Transcritical Cycle
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A transcritical cycle is a closed
thermodynamic cycle A thermodynamic cycle consists of linked sequences of thermodynamic processes that involve heat transfer, transfer of heat and work (physics), work into and out of the system, while varying pressure, temperature, and other state variables within t ...
where the working fluid goes through both
subcritical In the operation of a nuclear reactor, criticality or critical state is the state in which a nuclear chain reaction is self-sustaining but not growing. Subcriticality or subcritical state is the state in which a nuclear chain reaction is not self ...
and supercritical states. In particular, for power cycles the
working fluid For fluid power, a working fluid is a gas or liquid that primarily transfers force, motion, or mechanical energy. In hydraulics, water or hydraulic fluid transfers force between hydraulic components such as hydraulic pumps, hydraulic cylinders, a ...
is kept in the
liquid Liquid is a state of matter with a definite volume but no fixed shape. Liquids adapt to the shape of their container and are nearly incompressible, maintaining their volume even under pressure. The density of a liquid is usually close to th ...
region during the compression phase and in
vapour In physics, a vapor (American English) or vapour (Commonwealth English; see spelling differences) is a substance in the gas phase at a temperature lower than its critical temperature,R. H. Petrucci, W. S. Harwood, and F. G. Herring, ''General ...
and/or supercritical conditions during the expansion phase. The ultrasupercritical steam
Rankine cycle The Rankine cycle is an idealized thermodynamic cycle describing the process by which certain heat engines, such as steam turbines or reciprocating steam engines, allow mechanical work to be extracted from a fluid as it moves between a heat sour ...
represents a widespread transcritical cycle in the
electricity generation Electricity generation is the process of generating electric power from sources of primary energy. For electric utility, utilities in the electric power industry, it is the stage prior to its Electricity delivery, delivery (Electric power transm ...
field from
fossil fuels A fossil fuel is a flammable carbon compound- or hydrocarbon-containing material formed naturally in the Earth's crust from the buried remains of prehistoric organisms (animals, plants or microplanktons), a process that occurs within geologica ...
, where water is used as working fluid. Other typical applications of transcritical cycles to the purpose of power generation are represented by
organic Rankine cycle In thermal engineering, the organic Rankine cycle (ORC) is a type of thermodynamic cycle. It is a variation of the Rankine cycle named for its use of an organic, high- molecular-mass fluid (compared to water) whose vaporization temperature is l ...
s, which are especially suitable to exploit low temperature heat sources, such as
geothermal energy Geothermal energy is thermal energy extracted from the crust (geology), crust. It combines energy from the formation of the planet and from radioactive decay. Geothermal energy has been exploited as a source of heat and/or electric power for m ...
, heat recovery applications or waste to energy plants. With respect to subcritical cycles, the transcritical cycle exploits by definition higher pressure ratios, a feature that ultimately yields higher efficiencies for the majority of the working fluids. Considering then also supercritical cycles as a valid alternative to the transcritical ones, the latter cycles are capable of achieving higher specific works due to the limited relative importance of the work of compression work. This evidences the extreme potential of transcritical cycles to the purpose of producing the most power (measurable in terms of the cycle specific work) with the least expenditure (measurable in terms of spent energy to compress the working fluid). While in single level supercritical cycles both pressure levels are above the
critical pressure In thermodynamics, a critical point (or critical state) is the end point of a phase equilibrium curve. One example is the liquid–vapor critical point, the end point of the pressure–temperature curve that designates conditions under which a l ...
of the working fluid, in transcritical cycles one pressure level is above the critical pressure and the other is below. In the refrigeration field
carbon dioxide Carbon dioxide is a chemical compound with the chemical formula . It is made up of molecules that each have one carbon atom covalent bond, covalently double bonded to two oxygen atoms. It is found in a gas state at room temperature and at norma ...
, CO2, is increasingly considered of interest as
refrigerant A refrigerant is a working fluid used in the cooling, heating, or reverse cooling/heating cycles of air conditioning systems and heat pumps, where they undergo a repeated phase transition from a liquid to a gas and back again. Refrigerants are ...
.


Transcritical conditions of the working fluid

In transcritical cycles, the pressure of the working fluid at the outlet of the pump is higher than the critical pressure, while the inlet conditions are close to the
saturated liquid Saturation, saturated, unsaturation or unsaturated may refer to: Chemistry *Saturated and unsaturated compounds, a classification of compounds related to their ability to resist addition reactions ** Degree of unsaturation **Saturated fat or satu ...
pressure at the given minimum temperature. During the heating phase, which is typically considered an
isobaric process In thermodynamics, an isobaric process is a type of thermodynamic process in which the pressure of the Thermodynamic system, system stays constant: Δ''P'' = 0. The heat transferred to the system does work (thermodynamics), work, but a ...
, the working fluid overcomes the
critical temperature Critical or Critically may refer to: *Critical, or critical but stable, medical states **Critical, or intensive care medicine *Critical juncture, a discontinuous change studied in the social sciences. *Critical Software, a company specializing in ...
, moving thus from the liquid to the supercritical phase without the occurrence of any
evaporation Evaporation is a type of vaporization that occurs on the Interface (chemistry), surface of a liquid as it changes into the gas phase. A high concentration of the evaporating substance in the surrounding gas significantly slows down evapora ...
process, a significant difference between subcritical and transcritical cycles. Due to this significant difference in the heating phase, the heat injection into the cycle is significantly more efficient from a second law perspective, since the average temperature difference between the hot source and the working fluid is reduced. As a consequence, the maximum temperatures reached by the cold source can be higher at fixed hot source characteristics. Therefore, the expansion process can be accomplished exploiting higher pressure ratios, which yields higher power production. Modern ultrasupercritical Rankine cycles can reach maximum temperatures up to 620°C exploiting the optimized heat introduction process.


Characterization of the power cycle

As in any power cycle, the most important indicator of its performance is the
thermal efficiency In thermodynamics, the thermal efficiency (\eta_) is a dimensionless performance measure of a device that uses thermal energy, such as an internal combustion engine, steam turbine, steam engine, boiler, furnace, refrigerator, ACs etc. For ...
. The thermal efficiency of a transcritical cycle is computed as: \eta_=\frac where Q_ is the thermal input of the cycle, provided by either
combustion Combustion, or burning, is a high-temperature exothermic redox chemical reaction between a fuel (the reductant) and an oxidant, usually atmospheric oxygen, that produces oxidized, often gaseous products, in a mixture termed as smoke. Combustion ...
or with a
heat exchanger A heat exchanger is a system used to transfer heat between a source and a working fluid. Heat exchangers are used in both cooling and heating processes. The fluids may be separated by a solid wall to prevent mixing or they may be in direct contac ...
, and W_ is the power produced by the cycle. The power produced is considered comprehensive of the produced power during the expansion process of the
working fluid For fluid power, a working fluid is a gas or liquid that primarily transfers force, motion, or mechanical energy. In hydraulics, water or hydraulic fluid transfers force between hydraulic components such as hydraulic pumps, hydraulic cylinders, a ...
and the one consumed during the
compression Compression may refer to: Physical science *Compression (physics), size reduction due to forces *Compression member, a structural element such as a column *Compressibility, susceptibility to compression * Gas compression *Compression ratio, of a ...
step. The typical conceptual configuration of a transcritical cycle employs a single heater, thanks to the absence of drastic
phase change Phase change may refer to: * Phase transition In physics, chemistry, and other related fields like biology, a phase transition (or phase change) is the physical process of transition between one state of a medium and another. Commonly the term ...
from one state to another, being the pressure above the critical one. In subcritical cycles, instead, the heating process of the working fluid occurs in three different
heat exchanger A heat exchanger is a system used to transfer heat between a source and a working fluid. Heat exchangers are used in both cooling and heating processes. The fluids may be separated by a solid wall to prevent mixing or they may be in direct contac ...
s: in
economizer Economizers (US and Oxford spelling), or economisers (UK), are mechanical devices intended to reduce energy consumption, or to perform useful function such as preheating a fluid. The term economizer is used for other purposes as well. Boiler, p ...
s the working fluid is heated (while remaining in the liquid phase) up to a condition approaching the saturated liquid conditions.
Evaporator An evaporator is a type of heat exchanger device that facilitates evaporation by utilizing conductive and convective heat transfer, which provides the necessary thermal energy for phase transition from liquid to vapour. Within evaporators, a ci ...
s accomplish fluid evaporation process (typically up to the saturated vapour conditions) and in
superheater A superheater is a device used to convert saturated steam or wet steam into superheated steam or dry steam. Superheated steam is used in steam turbines for electricity generation, in some steam engines, and in processes such as steam reforming. ...
s the working fluid is heated form the saturated vapour conditions to a superheated vapor. Moreover, using Rankine cycles as bottoming cycles in the context of combined gas-steam cycles keeps the configuration of the former ones as always subcritical. Therefore, there will be multiple pressure levels and hence multiple evaporators, economizers and superheaters, which introduces a significant complication to the heat injection process in the cycle.


Characterization of the compression process

Along adiabatic and
isentropic An isentropic process is an idealized thermodynamic process that is both adiabatic and reversible. The work transfers of the system are frictionless, and there is no net transfer of heat or matter. Such an idealized process is useful in eng ...
processes, such as those theoretically associated with pumping processes in transcritical cycles, the enthalpy difference across both a compression and an expansion is computed as: \Delta h= \int_^ v\cdot dP Consequently, a working fluid with a lower
specific volume In thermodynamics, the specific volume of a substance (symbol: , nu) is the quotient of the substance's volume () to its mass (): :\nu = \frac It is a mass-specific intrinsic property of the substance. It is the reciprocal of density (rho) ...
(hence higher
density Density (volumetric mass density or specific mass) is the ratio of a substance's mass to its volume. The symbol most often used for density is ''ρ'' (the lower case Greek letter rho), although the Latin letter ''D'' (or ''d'') can also be u ...
) can inevitably be compressed spending a lower mechanical work than one with low density (more
gas Gas is a state of matter that has neither a fixed volume nor a fixed shape and is a compressible fluid. A ''pure gas'' is made up of individual atoms (e.g. a noble gas like neon) or molecules of either a single type of atom ( elements such as ...
like). In transcritical cycles, the very high maximum pressures and the liquid conditions along the whole compression phase ensure a higher density and a lower specific volume with respect to supercritical counterparts. Considering the different physical phases though which compression processes occur, transcritical and supercritical cycles employ
pump A pump is a device that moves fluids (liquids or gases), or sometimes Slurry, slurries, by mechanical action, typically converted from electrical energy into hydraulic or pneumatic energy. Mechanical pumps serve in a wide range of application ...
s (for liquids) and
compressor A compressor is a mechanical device that increases the pressure of a gas by reducing its volume. An air compressor is a specific type of gas compressor. Many compressors can be staged, that is, the gas is compressed several times in steps o ...
s (for gases), respectively, during the compression step.


Characterization of the expansion process

In the expansion step of the working fluid in transcritical cycles, as in subcritical ones, the working fluid can be discharged either in wet or dry conditions. Typical dry expansions are those involving organic or other unconventional working fluids, which are characterized by non-negligible molecular complexities and high molecular weights. The expansion step occurs in
turbine A turbine ( or ) (from the Greek , ''tyrbē'', or Latin ''turbo'', meaning vortex) is a rotary mechanical device that extracts energy from a fluid flow and converts it into useful work. The work produced can be used for generating electrical ...
s: depending on the application and on the nameplate power produced by the power plant, both axial turbines and radial turbines can be exploited during fluid expansion. Axial turbines favour lower rotational speed and higher power production, while radial turbines are suitable for limited powers produced and high rotational speed. Organic cycles are appropriate choices for low enthalpy applications and are characterized by higher average densities across the expanders than those occurring in transcritical steam cycles: for this reason a low blade height is normally designed and the
volumetric flow rate In physics and engineering, in particular fluid dynamics, the volumetric flow rate (also known as volume flow rate, or volume velocity) is the volume of fluid which passes per unit time; usually it is represented by the symbol (sometimes \do ...
is kept limited to relatively small values. On the other hand in large scale application scenarios the expander blades typically show heights that exceed one meter and that are exploited in the steam cycles. Here, in fact, the fluid density at the outlet of the last expansion stage is significantly low. In general, the specific work of the cycle is expressed as: w_=\frac Even though the specific work of any cycle is strongly dependent on the actual
working fluid For fluid power, a working fluid is a gas or liquid that primarily transfers force, motion, or mechanical energy. In hydraulics, water or hydraulic fluid transfers force between hydraulic components such as hydraulic pumps, hydraulic cylinders, a ...
considered in the cycle, transcritical cycles are expected to exhibit higher specific works than the corresponding subcritical and supercritical counterparts (i.e., that exploit the same working fluid). For this reason, at fixed boundary conditions, power produced and working fluid, a lower
mass flow rate In physics and engineering, mass flow rate is the Temporal rate, rate at which mass of a substance changes over time. Its unit of measurement, unit is kilogram per second (kg/s) in SI units, and Slug (unit), slug per second or pound (mass), pou ...
is expected in transcritical cycles than in other configurations.


Applications in power cycles


Ultrasupercritical Rankine cycles

In the last decades, the thermal efficiency of Rankine cycles increased drastically, especially for large scale applications fueled by
coal Coal is a combustible black or brownish-black sedimentary rock, formed as rock strata called coal seams. Coal is mostly carbon with variable amounts of other Chemical element, elements, chiefly hydrogen, sulfur, oxygen, and nitrogen. Coal i ...
: for these power plants, the application of ultrasupercritical layouts was the main factor to achieve the goal, since the higher pressure ratio ensures higher cycle efficiencies. The increment in thermal efficiency of power plants fueled by dirty fuels became crucial also in the reduction of the specific emissions of the plants, both in therms of
greenhouse gas Greenhouse gases (GHGs) are the gases in the atmosphere that raise the surface temperature of planets such as the Earth. Unlike other gases, greenhouse gases absorb the radiations that a planet emits, resulting in the greenhouse effect. T ...
and for
pollutant A pollutant or novel entity is a substance or energy introduced into the environment that has undesired effect, or adversely affects the usefulness of a resource. These can be both naturally forming (i.e. minerals or extracted compounds like oi ...
such as
sulfur dioxide Sulfur dioxide (IUPAC-recommended spelling) or sulphur dioxide (traditional Commonwealth English) is the chemical compound with the formula . It is a colorless gas with a pungent smell that is responsible for the odor of burnt matches. It is r ...
or
NOx In atmospheric chemistry, is shorthand for nitric oxide () and nitrogen dioxide (), the nitrogen oxides that are most relevant for air pollution. These gases contribute to the formation of smog and acid rain, as well as affecting tro ...
. In large scale applications, ultrasupercritical Rankine cycles employ up to 10 feedwater heaters, five on the high pressure side and five on the low pressure side, including the
deaerator A deaerator is a device that is used for the removal of dissolved gases like oxygen from a liquid. Thermal deaerators are commonly used to remove dissolved gases in feedwater for steam-generating boilers. The deaerator is part of the feedwater h ...
, helping in the increment of the temperature at the inlet of the boiler up to 300°C, allowing a significant regenerative air preheating, thus reducing the fuel consumption. Studies on the best performant configurations of supercritical rankine cycles (300 bar of maximum pressure, 600°C of maximum temperature and two reheats) show that such layouts can achieve a cycle efficiency higher than 50%, about 6% higher than subcritical configurations.


Organic Rankine cycles

Organic Rankine cycles are innovative power cycles which allow good performances for low enthalpy thermal sources and ensure condensation above the atmospheric pressure, thus avoiding deaerators and large cross sectional area in the heat rejection units. Moreover, with respect to steam Rankine cycles, ORC have a higher flexibility in handling low power sizes, allowing significant compactness. Typical applications of ORC cover: waste heat recovery plants, geothermal plants, biomass plants and waste to energy power plants. Organic Rankine cycles use organic fluids (such as
hydrocarbons In organic chemistry, a hydrocarbon is an organic compound consisting entirely of hydrogen and carbon. Hydrocarbons are examples of group 14 hydrides. Hydrocarbons are generally colourless and hydrophobic; their odor is usually faint, and may b ...
,
perfluorocarbons Fluorocarbons are chemical compounds with carbon-fluorine bonds. Compounds that contain many C-F bonds often have distinctive properties, e.g., enhanced stability, volatility, and hydrophobicity. Several fluorocarbons and their derivatives are ...
,
chlorofluorocarbon Chlorofluorocarbons (CFCs) and hydrochlorofluorocarbons (HCFCs) are fully or partly Halogenation, halogenated hydrocarbons that contain carbon (C), hydrogen (H), chlorine (Cl), and fluorine (F). They are produced as volatility (chemistry), volat ...
, and many others) as working fluids. Most of them have a critical temperature in the range of 100-200°C, for this reason perfectly adaptable to transcritical cycles in low temperature applications. Considering organic fluids, having a maximum pressure above the critical one can more than double the temperature difference across the turbine, with respect to the subcritical counterpart, and significantly increase both the cycle specific work and cycle efficiency.


Applications in refrigeration cycles

A
refrigeration cycle Thermodynamic heat pump cycles or refrigeration cycles are the conceptual and mathematical models for heat pump, air conditioning and refrigeration systems. A heat pump is a mechanical system that transmits heat from one location (the "source") a ...
, also known as heat pump, is a thermodynamic cycle that allows the removal of heat from a low temperature heat source and the rejection of heat into a high temperature heat source, thanks to mechanical power consumption. Traditional refrigeration cycles are subcritical, with the high pressure side (where heat rejection occurs) below the critical pressure. Innovative transcritical refrigeration cycles, instead, should use a working fluid whose
critical temperature Critical or Critically may refer to: *Critical, or critical but stable, medical states **Critical, or intensive care medicine *Critical juncture, a discontinuous change studied in the social sciences. *Critical Software, a company specializing in ...
is around the ambient temperature. For this reason,
carbon dioxide Carbon dioxide is a chemical compound with the chemical formula . It is made up of molecules that each have one carbon atom covalent bond, covalently double bonded to two oxygen atoms. It is found in a gas state at room temperature and at norma ...
is chosen due to its favourable critical conditions. In fact, the critical point of carbon dioxide is 31°C, reasonably in between the hot source and cold source of traditional refrigeration applications, thus suitable for a transcritical applications. In transcritical refrigeration cycles the heat is dissipated through a gas cooler instead of a desuperheater and a condenser like in subcritical cycles. This limits the plant components, plant complexity and costs of the power block. The advantages of using
supercritical carbon dioxide Supercritical carbon dioxide (s) is a fluid state of carbon dioxide where it is held at or above its critical temperature and critical pressure. Carbon dioxide usually behaves as a gas in air at standard temperature and pressure (STP), or a ...
as working fluid, instead of traditional refrigerant fluids (like HFC of HFO), in refrigeration cycles is represented both by economic aspects and environmental ones. The cost of carbon dioxide is two order of magnitude lower than the ones of the average refrigerant working fluid and the environmental impact of carbon dioxide is very limited (with a GWP of 1 and an ODP of 0), the fluid is not reactive nor significantly toxic. No other working fluids for refrigeration is able to reach the same environmental favourable characteristics of carbon dioxide. File:Ts transcritical heat pumps.png, Ts diagram of a transcritical heat pump: cold source (yellow), hot source (red), transcritical cycle (blue) File:RefrigerationTS.png, A subcritical refrigeration cycle, where heat rejection occurs at a pressure lower than the critical one


References

{{Thermodynamic cycles Energy conversion Power station technology Thermodynamics