State capacity is the ability of a government to accomplish policy goals, either generally or in reference to specific aims.
A state that lacks capacity is defined as a
fragile state or, in a more extreme case, a
failed state. Higher state capacity has been strongly linked to long-term economic development, as state capacity can establish law and order, private property rights, and external defense, as well as support development by establishing a competitive market, transportation infrastructure, and mass education.
Categorisation
Based on a myriad of typologies proposed by authors and scholars in the social sciences field (including, but not limited to, Weber, Bourdieu and Mann), Centeno et al. advance that it is possible to break down the concept of "state capacity" into four different types or categories as shown below:
1) Territorial: it is related to the traditional Weberian concept of monopoly over the means of violence and makes us think of the state as a disciplinary body. This type of state authority or capability is purportedly the simplest to exercise because all that is needed to impose the desired order is the acquisition and use of a sufficient amount of relative coercive force. This power is wielded in two different fronts: firstly, vis a vis other states defining sovereignty and secondly, against internal or domestic opposition.
2) Economic: it entails two distinct but frequently related processes. First, this is about the state guaranteeing the society's general prosperity by consolidating an economic space through the development of a national market alongside the physical and legal infrastructure necessary to support the integration of that domestic economy into a global system of exchange. The ability to direct and appropriate resources through the creation of a productive fiscal system is the second facet of the economic capacity.
3) Infrastructural: it refers to the ability to process information, create organisational structures, and maintain transportation and communication systems.
4) Symbolic: although of much more ambiguous nature than the other categories, it is defined as the monopoly over the judgment of truth claims. In other words, this category is linked to the state capacity to transform what are diffuse social rituals and practices of conformity to authority into an objectified and bureaucratic process.
Risk factor for violence
The risk of civil war increases when relational state capacity is low, meaning the state has less control over its subjects than outsiders, or challengers to its domain (the
monopoly of violence). The political majority is more likely to instigate a
genocide
Genocide is the intentional destruction of a people—usually defined as an ethnic, national, racial, or religious group—in whole or in part. Raphael Lemkin coined the term in 1944, combining the Greek word (, "race, people") with the L ...
when threatened with state failure. States with strong
social control can enforce their own policies and deter membership in alternate rebel organizations. In some parts of the world, like Africa, some ethnic groups may be more distant from the capital but have a high level of internal connectedness. This type of scenario may reduce central social control, presenting an elevated risk of civil conflict and armed violence in Africa. Many scholars have argued that the lack of social control in Africa is a risk factor for violence.
Applications
There are multiple dimensions of state capacity, as well as varied indicators of state capacity. In studies that use state capacity as a
causal variable, it has frequently been measured as the ability to tax, provide
public goods
In economics, a public good (also referred to as a social good or collective good)Oakland, W. H. (1987). Theory of public goods. In Handbook of public economics (Vol. 2, pp. 485-535). Elsevier. is a good that is both non-excludable and non-ri ...
, enforce
property rights
The right to property, or the right to own property (cf. ownership) is often classified as a human right for natural persons regarding their possessions. A general recognition of a right to private property is found more rarely and is typically ...
, achieve economic growth or hold a
monopoly on the use of force within a territory.
State capacity is distinct from political control, as the latter refers to the tactics that states use to gain compliance from society.
The
United Nations Research Institute for Social Development (UNRISD) determined that basic state capacities are to
# Assist in the acquisition of new technologies
# Mobilize and channel resources to productive sectors
# Enforce standards and regulations
# Establish social pacts
# Fund deliver and regulate services and social programmes
[UNRISD 2010. "Building State Capacity for Poverty Reduction." Chapter 10, pp. 3–36.]
States must be able to create the
# Political Capacity to address the extent to which the necessary coalitions or political settlements can be built
# Resource Mobilization Capacity to generate resources for investment and social development
# Allocate Resources To Productive And Welfare-Enhancing Sectors
State formation
State capacity may involve an expansion of the state's information-gathering abilities. In processes of state-building, states began implementing a regular and reliable census, the regular release of statistical yearbooks, and civil and population registers, as well as establishing a government agency tasked with processing statistical information.
Mark Dincecco distinguishes between state capacity (the state's ability to accomplish its intended actions) and "effective statehood" (the political arrangements that enable the state to ''best'' accomplish its intended actions).
He argues that fiscal centralization and institutional impartiality are key to effective statehood.
See also
*
State (polity)
*
State formation
State formation is the process of the development of a centralized government structure in a situation where one did not exist prior to its development. State formation has been a study of many disciplines of the social sciences for a number of ...
*
State building
State-building as a specific term in social sciences and humanities, refers to political and historical processes of creation, institutional consolidation, stabilization and sustainable development of states, from the earliest emergence of stateh ...
*
Capacity-building
Further reading
* Müller-Crepon, C. (2021). "
State reach and development in Africa since the 1960s: New data and analysis." ''Political Science Research and Methods.''
* Kocher, Matthew Adam (2010).
State Capacity as a Conceptual Variable. ''Yale Journal of International Affairs''.
References
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Comparative politics
Political science terminology