The Guardianship of the Islamic Jurist (, also ''Velayat-e Faghih''; ) is a concept in
Twelver
Twelver Shi'ism (), also known as Imamism () or Ithna Ashari, is the Islamic schools and branches, largest branch of Shia Islam, Shi'a Islam, comprising about 90% of all Shi'a Muslims. The term ''Twelver'' refers to its adherents' belief in twel ...
Shia Islam
Shia Islam is the second-largest Islamic schools and branches, branch of Islam. It holds that Muhammad in Islam, Muhammad designated Ali ibn Abi Talib () as both his political Succession to Muhammad, successor (caliph) and as the spiritual le ...
ic
law
Law is a set of rules that are created and are enforceable by social or governmental institutions to regulate behavior, with its precise definition a matter of longstanding debate. It has been variously described as a science and as the ar ...
which holds that until the
reappearance of the "infallible
Imam
Imam (; , '; : , ') is an Islamic leadership position. For Sunni Islam, Sunni Muslims, Imam is most commonly used as the title of a prayer leader of a mosque. In this context, imams may lead Salah, Islamic prayers, serve as community leaders, ...
" (sometime before
Judgement Day
The Last Judgment is a concept found across the Abrahamic religions and the ''Frashokereti'' of Zoroastrianism.
Christianity considers the Second Coming of Jesus, Jesus Christ to entail the final judgment by God in Abrahamic religions, God of a ...
), the religious and social affairs of the Muslim world should be administered by righteous Shi'i jurists (''
Faqīh
A ''faqīh'' (: ''fuqahāʾ'', ; : ) is an Islamic jurist, an expert in ''fiqh'', or Islamic jurisprudence and Islamic law.
Definition
Islamic jurisprudence or ''fiqh'' is the human understanding of Sharia, which is believed ...
'').
The nature of these affairs is disputed.
[
Wilāyat al-Faqīh is associated in particular with ]Ruhollah Khomeini
Ruhollah Musavi Khomeini (17 May 1900 or 24 September 19023 June 1989) was an Iranian revolutionary, politician, political theorist, and religious leader. He was the founder of the Islamic Republic of Iran and the main leader of the Iranian ...
and the Islamic Republic of Iran
Iran, officially the Islamic Republic of Iran (IRI) and also known as Persia, is a country in West Asia. It borders Iraq to the west, Turkey, Azerbaijan, and Armenia to the northwest, the Caspian Sea to the north, Turkmenistan to the nort ...
.
In a series of lectures in 1970, Khomeini advanced the idea of guardianship in its "absolute" form as rule of the state and society. This version of guardianship now forms the basis of the Constitution of the Islamic Republic of Iran
The Constitution of the Islamic Republic of Iran (, ''Qanun-e Asasi-ye Jomhuri-ye Eslâmi-ye Iran'') is the supreme law of Iran. It was adopted by referendum on 2 and 3 December 1979, and went into force replacing the Constitution of 1906. It ...
, which calls for a Guardian Jurist (''Vali-ye Faqih'', ), to serve as the Supreme Leader
A supreme leader or supreme ruler typically refers to powerful figures with an unchallenged authority, such as autocrats, dictators to spiritual and revolutionary leaders. Historic examples are Adolf Hitler () of Nazi Germany, Francisco ...
of that country. Currently, this role is held by Ayatollah Khamenei
Ali Hosseini Khamenei (; born 19 April 1939) is an Iranian cleric and politician who has served as the second supreme leader of Iran since 1989. He previously served as the third president from 1981 to 1989. Khamenei's tenure as Supreme Leader, ...
.
Under the "absolute authority of the jurist" (''Velayat-e Motlaqaye Faqih''), the jurist/faqih has control over all public matters including governance of states, all religious affairs including the temporary suspension of religious obligations such as the ''salat
''Salah'' (, also spelled ''salat'') is the practice of formal ibadah, worship in Islam, consisting of a series of ritual prayers performed at prescribed times daily. These prayers, which consist of units known as rak'a, ''rak'ah'', include ...
'' prayer or ''hajj
Hajj (; ; also spelled Hadj, Haj or Haji) is an annual Islamic pilgrimage to Mecca, Saudi Arabia, the holiest city for Muslims. Hajj is a mandatory religious duty for capable Muslims that must be carried out at least once in their lifetim ...
'' pilgrimage.['' Keyhan'', January 8, 1988] Obedience to him is more important (according to proponents) than performing those religious obligations.[ Abrahamian, ''Khomeinism'', 1993: p.56] Other Shi'i Islamic scholars disagree, with some limiting guardianship to a much narrower scope—things like mediating disputes, and providing guardianship for orphaned children, the mentally incapable, and others lacking someone to protect their interests.
There is disagreement over how widely supported Khomeini's doctrine is; that is, whether "the absolute authority and guardianship" of a high-ranking Islamic jurist is "universally accepted amongst all Shi’a theories of governance" and forms "a central pillar of Imami hi'ipolitical thought" ( Ahmed Vaezi and Taqi Yazdi), or whether there is no consensus in favor of the model of the Islamic Republic of Iran, neither among the public in Iran (Alireza Nader, David E Thaler, and S. R. Bohandy), nor among most religious leaders in the leading centers of Shia thought, such as Qom
Qom (; ) is a city in the Central District of Qom County, Qom province, Iran, serving as capital of the province, the county, and the district. It is the seventh largest metropolis and also the seventh largest city in Iran. The city is ...
and Najaf
Najaf is the capital city of the Najaf Governorate in central Iraq, about 160 km (99 mi) south of Baghdad. Its estimated population in 2024 is about 1.41 million people. It is widely considered amongst the holiest cities of Shia Islam an ...
(Ali Mamouri).
Terminology
Arabic and Persian
Arabic language phrases associated with Guardianship of the Jurist, such as ''Wilāyat al-Faqīh'', ''Wali al-Faqīh'', are widely used, Arabic being the original language of Islamic sources such as the Quran
The Quran, also Romanization, romanized Qur'an or Koran, is the central religious text of Islam, believed by Muslims to be a Waḥy, revelation directly from God in Islam, God (''Allah, Allāh''). It is organized in 114 chapters (, ) which ...
, hadith
Hadith is the Arabic word for a 'report' or an 'account f an event and refers to the Islamic oral tradition of anecdotes containing the purported words, actions, and the silent approvals of the Islamic prophet Muhammad or his immediate circle ...
, and much other literature. The Persian language
Persian ( ), also known by its endonym and exonym, endonym Farsi (, Fārsī ), is a Western Iranian languages, Western Iranian language belonging to the Iranian languages, Iranian branch of the Indo-Iranian languages, Indo-Iranian subdivision ...
translations, such as ''Velayat-e Faqih'' and ''Vali-e-faqih'', are also commonly used in discussion about the concept and practice in Iran
Iran, officially the Islamic Republic of Iran (IRI) and also known as Persia, is a country in West Asia. It borders Iraq to the west, Turkey, Azerbaijan, and Armenia to the northwest, the Caspian Sea to the north, Turkmenistan to the nort ...
, which is both the largest Shi'i majority country, and as the Islamic Republic of Iran
Iran, officially the Islamic Republic of Iran (IRI) and also known as Persia, is a country in West Asia. It borders Iraq to the west, Turkey, Azerbaijan, and Armenia to the northwest, the Caspian Sea to the north, Turkmenistan to the nort ...
, is also the one country in the world where ''Wilāyat al-Faqīh'' is part of the structure of government.
Definitions
''Wilāyat al-Faqīh''/''velayat-e faqih'' is often used to mean Ayatollah Khomeini's vision of velayat-e faqih as essential to Islamic government, giving no further qualification, with those supporting limited non-governmental guardianship of faqih, being described as "rejecting" velayat-e faqih. This is common particularly outside of scholarly and religious discussion, and among supporters (e.g. Muhammad Taqi Misbah Yazdi).
In more religious, scholarly, and precise discussion, terminology becomes more involved.
''Wilayat'' conveys several meanings which are involved in Twelver
Twelver Shi'ism (), also known as Imamism () or Ithna Ashari, is the Islamic schools and branches, largest branch of Shia Islam, Shi'a Islam, comprising about 90% of all Shi'a Muslims. The term ''Twelver'' refers to its adherents' belief in twel ...
Islamic history.
Morphologically, ''Wilāyat'' is derived from the Arabic verbal root "w-l-y", ''Wilaya
A wilayah ( or ''wilāya'', plural ; Urdu, Pashto and ; ) is an administrative division, usually translated as "state", "province" or occasionally as "governorate". The word comes from the Arabic root "''w-l-y''", "to govern": a ''wāli''—"g ...
'', meaning not only "to be in charge", but “to be near or close to someone or something", to be a friend, etc.
Synonyms include rule, supremacy, sovereignty, guardianship, authority, mandate, governance, rulership, governorship and province. In another sense, it means friendship and loyalty. (see Wali
The term ''wali'' is most commonly used by Muslims to refer to a saint, or literally a "friend of God".John Renard, ''Friends of God: Islamic Images of Piety, Commitment, and Servanthood'' (Berkeley: University of California Press, 2008); John ...
).
In Islam, jurists or experts in Islamic jurisprudence are ''Faqīh
A ''faqīh'' (: ''fuqahāʾ'', ; : ) is an Islamic jurist, an expert in ''fiqh'', or Islamic jurisprudence and Islamic law.
Definition
Islamic jurisprudence or ''fiqh'' is the human understanding of Sharia, which is believed ...
'', (plural ''Fuquaha'').
For those who support a government based on rule of a faqih, ''Wilāyat al-Faqīh'' has been translated as "rule of the jurisconsult," "mandate of the jurist," "governance of the jurist", "the discretionary authority of the jurist". More ambiguous translations are "guardianship of the jurist", "trusteeship of the jurist". (Shaykh Murtadha al-Ansari
Grand Ayatollah Sheikh Murtadha al-Ansari al-Tostari (1781–1864; ) known as Shaykh al-Ta'ifah () was an Arab Islamic scholar who was “generally acknowledged as the most eminent jurist of the time". He is considered to have laid the foundation ...
and Abu al-Qasim al-Khoei
Grand Ayatollah Sayyid Abu al-Qasim Musawi Khoei ( ; (; ; November 19, 1899 – August 8, 1992) was an Iranian Shia marja'. Khoei is considered one of the most influential twelver scholars.
After the death of Muhsin al-Hakim in 1970, he became ...
, for example, would talk of the "guardianship of the jurisprudent", not "the mandate
of the jurisprudent".)
Some definitions of uses of the term “Wilayat” (not necessarily involving jurists) in Islamic jurisprudence (fiqh) terminology (or at least Twelver terminology) are:
* ''Wilayat al-Qaraba''—authority (Wilayat) given to a father or paternal grandfather over minors and the mentally ill.
*''Wilayat al-Qada’''—authority given to a just and capable faqih during the absence of the Imam to judge "amongst the people based upon God's law and revelation", and collect Islamic taxes/tithes (zakat, sadaqa, kharaj).
*''Wilayat al-Hakim''—the guardian of those who have no guardian; authority given to a regular administrator of justice (hakim), to supervise the interests of a person who does not have a natural guardian and who is unable to take care of his own affairs; such as a mentally ill or mentally disabled person.
*''Wilayat al-Usuba''—authority over administration of inheritance, and rights of inheritors in Sunni fiqh. (This authority is "not accepted by Imami scholars".)
Regarding jurist involvement in governance, definitions include:
*''Wilayat al-Mutlaqa'' (''absolute'' rule/authority, الولایه المطلقه) of the supreme faqih/jurisprudent, also transliterated as ''Velayat-e motlagh-e faghih'', ''Velayat-e motlaqeh-ye faqıh'', also called ''Wilayat al- Mutlaqa al-Elahiya'',
**has been defined as discretionary authority bestowed on the prophet Muhammad and on the Imams ( Ahmed Vaezi);
**has been defined (by the Ayatollah Khomeini circa 1988), to mean that the Islamic state has the religious mandate to suspend, if not revoke, substantive divine ordinances (''ahkam-e far‘ıyeh-ye elahıyeh'') such as hajj
Hajj (; ; also spelled Hadj, Haj or Haji) is an annual Islamic pilgrimage to Mecca, Saudi Arabia, the holiest city for Muslims. Hajj is a mandatory religious duty for capable Muslims that must be carried out at least once in their lifetim ...
or fasting if sees the need to;
**it has also been used (by Iranian conservatives circa 2010) to mean that at least in the case of the Islamic Republic of Iran, the head faqih has "the absolute right to make decisions for the state", notwithstanding the desires of any elected office holders or institutions or the general public. It is a "new term", applied by Khomeini "publicly", in 1990 when it "was enshrined in the constitution of Islamic Iran".
*''Wilayat al-Muqayada'' ("conditional" authority" of the faqih/jurisprudent) "restricts the right of the faqih for issuing governmental orders" to "permissibility cases" (''mubahat''), which must not be "in opposition" to "obligatory Islamic laws.
*''Wilayat al-Amma'' ("universal authority" of the faqih/jurisprudent). Supporters of this concept believe orders given by a jurist holder of "wilayat al-amma" are not restricted "to merely the administration of justice". They "may issue orders" which are "incumbent upon all Muslims, even other fuqaha, to obey". They have the "right and duty to lead the Shi’a community and undertake the full function and responsibilities of an infallible Imam". This is "the highest form of authority (Wilayat) bestowed upon the faqih" according to at least one cleric ( Ahmed Vaezi).
*''Wilayat al-Siyasiyya''—political authority, is one of the elements included in ''Wilayat al-amma''.
*''Wilayat at-Takwiniyyah'' (ontological guardianship). According to Muhammad Taqi Misbah Yazdi, ontological guardianship is "having authority over the entire universe and the rules governing it is basically related to God". This great power was granted by God "to the Prophet of Islam (S) and the infallible Imams (‘a)" and explains why they and certain other "saints" can perform miracles.
*''Wilayat at-Tashri‘iyyah'' (legislative guardianship) Also a term used by Muhammad Taqi Misbah Yazdi, is guardianship involving the "management of society", "which concerns the Prophet (S) and the infallible Imams (‘a)" and with Khomeini's system the ruling guardian jurist.
The term "mullahocracy" (rule by mullah
Mullah () is an honorific title for Islam, Muslim clergy and mosque Imam, leaders. The term is widely used in Iran and Afghanistan and is also used for a person who has higher education in Islamic theology and Sharia, sharia law.
The title h ...
s, i.e. by Islamic clerics) has been used as a pejorative term to describe Wilāyat al-Faqīh as government and specifically the Islamic Republic of Iran.
History
Early Islam
A foundational belief of Twelver Shi'ism
Twelver Shi'ism (), also known as Imamism () or Ithna Ashari, is the largest branch of Shi'a Islam, comprising about 90% of all Shi'a Muslims. The term ''Twelver'' refers to its adherents' belief in twelve divinely ordained leaders, known as ...
is that the spiritual and political successors of (the Islamic prophet) Muhammad
Muhammad (8 June 632 CE) was an Arab religious and political leader and the founder of Islam. Muhammad in Islam, According to Islam, he was a prophet who was divinely inspired to preach and confirm the tawhid, monotheistic teachings of A ...
are not caliph
A caliphate ( ) is an institution or public office under the leadership of an Islamic steward with Khalifa, the title of caliph (; , ), a person considered a political–religious successor to the Islamic prophet Muhammad and a leader of ...
s (as Sunni Muslims believe), but the "Imams
Imam (; , '; : , ') is an Islamic leadership position. For Sunni Muslims, Imam is most commonly used as the title of a prayer leader of a mosque. In this context, imams may lead Islamic prayers, serve as community leaders, and provide relig ...
"—a line starting with Muhammad's cousin, son-in-law and companion, Ali
Ali ibn Abi Talib (; ) was the fourth Rashidun caliph who ruled from until his assassination in 661, as well as the first Shia Imam. He was the cousin and son-in-law of the Islamic prophet Muhammad. Born to Abu Talib ibn Abd al-Muttalib an ...
(died 661 CE), and continuing with his male descendants. Imams were almost never in a position to rule territory, but did have the loyalty of their followers and delegated some of their functions, to "qualified members" of their community, "particularly in the judicial sphere".
In the late 9th century (873-874 CE) the Twelfth Imam, a boy at the time, is reported to have mysteriously disappeared. Historians believe that Shi'i jurists "responded by developing the idea" of the "occultation
An occultation is an event that occurs when one object is hidden from the observer by another object that passes between them. The term is often used in astronomy, but can also refer to any situation in which an object in the foreground blocks f ...
",[ whereby the 12th Imam was still alive but had "been withdrawn by God from the eyes of people" to protect his life until conditions were ripe for his reappearance.]
As the centuries have gone by and the wait continues (the Hidden Imam's "life has been miraculously prolonged"), the Shi'i community (''ummah''), has had to determine who, if anyone, has his authority (''wilayah'') for what functions during the Imam's absence. The delegation of some functions—for example, the collection and disbursement of religiously mandated tithes (zakat
Zakat (or Zakāh زكاة) is one of the Five Pillars of Islam. Zakat is the Arabic word for "Giving to Charity" or "Giving to the Needy". Zakat is a form of almsgiving, often collected by the Muslim Ummah. It is considered in Islam a relig ...
and khums
In Islam, khums ( ) is a tax on Muslims which obligates them to pay one-fifth (20%) of their acquired wealth from the spoils of war and, according to most Muslim jurists, other specified types of income, towards various designated beneficiarie ...
) — continued during occultation, but others were limited. Shi'i jurists, and especially al-Sharif al-Murtada (d. 1044 CE), forbade "waging of offensive jihad
''Jihad'' (; ) is an Arabic word that means "exerting", "striving", or "struggling", particularly with a praiseworthy aim. In an Islamic context, it encompasses almost any effort to make personal and social life conform with God in Islam, God ...
or (according to some jurists) the holding of Friday prayers", as this power was in abeyance (''saqit'') until the return of the Imam.
Al-Murtada also excluded implementing the penal code (''hudud
''Hudud'' is an Arabic word meaning "borders, boundaries, limits".
The word is applied in classical Islamic literature to punishments (ranging from public lashing, public stoning to death, amputation of hands, crucifixion, depending on the c ...
''), leading the community in jihad
''Jihad'' (; ) is an Arabic word that means "exerting", "striving", or "struggling", particularly with a praiseworthy aim. In an Islamic context, it encompasses almost any effort to make personal and social life conform with God in Islam, God ...
, and giving allegiance to any leader.
For many centuries, according to at least two historians (Moojan Momen
Moojan Momen (b. 1950) is a retired physician and historian specializing in Baháʼí studies who has published numerous books and articles about the Baháʼí Faith and Islam, especially Shia Islam, including for Encyclopædia Iranica the British ...
, Ervand Abrahamian
Ervand Abrahamian (; ; born 1940) is an Iranian-American historian of the Middle East. He is Distinguished Professor of History at Baruch College and the Graduate Center of the City University of New York.
Early life
Ervand Vahan Abrahamian wa ...
), Shia jurists have tended to stick to one of three approaches to the state: cooperated with it, trying to influence policies by becoming active in politics, or most commonly, remaining aloof from it.[ Momen, ''Introduction to Shi'i Islam'', 1985: p. 193.]
One firm supporter of governance by jurist -- Mohammad-Taqi Mesbah-Yazdi—describes the arrival of rule of jurist in Iran as a "revolution" after fourteen centuries of "lamentable" governance in the Islamic world.
Other supporters ( Ahmed Vaezi) insist that the idea that the governance by jurist is "new", is erroneous. Vaezi maintains it is the logical conclusion of arguments made by high-level Shia faqih of medieval times who argued that high-level Shia faqih be given authority, although their use of Taqiya
In Islam, ''taqiyya'' ()R. STROTHMANN, MOKTAR DJEBLI. Encyclopedia of Islam, 2nd ed, Brill. "TAKIYYA", vol. 10, p. 134. Quote: "TAKIYYA "prudence, fear" ... denotes dispensing with the ordinances of religion in cases of constraint of preaching ...
(precautionary dissimulation) prevents this from being obvious to us.
A significant event in Islamic and especially Shia history was the rise of the Safavid dynasty
The Safavid dynasty (; , ) was one of Iran's most significant ruling dynasties reigning from Safavid Iran, 1501 to 1736. Their rule is often considered the beginning of History of Iran, modern Iranian history, as well as one of the gunpowder em ...
(1501–1702), which at its height
ruled a vast area including modern day Iran and beyond. The Safavids forcibly converting Iran's population to the state religion of Twelver Shi'ism, (which continues to be the religion of a large majority of its population). According to Hamid Algar,
(a convert to Islam and supporter of Ruhollah Khomeini
Ruhollah Musavi Khomeini (17 May 1900 or 24 September 19023 June 1989) was an Iranian revolutionary, politician, political theorist, and religious leader. He was the founder of the Islamic Republic of Iran and the main leader of the Iranian ...
), under the Safavids, the general deputyship "occasionally was interpreted to include all the prerogatives of rule that in principle had belonged to the imams, but no special emphasis was placed on this." And in the nineteenth century, ''velayat-e faqih'' began "to be discussed as a distinct legal topic".
There are other theories by supporters of absolute ''Wilāyat al-Faqīh'' of when the doctrine was first advocated or practiced, or at least early examples of it.
One argument is that was probably first introduced in the fiqh
''Fiqh'' (; ) is the term for Islamic jurisprudence.[Fiqh](_blank)
Encyclopædia Britannica ''Fiqh'' is of ...
of Ja'far al-Sadiq
Ja'far al-Sadiq (; –765) was a Muslim hadith transmitter and the last agreed-upon Shia Imam between the Twelvers and Isma'ilis. Known by the title al-Sadiq ("The Truthful"), Ja'far was the eponymous founder of the Ja'fari school of Isla ...
(d.765) in the famous textbook Javaher-ol-Kalaam ().
The issue was reportedly mentioned by the earliest Shi'i
Shia Islam is the second-largest branch of Islam. It holds that Muhammad designated Ali ibn Abi Talib () as both his political successor (caliph) and as the spiritual leader of the Muslim community (imam). However, his right is understood to ...
mujtahids such as al-Shaykh Al-Mufid
Abu 'Abd Allah Muhammad ibn Muhammad ibn al-Nu'man al-'Ukbari al-Baghdadi, known as al-Shaykh al-Mufid () and Ibn al-Mu'allim (c.9481022 CE), was a prominent Iraqi Twelver Shia theologian. His father was a teacher (''mu'allim''), hence the n ...
(948–1022), and enforced for a while by Muhaqqiq Karaki during the era of Tahmasp I
Tahmasp I ( or ; 22 February 1514 – 14 May 1576) was the second shah of Safavid Iran from 1524 until his death in 1576. He was the eldest son of Shah Ismail I and his principal consort, Tajlu Khanum.
Tahmasp ascended the throne after the ...
(1524–1576).
Iranian cleric Mohammad Mahdee Naraqi, or at least his son Molla Ahmad Naraqi (1771-1829 C.E.), are said to have argued that "the scope of wilayat al-faqıh extends to political authority", more than a century earlier than Khomeini, and over all aspects of a believer's personal life, but never tried to establish or preach for the establishment of a state based on ''wilayat al-faqıh al-siyasıyah'' (the divine mandate of the jurisprudent to rule). Ahmad Naraqi insisted on the absolute guardianship of the jurist over all aspects of a believer's personal life, but he did not claim jurist's authority over public affairs nor present Islam as a modern political or state system. Nor did he pose any challenge to Fath Ali Shah Qajar, obediently declaring jihad against Russia for the Russo-Persian War (1826–1828)
The Russo-Persian War of 1826–1828 was the last major military conflict between the Russian Empire and Qajar Iran, which was fought over territorial disputes in the South Caucasus region.
Initiated by Russian expansionist aims and intensifie ...
, which Iran lost. According to Moojan Momen, "the most" that Naraqi or any Shi'i prior to Khomeini "have claimed is that kings and rulers should be guided in their actions and politics by the Shi'i faqih ..."[ Momen, ''Introduction to Shi'i Islam'', 1985: p. 196]
Naraqi's concept was not passed on by his most famous student, the great Shi'ite jurist Ayatullah Shaykh Murtaza Ansari, who argued against absolute authority of the jurist over all affairs of a believer's life.
According to John Esposito
John Louis Esposito (born May 19, 1940) is an American academic, professor of Middle Eastern studies, Middle Eastern and religious studies, and scholar of Islamic studies, who serves as Professor of Religion, International Affairs, and Islamic S ...
in ''The Oxford Dictionary of Islam
''The Oxford Dictionary of Islam'' is a dictionary of Islam, published by the Oxford University Press, with John Esposito as editor-in-chief.
Overview
The dictionary contains over 2,000 entries on a wide range of Islamic related topics.
Refere ...
'', the first Islamic scholar to advance the theory of the Guardianship of the Islamic Jurist (and who "developed a notion of 'rule of the jurist'") came much later -- Morteza Ansari (~1781–1864).
Mohamad Bazzi dates "the concept of wilayat al-faqih" as a model "of political rule" from "the early nineteenth century".
A doctrinal change in most of Twelver Shiism (and particularly Iran) in the late 18th century that gave Shi'i ulama the power to use of ''ijtihad
''Ijtihad'' ( ; ' , ) is an Islamic legal term referring to independent reasoning by an expert in Islamic law, or the thorough exertion of a jurist's mental faculty in finding a solution to a legal question. It is contrasted with '' taqlid'' ( ...
'' (i.e., reasoning) in the creation of new rules of ''fiqh
''Fiqh'' (; ) is the term for Islamic jurisprudence.[Fiqh](_blank)
Encyclopædia Britannica ''Fiqh'' is of ...
'', exclude hadith
Hadith is the Arabic word for a 'report' or an 'account f an event and refers to the Islamic oral tradition of anecdotes containing the purported words, actions, and the silent approvals of the Islamic prophet Muhammad or his immediate circle ...
they considered unreliable, and declaring it obligatory to for non-faqih Muslims (i.e. almost all Muslims) to obey a ''mujtahid
''Ijtihad'' ( ; ' , ) is an Islamic legal term referring to independent reasoning by an expert in Islamic law, or the thorough exertion of a jurist's mental faculty in finding a solution to a legal question. It is contrasted with '' taqlid'' (i ...
'' when seeking to determine Islamically correct behavior; was the triumph of the Usuli
Usulism () is the majority school of Twelver Shia Islam in opposition to the minority Akhbarism. The Usulis favor the use of (reasoning) in the creation of new rules of jurisprudence; in assessing hadith to exclude traditions they believe u ...
school of doctrine over the Akhbari
Akhbarism () is a branch of Twelver Shia Islam, whose adherents do not perform imitation ( ''taqlid'') of an islamic jurist ( ''marja''). Akhbaris rejects the use of intercessory reasoning via trained Islamic jurists to derive verdicts in ...
school.
But along with this doctrinal power came political, economic and social power—control by the ulama over activities left to the government in modern states — the clergy "directly collected and dispersed" the zakat
Zakat (or Zakāh زكاة) is one of the Five Pillars of Islam. Zakat is the Arabic word for "Giving to Charity" or "Giving to the Needy". Zakat is a form of almsgiving, often collected by the Muslim Ummah. It is considered in Islam a relig ...
and khums
In Islam, khums ( ) is a tax on Muslims which obligates them to pay one-fifth (20%) of their acquired wealth from the spoils of war and, according to most Muslim jurists, other specified types of income, towards various designated beneficiarie ...
taxes, had "huge" waqf
A (; , plural ), also called a (, plural or ), or ''mortmain'' property, is an Alienation (property law), inalienable charitable financial endowment, endowment under Sharia, Islamic law. It typically involves donating a building, plot ...
mortmains (religious foundations) as well as personal properties, "controlled most of the dispensing of justice", were "the primary educators, oversaw social welfare, and were frequently courted and even paid by rulers"[ Roy, ''Failure of Political Islam'', 1994: p.171] — but meant that as the nineteenth century progressed "important ulama" and their allies in the bazaar (the traditional commercial and banking sector) came into conflict with the secular authorities, specifically the shah.
Colonial and post-colonial era
In the late 19th and early 20th centuries, there were two major instances of jurist involvement in politics in Iran, (which continued to be the largest Shia-majority state and went on to be a major petroleum exporter).
* A fatwa in 1891 by Mirza Shirazi declaring tobacco forbidden, successfully undermining the overly generous 1890 tobacco concession granted to British imperialists by the monarch of Persia; and
*the support by Marja'
Marja (; plural ''marājiʿ''; ) is a title given to the highest level of Twelver Shia religious cleric, with the authority given by a hawzah (a seminary where Shi'a Muslim scholars are educated) to make legal decisions within the confines of Sh ...
Muhammad Kazim Khurasani (see below), for the democratic Persian Constitutional Revolution
The Persian Constitutional Revolution (, or ''Enghelāb-e Mashrūteh''), also known as the Constitutional Revolution of Iran, took place between 1905 and 1911 during the Qajar Iran, Qajar era. The revolution led to the establishment of a Majl ...
of 1905–1911.
The Tobacco Protest and Constitutional Revolution (and not the Islamic revolution
The Iranian Revolution (, ), also known as the 1979 Revolution, or the Islamic Revolution of 1979 (, ) was a series of events that culminated in the overthrow of the Pahlavi dynasty in 1979. The revolution led to the replacement of the Im ...
), have been described both as
*exceptions to apolitical stance of leading Shia jurists (Ervand Abrahamian
Ervand Abrahamian (; ; born 1940) is an Iranian-American historian of the Middle East. He is Distinguished Professor of History at Baruch College and the Graduate Center of the City University of New York.
Early life
Ervand Vahan Abrahamian wa ...
); and as
*the beginning of the end of a 1000 years of quietism among Shi'i, a "real shift in Shiite political thought", "when Shiites began to see the possibility of freely experimenting with politics", (Khalid bin Sulieman Addadh).
Ayatollah Sheikh Fazlollah Nouri who fought against a democratic law-making parliament in the 1905-1911 Iranian Constitutional Revolution
The Persian Constitutional Revolution (, or ''Enghelāb-e Mashrūteh''), also known as the Constitutional Revolution of Iran, took place between 1905 and 1911 during the Qajar era. The revolution led to the establishment of a parliament in I ...
(), predating Khomeini in supporting rule by sharia and opposing Western ideas in Iran.
Khomeini and Guardianship of the Islamic jurist as Islamic government
In the 1960s, Ayatollah Ruhollah Khomeini
Ruhollah Musavi Khomeini (17 May 1900 or 24 September 19023 June 1989) was an Iranian revolutionary, politician, political theorist, and religious leader. He was the founder of the Islamic Republic of Iran and the main leader of the Iranian ...
was the leading cleric fighting the monarch (Shah) of the secularist Pahlavi dynasty
The Pahlavi dynasty () is an List of monarchs of Iran, Iranian royal dynasty that was the Pahlavi Iran, last to rule Iran before the country's monarchy was abolished by the Iranian Revolution in 1979. It was founded in 1925 by Reza Shah, Reza S ...
.
In early 1970, when he was exiled to the holy Shia city of Najaf
Najaf is the capital city of the Najaf Governorate in central Iraq, about 160 km (99 mi) south of Baghdad. Its estimated population in 2024 is about 1.41 million people. It is widely considered amongst the holiest cities of Shia Islam an ...
, he gave a series of lectures on how "Islamic Government" required ''Wilayat Al Faqih''. Leading up to the revolution, a book based on the lectures (''The Jurist's Guardianship, Islamic Government'') was spread widely among his network of followers in Iran.[ Moin, ''Khomeini'', 1999: p.157]
As a ''faqih'', Khomeini was an expert on Islamic jurisprudence, and had originally supported an interpretation of ''Velayat-e faqih'' limited to "legal rulings, religious judgments, and intervention to protect the property of minors and the weak", even when "rulers are oppressive". In his 1941/1943 book ''Secrets Revealed'';[''Kashf-i Asrar'', (Secrets Revealed) (Tehran, n.d.) p.186; quoted in Abrahamian, Ervand, ''Iran Between Two Revolutions'', p.476] he specifically stated "we do not say that government must be in the hands of the ''faqih''".[ Khomeini, "A Warning to the Nation", 1981: p.170]
But in his 1970 book he argued that Faqih should get involved in politics not just in special situations, but that they must rule the state and society, and that monarchy or any other sort of non-Faqih government are "systems of unbelief ... all traces" of which it is the duty of Muslims to "destroy".[ Khomeini, ''Islamic Government'', 1981: p.48] In a true Islamic state (he maintained) only those who have knowledge of Sharia should hold government posts, and the country's ruler should be the ''faqih'' (a guardian jurist, ''Vali-ye faqih''), of the top rank—known as a Marjaʿ
Marja (; plural ''marājiʿ''; ) is a title given to the highest level of Twelver Shia religious cleric, with the authority given by a hawzah (a seminary where Shi'a Muslim scholars are educated) to make legal decisions within the confines of Is ...
—who "surpasses all others in knowledge" of Islamic law and justice[ Khomeini, ''Islamic Government'', 1981: p.59] — as well as having intelligence and administrative ability. Not only is the rule of Islamic jurists and obedience toward them an obligation of Islam, it is as important a religious obligation as any a Muslim has. "Our obeying holders of authority", like Islamic jurists, "is actually an expression of obedience to God."[ Khomeini, ''Islamic Government'', 1981: p.91] Preserving Islam — for which Wilāyat al-Faqīh is necessary — "is more necessary even than prayer and fasting".[ Khomeini, ''Islamic Government'', 1981: p.75]
The necessity of a Jurist leader to serve the people as "a vigilant trustee", enforcing "law and order", is not an ideal to strive for, but a matter of survival for Islam and Muslims. Without him, Islam will fall victim "to obsolescence and decay", as heretics, "atheists and unbelievers" add and subtract rites, institutions, and ordinances from the religion;[ Khomeini, ''Islamic Government'', 1981: p.52-3] Muslim society will stay divided "into two groups: oppressors and oppressed";[ Khomeini, ''Islamic Government'', 1981: p.49] Muslim government(s) will continue to be infested with corruption, "constant embezzlement";[ Khomeini, ''Islamic Government'', 1981: p.58] not just lacking in competence and virtue, but actively serving as agents of imperialist Western powers.
Their goal is
Khomeini, ''Islamic Government'', 1981: p. 34
Guardianship of the Islamic jurist and the revolution
Though in exile, Khomeini, had an extensive network of capable loyalists operating in Iran. As the monarch of Iran lost popularity and revolutionary fervour spread, Khomeini became not only the undisputed leader of the Revolution
In political science, a revolution (, 'a turn around') is a rapid, fundamental transformation of a society's class, state, ethnic or religious structures. According to sociologist Jack Goldstone, all revolutions contain "a common set of elements ...
that overthrew the Shah, but one treated with great reverence, even awe. While he often emphasized that Iran would become an Islamic state, he "never specified precisely what he meant by that term".[ Those within his network may have been learning about the necessity of rule by Jurists, but "in his interview, speeches, messages and fatvas" to the public during this period, there is "not a single reference to velayat-e faqih."]
When asked, Khomeini repeatedly denied Islamic clerics "want to rule" (August 18, 1979), "administer the state" (October 25, 1978), "hold power in the government" (26 October 1978), or that he himself would "occupy a post in the new government" (7 November 1978). In fact, he could become indignant at the suggestion -- "those who pretend that religious dignitaries should not rule, poison the atmosphere and combat against Iran's interests" (August 18, 1979).
As his supporters finalized a new post-revolutionary constitution and it became clear religious dignitaries (and specifically Khomeini) very much were going to rule, it came as shock to moderate and secular Muslims who had been within the fold of his broad movement, but by then he had solidified his hold on power.
Constitution of the Islamic Republic of Iran
Following the overthrow of the Shah by the Iranian Revolution
The Iranian Revolution (, ), also known as the 1979 Revolution, or the Islamic Revolution of 1979 (, ) was a series of events that culminated in the overthrow of the Pahlavi dynasty in 1979. The revolution led to the replacement of the Impe ...
, a modified form of Khomeini's doctrine was incorporated into the Constitution of Islamic Republic of Iran
The Constitution of the Islamic Republic of Iran (, ''Qanun-e Asasi-ye Jomhuri-ye Eslâmi-ye Iran'') is the supreme law of Iran. It was adopted by referendum on 2 and 3 December 1979, and went into force replacing the Constitution of 1906. It ...
, adopted by referendum on 2 and 3 December 1979. It established the first country (and so far only) in history to apply the principal of ''velayat-e faqih'' to government. The jurist who surpassed all others in learning and justice as well as having intelligence and administrative ability, was Khomeini himself.
"The plan of the Islamic government" is "based upon wilayat al-faqih, as proposed by Imam
Khumaynî .e. Khomeini, according to the constitution, which was drafted by an assembly made up primarily by disciples of Khomeini.[ Abrahamian, ''Khomeinism'', 1993: p.33-36]
While the constitution made concessions to popular sovereignty—including an elected president and parliament—"the Leader" was given "authority to dismiss the president, appoint the main military commanders, declare war and peace, and name senior clerics to the Guardian Council
The Guardian Council (also called Council of Guardians or Constitutional Council, ) is an appointed and constitutionally mandated 12-member council that wields considerable power and influence in the Islamic Republic of Iran.
The constitution ...
", (a powerful body which can veto legislation and disqualify candidates for office).[ Abrahamian, ''Khomeinism'', 1993: p.34]
Hezbollah of Lebanon
Khomeini's concept of wilayat al-faqih was to be universal and not to be limited to Iran. In one of his speeches, he declared:
We shall export our revolution to the whole world. Until the cry 'There is no god but Allah' resounds over the whole world, there will be struggle.
In the early 1980s, Ayatollah Khomeini sent some of his followers, including 1500 Iranian Islamic Revolutionary Guard Corps (pasdaran) instructors, to Lebanon
Lebanon, officially the Republic of Lebanon, is a country in the Levant region of West Asia. Situated at the crossroads of the Mediterranean Basin and the Arabian Peninsula, it is bordered by Syria to the north and east, Israel to the south ...
to form Hezbollah
Hezbollah ( ; , , ) is a Lebanese Shia Islamist political party and paramilitary group. Hezbollah's paramilitary wing is the Jihad Council, and its political wing is the Loyalty to the Resistance Bloc party in the Lebanese Parliament. I ...
, a Shia Islamist political party and militant group, committed to bringing Islamic revolution and rule of ''wilayat al-faqih'' in Lebanon.[Adam Shatz, New York Review of Books, 29 April 200]
In Search of Hezbollah
. Retrieved 15 August 2006.
A large fraction of Lebanon's population was Shia, and they had grown to become the largest confessional group in Lebanon, but had traditionally been subservient to Lebanese Christians and Sunni Muslims. Over time Hezbollah's para-military wing grew to be considered stronger than the Lebanese army,
and Hezbollah to become described as a "state within a state
Deep state is a term used for (real or imagined) potential, unauthorized and often secret networks of power operating independently of a state's political leadership in pursuit of their own agendas and goals.
Although the term originated in Turke ...
". By 2008, the goal of transforming Lebanon into somewhere like Iran had been abandoned in favor of "a more inclusive approach".
Under the Islamic Republic
The establishment of the Islamic Republic and Wilayat al-faqih rule was not without conflict. In his manifesto ''Islamic Government'', Khomeini had warned sternly about measures that Islam will take with "troublesome" groups that damage "Islam and the Islamic state", and noted that the Prophet Muhammad had "eliminated" one "troublesome group" (i.e. the tribe Bani Qurayza whose men were all executed and women and children enslaved after the tribe collaborated with Muhammad's enemies and later refuse to convert to Islam).
In revolutionary Iran, more than 7900 political prisoners were executed between 1981 and 1985,
(according to historian Ervand Abrahamian, this compares with the "less than 100" killed by the monarchy during the eight years leading up to the revolution). In addition, the prison system was "drastically expanded" and prison conditions made "drastically worse" under the Islamic Republic.[source: Anonymous "Prison and Imprisonment", ''Mojahed'', 174–256 (20 October 19838 August 1985).][Abrahamian, ''Tortured Confessions'' (1999), p.135-6, 167, 169] Press freedom was also tightened, with the international group the Reporters Without Borders
Reporters Without Borders (RWB; ; RSF) is an international non-profit and non-governmental organisation, non-governmental organization headquartered in Paris, which focuses on safeguarding the right to freedom of information. It describes its a ...
declaring Iran one of the world's most repressive countries for journalists" for the first 40 years after the revolution (1980–2020).
In the world of Shi'i Islam, inside and outside of Iran, "the velayat-e faqih thesis was rejected by almost the entire dozen grand ayatollahs living" in the first years of the revolution.
In 1988 and 89, shortly before and after Khomeini's death, significant changes were made to the constitution and the concept of Wilāyat al-Faqīh,[ increasing the power of the Supreme Leader but reducing the scholarly qualifications needed for any new one.
In January–February 1988 Khomeini publicly propounded the theory of ''velayat-e motlaqaye faqih'' ("the absolute authority of the jurist"), whereby obedience to the ruling jurist is to "be as incumbent on the believer as the performance of prayer", and the guardian jurist's powers "extend even to the temporary suspension of such essential rites of Islam as the ]hajj
Hajj (; ; also spelled Hadj, Haj or Haji) is an annual Islamic pilgrimage to Mecca, Saudi Arabia, the holiest city for Muslims. Hajj is a mandatory religious duty for capable Muslims that must be carried out at least once in their lifetim ...
", (despite the fact that his 1970 book insists that "in Islam the legislative power and competence to establish laws belongs exclusively to God Almighty").[ Khomeini, ''Islamic Government'', 1981: p.56]
The new theory was instigated by the need "to break the stalemate" within the Islamic Government on "controversial items of social and economic legislation".[
In March 1989 Khomeini declared that all his successors as ruler should only be clerics knowledgeable about "the problems of the day" — the contemporary world and economic, social and political matters — not "religious" clerics,][ despite the fact that he had spent decades preaching that only application of sharia law would solve the problems of this world.][ Abrahamian, ''Khomeinism'', 1993: p.35]
In the same month, Khomeini's officially designated successor, Hussein-Ali Montazeri
Grand Ayatollah Hussein-Ali Montazeri ( ; 24 September 1922 – 19 December 2009) was an Iranian Shia Islamic theologian, Islamic democracy advocate, writer, and human rights activist. He was one of the leaders of the Iranian Revolution and on ...
, was ousted, after he called for "an open assessment of failures" of the Revolution and an end to efforts to export it. The Iranian constitution called for the Leader/Wali Al Faqih to be a marja', and Montazeri was the only ''marjaʿ
Marja (; plural ''marājiʿ''; ) is a title given to the highest level of Twelver Shia religious cleric, with the authority given by a hawzah (a seminary where Shi'a Muslim scholars are educated) to make legal decisions within the confines of Is ...
al-taqlid'' beside Khomeini who had been part of Khomeini's movement, and the only senior cleric (formerly) trusted by Khomeini's network.[ Consequently, after Khomeini died, the ]Assembly of Experts
The Assembly of Experts (), also translated as the Assembly of Experts of the Leadership or as the Council of Experts, is the deliberative body empowered to appoint the Supreme Leader of Iran. All directly elected members must first be vetted ...
amended the constitution to remove scholarly seniority from the qualifications of the leader, accommodating the appointment of a "mid-ranking" but loyal cleric (Ali Khamenei
Ali Hosseini Khamenei (; born 19 April 1939) is an Iranian cleric and politician who has served as the second supreme leader of Iran since 1989. He previously served as the third President of Iran, president from 1981 to 1989. Khamenei's tenure ...
), to be the new Faqih/Leader.[ Lacking religious credentials, Khamenei has used "other means, such as patronage, media propaganda, and the security apparatus" to establish his power.
In the 21st century, many have noted a severe loss of prestige in Iran for the fuqaha (Islamic jurists)][Molavi, Afshin, ''The Soul of Iran'', Norton, (2005), p. 10.] and for the concept of Wilayat al-faqih. "In the early 1980s, clerics were generally treated with elaborate courtesy." 20 years later, "clerics are sometimes insulted by school children and taxi drivers and they quite often put on normal clothes when venturing outside Qom
Qom (; ) is a city in the Central District of Qom County, Qom province, Iran, serving as capital of the province, the county, and the district. It is the seventh largest metropolis and also the seventh largest city in Iran. The city is ...
."[Who Rules Iran?](_blank)
Christopher de Bellaigue. ''New York Review of Books''. June 27, 2002. Chants of ‘Death to the dictator’ (''Marg Bar Diktator'', dictator a reference to the Supreme Leader), and “Death to velayat-e faqih”, have been heard during protests in Iran, which have become serious enough to see as many as 1,500 protesters killed by security forces (in one series of protests in late 2019 and early 2020).
In Iraq
Iraq, officially the Republic of Iraq, is a country in West Asia. It is bordered by Saudi Arabia to Iraq–Saudi Arabia border, the south, Turkey to Iraq–Turkey border, the north, Iran to Iran–Iraq border, the east, the Persian Gulf and ...
, another Shia-majority country that is smaller and less stable than Iran and shares a border with it, sentiment against Iranian influence in 2019 led to demonstrations and attacks with Molotov cocktail
A Molotov cocktail (among several other names – ''see '') is a hand-thrown incendiary weapon consisting of a frangible container filled with flammable substances and equipped with a Fuse (explosives), fuse (typically a glass bottle filled wit ...
s against the Iranian Consulate in Karbala
Karbala is a major city in central Iraq. It is the capital of Karbala Governorate. With an estimated population of 691,100 people in 2024, Karbala is the second largest city in central Iraq, after Baghdad. The city is located about southwest ...
. Political forces alleged to be under the control of Iran there have sometimes been disparagingly referred to as "the arms of ''Wilayat al-Faqih''."
The current Supreme Leader, Ali Khamenei
Ali Hosseini Khamenei (; born 19 April 1939) is an Iranian cleric and politician who has served as the second supreme leader of Iran since 1989. He previously served as the third President of Iran, president from 1981 to 1989. Khamenei's tenure ...
(age ), is thought to have taken some pain "to ensure that after his death Iran maintains an anti-American line and regime clerics continues to have "control of important state institutions". To this end, he has initiated a "massive purge" of "all but the most reliable and obedient members" of the political class, and worked to eliminate the government's generous consumer subsidies that while very popular drain the treasury. According to Ray Takeyh
Ray Takeyh is an Iranian-American Middle East scholar, former United States Department of State official, and a senior fellow at the Council on Foreign Relations.
Early life
Ray Takeyh was born to an Assyrian family in Tehran, Iran in 1966. His ...
of the Council on Foreign Relations
The Council on Foreign Relations (CFR) is an American think tank focused on Foreign policy of the United States, U.S. foreign policy and international relations. Founded in 1921, it is an independent and nonpartisan 501(c)(3) nonprofit organi ...
, the choice of the next Supreme Leader will likely not be deliberated by the body designed to do that—the Assembly of Experts
The Assembly of Experts (), also translated as the Assembly of Experts of the Leadership or as the Council of Experts, is the deliberative body empowered to appoint the Supreme Leader of Iran. All directly elected members must first be vetted ...
—but be made in a Possible candidates to succeed Khamenei include Khamenei's son, Mojtaba Khamenei.
Velayat-e Faqih in the Iranian constitution
According to the constitution of Iran, Islamic republic is defined as a state ruled by Islamic jurists (Fuqaha). Article Five reads
"During the Occultation of the ''Walial-'Asr'' ord of the Age, i.e. the Hidden Imam(may God hasten his reappearance), the ''wilayah'' and leadership of the ''Ummah'' ationdevolve upon the just 'ʿadil''and pious 'muttaqi''faqih, who is fully aware of the circumstances of his age; courageous, resourceful, and
possessed of administrative ability, will assume the responsibilities of this office in accordance with Article 107.
(Other articles—107 to 112—specify the procedure for selecting the leader and list his constitutional functions.)
Articles 57 and 110 delineate the power of the ruling jurist. Article 57 states that there are other bodies/branches in the government but they are all under the control/supervision of the Leader.
The power of government in the Islamic Republic are vested in the legislature, the judiciary, and the executive powers, functioning under the supervision of the absolute religious leader and the leadership of the ummah.
According to article 110, the supervisory powers of the
Supreme Leader as a Vali-e-faqih are:
* appointing the jurists to the guardian council;
* appointing the highest judicial authority in the country;
* supreme command over the armed forces and Islamic Revolution Guards Corps
The Islamic Revolutionary Guard Corps (IRGC), also known as the Iranian Revolutionary Guards, is a multi-service primary branch of the Iranian Armed Forces. It was officially established by Ruhollah Khomeini as a military branch in May 1979 i ...
;
* signing the certificate of appointment allowing the president to take office;
* dismissal of the president if he feels it is in the national interest;
* granting amnesty on the recommendation of the supreme court.
The constitution quotes many verses of the Quran (21:92, 7:157, 21:105, 3:28, 28:5) in support of its aims and goals.
In support of "the continuation of the Revolution at home and abroad. ... nd working withother Islamic and popular movements to prepare the way for the formation of a single world community", and "to assure the continuation of the struggle for the liberation of all deprived and oppressed peoples in the world." it quotes Q.21:92:
*"This your community is a single community, and I am your Lord, so worship Me".
In support of "the righteous" assuming "the responsibility of governing and administering the country" it quotes Quranic verse Q.21:105:
* "Verily My righteous servants shall inherit the earth".
On the basis of the principles of the trusteeship and the permanent Imamate, rule is counted as a function of jurists. Ruling jurists must hold the religious office of "source of imitation" and be considered qualified to deliver independent judgments on religious general principles (fatwa
A fatwa (; ; ; ) is a legal ruling on a point of Islamic law (sharia) given by a qualified Islamic jurist ('' faqih'') in response to a question posed by a private individual, judge or government. A jurist issuing fatwas is called a ''mufti'', ...
s). Furthermore, they must be upright, pious, committed experts on Islam, informed about the issues of the times, and known as God-fearing, brave and qualified for leadership.
In chapter one of the constitution, where fundamental principles are expressed, article 2, section 6a, states that "continuous ijtihad of the fuqaha uristspossessing necessary qualifications, exercised on the basis of the Qur'an and the Sunnah" is a principle in Islamic government.
Varieties of viewpoints
There is a wide spectrum of viewpoints among Ja'fari
The Jaʿfarī school, also known as the Jafarite school, Jaʿfarī fiqh () or Ja'fari jurisprudence, is a prominent school of jurisprudence (''fiqh'') within Twelver and Ismaili (including Nizari) Shia Islam, named after the sixth Imam, Ja'far ...
(the Twelver Shia school of law) scholars about how much power ''wilāyat al-faqīh'' should have. At the minimal end, scholars
*restrict the scope of the doctrine to non-litigious matters ('' al-omour al-hesbiah''),[ people or things in Islamic society that lack a guardian over their interests (الامور الحسبیه), including unattended children, religious endowments (]waqf
A (; , plural ), also called a (, plural or ), or ''mortmain'' property, is an Alienation (property law), inalienable charitable financial endowment, endowment under Sharia, Islamic law. It typically involves donating a building, plot ...
),[ and property for which no specific person is responsible, as well as judicial matters, such as mediating disputes;
At the other extreme of the jurisprudence spectrum, is
*the "absolute authority of the jurist" (''velayat-e motlaqaye faqih''), over all public matters, where the mandate of the ruling jurisprudent/jurist/faqih is "among the primary ordinances of Islam".] Here the ruling faqih has control over all public matters including governance of states; has such power over religious affairs that he can (temporary) suspend religious obligations, such as the salat
''Salah'' (, also spelled ''salat'') is the practice of formal ibadah, worship in Islam, consisting of a series of ritual prayers performed at prescribed times daily. These prayers, which consist of units known as rak'a, ''rak'ah'', include ...
prayer or hajj
Hajj (; ; also spelled Hadj, Haj or Haji) is an annual Islamic pilgrimage to Mecca, Saudi Arabia, the holiest city for Muslims. Hajj is a mandatory religious duty for capable Muslims that must be carried out at least once in their lifetim ...
; and is owed such deference that the obligation of Muslims to obey him is as important as the obligation to perform those religious obligations he has the power to suspend.[
As of 2011, (at least according to authors Alireza Nader, David E. Thaler and S. R. Bohandy), those in Iran who believe in ''velayat-e faqih'' tend to fall into one of three categories listed below (the first and last roughly matching the two categories above, plus a middle view between the other two):
#those who believe faqih should not be involved in politics ("the "quietist" or "traditional concept") and question the need for a ]Supreme Leader
A supreme leader or supreme ruler typically refers to powerful figures with an unchallenged authority, such as autocrats, dictators to spiritual and revolutionary leaders. Historic examples are Adolf Hitler () of Nazi Germany, Francisco ...
— a view that while accepted in much of the Shi'i world, is outside the "red lines" of the Islamic Republic;
#those (such as the late Ayatollah Hussein-Ali Montazeri
Grand Ayatollah Hussein-Ali Montazeri ( ; 24 September 1922 – 19 December 2009) was an Iranian Shia Islamic theologian, Islamic democracy advocate, writer, and human rights activist. He was one of the leaders of the Iranian Revolution and on ...
) who believe that the leader exercising ''velayat-e-faqih'' should be a "religious-ideological guardian", not chief executive, and subject to democratic constraints such as direct elections, term limits, etc.; and
# those (such as conservatives like Mohammad-Taqi Mesbah-Yazdi and vigilantes who attack reformers), who believe in "absolute" ''velayat-e faqih'', and think those who do not are "betraying Khomeini and the Islamic Revolution".
Limited role for Guardianship
Traditionally Shi'i
Shia Islam is the second-largest branch of Islam. It holds that Muhammad designated Ali ibn Abi Talib () as both his political successor (caliph) and as the spiritual leader of the Muslim community (imam). However, his right is understood to ...
jurists have tended to this interpretation, and for most Muslims ''wilayat al-faqih'' "meant no more than legal guardianship of senior clerics over those deemed incapable of looking after their own interests — minors, widows, and the insane"[ Abrahamian, ''Khomeinism'', 1993: p.19] (known as ‘mawla alayh’, one who is need of a guardian).
Political power was to be left to Shi'i monarchs called "Sultans", who should defend the territory against the non-Shi'a. For example, according to Iranian historian Ervand Abrahamian
Ervand Abrahamian (; ; born 1940) is an Iranian-American historian of the Middle East. He is Distinguished Professor of History at Baruch College and the Graduate Center of the City University of New York.
Early life
Ervand Vahan Abrahamian wa ...
, in centuries of debate among Shi'i scholars, none have "ever explicitly contended that monarchies per se were illegitimate or that the senior clergy had the authority to control the state."[ Other main responsibilities (i.e. guardianship) the 'ulama's were:
* to study the law based on the Qur'an, Sunnah and the teachings of the Twelve Imams.
* to use reason
* to update these laws;
* issue pronouncements on new problems;
* adjudicate in legal disputes; and
* distribute the '']khums
In Islam, khums ( ) is a tax on Muslims which obligates them to pay one-fifth (20%) of their acquired wealth from the spoils of war and, according to most Muslim jurists, other specified types of income, towards various designated beneficiarie ...
'' contributions to worthy widows, orphans
An orphan is a child whose parents have died, are unknown, or have permanently abandoned them. It can also refer to a child who has lost only one parent, as the Hebrew translation, for example, is "fatherless". In some languages, such as Swedis ...
, seminary
A seminary, school of theology, theological college, or divinity school is an educational institution for educating students (sometimes called seminarians) in scripture and theology, generally to prepare them for ordination to serve as cle ...
students, and indigent male descendants of the Prophet.[
Ahmed Vaezi (a supporter of the rule of the Islamic jurist) lists the "traditional roles and functions that qualified jurists undertake as deputies of the Imam", and that "in the history of Imami Shi’ism, ''marja’aiyya'' (authoritative reference) has largely been restricted to":]
# providing fatwas ("legal and juridical decrees") as a “Marja’a taqleed”, for those who "lack sufficient knowledge of Islamic law and the legal system (Shari’ah)" (which Vaezi insists is not part of guardianship/''Wilayat al-Faqih'');
# mediating disputes and judging in legal cases. (which Vaezi insists Imami welver Shi'iMuslims believe is a "function of ''wilayat al-qada'' or ''al-hukuma'');
# Hisbiya Affairs (''Al-Umur al-Hisbiya''), i.e. providing a guardian for those who need one (for example, when the father of a minor or an insane person dies. Also religious endowments, inheritance and funerals). Imami jurists disagree (according to Vaezi) over whether this role is "appointed by the Shari’ah" or just a good idea because jurists are "naturally the best suited for the role".
This view "dominated Shi’a discourse on issues of religion and governance for centuries before the Islamic Revolution", and still dominates it both in Najaf
Najaf is the capital city of the Najaf Governorate in central Iraq, about 160 km (99 mi) south of Baghdad. Its estimated population in 2024 is about 1.41 million people. It is widely considered amongst the holiest cities of Shia Islam an ...
and Karbala
Karbala is a major city in central Iraq. It is the capital of Karbala Governorate. With an estimated population of 691,100 people in 2024, Karbala is the second largest city in central Iraq, after Baghdad. The city is located about southwest ...
-- "Shi’a centers of thought" outside of the Islamic Republic of Iran—and even within the IRI is still influential in the holy city of Qom
Qom (; ) is a city in the Central District of Qom County, Qom province, Iran, serving as capital of the province, the county, and the district. It is the seventh largest metropolis and also the seventh largest city in Iran. The city is ...
.
Supporters of keeping ''wilayat'' out of politics and governance argue universal ''wilayat'' puts sane adults in the same category as those who are impotent in their affairs, and need a guardian to protect their interests.
This is not to say that sane, adult Shi'i do not seek and follow religious guidance from faqih. A long-standing doctrine in Shi'i Islam is that (Shi'i) Muslims should have a faqih "source to follow" or "religious reference", known as a ''Marjaʿ
Marja (; plural ''marājiʿ''; ) is a title given to the highest level of Twelver Shia religious cleric, with the authority given by a hawzah (a seminary where Shi'a Muslim scholars are educated) to make legal decisions within the confines of Is ...
al-taqlid''. Marjaʿ receive tithe
A tithe (; from Old English: ''teogoþa'' "tenth") is a one-tenth part of something, paid as a contribution to a religious organization or compulsory tax to government. Modern tithes are normally voluntary and paid in money, cash, cheques or v ...
s from their followers and issue fatwa
A fatwa (; ; ; ) is a legal ruling on a point of Islamic law (sharia) given by a qualified Islamic jurist ('' faqih'') in response to a question posed by a private individual, judge or government. A jurist issuing fatwas is called a ''mufti'', ...
to them, but unlike Wali al-Faqih, it is the individual Muslim who chooses the marjaʿ, and the marja' do not have the power of the state or of militias to enforce their commands.
A minority view was that senior faqih had the right to enter political disputes "but only temporarily and when the monarch endangered the whole community".[ Abrahamian, ''Khomeinism'', 1993: p.20] (An example being the December 1891 fatwa by Mirza Shirazi declaring tobacco forbidden, a successful effort to undermine the 1890 tobacco concession granted to the United Kingdom by Nasir al-Din Shah
Naser al-Din Shah Qajar (; ; 17 July 1831 – 1 May 1896) was the fourth Shah of Qajar Iran from 5 September 1848 to 1 May 1896 when he was assassinated. During his rule there was internal pressure from the people of Iran, as well as external ...
of Persia, giving British control over growth, sale and export of tobacco.)
Scriptural basis
The basis of ''wilayah''/guardianship over mentally sound people (not just minors and mentally disabled) by God, the Prophet Muhammad, and the Imams, which appears in principles of faith and kalam
''Ilm al-kalam'' or ''ilm al-lahut'', often shortened to ''kalam'', is the scholastic, speculative, or rational study of Islamic theology ('' aqida''). It can also be defined as the science that studies the fundamental doctrines of Islamic fai ...
can be interpreted from verse 5:55 in the Quran.
According to Ahmed Vaezi,
"Imami welver Shi'itheologians refer to the Qur’an (especially Chapter 5, Verse 55) and prophetic traditions to support the exclusive authority (i.e. exclusive Wilayat) of the Imams".
إِنَّمَا وَلِيُّكُمُ ٱللَّهُ وَرَسُولُهُۥ وَٱلَّذِينَ ءَامَنُوا۟ ٱلَّذِينَ يُقِيمُونَ ٱلصَّلَوٰةَ وَيُؤْتُونَ ٱلزَّكَوٰةَ وَهُمْ رَٰكِعُونَ
Your ally is none but Allah and hereforeHis Messenger and those who have believed - those who establish prayer and give zakah, and they bow n worship (Q.5:55)
In Q.5:55, "those who believe”, may sound like it refers to Muslim believers in general, but (according to Ahmed Vaezi) Shi’a commentators have interpreted "those who believe” to mean the Shi'i Imams. (Sunni Muslims do not believe "those who believe" refers to the Imams.)
Role of ruler for Guardian
Khomeini
Evolution of views
In an early work, ''Kashf al-Asrar'', (''Secrets Revealed'', published in the 1940s), Khomeini had made ambiguous statements, arguing that “the state must be administered with the divine law, which defines the interests of the country and the people, and this cannot be achieved without clerical supervision (''nezarat-e rouhanı'')”,[Khomeini, mamSeyyed Ruhollah Musavi- n.d. ]944
Year 944 ( CMXLIV) was a leap year starting on Monday of the Julian calendar.
Events
By place
Byzantine Empire
* Arab–Byzantine War: Byzantine forces are defeated by Sayf al-Dawla. He captures the city of Aleppo, and extends his c ...
Kashf al-Asrar, n.p. ehran p.222. Quoted in but had not called for Jurists to rule or for them to replace monarchs -- "we do not say that government must be in the hands of the ''faqih''".[ He had also asserted that the practical "power of the mujtaheds" (i.e. faqih who have sufficient learning to conduct independent reasoning, known as ]Ijtihad
''Ijtihad'' ( ; ' , ) is an Islamic legal term referring to independent reasoning by an expert in Islamic law, or the thorough exertion of a jurist's mental faculty in finding a solution to a legal question. It is contrasted with '' taqlid'' ( ...
),
excludes the government and includes only simple matters such as legal rulings, religious judgments, and intervention to protect the property of minors and the weak. Even when rulers are oppressive and against the people, they he mujtahedswill not try to destroy the rulers.[
]
Khomeini preached that God had created sharia
Sharia, Sharī'ah, Shari'a, or Shariah () is a body of religious law that forms a part of the Islamic tradition based on Islamic holy books, scriptures of Islam, particularly the Quran, Qur'an and hadith. In Islamic terminology ''sharīʿah'' ...
to guide the Islamic community (ummah
' (; ) is an Arabic word meaning Muslim identity, nation, religious community, or the concept of a Commonwealth of the Muslim Believers ( '). It is a synonym for ' (, lit. 'the Islamic nation'); it is commonly used to mean the collective com ...
), the state to implement sharia
Sharia, Sharī'ah, Shari'a, or Shariah () is a body of religious law that forms a part of the Islamic tradition based on Islamic holy books, scriptures of Islam, particularly the Quran, Qur'an and hadith. In Islamic terminology ''sharīʿah'' ...
, and faqih to understand and implement sharia
Sharia, Sharī'ah, Shari'a, or Shariah () is a body of religious law that forms a part of the Islamic tradition based on Islamic holy books, scriptures of Islam, particularly the Quran, Qur'an and hadith. In Islamic terminology ''sharīʿah'' ...
.[
In dispensing with the traditional limited idea of ''wilayat al-faqih'' in his later work ''Islamic Government'', Khomeini explains that there is little difference between guardianship over the nation and guardianship over a young person:
]"Wilayat al-faqih is among the rational, extrinsic (ʿaqla' tibari) matters and has no reality apart from appointment (jaCI), like the appointment of a guardian for a young person. Guardianship over the nation and guardianship over a young person are no different from each other in regard to duty and position. It is like the Imam appointing someone to be the guardian of a young person, or appointing someone to govern, or appointing him to some post. In such instances, it is not reasonable o suggestthat the Prophet and the Imam would differ from the faqih.
Shortly before he died, Khomeini gave perhaps his strongest statement about the power of the wilayat al-faqih in a letter to Ayatollah Ali Khamenei
Ali Hosseini Khamenei (; born 19 April 1939) is an Iranian cleric and politician who has served as the second supreme leader of Iran since 1989. He previously served as the third President of Iran, president from 1981 to 1989. Khamenei's tenure ...
(later the second Supreme Leader of Iran
The supreme leader of Iran, also referred to as the supreme leader of the Islamic Revolution, but officially called the supreme leadership authority, is the head of state and the highest political and religious authority of Iran (above the Presi ...
:
The government or the absolute guardianship (''al-wilayat al-mutlaqa'') that is delegated to the noblest messenger of Allah is the most important divine law and has priority over all other ordinances of the ivinelaw. If the powers of the government were restricted to the framework of ordinances of the law then the delegation of the authority to the Prophet would be a senseless phenomenon. I have to say that government is a branch of the Prophet's absolute Wilayat and one of the primary (first order) rules of Islam that has priority over all ordinances of the law even praying, fasting and Hajj…The Islamic State could prevent implementation of everything – devotional and non- devotional – that so long as it seems against Islam's interests.
Scriptural basis for guardian being ruler
Khomeini's arguments
While there are no sacred texts of Shia (or Sunni) Islam that include a straightforward statement that the Muslim community should or must be ruled over by Islamic jurists, Khomeini maintained there were "numerous traditions adiththat indicate the scholars of Islam are to exercise rule during the Occultation".[ Khomeini, ''Islamic Government'', 1981: p.81]
The first one he offered as proof was a saying addressed to a corrupt, but well-connected judge in early Islam, attributed to the first Imam, 'Ali --
*"The seat you are occupying is filled by someone who is a prophet, the legatee of a prophet, or else a sinful wretch"[
This is given as evidence on the grounds that
:A) when the hadith says a judge is addressed, that must mean he is a trained Islamic jurist since they are "by definition learned in matters pertaining to the function of judge",][ Khomeini, ''Islamic Government'', 1981: p.84]
:B) Since trained jurists are neither sinful wretches nor prophets, by process of elimination "we deduce from the tradition" not that Ali is shaming the judge for being a sinful wretch when he should be emulating the virtue and wisdom of the prophet, but that Ali is declaring "that the fuqaha (jurists) are the legatees,"[ which means that since the prophet was given the power to rule over the Muslim community and all it conquered, the jurists' legacy includes that same power.
There are several other hadith and Quranic verses cited by Khomeini which he interprets to mean that those "in authority" are jurists, those who transmit his statements are jurists, and that obedience to successors and transmitters of teachings and protectors of Islam should be social and political:
*"Obey those among you who have authority" (Q.4:59);][
*"those who transmit my statements and my traditions and teach them to the people" are the successors of Imam Ali's (Ali is said to have narrated);
*Ali also ordered "all believers to obey his successors", this meant his successors were jurists and Muslim should obey not just their religious teachings but their orders as rulers;][
*"Believers who are fuqaha lural of faqih">faqih.html" ;"title="lural of faqih">lural of faqihare the fortresses of Islam, like the encircling walls that protect a city", according to a narration of the Seventh Imam][ (Vaezi also cites this);]
*The twelfth Imam had preached that future generations should obey those who knew his teachings since those people were his representatives among the people in the same way as he was God's representative among believers.[ Abrahamian, ''Khomeinism'', 1993: p.24-25]
The Sound Transmission of Qadah
Other supporters have offered more hadith. Ahmed Vaezi cites a narration by Imam Ja'far al-Sadiq
Ja'far al-Sadiq (; –765) was a Muslim hadith transmitter and the last agreed-upon Shia Imam between the Twelvers and Isma'ilis. Known by the title al-Sadiq ("The Truthful"), Ja'far was the eponymous founder of the Ja'fari school of Isla ...
, according to whom Muhammad said:
*"The superiority of the learned man over the mere worshipper is like that of the full moon over the stars. Truly the religious scholars (''ulema
In Islam, the ''ulama'' ( ; also spelled ''ulema''; ; singular ; feminine singular , plural ) are scholars of Islamic doctrine and law. They are considered the guardians, transmitters, and interpreters of religious knowledge in Islam.
"Ulama ...
'') are the heirs of the Prophet (pbuh); the prophets bequeathed not gold (''dinar
The dinar () is the name of the principal currency unit in several countries near the Mediterranean Sea, with a more widespread historical use. The English word "dinar" is the transliteration of the Arabic دينار (''dīnār''), which was bor ...
'') and silver ('' dirham
The dirham, dirhem or drahm is a unit of currency and of mass. It is the name of the currencies of Moroccan dirham, Morocco, the United Arab Emirates dirham, United Arab Emirates and Armenian dram, Armenia, and is the name of a currency subdivisi ...
'') instead they bequeathed knowledge, and whoever acquires it has indeed acquired a generous portion of their legacy
According to Vaezi, the meaning of this is not just that the knowledge the ulema have about Islam is more valuable than precious metals, but that being "the heirs of the Prophet",
they have inherited not just his knowledge but "all the attributes and responsibilities that Allah designated for him", including his authority "as the guardian and leader of the ''
''" (Islamic community), which includes the power to rule.