Whale Evolution
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The evolution of cetaceans is thought to have begun in the
Indian subcontinent The Indian subcontinent is a physiographic region of Asia below the Himalayas which projects into the Indian Ocean between the Bay of Bengal to the east and the Arabian Sea to the west. It is now divided between Bangladesh, India, and Pakista ...
from
even-toed ungulates Artiodactyls are placental mammals belonging to the order Artiodactyla ( , ). Typically, they are ungulates which bear weight equally on two (an even number) of their five toes (the third and fourth, often in the form of a hoof). The other t ...
(Artiodactyla) 50 million years ago (mya) and to have proceeded over a period of at least 15 million years.
Cetacean Cetacea (; , ) is an infraorder of aquatic mammals belonging to the order Artiodactyla that includes whales, dolphins and porpoises. Key characteristics are their fully aquatic lifestyle, streamlined body shape, often large size and exclusively c ...
s are fully aquatic
mammal A mammal () is a vertebrate animal of the Class (biology), class Mammalia (). Mammals are characterised by the presence of milk-producing mammary glands for feeding their young, a broad neocortex region of the brain, fur or hair, and three ...
s belonging to the order Artiodactyla and branched off from other artiodactyls around 50  mya. Cetaceans are thought to have evolved during the
Eocene The Eocene ( ) is a geological epoch (geology), epoch that lasted from about 56 to 33.9 million years ago (Ma). It is the second epoch of the Paleogene Period (geology), Period in the modern Cenozoic Era (geology), Era. The name ''Eocene'' comes ...
(56-34 mya), the second epoch of the present-extending Cenozoic Era. Molecular and morphological analyses suggest Cetacea share a relatively recent closest
common ancestor Common descent is a concept in evolutionary biology applicable when one species is the ancestor of two or more species later in time. According to modern evolutionary biology, all living beings could be descendants of a unique ancestor commonl ...
with
hippopotamuses The hippopotamus (''Hippopotamus amphibius;'' ; : hippopotamuses), often shortened to hippo (: hippos), further qualified as the common hippopotamus, Nile hippopotamus and river hippopotamus, is a large semiaquatic Mammal, mammal native to su ...
and that they are sister groups. Being mammals, they surface to breathe air; they have five finger bones (even-toed) in their fins; they nurse their young; and, despite their fully aquatic life style, they retain many skeletal features from their terrestrial ancestors.Thewissen, J. G. M., L. N. Cooper, J. C. George, and S. Bajpai. 2009. From land to water: the origin of whales, dolphins, and porpoises. Evolution: Education and Outreach 2:272–288. Research conducted in the late 1970s in
Pakistan Pakistan, officially the Islamic Republic of Pakistan, is a country in South Asia. It is the List of countries and dependencies by population, fifth-most populous country, with a population of over 241.5 million, having the Islam by country# ...
revealed several stages in the transition of cetaceans from land to sea. The two modern
parvorder Order () is one of the eight major hierarchical taxonomic ranks in Linnaean taxonomy. It is classified between family and class. In biological classification, the order is a taxonomic rank used in the classification of organisms and recognized ...
s of cetaceans –
Mysticeti Baleen whales (), also known as whalebone whales, are marine mammals of the parvorder Mysticeti in the infraorder Cetacea (whales, dolphins and porpoises), which use baleen plates (or "whalebone") in their mouths to sieve plankton from the wate ...
(baleen whales) and
Odontoceti The toothed whales (also called odontocetes, systematic name Odontoceti) are a parvorder of cetaceans that includes dolphins, porpoises, and all other whales with teeth, such as beaked whales and the sperm whales. 73 species of toothed whales ar ...
(toothed whales) – are thought to have separated from each other around 28–33 mya in a second cetacean
radiation In physics, radiation is the emission or transmission of energy in the form of waves or particles through space or a material medium. This includes: * ''electromagnetic radiation'' consisting of photons, such as radio waves, microwaves, infr ...
, the first occurring with the
archaeocetes Archaeoceti ("ancient whales"), or Zeuglodontes in older literature, is an obsolete paraphyletic group of primitive cetaceans that lived from the Early Eocene to the late Oligocene (). Representing the earliest cetacean radiation, they include th ...
. The adaptation of
animal echolocation Echolocation, also called bio sonar, is a biological active sonar used by several animal groups, both in the air and underwater. Echolocating animals emit calls and listen to the Echo (phenomenon) , echoes of those calls that return from various ...
in toothed whales distinguishes them from fully aquatic archaeocetes and early baleen whales. The presence of
baleen Baleen is a filter feeder, filter-feeding system inside the mouths of baleen whales. To use baleen, the whale first opens its mouth underwater to take in water. The whale then pushes the water out, and animals such as krill are filtered by th ...
in baleen whales occurred gradually, with earlier varieties having very little baleen, and their size is linked to baleen dependence (and subsequent increase in filter feeding).


Early evolution

The aquatic lifestyle of cetaceans first began in the
Indian subcontinent The Indian subcontinent is a physiographic region of Asia below the Himalayas which projects into the Indian Ocean between the Bay of Bengal to the east and the Arabian Sea to the west. It is now divided between Bangladesh, India, and Pakista ...
from
even-toed ungulates Artiodactyls are placental mammals belonging to the order Artiodactyla ( , ). Typically, they are ungulates which bear weight equally on two (an even number) of their five toes (the third and fourth, often in the form of a hoof). The other t ...
50 million years ago, with this initial stage lasting approximately 4-15 million years. Archaeoceti is an
extinct Extinction is the termination of an organism by the death of its Endling, last member. A taxon may become Functional extinction, functionally extinct before the death of its last member if it loses the capacity to Reproduction, reproduce and ...
parvorder of Cetacea containing ancient whales. The traditional hypothesis of cetacean evolution, first proposed by Van Valen in 1966, was that whales were related to the
mesonychia Mesonychia ("middle claws") is an extinct taxon of small to large-sized carnivorous ungulates related to artiodactyls. Mesonychians first appeared in the early Paleocene, went into a sharp decline at the end of the Eocene, and died out entirely w ...
ns, an extinct order of
carnivorous A carnivore , or meat-eater (Latin, ''caro'', genitive ''carnis'', meaning meat or "flesh" and ''vorare'' meaning "to devour"), is an animal or plant whose nutrition and energy requirements are met by consumption of animal tissues (mainly mu ...
ungulate Ungulates ( ) are members of the diverse clade Euungulata ("true ungulates"), which primarily consists of large mammals with Hoof, hooves. Once part of the clade "Ungulata" along with the clade Paenungulata, "Ungulata" has since been determined ...
s (hoofed animals) that resembled wolves with hooves and were a
sister group In phylogenetics, a sister group or sister taxon, also called an adelphotaxon, comprises the closest relative(s) of another given unit in an evolutionary tree. Definition The expression is most easily illustrated by a cladogram: Taxon A and ...
of the
artiodactyls Artiodactyls are placental mammals belonging to the order Artiodactyla ( , ). Typically, they are ungulates which bear weight equally on two (an even number) of their five toes (the third and fourth, often in the form of a hoof). The other thre ...
(even-toed ungulates). This hypothesis was proposed due to similarities between the unusual triangular teeth of the mesonychians and those of early whales. However,
molecular phylogeny Molecular phylogenetics () is the branch of phylogeny that analyzes genetic, hereditary molecular differences, predominantly in DNA sequences, to gain information on an organism's evolutionary relationships. From these analyses, it is possible to ...
data indicates that whales are very closely related to the artiodactyls, with
hippopotamuses The hippopotamus (''Hippopotamus amphibius;'' ; : hippopotamuses), often shortened to hippo (: hippos), further qualified as the common hippopotamus, Nile hippopotamus and river hippopotamus, is a large semiaquatic Mammal, mammal native to su ...
as their closest living relative. Because of this observation, cetaceans and hippopotamuses are placed in the same
suborder Order () is one of the eight major hierarchical taxonomic ranks in Linnaean taxonomy. It is classified between family and class. In biological classification, the order is a taxonomic rank used in the classification of organisms and recognized ...
,
Whippomorpha Whippomorpha or Cetancodonta is a suborder of artiodactyls that contains all living cetaceans (whales, dolphins, and porpoises) and the hippopotamids. This makes it a crown group. Whippomorpha is a suborder within the order Artiodactyla (even-t ...
.
Cetartiodactyla Artiodactyls are placental mammals belonging to the order (biology), order Artiodactyla ( , ). Typically, they are ungulates which bear weight equally on two (an even number) of their five toes (the third and fourth, often in the form of a hoof ...
(formed from the words Cetacea and Artiodactyla) is a proposed name for an
order Order, ORDER or Orders may refer to: * A socio-political or established or existing order, e.g. World order, Ancien Regime, Pax Britannica * Categorization, the process in which ideas and objects are recognized, differentiated, and understood ...
that includes both cetaceans and artiodactyls. However, the earliest
anthracothere Anthracotheriidae is a paraphyletic family of extinct, hippopotamus-like artiodactyl ungulates related to hippopotamuses and whales. The oldest genus, '' Elomeryx'', first appeared during the middle Eocene in Asia. They thrived in Africa and Eura ...
s, the ancestors of hippos, do not appear in the fossil record until the Middle Eocene, millions of years after ''
Pakicetus ''Pakicetus'' (meaning 'whale from Pakistan') is an extinct genus of amphibious cetacean of the family Pakicetidae, which was endemic to the Indian Subcontinent during the Ypresian (early Eocene) period, about 50 million years ago. It was a w ...
'', whereas the first known whale ancestor appeared during the Early Eocene; this difference in timing implies that the two groups diverged well before the Eocene. Molecular analysis identifies artiodactyls as being very closely related to cetaceans, so mesonychians are probably an offshoot from Artiodactyla, and cetaceans did not derive directly from mesonychians, but the two groups may share a common ancestor. The molecular data are supported by the discovery of ''Pakicetus'', the earliest archaeocete. The skeletons of ''Pakicetus'' show that whales did not derive directly from mesonychians. Instead, they are artiodactyls that began to take to the water soon after artiodactyls split from mesonychians. Archaeocetes retained aspects of their mesonychian ancestry (such as the triangular teeth) which modern artiodactyls, and modern whales, have lost. The earliest ancestors of all hoofed mammals were probably at least partly carnivorous or scavengers, and today's artiodactyls and
perissodactyl Perissodactyla (, ), or odd-toed ungulates, is an order of Ungulate, ungulates. The order includes about 17 living species divided into three Family (biology), families: Equidae (wild horse, horses, Asinus, asses, and zebras), Rhinocerotidae ( ...
s became herbivores later in their evolution. Whales, however, retained their carnivorous diet because prey was more available and they needed higher caloric content in order to live as marine
endotherm An endotherm (from Greek ἔνδον ''endon'' "within" and θέρμη ''thermē'' "heat") is an organism that maintains its body at a metabolically favorable temperature, largely by the use of heat released by its internal bodily functions inst ...
s (warm-blooded). Mesonychians also became specialized carnivores, but this was likely a disadvantage because large prey was uncommon. This may be why they were out-competed by better-adapted animals like the hyaenodontids and later
Carnivora Carnivora ( ) is an order of placental mammals specialized primarily in eating flesh, whose members are formally referred to as carnivorans. The order Carnivora is the sixth largest order of mammals, comprising at least 279 species. Carnivor ...
.


''Indohyus''

''Indohyus'' was a small
chevrotain Chevrotains, or mouse-deer, are small, even-toed ungulates that make up the family Tragulidae, and are the only living members of the infraorder Tragulina. The 10  extant species are placed in three genera, but several species also ar ...
-like animal that lived about 48 million years ago in what is now
Kashmir Kashmir ( or ) is the Northwestern Indian subcontinent, northernmost geographical region of the Indian subcontinent. Until the mid-19th century, the term ''Kashmir'' denoted only the Kashmir Valley between the Great Himalayas and the Pir P ...
. It belongs to the artiodactyl family
Raoellidae Raoellidae, previously grouped within Helohyidae, are an extinct family of semiaquatic digitigrade artiodactyls in the clade Whippomorpha. Fossils of Raoellids are found in Eocene strata of South Asia and Southeast Asia. An exceptionally complete ...
, which is believed to be the closest sister group of
Cetacea Cetacea (; , ) is an infraorder of aquatic mammals belonging to the order Artiodactyla that includes whales, dolphins and porpoises. Key characteristics are their fully aquatic lifestyle, streamlined body shape, often large size and exclusively c ...
. ''Indohyus'' is identified as an artiodactyl because it has two trochlea hinges, a trait unique to artiodactyls. Approximately the size of a
raccoon The raccoon ( or , ''Procyon lotor''), sometimes called the North American, northern or common raccoon (also spelled racoon) to distinguish it from Procyonina, other species of raccoon, is a mammal native to North America. It is the largest ...
or
domestic cat The cat (''Felis catus''), also referred to as the domestic cat or house cat, is a small Domestication, domesticated carnivorous mammal. It is the only domesticated species of the family Felidae. Advances in archaeology and genetics have sh ...
, this omnivorous creature shared some traits of modern whales, most notably the
involucrum An involucrum (plural involucra) is a layer of new bone growth outside existing bone. There are two main contexts: * In pyogenic osteomyelitis where it is a layer of living bone that has formed around dead bone. It can be identified by radiogr ...
, a bone growth pattern which is the diagnostic characteristic of any cetacean; this is not found in any other species. It also showed signs of adaptations to aquatic life, including dense limb bones that reduce buoyancy so that they could stay underwater, which are similar to the adaptations found in modern
aquatic mammal Aquatic mammals and semiaquatic mammals are a diverse group of mammals that dwell partly or entirely in body of water, bodies of water. They include the various ''marine mammals'' who dwell in oceans, as well as various freshwater species, such a ...
s such as the hippopotamus. This suggests a similar survival strategy to the African chevrotain or
water chevrotain The water chevrotain (''Hyemoschus aquaticus''), also known as the fanged deer, is a small ruminant found in tropical Africa. This is the only species in the genus ''Hyemoschus''. It is the largest of the 10 species of chevrotains, basal even ...
which, when threatened by a bird of prey, dives into water and hides beneath the surface for up to four minutes. The first fossils of the Indohyus were unearthed by Indian geologist A. Ranga Rao. He discovered a few teeth and a jawbone amongst rocks that he had collected. After his death, his widow Leelavathi Rao donated the rocks to professor
Hans Thewissen Gerardus arie (Hans) Thewissen is a Dutch-American paleontologister known for his significant contributions to the field of whale evolution. Thewissen's fieldwork has led to the discovery of key fossils that have shed light on the transition of ...
. His technician accidentally broke open a couple of the donated rocks and discovered additional ''Indohyus'' fossils.


Pakicetidae

The pakicetids were
digitigrade In terrestrial vertebrates, digitigrade ( ) locomotion is walking or running on the toes (from the Latin ''digitus'', 'finger', and ''gradior'', 'walk'). A digitigrade animal is one that stands or walks with its toes (phalanges) on the ground, and ...
hoofed mammals that are thought to be the earliest known cetaceans, with ''Indohyus'' being the closest sister group. They lived in the early
Eocene The Eocene ( ) is a geological epoch (geology), epoch that lasted from about 56 to 33.9 million years ago (Ma). It is the second epoch of the Paleogene Period (geology), Period in the modern Cenozoic Era (geology), Era. The name ''Eocene'' comes ...
, around 50 million years ago. Their fossils were first discovered in North Pakistan in 1979, located at a river not far from the shores of the former
Tethys Sea The Tethys Ocean ( ; ), also called the Tethys Sea or the Neo-Tethys, was a prehistoric ocean during much of the Mesozoic Era and early-mid Cenozoic Era. It was the predecessor to the modern Indian Ocean, the Mediterranean Sea, and the Eurasia ...
. After the initial discovery, more fossils were found, mainly in the early Eocene
fluvial A river is a natural stream of fresh water that flows on land or inside caves towards another body of water at a lower elevation, such as an ocean, lake, or another river. A river may run dry before reaching the end of its course if it ru ...
deposits in northern Pakistan and northwestern India. Based on this discovery, pakicetids most likely lived in an arid environment with
ephemeral stream A stream is a continuous body of surface water flowing within the bed and banks of a channel. Depending on its location or certain characteristics, a stream may be referred to by a variety of local or regional names. Long, large streams a ...
s and moderately developed floodplains millions of years ago. By using stable oxygen isotopes analysis, they were shown to drink fresh water, implying that they lived around freshwater bodies. Their diet probably included land animals that approached water for drinking or some freshwater aquatic organisms that lived in the river. The elongated
cervical vertebrae In tetrapods, cervical vertebrae (: vertebra) are the vertebrae of the neck, immediately below the skull. Truncal vertebrae (divided into thoracic and lumbar vertebrae in mammals) lie caudal (toward the tail) of cervical vertebrae. In saurop ...
and the four, fused
sacral vertebrae The sacrum (: sacra or sacrums), in human anatomy, is a triangular bone at the base of the spine that forms by the fusing of the sacral vertebrae (S1S5) between ages 18 and 30. The sacrum situates at the upper, back part of the pelvic cavity, ...
are consistent with artiodactyls, making ''Pakicetus'' one of the earliest fossils to be recovered from the period following the Cetacea/Artiodactyla divergence event. Pakicetids are classified as cetaceans mainly due to the structure of the
auditory bulla The tympanic part of the temporal bone is a curved plate of bone lying below the squamous part of the temporal bone, in front of the mastoid process, and surrounding the external part of the ear canal. It originates as a separate bone (tympanic b ...
(ear bone), which is formed only from the ectotympanic bone. The shape of the ear region in pakicetids is highly unusual and the skull is cetacean-like, although a blowhole is still absent at this stage. The jawbone of pakicetids also lacks the enlarged space (
mandibular foramen The mandibular foramen is an opening on the internal surface of the ramus of the mandible. It allows for divisions of the mandibular nerve and blood vessels to pass through. Structure The mandibular foramen is an opening on the internal surfac ...
) that is filled with fat or oil, which is used in receiving underwater sound in modern cetaceans. They have dorsal
orbits In celestial mechanics, an orbit (also known as orbital revolution) is the curved trajectory of an physical body, object such as the trajectory of a planet around a star, or of a natural satellite around a planet, or of an satellite, artificia ...
(eye sockets facing up), which are similar to crocodiles. This eye placement helps submerged predators observe potential prey above the water. According to a 2009 study, the teeth of pakicetids also resemble the teeth of fossil whales, being less like a dog's
incisors Incisors (from Latin ''incidere'', "to cut") are the front teeth present in most mammals. They are located in the premaxilla above and on the mandible below. Humans have a total of eight (two on each side, top and bottom). Opossums have 18, wher ...
, and having serrated triangular teeth, which is another link to more modern cetaceans. It was initially thought that the ears of pakicetids were adapted for underwater hearing, but, as would be expected from the anatomy of the rest of this creature, the ears of pakicetids are specialized for hearing on land. However, pakicetids were able to listen underwater by using enhanced bone conduction, rather than depending on the
tympanic membrane In the anatomy of humans and various other tetrapods, the eardrum, also called the tympanic membrane or myringa, is a thin, cone-shaped membrane that separates the external ear from the middle ear. Its function is to transmit changes in pressur ...
like other land mammals. This method of hearing did not give directional hearing underwater. Pakicetids have long thin legs, with relatively short hands and feet which suggest that they were poor swimmers. To compensate for that, their bones are unusually thick ( osteosclerotic), which is probably an adaptation to make the animal heavier to counteract the buoyancy of the water. According to a 2001 morphological analysis by Thewissen et al., pakicetids display no aquatic skeletal adaptation; instead they display adaptations for running and jumping. Hence pakicetids were most likely aquatic waders.


Ambulocetidae

''
Ambulocetus ''Ambulocetus'' (Latin ''ambulare'' "to walk" + ''cetus'' "whale") is a genus of early Semiaquatic, amphibious cetacean from the Kuldana Formation in Pakistan, roughly 48 or 47 million years ago during the Early Eocene (Lutetian). It contains o ...
'', which lived about 49 million years ago, was discovered in Pakistan in 1994. They were vaguely
crocodile Crocodiles (family (biology), family Crocodylidae) or true crocodiles are large, semiaquatic reptiles that live throughout the tropics in Africa, Asia, the Americas and Australia. The term "crocodile" is sometimes used more loosely to include ...
-like mammals, possessing large brevirostrine jaws. In the Eocene, ambulocetids inhabited the bays and estuaries of the Tethys Sea in northern Pakistan. The fossils of ambulocetids are always found in near-shore shallow marine deposits associated with abundant marine plant fossils and littoral mollusks. Although they are found only in marine deposits, their oxygen isotope values indicate that they consumed a range of water with different degrees of salinity, with some specimens having no evidence of sea water consumption and others that did not ingest fresh water at the time when their teeth were fossilized. It is clear that ambulocetids tolerated a wide range of salt concentrations. Hence, ambulocetids represent a transition phase of cetacean ancestors between fresh water and marine habitat. The
mandibular foramen The mandibular foramen is an opening on the internal surface of the ramus of the mandible. It allows for divisions of the mandibular nerve and blood vessels to pass through. Structure The mandibular foramen is an opening on the internal surfac ...
in ambulocetids had increased in size, which indicates that a fat pad was likely to be housed in the lower jaw. In modern toothed whales, this fat pad in the mandibular foramen extends posteriorly to the middle ear. This allows sounds to be received in the lower jaw, and then transmitted through the fat pad to the middle ear. Similar to pakicetids, the orbits of ambulocetids are on the top of the skull, but they face more laterally than in pakicetids. Ambulocetids had relatively long limbs with particularly strong hind legs, and they retained a tail with no sign of a fluke. The hindlimb structure of Ambulocetids shows that their ability to engage in terrestrial locomotion was significantly limited compared to that of contemporary terrestrial mammals, and likely did not come to land at all. The skeletal structures of the knee and ankle indicates that the motion of the hindlimbs was restricted into one plane. This suggests that, on land, propulsion of the hindlimbs was powered by the extension of dorsal muscles. They probably swam by pelvic paddling (a way of swimming which mainly utilizes their hind limbs to generate propulsion in water) and caudal undulation (a way of swimming which uses the undulations of the vertebral column to generate force for movements), as
otter Otters are carnivorous mammals in the subfamily Lutrinae. The 13 extant otter species are all semiaquatic, aquatic, or marine. Lutrinae is a branch of the Mustelidae family, which includes weasels, badgers, mink, and wolverines, among ...
s,
seals Seals may refer to: * Pinniped, a diverse group of semi-aquatic marine mammals, many of which are commonly called seals, particularly: ** Earless seal, or "true seal" ** Fur seal * Seal (emblem), a device to impress an emblem, used as a means of a ...
and modern cetaceans do. This is an intermediate stage in the evolution of cetacean locomotion, as modern cetaceans swim by caudal oscillation (a way of swimming similar to caudal undulation, but is more energy efficient). A recent study suggests that ambulocetids were fully aquatic like modern cetaceans, possessing a similar thoracic morphology and being unable to support their weight on land. This suggests that complete abandonment of the land evolved much earlier among cetaceans than previously thought. However the scientists involved in the study cautioned that the study was limited by a lack of information on the exact density of the bone, the location of the centre of mass, and the reliance of false ribs for thoracic support.


Remingtonocetidae

Remingtonocetids lived in the Middle-Eocene in
South Asia South Asia is the southern Subregion#Asia, subregion of Asia that is defined in both geographical and Ethnicity, ethnic-Culture, cultural terms. South Asia, with a population of 2.04 billion, contains a quarter (25%) of the world's populatio ...
, about 49 to 43 million years ago. Compared to family Pakicetidae and Ambulocetidae, Remingtonocetidae was a diverse family found in north and central Pakistan and western India. Remingtonocetids were also found in shallow marine deposits, but they were obviously more aquatic than ambulocetidae. This is demonstrated by the recovery of their fossils from a variety of coastal marine environments, including near-shore and lagoonal deposits. According to stable oxygen isotopes analysis, most remingtonocetids did not ingest fresh water, and had hence lost their dependency on fresh water relatively soon after their origin. The orbits of remingtonocetids faced laterally and were small. This suggests that vision was not an important sense for them. The nasal opening, which eventually becomes the blowhole in modern cetaceans, was located near the tip of the
snout A snout is the protruding portion of an animal's face, consisting of its nose, mouth, and jaw. In many animals, the structure is called a muzzle, Rostrum (anatomy), rostrum, beak or proboscis. The wet furless surface around the nostrils of the n ...
. The position of the nasal opening had remained unchanged since pakicetids. One of the notable features in remingtonocetids is that the
semicircular canal The semicircular canals are three semicircular interconnected tubes located in the innermost part of each ear, the inner ear. The three canals are the lateral, anterior and posterior semicircular canals. They are the part of the bony labyrinth, ...
s, which are important for balancing in land mammals, had decreased in size. This reduction in size had closely accompanied the cetacean
radiation In physics, radiation is the emission or transmission of energy in the form of waves or particles through space or a material medium. This includes: * ''electromagnetic radiation'' consisting of photons, such as radio waves, microwaves, infr ...
into marine environments. According to a 2002 study done by Spoor et al., this modification of the semicircular canal system may represent a crucial 'point of no return' event in early cetacean evolution, which excluded a prolonged semi-aquatic phase. Compared to ambulocetids, remingtonocetids had relatively short limbs. Based on their skeletal remains, remingtonocetids were probably amphibious cetaceans that were well adapted to swimming, and likely to swim by caudal undulation only.


Protocetidae

The protocetids form a diverse and heterogeneous group known from Asia, Europe, Africa, and North America. They lived in the Eocene, approximately 48 to 35 million years ago. The fossil remains of protocetids were uncovered from coastal and lagoonal
facies In geology, a facies ( , ; same pronunciation and spelling in the plural) is a body of rock with distinctive characteristics. The characteristics can be any observable attribute of rocks (such as their overall appearance, composition, or con ...
in South Asia; unlike previous cetacean families, their fossils uncovered from Africa (e.g., '' Phiomicetus'', ''
Protocetus ''Protocetus atavus'' ("first whale") is an extinct species of primitive cetacean from Egypt. It lived during the middle Eocene period 45 million years ago. The first discovered protocetid, ''Protocetus atavus'' was described by based on a cran ...
'', '' Aegyptocetus'', '' Togocetus'') and North America (e.g., ''
Georgiacetus ''Georgiacetus'' is an extinct genus of ancient whale known from the Eocene period of the United States. Fossils are known from Georgia, Alabama, and Mississippi and protocetid fossils from the right time frame, but not yet confirmed as ''Georg ...
'') also include open marine forms. They were probably amphibious, but more aquatic compared to remingtonocetids. Protocetids were the first cetaceans to leave the
Indian subcontinent The Indian subcontinent is a physiographic region of Asia below the Himalayas which projects into the Indian Ocean between the Bay of Bengal to the east and the Arabian Sea to the west. It is now divided between Bangladesh, India, and Pakista ...
and disperse to all shallow subtropical oceans of the world. There were many genera among the family Protocetidae. There were different degrees of aquatic adaptations in this group, with some able to support their weight on land, and others not. The discovery of the southeastern Pacific '' Peregocetus'' indicates they crossed the
Atlantic The Atlantic Ocean is the second largest of the world's five oceanic divisions, with an area of about . It covers approximately 17% of Earth's surface and about 24% of its water surface area. During the Age of Discovery, it was known for se ...
and achieved circumstances-equatorial distribution by 40 mya. Their amphibious nature is supported by the discovery of a pregnant ''
Maiacetus ''Maiacetus'' ("mother whale") is a genus of early cetacean from the Habib Rahi Formation of Pakistan. Paleobiology The genus contains a single species, ''Maiacetus inuus'', first described in 2009 on the basis of two specimens, including a sp ...
'', in which the fossilised fetus was positioned for a head-first delivery, suggesting that ''Maiacetus'' gave birth on land. If they gave birth in the water, the fetus would be positioned for a tail-first delivery to avoid drowning during birth. Unlike remingtonocetids and ambulocetids, protocetids have large orbits which are oriented laterally. Increasingly lateral-facing eyes might be used to observe underwater prey, and are similar to the eyes of modern cetaceans. Furthermore, the nasal openings were large and were halfway up the snout. The great variety of teeth suggests diverse feeding modes in protocetids. In both remingtonocetids and protocetids, the size of the mandibular foramen had increased. The large mandibular foramen indicates that the mandibular fat pad was present. However the air-filled sinuses that are present in modern cetaceans, which function to isolate the ear acoustically to enable better underwater hearing, were still not present. The external auditory meatus (
ear canal The ear canal (external acoustic meatus, external auditory meatus, EAM) is a pathway running from the outer ear to the middle ear. The adult human ear canal extends from the auricle to the eardrum and is about in length and in diameter. S ...
), which is absent in modern cetaceans, was also present. Hence, the method of sound transmission that were present in them combines aspects of pakicetids and modern
odontocetes The toothed whales (also called odontocetes, systematic name Odontoceti) are a Order (biology), parvorder of cetaceans that includes dolphins, porpoises, and all other whales with teeth, such as beaked whales and the sperm whales. 73 species of t ...
(toothed whales). At this intermediate stage of hearing development, the transmission of airborne sound was poor due to the modifications of the ear for underwater hearing while directional underwater hearing was also poor compared to modern cetaceans. Some protocetids had short, wide fore- and hindlimbs that were likely to have been used in swimming, but the limbs gave a slow and cumbersome locomotion on land. It is possible that some protocetids had flukes. However, it is clear that they were adapted even further to an aquatic life-style. In ''Rodhocetus'', for example, the
sacrum The sacrum (: sacra or sacrums), in human anatomy, is a triangular bone at the base of the spine that forms by the fusing of the sacral vertebrae (S1S5) between ages 18 and 30. The sacrum situates at the upper, back part of the pelvic cavity, ...
(a bone that, in land-mammals, is a fusion of five vertebrae that connects the
pelvis The pelvis (: pelves or pelvises) is the lower part of an Anatomy, anatomical Trunk (anatomy), trunk, between the human abdomen, abdomen and the thighs (sometimes also called pelvic region), together with its embedded skeleton (sometimes also c ...
with the rest of the
vertebral column The spinal column, also known as the vertebral column, spine or backbone, is the core part of the axial skeleton in vertebrates. The vertebral column is the defining and eponymous characteristic of the vertebrate. The spinal column is a segmente ...
) was divided into loose vertebrae. However, the pelvis was still connected to one of the sacral vertebrae. The ungulate ancestry of these archaeocetes is still underlined by characteristics like the presence of hooves at the ends of the toes in ''Rodhocetus''. The foot structure of ''Rodhocetus'' shows that protocetids were predominantly aquatic. A 2001 study done by Gingerich et al. hypothesized that ''Rodhocetus'' locomoted in the oceanic environment similarly to how ambulocetids pelvic paddling, which was supplemented by caudal undulation. Terrestrial locomotion of Rodhocetus was very limited due to their hindlimb structure. It is thought that they moved in a way similar to how
eared seal An eared seal, otariid, or otary is any member of the marine mammal family Otariidae, one of three groupings of pinnipeds. They comprise 15 extant species in seven genera (another species became extinct in the 1950s) and are commonly known eithe ...
s move on land, by rotating their hind flippers forward and underneath their body.


Basilosauridae

Basilosaurids and dorudontines lived together in the late Eocene around 41 to 33.9 million years ago, and are the oldest known obligate aquatic cetaceans. They were fully recognizable whales which lived entirely in the ocean. This is supported by their fossils usually found in deposits indicative of fully marine environments, lacking any freshwater influx. They were probably distributed throughout the tropical and subtropical seas of the world. Basilosaurids are commonly found in association with dorudontines, and were closely related to one another. The fossilised stomach contents in one basilosaurid indicates that it ate fish. Although they look very much like modern cetaceans, basilosaurids lacked the ' melon organ' that allows toothed whales to use echolocation. They had small brains; this suggests they were solitary and did not have the complex social structures of some modern cetaceans. The mandibular foramen of basilosaurids covered the entire depth of the lower jaw as in modern cetaceans. Their orbits faced laterally, and the nasal opening had moved even higher up the snout, closer to the position of the blowhole in modern cetaceans. Furthermore, their ear structures were functionally modern, with the insertion of air-filled sinuses between ear and skull. Unlike modern cetaceans, basilosaurids retained a large external auditory meatus. Both basilosaurids have skeletons that are immediately recognizable as cetaceans. A basilosaurid was as big as the larger modern whales, with genera like ''
Basilosaurus ''Basilosaurus'' (meaning "king lizard") is a genus of large, predatory, prehistoric archaeocete whale from the late Eocene, approximately 41.3 to 33.9 million years ago (mya). First described in 1834, it was the first archaeocete and prehisto ...
'' reaching lengths of up to long; dorudontines were smaller, with genera like ''
Dorudon ''Dorudon'' ("spear-tooth") is a genus of extinct basilosaurid ancient whales that lived alongside ''Basilosaurus'' 41.03 to 33.9 million years ago in the Eocene. It was a small whale, with ''D. atrox'' measuring long and weighing . ''Dorudon'' ...
'' reaching about long. The smallest basilosaurid whale is ''
Tutcetus ''Tutcetus'' is an extinct genus of diminutive basilosaurid cetacean from the Bartonian of Egypt. ''Tutcetus'', named after the child pharaoh Tutankhamun, is both one of the oldest known basilosaurids from Africa and the smallest member of the fa ...
'' and measures long. The large size of basilosaurids is due to the extreme elongation of their lumbar vertebrae. They had a tail fluke, but their body proportions suggest that they swam by caudal undulation and that the fluke was not used for propulsion. In contrast, dorudontines had a shorter but powerful vertebral column. They too had a fluke and, unlike basilosaurids, they probably swam similarly to modern cetaceans, by using caudal oscillations. The forelimbs of basilosaurids were probably flipper-shaped, and the external hind limbs were tiny and were certainly not involved in locomotion. Their fingers, however, retained the mobile joints of their ambulocetid relatives. The two tiny but well-formed hind legs of basilosaurids were probably used as
clasper In biology, a clasper is a male anatomical structure found in some groups of animals, used in mating. Male cartilaginous fish have claspers formed from the posterior portion of their pelvic fin which serve to channel semen into the female's ...
s when mating. The pelvic bones associated with these hind limbs were not connected to the vertebral column as they were in protocetids. Essentially, any sacral vertebrae can no longer be clearly distinguished from the other vertebrae. Both basilosaurids and dorudontines are relatively closely related to modern cetaceans, which belong to parvorders
Odontoceti The toothed whales (also called odontocetes, systematic name Odontoceti) are a parvorder of cetaceans that includes dolphins, porpoises, and all other whales with teeth, such as beaked whales and the sperm whales. 73 species of toothed whales ar ...
and
Mysticeti Baleen whales (), also known as whalebone whales, are marine mammals of the parvorder Mysticeti in the infraorder Cetacea (whales, dolphins and porpoises), which use baleen plates (or "whalebone") in their mouths to sieve plankton from the wate ...
. However, according to a 1994 study done by Fordyce and Barnes, the large size and elongated vertebral body of basilosaurids preclude them from being ancestral to extant forms. As for dorudontines, there are some species within the family that do not have elongated vertebral bodies, which might be the immediate ancestors of Odontoceti and Mysticeti. The other basilosaurids became extinct.


Evolution of modern cetaceans


Baleen whales

All modern baleen whales or mysticetes are filter-feeders which have
baleen Baleen is a filter feeder, filter-feeding system inside the mouths of baleen whales. To use baleen, the whale first opens its mouth underwater to take in water. The whale then pushes the water out, and animals such as krill are filtered by th ...
in place of teeth, though the exact means by which baleen is used differs among species (gulp-feeding within balaenopterids, skim-feeding within balaenids, and bottom plowing within eschrichtiids). The first members of both groups appeared during the middle
Miocene The Miocene ( ) is the first epoch (geology), geological epoch of the Neogene Period and extends from about (Ma). The Miocene was named by Scottish geologist Charles Lyell; the name comes from the Greek words (', "less") and (', "new") and mea ...
. Filter feeding is very beneficial as it allows baleen whales to efficiently gain huge energy resources, which makes the large body size in modern varieties possible. The development of filter feeding may have been a result of worldwide environmental change and physical changes in the oceans. A large-scale change in ocean current and temperature could have contributed to the radiation of modern mysticetes. The earlier varieties of baleen whales, or "archaeomysticetes", such as '' Janjucetus'' and ''
Mammalodon ''Mammalodon'' is an extinct genus of archaic baleen whale belonging to the family Mammalodontidae. Taxonomy The fossils of ''Mammalodon'' were found to be around 25.7–23.9 million years old, dating to the Late Oligocene. The holotype for ...
'' had very little baleen and relied mainly on their teeth. There is also evidence of a genetic component of the evolution of toothless whales. Multiple mutations have been identified in genes related to the production of enamel in modern baleen whales. These are primarily insertion/deletion mutations that result in premature stop codons. It is hypothesized that these mutations occurred in cetaceans already possessing preliminary baleen structures, leading to the pseudogenization of a "genetic toolkit" for enamel production. Recent research has also indicated that the development of baleen and the loss of enamel-capped teeth both occurred once, and both occurred on the mysticete stem branch. Generally it is speculated the four modern mysticete families have separate origins among the cetotheres. Modern baleen whales,
Balaenopteridae Rorquals () are the largest clade, group of baleen whales, comprising the family (biology), family Balaenopteridae, which contains nine extant taxon, extant species in two genus, genera. They include the largest known animal that has ever lived, ...
(rorquals and humpback whale, ''Megaptera novaengliae''),
Balaenidae Balaenidae () is a Family (biology), family of whales of the parvorder Mysticeti (baleen whales) that contains mostly fossil taxa and two living genera: the right whale (genus ''Eubalaena''), and the closely related bowhead whale (genus ''Balaena ...
(right whales),
Eschrichtiidae Eschrichtiidae or the gray whales is a family (taxonomy), family of baleen whale (Parvorder Mysticeti) with a single extant species, the gray whale (''Eschrichtius robustus''), as well as four described fossil genera: ''Archaeschrichtius'' (Mioce ...
(gray whale, ''Eschrictius robustus''), and
Neobalaenidae Neobalaenidae is a family of baleen whales (suborder Mysticeti) including the extant pygmy right whale. Although traditionally considered related to balaenids, recent studies by Fordyce and Marx (2013) and Ludovic Dutoit and colleagues (2023) hav ...
(pygmy right whale, ''Caperea marginata'') all have derived characteristics presently unknown in any cetothere and vice versa (such as a
sagittal crest A sagittal crest is a ridge of bone running lengthwise along the midline of the top of the skull (at the sagittal suture) of many mammalian and reptilian skulls, among others. The presence of this ridge of bone indicates that there are excepti ...
). Mysticetes are also known for their gigantism, as baleen whales are among the largest organisms to ever have lived; they reach lengths greater than 20 m and weigh more than 100,000 kg. This gigantism is directly related to their feeding mechanism – mysticete size has been found to be dependent on the amount of baleen a mysticete can use to filter its prey. Additionally, size is a positively selected trait that gives mysticetes a boost in fitness. Mysticete populations will therefore slowly become even more gigantic as whales with larger amounts of baleen are selected.


Toothed whales

The adaptation of echolocation occurred when
toothed whale The toothed whales (also called odontocetes, systematic name Odontoceti) are a parvorder of cetaceans that includes dolphins, porpoises, and all other whales with teeth, such as beaked whales and the sperm whales. 73 species of toothed wha ...
s (Odontoceti) split apart from baleen whales, and distinguishes modern toothed whales from fully aquatic archaeocetes. This happened around 34 million years ago in a second cetacean
radiation In physics, radiation is the emission or transmission of energy in the form of waves or particles through space or a material medium. This includes: * ''electromagnetic radiation'' consisting of photons, such as radio waves, microwaves, infr ...
. Modern toothed whales do not rely on their sense of sight, but rather on their
sonar Sonar (sound navigation and ranging or sonic navigation and ranging) is a technique that uses sound propagation (usually underwater, as in submarine navigation) to navigate, measure distances ( ranging), communicate with or detect objects o ...
to hunt prey. Echolocation also allowed toothed whales to dive deeper in search of food, with light no longer necessary for navigation, which opened up new food sources. Toothed whales echolocate by creating a series of clicks emitted at various frequencies. Sound pulses are emitted, reflected off objects, and retrieved through the lower jaw. Skulls of '' Squalodon'' show evidence for the first hypothesized appearance of echolocation. ''Squalodon'' lived from the early to middle
Oligocene The Oligocene ( ) is a geologic epoch (geology), epoch of the Paleogene Geologic time scale, Period that extends from about 33.9 million to 23 million years before the present ( to ). As with other older geologic periods, the rock beds that defin ...
to the middle
Miocene The Miocene ( ) is the first epoch (geology), geological epoch of the Neogene Period and extends from about (Ma). The Miocene was named by Scottish geologist Charles Lyell; the name comes from the Greek words (', "less") and (', "new") and mea ...
, around 33–14 million years ago. ''Squalodon'' featured several commonalities with modern toothed whales: the cranium was well compressed (to make room for the melon, a part of the
nose A nose is a sensory organ and respiratory structure in vertebrates. It consists of a nasal cavity inside the head, and an external nose on the face. The external nose houses the nostrils, or nares, a pair of tubes providing airflow through the ...
), the rostrum telescoped outward into a beak, a characteristic of the modern toothed whales that gave ''Squalodon'' an appearance similar to them. However, it is thought unlikely that squalodontids are direct ancestors of modern toothed whales. The first oceanic dolphins such as kentriodonts, evolved in the late Oligocene and diversified greatly during the mid-Miocene. The first fossil cetaceans near shallow seas (where porpoises inhabit) were found around the North Pacific; species like ''
Semirostrum ''Semirostrum ceruttii'' is an extinct porpoise that lived between 5 and 1.5 million years ago (Ma), during the Pliocene epoch. The species is highly distinctive due to the extremely long symphysis on the lower jaw, reaching lengths of , whi ...
'' were found along California (in what were then estuaries). These animals spread to the European coasts and Southern Hemisphere only much later, during the
Pliocene The Pliocene ( ; also Pleiocene) is the epoch (geology), epoch in the geologic time scale that extends from 5.33 to 2.58Denebola brachycephala ''Denebola'' is an extinct genus of whale belonging to the family Monodontidae. It contains a single known species, ''Denebola brachycephala''. It is the earliest known ancestor of the beluga, ''Delphinapterus leucas'', and dates from the Upper ...
'' from the late
Miocene The Miocene ( ) is the first epoch (geology), geological epoch of the Neogene Period and extends from about (Ma). The Miocene was named by Scottish geologist Charles Lyell; the name comes from the Greek words (', "less") and (', "new") and mea ...
around 9–10 million years ago. A single fossil from
Baja California Baja California, officially the Free and Sovereign State of Baja California, is a state in Mexico. It is the northwesternmost of the 32 federal entities of Mexico. Before becoming a state in 1952, the area was known as the North Territory of B ...
indicates the family once inhabited warmer waters. Ancient sperm whales differ from modern sperm whales in tooth count and the shape of the face and jaws. For example, ''
Scaldicetus ''Scaldicetus'' is an extinct genus of highly predatory macroraptorial sperm whale. Although widely used for a number of extinct physeterids with primitive dental morphology consisting of enameled teeth, ''Scaldicetus'' as generally recognized ...
'' had a tapered
rostrum Rostrum may refer to: * Any kind of a platform for a speaker: **dais **pulpit ** podium * Rostrum (anatomy), a beak, or anatomical structure resembling a beak, as in the mouthparts of many sucking insects * Rostrum (ship), a form of bow on naval ...
. Genera from the Oligocene and Miocene had teeth in their upper jaws. These anatomical differences suggest that these ancient species may not have necessarily been deep-sea squid hunters like the modern sperm whale, but that some genera mainly ate fish. Contrary to modern sperm whales, most ancient sperm whales were built to hunt whales. ''
Livyatan ''Livyatan'' is an extinct genus of macroraptorial Physeteroidea, sperm whale containing one known species: ''L. melvillei''. The genus name was inspired by the Bible, biblical sea monster Leviathan, and the species name by Herman Melville, th ...
'' had a short and wide rostrum measuring across, which gave the whale the ability to inflict major damage on large struggling prey, such as other early whales. Species like these are collectively known as killer sperm whales or
macroraptorial sperm whale Macroraptorial sperm whales were highly predatory whales of the sperm whale superfamily (Physeteroidea) of the Miocene epoch (geology), epoch that hunted large marine mammals, including other whales, using their large teeth. They consist of six ge ...
s.
Beaked whales Beaked whales (systematic name Ziphiidae) are a family of cetaceans noted as being one of the least-known groups of mammals because of their deep-sea habitat, reclusive behavior and apparent low abundance. Only three or four of the 24 existing s ...
consist of over 20 genera. Earlier variety were probably preyed upon by killer sperm whales and large sharks such as
megalodon ''Otodus megalodon'' ( ; meaning "big tooth"), Common name, commonly known as megalodon, is an extinction, extinct species of giant mackerel shark that lived approximately 23 to 3.6 million years ago (Mya), from the Early Miocene to the Earl ...
. In 2008, a large number of fossil ziphiids were discovered off the coast of South Africa, confirming the remaining ziphiid species might just be a remnant of a higher diversity that has since gone extinct. After studying numerous fossil skulls, researchers discovered the absence of functional
maxillary teeth A tooth (: teeth) is a hard, calcified structure found in the jaws (or mouths) of many vertebrates and used to break down food. Some animals, particularly carnivores and omnivores, also use teeth to help with capturing or wounding prey, tearin ...
in all South African ziphiids, which is evidence that suction feeding had already developed in several beaked whale lineages during the Miocene. Extinct ziphiids also had robust skulls, suggesting that
tusk Tusks are elongated, continuously growing front teeth that protrude well beyond the mouth of certain mammal species. They are most commonly canine tooth, canine teeth, as with Narwhal, narwhals, chevrotains, musk deer, water deer, muntjac, pigs, ...
s were used for male-male interactions.


Skeletal evolution

Modern cetaceans have internal, rudimentary hind limbs, such as reduced femurs, fibulas, and tibias, and a
pelvic girdle The hip bone (os coxae, innominate bone, pelvic bone or coxal bone) is a large flat bone, constricted in the center and expanded above and below. In some vertebrates (including humans before puberty) it is composed of three parts: the Ilium (bone) ...
. ''Indohyus'' has a thickened ectotympanic internal lip of the ear bone. This feature compares directly to that of modern cetaceans. Another similar feature was the composition of the teeth, which contained mostly
calcium phosphate The term calcium phosphate refers to a family of materials and minerals containing calcium ions (Ca2+) together with inorganic phosphate anions. Some so-called calcium phosphates contain oxide and hydroxide as well. Calcium phosphates are white ...
which is needed for eating and drinking by aquatic animals, though, unlike modern day toothed whales, they had a
heterodont In anatomy, a heterodont (from Greek, meaning 'different teeth') is an animal which possesses more than a single tooth morphology. Human dentition is heterodont and diphyodont as an example. In vertebrates, heterodont pertains to animals wher ...
(more than one tooth morphology) dentition as opposed to a
homodont In anatomy, a heterodont (from Greek, meaning 'different teeth') is an animal which possesses more than a single tooth morphology. Human dentition is heterodont and diphyodont as an example. In vertebrates, heterodont pertains to animals where ...
(one tooth morphology present) dentition. Although they somewhat resembled a wolf, the fossils of pakicetids showed the
eye socket In anatomy, the orbit is the cavity or socket/hole of the skull in which the eye and its appendages are situated. "Orbit" can refer to the bony socket, or it can also be used to imply the contents. In the adult human, the volume of the orbit is ...
s were much closer to the top of their head than that of other terrestrial mammals, but similar to the structure of the eyes in cetaceans. Their transition from land to water led to reshaping of the skull and food processing equipment because the eating habits were changing. The change in position of the eyes and limb bones is associated with the pakicetids becoming waders. The ambulocetids also began to develop long snouts, which is seen in current cetaceans. Their limbs (and hypothesized movement) were very similar to otters. Limblessness in cetaceans does not represent a regression of fully formed limbs nor the absence of limb bud initiation, but rather arrest of limb bud development. Limb buds develop normally in cetacean embryos. Limb buds progress to the condensation phase of early skeletogenesis, where nerves grow into the limb bud and the
apical ectodermal ridge The apical ectodermal ridge (AER) is a structure that forms from the ectodermal cells at the distal end of each limb bud and acts as a major signaling center to ensure proper development of a limb. After the limb bud induces AER formation, the AE ...
(AER), a structure that ensures proper limb development, appears functional. Occasionally, the genes that code for longer extremities cause a modern whale to develop miniature legs (
atavism In biology, an atavism is a modification of a biological traits structure or behavior whereby an ancestral genetic trait reappears after having been lost through evolutionary change in previous generations. Atavisms can occur in several ways, ...
). ''Pakicetus'' had a pelvic bone most similar to that of terrestrial mammals. In later species, such as ''Basilosaurus'', the pelvic bone, no longer attached to the vertebrae and the ilium, was reduced. Certain genes are believed to be responsible for the changes that occurred to the cetacean pelvic structure, such as
BMP7 Bone morphogenetic protein 7 or BMP7 (also known as osteogenic protein-1 or OP-1) is a protein that in humans is encoded by the ''BMP7'' gene. Function The protein encoded by this gene is a member of the TGF-β superfamily. Like other members ...
,
PBX1 Pre-B-cell leukemia transcription factor 1 is a protein that in humans is encoded by the ''PBX1'' gene. The homologous protein in Drosophila is known as extradenticle, and causes changes in embryonic development. Function Mice studies suggest P ...
, PBX2,
PRRX1 Paired related homeobox 1 is a protein that in humans is encoded by the ''PRRX1'' gene. Function The DNA-associated protein encoded by this gene is a member of the paired family of homeobox proteins localized to the nucleus. The protein functi ...
, and PRRX2. The pelvic girdle in modern cetaceans were once thought to be
vestigial structure Vestigiality is the retention, during the process of evolution, of genetically determined structures or attributes that have lost some or all of the ancestral function in a given species. Assessment of the vestigiality must generally rely on co ...
s that served no purpose at all. The pelvic girdle in male cetaceans is different in size compared to females, and the size is thought to be a result of sexual dimorphism. The pelvic bones of modern male cetaceans are more massive, longer, and larger than those of females. Due to the sexual dimorphism displayed, they were most likely involved in supporting male genitalia that remain hidden behind abdominal walls until sexual reproduction occurs. Early archaeocetes such as ''
Pakicetus ''Pakicetus'' (meaning 'whale from Pakistan') is an extinct genus of amphibious cetacean of the family Pakicetidae, which was endemic to the Indian Subcontinent during the Ypresian (early Eocene) period, about 50 million years ago. It was a w ...
'' had the nasal openings at the end of the
snout A snout is the protruding portion of an animal's face, consisting of its nose, mouth, and jaw. In many animals, the structure is called a muzzle, Rostrum (anatomy), rostrum, beak or proboscis. The wet furless surface around the nostrils of the n ...
, but in later species such as ''
Rodhocetus ''Rodhocetus'' (from ''Rodho'', the geological anticline at the type locality, and ''cetus'', Latin for whale) is an extinct genus of protocetid early whale known from the Lutetian of Pakistan. The best-known protocetid, ''Rodhocetus'' is known ...
'', the openings had begun to drift toward the top of the skull. This is known as nasal drift. The nostrils of modern cetaceans have become modified into blowholes that allow them to break to the surface, inhale, and submerge with convenience. The ears began to move inward as well, and, in the case of ''Basilosaurus'', the middle ears began to receive vibrations from the lower jaw. Today's modern toothed whales use their melon organ, a pad of fat, for echolocation.


Radiation events

There are three major radiation events that mark diversification and speciation in the evolutionary history of Cetacea. The first occurred around the middle Eocene (40 Mya) when these early cetaceans abandoned riverine and shallow coastal habitats, setting the scene for Protocetidae – the first fully marine cetacean. With the oceans and its nutrients at their disposal, rapidly diversifying protocetids were also responsible for the first major geographic expansion, dispersing throughout North Africa, Europe, and North America. The second of three major radiation events occurred near the start of the Oligocene (~34 Mya) when Neoceti diverged from Basilosauridae. This radiation event concurrently occurs with the breakup of Gondwana and the opening of the Southern Ocean, wildly changing ocean ecosystems, productivity, and temperature gradients. The timing of this second radiation event is not coincidental, as the following diversification of cetaceans was likely due to new ecological opportunities the change in oceans gave them. The final major radiation event, occurring throughout the middle Miocene and into the Pliocene (12 Mya to 2 Mya), was not due to a specific event but is associated with widespread generic expansion of odontocetes and mysticetes. Some modern genera of cetaceans began to emerge, including ''
Balaenoptera ''Balaenoptera'' () is a genus of rorquals containing eight extant species. ''Balaenoptera'' comprises all but two of the extant species in its family (the humpback whale and gray whale); the genus is currently polyphyletic, with the two aforemen ...
'', a genus of rorquals that includes the blue whale. Delphinidae, ocean dolphins, also arose during this radiation event in the late Miocene.


Ongoing evolution


Culture

Culture is group-specific behavior transferred by social learning. Tool use to aid with foraging is one example. Whether or not a dolphin uses a tool affects its eating behavior, which causes differences in diet. Also, using a tool allows a new niche and new prey to open up for that particular dolphin. Due to these differences, fitness levels change within the dolphins of a population, which further causes evolution to occur in the long run. Culture and social networks have played a large role in the evolution of modern cetaceans, as concluded in studies showing dolphins preferring mates with the same socially learned behaviors, and humpback whales using songs between breeding areas. For dolphins particularly, the largest non-genetic effects on their evolution are due to culture and social structure. Based on a 2014 study, the population of
Indo-Pacific bottlenose dolphin The Indo-Pacific bottlenose dolphin (''Tursiops aduncus'') is a species of bottlenose dolphin. This dolphin grows to long, and weighs up to . It lives in the waters around India, northern Australia, South China, the Red Sea, and the eastern ...
s (''Tursiops'' sp.) around Shark Bay of Western Australia can be divided into spongers and nonspongers. Spongers put
sea sponge Sponges or sea sponges are primarily marine invertebrates of the animal phylum Porifera (; meaning 'pore bearer'), a basal clade and a sister taxon of the diploblasts. They are sessile filter feeders that are bound to the seabed, and are o ...
s on their snouts as protection against abrasions from sharp objects, stingray barbs, or toxic organisms. The sponges also help the dolphins target fish without swim bladders, since echolocation cannot detect these fish easily against a complex background. Spongers also specifically forage in deep channels, but nonspongers are found foraging in both deep and shallow channels. This foraging behavior is mainly passed on from mother to child. Therefore, since this is a group behavior being passed down by social learning, this tool use is considered a cultural trait. Researchers in a 2014 study in Shark Bay found the fatty acid analyses between the West and East Gulf populations to differ, which is due to the two areas having different food sources. However, when comparing data from within the West Gulf, the spongers vs. the nonspongers in the deep channels had very different fatty acid results even though they are in the same habitat. Nonspongers from deep and shallow channels had similar data. This suggests that sponging was the cause of the different data and not the deep vs. shallow channels. Sponging opened up a new niche for the dolphins and allowed them access to new prey, which caused long-term dietary changes. By producing different food sources within a population, there is less intrapopulation competition for resources, showing
character displacement Character or Characters may refer to: Arts, entertainment, and media Literature * ''Character'' (novel), a 1936 Dutch novel by Ferdinand Bordewijk * ''Characters'' (Theophrastus), a classical Greek set of character sketches attributed to Theoph ...
. As a result, the carrying capacity increases since the entire population does not depend on one food source. The fitness levels within the population also change, thus allowing this culture to evolve.


Social structure

Social structure forms groups with individuals that interact with one another, and this allows for cultural traits to emerge, exchange, and evolve. This relationship is especially seen in the bottlenose dolphin populations in southwestern Australia, which have been known to beg for food from fishermen. This begging behavior was spread through the population due to individual (dolphins spending time around boats) and social (dolphins spending time with other dolphins who express begging behavior) learning. Culture can, however, impact social structure by causing behavior matching and assortive mating. Individuals within a certain culture are more likely to mate with individuals using the same behaviors rather than a random individual, thus influencing social groups and structure. For example, the spongers of Shark Bay preferentially stick with other spongers. Also, some bottlenose dolphins in
Moreton Bay Moreton Bay is a bay located on the eastern coast of Australia from central Brisbane, Queensland. It is one of Queensland's most important coastal resources. The waters of Moreton Bay are a popular destination for recreational anglers and are ...
, Australia followed
prawn Prawn is a common name for small aquatic crustaceans with an exoskeleton An exoskeleton () . is a skeleton that is on the exterior of an animal in the form of hardened integument, which both supports the body's shape and protects the intern ...
trawlers Trawler may refer to: Boats * Fishing trawler, used for commercial fishing * Naval trawler Naval trawlers are vessels built along the lines of a fishing trawler but fitted out for naval purposes; they were widely used during the World War I, Fir ...
to feed on their debris, while other dolphins in the same population did not. The dolphins preferentially associated with individuals with same behavior even though they all lived in the same habitat. Later on, prawn trawlers were no longer present, and the dolphins integrated into one social network after a couple of years. Social networks can still affect and cause evolution on their own by impending fitness differences on individuals. According to a 2012 study, male calves had a lower survival rate if they had stronger bonds with juvenile males. However, when other age and sex classes were tested, their survival rate did not significantly change. This suggests that juvenile males impose a social stress on their younger counterparts. In fact, it has been documented that juvenile males commonly perform acts of aggression, dominance, and intimidation against the male calves. According to a 2010 study, certain populations of Shark Bay dolphins had varying levels of fitness and calf success. This is either due to social learning (whether or not the mother passed on her knowledge of reproductive ability to the calves), or due to the strong association between mother dolphins in the population; by sticking in a group, an individual mother does not need to be as vigilant all the time for predators. Genetic studies conducted on
Clymene dolphin The Clymene dolphin (''Stenella clymene''), in older texts known as the short-snouted spinner dolphin, is a dolphin endemic to the Atlantic Ocean. It is the only confirmed case of hybrid speciation in marine mammals, descending from the spinn ...
s (''Stenella clymene'') focused on their natural histories, and the results show that the origin of the species was actually an outcome of
hybrid speciation Hybrid speciation is a form of speciation where hybridization between two different species leads to a new species, reproductively isolated from the parent species. Previously, reproductive isolation between two species and their parents was tho ...
. Hybridization between
spinner dolphin The spinner dolphin (''Stenella longirostris'') is a small dolphin found in off-shore tropical waters around the world. It is famous for its acrobatic displays in which it rotates around its longitudinal axis as it leaps through the air. It is a ...
s (''Stenella longirostris'') and
striped dolphin The striped dolphin (''Stenella coeruleoalba'') is a dolphin found in temperate and tropical waters of all the world's oceans. It is a member of the oceanic dolphin family, Delphinidae. Taxonomy The striped dolphin, also known as the euphrosy ...
s (''Stenella coeruleoalba'') in the North Atlantic was caused by constant habitat sharing of the two species. Relationships between these three species had been speculated according to notable resemblances between anatomies of the Clymene and the spinner dolphins, resulting in the former being regarded as subspecies of the latter until 1981, and the possibility of the Clymene dolphin as a hybrid between the spinner and the striped dolphins have come to question based on anatomical and behavioral similarities between these two species.


Environmental factors

Genome sequences done in 2013 revealed that the Yangtze river dolphin, or "baiji" (''Lipotes vexillifer''), lacks
single nucleotide polymorphism In genetics and bioinformatics, a single-nucleotide polymorphism (SNP ; plural SNPs ) is a germline substitution of a single nucleotide at a specific position in the genome. Although certain definitions require the substitution to be present in ...
s in their genome. After reconstructing the history of the baiji genome for this dolphin species, researchers found that the major decrease in genetic diversity occurred most likely due to a
bottleneck Bottleneck may refer to: * the narrowed portion (neck) of a bottle Science and technology * Bottleneck (engineering), where the performance of an entire system is limited by a single component * Bottleneck (network), in a communication network * ...
event during the last
deglaciation Deglaciation is the transition from full glacial conditions during ice ages, to warm interglacials, characterized by global warming and sea level rise due to change in continental ice volume. Thus, it refers to the retreat of a glacier, an ice shee ...
event. During this time period, sea levels were rising while global temperatures were increasing. Other historical climate events can be correlated and matched with the genome history of the Yangtze river dolphin as well. This shows how global and local
climate change Present-day climate change includes both global warming—the ongoing increase in Global surface temperature, global average temperature—and its wider effects on Earth's climate system. Climate variability and change, Climate change in ...
can drastically affect a genome, leading to changes in fitness, survival, and evolution of a species. The European population of
common dolphin The common dolphin (''Delphinus delphis'') is the most abundant cetacean in the world, with a global population of about six million. Despite this fact and its vernacular name, the common dolphin is not thought of as the archetypal dolphin, wit ...
s (''Delphinus delphis'') in the Mediterranean have differentiated into two types: eastern and western. According to a 2012 study, this seems to be due to a recent bottleneck as well, which drastically decreased the size of the eastern Mediterranean population. Also, the lack of population structure between the western and eastern regions seems contradictory of the distinct population structures between other regions of dolphins. Even though the dolphins in the Mediterranean area had no physical barrier between their regions, they still differentiated into two types due to ecology and biology. Therefore, the differences between the eastern and western dolphins most likely stems from highly specialized niche choice rather than just physical barriers. Through this, environment plays a large role in the differentiation and evolution of this dolphin species. The divergence and speciation within bottlenose dolphins has been largely due to climate and environmental changes over history. According to research, the divisions within the genus correlate with periods of rapid climate change. For example, the changing temperatures could cause the coast landscape to change, niches to empty up, and opportunities for separation to appear. In the Northeast Atlantic, specifically, genetic evidence suggests that the bottlenose dolphins have differentiated into coastal and pelagic types. Divergence seems most likely due to a founding event where a large group separated. Following this event, the separate groups adapted accordingly and formed their own niche specializations and social structures. These differences caused the two groups to diverge and to remain separated. Two endemic, distinctive types of
short-finned pilot whale The short-finned pilot whale (''Globicephala macrorhynchus'') is one of the two species of cetaceans in the genus ''Pilot whale, Globicephala'', which it shares with the long-finned pilot whale (''G. melas''). It is part of the oceanic dolphin ...
, ''Tappanaga'' (or ''Shiogondou'') the larger, northern type and ''Magondou'' the smaller, southern type, can be found along the Japanese archipelago where distributions of these two types mostly do not overlap by the oceanic front border around the easternmost point of Honshu. It is thought that the local extinction of long-finned pilot whales in the
North Pacific The Pacific Ocean is the largest and deepest of Earth's five oceanic divisions. It extends from the Arctic Ocean in the north to the Southern Ocean, or, depending on the definition, to Antarctica in the south, and is bounded by the contine ...
in the 12th century could have triggered the appearance of ''Tappanaga'', causing short-finned pilot whales to colonize the colder ranges of the long-finned variant. Whales with similar characteristics to the ''Tappanaga'' can be found along
Vancouver Island Vancouver Island is an island in the northeastern Pacific Ocean and part of the Canadian province of British Columbia. The island is in length, in width at its widest point, and in total area, while are of land. The island is the largest ...
and northern US coasts as well. Hidaka T. Kasuya T. Izawa K. Kawamichi T. 1996. The encyclopaedia of animals in Japan (2) – Mammals 2. (9784582545517) (4582545521).
Heibonsha Heibonsha (平凡社) is a Japanese publishing company based in Tokyo, which publishes encyclopedias, dictionaries and books in the fields of science and philosophy. Since 1945 it has also published books on art and literature.Aquatic adaptation *
Evolution of mammals The evolution of mammals has passed through many stages since the first appearance of their synapsid ancestors in the Pennsylvanian (geology), Pennsylvanian sub-period of the late Carboniferous period. By the mid-Triassic, there were many synaps ...
*
Evolution of sirenians Sirenia is the order (biology), order of Eutheria, placental mammals which comprises modern "sea cows" (manatees and the Dugong) and their extinct relatives. They are the only extant herbivorous marine mammals and the only group of herbivorous ...
* List of extinct cetaceans *
Transitional form A transitional fossil is any fossilized remains of a life form that exhibits traits common to both an ancestral group and its derived descendant group. This is especially important where the descendant group is sharply differentiated by gross ...


References


External links

For a review of whale evolution, see
Timeline of Whale Evolution
Smithsonian Ocean Portal

– University of Bristol
BBC: Whale's evolution

BBC: Whale Evolution – The Fossil Evidence


by
Stephen Jay Gould Stephen Jay Gould ( ; September 10, 1941 – May 20, 2002) was an American Paleontology, paleontologist, Evolutionary biology, evolutionary biologist, and History of science, historian of science. He was one of the most influential and widely re ...

Research on the Origin and Early Evolution of Whales (Cetacea)
Gingerich, P.D., University of Michigan
Pakicetus inachus, a new archaeocete (Mammalia, Cetacea) from the early-middle Eocene Kuldana Formation of Kohat (Pakistan)
Gingerich, P.D., 1981, Museum of Paleontology, The University of Michigan

Nature 413, 277–281 (20 September 2001), J. G. M. Thewissen, E. M. Williams, L. J. Roe and S. T. Hussain
Evolution of Whales segment from the Whales Tohorā Exhibition Minisite of the Museum of New Zealand Te Papa Tongarewa
{{DEFAULTSORT:Evolution of Cetaceans Cetaceans
Cetaceans Cetacea (; , ) is an infraorder of aquatic mammals belonging to the order Artiodactyla that includes whales, dolphins and porpoises. Key characteristics are their fully aquatic lifestyle, streamlined body shape, often large size and exclusively c ...
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