The Unanswered Question (lecture Series)
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''The Unanswered Question'' is a lecture series given by
Leonard Bernstein Leonard Bernstein ( ; born Louis Bernstein; August 25, 1918 – October 14, 1990) was an American conductor, composer, pianist, music educator, author, and humanitarian. Considered to be one of the most important conductors of his time, he was th ...
in the fall of 1973. This series of six lectures was a component of Bernstein's duties as the Charles Eliot Norton Professor of Poetry for the 1972/73 academic year at
Harvard University Harvard University is a Private university, private Ivy League research university in Cambridge, Massachusetts, United States. Founded in 1636 and named for its first benefactor, the History of the Puritans in North America, Puritan clergyma ...
, and is therefore often referred to as the Norton Lectures. The lectures were both recorded on video and printed as a book, titled ''The Unanswered Question: Six Talks at Harvard''.


Background

During his year as visiting professor at Harvard University, Leonard Bernstein had various duties, such as being in residence and advising students, but historically the most significant of these was to deliver a series of lectures. This series comprised six lectures on music, which cumulatively took the title of a work by
Charles Ives Charles Edward Ives (; October 20, 1874May 19, 1954) was an American modernist composer, actuary and businessman. Ives was among the earliest renowned American composers to achieve recognition on a global scale. His music was largely ignored d ...
, ''
The Unanswered Question ''The Unanswered Question'' is a musical work by American composer Charles Ives. Originally paired with ''Central Park in the Dark'' as ''Two Contemplations'' in 1908, ''The Unanswered Question'' was revised by Ives in 1930–1935. As with many ...
''. Bernstein drew analogies to other disciplines, such as poetry, aesthetics, and especially linguistics, hoping to make these lectures accessible to an audience with limited or no musical experience, while maintaining an intelligent level of discourse. As the lectures were postponed from the spring semester of 1973 to the fall semester of the same year, Bernstein's visiting professorship lasted three semesters instead of the intended year. Several factors contributed to the postponement. First, having attended Harvard as an undergraduate himself – a point he stresses heavily in his first lecture – and following such renowned lecturers as
Stravinsky Igor Fyodorovich Stravinsky ( – 6 April 1971) was a Russian composer and conductor with French citizenship (from 1934) and American citizenship (from 1945). He is widely considered one of the most important and influential composers of ...
, Copland, and
Hindemith Paul Hindemith ( ; ; 16 November 189528 December 1963) was a German and American composer, music theorist, teacher, violist and conductor. He founded the Amar Quartet in 1921, touring extensively in Europe. As a composer, he became a major ad ...
, the task at hand seemed monumental. His daughter, Jamie Bernstein, later recounted: "Ambitious? Oh, yes! Was he in over his head? Completely!" Second, Bernstein had accepted commissions in addition to the Norton Lectures, including those of ''
Dybbuk In Jewish mythology, a (; , from the Hebrew verb , meaning 'adhere' or 'cling') is a malicious possessing spirit believed to be the dislocated soul of a dead person. It supposedly leaves the host body once it has accomplished its goal, some ...
'' and '' 1600 Pennsylvania Avenue'', which distracted him greatly from his work at Harvard. And third, Humphrey Burton, Bernstein's leading biographer, adds Bernstein had too much fun pretending to be a student again. With the help of Mary Ahern, Thomas Cothran, and members of the Harvard Staff, Bernstein finally completed the script by October 1973. Burton stresses that, by this point in his life, Bernstein wanted all of his work to be documented for pedagogical purposes. His desire to share with his own generation as well as future ones seems to have been the impetus for meticulously filming these lectures, which otherwise could not have been broadcast on television or sold on videocassette. Bernstein was, however, not alone in the arrangements to promote his career and legacy through these lectures. In 1971, Harry Kraut began working for Bernstein, taking responsibility for much of the business side accompanying Bernstein's career. Kraut organized a dissemination strategy that included all possible formats: the published lecture transcripts, the television airing, and the videocassettes. This strategy required extensive planning because the lectures were recorded off-site, at WGBH, immediately following the lecture at
Harvard Square Harvard Square is a triangular plaza at the intersection of Massachusetts Avenue (Boston), Massachusetts Avenue, Brattle Street (Cambridge, Massachusetts), Brattle Street and John F. Kennedy Street near the center of Cambridge, Massachusetts, C ...
Theater. Most of the orchestral examples were recorded in advance, in December 1972, with the
Boston Symphony Orchestra The Boston Symphony Orchestra (BSO) is an American orchestra based in Boston. It is the second-oldest of the five major American symphony orchestras commonly referred to as the "Big Five (orchestras), Big Five". Founded by Henry Lee Higginson in ...
. Bernstein provided much of the funding for this elaborate project himself.


Linguistic context

Although these are lectures about music, Bernstein framed them as
interdisciplinary Interdisciplinarity or interdisciplinary studies involves the combination of multiple academic disciplines into one activity (e.g., a research project). It draws knowledge from several fields such as sociology, anthropology, psychology, economi ...
, or as he says, "in the spirit of cross-disciplines" (p. 3). He justifies this interdisciplinary strategy by saying that "...the best way to 'know' a thing is in the context of another discipline", a lesson he proudly attributes to his days as a Harvard student. As the primary interdisciplinary subject, Bernstein chose the recent work of
Noam Chomsky Avram Noam Chomsky (born December 7, 1928) is an American professor and public intellectual known for his work in linguistics, political activism, and social criticism. Sometimes called "the father of modern linguistics", Chomsky is also a ...
. Chomsky's major contribution at the time was challenging
structural linguistics Structural linguistics, or structuralism, in linguistics, denotes schools or theories in which language is conceived as a self-contained, self-regulating semiotic system whose elements are defined by their relationship to other elements within th ...
, or structuralism, for failing to account for the ways in which sentences could be radically transformed while minimally changing meaning or how they could be minimally transformed while radically changing meaning. Chomsky advocated
generative linguistics Generative grammar is a research tradition in linguistics that aims to explain the cognition, cognitive basis of language by formulating and testing explicit models of humans' subconscious grammatical knowledge. Generative linguists, or generat ...
, which is characterized by a subconscious, finite set of rules that can account for all grammatically correct linguistic transformations. Chomsky argued that all humans possess an innate grammatical competence, which enables children to construct grammatically correct sentences they may have never previously heard. Bernstein acknowledges Chomsky was not the only prominent linguist with new theories worth considering within the context of music, but he chose Chomsky because he was "the best-known, most revolutionary, and best-publicized name in the area" (p. 8).


Theoretical context

"The purpose of these six lectures is not so much to answer the question as to understand it, to redefine it. Even to guess at the answer to 'whither music?' we must first ask whence music? what music? and whose music?" (p. 5) Essentially, the purpose of this lecture series was to discuss the future of
classical music Classical music generally refers to the art music of the Western world, considered to be #Relationship to other music traditions, distinct from Western folk music or popular music traditions. It is sometimes distinguished as Western classical mu ...
. His inspiration for the series' title came from Ives' 1908 work, ''The Unanswered Question''. Bernstein interprets Ives' piece as posing the question, "whither music?" because of the tonal language and increasingly dissonant nature of music at the time it was written. These lectures are a useful artifact for us to see one side of the music theory debate in the mid-twentieth century. This debate regarded the future of classical music and the roles both
tonality Tonality is the arrangement of pitch (music), pitches and / or chord (music), chords of a musical work in a hierarchy of perceived ''relations'', ''stabilities'', ''attractions'', and ''directionality''. In this hierarchy, the single pitch or ...
and
twelve-tone The twelve-tone technique—also known as dodecaphony, twelve-tone serialism, and (in British usage) twelve-note composition—is a method of musical composition. The technique is a means of ensuring that all 12 notes of the chromatic scale ...
writing would take. Bernstein was disappointed with the trajectory of classical music in the 1960s, as
atonality Atonality in its broadest sense is music that lacks a tonal center, or key. ''Atonality'', in this sense, usually describes compositions written from about the early 20th-century to the present day, where a hierarchy of harmonies focusing on ...
took more precedence. To examine how music got to this point, Bernstein argued that we have to understand "whence music". By the time he gave the lectures, however, he was more optimistic about the future of music, with the rise of
minimalism In visual arts, music, and other media, minimalism is an art movement that began in the post-war era in western art. The movement is often interpreted as a reaction to abstract expressionism and modernism; it anticipated contemporary post-mi ...
and
neoromanticism The term neo-romanticism is used to cover a variety of movements in philosophy, literature, music, painting, and architecture, as well as social movements, that exist after and incorporate elements from the era of Romanticism. It has been used ...
as predominantly tonal styles. Encouraged by the progress of tonality's resurgence, Bernstein, in essence, uses these lectures to argue in favor of continuing the tonal music system through eclecticism and
neoclassicism Neoclassicism, also spelled Neo-classicism, emerged as a Western cultural movement in the decorative arts, decorative and visual arts, literature, theatre, music, and architecture that drew inspiration from the art and culture of classical antiq ...
. Many composers in the mid-twentieth century converted from serialism to tonality and vice versa. Bernstein's compositions are rooted firmly in tonality, but he felt that, in order to be taken seriously, he had to draw on serial techniques. He credits this to eclecticism, which he argues is a superb twentieth century innovation and an ideal direction for music to take into the future.


Content

To answer the question, "Whither music?" the first three lectures are based on the question, "Whence music?" These lectures provide background about the history of music, and most of the analogies to linguistics are created during these segments. With the deployment of the linguistic connections as the series progresses, the lectures begin to feature listening examples more prominently. This is especially evident in the increasing frequency of full movements, and the increasing length of the lectures. Lectures 4 and 5 discuss the current state of classical music through the lenses of
Arnold Schoenberg Arnold Schoenberg or Schönberg (13 September 187413 July 1951) was an Austrian and American composer, music theorist, teacher and writer. He was among the first Modernism (music), modernists who transformed the practice of harmony in 20th-centu ...
and
Igor Stravinsky Igor Fyodorovich Stravinsky ( – 6 April 1971) was a Russian composer and conductor with French citizenship (from 1934) and American citizenship (from 1945). He is widely considered one of the most important and influential 20th-century c ...
. Lecture 6 discusses the potential future directions music can, and should, take.


Lecture 1, "Musical Phonology"

Phonology Phonology (formerly also phonemics or phonematics: "phonemics ''n.'' 'obsolescent''1. Any procedure for identifying the phonemes of a language from a corpus of data. 2. (formerly also phonematics) A former synonym for phonology, often pre ...
is the linguistic study of sounds, or
phoneme A phoneme () is any set of similar Phone (phonetics), speech sounds that are perceptually regarded by the speakers of a language as a single basic sound—a smallest possible Phonetics, phonetic unit—that helps distinguish one word fr ...
s. Bernstein's application of this term to music results in what he calls "musical phonology", To describe musical phonology, Bernstein first explores monogenesis, the hypothesis of a single, common origin for all languages. Bernstein's linguistic example for this is the prevalence of the sound "AH" (p. 11). He makes a case for musical monogenesis through the use of the harmonic series. Bernstein uses a low C as an example to show how a note contains overtones, or higher pitches that sound simultaneously. Using this concept, he relates the harmonic series to tonality in several ways. First, he notes the relationship of the fundamental pitch, in this case a C, and its second overtone, in this case a G (the first overtone is an octave). These pitches make up the tonic-dominant relationship fundamental to the system of tonal music. Continuing to identify the overtones, he points out that the fourth overtone, the next pitch whose class differs from that of the fundamental, is two octaves plus a major third above the fundamental. The overtones C, G, and E comprise a major triad. Moving on to later overtones, A (it's actually somewhere between a well-tempered A and B-flat, but A is the usual choice), he constructs a major
pentatonic scale A pentatonic scale is a musical scale with five notes per octave, in contrast to heptatonic scales, which have seven notes per octave (such as the major scale and minor scale). Pentatonic scales were developed independently by many ancient ci ...
. This scientific aspect of pitches, Bernstein says, makes music universal, or a "substantive universal" (p. 27). Although he still supports the idea of musical monogenesis, he identifies Chomsky's innate grammatical competence as a theory especially applicable to music. Bernstein justifies the remaining notes of tonal music through the
circle of fifths In music theory, the circle of fifths (sometimes also cycle of fifths) is a way of organizing pitches as a sequence of perfect fifths. Starting on a C, and using the standard system of tuning for Western music (12-tone equal temperament), the se ...
(p. 37). Here he introduces the balance between diatonicism and
chromaticism Chromaticism is a compositional technique interspersing the primary diatonic scale, diatonic pitch (music), pitches and chord (music), chords with other pitches of the chromatic scale. In simple terms, within each octave, diatonic music uses o ...
, diatonic notes being those found lower in the harmonic series of the specific key area. The notes higher in the series add ambiguity, or expressiveness, but do so at the loss of clarity. Bernstein uses Mozart's Symphony No. 40 to illustrate these harmonic implications. He points out several particularly chromatic passages before playing his recording of the piece with the
Boston Symphony Orchestra The Boston Symphony Orchestra (BSO) is an American orchestra based in Boston. It is the second-oldest of the five major American symphony orchestras commonly referred to as the "Big Five (orchestras), Big Five". Founded by Henry Lee Higginson in ...
. While his overview of the harmonic series is a thorough and understandable introduction for those unfamiliar with the concept, Bernstein distorts some of the intricacies slightly. His discussion of Non-Western music is rather limited in its understanding of non-tonal language. For instance, the use of a Balinese pentatonic scale for supporting evidence does not accurately reflect Balinese music. As Keiler points out, "there is absolutely no relationship of intervallic content between he Balinesescale and the overtone series." Finally, the term monogenesis is slightly misapplied. A common origin for all languages means that a single language emerged before populations spread, after which diversity among languages arose. Polygenesis, in contrast, states that languages spontaneously arose in different places at once, which seems to be closer to Bernstein's hypotheses for musical origin. Arguing that the harmonic series is a universal truth, independently discovered by all musical cultures, would actually be polygenesis.


Lecture 2, "Musical Syntax"

Syntax In linguistics, syntax ( ) is the study of how words and morphemes combine to form larger units such as phrases and sentences. Central concerns of syntax include word order, grammatical relations, hierarchical sentence structure (constituenc ...
refers to the study of the structural organization of a sentence, or as Bernstein summarizes, "the actual structures that arise from that phonological stuff" (p. 9). In addition to syntax, lecture 2 relies on Chomsky's theory of universal grammar, which states that innate mental processes take place to transform sounds and words into meaningful structures. The theory seeks to explain the transformational processes small units of language take to become larger structures. Grammar is a key aspect in this process, because through the use of underlying grammatical rules, the mind is capable of combining phonemes into syntax. These resulting syntactic structures include linguistic material such as words, clauses, and sentences. The transformational process can be represented by a transformation from deep structure to surface structure. Deep structure comprises underlying phonemes and word parts, while surface structure is the spoken sentence. To demonstrate the innovations transformational grammar has provided linguistics, Bernstein diagrams the sentence "Jack loves Jill" (p. 67). The diagram shows the underlying processes transforming the bottom row, or deep structure, into the spoken words, or surface structure. Although this transformation is innate, it requires many complex subtleties of language. Examples of transformational processes in language include passive transformation, negative transformation, interrogative transformation, and pronominal substitution. Bernstein extends deep structure and surface structure analogies to music. He explains that deep structure is musical prose (p. 85), or an unartistic version of music. This musical prose is constructed out of the "underlying strings", which include "melodic motives and phrases, chordal progressions, rhythmic figures, etc". Surface structure, in contrast, is the actual music. Transformational processes in music are the steps which composers take from deep structure to surface structure. Some of these processes include transpositions, augmentation, deletion, and embedding; he describes them in terms of manipulating melodic material. Ambiguity becomes a more significant theme as Bernstein discusses transformational processes' ability to add ambiguity, and therefore heighten expressiveness. In terms of transformational processes, Bernstein focuses predominantly on the process of deletion; to demonstrate this process, Bernstein extends several different examples from language, poetry, and music. Turning Mozart's Symphony No. 40 into a poetically balanced piece means adding ambiguity, and in particular, utilizing the process of deletion. He rewrites some of Mozart's music to show the process of deletion when repeating phrases. He expands the first 21 measures into a rambling 36 measures, which he calls "a perfect nightmare of symmetry" (p. 95). This shows the transformative processes to travel from deep structure to surface structure, or music. Then he discusses the hypermeter of this symphony, assigning measures either a strong or weak designation, which prevails despite Mozart's deletion. Because language has literal meaning, in addition to a potential aesthetic one, the comparison of surface structures between language and music cannot appropriately apply. Bernstein, therefore, invents a new level for a more complete analogy, called the supra-surface structure. This level applies to poetry in order to serve as a more appropriate aesthetic analogy to music (p. 85). Bernstein's description of deep structure is slightly inconsistent in this chapter. In the linguistic analogies (pp. 84–85), he clearly establishes that deep structure and musical prose will be used as synonyms; "musical prose" merely adds a musical designation rather than linguistic. The material under musical deep structure – or building blocks of deep structure – consists of underlying strings. Bernstein says these underlying strings "can be manipulated by transformations such as repositioning and permutation into... musical prose". This contradicts with his introduction to musical deep structure on page 81: "Musical prose, if it can be described at all, is underlying elements combined into strings, raw material waiting to be transformed into art." There is no distinction, therefore, between these two levels of musical transformations, and this discrepancy makes Bernstein's description in this lecture difficult to follow.


Lecture 3, "Musical Semantics"

Semantics Semantics is the study of linguistic Meaning (philosophy), meaning. It examines what meaning is, how words get their meaning, and how the meaning of a complex expression depends on its parts. Part of this process involves the distinction betwee ...
is the study of meaning in language, and Bernstein's third lecture, "musical semantics", accordingly, is Bernstein's first attempt to explain meaning in music. Although Bernstein defines musical semantics as "meaning, both musical and extramusical" (p. 9) this lecture focuses exclusively on the "musical" version of meaning. The following lectures will examine extramusical associations more extensively. Bernstein proposes that the meaning of music is metaphorical. A
metaphor A metaphor is a figure of speech that, for rhetorical effect, directly refers to one thing by mentioning another. It may provide, or obscure, clarity or identify hidden similarities between two different ideas. Metaphors are usually meant to cr ...
is a statement equating two unlike things, or "this equals that" (p. 123). Bernstein's recurring example for metaphor is the sentence, "Juliet is the sun." He creates an unabridged sentence to explain this metaphor: "The human being called Juliet is like a star called the Sun in respect to radiance" (p. 124). Through the process of deletion, he arrives at the original statement, "Juliet is the sun." Bernstein identifies metaphors, and thus deletion, as a source of beauty. Transformations in music involve somehow changing a melodic pattern in a variety of ways. To better understand musical metaphors, he examines two main types of metaphor found in music. The first type is "intrinsic", where the metaphor is constructed by altering musical material into new musical material, as discussed in Lecture 2. This includes "Chomskian transformations", such as augmentation, transposition, diminution, inversion, etc. The second metaphor is "extrinsic" which includes "nonmusical meaning" (p. 133). This metaphor involves the association of a musical passage with extra-musical ideas, such as animals, emotions, or landscapes. With an awareness of the difference between these two types of metaphor, he asks the audience to focus only on intrinsic metaphors for the moment, or in other words, avoiding extramusical associations. He challenges the audience to hear Beethoven's Symphony No. 6, subtitled ''Pastorale'', not as a musical depiction of nature/extrinsic metaphor, but as continuous transformations of musical material, an intrinsic metaphor. He analyzes the opening of the symphony in detail to explain the many ways in which Beethoven manipulates the first theme to spin out the next few phrases. The concept of immediate perception of every musical metaphor is a problematic theory on Bernstein's part. Discussing the continuously overlapping metaphors, Bernstein says, "...with all this to be perceived... we still don't require even that one millisecond before perceiving it" (p. 127). With countless overlapping and simultaneous metaphors, Bernstein argues that one hearing of the music alone is sufficient information to perceive all of them, and thus all humans can innately understand music. Obviously, this perception must happen subconsciously, because few could point out the metaphors individually, but surely many of these metaphors in music pass by undetected.


Lecture 4, "The Delights and Dangers of Ambiguity"

Bernstein provides two distinct meanings of the term
ambiguity Ambiguity is the type of meaning (linguistics), meaning in which a phrase, statement, or resolution is not explicitly defined, making for several interpretations; others describe it as a concept or statement that has no real reference. A com ...
. The first is "doubtful or uncertain" and the second, "capable of being understood in two or more possible senses" (p. 195). In terms of musical ambiguity, Bernstein discusses ambiguity predominantly in terms of tonality and increasing chromaticism. He traces the use of tonality through
Berlioz Louis-Hector Berlioz (11 December 1803 – 8 March 1869) was a French Romantic music, Romantic composer and conductor. His output includes orchestral works such as the ''Symphonie fantastique'' and ''Harold en Italie, Harold in Italy'' ...
,
Wagner Wilhelm Richard Wagner ( ; ; 22 May 181313 February 1883) was a German composer, theatre director, essayist, and conductor who is chiefly known for his operas (or, as some of his mature works were later known, "music dramas"). Unlike most o ...
, and
Debussy Achille Claude Debussy (; 22 August 1862 – 25 March 1918) was a French composer. He is sometimes seen as the first Impressionism in music, Impressionist composer, although he vigorously rejected the term. He was among the most influe ...
, focusing on the new ways in which composers obscured tonality and how these modifications ultimately affected ambiguity. In part one of this lecture, Bernstein names three different types of musical ambiguity: (1) phonological ambiguity, or uncertainty of the key, (2) syntactic ambiguity, or uncertainty of
meter The metre (or meter in US spelling; symbol: m) is the base unit of length in the International System of Units (SI). Since 2019, the metre has been defined as the length of the path travelled by light in vacuum during a time interval of of ...
, and (3) semantic ambiguity, or uncertainty of the meaning. Beethoven's sixth symphony represents a semantic ambiguity, because it could mean either the musical notes performed or the extramusical associations of a pastoral (pp. 199–201). Finally, Bernstein discusses Berlioz's ''
Roméo et Juliette ''Roméo et Juliette'' (, ''Romeo and Juliet'') is an opera in five acts by Charles Gounod to a French libretto by Jules Barbier and Michel Carré, based on ''Romeo and Juliet'' by William Shakespeare. It was first performed at the Théâtre Ly ...
'', paying particular attention to the programmatic element of Berlioz's music (pp. 217–225). He details Berlioz's depiction of the balcony scene, using musical ambiguity to identify extrinsic metaphors, such as the contrast between music depicting the dance and Romeo's "lovesick sighs" (p. 219). The key is another example of ambiguity, because it ambles between two different key areas as Romeo deliberates about a decision (p. 221). In part 2 of this lecture, Bernstein examines Wagner's ''
Tristan und Isolde ''Tristan und Isolde'' (''Tristan and Isolde''), WWV 90, is a music drama in three acts by Richard Wagner set to a German libretto by the composer, loosely based on the medieval 12th-century romance ''Tristan and Iseult'' by Gottfried von Stras ...
'' in terms of its similarities to and increase of ambiguity from Berlioz's ''Roméo et Juliette''. Wagner's work is a metaphor for Berlioz's for several reasons beyond the choice of similar plots; therefore Bernstein examines three significant transformations within ''Tristan'' to show how the work can be viewed as a rewriting of Berlioz's piece. A phonological transformation occurs through increased chromaticism, including ambiguous key areas, ambiguous chords, and chromatic melodies. Next, a syntactic transformation heightens metrical ambiguity through the loss of a pulse and clear rhythmic distinctions (p. 235). Lastly, ''Tristan''s semantic transformation, or "its true semantic quality" is Wagner's strong reliance upon musical metaphor. The piece "is one long series of infinitely slow transformations, metaphor upon metaphor, from the mysterious first phrase through to the climactic heights of passion or of transfiguration, right to the end" (p. 237). Bernstein indicates that the phonological transformation, or the extreme chromaticism of ''Tristan'', is at a breaking point for tonality, so part 3 examines the next step in twentieth-century ambiguity: atonality. Bernstein begins the foray into atonality with Debussy's ''
Prélude à l'après-midi d'un faune ''Prélude à l'Après-midi d'un faune'' ( L. 86), known in English as ''Prelude to the Afternoon of a Faun'', is a symphonic poem for orchestra by Claude Debussy, approximately 10 minutes in duration. It was composed in 1894 and first performed ...
''. This work uses a whole-tone scale, which is atonal but entails sufficient unambiguous containment, according to Bernstein. In his analysis, Bernstein commends the use of atonality in ''Afternoon of a Faun'' partially because of the presence of tonality. Bernstein notes, "throughout its course it is constantly referring to, reverting to, or flirting with E major" and "the ending of this piece finally confirms that it was all conceived in the key of E major, right from the beginning" (p. 245). Similar to the serial passages in his own third symphony and his admiration of Ives' ''The Unanswered Question'', Bernstein's lauding of these works stems not from the use of atonality, but the presence of tonality. In this lecture, some issues arise in the description of Wagner's transformational skills. Again, Bernstein's definition of deep structure is inconsistently applied, because example number 77 on page 236 is not a deep structure. This does not fulfill deep structure's requirement of containing musical prose. Instead, these five or six notes could be more accurately described as the underlying elements composers chose before constructing deep structure. In addition, the transformative processes he demonstrates with this example are not entirely clear, because he takes a few liberties with note alterations which are not explained.


Lecture 5, "The Twentieth Century Crisis"

Lecture 5 picks up at the early twentieth century with an oncoming crisis in Western Music. As these lectures have traced the gradual increase and oversaturation of ambiguity, Bernstein now designates a point in history that took ambiguity too far.
Twelve-tone music The twelve-tone technique—also known as dodecaphony, twelve-tone serialism, and (in British usage) twelve-note composition—is a method of musical composition. The technique is a means of ensuring that all 12 notes of the chromatic scale ...
emerges as one potential solution to the crisis, but Bernstein considers this idiom so ambiguous that it destroys the all-important balance between clarity and ambiguity. He takes issue with the increasing preference among composers for twelve-tone music, because even though at its core it rejects tonality, twelve-tone is nonetheless unquestionably tied to the tonal system. This unintended connection to tonality can be explained by the harmonic series and musical phonology. First of all, tonality is innate, and twelve-tone music systematically fights with this innate process. Overtones are present whether the music is tonal or twelve-tone, so the importance of a perfect fifth within the overtone series, and by extension, the circle of fifths, is contrary to twelve-tone writing. Also, because of the natural hierarchy of musical pitches, truly equalizing all notes is impossible. As long as the composer is working within the Western Music tradition of twelve notes per octave, tonal relationships still exist. Despite the attempt at establishing a new organization of pitches, composers will inevitably write with tonal implications. In order to see how composers dealt with the twentieth century crisis, Bernstein discusses two composers,
Igor Stravinsky Igor Fyodorovich Stravinsky ( – 6 April 1971) was a Russian composer and conductor with French citizenship (from 1934) and American citizenship (from 1945). He is widely considered one of the most important and influential 20th-century c ...
and
Arnold Schoenberg Arnold Schoenberg or Schönberg (13 September 187413 July 1951) was an Austrian and American composer, music theorist, teacher and writer. He was among the first Modernism (music), modernists who transformed the practice of harmony in 20th-centu ...
. He sets up the dichotomy by referencing Theodor Adorno's statements in ''The Philosophy of Modern Music'' about the superiority of Schoenberg's music and the inferiority of Stravinsky's. Bernstein uses
Alban Berg Alban Maria Johannes Berg ( ; ; 9 February 1885 – 24 December 1935) was an Austrian composer of the Second Viennese School. His compositional style combined Romantic lyricism with the twelve-tone technique. Although he left a relatively sma ...
as an example of twelve-tone writing which he designates as successful, namely the violin concerto. The row itself simulates traditional tonality slightly, so by acknowledging the presence of inevitable tonal hierarchies, Berg's work is more effective than other twelve-tone pieces. This piece, like several of Bernstein's other favorite pieces, ends on a tonal chord, B-flat major. Part 2 of this lecture focuses on
Mahler Gustav Mahler (; 7 July 1860 – 18 May 1911) was an Austro-Bohemian Romantic composer, and one of the leading conductors of his generation. As a composer he acted as a bridge between the 19th-century Austro-German tradition and the modernism ...
. After introducing Mahler's prophetic skills, Bernstein presents his ninth symphony as a death march for tonality. He plays the Adagio from this work, and instead of listening for intrinsic musical meanings as he did in previous lectures, he assigns an extrinsic meaning, the metaphor of death. Instead of the previously established format based on meticulous analysis, this section is purely an emotional appeal. This format is not consistent with the "quasi-scientific" approach taken thus far. The incorporation of opinion, however, may be significant, as they serve as a glimpse into Bernstein's opinions about Mahler, a composer he championed throughout his career. A noteworthy aspect of this lecture is the first hearing of Charles Ives's ''The Unanswered Question''. Bernstein moderates his interpretation over the music in order to depict the ultimate triumph of tonality, represented by a held G major chord in the strings, held "into eternity".


Lecture 6, "The Poetry of Earth"

This lecture takes its name from a line in
John Keats John Keats (31 October 1795 – 23 February 1821) was an English poet of the second generation of Romantic poets, along with Lord Byron and Percy Bysshe Shelley. His poems had been in publication for less than four years when he died of tub ...
' poem, " On the Grasshopper and Cricket". Bernstein does not discuss Keats' poem directly in this chapter, but he provides his own definition of the poetry of earth, which is tonality. Tonality is the poetry of earth because of the phonological universals discussed in lecture 1. This lecture discusses predominantly Stravinsky, whom Bernstein considers the poet of earth. Stravinsky kept tonality alive through the use of free dissonance, and more specifically, polytonality (p. 338). Stravinsky, therefore, is the poet of earth, because his contributions to music have the potential to save tonality. He used free dissonance and rhythmic complexities to enliven tonality after it had reached the chromatic brink of collapse at the hands of Mahler and Debussy. Stravinsky's semantic ambiguity arises from his objective treatment of styles outside of his direct life experience and training as a composer. These styles include folk music, "prehistoric" music, French music, jazz, etc. (p. 360-61), and they create ambiguity by conflicting with the identity of the composer. Bernstein explores the concept of sincerity in music to explain that Adorno's preference for Schoenberg arose out of a belief in his sincerity. Bernstein indicates, however, that Stravinsky's use of neoclassicism is, in fact, a matter of sincerity. By keeping an emotional distance, Stravinsky achieves "objective expressivity". Syntactically, in this lecture he again coins a new type of structure, this one a combination of surface-structure music and super-surface structure poetry. This level is found in music with text, and he explores (1) the relationships between text and music and (2) the new artistic material that results from their combination. He designates this combination of text and music as the "X-factor" (p. 384). At the end of the lecture, Bernstein adds his final thoughts on the state of music and its future. Here he combines the "quasi-scientific" format established in lecture 1 with an emotional appeal to make a case for continuing the use of tonality. Although he spends a lot of time arguing for neoclassicism and new ways to write tonal music, Bernstein ultimately makes a case for eclecticism, where various compositional techniques – twelve-tone, tonality, polytonality – are all welcome, so long as tonality predominates (p. 422). Some terminological issues arise in this lecture between the definitions previously established by Bernstein and their continued use. For instance, the X-factor is not used the same way in this lecture as it is in lecture 3. Earlier, it meant a commonality necessary to draw a metaphor between two otherwise unlike things. For example, the X-factor between Juliet and the sun would be radiance; the X-factor in musical metaphors would be a similarity like rhythm or
contour Contour may refer to: * Contour (linguistics), a phonetic sound * Pitch contour * Contour (camera system), a 3D digital camera system * Contour Airlines * Contour flying, a form of low level flight * Contour, the KDE Plasma 4 interface for tab ...
(p. 127). In lecture 6, Bernstein reuses this term, but this time to refer to the junction of poetry and music. Bernstein's definition of syntax has also morphed through the lecture series. Bernstein introduced syntax as transformative processes leading to a final musical product, whose raw ingredients include melody, harmony, and rhythm; but more increasingly, Bernstein uses syntax only in terms of rhythm. He discusses a syntactic vagueness in lecture 4, which regarded ambiguity of meter (p. 197), and in lecture 6, Stravinsky's syntactic ambiguity arises out of rhythmic displacement (p. 345). The lecture ends with a complete performance of
Oedipus Rex ''Oedipus Rex'', also known by its Greek title, ''Oedipus Tyrannus'' (, ), or ''Oedipus the King'', is an Athenian tragedy by Sophocles. While some scholars have argued that the play was first performed , this is highly uncertain. Originally, to ...
.


The meaning of music

Bernstein's children's concert series with the
New York Philharmonic The New York Philharmonic is an American symphony orchestra based in New York City. Known officially as the ''Philharmonic-Symphony Society of New York, Inc.'', and globally known as the ''New York Philharmonic Orchestra'' (NYPO) or the ''New Yo ...
, the ''
Young People's Concerts The Young People's Concerts with the New York Philharmonic are the longest-running series of family concerts of classical music in the world. Symphony concerts for young people in New York City (before 1924) On November 26, 1898, conductor F ...
'', included a concert titled, "What does Music Mean?" This concert took place in 1958, and it gives us a glimpse of Bernstein's beliefs about musical meaning before his Norton Lectures. He first eliminates the idea that musical meaning is tied to stories or pictures. He then concludes that music means what it makes the listener feel, and that having various, strong feelings during a performance equates to understanding the piece. This is a radical step away from the suggestion that music means a series of overlapping transformations, even though in the Norton Lectures Bernstein mentions this program and claims his opinions about the meaning of music remained the same. His next sentence, however, contradicts this: "music has intrinsic meanings of its own, which are not to be confused with specific feelings or moods" (''The Unanswered Question,'' p. 10). This goes directly against his earlier opinion that music means nothing more or less than what it makes the listener feel.


Reception

At Harvard, the lectures had mixed success. The lectures were very long, with the sixth lecture lasting over three hours. Attendance at the first lecture suffered after a bomb threat interruption, which caused the building to be evacuated. Although much of the audience did not return after the bomb threat, Joan Peyser indicates that, in general, the audience at the lectures was very large. Outside of Harvard, reception within the musical community was negative. Paul Laird summarizes the lectures and their criticism concisely: "Bernstein's major argument concerned the continued importance of tonality in contemporary music, which he defended tenaciously. Bernstein applied principles from linguist
Noam Chomsky Avram Noam Chomsky (born December 7, 1928) is an American professor and public intellectual known for his work in linguistics, political activism, and social criticism. Sometimes called "the father of modern linguistics", Chomsky is also a ...
in his lectures, an approach that has been questioned by a number of music theorists, but Bernstein did provide interesting insights into the music that he considered." Michael Steinberg followed up at the end of the lecture series with an article in ''
The New York Times ''The New York Times'' (''NYT'') is an American daily newspaper based in New York City. ''The New York Times'' covers domestic, national, and international news, and publishes opinion pieces, investigative reports, and reviews. As one of ...
'' lauding Bernstein's rhetorical skills, but chastising the musical contributions. In particular, Steinberg takes issue with Bernstein's inadequate depiction of Schoenberg's music: in a "whirlwind of evasion, confusion, nddistortion, he misanalysed music". Among other points, Steinberg contrasts Bernstein's hasty piano performance of Schoenberg's music with the pre-recorded video of Berg's twelve-tone piece, the more accessible version of twelve-tone writing. Typically, reviewers were critical about the linguistic connection accompanying Bernstein's lectures. The most notable critical response came from Allan Keiler in 1978 in an article analyzing these linguistic aspects. He comments that the lectures "cannot be considered a well-conceived or rigorous contribution to this kind of interdisciplinary study", but he wants to continue the conversation about possible benefits of a linguistic-inspired analysis of music. Keiler takes particular issue with Bernstein's neglect of various musical cultures for theories of universal musical competence. Finally, Shiry Rashkovsky picked up the linguistic connection debate in 2012, focusing on Bernstein's self-declared "quasi-scientific" approach. She adds some criticisms about Bernstein's insistence that music is "bounded within the realm of the aesthetic" after he described the origin of music as communicative. In a more positive light, however, she examines the musical/linguistic connection with more recent evidence from the fields of neuroscience and evolutionary biology. "Research in evolutionary biology ... goes some way to substantiate Bernstein's claims of a musical monogenesis." In the music world at large, Bernstein's lectures continued the long-running debate about twelve-tone technique's ultimate value to music. As Humphrey Burton describes, Bernstein's opinions were "flying in the face of entrenched positions across the Western world". This might be a bit of an overstatement, as the 1960s saw an increase in stylistic alternatives which embraced tonality. Keiler designated this topic the "old issue of serialism verses tonality", although he does give Bernstein credit for bringing to it a fresh perspective. A different type of reaction to Bernstein's lectures can be found in a more recent article by
Anthony Tommasini Anthony Carl Tommasini (born April 14, 1948) is an American music critic and author who specializes in classical music. Described as "a discerning critic, whose taste, knowledge and judgment have made him a must-read", Tommasini was the chief c ...
in ''
The New York Times ''The New York Times'' (''NYT'') is an American daily newspaper based in New York City. ''The New York Times'' covers domestic, national, and international news, and publishes opinion pieces, investigative reports, and reviews. As one of ...
'', which seeks to explain twelve-tone technique. Although Tommasini makes no mention of Bernstein until well into the article, he draws continuously and heavily on the Norton Lectures. Tommasini picks up on the twenty-first century legacy of twelve-tone technique in order to examine its lingering significance. He uses language very similar to the Norton Lectures to explain tonality: "fundamental tonal mooring", "hierarchy of importance based on natural overtone relationships", and "crisis", in reference to the years before Schoenberg invented twelve-tone technique. This article makes evident that Bernstein's contributions to the mid-twentieth century debate about tonality, while sometimes unacknowledged, remain one of the largest contributions in the field.


Legacy

Due to Bernstein's innovative dissemination of information, these lectures became much more widespread than those of any former Charles Eliot Norton visiting professor at Harvard. Though the airing was not immediate,
PBS The Public Broadcasting Service (PBS) is an American public broadcaster and non-commercial, free-to-air television network based in Arlington, Virginia. PBS is a publicly funded nonprofit organization and the most prominent provider of educat ...
ran the lectures in the United States, and they aired later on BBC in Great Britain. The book was published in 1976. Although these lectures remained contentious, they successfully promoted Bernstein as an academic. He was soon granted similar guest faculty positions at both
Yale University Yale University is a Private university, private Ivy League research university in New Haven, Connecticut, United States. Founded in 1701, Yale is the List of Colonial Colleges, third-oldest institution of higher education in the United Stat ...
and the
University of California, Berkeley The University of California, Berkeley (UC Berkeley, Berkeley, Cal, or California), is a Public university, public Land-grant university, land-grant research university in Berkeley, California, United States. Founded in 1868 and named after t ...
. Bernstein says that 1966 was "a low point in the musical course of our century – certainly the lowest I have ever experienced" (''The Unanswered Question'' p. 419). Although in 1973 his confidence about the future of classical music had increased, the rise of non-tonal music as a solution to oversaturation of chromaticism was still recent history. These lectures serve as important landmarks in Bernstein's career, the twentieth century dispute about tonality, and pedagogy for the masses, but relatively little information has been written about them.


References


External links


Excerpts (from 1, 2, 4, 5)
leonardbernstein.com * * * * * * {{DEFAULTSORT:Unanswered Question 1973 in music Lecture series at Harvard University Leonard Bernstein Classical music analysis 1973 in Massachusetts