Andrew Neill Vollmer (born August 14, 1953) is an American

lawyer A lawyer is a person who practices law. The role of a lawyer varies greatly across different legal jurisdictions. A lawyer can be classified as an advocate, attorney, barrister, canon lawyer, civil law notary, counsel, counselor, solici ...

. He retired as partner in the securities department at law firm

WilmerHale Wilmer Cutler Pickering Hale and Dorr LLP, also known as Hale & Dorr and WilmerHale, is an international law firm with offices in the United States, Europe and Asia. It is co-headquartered in Washington, D.C. and Boston. It was formed in 2004 thr ...

. Prior to April 2009, he had been Deputy General Counsel for the

United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 U.S. state, states, a Washington, D.C., federal district, five ma ...

Securities and Exchange Commission The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. The primary purpose of the SEC is to enforce the law against mark ...

(SEC) and acting

General Counsel A general counsel, also known as chief counsel or chief legal officer (CLO), is the chief in-house lawyer for a company or a governmental department. In a company, the person holding the position typically reports directly to the CEO, and their ...

. He succeeded Meyer Eisenberg as Deputy General Counsel, who retired from the Commission in early January 2006 and former General Counsel

Brian Cartwright Brian G. Cartwright (born 1948) is an American lawyer and former astrophysicist. From 2006 to 2009, he was general counsel for the Securities and Exchange Commission of the USA. Career On January 3, 2006, the SEC Commission Chair Christopher Cox ...

who left the Commission for the private sector in January 2009.

Education

Mr. Vollmer received his J.D. in 1978 from the

University of Virginia School of Law The University of Virginia School of Law (Virginia Law or UVA Law) is the law school of the University of Virginia, a public research university in Charlottesville, Virginia. It was founded in 1819 by Thomas Jefferson as part of his "academical v ...

, where he served as Notes Editor of the

Virginia Law Review The ''Virginia Law Review'' is a law review edited and published by students at University of Virginia School of Law. It was established on March 15, 1913, and permanently organized later that year. The stated objective of the ''Virginia Law Revie ...

. He earned his B.A. from

Miami University Miami University (informally Miami of Ohio or simply Miami) is a public research university in Oxford, Ohio. The university was founded in 1809, making it the second-oldest university in Ohio (behind Ohio University, founded in 1804) and the 1 ...

Before the SEC

He was previously a partner in the international law firm of

Wilmer Cutler Pickering Hale and Dorr Wilmer Cutler Pickering Hale and Dorr LLP, also known as Hale & Dorr and WilmerHale, is an international law firm with offices in the United States, Europe and Asia. It is co-headquartered in Washington, D.C. and Boston. It was formed in 2004 thr ...

LLP where he served as Vice Chair of the firm's Securities Department and previously served as one of two partners managing the firm's

London London is the capital and List of urban areas in the United Kingdom, largest city of England and the United Kingdom, with a population of just under 9 million. It stands on the River Thames in south-east England at the head of a estuary dow ...

office. He is co-author of a monograph on "Internal Corporate Investigations."

Tenure at SEC

As acting General Counsel, Vollmer was quickly thrust into the news media's attention as he testified on February 4, 2009 before the

United States House Committee on Financial Services The United States House Committee on Financial Services, also referred to as the House Banking Committee and previously known as the Committee on Banking and Currency, is the committee of the United States House of Representatives that oversees t ...

subcommittee with SEC Director of the Division of Enforcement Linda Thomsen and other senior staff from the SEC and the

Financial Industry Regulatory Authority The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Associat ...

(FINRA). The subject of the hearings were on why the SEC had failed to act when

Harry Markopolos Harry M. Markopolos (born October 22, 1956) is an American former securities industry executive and a forensic accounting and financial fraud investigator. From 1999 to 2008, Markopolos uncovered evidence that suggested that Bernie Madoff's we ...

, a private fraud investigator from Boston alerted the Securities and Exchange Commission detailing his persistent and unsuccessful efforts to get the SEC to investigate Bernard L. Madoff, beginning in 1999. Vollmer claimed

executive privilege Executive privilege is the right of the president of the United States and other members of the executive branch to maintain confidential communications under certain circumstances within the executive branch and to resist some subpoenas and othe ...

in declining to answer some questions, and Vollmer and the other SEC officials' lack of cooperation with the enquiry was strongly criticised by Subcommittee chairman

Paul Kanjorski Paul Edmund Kanjorski (born April 2, 1937) is an American politician who was the United States House of Representatives, U.S. representative for from 1985 until 2011. He is a member of the Democratic Party (United States), Democratic Party. Th ...

and Representative

Gary Ackerman Gary Leonard Ackerman (born November 19, 1942) is an American retired politician and former U.S. Representative from New York, serving from 1983 to 2013. He is a member of the Democratic Party. On March 15, 2012, Ackerman announced that he woul ...

. On 18 February 2009, 14 days later, the SEC announced that Vollmer would 'leave the Commission and return to the private sector'. It was later announced that he would take up a post with his former firm, WilmerHale.

References

External links

Written testimony (not a transcript)

Video of Congressman Gary Ackerman questioning Andy Vollmer, SEC Acting General Counsel on claiming Executive Privilege
{{DEFAULTSORT:Vollmer, Andy 1953 births Living people American lawyers University of Virginia School of Law alumni Miami University alumni Wilmer Cutler Pickering Hale and Dorr partners