A shell-and-tube heat exchanger is a class of
heat exchanger designs. It is the most common type of heat exchanger in oil refineries and other large chemical processes, and is suited for higher-pressure applications. As its name implies, this type of heat exchanger consists of a shell (a large
pressure vessel
A pressure vessel is a container designed to hold gases or liquids at a pressure substantially different from the ambient pressure.
Construction methods and materials may be chosen to suit the pressure application, and will depend on the size o ...
) with a bundle of tubes inside it. One fluid runs through the tubes, and another fluid flows over the tubes (through the shell) to transfer heat between the two fluids. The set of tubes is called a tube bundle, and may be composed of several types of tubes: plain, longitudinally finned, etc.
Theory and application
Two fluids, of different starting temperatures, flow through the heat exchanger. One flows through all the tubes in parallel and the other flows outside the tubes, but inside the shell, typically in counterflow. Heat is transferred from one fluid to the other through the tube walls, either from tube side to shell side or vice versa. Cross-baffles can be used to force the shell fluid to flow perpendicularly across the tubes to develop a more turbulent flow, increasing the heat-transfer coefficient. The fluids can be either
liquid
Liquid is a state of matter with a definite volume but no fixed shape. Liquids adapt to the shape of their container and are nearly incompressible, maintaining their volume even under pressure. The density of a liquid is usually close to th ...
s or
gases on either the shell or the tube side.
In order to transfer heat efficiently, a large
heat transfer
Heat transfer is a discipline of thermal engineering that concerns the generation, use, conversion, and exchange of thermal energy (heat) between physical systems. Heat transfer is classified into various mechanisms, such as thermal conduction, ...
area should be used, leading to the use of many tubes. In this way,
waste heat can be put to use. This is an efficient way to conserve energy.
Heat exchangers with only one
phase (liquid or gas) on each side can be called one-phase or single-phase heat exchangers. Two-phase heat exchangers can be used to heat a liquid to boil it into a gas (vapor), sometimes called
boiler
A boiler is a closed vessel in which fluid (generally water) is heated. The fluid does not necessarily boil. The heated or vaporized fluid exits the boiler for use in various processes or heating applications, including water heating, centra ...
s, or to cool the vapors and condense it into a liquid (called
condensers), with the phase change usually occurring on the shell side. Boilers in steam engine
locomotive
A locomotive is a rail transport, rail vehicle that provides the motive power for a train. Traditionally, locomotives pulled trains from the front. However, Push–pull train, push–pull operation has become common, and in the pursuit for ...
s are typically large, usually cylindrically-shaped shell-and-tube heat exchangers. In large
power plant
A power station, also referred to as a power plant and sometimes generating station or generating plant, is an industrial facility for the electricity generation, generation of electric power. Power stations are generally connected to an electr ...
s with steam-driven
turbine
A turbine ( or ) (from the Greek , ''tyrbē'', or Latin ''turbo'', meaning vortex) is a rotary mechanical device that extracts energy from a fluid flow and converts it into useful work. The work produced can be used for generating electrical ...
s, shell-and-tube
surface condensers are used to condense the exhaust
steam
Steam is water vapor, often mixed with air or an aerosol of liquid water droplets. This may occur due to evaporation or due to boiling, where heat is applied until water reaches the enthalpy of vaporization. Saturated or superheated steam is inv ...
exiting the turbine into condensate
water
Water is an inorganic compound with the chemical formula . It is a transparent, tasteless, odorless, and Color of water, nearly colorless chemical substance. It is the main constituent of Earth's hydrosphere and the fluids of all known liv ...
which is recycled back to be turned into steam in the steam generator.
They are also used in liquid-cooled
chillers for transferring heat between the
refrigerant and the water in both the
evaporator and
condenser, and in air-cooled chillers for only the evaporator.
Shell and tube heat exchanger design
There can be many variations on the shell-and tube-design. Typically, the ends of each tube are connected to
plenums (sometimes called water boxes) through holes in
tubesheets. The tubes may be straight or bent in the shape of a U, called U-tubes.

In nuclear power plants called
pressurized water reactors, large heat exchangers called
steam generators are two-phase, shell-and-tube heat exchangers which typically have U-tubes. They are used to boil water recycled from a surface condenser into steam to drive a
turbine
A turbine ( or ) (from the Greek , ''tyrbē'', or Latin ''turbo'', meaning vortex) is a rotary mechanical device that extracts energy from a fluid flow and converts it into useful work. The work produced can be used for generating electrical ...
to produce power. Most shell-and-tube heat exchangers are either 1, 2, or 4 pass designs on the tube side. This refers to the number of times the fluid in the tubes passes through the fluid in the shell. In a single pass heat exchanger, the fluid goes in one end of each tube and out the other.

Surface condensers in power plants are often 1-pass straight-tube heat exchangers (see
surface condenser for diagram). Two and four pass designs are common because the fluid can enter and exit on the same side. This makes construction much simpler.

There are often
baffles directing flow through the shell side so the fluid does not take a short cut through the shell side leaving ineffective low flow volumes. These are generally attached to the tube bundle rather than the shell in order that the bundle is still removable for maintenance.
Countercurrent heat exchangers are most efficient because they allow the highest
log mean temperature difference between the hot and cold streams. Many companies however do not use two pass heat exchangers with a u-tube because they can break easily in addition to being more expensive to build. Often multiple heat exchangers can be used to simulate the
countercurrent flow of a single large exchanger.
Selection of tube material
To be able to transfer heat well, the tube material should have good
thermal conductivity
The thermal conductivity of a material is a measure of its ability to heat conduction, conduct heat. It is commonly denoted by k, \lambda, or \kappa and is measured in W·m−1·K−1.
Heat transfer occurs at a lower rate in materials of low ...
. Because heat is transferred from a hot to a cold side through the tubes, there is a
temperature
Temperature is a physical quantity that quantitatively expresses the attribute of hotness or coldness. Temperature is measurement, measured with a thermometer. It reflects the average kinetic energy of the vibrating and colliding atoms making ...
difference through the width of the tubes. Because of the tendency of the tube material to thermally expand differently at various temperatures,
thermal stress
In mechanics and thermodynamics, thermal stress is mechanical stress created by any change in temperature
Temperature is a physical quantity that quantitatively expresses the attribute of hotness or coldness. Temperature is measurement, m ...
es occur during operation. This is in addition to any
stress from high
pressure
Pressure (symbol: ''p'' or ''P'') is the force applied perpendicular to the surface of an object per unit area over which that force is distributed. Gauge pressure (also spelled ''gage'' pressure)The preferred spelling varies by country and eve ...
s from the fluids themselves. The tube material also should be compatible with both the shell-and-tube side fluids for long periods under the operating conditions (
temperatures
Temperature is a physical quantity that quantitatively expresses the attribute of hotness or coldness. Temperature is measured with a thermometer. It reflects the average kinetic energy of the vibrating and colliding atoms making up a subst ...
, pressures,
pH, etc.) to minimize deterioration such as
corrosion
Corrosion is a natural process that converts a refined metal into a more chemically stable oxide. It is the gradual deterioration of materials (usually a metal) by chemical or electrochemical reaction with their environment. Corrosion engine ...
. All of these requirements call for careful selection of strong, thermally-conductive, corrosion-resistant, high quality tube materials, typically
metal
A metal () is a material that, when polished or fractured, shows a lustrous appearance, and conducts electrical resistivity and conductivity, electricity and thermal conductivity, heat relatively well. These properties are all associated wit ...
s, including
aluminium
Aluminium (or aluminum in North American English) is a chemical element; it has chemical symbol, symbol Al and atomic number 13. It has a density lower than that of other common metals, about one-third that of steel. Aluminium has ...
,
copper alloy,
stainless steel
Stainless steel, also known as inox, corrosion-resistant steel (CRES), or rustless steel, is an iron-based alloy that contains chromium, making it resistant to rust and corrosion. Stainless steel's resistance to corrosion comes from its chromi ...
,
carbon steel,
non-ferrous copper alloy,
Inconel,
nickel,
Hastelloy and
titanium.
Fluoropolymers such as
Perfluoroalkoxy alkane (PFA) and
Fluorinated ethylene propylene
Fluorinated ethylene propylene (FEP) is a copolymer of hexafluoropropylene and tetrafluoroethylene. It differs from the polytetrafluoroethylene (PTFE) resins in that it is melt-processable using conventional injection molding and Plastic extrusio ...
(FEP) are also used to produce the tubing material due to their high resistance to extreme temperatures. Poor choice of tube material could result in a
leak through a tube between the shell-and-tube sides causing fluid cross-contamination and possibly loss of pressure.
Applications and uses
The simple design of a shell-and-tube heat exchanger makes it an ideal cooling solution for a wide variety of applications. One of the most common applications is the cooling of
hydraulic fluid and oil in engines, transmissions and
hydraulic power packs. With the right choice of materials they can also be used to cool or heat other mediums, such as swimming pool water or charge air. There are many advantages to shell-and-tube technology over plates
* One of the big advantages of using a shell-and-tube heat exchanger is that they are often easy to service, particularly with models where a floating tube bundle is available.(where the tube plates are not welded to the outer shell).
* The cylindrical design of the housing is extremely resistant to pressure and allows all ranges of pressure applications
Overpressure protection
In shell-and-tube heat exchangers there is a potential for a tube to rupture and for high pressure (HP) fluid to enter and over-pressurise the low pressure (LP) side of the heat exchanger. The usual configuration of exchangers is for the HP fluid to be in the tubes and for LP water, cooling or heating media to be on the shell side. There is a risk that a tube rupture could compromise the integrity of the shell and the release flammable gas or liquid, with a risk to people and financial loss. The shell of an exchanger must be protected against over-pressure by rupture discs or relief valves. The opening time of protection devices has been found to be critical for exchanger protection. Such devices are fitted directly on the shell of the exchanger and discharge into a relief system.
Tubes
Overview
Shell-and-tube heat exchangers are integral components in
thermal engineering, primarily used for efficient heat transfer. The design and arrangement of the tubes within these exchangers are fundamental to their operation and effectiveness.
[Janna, William S. "Design of Fluid Thermal Systems," 4th edition. ISBN 9781285859651.] The precise design and specification of tubes in shell and tube heat exchangers underscore the complexities of
thermal engineering. Each design aspect, from material selection to tube arrangement and
fluid flow
In physics, physical chemistry and engineering, fluid dynamics is a subdiscipline of fluid mechanics that describes the flow of fluids – liquids and gases. It has several subdisciplines, including (the study of air and other gases in motion ...
, plays a vital role in the exchanger's performance, showcasing the intricacies and precision required in this field.
Specification and Standards
Tubes in these exchangers, often termed as
condenser tubes, are distinct from typical water tubing. They adhere to the
Birmingham Wire Gage (BWG) standard, which dictates specific dimensions such as the
outside diameter. For example, a 1-inch tube according to BWG will have an exact outside diameter of 1 inch.
[Kern, D. Q. "Process Heat Transfer," McGraw-Hill Book Co., 1950, p. 843.] Detailed specifications are available in specialized references.
Materials
The tubes in shell and tube heat exchanger'
are constructed from a range of materials, selected based on factors such as thermal conductivity, mechanical strength, corrosion resistance, and compatibility with the process fluids. The selection of tube material is crucial for optimizing heat exchanger performance, ensuring durability, and preventing issues such as corrosion and fouling.
Common materials used for the tubes include:
Stainless Steel (e.g., 304, 316L, 904L): Stainless steel is commonly used in shell and tube heat exchangers due to its favorable combination of thermal conductivity, corrosion resistance, and mechanical strength. These alloys are suitable for a wide range of industries, including chemical, petrochemical, and food processing. Stainless steel's resistance to corrosion in both high and low temperatures makes it a popular choice.
Titanium and Titanium Alloys: Titanium is highly resistant to corrosion, particularly in harsh environments such as seawater and acidic conditions. Its excellent strength-to-weight ratio and resistance to chloride stress corrosion cracking make it ideal for applications in the chemical and marine industries, where corrosion resistance is critical.
Nickel Alloys (e.g., Inconel, Hastelloy): Nickel alloys are often used in high-temperature and highly corrosive environments. These materials, such as Inconel and Hastelloy, provide excellent resistance to oxidation and corrosion, making them ideal for power generation, aerospace, and chemical processing industries.
Copper and Copper Alloys (e.g., CuNi, Brass): Copper and copper alloys are chosen primarily for their high thermal conductivity, which enhances heat transfer. These materials are often used in applications such as HVAC systems, refrigeration, and desalination processes, where efficient heat exchange is essential.
Carbon Steel: Carbon steel is a cost-effective material commonly used in less corrosive environments. It is often selected for applications where cost is a major consideration, but protective coatings or internal linings are usually required to reduce the risk of corrosion.
Aluminum: Aluminum offers good thermal conductivity and is lightweight, making it suitable for applications that require both high heat transfer rates and reduced weight, such as in certain heat recovery and aerospace applications.
The choice of material for the tubes in a shell and tube heat exchanger is influenced by the operating conditions, including temperature, pressure, and the chemical nature of the fluids involved. Proper material selection helps prevent premature failure, corrosion, and inefficiency, thus ensuring the heat exchanger operates effectively throughout its service life.
Tube Arrangement
The arrangement of tubes is a crucial design aspect. They are positioned in holes drilled in tube sheets, with the spacing between holes - known as tube pitch - being a key factor for both
structural integrity and efficiency.
Tubes are typically organized in
square
In geometry, a square is a regular polygon, regular quadrilateral. It has four straight sides of equal length and four equal angles. Squares are special cases of rectangles, which have four equal angles, and of rhombuses, which have four equal si ...
or
triangular patterns, and specific layouts are detailed in engineering references.
Tube Counts
Tube count refers to the maximum number of tubes that can fit within a shell of a specific diameter without weakening the tube sheet.
This aspect is crucial for ensuring the
structural integrity and efficiency of the heat exchanger. Information on tube counts for various shell sizes can be found in specialized literature.
Shell and tube/h2>Fluid Flow
In shell and tube heat exchangers, there are two distinct
fluid streams for
heat transfer
Heat transfer is a discipline of thermal engineering that concerns the generation, use, conversion, and exchange of thermal energy (heat) between physical systems. Heat transfer is classified into various mechanisms, such as thermal conduction, ...
. The tube fluid circulates inside the tubes, while the shell fluid flows around them, guided by various types of baffles (e.g., segmental, helical, or disc-and-doughnut). The movement of the shell fluid, designed to enhance turbulence and heat transfer, can be arranged in different flow configurations, such as counter-current, co-current, or cross-flow. The number of passes, whether single or multiple, made by the shell and tube fluids over the heat exchange surfaces plays a key role in optimizing the exchanger's overall performance. These aspects are detailed in specialized references.
Design and construction standards
* Standards of the
Tubular Exchanger Manufacturers Association (TEMA), 10th edition, 2019
* EN 13445-3 "Unfired Pressure Vessels - Part 3: Design", Section 13 (2012)
*
ASME Boiler and Pressure Vessel Code, Section VIII, Division 1, Part UHX
See also
*
Boiler
A boiler is a closed vessel in which fluid (generally water) is heated. The fluid does not necessarily boil. The heated or vaporized fluid exits the boiler for use in various processes or heating applications, including water heating, centra ...
or
Reboiler
*
EJMA
*
Fired heater
*
Fouling or
scaling
*
Heat exchanger
*
NTU method
The number of transfer units (NTU) method is used to calculate the rate of heat transfer in heat exchangers (especially parallel flow, counter current, and cross-flow exchangers) when there is insufficient information to calculate the log mean ...
as an alternative to finding the
LMTD
*
Plate and frame heat exchanger
*
Plate fin heat exchanger
*
Pressure vessel
A pressure vessel is a container designed to hold gases or liquids at a pressure substantially different from the ambient pressure.
Construction methods and materials may be chosen to suit the pressure application, and will depend on the size o ...
*
Surface condenser
References
External links
Shell-and-Tube Heat Exchangers Construction Details Basics of Shell and Tube Exchanger DesignBasics of Industrial Heat TransferSpecifying a Liquid_Liquid Heat ExchangerShell and tube heat exchanger calculator for shellside{{Webarchive, url=https://web.archive.org/web/20221130000836/https://www.enggcyclopedia.com/calculators/equipment-sizing/shell-tube-heat-exchanger-sizing-calculator-shellside/ , date=2022-11-30
Heat exchangers