Ocean optics is the study of how light interacts with water and the materials in water. Although research often focuses on the sea, the field broadly includes rivers, lakes, inland waters, coastal waters, and large ocean basins. How light acts in water is critical to how ecosystems function underwater. Knowledge of ocean optics is needed in
aquatic remote sensing research in order to understand what information can be extracted from the
color of the water as it appears from satellite sensors in space. The color of the water as seen by satellites is known as
ocean color
Ocean color is the branch of ocean optics that specifically studies the color of the water and information that can be gained from looking at variations in color. The color of the ocean, while mainly blue, actually varies from blue to green or e ...
. While ocean color is a key theme of ocean optics, optics is a broader term that also includes the development of underwater sensors using optical methods to study much more than just color, including ocean chemistry, particle size, imaging of microscopic plants and animals, and more.
Key terminology
Optically deep
Where waters are “optically deep,” the bottom does not reflect incoming sunlight, and the seafloor cannot be seen by humans or satellites. The vast majority of the world's oceans by area are optically deep. Optically deep water can still be relatively shallow water in terms of total physical depth, as long as the water is very turbid, such as in estuaries.
Optically shallow
Where waters are “optically shallow,” the bottom reflects light and often can be seen by humans and satellites. Here, ocean optics can also be used to study what is under the water. Based on what color they appear to sensors, researchers can map habitat types, including macroalgae, corals, seagrass beds, and more. Mapping shallow-water environments requires knowledge of ocean optics because the color of the water must be accounted for when looking at the color of the seabed environment below.
Inherent optical properties (IOPs)
Inherent optical properties (IOPs) depend on what is in the water. These properties stay the same no matter what the incoming light is doing (daytime or nighttime, low sun angle or high sun angle).
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Absorption
Absorption may refer to:
Chemistry and biology
*Absorption (biology), digestion
**Absorption (small intestine)
*Absorption (chemistry), diffusion of particles of gas or liquid into liquid or solid materials
*Absorption (skin), a route by which su ...
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Water with large amounts of dissolved substances, such as lakes with large amounts of colored dissolved organic matter (
CDOM), experience high light absorption. Phytoplankton and other particles also absorb light.
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Scattering
In physics, scattering is a wide range of physical processes where moving particles or radiation of some form, such as light or sound, are forced to deviate from a straight trajectory by localized non-uniformities (including particles and radiat ...
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Areas with sea ice, estuaries with large amounts of suspended
sediments
Sediment is a solid material that is transported to a new location where it is deposited. It occurs naturally and, through the processes of weathering and erosion, is broken down and subsequently sediment transport, transported by the action of ...
, and lakes with large amounts of
glacial flour
Rock flour, or glacial flour, consists of fine-grained, silt-sized particles of rock, generated by mechanical grinding of bedrock by glacial erosion or by artificial grinding to a similar size. Because the material is very small, it becomes suspe ...
are examples of water bodies with high light scattering. All particles scatter light to some extent, including plankton, minerals, and detritus. Particle size effects how much scattering happens at different colors; for example, very small particles scatter light exponentially more in the blue colors than other colors, which is why the ocean and the sky are generally blue (called
Rayleigh scattering
Rayleigh scattering ( ) is the scattering or deflection of light, or other electromagnetic radiation, by particles with a size much smaller than the wavelength of the radiation. For light frequencies well below the resonance frequency of the scat ...
). Without scattering, light would not “go” anywhere (outside of a direct beam from the sun or other source) and we would not be able to see the world around us.
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Attenuation
In physics, attenuation (in some contexts, extinction) is the gradual loss of flux intensity through a Transmission medium, medium. For instance, dark glasses attenuate sunlight, lead attenuates X-rays, and water and air attenuate both light and ...
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Attenuation in water, also called ''beam attenuation'' or the ''beam attenuation coefficient'', is the sum of all absorption and scattering. Attenuation of a light beam in one specific direction can be measured with an instrument called a transmissometer.
Apparent optical properties (AOPs)
Apparent optical properties (AOPs) depend on what is in the water (IOPs) and what is going on with the incoming light from the Sun. AOPs depend most strongly on IOPs and only depend somewhat on incoming light aka the “light field.” Characteristics of the light field that can affect AOP measurements include the angle at which light hits the water surface (high in the sky vs. low in the sky, and from which compass direction) and the weather and sky conditions (clouds, atmospheric haze, fog, or sea state aka roughness of the surface of the water).
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Remote sensing
Remote sensing is the acquisition of information about an physical object, object or phenomenon without making physical contact with the object, in contrast to in situ or on-site observation. The term is applied especially to acquiring inform ...
reflectance (Rrs)''
Remote sensing reflectance (Rrs) is a measure of light radiating out from beneath the ocean surface at all colors, normalized by incoming sunlight at all colors. Because Rrs is a ratio, it is slightly less sensitive to what is going on with the light field (such as the angle of the sun or atmospheric haziness).
Rrs is measured using two paired spectroradiometers that simultaneously measure light coming in from the sky and light coming up from the water below at many wavelengths. Since it is a measurement of a light-to-light ratio, the energy units cancel out, and Rrs has the units of per steradian (sr-1) due to the angular nature of the measurement (upwelling light is measured at a specific angle, and incoming light is measured on a flat plane from a half-hemispherical area above the water surface).
''Light attenuation coefficient (Kd)''
K
d is the diffuse (or downwelling) coefficient of light attenuation (K
d), also called simply ''light attenuation'', the v''ertical extinction coefficient'', or the ''extinction coefficient''. K
d describes the rate of decrease of light with depth in water, in units of per meter (m
−1). The “d” stands for downwelling light, which is light coming from above the sensor in a half-hemispherical shape (aka half of a basketball). Scientists sometimes use K
d to describe the decrease in the total visible light available for plants in terms of
photosynthetically active radiation (PAR) – called “K
d(PAR).” In other cases, Kd can describe the decrease in light with depth over a spectrum of colors or wavelengths, usually written as “K
d(λ).” At one color (one wavelength) Kd can describe the decrease in light with depth of one color, such as the decrease in blue light at the wavelength 490 nm, written as “K
d(490).”
In general, K
d is calculated using
Beer's Law and a series of light measurements collected from just under the water surface down through the water at many depths.
Closure
“Closure” refers to how optical oceanographers measure the consistency of models and measurements. Models refer to anything that is not explicitly measured in the water, including satellite-derived variables that are estimated using empirical relationships (for example, satellite-derived chlorophyll-a concentration is estimated from the ratios between green and blue remote sensing reflectance using an empirical relationship). Closure includes measurement closure, model closure, model-data closure, and scale closure. Where model-data closure experiments show misalignment between data and models, the cause of the misalignment may be due to
measurement error
Observational error (or measurement error) is the difference between a measured value of a quantity and its unknown true value.Dodge, Y. (2003) ''The Oxford Dictionary of Statistical Terms'', OUP. Such errors are inherent in the measurement pr ...
, issues with the model, both, or some other external factor.
Focus areas
Ocean optics has been applied to study topics like
primary production
In ecology, primary production is the synthesis of organic compounds from atmospheric or aqueous carbon dioxide. It principally occurs through the process of photosynthesis, which uses light as its source of energy, but it also occurs through ...
,
phytoplankton
Phytoplankton () are the autotrophic (self-feeding) components of the plankton community and a key part of ocean and freshwater Aquatic ecosystem, ecosystems. The name comes from the Greek language, Greek words (), meaning 'plant', and (), mea ...
,
zooplankton
Zooplankton are the heterotrophic component of the planktonic community (the " zoo-" prefix comes from ), having to consume other organisms to thrive. Plankton are aquatic organisms that are unable to swim effectively against currents. Consequent ...
, shallow-water habitats like
seagrass beds and
coral reef
A coral reef is an underwater ecosystem characterized by reef-building corals. Reefs are formed of colonies of coral polyps held together by calcium carbonate. Most coral reefs are built from stony corals, whose polyps cluster in group ...
s,
marine biogeochemistry, heating of the upper ocean, and carbon export to deep waters by way of the
ocean biological pump. The portion of the electromagnetic spectrum usually involved in ocean optics is ultraviolet through infrared, about 300 nm to less than 2000 nm wavelengths.
Common optical sensors used in oceanography

The most widely used optical oceanographic sensors are
PAR sensors,
chlorophyll-a fluorescence sensors (
fluorometer
A fluorometer, fluorimeter or fluormeter is a device used to measure parameters of visible spectrum fluorescence: its intensity and wavelength distribution of emission spectrum after excitation by a certain spectrum of light. These parameters ...
s), and transmissometers. These three instruments are frequently mounted on
CTD(conductivity-temperature-depth)-rosette samplers. These instruments have been used for many years on CTD-rosettes in global repeat oceanographic surveys like the
CLIVAR GO-SHIP campaign.
Particle size in the ocean
Optical instruments are often used to measure the size spectrum of particles in the ocean. For example,
phytoplankton
Phytoplankton () are the autotrophic (self-feeding) components of the plankton community and a key part of ocean and freshwater Aquatic ecosystem, ecosystems. The name comes from the Greek language, Greek words (), meaning 'plant', and (), mea ...
organisms can range in size from a few microns (micrometers, μm) to hundreds of microns. The size of particles is often measured to estimate how quickly particles will sink, and therefore how efficiently plants can sequester carbon in the ocean's
biological pump
The biological pump (or ocean carbon biological pump or marine biological carbon pump) is the ocean's biologically driven Carbon sequestration, sequestration of carbon from the atmosphere and land runoff to the ocean interior and seafloor sedim ...
.
Imaging of ocean particles and organisms

Scientists study individual tiny objects such as plankton and detritus particles using
flow cytometry
Flow cytometry (FC) is a technique used to detect and measure the physical and chemical characteristics of a population of cells or particles.
In this process, a sample containing cells or particles is suspended in a fluid and injected into the ...
and in situ camera systems. Flow cytometers measure sizes and take photographs of individual particles flowing through a tube system; one such instrument is the Imaging FlowCytoBot (IFCB). In situ camera systems are deployed over the side of a research vessel, alone or attached to other equipment, and they capture photographs of the water itself to image the particles present in the water; one such instrument is the Underwater Vision Profiler (UVP). Other imaging technologies used in the ocean include
holography
Holography is a technique that allows a wavefront to be recorded and later reconstructed. It is best known as a method of generating three-dimensional images, and has a wide range of other uses, including data storage, microscopy, and interfe ...
and particle imaging velocimetry (PIV), which uses 3D video footage to track the movement of underwater particles.
Research in support of satellite remote sensing

Ocean optics research done “
in situ
is a Latin phrase meaning 'in place' or 'on site', derived from ' ('in') and ' ( ablative of ''situs'', ). The term typically refers to the examination or occurrence of a process within its original context, without relocation. The term is use ...
” (from
research vessel
A research vessel (RV or R/V) is a ship or boat designed, modified, or equipped to carry out research at sea. Research vessels carry out a number of roles. Some of these roles can be combined into a single vessel but others require a dedicated ...
s, small boats, or on docks and piers) supports research that uses satellite data. In situ optical measurements provide a way to: 1) ''calibrate'' satellite sensors when they are just beginning to collect data, 2) ''develop algorithms'' to derive products or variables like chlorophyll-a concentration, and 3) ''validate'' data products derived from satellites. Using satellite data, researchers estimate things like particle size, carbon,
water quality
Water quality refers to the chemical, physical, and biological characteristics of water based on the standards of its usage. It is most frequently used by reference to a set of standards against which compliance, generally achieved through tr ...
,
water clarity
Water clarity is a descriptive term for how deeply visible light penetrates through water. In addition to light penetration, the term water clarity is also often used to describe underwater visibility. Water clarity is one way that humans measure ...
, and bottom type based on the color profile as seen by satellite; all of these estimations (aka models) must be validated by comparing them to optical measurements made in situ. In situ data are often available from publicly accessible data libraries like the
SeaBASS data archive.
Major contributing scientists
Oceanographers, physicists, and other scientists who have made major contributions to the field of ocean optics include (incomplete list):
David Antoine, Marcel Babin,
Paula Bontempi, Emmanuel Boss, Annick Bricaud, Kendall Carder, Ivona Cetinic, Edward Fry, Heidi Dierssen, David Doxaran, Gene Carl Feldman, Howard Gordon, Chuanmin Hu,
Nils Gunnar Jerlov, George Kattawar, John Kirk, ZhongPing Lee, Hubert Loisel, Stephane Maritorena, Michael Mishchenko, Curtis Mobley, Bruce Monger, Andre Morel,
Michael Morris, Norm Nelson,
Mary Jane Perry, Rudolph Preisendorfer, Louis Prieur, Chandrasekhara Raman,
Collin Roesler, Rüdiger Röttgers, David Siegel, Raymond Smith,
Heidi Sosik
Heidi Sosik is an American biologist, oceanographer, and inventor based at the Woods Hole Oceanographic Institution.
Career
She is a senior scientist in the Stanley W. Watson Chair for Excellence in Oceanography; Director of WHOI's Center for Oc ...
, Dariusz Stramski, Michael Twardowski, Talbot Waterman, Jeremy Werdell, Ken Voss, Charles Yentsch, and Ronald Zaneveld.
Education
While ocean optics is an interdisciplinary field of study applies to a wide range of topics, it is not often taught as a course in graduate programs for marine science and oceanography. Two summer-term courses have been developed for graduate students from many different institutions. First, there is a summer lecture series operated by the International Ocean Colour Coordinating Group (IOCCG) which usually takes place in France. Second, there is an ongoing course in the United States called the “Optical Oceanography Class” or “Ocean Optics Class” in Washington State and later in Maine, which has been running continuously since 1985.
For independent learning, Curt Mobley, Collin Roesler, and Emmanuel Boss wrote th
Ocean Optics Web Bookas an open-access online guide.
See also
Related fields and topics:
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Atmospheric optics
Atmospheric optics is "the study of the optical characteristics of the atmosphere or products of atmospheric processes .... ncludingtemporal and spatial resolutions beyond those discernible with the naked eye". Meteorological optics is "that par ...
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Color of water
The color of water varies with the ambient conditions in which that water is present. While relatively small quantities of water appear to be colorless, pure water has a slight blue color that becomes deeper as the thickness of the observed s ...
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Electromagnetic spectrum
The electromagnetic spectrum is the full range of electromagnetic radiation, organized by frequency or wavelength. The spectrum is divided into separate bands, with different names for the electromagnetic waves within each band. From low to high ...
*
History of optics
Optics began with the development of lenses by the ancient Egyptians and Mesopotamians, followed by theories on light and vision developed by ancient Greek philosophers, and the development of geometrical optics in the Greco-Roman world. The w ...
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Oceanography
Oceanography (), also known as oceanology, sea science, ocean science, and marine science, is the scientific study of the ocean, including its physics, chemistry, biology, and geology.
It is an Earth science, which covers a wide range of to ...
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Ocean color
Ocean color is the branch of ocean optics that specifically studies the color of the water and information that can be gained from looking at variations in color. The color of the ocean, while mainly blue, actually varies from blue to green or e ...
*
Optical depth
In physics, optical depth or optical thickness is the natural logarithm of the ratio of incident to ''transmitted'' radiant power through a material.
Thus, the larger the optical depth, the smaller the amount of transmitted radiant power throu ...
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Spectral color
A spectral color is a color that is evoked by monochromatic light, i.e. either a spectral line with a single wavelength or frequency of light in the visible spectrum, or a relatively narrow spectral band (e.g. lasers). Every wave of visible ...
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Transparency and translucency
In the field of optics, transparency (also called pellucidity or diaphaneity) is the physical property of allowing light to pass through the material without appreciable scattering of light. On a macroscopic scale (one in which the dimensions a ...
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Visible spectrum
The visible spectrum is the spectral band, band of the electromagnetic spectrum that is visual perception, visible to the human eye. Electromagnetic radiation in this range of wavelengths is called ''visible light'' (or simply light).
The optica ...
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Water clarity
Water clarity is a descriptive term for how deeply visible light penetrates through water. In addition to light penetration, the term water clarity is also often used to describe underwater visibility. Water clarity is one way that humans measure ...
*
Water remote sensing
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Water quality
Water quality refers to the chemical, physical, and biological characteristics of water based on the standards of its usage. It is most frequently used by reference to a set of standards against which compliance, generally achieved through tr ...
Inherent and apparent optical properties and in-water methods:
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Absorption (electromagnetic radiation)
In physics, absorption of electromagnetic radiation is how matter (typically electrons bound in atoms) takes up a photon's energy—and so transforms electromagnetic energy into internal energy of the absorber (for example, thermal energy).
...
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Argo (oceanography)
Argo is an international programme for researching the ocean. It uses profiling floats to observe temperature, salinity and currents. Recently it has observed bio-optical properties in the Earth's oceans. It has been operating since the early 2 ...
*
Attenuation coefficient
The linear attenuation coefficient, attenuation coefficient, or narrow-beam attenuation coefficient characterizes how easily a volume of material can be penetrated by a beam of light, sound, particles, or other energy or matter. A coefficient val ...
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Beer-Lambert Law
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Marine optical buoy
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Scattering
In physics, scattering is a wide range of physical processes where moving particles or radiation of some form, such as light or sound, are forced to deviate from a straight trajectory by localized non-uniformities (including particles and radiat ...
*
Secchi disk
The Secchi disk (or Secchi disc), as created in 1865 by Angelo Secchi, is a plain white, circular disk in diameter used to measure water transparency or turbidity in bodies of water. The disc is mounted on a pole or line and lowered slowly dow ...
Remote sensing and radiometric methods:
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Albedo
Albedo ( ; ) is the fraction of sunlight that is Diffuse reflection, diffusely reflected by a body. It is measured on a scale from 0 (corresponding to a black body that absorbs all incident radiation) to 1 (corresponding to a body that reflects ...
*
Atmospheric correction
An atmosphere () is a layer of gases that envelop an astronomical object, held in place by the gravity of the object. A planet retains an atmosphere when the gravity is great and the temperature of the atmosphere is low. A stellar atmospher ...
*
NASA Earth Science
NASA Earth Science, formerly called NASA Earth Science Enterprise (ESE) and Mission To Planet Earth (MTPE), is a NASA research program "to develop a scientific understanding of the Earth system and its response to natural and human-induced chan ...
*
Spectralon
Spectralon is a fluoropolymer that has the highest diffuse reflectance of any known material or coating over the ultraviolet, visible, and near-infrared regions of the spectrum. It is the whitest substance available and reflects 99% of the light ...
References
Further reading
Ocean Optics Web Bookref>{{cite book , last1=Preisendorfer , first1=Rudolph W. , title=Hydrologic Optics (6 Volumes) , date=1976 , publisher=U.S. Department of Commerce, National Oceanic and Atmospheric Administration, Environmental Research Laboratories, Pacific Marine Environmental Laboratory , url=http://misclab.umeoce.maine.edu/education/HydroOptics/D:/START.pdf
Oceanography
Applied and interdisciplinary physics
Scattering, absorption and radiative transfer (optics)
Optics
Marine biology
Aquatic ecology
Biological oceanography
Water
Earth sciences
Earth observation in-situ sensors