A transcritical cycle is a closed
thermodynamic cycle where the working fluid goes through both
subcritical and
supercritical states. In particular, for
power cycles the
working fluid is kept in the
liquid
A liquid is a nearly incompressible fluid that conforms to the shape of its container but retains a (nearly) constant volume independent of pressure. As such, it is one of the four fundamental states of matter (the others being solid, gas, an ...
region during the compression phase and in
vapour and/or supercritical conditions during the expansion phase. The ultrasupercritical steam
Rankine cycle
The Rankine cycle is an idealized thermodynamic cycle describing the process by which certain heat engines, such as steam turbines or reciprocating steam engines, allow mechanical work to be extracted from a fluid as it moves between a heat sou ...
represents a widespread transcritical cycle in the
electricity generation field from
fossil fuels, where water is used as working fluid. Other typical applications of transcritical cycles to the purpose of power generation are represented by
organic Rankine cycles, which are especially suitable to exploit low temperature heat sources, such as
geothermal energy
Geothermal energy is the thermal energy in the Earth's crust which originates from the formation of the planet and from radioactive decay of materials in currently uncertain but possibly roughly equal proportions. The high temperature and pre ...
,
heat recovery applications or
waste to energy plants. With respect to subcritical cycles, the transcritical cycle exploits by definition higher
pressure ratios, an feature that ultimately yields higher
efficiencies for the majority of the
working fluids. Considering then also supercritical cycles as a valid alternative to the transcritical ones, the latter cycles are capable of achieving higher specific works due to the limited relative importance of the work of compression work. This evidences the extreme potential of transcritical cycles to the purpose of producing the most power (measurable in terms of the cycle specific work) with the least expenditure (measurable in terms of spent energy to compress the working fluid).
While in single level supercritical cycles both pressure levels are above the
critical pressure of the working fluid, in transcritical cycles one pressure level is above the critical pressure and the other is below. In the refrigeration field
carbon dioxide
Carbon dioxide ( chemical formula ) is a chemical compound made up of molecules that each have one carbon atom covalently double bonded to two oxygen atoms. It is found in the gas state at room temperature. In the air, carbon dioxide is t ...
, CO
2, is increasingly considered of interest as
refrigerant
A refrigerant is a working fluid used in the refrigeration cycle of air conditioning systems and heat pumps where in most cases they undergo a repeated phase transition from a liquid to a gas and back again. Refrigerants are heavily regulate ...
.
Transcritical conditions of the working fluid

In trascritical cycles, the pressure of the working fluid at the outlet of the pump is higher than the critical pressure, while the inlet conditions are close to the
saturated liquid pressure at the given minimum temperature.
During the heating phase, which is typically considered an
isobaric process
In thermodynamics, an isobaric process is a type of thermodynamic process in which the pressure of the system stays constant: Δ''P'' = 0. The heat transferred to the system does work, but also changes the internal energy (''U'') o ...
, the working fluid overcomes the
critical temperature, moving thus form the liquid to the supercritical phase without the occurrence of any
evaporation process, a significant difference between subcritical and transcritical cycles. Due to this significant difference in the heating phase, the heat injection into the cycle is significantly more efficient from a
second law perspective, since the average temperature difference between the hot source and the working fluid is reduced.
As a consequence, the maximum temperatures reached by the cold source can be higher at fixed hot source characteristics. Therefore, the
expansion process can be accomplished exploiting higher pressure ratios, which yields higher power production. Modern ultrasupercritical
Rankine cycles can reach maximum temperatures up to 620°C exploiting the optimized heat introduction process.
Characterization of the power cycle

As in any power cycle, the most important indicator of its performance is the
thermal efficiency. The thermal efficiency of a transcritical cycle is computed as:
where
is the thermal input of the cycle, provided by either
combustion
Combustion, or burning, is a high-temperature exothermic redox chemical reaction between a fuel (the reductant) and an oxidant, usually atmospheric oxygen, that produces oxidized, often gaseous products, in a mixture termed as smoke. Combust ...
or with a
heat exchanger
A heat exchanger is a system used to transfer heat between a source and a working fluid. Heat exchangers are used in both cooling and heating processes. The fluids may be separated by a solid wall to prevent mixing or they may be in direct conta ...
, and
is the power produced by the cycle.
The power produced is considered comprehensive of the produced power during the expansion process of the
working fluid and the one consumed during the
compression step.
The typical conceptual configuration of a transcritical cycle employs a single heater, thanks to the absence of drastic
phase change from one state to another, being the pressure above the critical one. In subcritical cycles, instead, the heating process of the working fluid occurs in three different
heat exchanger
A heat exchanger is a system used to transfer heat between a source and a working fluid. Heat exchangers are used in both cooling and heating processes. The fluids may be separated by a solid wall to prevent mixing or they may be in direct conta ...
s: in
economizers the working fluid is heated (while remaining in the liquid phase) up to a condition approaching the saturated liquid conditions.
Evaporators accomplish fluid evaporation process (typically up to the saturated vapour conditions) and in
superheaters the working fluid is heated form the saturated vapour conditions to a
superheated vapor. Moreover, using Rankine cycles as bottoming cycles in the context of
combined gas-steam cycles keeps the configuration of the former ones as always subcritical. Therefore, there will be multiple pressure levels and hence multiple evaporators, economizers and superheaters, which introduces a significant complication to the heat injection process in the cycle.
Characterization of the compression process

Along
adiabatic and
isentropic processes, such as those theoretically associated with
pumping
Pumping may refer to:
* The operation of a pump, for moving a liquid from one location to another
**The use of a breast pump for extraction of milk
* Pumping (audio), a creative misuse of dynamic range compression
* Pumping (computer systems), ...
processes in transcritical cycles, the enthalpy difference across both a compression and an expansion is computed as:
Consequently, a working fluid with a lower
specific volume (hence higher
density
Density (volumetric mass density or specific mass) is the substance's mass per unit of volume. The symbol most often used for density is ''ρ'' (the lower case Greek letter rho), although the Latin letter ''D'' can also be used. Mathematicall ...
) can inevitably be compressed spending a lower mechanical work than one with low density (more
gas like).
In transcritical cycles, the very high maximum pressures and the liquid conditions along the whole compression phase ensure a higher density and a lower specific volume with respect to supercritical counterparts. Considering the different physical phases though which compression processes occur, transcritical and supercritical cycles employ
pump
A pump is a device that moves fluids ( liquids or gases), or sometimes slurries, by mechanical action, typically converted from electrical energy into hydraulic energy. Pumps can be classified into three major groups according to the method the ...
s (for liquids) and
compressors (for gases), respectively, during the compression step.
Characterization of the expansion process

In the expansion step of the working fluid in transcritical cycles, as in subcritical ones, the working fluid can be discharged either in wet or dry conditions.
Typical dry expansions are those involving organic or other
unconventional working fluids, which are characterized by non-negligible molecular complexities and high
molecular weights.
The expansion step occurs in
turbine
A turbine ( or ) (from the Greek , ''tyrbē'', or Latin ''turbo'', meaning vortex) is a rotary mechanical device that extracts energy from a fluid flow and converts it into useful work. The work produced by a turbine can be used for generating ...
s: depending on the application and on the nameplate power produced by the power plant, both
axial turbines and
radial turbines can be exploited during fluid expansion. Axial turbines favour lower rotational speed and higher power production, while radial turbines are suitable for
limited powers produced and high rotational speed.
Organic cycles are appropriate choices for low enthalpy applications and are characterized by higher average densities across the expanders than those occurring in transcritical steam cycles: for this reason a low blade height is normally designed and the
volumetric flow rate
In physics and engineering, in particular fluid dynamics, the volumetric flow rate (also known as volume flow rate, or volume velocity) is the volume of fluid which passes per unit time; usually it is represented by the symbol (sometimes ). I ...
is kept limited to relatively small values. On the other hand in large scale application scenarios the expander blades typically show heights that exceed one meter and that are exploited in the steam cycles. Here, in fact, the fluid density at the outlet of the last expansion stage is significantly low.
In general, the specific work of the cycle is expressed as:
Even though the specific work of any cycle is strongly dependent on the actual
working fluid considered in the cycle, transcritical cycles are expected to exhibit higher specific works than the corresponding subcritical and supercritical counterparts (i.e., that exploit the same working fluid). For this reason, at fixed boundary conditions, power produced and working fluid, a lower
mass flow rate
In physics and engineering, mass flow rate is the mass of a substance which passes per unit of time. Its unit is kilogram per second in SI units, and slug per second or pound per second in US customary units. The common symbol is \dot (''� ...
is expected in transcritical cycles than in other configurations.
Applications in power cycles
Ultrasupercritical Rankine cycles
In the last decades, the thermal efficiency of
Rankine cycles increased drastically, especially for large scale applications fueled by
coal
Coal is a combustible black or brownish-black sedimentary rock, formed as stratum, rock strata called coal seams. Coal is mostly carbon with variable amounts of other Chemical element, elements, chiefly hydrogen, sulfur, oxygen, and nitrogen ...
: for these power plants, the application of ultrasupercritical layouts was the main factor to achieve the goal, since the higher pressure ratio ensures higher cycle efficiencies.
The increment in thermal efficiency of power plants fueled by dirty fuels became crucial also in the reduction of the specific emissions of the plants, both in therms of
greenhouse gas
A greenhouse gas (GHG or GhG) is a gas that absorbs and emits radiant energy within the thermal infrared range, causing the greenhouse effect. The primary greenhouse gases in Earth's atmosphere are water vapor (), carbon dioxide (), met ...
and for
pollutant
A pollutant or novel entity is a substance or energy introduced into the environment that has undesired effects, or adversely affects the usefulness of a resource. These can be both naturally forming (i.e. minerals or extracted compounds like o ...
such as
sulfur dioxide
Sulfur dioxide ( IUPAC-recommended spelling) or sulphur dioxide (traditional Commonwealth English) is the chemical compound with the formula . It is a toxic gas responsible for the odor of burnt matches. It is released naturally by volcanic ...
or
NOx.
In large scale applications, ultrasupercritical Rankine cycles employ up to 10
feedwater heaters, five on the high pressure side and five on the low pressure side, including the
deaerator, helping in the increment of the temperature at the inlet of the boiler up to 300°C, allowing a significant
regenerative air preheating, thus reducing the fuel consumption. Studies on the best performant configurations of supercritical rankine cycles (300 bar of maximum pressure, 600°C of maximum temperature and two reheats) show that such layouts can achieve a cycle efficiency higher than 50%, about 6% higher than subcritical configurations.
Organic Rankine cycles
Organic Rankine cycles are innovative power cycles which allow good performances for low enthalpy thermal sources and ensure condensation above the atmospheric pressure, thus avoiding
deaerators and large cross sectional area in the
heat rejection units. Moreover, with respect to
steam Rankine cycles, ORC have a higher flexibility in handling low power sizes, allowing significant compactness.
Typical applications of ORC cover:
waste heat recovery plants,
geothermal plants,
biomass plants and
waste to energy power plants.
Organic Rankine cycles use organic fluids (such as
hydrocarbons
In organic chemistry, a hydrocarbon is an organic compound consisting entirely of hydrogen and carbon. Hydrocarbons are examples of group 14 hydrides. Hydrocarbons are generally colourless and hydrophobic, and their odors are usually weak or ...
,
perfluorocarbons,
chlorofluorocarbon
Chlorofluorocarbons (CFCs) and hydrochlorofluorocarbons (HCFCs) are fully or partly halogenated hydrocarbons that contain carbon (C), hydrogen (H), chlorine (Cl), and fluorine (F), produced as volatile derivatives of methane, ethane, and pro ...
, and many others) as working fluids. Most of them have a critical temperature in the range of 100-200°C, for this reason perfectly adaptable to transcritical cycles in low temperature applications.
Considering organic fluids, having a maximum pressure above the critical one can more than double the temperature difference across the turbine, with respect to the subcritical counterpart, and significantly increase both the cycle specific work and cycle efficiency.
Applications in refrigeration cycles
A
refrigeration cycle, also known as heat pump, is a thermodynamic cycle that allows the removal of heat from a low temperature
heat source
In thermodynamics, heat is defined as the form of energy crossing the boundary of a thermodynamic system by virtue of a temperature difference across the boundary. A thermodynamic system does not ''contain'' heat. Nevertheless, the term is al ...
and the rejection of heat into a high temperature heat source, thanks to mechanical power consumption. Traditional refrigeration cycles are subcritical, with the high pressure side (where heat rejection occurs) below the critical pressure.
Innovative transcritical refrigeration cycles, instead, should use a working fluid whose
critical temperature is around the ambient temperature. For this reason,
carbon dioxide
Carbon dioxide ( chemical formula ) is a chemical compound made up of molecules that each have one carbon atom covalently double bonded to two oxygen atoms. It is found in the gas state at room temperature. In the air, carbon dioxide is t ...
is chosen due to its favourable critical conditions. In fact, the
critical point of carbon dioxide is 31°C, reasonably in between the hot source and cold source of traditional refrigeration applications, thus suitable for a transcritical applications.
In transcritical refrigeration cycles the heat is dissipated through a
gas cooler instead of a desuperheater and a
condenser like in subcritical cycles. This limits the plant components, plant complexity and costs of the power block.
The advantages of using
supercritical carbon dioxide as working fluid, instead of traditional refrigerant fluids (like
HFC HFC may stand for:
Chemicals
* Hafnium carbide
* Hydrofluorocarbons
Financial institutions
*HFC Bank, part of HSBC Finance
*Home Finance Company, known in Ghana as "HFC Bank"
Places
*Hall for Cornwall, a theatre in Cornwall, UK
*Heng Fa Chuen, a ...
of
HFO), in refrigeration cycles is represented both by economic aspects and environmental ones. The cost of carbon dioxide is two order of magnitude lower than the ones of the average refrigerant working fluid and the environmental impact of carbon dioxide is very limited (with a
GWP of 1 and an
ODP of 0), the fluid is not reactive nor significantly toxic. No other working fluids for refrigeration is able to reach the same environmental favourable characteristics of carbon dioxide.
File:Ts transcritical heat pumps.png, Ts diagram of a transcritical heat pump: cold source (yellow), hot source (red), transcritical cycle (blue)
File:RefrigerationTS.png, A subcritical refrigeration cycle, where heat rejection occurs at a pressure lower than the critical one
References
{{Thermodynamic cycles
Energy conversion
Power station technology
Thermodynamics