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Linda Chatman Thomsen
Linda Chatman Thomsen (born April 1, 1954) is an American attorney who was director of the Division of Enforcement for the U.S. Securities and Exchange Commission from 2005 until early 2009. Since arriving at the SEC in 1995, she worked under four SEC Chairmen: Arthur Levitt, Harvey Pitt, William H. Donaldson, and Christopher Cox. William Donaldson named her director of the Division of Enforcement on May 12, 2005. She is the first woman to serve as director of the Division of Enforcement. Thomsen is known for her role in the suits by the SEC against Enron and Martha Stewart, and for not having investigated Bernard Madoff. She succeeded Stephen M. Cutler. As of 2016, she has been a senior counsel at Davis Polk & Wardwell. Career Thomsen received her A.B. from Smith College and her Juris Doctor degree from Harvard Law School. Before joining the staff of the Commission, she was in private practice at the law firm of Davis Polk & Wardwell in Washington, D.C., and New York, and ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Long Valley, New Jersey
Long Valley is an unincorporated community and census-designated place (CDP) in Washington Township, Morris County, New Jersey, in the United States.New Jersey: 2010 - Population and Housing Unit Counts - 2010 Census of Population and Housing (CPH-2-32) , August 2012. Accessed December 23, 2012. Once known as German Valley from its foundation during the colonial era, the community was renamed in response to |
Insider Trading
Insider trading is the trading of a public company's stock or other securities (such as bonds or stock options) based on material, nonpublic information about the company. In various countries, some kinds of trading based on insider information are illegal. The rationale for this prohibition of insider trading differs between countries and regions. Some view it as unfair to other investors in the market who do not have access to the information, as the investor with inside information could potentially make larger profits than an investor without such information. However, insider trading is also prohibited to prevent the director of a company (the insider) from abusing a company's confidential information for the director's personal gain. The rules governing insider trading are complex and vary significantly from country to country as does the extent of enforcement. The definition of insider in one jurisdiction can be broad and may cover not only insiders themselves but also ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Paul Kanjorski
Paul Edmund Kanjorski (born April 2, 1937) is an American politician who was the U.S. representative for from 1985 until 2011. He is a member of the Democratic Party. The district included the cities of Scranton, Wilkes-Barre, and Hazleton, as well as most of the Poconos. Before his election to Congress, Kanjorski was a trial attorney, city solicitor, and administrative law judge for workers' compensation. He also served in the United States Army Reserves. Early life, education and career Kanjorski was born in Nanticoke, near Wilkes-Barre. He is Polish-American. He attended public schools before enrolling at Wyoming Seminary, a private college preparatory school in Kingston. He finished his high school education at the Capitol Page School in Washington, D.C. He became a congressional page at age 15, first appointed by Republicans but ending up working on the Democratic side of the House. He witnessed the 1954 U.S. Capitol shooting incident, helping to bring stretcher ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Executive Privilege
Executive privilege is the right of the president of the United States and other members of the executive branch to maintain confidential communications under certain circumstances within the executive branch and to resist some subpoenas and other oversight by the legislative and judicial branches of government in pursuit of particular information or personnel relating to those confidential communications. The right comes into effect when revealing the information would impair governmental functions. Neither executive privilege nor the oversight power of Congress is explicitly mentioned in the United States Constitution. However, the Supreme Court of the United States has ruled that executive privilege and congressional oversight each are a consequence of the doctrine of the separation of powers, derived from the supremacy of each branch in its area of constitutional activity. The Supreme Court confirmed the legitimacy of this doctrine in '' United States v. Nixon'' in the ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
New York Times
''The New York Times'' (''NYT'') is an American daily newspaper based in New York City. ''The New York Times'' covers domestic, national, and international news, and publishes opinion pieces, investigative reports, and reviews. As one of the longest-running newspapers in the United States, the ''Times'' serves as one of the country's Newspaper of record, newspapers of record. , ''The New York Times'' had 9.13 million total and 8.83 million online subscribers, both by significant margins the List of newspapers in the United States, highest numbers for any newspaper in the United States; the total also included 296,330 print subscribers, making the ''Times'' the second-largest newspaper by print circulation in the United States, following ''The Wall Street Journal'', also based in New York City. ''The New York Times'' is published by the New York Times Company; since 1896, the company has been chaired by the Ochs-Sulzberger family, whose current chairman and the paper's publ ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Bernard L
Bernard ('' Bernhard'') is a French and West Germanic masculine given name. It has West Germanic origin and is also a surname. The name is attested from at least the 9th century. West Germanic ''Bernhard'' is composed from the two elements ''bern'' "bear" and ''hard'' "brave, hardy". Its native Old English cognate was ''Beornheard'', which was replaced or merged with the French form ''Bernard'' that was brought to England after the Norman Conquest. The name ''Bernhard'' was notably popular among Old Frisian speakers. Its wider use was popularized due to Saint Bernhard of Clairvaux (canonized in 1174). In Ireland, the name was an anglicized form of Brian. Geographical distribution Bernard is the second most common surname in France. As of 2014, 42.2% of all known bearers of the surname ''Bernard'' were residents of France (frequency 1:392), 12.5% of the United States (1:7,203), 7.0% of Haiti (1:382), 6.6% of Tanzania (1:1,961), 4.8% of Canada (1:1,896), 3.6% of Nigeria (1:12,221 ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Harry Markopolos
Harry M. Markopolos (born October 22, 1956) is an American forensic accounting and financial fraud investigator and former securities industry executive best known for discovering Bernie Madoff's Ponzi scheme in the early to mid-2000s. From 1999 to 2008, Markopolos uncovered evidence that suggested that Madoff's wealth management business was a fraudulent Ponzi scheme. In 2000, 2001, and 2005, Markopolos alerted the U.S. Securities and Exchange Commission (SEC) of his views, supplying supporting documents, but each time the SEC ignored him or gave his evidence only a cursory investigation. Madoff was finally revealed to be a fraud in December 2008, when his sons contacted the Federal Bureau of Investigation. After admitting to operating the largest private Ponzi scheme in history, Madoff was sentenced in 2009 to 150 years in prison. In 2010, Markopolos's book on uncovering the Madoff fraud, '' No One Would Listen: A True Financial Thriller'', was published. Markopolos has cri ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Financial Industry Regulatory Authority
The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) as well as to the member regulation, enforcement, and arbitration operations of the New York Stock Exchange. The U.S. government agency that acts as the ultimate regulator of the U.S. securities industry, including FINRA, is the U.S. Securities and Exchange Commission (SEC). Overview The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect investors by making sure the United States securities industry operates fairly and honestly. As of October 2023, FINRA oversaw 3,394 brokerage firms, 149,887 branch offices and approximately 612,457 registered securities representatives. FINRA ha ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Andrew Donohue
Andrew is the English form of the given name, common in many countries. The word is derived from the , ''Andreas'', itself related to ''aner/andros'', "man" (as opposed to "woman"), thus meaning "manly" and, as consequence, "brave", "strong", "courageous", and "warrior". In the King James Bible, the Greek "Ἀνδρέας" is translated as Andrew. Popularity In the 1990s, it was among the top ten most popular names given to boys in English-speaking countries. Australia In 2000, the name Andrew was the second most popular name in Australia after James. In 1999, it was the 19th most common name, while in 1940, it was the 31st most common name. Andrew was the first most popular name given to boys in the Northern Territory in 2003 to 2015 and continuing. In Victoria, Andrew was the first most popular name for a boy in the 1970s. Canada Andrew was the 20th most popular name chosen for male infants in 2005. Andrew was the 16th most popular name for infants in British Columbia i ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Andy Vollmer
Andrew Neill Vollmer (born August 14, 1953) is an American lawyer. He retired as partner in the securities department at law firm WilmerHale. Prior to April 2009, he had been Deputy General Counsel for the United States Securities and Exchange Commission (SEC) and acting General Counsel. He succeeded Meyer Eisenberg as Deputy General Counsel, who retired from the Commission in early January 2006 and former General Counsel Brian Cartwright who left the Commission for the private sector in January 2009. Education Mr. Vollmer received his J.D. in 1978 from the University of Virginia School of Law, where he served as Notes Editor of the Virginia Law Review. He earned his B.A. from Miami University. Before the SEC He was previously a partner in the international law firm of Wilmer Cutler Pickering Hale and Dorr LLP where he served as Vice Chair of the firm's Securities Department and previously served as one of two partners managing the firm's London office. He is co-author of a mono ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
General Counsel
A general counsel, also known as chief counsel or chief legal officer (CLO), is the chief in-house lawyer for a company or a governmental department. In a company, the person holding the position typically reports directly to the CEO, and their duties involve overseeing and identifying the legal issues in all departments and their interrelation, including engineering, design, marketing, sales, distribution, credit, finance, human resources and production, as well as corporate governance and business policy. This would naturally require in most cases reporting directly to the owner or CEO overseeing the very business on which the CLO is expected to be familiar with and advise on the most confidential level. This requires the CLO/general counsel to work closely with each of the other officers, and their departments, to appropriately be aware and advise.The 2011 In-House Counsel Compensation Survey, Question 1 Profiles of In-House Counsel 200Who Does Your Counsel Report To? (2001) ( ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
United States House Committee On Financial Services
The United States House Committee on Financial Services, also referred to as the House Banking Committee and previously known as the Committee on Banking and Currency, is the United States congressional committee, committee of the United States House of Representatives that oversees the entire financial services industry, including the securities, insurance, banking and housing industries. The Financial Services Committee also oversees the work of the Federal Reserve, the United States Department of the Treasury, the U.S. Securities and Exchange Commission and other financial services regulators. The House Committee on Financial Services is considered to be one of the House's most powerful committees. It is currently chaired by Republican French Hill (politician), French Hill from Arkansas, having assumed office in 2025. The Ranking Member is Democrat Maxine Waters from California, who previously chaired the committee under a Democratic majority in the House. Jurisdiction Un ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
