Smaug (
) is a
dragon
A dragon is a Magic (supernatural), magical legendary creature that appears in the folklore of multiple cultures worldwide. Beliefs about dragons vary considerably through regions, but European dragon, dragons in Western cultures since the Hi ...
and the main
antagonist
An antagonist is a character in a story who is presented as the main enemy or rival of the protagonist and is often depicted as a villain.[J. R. R. Tolkien
John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''.
From 1925 to 1945, Tolkien was the Rawlinson ...](_b ...<br></span></div> in <div class=)
's 1937 novel ''
The Hobbit
''The Hobbit, or There and Back Again'' is a children's fantasy novel by the English author J. R. R. Tolkien. It was published in 1937 to wide critical acclaim, being nominated for the Carnegie Medal and awarded a prize from the ...
'', his
treasure and the mountain he lives in being the goal of
the quest. Powerful and fearsome, he invaded the
Dwarf
Dwarf, dwarfs or dwarves may refer to:
Common uses
*Dwarf (folklore), a supernatural being from Germanic folklore
* Dwarf, a human or animal with dwarfism
Arts, entertainment, and media Fictional entities
* Dwarf (''Dungeons & Dragons''), a sh ...
kingdom of
Erebor 171 years prior to the events described in the novel. A group of thirteen dwarves mounted a quest to take the kingdom back, aided by the
wizard Gandalf
Gandalf is a protagonist in J. R. R. Tolkien's novels ''The Hobbit'' and ''The Lord of the Rings''. He is a Wizards (Middle-earth), wizard, one of the Istari order, and the leader of the Company of the Ring. Tolkien took the name "Gandalf" fr ...
and the
hobbit
Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
Bilbo Baggins
Bilbo Baggins (Westron: ''Bilba Labingi'') is the title character and protagonist of J. R. R. Tolkien's 1937 novel ''The Hobbit'', a supporting character in ''The Lord of the Rings'', and the fictional narrator (along with Frodo Baggins) of m ...
. In ''The Hobbit'',
Thorin describes Smaug as "a most specially greedy, strong and wicked
worm
Worms are many different distantly related bilateria, bilateral animals that typically have a long cylindrical tube-like body, no limb (anatomy), limbs, and usually no eyes.
Worms vary in size from microscopic to over in length for marine ...
".
Critics have identified close parallels with what they presume are sources of Tolkien's inspiration, including the
dragon in ''Beowulf'', who is provoked by the stealing of a precious cup, and the speaking
dragon
A dragon is a Magic (supernatural), magical legendary creature that appears in the folklore of multiple cultures worldwide. Beliefs about dragons vary considerably through regions, but European dragon, dragons in Western cultures since the Hi ...
Fafnir, who proposes a betrayal to
Sigurd
Sigurd ( ) or Siegfried (Middle High German: ''Sîvrit'') is a legendary hero of Germanic heroic legend, who killed a dragon — known in Nordic tradition as Fafnir () — and who was later murdered. In the Nordic countries, he is referred t ...
.
A further source may be
Henry Wadsworth Longfellow
Henry Wadsworth Longfellow (February 27, 1807 – March 24, 1882) was an American poet and educator. His original works include the poems " Paul Revere's Ride", '' The Song of Hiawatha'', and '' Evangeline''. He was the first American to comp ...
's 1855 poem ''
The Song of Hiawatha
''The Song of Hiawatha'' is an 1855 epic poem in trochaic tetrameter by Henry Wadsworth Longfellow which features Native American characters. The epic relates the fictional adventures of an Ojibwe warrior named Hiawatha and the tragedy of his lo ...
'', where Megissogwon, the spirit of wealth, is protected by an armoured shirt, but whose one weak spot is revealed by a talking bird.
Commentators have noted Smaug's devious, vain, and proud character,
and his aggressively polite way of speaking, like the British
upper class
Upper class in modern societies is the social class composed of people who hold the highest social status. Usually, these are the wealthiest members of class society, and wield the greatest political power. According to this view, the upper cla ...
.
Smaug was voiced and interpreted with
performance capture by
Benedict Cumberbatch
Benedict Timothy Carlton Cumberbatch (born 19 July 1976) is an English actor. He has received List of awards and nominations received by Benedict Cumberbatch, various accolades, including a BAFTA TV Award, a Primetime Emmy Award and a Laurenc ...
in
Peter Jackson
Sir Peter Robert Jackson (born 31 October 1961) is a New Zealand filmmaker. He is best known as the director, writer, and producer of the ''Lord of the Rings'' trilogy (2001–2003) and the ''Hobbit'' trilogy (2012–2014), both of which ar ...
's
film adaptations of ''The Hobbit''.
Description
Dragons
A dragon is a magical legendary creature that appears in the folklore of multiple cultures worldwide. Beliefs about dragons vary considerably through regions, but dragons in Western cultures since the High Middle Ages have often been depict ...
lived in the Withered Heath beyond the Grey Mountains. Smaug was "the greatest of the dragons of his day", already centuries old at the time he was first recorded. He heard rumours of the great wealth of the
Dwarf
Dwarf, dwarfs or dwarves may refer to:
Common uses
*Dwarf (folklore), a supernatural being from Germanic folklore
* Dwarf, a human or animal with dwarfism
Arts, entertainment, and media Fictional entities
* Dwarf (''Dungeons & Dragons''), a sh ...
-kingdom of
Erebor, which had a prosperous trade with the Northmen of
Dale. Smaug "arose and without warning came against King Thrór and descended on the mountain in flames". After driving the Dwarves out of their stronghold, Smaug occupied the interior of the mountain for the next 150 years, guarding a vast hoard of treasure. He destroyed the town of Dale; the
Men
A man is an adult male human. Before adulthood, a male child or adolescent is referred to as a boy.
Like most other male mammals, a man's genome usually inherits an X chromosome from the mother and a Y chromosome from the fa ...
retreated to the Long Lake, where they built
Lake-town of houses on stilts, surrounded by water to guard against the dragon.
Gandalf
Gandalf is a protagonist in J. R. R. Tolkien's novels ''The Hobbit'' and ''The Lord of the Rings''. He is a Wizards (Middle-earth), wizard, one of the Istari order, and the leader of the Company of the Ring. Tolkien took the name "Gandalf" fr ...
realized that Smaug could pose a serious threat if used by
Sauron
Sauron () is the title character and the main antagonist of J. R. R. Tolkien's ''The Lord of the Rings'', where he rules the land of Mordor. He has the ambition of ruling the whole of Middle-earth, using the power of the One Ring, which he ...
. He therefore agreed to assist a
party of Dwarves, led by Thrór's grandson
Thorin Oakenshield, who set out to recapture the mountain and kill the dragon. Assuming that Smaug would not recognize the scent of a
Hobbit
Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
, Gandalf recruited
Bilbo Baggins
Bilbo Baggins (Westron: ''Bilba Labingi'') is the title character and protagonist of J. R. R. Tolkien's 1937 novel ''The Hobbit'', a supporting character in ''The Lord of the Rings'', and the fictional narrator (along with Frodo Baggins) of m ...
to join
the quest.
Upon reaching Erebor, the Dwarves sent Bilbo into Smaug's lair, and he was initially successful in stealing a beautiful golden cup as Smaug slept. Knowing the contents of the treasure hoard to the ounce, Smaug quickly realized the cup's absence upon awakening and searched for the thief on the Mountain. Unsuccessful, he returned to his hoard to lie in wait. The Dwarves sent Bilbo down the secret tunnel a second time. Smaug sensed Bilbo's presence immediately, even though Bilbo had rendered himself invisible with the
One Ring
The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story '' The Hobbit'' (1937) as a magic ring that grants the ...
, and accused the Hobbit (correctly) of trying to steal from him. During his discourse with the dragon, Bilbo noticed a small bare patch on Smaug's jewel-encrusted underbelly, and narrowly escaped. A thrush overheard Bilbo's account of the meeting, and learnt of the bare patch on Smaug's underside.
Still enraged, Smaug flew south to Lake-town and set about destroying it. The townsmen's arrows and spears proved useless against the dragon's armoured body. The thrush told
Bard the Bowman of Smaug's one weak spot, a bare patch on the dragon's belly. With his last arrow, Bard killed Smaug by shooting into this place.
Analysis
Character

Tolkien made Smaug "more
villain
A villain (also known as a " black hat", "bad guy" or "baddy"; The New Oxford Dictionary of English (1998) – p.126 "baddy (also baddie) noun (pl. -ies) ''informal'' a villain or criminal in a book, film, etc.". the feminine form is villai ...
than
monster
A monster is a type of imaginary or fictional creature found in literature, folklore, mythology, fiction and religion. They are very often depicted as dangerous and aggressive, with a strange or grotesque appearance that causes Anxiety, terror ...
", writes the author and biographer Lynnette Porter; he is "devious and clever, vain and greedy, overly confident and proud."
The fantasy author Sandra Unerman called Smaug "one of the most individual dragons in fiction".
The Tolkien scholar Anne Petty said that "it was love at first sight", describing Smaug as "frightening, but surprisingly knowable".
The Tolkien scholar
Tom Shippey notes the "bewilderment" that Smaug spreads: he is enchanted by gold and treasure, and those who come into contact with his powerful presence, what Tolkien describes as "the effect that dragon-talk has on the inexperienced", similarly become bewildered by greed.
In Shippey's view, however, the most surprising aspect of Smaug's character is "his oddly circumlocutory mode of speech. He speaks in fact with the characteristic aggressive politeness of the British upper class, in which irritation and authority are in direct proportion to apparent deference or uncertainty."
In sharp contrast to this is his vanity in response to flattery, rolling over "absurdly pleased" as Tolkien narrates, to reveal his marvellously armoured belly.
Shippey comments that such paradoxes, "the oscillations between animal and intelligent behaviour, the contrast between creaking politeness and plain gloating over murder" join to create Smaug's principal attribute, "wiliness".
The Christian commentator
Joseph Pearce describes Smaug's weak spot as his
Achilles heel, noting his boastful over-confidence in his own indestructibility, and seeing in the fact that the vulnerability is over his heart a sign that "it is the wickedness of his heart which will lead to his downfall".
Pearce likens Smaug's pride to that of
Achilles
In Greek mythology, Achilles ( ) or Achilleus () was a hero of the Trojan War who was known as being the greatest of all the Greek warriors. The central character in Homer's ''Iliad'', he was the son of the Nereids, Nereid Thetis and Peleus, ...
, whose pride leads to the death of
his best friend, and of many Greeks; and to the cockerel Chauntecleer in
Geoffrey Chaucer
Geoffrey Chaucer ( ; – 25 October 1400) was an English poet, author, and civil servant best known for ''The Canterbury Tales''. He has been called the "father of English literature", or, alternatively, the "father of English poetry". He w ...
's "
The Nun's Priest's Tale", where a boastful reply to the flattering fox causes the cockerel's fall.
The ''Beowulf'' dragon
From 1925 to 1945, Tolkien was a professor of English Literature at
Oxford University
The University of Oxford is a collegiate research university in Oxford, England. There is evidence of teaching as early as 1096, making it the oldest university in the English-speaking world and the second-oldest continuously operating u ...
. He was a prominent scholar of the
Old English
Old English ( or , or ), or Anglo-Saxon, is the earliest recorded form of the English language, spoken in England and southern and eastern Scotland in the Early Middle Ages. It developed from the languages brought to Great Britain by Anglo-S ...
poem ''
Beowulf
''Beowulf'' (; ) is an Old English poetry, Old English poem, an Epic poetry, epic in the tradition of Germanic heroic legend consisting of 3,182 Alliterative verse, alliterative lines. It is one of the most important and List of translat ...
'', on which he gave a lecture at the British Academy in 1936.
He described the poem as one of his "most valued sources" for ''The Hobbit''.
Many of Smaug's attributes and behaviour in ''The Hobbit'' derive directly from the unnamed "old night-ravager" in ''Beowulf'': great age; winged, fiery, and reptilian form; a stolen barrow within which he lies on his hoard; disturbance by a theft; and violent revenge on the lands all about, flying and attacking at night.
The scholars of English literature
Stuart D. Lee and
Elizabeth Solopova analyse the parallels between Smaug and
the unnamed ''Beowulf'' dragon.
Fafnir
Smaug's ability to speak, the use of riddles, the element of betrayal, his enemy's communication via birds, and his weak spot could all have been inspired by the talking
dragon
A dragon is a Magic (supernatural), magical legendary creature that appears in the folklore of multiple cultures worldwide. Beliefs about dragons vary considerably through regions, but European dragon, dragons in Western cultures since the Hi ...
Fafnir of the ''
Völsunga saga
The ''Völsunga saga'' (often referred to in English as the ''Volsunga Saga'' or ''Saga of the Völsungs'') is a legendary saga, a late 13th-century prose rendition in Old Norse of the origin and decline of the Völsung clan (including the story ...
''.
Shippey identified several points of similarity between Smaug and Fafnir.
Old English spell
Tolkien noted, in a joking letter that he was surprised to see published in ''
The Observer
''The Observer'' is a British newspaper published on Sundays. First published in 1791, it is the world's oldest Sunday newspaper.
In 1993 it was acquired by Guardian Media Group Limited, and operated as a sister paper to ''The Guardian'' ...
'' in 1938, that "the dragon bears as name—a
pseudonym
A pseudonym (; ) or alias () is a fictitious name that a person assumes for a particular purpose, which differs from their original or true meaning ( orthonym). This also differs from a new name that entirely or legally replaces an individual's o ...
—the past tense of the
primitive Germanic verb ''smúgan'',
to squeeze through a hole: a low
philological
Philology () is the study of language in oral and written historical sources. It is the intersection of textual criticism, literary criticism, history, and linguistics with strong ties to etymology. Philology is also defined as the study of ...
jest."
[ Critics have explored what that jest might have been; an 11th-century medical text '' Lacnunga'' ("Remedies") contains the Old English phrase ''wid smeogan wyrme'', "against a penetrating worm" in a spell,] which could also be translated "against a crafty dragon". The Old English verb meant "to examine, to think out, to scrutinise", implying "subtle, crafty". Shippey comments that it is "appropriate" that Smaug has "the most sophisticated intelligence" in the book. All the same, Shippey notes, Tolkien has chosen the Old Norse
Old Norse, also referred to as Old Nordic or Old Scandinavian, was a stage of development of North Germanic languages, North Germanic dialects before their final divergence into separate Nordic languages. Old Norse was spoken by inhabitants ...
verb ''smjúga'', past tense ''smaug'', rather than the Old English ''sméogan'', past tense ''smeah''—possibly, he suggests, because his enemies were Norse dwarves.
''The Song of Hiawatha''
Tolkien's biographer John Garth notes the similarity between Smaug's death from Bard's last arrow and the death of Megissogwon in Henry Wadsworth Longfellow
Henry Wadsworth Longfellow (February 27, 1807 – March 24, 1882) was an American poet and educator. His original works include the poems " Paul Revere's Ride", '' The Song of Hiawatha'', and '' Evangeline''. He was the first American to comp ...
's 1855 poem ''The Song of Hiawatha
''The Song of Hiawatha'' is an 1855 epic poem in trochaic tetrameter by Henry Wadsworth Longfellow which features Native American characters. The epic relates the fictional adventures of an Ojibwe warrior named Hiawatha and the tragedy of his lo ...
''. Megissogwon was the spirit of wealth, protected by an armoured shirt of wampum
Wampum is a traditional shell bead of the Eastern Woodlands tribes of Native Americans. It includes white shell beads hand-fashioned from the North Atlantic channeled whelk shell and white and purple beads made from the quahog or Western ...
beads. Hiawatha shoots in vain, until he has only three arrows left. Mama the woodpecker
Woodpeckers are part of the bird family (biology), family Picidae, which also includes the piculets, wrynecks and sapsuckers. Members of this family are found worldwide, except for Australia, New Guinea, New Zealand, Madagascar and the extreme ...
sings to Hiawatha where Megissogwon's only weak point is, the tuft of hair on his head, just as Tolkien's thrush tells Bard where to shoot at Smaug.
Illustrations
Tolkien created numerous pencil sketches and two pieces of more detailed artwork portraying Smaug. The latter were a detailed ink and watercolour labelled ''Conversation with Smaug'' and a rough coloured pencil and ink sketch entitled ''Death of Smaug''. While neither of these appeared in the original printing of ''The Hobbit'' due to cost constraints, both have been included in subsequent editions, particularly ''Conversation with Smaug''. ''Death of Smaug'' was used for the cover of a UK paperback edition of ''The Hobbit''.
Adaptations
Animated films
A dragon named 'Slag' features in Gene Deitch
Eugene Merril Deitch (August 8, 1924 – April 16, 2020) was an American illustrator, animator, comics artist, and film director who was based in Prague from the 1960s until his death in 2020. Deitch was known for creating animated cartoons ...
's brief 1967 animated film.
Francis de Wolff voiced the red dragon in the long-lost 1968 BBC radio dramatization.
Richard Boone voiced Smaug in the 1977 animated film
Animation is a filmmaking technique whereby still images are manipulated to create moving images. In traditional animation, images are drawn or painted by hand on transparent celluloid sheets to be photographed and exhibited on film. Animati ...
by Rankin/Bass. Austin Gilkeson calls the film's depiction of Smaug "distinctly feline" as he has cat-like eyes and whiskers "and a lush mane". Gilkeson comments that the result does not resemble Western dragons, but that it works well, not least because Smaug's nature as an "intelligent, deadly, greedy" and lazy predator is in his view "very cat-like".
''The Hobbit'' (film series)
Smaug was voiced and interpreted with performance capture by Benedict Cumberbatch
Benedict Timothy Carlton Cumberbatch (born 19 July 1976) is an English actor. He has received List of awards and nominations received by Benedict Cumberbatch, various accolades, including a BAFTA TV Award, a Primetime Emmy Award and a Laurenc ...
in Peter Jackson
Sir Peter Robert Jackson (born 31 October 1961) is a New Zealand filmmaker. He is best known as the director, writer, and producer of the ''Lord of the Rings'' trilogy (2001–2003) and the ''Hobbit'' trilogy (2012–2014), both of which ar ...
's three-part adaptation of ''The Hobbit''. From the motion capture, Smaug's design was created with key frame
In animation and filmmaking, a key frame (or keyframe) is a drawing or shot that defines the starting and ending points of a smooth transition. These are called ''frames'' because their position in time is measured in frames on a strip of f ...
animation. Weta Digital employed its proprietary "Tissue" software, which was honoured in 2013 with a "Scientific and Engineering Award" from the Academy of Motion Picture Arts and Sciences
The Academy of Motion Picture Arts and Sciences (AMPAS, often pronounced ; also known as simply the Academy or the Motion Picture Academy) is a professional honorary organization in Beverly Hills, California, U.S., with the stated goal of adva ...
to make the dragon as realistic as possible. In addition, Weta Digital supervisor Joe Letteri said in an interview for ''USA Today
''USA Today'' (often stylized in all caps) is an American daily middle-market newspaper and news broadcasting company. Founded by Al Neuharth in 1980 and launched on September 14, 1982, the newspaper operates from Gannett's corporate headq ...
'' that they used classic European and Asian dragons as inspirations to create Smaug. ''The Telegraph
''The Telegraph'', ''Daily Telegraph'', ''Sunday Telegraph'' and other variant names are often names for newspapers. Newspapers with these titles include:
Australia
* The Telegraph (Adelaide), ''The Telegraph'' (Adelaide), a newspaper in Adelaid ...
'' stated that Cumberbatch had "the authority to make of Smaug a cunning nemesis".
In the first film, '' The Hobbit: An Unexpected Journey'', the audience sees only his legs, wings, and tail, and his eye; the eye is showcased in the final scene of the film. Smaug is a topic of discussion among the White Council as Gandalf's reason to support Thorin Oakenshield's quest.
Smaug appears in the second film, '' The Hobbit: The Desolation of Smaug''. In an interview with Joe Letteri, Smaug's design was changed to the wyvern
The wyvern ( ), sometimes spelled wivern ( ), is a type of mythical dragon with bipedalism, two legs, two wings, and often a pointed tail.
The wyvern in its various forms is important in heraldry, frequently appearing as a mascot of schools an ...
-like form shown in the film after the crew saw how Benedict Cumberbatch performed Smaug while moving around on all four limbs.
In '' The Hobbit: The Battle of the Five Armies'', Smaug attacks Lake-town. He is killed by Bard with a black arrow and his body falls on the boat carrying the fleeing Master of Lake-town. It is later revealed that Smaug's attack on Erebor was all part of Sauron's design, meaning that Smaug and Sauron were in league with each other.
Smaug was considered one of the highlights of the second film of the series; several critics hailed him as cinema's greatest dragon. Critics also praised the visual effects company Weta Digital and Cumberbatch's vocal and motion-capture performance for giving Smaug a fully realized personality, "hiss ngout his words with cold-blooded vitriol".
Video games
In the 2014 video game '' Lego The Hobbit'', the portrayal departs more from the book; rather than ever more closely simulating the book's characters, the scholar Carol L. Robinson notes, the technology has allowed new fiction to be created.
In popular culture
In 2012, Smaug's wealth was estimated at $61 billion, placing him in the Forbes Fictional 15.
In 2011, scientists named a genus of southern African girdled lizards, '' Smaug''. The lizards were so named after the fictional dragon for being armoured, dwelling underground, and native to Tolkien's birthplace, Bloemfontein
Bloemfontein ( ; ), also known as Bloem, is the capital and the largest city of the Free State (province), Free State province in South Africa. It is often, and has been traditionally, referred to as the country's "judicial capital", alongsi ...
.
In 2015, a new species of shield bug
Pentatomidae is a family of insects belonging to the order Hemiptera, generally called shield bugs or stink bugs. Pentatomidae is the largest family in the superfamily Pentatomoidea, and contains around 900 genera and over 4700 species.Robert ...
was named ''Planois smaug'', because of its size and its status "sleeping" in the researcher's collections for about 60 years until it was discovered.
See also
* Glaurung
* List of dragons
Notes and references
Notes
References
;Primary
;Secondary
Further reading
*
*
*
*
{{Use dmy dates , date=July 2019
The Hobbit characters
Literary characters introduced in 1937
Fiction about talking animals
Fictional dragons
Middle-earth monsters
Male characters in literature