d ...
oracle bone script
Oracle bone script is the oldest attested form of written Chinese, dating to the late 2nd millennium BC. Inscriptions were made by carving characters into oracle bones, usually either the shoulder bones of oxen or the plastrons of turtl ...
was used interchangeably for ''yi'' and ''shi'' "corpse", depicting a person with bent back and dangling legs. The archeologist and scholar
Guo Moruo
Guo Moruo (November 16, 1892 – June 12, 1978), courtesy name Dingtang, was a Chinese author, poet, historian, archaeologist, and government official.
Biography
Family history
Guo Moruo, originally named Guo Kaizhen, was born on November 10 or ...
believed the oracle graph for ''yi'' denotes "a dead body, i.e., the killed enemy", while the bronze graph denotes "a man bound by a rope, i.e., a prisoner or slave". Ignoring this historical
paleography
Palaeography (American and British English spelling differences#ae and oe, UK) or paleography (American and British English spelling differences#ae and oe, US) (ultimately from , , 'old', and , , 'to write') is the study and academic disciplin ...
, the Chinese historian
K. C. Wu claimed that ''Yi'' should not be translated as "barbarian" because the modern graph implies a big person carrying a bow, someone to perhaps be feared or respected, but not to be despised. The scholar
Léon Wieger provided multiple definitions to the term ''yi'': “The men armed with bows , the primitive inhabitants, barbarians, borderers of the Eastern Sea, inhabitants of the South-West countries." ''
Hanyu Da Cidian
The ''Hanyu Da Cidian'' (), also known as the Grand Chinese Dictionary, is the most inclusive available Chinese dictionary. Lexicographically comparable to the ''Oxford English Dictionary'', it has Historical linguistics, diachronic coverage of ...
'', a major Chinese language dictionary, notes ''Siyi'' as derogatory:
"Four barbarians" is the common English translation of ''Siyi''. Compare these Chinese-English dictionary equivalents for ''Siyi'': "the four barbarian tribes on the borders of ancient China", "the barbarians on borders of China", and "four barbarian tribes on the borders". Some scholars interpret the ''si'' "four" in ''Siyi'' as ''sifang'' (四方 "four directions"). Liu Xiaoyuan says the meaning of ''Siyi'' "is not 'four barbarians' but numerous 'barbarous tribes' in the four directions". However, Liu also states that the term ''yi'' might have been used by the early Chinese to simply mean "ordinary others". Yuri Pines translates ''Siyi'' as "barbarians of the four corners".
In
Chinese Buddhism
Chinese Buddhism or Han Buddhism ( zh, s=汉传佛教, t=漢傳佛教, first=t, poj=Hàn-thoân Hu̍t-kàu, j=Hon3 Cyun4 Fat6 Gaau3, p=Hànchuán Fójiào) is a Chinese form of Mahayana Buddhism. The Chinese Buddhist canonJiang Wu, "The Chin ...
, ''siyi'' () or ''siyijie'' () abbreviates the ''si boluoyi'' () "Four
Parajikas" (grave offenses that entail expulsion of a monk or nun from the
sangha
Sangha or saṃgha () is a term meaning "association", "assembly", "company" or "community". In a political context, it was historically used to denote a governing assembly in a republic or a kingdom, and for a long time, it has been used b ...
).
Western Zhou usages
Bronze inscriptions and reliable documents from the
Western Zhou
The Western Zhou ( zh, c=西周, p=Xīzhōu; 771 BC) was a period of Chinese history corresponding roughly to the first half of the Zhou dynasty. It began when King Wu of Zhou overthrew the Shang dynasty at the Battle of Muye and ended in 77 ...
period (c. 1046–771 BCE) used the word ''Yi'' in two meanings, says Chinese sinologist Chen. First, ''Yi'' or ''Yifang'' () designated a specific ethnic group that had battled against the Shang since the time of King
Wu Ding. Second, ''Yi'' meant specifically or collectively (e.g., ''zhuyi'' ) peoples in the remote lands east and south of China, such as the well-known Dongyi (), Nanyi (), and Huaiyi (). Western Zhou bronzes also record the names of some little-known ''Yi'' groups, such as the Qiyi (), Zhouyi (), Ximenyi (), Qinyi (), and Jingyi (). Chen notes, "These ''yi'' are not necessarily identical with the numerous ''yi'' in Eastern Zhou literature. On the contrary, except for the ''Huaiyi'', ''Dongyi'' and ''Nanyi'', these ''yi'' all seem to have vanished from the historical and inscriptional accounts of the Eastern Zhou".
Inscriptions on bronze ''
gui'' vessels (including the Xun , Shiyou , and Shi Mi ) do not always use the term ''yi'' exclusively in reference to alien people of physically different ethnic groups outside China. According to Chen, "''yi''" was also used for "certain groups of people residing in places within the region of Zhou control".
Expanding upon the research of
Li Ling that Western Zhou bronze writings differentiate the Zhou people (''Wangren'' , lit. "king's people") from other peoples (''yi'' ), Chen found three major categories: people of Zhou, people of Shang, and people of ''Yi'' (neither Zhou nor Shang). "The Zhou rulers treated the Shang remnant elites with courtesy and tolerance, whereas they treated ''yi'' people with less respect." Shang people were employed in positions based upon their cultural legacy and education, such as ''zhu'' "priest", ''zong'' "ritual official", ''bu'' "diviner", ''shi'' "scribe", and military commander. ''Yi'' people, who had a much lower status, served the rulers in positions such as infantry soldiers, palace guards, servants, and slave laborers. Chen compares the social status of ''Yi'' with "''xiangren'' , people captured from other states or ethnicities, or their descendants".
Chen analyzed diachronic semantic changes in the twin concepts of ''Xia'' and ''Yi''. During the Western Zhou, they were employed to distinguish "between the Zhou elite and non-Zhou people"; during the Eastern Zhou, they distinguished "between the central states and peripheral barbarian tribes in a geographical sense, as well as between Zhou subjects and non-Zhou subjects in a political sense." Eastern Zhou canonical texts, says Chen, "frequently assert a differentiation between ''Xia'' (or ''Zhongguo''), meaning those states in the central plains subject to the Zhou sovereign, and ''Yi'' , ''Di'' , ''Rong'' , and ''Man'' , all of which could be used generally to refer to non-Chinese ethnic groups". Among these four terms, ''Yi'' was most widely employed for "barbarian" clans, tribes, or ethnic groups. The Chinese classics used it in directional compounds (e.g., "eastern" ''Dongyi'' , "western" ''Xiyi'' , "southern" ''Nanyi'', and "northern" ''Beiyi'' ), numerical (meaning "many") generalizations ("three" ''Sanyi'' , "four" ''Siyi'' , and "nine" ''Jiuyi'' ), and groups in specific areas and states (''Huaiyi'' , ''
Chuyi'' , ''
Qinyi'' , and ''
Wuyi'' ).
Historians Liu Junping and Huang Deyuan describe how early Chinese monarchs used the concept of the Four Barbarians to justify their rule. Just how
heaven (''yang'') was matched with the inferior earth (''yin''), "the Chinese as an entity was matched with the inferior ethnic groups surrounding it in its four directions so that the kings could be valued and the barbarians could be rejected." Lius and Huang propose that later Chinese ideas about the "nation" and "state" of China evolved from the "casual use of such concepts as "''Tianxia''"...and "Four Barbarians"."
Eastern Zhou usages
The
Chinese classics
The Chinese classics or canonical texts are the works of Chinese literature authored prior to the establishment of the imperial Qin dynasty in 221 BC. Prominent examples include the Four Books and Five Classics in the Neo-Confucian traditi ...
contain many references to the ''Siyi'' "Four Barbarians". Around the late
Spring and Autumn period
The Spring and Autumn period () was a period in History of China, Chinese history corresponding roughly to the first half of the Eastern Zhou (256 BCE), characterized by the gradual erosion of royal power as local lords nominally subject t ...
(771–476 BCE) or early
Warring States period
The Warring States period in history of China, Chinese history (221 BC) comprises the final two and a half centuries of the Zhou dynasty (256 BC), which were characterized by frequent warfare, bureaucratic and military reforms, and ...
(475–221 BCE), the names ''Man'', ''Yi'', ''Rong'', and ''Di'' became firmly associated with the cardinal directions. ''Yi'' changed from meaning a specific "barbarians in the east" to "barbarians" generally, and two new words – ''Siyi'' and ''Man-Yi-Rong-Di'' – referred to "all non-Zhou barbarians in the four directions". The ''Zuozhuan'' and ''Mozi'' contain the earliest extant occurrences of ''Siyi''.
The (early 4th century BCE) ''
Zuozhuan'' commentary to the ''Chunqiu'' ("
Spring and Autumn Annals
The ''Spring and Autumn Annals'' is an ancient Chinese chronicle that has been one of the core Chinese classics since ancient times. ''The Annals'' is the official chronicle of the State of Lu, and covers a 242-year period from 722 to 481&nbs ...
") uses ''Siyi'' four times.
The affair resenting Rong prisoners and spoils of war to Duke Zhuangwas contrary to rule. When a prince has gained success over any of the wild tribes, he presents the spoils to the king, who employs them to terrify other tribes.
It is virtue by which the people of the Middle State are cherished; it is by severity that the wild tribes around are awed.
I have heard that, when the officers of the son of Heaven are not properly arranged, we may learn from the wild tribes all about.
Anciently, the defenses of the sons of Heaven were the rude tribes on every side of the kingdom; and when their authority became low, their defenses were the various States.
In addition, the ''Zuozhuan'' has an early usage of ''Man-Yi-Rong-Di'' meaning "all kinds of barbarians".
When any of the wild tribes, south, east, west, or north, do not obey the king's commands, and by their dissoluteness and drunkenness are violating all the duties of society, the king gives command to attack them.
The (c. 4th century BCE) ''
Mozi
Mozi, personal name Mo Di,
was a Chinese philosopher, logician, and founder of the Mohist school of thought, making him one of the most important figures of the Warring States period (221 BCE). Alongside Confucianism, Mohism became the ...
'' has one occurrence of ''Siyi'' referring to
King Wu of Zhou
King Wu of Zhou (; died ), personal name Ji Fa, was the founding king of the Chinese Zhou dynasty. The chronology of his reign is disputed but is generally thought to have begun around 1046 BCE and ended with his death three years later.
Ki ...
.
After King Wu had conquered the Shang dynasty and received the gifts bestowed by God, he assigned guardians to the various spirits, instituted sacrifices to Zhou's ancestors, the former kings of Shang, and opened up communications with the barbarians of the four quarters, so that there was no one in the world who did not pay him allegiance.
The (c. 4th century BCE) ''
Guanzi'' recounts how
Duke Huan of Qi (d. 643 BCE) conquered all his enemies, including the ''Dongyi'' , ''Xirong'' , ''Nanman'' , and ''Beidi'' .
Further to the west, he subjugated the Western Yu, of Liusha and for the first time the Rong people of Qin were obedient. Therefore, even, though the soldiers went forth only once, their great accomplishments ictoriesnumbered twelve, and as a consequence none of the eastern Yi, western Rong, southern Man, northern Di, or the feudal lords of the central states failed to submit.
This text also recommends, "To use the states bordering the four seas to attack other states bordering the four seas is a condition distinguishing the central states."
The (c. 4th century BCE) Confucian ''
Analects
The ''Analects'', also known as the ''Sayings of Confucius'', is an ancient Chinese philosophical text composed of sayings and ideas attributed to Confucius and his contemporaries, traditionally believed to have been compiled by his followers. ...
'' does not use ''Siyi'', but does use ''Jiuyi'' "Nine Barbarians" (9/19), "The Master wanted to settle among the Nine Wild Tribes of the East. Someone said, I am afraid you would find it hard to put up with their lack of refinement. The Master said, Were a true gentleman to settle among them there would soon be no trouble about lack of refinement." ''Yidi'' 夷狄 "Eastern and Northern Barbarians" occurs twice, "The Master said, The barbarians of the East and North have retained their princes. They are not in such a state of decay as we in China"; "The Master said, In private life, courteous, in public life, diligent, in relationships, loyal. This is a maxim that no matter where you may be, even amid the barbarians of the east or north, may never be set aside." This text has an indirect reference to "barbarians" (5/6), "The Master said, The Way makes no progress. I shall get upon a raft and float out to sea."
The (c. 290 BCE) Confucianist ''
Mencius
Mencius (孟子, ''Mèngzǐ'', ; ) was a Chinese Confucian philosopher, often described as the Second Sage () to reflect his traditional esteem relative to Confucius himself. He was part of Confucius's fourth generation of disciples, inheriting ...
'' (1A/7) uses ''Siyi'' once when Mencius counsels
King Xuan of Qi
King Xuan of Qi (), personal name Tian Bijiang, was from 319 BC to 301 BC the king of the Qi state.
King Xuan succeeded his father, King Wei, who died in 320 BC after 37 years of reign. King Xuan reigned for 19 years and died in 301 BC. He wa ...
(r. 319–301 BCE) against territorial expansion: "You wish to extend your territory, to enjoy the homage of Ch'in and Ch'u, to rule over the Central Kingdoms and to bring peace to the barbarian tribes on the four borders. Seeking the fulfillment of such an ambition by such means as you employ is like looking for fish by climbing a tree." This text (3A/4) uses ''Yi'' in quoting Confucius, "I have heard of the Chinese converting barbarians to their ways, but not of their being converted to barbarian ways."
The ''Mencius'' uses western ''Xiyi'' four times (three contrasting with northern ''Beidi'' ), eastern ''Dongyi'' once, and ''Yidi'' once. Three repeated ''Xiyi'' occurrences (1B/11) describe
Tang of Shang
Cheng Tang (born Zi Lü), recorded on oracle bones as Tai Yi or Da Yi, was the first king of the Shang dynasty. Tang is traditionally considered a virtuous ruler, as signified by his common nickname Tang the Perfect. According to legend, as th ...
establishing the Shang dynasty: "With this he gained the trust of the Empire, and when he marched on the east, the western barbarians complained, and when he marched on the south, the northern barbarians complained. They all said, 'Why does he not come to us first?'" ''Dongyi'' occurs in a claim (4B/1) that the legendary Chinese sages
Shun and
King Wen of Zhou
King Wen of Zhou ( zh, c=周文王, p=Zhōu Wén Wáng; 1152–1050 BC, the Cultured King) was the posthumous title given to Ji Chang ( zh, c=姬昌), the patriarch of the Zhou state during the final years of Shang dynasty in ancient China. J ...
were ''Yi'': "Mencius said, 'Shun was an Eastern barbarian; he was born in Chu Feng, moved to Fu Hsia, and died in Ming T'iao. Ken Wen was a Western barbarian; he was born in Ch'i Chou and died in Pi Ying." ''Yidi'' occurs in context (3B/9) with the
Duke of Zhou
Dan, Duke Wen of Zhou, commonly known as the Duke of Zhou, was a member of the royal family of the early Zhou dynasty who played a major role in consolidating the kingdom established by his elder brother King Wu. He was renowned for acting as ...
, "In ancient times, Yu controlled the Flood and brought peace to the Empire; the Duke of Chou subjugated the northern and southern barbarians, drove away the wild animals, and brought security to the people."
The (c. 3rd century BCE) ''
Xunzi'' uses ''Siyi'' twice in one chapter.
If your deportment is respectful and reverent, your heart loyal and faithful, if you use only those methods sanctioned by ritual principles and moral duty, and if your emotional disposition is one of love and humanity, then though you travel throughout the empire, and though you find yourself reduced to living among the Four Yi 夷 tribes, everyone would consider you to be an honorable person. If you strive to be the first to undertake toilsome and bitter tasks and can leave pleasant and rewarding tasks to others, if you are proper, diligent, sincere, and trustworthy, if you take responsibility and oversee it meticulously, then wherever you travel in the civilized world and though you find yourself reduced to living with the Four Tribes, everyone would be willing to entrust you with official duties.
John Knoblock notes, "The 'Four Yi tribes' refers to the barbarians surrounding the Chinese "Middle Kingdom" and does not designate particular peoples". The ''Xunzi'' uses ''Man-Yi-Rong-Di'' once.
Accordingly, [] all the states of Xia Chinese have identical obligations for service to the king and have identical standards of conduct. The countries of Man, Yi, Rong, and Di barbarians perform the same obligatory services to the kind, but the regulations governing them are not the same. … The Man and Yi nations do service according to treaty obligations. The Rong and Di do irregular service.
The (3rd–1st centuries BCE) ''
Liji'' uses ''Siyi'' once.
But if it be his character, when he finds men of ability, to be jealous and hate them; and, when he finds accomplished and perspicacious men, to oppose them and not allow their advancement, showing himself really not able to bear them: such a minister will not be able to protect my sons and grandsons and people; and may he not also be pronounced dangerous to the state?" It is only the truly virtuous man who can send away such a man and banish him, driving him out among the barbarous tribes around, determined not to dwell along with him in the Middle Kingdom.
The ''Liji'' also gives detailed information about the Four Barbarian peoples.
The people of those 'wufang'' five regions – the Middle states, and the Rong, Yi, (and other wild tribes round them) – had all their several natures, which they could not be made to alter. The tribes on the east were called Yi. They had their hair unbound, and tattooed their bodies. Some of them ate their food without its being cooked. Those on the south were called Man. They tattooed their foreheads, and had their feet turned in towards each other. Some of them (also) ate their food without its being cooked. Those on the west were called Rong. They had their hair unbound, and wore skins. Some of them did not eat grain-food. Those on the north were called Di. They wore skins of animals and birds, and dwelt in caves. Some of them also did not eat grain-food. The people of the Middle states, and of those Yi, Man, Rong, and Di, all had their dwellings, where they lived at ease; their flavours which they preferred; the clothes suitable for them; their proper implements for use; and their vessels which they prepared in abundance. In those five regions, the languages of the people were not mutually intelligible, and their likings and desires were different. To make what was in their minds apprehended, and to communicate their likings and desires, (there were officers) – in the east, called transmitters; in the south, representationists; in the west, Di-dis; and in the north, interpreters.
The ''
Shujing
The ''Book of Documents'' ( zh, p=Shūjīng, c=書經, w=Shu King) or the ''Classic of History'', is one of the Five Classics of ancient Chinese literature. It is a collection of rhetorical prose attributed to figures of ancient China, a ...
'' history uses ''Siyi'' in two forged "Old Text" chapters.
Yi said, 'Alas! be cautious! Admonish yourself to caution, when there seems to be no occasion for anxiety. Do not fail to observe the laws and ordinances. … Do not go against what is right, to get the praise of the people. Do not oppose the people's (wishes), to follow your own desires. (Attend to these things) without idleness or omission, and the barbarous tribes all around will come and acknowledge your sovereignty.'
The king said, 'Oh! Grand-Master, the security or the danger of the kingdom depends on those officers of Yin. If you are not (too) stern with them nor (too) mild, their virtue will be truly cultivated. … The penetrating power of your principles, and the good character of your measures of government, will exert an enriching influence on the character of the people, so that the wild tribes, with their coats buttoning on the left, will all find their proper support in them, and I, the little child, will long enjoy much happiness.
The (c. 239 BCE) ''
Lüshi Chunqiu'' has two occurrences of ''Siyi''.
Seeking depth, not breadth, reverently guarding one affair … When this ability is utterly perfect, the barbarian Yi states of the four quarters are tranquil. (17/5)
If your desires are not proper and you use them to govern your state, it will perish. Therefore, the sage-kings of antiquity paid particular attention to conforming to the endowment Heaven gave them in acting on their desires; all the people, therefore, could be commanded and all their accomplishments were firmly established. "The sage-kings held fast to the One, and the barbarians of the four directions came to them" refers to this. (19/6)
The Daoist ''
Zhuangzi'' uses ''Siyi'' twice in the (c. 3rd century BCE) "Miscellaneous Chapters".
The sword of the son of heaven has a point made of Swallow Gorge and Stone Wall … It is embraced by the four uncivilized tribes, encircled by the four seasons, and wrapped around by the Sea of Po. (30)
Master Mo declared, "Long ago, when Yü was trying to stem the flood waters, he cut channels from the Yangtze and the Yellow rivers and opened communications with the four uncivilized tribes and the nine regions. (33)
Han usages
Many texts dating from the
Han dynasty
The Han dynasty was an Dynasties of China, imperial dynasty of China (202 BC9 AD, 25–220 AD) established by Liu Bang and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–206 BC ...
(206 BCE-220 CE) used the ethnonyms ''Yi'' and ''Siyi''.
For example, the (139 BCE) ''
Huainanzi
The ''Huainanzi'' is an ancient Chinese text made up of essays from scholarly debates held at the court of Liu An, Prince of Huainan, before 139 BCE. Compiled as a handbook for an enlightened sovereign and his court, the work attempts to defi ...
'', which is an eclectic compilation attributed to
Liu An, uses ''Siyi'' "Four Barbarians" in three chapters (and ''Jiuyi'' "Nine Barbarians" in two).
Yu understood that the world had become rebellious and thereupon knocked down the wall Gun
A gun is a device that Propulsion, propels a projectile using pressure or explosive force. The projectiles are typically solid, but can also be pressurized liquid (e.g. in water guns or water cannon, cannons), or gas (e.g. light-gas gun). So ...
to protect Xia], filled in the moat surrounding the city, gave away their resources, burned their armor and weapons, and treated everyone with beneficence. And so the lands beyond the Four Seas respectfully submitted, and the four Yi tribes brought tribute. (1.6)
The Three Miao ribes
''Ribes'' () is a genus of about 200 known species of flowering plants, most of them native to the temperate regions of the Northern Hemisphere. The species may be known as various kinds of currants, such as redcurrants, blackcurrants, and White ...
bind their heads with hemp; the Qiang people bind their necks: the eople ofthe Middle Kingdom use hat and hatpin; the Yue people shear their hair. In regard to getting dressed, they are as one. … Thus the rites of the four Yi barbarians"are not the same, etthey all revere their ruler, love their kin, and respect their elder brothers. (11.7)
When Shun was the Son of Heaven, he plucked the five-stringed '' qin'' and chanted the poems of the "Southern Airs" ''Shijing'' section">Shijing.html" ;"title=" ''Shijing"> ''Shijing'' section and thereby governed the world. Before the Duke of Zhou had gathered provisions or taken the bells and drums from their suspension cords, the four Yi tribes submitted. (20.16)
Thus when the Son of Heaven attains the Way, he is secure [even] among the four Yi [tribes of "barbarians"]; when the son of Heaven loses the way, he is secure [only] among the Lords of the Land. (20.29)
References to the "Four Barbarians" are especially common among Han-era histories; ''Siyi'' occurs 18 times in the ''Shiji'', 62 in the ''Han Shu'', and 30 in the ''Hou Han Shu''.
To evaluate the traditional "civilized vs. barbarian" dichotomy that many scholars use as a blanket description of Chinese attitudes towards outsiders, Erica Brindley examined how the Chinese classics ethnically described the southern
Yue peoples. Brindley found that many early authors presented the Yue in various ways and not in a simplistic manner. For instance,
Sima Qian
Sima Qian () was a Chinese historian during the early Han dynasty. He is considered the father of Chinese historiography for the ''Shiji'' (sometimes translated into English as ''Records of the Grand Historian''), a general history of China cov ...
's (c. 109–91 BCE) ''
Shiji
The ''Shiji'', also known as ''Records of the Grand Historian'' or ''The Grand Scribe's Records'', is a Chinese historical text that is the first of the Twenty-Four Histories of imperial China. It was written during the late 2nd and early 1st cen ...
'' history traces the Chinese lineage of
King Goujian of Yue back to
Yu the Great
Yu the Great or Yu the Engineer was a legendary king in ancient China who was credited with "the first successful state efforts at flood control", his establishment of the Xia dynasty, which inaugurated Dynasties in Chinese history, dynastic ru ...
, legendary founder of the Xia dynasty (41): "Gou Jian, the king of Yue, was the descendant of Yu and the grandson of Shao Kang of the Xia. He was enfeoffed at Kuaiji and maintained ancestral sacrifices to Yu.
he Yuetattooed their bodies, cut their hair short, and cleared out weeds and brambles to set up small fiefs." On the one hand, this statement conceptualizes the Yue people through alien habits and customs, but on the other, through kinship-based ethnicity. Sima Qian also states (114): "Although the Yue are considered to be southern (''man'' ) barbarians (''yi'' ), is it not true that their ancestors had once benefited the
uepeople with their great merit and virtue?" Sima denigrates the Yue by calling them “Man Yi,” but he also "counterbalances such language and descriptions by proving the honor of Yue ancestry and certain of its individual members."
Brindley further notes that,
I translate "Man Yi" above as "Southern barbarian," and not just as the Man and Yi peoples, because it is clear that Sima Qian does not think of them as two distinct groups. Rather, it appears that the term Yi does not point to any particular group … but to a vague category of degraded other. Man, on the other hand, denotes not the specific name of the group ("Yue") but the general southern location of this specific derogatory other. In the literary tradition, the four directions (north, south, east, west) are linked with four general categories of identification denoting a derogatory other (''di'', ''man'', ''yi'', ''rong'').
In the end, Brindley concludes that,
Much scholarship dealing with the relationship between self and other in Chinese history assumes a simple bifurcation between civilized Chinese or Han peoples and the barbarian other. In this analysis of the concepts of the Yue and Yue ethnicity, I show that such a simple and value-laden categorization did not always exist, and that some early authors differentiated between themselves and others in a much more complicated and, sometimes, conflicted manner.
The complexities of the meaning and usage of ''Yi'' is also shown in the ''Hou Han Shu'', where in its chapter on the ''Dongyi'', the books describes the ''Dongyi'' countries as places where benevolence rules and the gentlemen do not die.
The ''
Shuowen Jiezi
The ''Shuowen Jiezi'' is a Chinese dictionary compiled by Xu Shen , during the Eastern Han dynasty (25–220 CE). While prefigured by earlier reference works for Chinese characters like the ''Erya'' (), the ''Shuowen Jiezi'' contains the ...
'' (121 CE) character dictionary, defines ''yi'' as "men of the east” ().
Later usages
Chinese ''Yi'' "barbarian" and ''Siyi'' continued to be used long after the Han dynasty, as illustrated by the following examples from the
Ming dynasty
The Ming dynasty, officially the Great Ming, was an Dynasties of China, imperial dynasty of China that ruled from 1368 to 1644, following the collapse of the Mongol Empire, Mongol-led Yuan dynasty. The Ming was the last imperial dynasty of ...
(1368–1644) and
Qing dynasty
The Qing dynasty ( ), officially the Great Qing, was a Manchu-led Dynasties of China, imperial dynasty of China and an early modern empire in East Asia. The last imperial dynasty in Chinese history, the Qing dynasty was preceded by the ...
(1644–1912).
The Dutch sinologist
Kristofer Schipper cites a (c. 5th–6th century)
Celestial Masters Daoist document (''Xiaren Siyi shou yaolu'' ) that substitutes
Qiang for Man in the ''Sìyí''.
was the name of the
Ming imperial "
Bureau of Translators" for foreign
tributary missions to China. Norman Wild says that in the Zhou dynasty, interpreters were appointed to deal with envoys bringing tribute or declarations of loyalty. The ''
Liji'' records regional "interpreter" words for the ''Sìyí'': ''ji'' for the ''Dongyi'', ''xiang'' for the ''Nanman'', ''didi'' for the ''Xirong'', and ''yi'' for the ''Beidi''. In the
Sui,
Tang, and
Song
A song is a musical composition performed by the human voice. The voice often carries the melody (a series of distinct and fixed pitches) using patterns of sound and silence. Songs have a structure, such as the common ABA form, and are usu ...
dynasties, tributary affairs were handled by the ''Sìfāng guǎn'' . The Ming
Yongle Emperor
The Yongle Emperor (2 May 1360 – 12 August 1424), also known by his temple name as the Emperor Chengzu of Ming, personal name Zhu Di, was the third List of emperors of the Ming dynasty, emperor of the Ming dynasty, reigning from 1402 to 142 ...
established the "Bureau of Translators" for foreign diplomatic documents in 1407, as part of the imperial
Hanlin Academy
The Hanlin Academy was an academic and administrative institution of higher learning founded in the 8th century Tang China by Emperor Xuanzong in Chang'an. It has also been translated as "College of Literature" and "Academy of the Forest of Pen ...
. Ming histories also mention ''Huárén Yíguān'' "Chinese barbarian officials" denoting people of Chinese origin employed by rulers of the "barbarian vassal states" in their tributary embassies to China. When the
Qing dynasty
The Qing dynasty ( ), officially the Great Qing, was a Manchu-led Dynasties of China, imperial dynasty of China and an early modern empire in East Asia. The last imperial dynasty in Chinese history, the Qing dynasty was preceded by the ...
revived the Ming ''Sìyíguǎn'' , the
Manchus
The Manchus (; ) are a Tungusic East Asian ethnic group native to Manchuria in Northeast Asia. They are an officially recognized ethnic minority in China and the people from whom Manchuria derives its name. The Later Jin (1616–1636) an ...
, who "were sensitive to references to barbarians", changed the name from pejorative ''yí'' "barbarian" to ''yí'' "
Yi people
The Yi or Nuosu people (Nuosu language, Nuosu: , ; see also #Names and subgroups, § Names and subgroups) are an ethnic group in South China, southern China. Numbering nine million people, they are the seventh largest of the 55 Ethnic minorit ...
(a Chinese ethnic minority)".
In 1656, the Qing imperial court issued an edict to Mongolia about a
territorial dispute
A territorial dispute or boundary dispute is a disagreement over the possession (law), possession or control of territories (land, maritime territory, water or airspace) between two or more political entities.
Context and definitions
Territorial ...
,
[Tr. .] "Those barbarians (''fanyi'') who paid tribute to Mongolia during the Ming should be administered by Mongolia. However, those barbarians submitting to the former Ming court should be subjects of China"
After China began expansion into
Inner Asia
Inner Asia refers to the northern and landlocked regions spanning North Asia, North, Central Asia, Central, and East Asia. It includes parts of Western China, western and northeast China, as well as southern Siberia. The area overlaps with some d ...
, Gang Zhao says, "Its inhabitants were no longer to be considered barbarians, a term suitable for the tributary countries, and an error on this score could be dangerous." In a 1787 memorial sent to the
Qianlong Emperor
The Qianlong Emperor (25 September 17117 February 1799), also known by his temple name Emperor Gaozong of Qing, personal name Hongli, was the fifth Emperor of China, emperor of the Qing dynasty and the fourth Qing emperor to rule over China pr ...
, the
Shaanxi
Shaanxi is a Provinces of China, province in north Northwestern China. It borders the province-level divisions of Inner Mongolia to the north; Shanxi and Henan to the east; Hubei, Chongqing, and Sichuan to the south; and Gansu and Ningxia to t ...
governor mistakenly called a Tibetan mission an ''yísh3'' "barbarian mission". The emperor replied, "Because Tibet has long been incorporated into our territory, it is completely different from Russia, which submits to our country only in name. Thus, we cannot see the Tibetans as foreign barbarians, unlike the Russians".
The use of ''Yí'' continued into modern times. The ''
Oxford English Dictionary
The ''Oxford English Dictionary'' (''OED'') is the principal historical dictionary of the English language, published by Oxford University Press (OUP), a University of Oxford publishing house. The dictionary, which published its first editio ...
'' defines ''barbarian'' (3.c) as, "Applied by the Chinese contemptuously to foreigners", and cites the 1858
Treaty of Tientsin
The Treaty of Tientsin, also known as the Treaty of Tianjin, is a collective name for several Unequal treaty, unequal treaties signed at Tianjin (then Postal Map Romanization, romanized as Tientsin) in June 1858. The Qing Empire, Qing dynasty, ...
prohibiting the Chinese from calling the British "Yí". (
Article LI) states, "It is agreed, that henceforward the character "I" ('barbarian') shall not be applied to the Government or subjects of Her Britannic Majesty, in any Chinese official document." This prohibition in the Treaty of Tientsin had been the end result of a long dispute between the Qing and British officials regarding the translation, usage and meaning of ''Yí''. Many Qing officials argued that the term did not mean “barbarians,” but their British counterparts disagreed with this opinion. Using the linguistic concept of
heteroglossia
''Heteroglossia'' is the coexistence of distinct linguistic varieties, styles of discourse, or points of view within a single language (in Greek: ''hetero-'' "different" and ''glōssa'' "tongue, language"). The term translates the Russian раз� ...
,
Lydia Liu analyzed the significance of ''yí'' in Articles 50 and 51 as a "super-sign":
The law simply secures a three-way commensurability of the hetero-linguistic sign ''/i/barbarian'' by joining the written Chinese character, the romanized pronunciation, and the English translation together into a coherent semantic unit. hich
Ij () is a village in Golabar Rural District of the Central District in Ijrud County, Zanjan province, Iran
Iran, officially the Islamic Republic of Iran (IRI) and also known as Persia, is a country in West Asia. It borders Iraq ...
means that the Chinese character ''yi'' becomes a hetero-linguistic sign by virtue of being informed, signified, and transformed by the English word "barbarian" and must defer its correct meaning to the foreign counterpart. ... That is to say, whoever violates the integrity of the super-sign ''/i/barbarian'' ... risks violating international law itself.
See also
*
Four Perils, which included "barbarian" tribes in ancient Chinese history
*
Five Barbarians
The Five Barbarians, or Wu Hu (), is a Chinese historical exonym for five ancient non- Han ''" Hu"'' peoples who immigrated to northern China in the Eastern Han dynasty, and then overthrew the Western Jin dynasty and established their own king ...
, later groups that settled in
northern China
Northern China () and Southern China () are two approximate regions that display certain differences in terms of their geography, demographics, economy, and culture.
Extent
The Qinling, Qinling–Daba Mountains serve as the transition zone ...
Notes
References
Citations
Bibliography
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Further reading
* Shin, Leo (2006), ''The Making of the Chinese State: Ethnicity and Expansion on the Ming Borderlands'', Cambridge University Press.
External links
Chinese History – Yi 夷 Chinaknowledge
Chinaknowledge, with the subtitle "a universal guide for China studies", is an English-language hobbyist's web site that contains a wide variety of information on China and Chinese topics. The site was founded by and is maintained by Ulrich The ...
{{Historiography
Ancient peoples of China
Ethnic groups in Chinese history
Historiography of China
Barbarians