Textual criticism is a branch of
textual scholarship
Textual scholarship (or textual studies) is an umbrella term for disciplines that deal with describing, transcribing, editing or annotating texts and physical documents.
Overview
Textual research is mainly historically oriented. Textual scholars ...
,
philology
Philology () is the study of language in oral and written historical sources; it is the intersection of textual criticism, literary criticism, history, and linguistics (with especially strong ties to etymology). Philology is also defined as ...
, and of
literary criticism that is concerned with the identification of textual variants, or different versions, of either
manuscripts
A manuscript (abbreviated MS for singular and MSS for plural) was, traditionally, any document written by hand – or, once practical typewriters became available, typewritten – as opposed to mechanically printed or reproduced in ...
or of printed books. Such texts may range in dates from the earliest writing in cuneiform, impressed on clay, for example, to multiple unpublished versions of a 21st-century author's work. Historically,
scribes
A scribe is a person who serves as a professional copyist, especially one who made copies of manuscripts before the invention of automatic printing.
The profession of the scribe, previously widespread across cultures, lost most of its promi ...
who were paid to copy documents may have been literate, but many were simply copyists, mimicking the shapes of letters without necessarily understanding what they meant. This means that unintentional alterations were common when copying manuscripts by hand. Intentional alterations may have been made as well, for example, the censoring of printed work for political, religious or cultural reasons.
The objective of the textual critic's work is to provide a better understanding of the creation and historical transmission of the text and its variants. This understanding may lead to the production of a critical edition containing a scholarly curated text. If a scholar has several versions of a manuscript but no known original, then established methods of textual criticism can be used to seek to reconstruct the original text as closely as possible. The same methods can be used to reconstruct intermediate versions, or
recension Recension is the practice of editing or revising a text based on critical analysis. When referring to manuscripts, this may be a revision by another author. The term is derived from Latin ''recensio'' ("review, analysis").
In textual criticism (as ...
s, of a document's transcription history, depending on the number and quality of the text available.
On the other hand, the one original text that a scholar theorizes to exist is referred to as the
urtext (in the context of
Biblical studies),
archetype
The concept of an archetype (; ) appears in areas relating to behavior, historical psychology, and literary analysis.
An archetype can be any of the following:
# a statement, pattern of behavior, prototype, "first" form, or a main model that ...
or autograph; however, there is not necessarily a single original text for every group of texts. For example, if a story was spread by
oral tradition
Oral tradition, or oral lore, is a form of human communication wherein knowledge, art, ideas and cultural material is received, preserved, and transmitted orally from one generation to another. Vansina, Jan: ''Oral Tradition as History'' (1985 ...
, and then later written down by different people in different locations, the versions can vary greatly.
There are many approaches or methods to the practice of textual criticism, notably
eclecticism
Eclecticism is a conceptual approach that does not hold rigidly to a single paradigm or set of assumptions, but instead draws upon multiple theories, styles, or ideas to gain complementary insights into a subject, or applies different theories i ...
,
stemmatics, and
copy-text editing. Quantitative techniques are also used to determine the relationships between witnesses to a text, with methods from evolutionary biology (
phylogenetics
In biology, phylogenetics (; from Greek φυλή/ φῦλον [] "tribe, clan, race", and wikt:γενετικός, γενετικός [] "origin, source, birth") is the study of the evolutionary history and relationships among or within groups ...
) appearing to be effective on a range of traditions.
In some domains, such as religious and classical text editing, the phrase "lower criticism" refers to textual criticism and "
higher criticism
Historical criticism, also known as the historical-critical method or higher criticism, is a branch of criticism that investigates the origins of ancient texts in order to understand "the world behind the text". While often discussed in terms of ...
" to the endeavor to establish the authorship, date, and place of composition of the original
text
Text may refer to:
Written word
* Text (literary theory), any object that can be read, including:
**Religious text, a writing that a religious tradition considers to be sacred
**Text, a verse or passage from scripture used in expository preachin ...
.
History
Textual criticism has been practiced for over two thousand years, as one of the
philological
Philology () is the study of language in oral and written historical sources; it is the intersection of textual criticism, literary criticism, history, and linguistics (with especially strong ties to etymology). Philology is also defined as ...
arts. Early textual critics, especially the librarians of
Hellenistic Alexandria in the last two centuries BC, were concerned with preserving the works of
antiquity, and this continued through the
Middle Ages
In the history of Europe, the Middle Ages or medieval period lasted approximately from the late 5th to the late 15th centuries, similar to the post-classical period of global history. It began with the fall of the Western Roman Empire ...
into the
early modern period and the invention of the
printing press
A printing press is a mechanical device for applying pressure to an inked surface resting upon a print medium (such as paper or cloth), thereby transferring the ink. It marked a dramatic improvement on earlier printing methods in which the ...
. Textual criticism was an important aspect of the work of many
Renaissance humanists
Renaissance humanism was a revival in the study of classical antiquity, at first in Italy and then spreading across Western Europe in the 14th, 15th, and 16th centuries. During the period, the term ''humanist'' ( it, umanista) referred to teache ...
, such as
Desiderius Erasmus
Desiderius Erasmus Roterodamus (; ; English: Erasmus of Rotterdam or Erasmus;''Erasmus'' was his baptismal name, given after St. Erasmus of Formiae. ''Desiderius'' was an adopted additional name, which he used from 1496. The ''Roterodamus'' w ...
, who edited the Greek
New Testament
The New Testament grc, Ἡ Καινὴ Διαθήκη, transl. ; la, Novum Testamentum. (NT) is the second division of the Christian biblical canon. It discusses the teachings and person of Jesus, as well as events in first-century Christ ...
, creating the ''
Textus Receptus
''Textus Receptus'' (Latin: "received text") refers to all printed editions of the Greek New Testament from Erasmus's '' Novum Instrumentum omne'' (1516) to the 1633 Elzevir edition. It was the most commonly used text type for Protestant deno ...
''. In Italy, scholars such as
Petrarch
Francesco Petrarca (; 20 July 1304 – 18/19 July 1374), commonly anglicized as Petrarch (), was a scholar and poet of early Renaissance Italy, and one of the earliest humanists.
Petrarch's rediscovery of Cicero's letters is often credite ...
and
Poggio Bracciolini
Gian Francesco Poggio Bracciolini (11 February 1380 – 30 October 1459), usually referred to simply as Poggio Bracciolini, was an Italian scholar and an early Renaissance humanist. He was responsible for rediscovering and recovering many class ...
collected and edited many Latin manuscripts, while a new spirit of critical enquiry was boosted by the attention to textual states, for example in the work of
Lorenzo Valla
Lorenzo Valla (; also Latinized as Laurentius; 14071 August 1457) was an Italian Renaissance humanist, rhetorician, educator, scholar, and Catholic priest. He is best known for his historical-critical textual analysis that proved that the '' ...
on the purported
Donation of Constantine
The ''Donation of Constantine'' ( ) is a forged Roman imperial decree by which the 4th-century emperor Constantine the Great supposedly transferred authority over Rome and the western part of the Roman Empire to the Pope. Composed probably i ...
.
Many ancient works, such as the
Bible
The Bible (from Koine Greek , , 'the books') is a collection of religious texts or scriptures that are held to be sacred in Christianity, Judaism, Samaritanism, and many other religions. The Bible is an anthologya compilation of texts o ...
and the
Greek tragedies, survive in hundreds of copies, and the relationship of each copy to the original may be unclear. Textual scholars have debated for centuries which sources are most closely derived from the original, hence which readings in those sources are correct. Although texts such as Greek plays presumably had one original, the question of whether some biblical books, like the
Gospel
Gospel originally meant the Christian message (" the gospel"), but in the 2nd century it came to be used also for the books in which the message was set out. In this sense a gospel can be defined as a loose-knit, episodic narrative of the words a ...
s, ever had just one original has been discussed.
[Tanselle, (1989) ''A Rationale of Textual Criticism''.] Interest in applying textual criticism to the
Quran
The Quran (, ; Standard Arabic: , Quranic Arabic: , , 'the recitation'), also romanized Qur'an or Koran, is the central religious text of Islam, believed by Muslims to be a revelation from God. It is organized in 114 chapters (pl.: , sing.: ...
has also developed after the discovery of the
Sana'a manuscripts in 1972, which possibly date back to the seventh to eighth centuries.
In the English language, the works of
William Shakespeare
William Shakespeare ( 26 April 1564 – 23 April 1616) was an English playwright, poet and actor. He is widely regarded as the greatest writer in the English language and the world's pre-eminent dramatist. He is often called England's natio ...
have been a particularly fertile ground for textual criticism—both because the texts, as transmitted, contain a considerable amount of variation, and because the effort and expense of producing superior editions of his works have always been widely viewed as worthwhile. The principles of textual criticism, although originally developed and refined for works of antiquity and the Bible, and, for Anglo-American Copy-Text editing, Shakespeare, have been applied to many works, from (near-)contemporary texts to the earliest known written documents. Ranging from ancient
Mesopotamia
Mesopotamia ''Mesopotamíā''; ar, بِلَاد ٱلرَّافِدَيْن or ; syc, ܐܪܡ ܢܗܪ̈ܝܢ, or , ) is a historical region of Western Asia situated within the Tigris–Euphrates river system, in the northern part of the F ...
and
Egypt
Egypt ( ar, مصر , ), officially the Arab Republic of Egypt, is a transcontinental country spanning the northeast corner of Africa and southwest corner of Asia via a land bridge formed by the Sinai Peninsula. It is bordered by the Med ...
to the twentieth century, textual criticism covers a period of about five millennia.
Basic notions and objectives
The basic problem, as described by
Paul Maas, is as follows:
Maas comments further that "A dictation revised by the author must be regarded as equivalent to an autograph manuscript". The lack of autograph manuscripts applies to many cultures other than Greek and Roman. In such a situation, a key objective becomes the identification of the first ''exemplar'' before any split in the tradition. That exemplar is known as the ''
archetype
The concept of an archetype (; ) appears in areas relating to behavior, historical psychology, and literary analysis.
An archetype can be any of the following:
# a statement, pattern of behavior, prototype, "first" form, or a main model that ...
''. "If we succeed in establishing the text of
he archetype the ''constitutio'' (reconstruction of the original) is considerably advanced."
The textual critic's ultimate objective is the production of a "critical edition". This contains the text that the author has determined most closely approximates the original, and is accompanied by an ''apparatus criticus'' or
critical apparatus
A critical apparatus ( la, apparatus criticus) in textual criticism of primary source material, is an organized system of notations to represent, in a single text, the complex history of that text in a concise form useful to diligent readers an ...
. The critical apparatus presents the author's work in three parts: first, a list or description of the evidence that the editor used (names of manuscripts, or abbreviations called
sigla
Scribal abbreviations or sigla (grammatical number, singular: siglum) are abbreviations used by ancient and medieval scribes writing in various languages, including Latin, Greek language, Greek, Old English and Old Norse. In modern manuscrip ...
); second, the editor's analysis of that evidence (sometimes a simple likelihood rating),; and third, a record of rejected variants of the text (often in order of preference).
Process
Before inexpensive mechanical printing, literature was copied by hand, and many variations were introduced by copyists. The age of printing made the scribal profession effectively redundant. Printed editions, while less susceptible to the proliferation of variations likely to arise during manual transmission, are nonetheless not immune to introducing variations from an author's autograph. Instead of a scribe miscopying his source, a compositor or a printing shop may read or typeset a work in a way that differs from the autograph. Since each scribe or printer commits different errors, reconstruction of the lost original is often aided by a selection of readings taken from many sources. An edited text that draws from multiple sources is said to be ''eclectic''. In contrast to this approach, some textual critics prefer to identify the single best surviving text, and not to combine readings from multiple sources.
When comparing different documents, or "witnesses", of a single, original text, the observed differences are called ''variant readings'', or simply ''variants'' or ''readings''. It is not always apparent which single variant represents the author's original work. The process of textual criticism seeks to explain how each variant may have entered the text, either by accident (duplication or omission) or intention (harmonization or censorship), as scribes or supervisors transmitted the original author's text by copying it. The textual critic's task, therefore, is to sort through the variants, eliminating those most likely to be ''un''-original, hence establishing a critical text, or critical edition, that is intended to best approximate the original. At the same time, the critical text should document variant readings, so the relation of extant witnesses to the reconstructed original is apparent to a reader of the critical edition. In establishing the critical text, the textual critic considers both "external" evidence (the age, provenance, and affiliation of each witness) and "internal" or "physical" considerations (what the author and scribes, or printers, were likely to have done).
The collation of all known variants of a text is referred to as a
variorum, namely a work of textual criticism whereby all variations and emendations are set side by side so that a reader can track how textual decisions have been made in the preparation of a text for publication. The
Bible
The Bible (from Koine Greek , , 'the books') is a collection of religious texts or scriptures that are held to be sacred in Christianity, Judaism, Samaritanism, and many other religions. The Bible is an anthologya compilation of texts o ...
and the works of
William Shakespeare
William Shakespeare ( 26 April 1564 – 23 April 1616) was an English playwright, poet and actor. He is widely regarded as the greatest writer in the English language and the world's pre-eminent dramatist. He is often called England's natio ...
have often been the subjects of variorum editions, although the same techniques have been applied with less frequency to many other works, such as
Walt Whitman
Walter Whitman (; May 31, 1819 – March 26, 1892) was an American poet, essayist and journalist. A humanist, he was a part of the transition between transcendentalism and realism, incorporating both views in his works. Whitman is among ...
's ''
Leaves of Grass
''Leaves of Grass'' is a poetry collection by American poet Walt Whitman. Though it was first published in 1855, Whitman spent most of his professional life writing and rewriting ''Leaves of Grass'', revising it multiple times until his death. T ...
'',
and the prose writings of
Edward Fitzgerald.
In practice, citation of manuscript evidence implies any of several methodologies. The ideal, but most costly, method is physical inspection of the manuscript itself; alternatively, published photographs or
facsimile
A facsimile (from Latin ''fac simile'', "to make alike") is a copy or reproduction of an old book, manuscript, map, art print, or other item of historical value that is as true to the original source as possible. It differs from other forms of ...
editions may be inspected. This method involves
paleographical analysis—interpretation of handwriting, incomplete letters and even reconstruction of
lacunae. More typically, editions of manuscripts are consulted, which have done this paleographical work already.
Eclecticism
Eclecticism
Eclecticism is a conceptual approach that does not hold rigidly to a single paradigm or set of assumptions, but instead draws upon multiple theories, styles, or ideas to gain complementary insights into a subject, or applies different theories i ...
refers to the practice of consulting a wide diversity of witnesses to a particular original. The practice is based on the principle that the more independent transmission histories there are, the less likely they will be to reproduce the same errors. What one omits, the others may retain; what one adds, the others are unlikely to add. Eclecticism allows inferences to be drawn regarding the original text, based on the evidence of contrasts between witnesses.
Eclectic readings also normally give an impression of the number of witnesses to each available reading. Although a reading supported by the majority of witnesses is frequently preferred, this does not follow automatically. For example, a second edition of a Shakespeare play may include an addition alluding to an event known to have happened between the two editions. Although nearly all subsequent manuscripts may have included the addition, textual critics may reconstruct the original without the addition.
The result of the process is a text with readings drawn from many witnesses. It is not a copy of any particular manuscript, and may deviate from the majority of existing manuscripts. In a purely eclectic approach, no single witness is theoretically favored. Instead, the critic forms opinions about individual witnesses, relying on both external and internal evidence.
Since the mid-19th century, eclecticism, in which there is no ''a priori'' bias to a single manuscript, has been the dominant method of editing the Greek text of the New Testament (currently, the United Bible Society, 5th ed. and Nestle-Åland, 28th ed.). Even so, the oldest manuscripts, being of the
Alexandrian text-type
In textual criticism of the New Testament, the Alexandrian text-type is one of the main text types. It is the text type favored by the majority of modern textual critics and it is the basis for most modern (after 1900) Bible translations.
Over ...
, are the most favored, and the critical text has an Alexandrian disposition.
[Aland, B. 1994, p. 138]
External evidence
External evidence is evidence of each physical witness, its date, source, and relationship to other known witnesses. Critics will often prefer the readings supported by the oldest witnesses. Since errors tend to accumulate, older manuscripts should have fewer errors. Readings supported by a majority of witnesses are also usually preferred, since these are less likely to reflect accidents or individual biases. For the same reasons, the most geographically diverse witnesses are preferred. Some manuscripts show evidence that particular care was taken in their composition, for example, by including alternative readings in their margins, demonstrating that more than one prior copy (exemplar) was consulted in producing the current one. Other factors being equal, these are the ''best'' witnesses. The role of the textual critic is necessary when these basic criteria are in conflict. For instance, there will typically be fewer early copies, and a larger number of later copies. The textual critic will attempt to balance these criteria, to determine the original text.
There are many other more sophisticated considerations. For example, readings that depart from the known practice of a scribe or a given period may be deemed more reliable, since a scribe is unlikely on his own initiative to have departed from the usual practice.
[Hartin, Petzer, Mannig 2001, pp. 47–53]
Internal evidence
Internal evidence is evidence that comes from the text itself, independent of the physical characteristics of the document. Various considerations can be used to decide which reading is the most likely to be original. Sometimes these considerations can be in conflict.
Two common considerations have the Latin names ''
lectio brevior'' (shorter reading) and ''lectio difficilior'' (more difficult reading). The first is the general observation that scribes tended to add words, for clarification or out of habit, more often than they removed them. The second, ''
lectio difficilior potior'' (the harder reading is stronger), recognizes the tendency for harmonization—resolving apparent inconsistencies in the text. Applying this principle leads to taking the more difficult (unharmonized) reading as being more likely to be the original. Such cases also include scribes simplifying and smoothing texts they did not fully understand.
Another scribal tendency is called
homoioteleuton
Homeoteleuton, also spelled homoeoteleuton and homoioteleuton (from the Greek ,Silva Rhetoricae (2006)Rhetorical Figures for Shakespeare and the Scriptures/ref> ''homoioteleuton'', "like ending"), is the repetition of endings in words. Homeoteleut ...
, meaning "similar endings". Homoioteleuton occurs when two words/phrases/lines end with the similar sequence of letters. The scribe, having finished copying the first, skips to the second, omitting all intervening words. ''Homoioarche'' refers to eye-skip when the ''beginnings'' of two lines are similar.
The critic may also examine the other writings of the author to decide what words and grammatical constructions match his style. The evaluation of internal evidence also provides the critic with information that helps him evaluate the reliability of individual manuscripts. Thus, the consideration of internal and external evidence is related.
After considering all relevant factors, the textual critic seeks the reading that best explains how the other readings would arise. That reading is then the most likely candidate to have been original.
Canons of textual criticism
Various scholars have developed guidelines, or ''canons'' of textual criticism, to guide the exercise of the critic's judgment in determining the best readings of a text. One of the earliest was
Johann Albrecht Bengel
Johann Albrecht Bengel (24 June 1687 – 2 November 1752), also known as ''Bengelius'', was a Lutheran pietist clergyman and Greek-language scholar known for his edition of the Greek New Testament and his commentaries on it.
Life and career
Be ...
(1687–1752), who in 1734 produced an edition of the
Greek New Testament Greek New Testament refers to the New Testament in Koine Greek.
It may also refer to the following texts:
* ''Novum Instrumentum omne''
* ''Textus Receptus'', the basis of the King James Bible
* ''Novum Testamentum Graece'', a critical edition of t ...
. In his commentary, he established the rule ''Proclivi scriptioni praestat ardua'', ("the harder reading is to be preferred").
Johann Jakob Griesbach Johann Jakob Griesbach (4 January 1745 – 24 March 1812) was a German biblical textual critic. Griesbach's fame rests upon his work in New Testament criticism, in which he inaugurated a new epoch. His solution to the synoptic problem bears his na ...
(1745–1812) published several editions of the New Testament. In his 1796 edition, he established fifteen critical rules. Among them was a variant of Bengel's rule, ''Lectio difficilior potior'', "the harder reading is better." Another was ''Lectio brevior praeferenda'', "the shorter reading is better", based on the idea that scribes were more likely to add than to delete. This rule cannot be applied uncritically, as scribes may omit material inadvertently.
Brooke Foss Westcott
Brooke Foss Westcott (12 January 1825 – 27 July 1901) was an English bishop, biblical scholar and theologian, serving as Bishop of Durham from 1890 until his death. He is perhaps most known for co-editing '' The New Testament in the Ori ...
(1825–1901) and
Fenton Hort (1828–1892) published an edition of the
New Testament in Greek in 1881. They proposed nine critical rules, including a version of Bengel's rule, "The reading is less likely to be original that shows a disposition to smooth away difficulties." They also argued that "Readings are approved or rejected by reason of the quality, and not the number, of their supporting witnesses", and that "The reading is to be preferred that most fitly explains the existence of the others."
Many of these rules, although originally developed for biblical textual criticism, have wide applicability to any text susceptible to errors of transmission.
Limitations of eclecticism
Since the canons of criticism are highly susceptible to interpretation, and at times even contradict each other, they may be employed to justify a result that fits the textual critic's aesthetic or theological agenda. Starting in the 19th century, scholars sought more rigorous methods to guide editorial judgment. Stemmatics and copy-text editing – while both eclectic, in that they permit the editor to select readings from multiple sources – sought to reduce subjectivity by establishing one or a few witnesses presumably as being favored by "objective" criteria. The citing of sources used, and alternate readings, and the use of original text and images helps readers and other critics determine to an extent the depth of research of the critic, and to independently verify their work.
Stemmatics
Overview

Stemmatics or stemmatology is a rigorous approach to textual criticism.
Karl Lachmann
Karl Konrad Friedrich Wilhelm Lachmann (; 4 March 1793 – 13 March 1851) was a German philologist and critic. He is particularly noted for his foundational contributions to the field of textual criticism.
Biography
Lachmann was born in Bru ...
(1793–1851) greatly contributed to making this method famous, even though he did not invent it. The method takes its name from the word ''stemma''. The
Ancient Greek
Ancient Greek includes the forms of the Greek language used in ancient Greece and the ancient world from around 1500 BC to 300 BC. It is often roughly divided into the following periods: Mycenaean Greek (), Dark Ages (), the Archaic p ...
word
[Liddell, H.G. & Scott, R. (1940). ''A Greek-English Lexicon. revised and augmented throughout by Sir Henry Stuart Jones. with the assistance of. Roderick McKenzie.'' Oxford: Clarendon Press.] and its
loanword
A loanword (also loan word or loan-word) is a word at least partly assimilated from one language (the donor language) into another language. This is in contrast to cognates, which are words in two or more languages that are similar because t ...
in
classical Latin
Classical Latin is the form of Literary Latin recognized as a literary standard by writers of the late Roman Republic and early Roman Empire. It was used from 75 BC to the 3rd century AD, when it developed into Late Latin. In some later pe ...
[Lewis, C.T. & Short, C. (1879). ''A Latin dictionary founded on Andrews' edition of Freund's Latin dictionary.'' Oxford: Clarendon Press.][Saalfeld, G.A.E.A. (1884). ''Tensaurus Italograecus. Ausführliches historisch-kritisches Wörterbuch der Griechischen Lehn- und Fremdwörter im Lateinischen.'' Wien: Druck und Verlag von Carl Gerold's Sohn, Buchhändler der Kaiserl. Akademie der Wissenschaften.] may refer to "
family tree
A family tree, also called a genealogy or a pedigree chart, is a chart representing family relationships in a conventional tree structure. More detailed family trees, used in medicine and social work, are known as genograms.
Representations o ...
s". This specific meaning shows the relationships of the surviving witnesses (the first known example of such a stemma, albeit without the name, dates from 1827). The family tree is also referred to as a ''
cladogram
A cladogram (from Greek ''clados'' "branch" and ''gramma'' "character") is a diagram used in cladistics to show relations among organisms. A cladogram is not, however, an evolutionary tree because it does not show how ancestors are related to ...
''.
[Mulken & van Pieter 1996, p. 84] The method works from the principle that "community of error implies community of origin". That is, if two witnesses have a number of errors in common, it may be presumed that they were derived from a common intermediate source, called a ''hyparchetype''. Relations between the lost intermediates are determined by the same process, placing all extant manuscripts in a family tree or ''
stemma codicum'' descended from a single ''archetype''. The process of constructing the stemma is called ''recension'', or the Latin ''recensio''.
[Wilson and Reynolds 1974, p. 186]
Having completed the stemma, the critic proceeds to the next step, called ''selection'' or ''selectio'', where the text of the archetype is determined by examining variants from the closest hyparchetypes to the archetype and selecting the best ones. If one reading occurs more often than another at the same level of the tree, then the dominant reading is selected. If two competing readings occur equally often, then the editor uses judgment to select the correct reading.
[Roseman 1999, p. 73]
After ''selectio'', the text may still contain errors, since there may be passages where no source preserves the correct reading. The step of ''examination'', or ''examinatio'' is applied to find corruptions. Where the editor concludes that the text is corrupt, it is corrected by a process called "emendation", or ''emendatio'' (also sometimes called ''divinatio''). Emendations not supported by any known source are sometimes called
''conjectural'' emendations.
[McCarter 1986, p. 62]
The process of ''selectio'' resembles eclectic textual criticism, but applied to a restricted set of hypothetical hyparchetypes. The steps of ''examinatio'' and ''emendatio'' resemble copy-text editing. In fact, the other techniques can be seen as special cases of stemmatics in which a rigorous family history of the text cannot be determined but only approximated. If it seems that one manuscript is by far the best text, then copy text editing is appropriate, and if it seems that a group of manuscripts are good, then eclecticism on that group would be proper.
The Hodges–Farstad edition of the Greek New Testament attempts to use stemmatics for some portions.
Phylogenetics
Phylogenetics
In biology, phylogenetics (; from Greek φυλή/ φῦλον [] "tribe, clan, race", and wikt:γενετικός, γενετικός [] "origin, source, birth") is the study of the evolutionary history and relationships among or within groups ...
is a technique borrowed from
biology
Biology is the scientific study of life. It is a natural science with a broad scope but has several unifying themes that tie it together as a single, coherent field. For instance, all organisms are made up of cells that process hereditar ...
, where it was originally named ''phylogenetic systematics'' by
Willi Hennig
Emil Hans Willi Hennig (20 April 1913 – 5 November 1976) was a German biologist and zoologist who is considered the founder of phylogenetic systematics, otherwise known as cladistics. In 1945 as a prisoner of war, Hennig began work on his theo ...
. In biology, the technique is used to determine the
evolution
Evolution is change in the heritable characteristics of biological populations over successive generations. These characteristics are the expressions of genes, which are passed on from parent to offspring during reproduction. Variation ...
ary relationships between different
species
In biology, a species is the basic unit of Taxonomy (biology), classification and a taxonomic rank of an organism, as well as a unit of biodiversity. A species is often defined as the largest group of organisms in which any two individuals of ...
. In its application in textual criticism, the text of a number of different witnesses may be entered into a computer, which records all the differences between them, or derived from an existing apparatus. The manuscripts are then grouped according to their shared characteristics. The difference between phylogenetics and more traditional forms of statistical analysis is that, rather than simply arranging the manuscripts into rough groupings according to their overall similarity, phylogenetics assumes that they are part of a branching family tree and uses that assumption to derive relationships between them. This makes it more like an automated approach to stemmatics. However, where there is a difference, the computer does not attempt to decide which reading is closer to the original text, and so does not indicate which branch of the tree is the "root"—which manuscript tradition is closest to the original. Other types of evidence must be used for that purpose.
Phylogenetics faces the same difficulty as textual criticism: the appearance of characteristics in descendants of an ancestor other than by direct copying (or miscopying) of the ancestor, for example where a scribe combines readings from two or more different manuscripts ("contamination"). The same phenomenon is widely present among living organisms, as instances of
horizontal gene transfer
Horizontal gene transfer (HGT) or lateral gene transfer (LGT) is the movement of genetic material between unicellular and/or multicellular organisms other than by the ("vertical") transmission of DNA from parent to offspring ( reproduction). ...
(or lateral gene transfer) and
genetic recombination
Genetic recombination (also known as genetic reshuffling) is the exchange of genetic material between different organisms which leads to production of offspring with combinations of traits that differ from those found in either parent. In eukary ...
, particularly among bacteria. Further exploration of the applicability of the different methods for coping with these problems across both living organisms and textual traditions is a promising area of study.
Software developed for use in biology has been applied successfully to textual criticism; for example, it is being used by the
Canterbury Tales Project to determine the relationship between the 84 surviving manuscripts and four early printed editions of ''
The Canterbury Tales''. Shaw's edition of Dante's ''Commedia'' uses phylogenetic and traditional methods alongside each other in a comprehensive exploration of relations among seven early witnesses to Dante's text.
Limitations and criticism
The stemmatic method assumes that each witness is derived from one, and only one, predecessor. If a scribe refers to more than one source when creating her or his copy, then the new copy will not clearly fall into a single branch of the family tree. In the stemmatic method, a manuscript that is derived from more than one source is said to be ''contaminated''.
The method also assumes that scribes only make new errorsthey do not attempt to correct the errors of their predecessors. When a text has been improved by the scribe, it is said to be ''sophisticated'', but "sophistication" impairs the method by obscuring a document's relationship to other witnesses, and making it more difficult to place the manuscript correctly in the stemma.
The stemmatic method requires the textual critic to group manuscripts by commonality of error. It is required, therefore, that the critic can distinguish erroneous readings from correct ones. This assumption has often come under attack.
W. W. Greg noted: "That if a scribe makes a mistake he will inevitably produce nonsense is the tacit and wholly unwarranted assumption."
Franz Anton Knittel defended the traditional point of view in theology and was against the modern textual criticism. He defended an authenticity of the
Pericopa Adulterae (John 7:53–8:11),
Comma Johanneum
The Johannine Comma ( la, Comma Johanneum) is an interpolated phrase ( comma) in verses of the First Epistle of John.
The text (with the comma in italics and enclosed by square brackets) in the King James Bible reads:
It became a touchpoint ...
(1 John 5:7), and
Testimonium Flavianum. According to him,
Erasmus
Desiderius Erasmus Roterodamus (; ; English: Erasmus of Rotterdam or Erasmus;''Erasmus'' was his baptismal name, given after St. Erasmus of Formiae. ''Desiderius'' was an adopted additional name, which he used from 1496. The ''Roterodamus'' w ...
in his
Novum Instrumentum omne
''Novum Instrumentum omne'' was the first published New Testament in Greek (1516). It was prepared by Desiderius Erasmus (1466–1536) and printed by Johann Froben (1460–1527) of Basel. Although the first printed Greek New Testament was the ...
did not incorporate the ''Comma'' from
Codex Montfortianus, because of grammar differences, but used
Complutensian Polyglotta. According to him, the ''Comma'' was known for
Tertullian
Tertullian (; la, Quintus Septimius Florens Tertullianus; 155 AD – 220 AD) was a prolific early Christian author from Carthage in the Roman province of Africa. He was the first Christian author to produce an extensive corpus of ...
.
The stemmatic method's final step is ''emendatio'', also sometimes referred to as "conjectural emendation". But, in fact, the critic employs conjecture at every step of the process. Some of the method's rules that are designed to reduce the exercise of editorial judgment do not necessarily produce the correct result. For example, where there are more than two witnesses at the same level of the tree, normally the critic will select the dominant reading. However, it may be no more than fortuitous that more witnesses have survived that present a particular reading. A plausible reading that occurs less often may, nevertheless, be the correct one.
Lastly, the stemmatic method assumes that every extant witness is derived, however remotely, from a single source. It does not account for the possibility that the original author may have revised her or his work, and that the text could have existed at different times in more than one authoritative version.
Best-text editing
The critic
Joseph Bédier
Joseph Bédier (28 January 1864 – 29 August 1938) was a French writer and scholar and historian of medieval France.
Biography
Bédier was born in Paris, France, to Adolphe Bédier, a lawyer of Breton origin, and spent his childhood in Réunion ...
(1864–1938), who had worked with stemmatics, launched an attack on that method in 1928. He surveyed editions of medieval French texts that were produced with the stemmatic method, and found that textual critics tended overwhelmingly to produce bifid trees, divided into just two branches. He concluded that this outcome was unlikely to have occurred by chance, and that therefore, the method was tending to produce bipartite stemmas regardless of the actual history of the witnesses. He suspected that editors tended to favor trees with two branches, as this would maximize the opportunities for editorial judgment (as there would be no third branch to "break the tie" whenever the witnesses disagreed). He also noted that, for many works, more than one reasonable stemma could be postulated, suggesting that the method was not as rigorous or as scientific as its proponents had claimed.
Bédier's doubts about the stemmatic method led him to consider whether it could be dropped altogether. As an alternative to stemmatics, Bédier proposed a Best-text editing method, in which a single textual witness, judged to be of a 'good' textual state by the editor, is emended as lightly as possible for manifest transmission mistakes, but left otherwise unchanged. This makes a Best-text edition essentially a documentary edition. For an example one may refer to Eugene Vinaver's edition of the Winchester Manuscript of Malory's ''
Le Morte d'Arthur''.
Copy-text editing

When copy-text editing, the scholar fixes errors in a base text, often with the help of other witnesses. Often, the base text is selected from the oldest manuscript of the text, but in the early days of printing, the copy text was often a manuscript that was at hand.
Using the copy-text method, the critic examines the base text and makes corrections (called emendations) in places where the base text appears wrong to the critic. This can be done by looking for places in the base text that do not make sense or by looking at the text of other witnesses for a superior reading. Close-call decisions are usually resolved in favor of the copy-text.
The first published, printed edition of the Greek
New Testament
The New Testament grc, Ἡ Καινὴ Διαθήκη, transl. ; la, Novum Testamentum. (NT) is the second division of the Christian biblical canon. It discusses the teachings and person of Jesus, as well as events in first-century Christ ...
was produced by this method.
Erasmus
Desiderius Erasmus Roterodamus (; ; English: Erasmus of Rotterdam or Erasmus;''Erasmus'' was his baptismal name, given after St. Erasmus of Formiae. ''Desiderius'' was an adopted additional name, which he used from 1496. The ''Roterodamus'' w ...
, the editor, selected a manuscript from the local Dominican monastery in Basle and corrected its obvious errors by consulting other local manuscripts. The
Westcott and
Hort Hort may refer to:
People
* Erik Hort (born 1987), American soccer player
* F. J. A. Hort (1828–1892), Irish theologian
* Greta Hort (1903–1967), Danish-born literature professor
* Josiah Hort (c. 1674–1751), English clergyman of the ...
text, which was the basis for the
Revised Version
The Revised Version (RV) or English Revised Version (ERV) of the Bible is a late 19th-century British revision of the King James Version. It was the first and remains the only officially authorised and recognised revision of the King James Versio ...
of the English bible, also used the copy-text method, using the
Codex Vaticanus
The Codex Vaticanus ( The Vatican, Bibl. Vat., Vat. gr. 1209), designated by siglum B or 03 (in the Gregory-Aland numbering), δ 1 ( von Soden), is a fourth-century Christian manuscript of a Greek Bible, containing the majority of the Greek Old ...
as the base manuscript.
McKerrow's concept of copy-text
The bibliographer
Ronald B. McKerrow introduced the term ''copy-text'' in his 1904 edition of the works of
Thomas Nashe
Thomas Nashe (baptised November 1567 – c. 1601; also Nash) was an Elizabethan playwright, poet, satirist and a significant pamphleteer. He is known for his novel '' The Unfortunate Traveller'', his pamphlets including ''Pierce Penniless,' ...
, defining it as "the text used in each particular case as the basis of mine". McKerrow was aware of the limitations of the stemmatic method, and believed it was more prudent to choose one particular text that was thought to be particularly reliable, and then to emend it only where the text was obviously corrupt. The French critic
Joseph Bédier
Joseph Bédier (28 January 1864 – 29 August 1938) was a French writer and scholar and historian of medieval France.
Biography
Bédier was born in Paris, France, to Adolphe Bédier, a lawyer of Breton origin, and spent his childhood in Réunion ...
likewise became disenchanted with the stemmatic method, and concluded that the editor should choose the best available text, and emend it as little as possible.
In McKerrow's method as originally introduced, the copy-text was not necessarily the earliest text. In some cases, McKerrow would choose a later witness, noting that "if an editor has reason to suppose that a certain text embodies later corrections than any other, and at the same time has no ground for disbelieving that these corrections, or some of them at least, are the work of the author, he has no choice but to make that text the basis of his reprint".
By 1939, in his ''Prolegomena for the Oxford Shakespeare'', McKerrow had changed his mind about this approach, as he feared that a later editioneven if it contained authorial correctionswould "deviate more widely than the earliest print from the author's original manuscript". He therefore concluded that the correct procedure would be "produced by using the earliest 'good' print as copy-text and inserting into it, from the first edition which contains them, such corrections as appear to us to be derived from the author". But, fearing the arbitrary exercise of editorial judgment, McKerrow stated that, having concluded that a later edition had substantive revisions attributable to the author, "we must accept all the alterations of that edition, saving any which seem obvious blunders or misprints".
W. W. Greg's rationale of copy-text
Anglo-American textual criticism in the last half of the 20th century came to be dominated by a landmark 1950 essay by
Sir Walter W. Greg, "The Rationale of Copy-Text". Greg proposed:
Greg observed that compositors at printing shops tended to follow the "substantive" readings of their copy faithfully, except when they deviated unintentionally; but that "as regards accidentals they will normally follow their own habits or inclination, though they may, for various reasons and to varying degrees, be influenced by their copy".
He concluded:
Greg's view, in short, was that the "copy-text can be allowed no over-riding or even preponderant
authority so far as substantive readings are concerned". The choice between reasonable competing readings, he said:
Although Greg argued that editors should be free to use their judgment to choose between competing substantive readings, he suggested that an editor should defer to the copy-text when "the claims of two readings ... appear to be exactly balanced. ... In such a case, while there can be no logical reason for giving preference to the copy-text, in practice, if there is no reason for altering its reading, the obvious thing seems to be to let it stand." The "exactly balanced" variants are said to be ''indifferent''.
Editors who follow Greg's rationale produce ''eclectic'' editions, in that the authority for the "accidentals" is derived from one particular source (usually the earliest one) that the editor considers to be authoritative, but the authority for the "substantives" is determined in each individual case according to the editor's judgment. The resulting text, except for the accidentals, is constructed without relying predominantly on any one witness.
Greg–Bowers–Tanselle
W. W. Greg did not live long enough to apply his rationale of copy-text to any actual editions of works. His rationale was adopted and significantly expanded by
Fredson Bowers
Fredson Thayer Bowers (April 25, 1905 – April 11, 1991) was an American bibliographer and scholar of textual editing.
Life
Bowers was a graduate of Brown University and Harvard University (Ph.D.). He taught at Princeton University before mov ...
(1905–1991). Starting in the 1970s,
G. Thomas Tanselle vigorously took up the method's defense and added significant contributions of his own. Greg's rationale as practiced by Bowers and Tanselle has come to be known as the "Greg–Bowers" or the "Greg–Bowers–Tanselle" method.
Application to works of all periods
In his 1964 essay, "Some Principles for Scholarly Editions of Nineteenth-Century American Authors", Bowers said that "the theory of copy-text proposed by Sir Walter Greg rules supreme". Bowers's assertion of "supremacy" was in contrast to Greg's more modest claim that "My desire is rather to provoke discussion than to lay down the law".
Whereas Greg had limited his illustrative examples to English Renaissance drama, where his expertise lay, Bowers argued that the rationale was "the most workable editorial principle yet contrived to produce a critical text that is authoritative in the maximum of its details whether the author be
Shakespeare
William Shakespeare ( 26 April 1564 – 23 April 1616) was an English playwright, poet and actor. He is widely regarded as the greatest writer in the English language and the world's pre-eminent dramatist. He is often called England's natio ...
,
Dryden
''
John Dryden (; – ) was an English poet, literary critic, translator, and playwright who in 1668 was appointed England's first Poet Laureate.
He is seen as dominating the literary life of Restoration England to such a point that the pe ...
,
Fielding,
Nathaniel Hawthorne
Nathaniel Hawthorne (July 4, 1804 – May 19, 1864) was an American novelist and short story writer. His works often focus on history, morality, and religion.
He was born in 1804 in Salem, Massachusetts, from a family long associated with that t ...
, or
Stephen Crane
Stephen Crane (November 1, 1871 – June 5, 1900) was an American poet, novelist, and short story writer. Prolific throughout his short life, he wrote notable works in the Realist tradition as well as early examples of American Naturalism an ...
. The principle is sound without regard for the literary period." For works where an author's manuscript survived—a case Greg had not considered—Bowers concluded that the manuscript should generally serve as copy-text. Citing the example of Nathaniel Hawthorne, he noted:
Following Greg, the editor would then replace any of the manuscript readings with substantives from printed editions that could be reliably attributed to the author: "Obviously, an editor cannot simply reprint the manuscript, and he must substitute for its readings any words that he believes Hawthorne changed in proof."
Uninfluenced final authorial intention
McKerrow had articulated textual criticism's goal in terms of "our ideal of an author's fair copy of his work in its final state". Bowers asserted that editions founded on Greg's method would "represent the nearest approximation in every respect of the author's final intentions." Bowers stated similarly that the editor's task is to "approximate as nearly as possible an inferential authorial fair copy." Tanselle notes that, "Textual criticism ... has generally been undertaken with a view to reconstructing, as accurately as possible, the text finally intended by the author