Schubert Practice
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Schubert practice, also known as the Schubert jurisprudence (less often called Schubert doctrine), is a legal doctrine in
Swiss law Swiss law is a set of rules which constitutes the law in Switzerland. Structure and Sources There is a hierarchy of political levels which reflects the legal and constitutional character of Switzerland. The Federal law (, , ) consist of the ...
manifested in a series of decisions of the
Federal Supreme Court of Switzerland The Federal Supreme Court of Switzerland ( ; ; ; ; sometimes the Swiss Federal Tribunal) is the supreme court of the Swiss Confederation and the head of the Swiss judiciary. The Federal Supreme Court is headquartered in the Federal Courth ...
, according to which provisions of
domestic law Municipal law is the national, domestic, or internal law of a sovereign state and is defined in opposition to international law. It encompasses the laws enacted by national, state, or local governments and is concerned with regulating the behavi ...
have practical primacy over otherwise binding, but conflicting, provisions of
international law International law, also known as public international law and the law of nations, is the set of Rule of law, rules, norms, Customary law, legal customs and standards that State (polity), states and other actors feel an obligation to, and generall ...
as long as the former are '' lex posterior'' – even if the latter are ''
lex specialis The ''lex specialis'' doctrine, also referred to as ''generalia specialibus non derogant'' ("the general does not derogate from the specific"), states that if two laws govern the same factual situation, a law governing a specific subject matter (' ...
'' – based on a generalized hypothesis that a posterior act of the legislator whereby an existing act of international law has been contradicted was, in reality, a conscious, albeit implicit, act of abrogation. As an immediate consequence, when the doctrine is applied, international law is violated. It derives from the 1973 Schubert case ruling, in which the Supreme Court upheld the decision of a cantonal authority to forbid an
Austria Austria, formally the Republic of Austria, is a landlocked country in Central Europe, lying in the Eastern Alps. It is a federation of nine Federal states of Austria, states, of which the capital Vienna is the List of largest cities in Aust ...
n man from
Vienna Vienna ( ; ; ) is the capital city, capital, List of largest cities in Austria, most populous city, and one of Federal states of Austria, nine federal states of Austria. It is Austria's primate city, with just over two million inhabitants. ...
from acquiring Swiss land, in spite of him asserting entitlement to such acquisition under a 1875 treaty between Switzerland and Austria (then part of
Austria-Hungary Austria-Hungary, also referred to as the Austro-Hungarian Empire, the Dual Monarchy or the Habsburg Monarchy, was a multi-national constitutional monarchy in Central Europe#Before World War I, Central Europe between 1867 and 1918. A military ...
). The treaty provided that each signatories' nationals shall enjoy the same rights in this regard on both signatories' territories. The court cited a 1961 federal decree which gave authorities the power to grant or withhold authorization of acquisition of land by foreign residents and gave it primacy over the treaty. In response, Austria suspended the concerned article, citing non-fulfillment of reciprocity. Switzerland, historically, has had a tradition of following the principle of primacy of international law, but its highest judicial body, the Supreme Court, does not have
judicial review Judicial review is a process under which a government's executive, legislative, or administrative actions are subject to review by the judiciary. In a judicial review, a court may invalidate laws, acts, or governmental actions that are in ...
authority over federal legislation to be able to declare it unconstitutional if it comes in conflict with the
Constitution A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organization or other type of entity, and commonly determines how that entity is to be governed. When these pri ...
(Cst.) or international law (principle of immunity of federal laws). The emergence of the Schubert practice was thus an attempt to bring into line the will of the Swiss legislator and the obligations arising from international law. The court doctrine has been much criticized by legal scholars, and has been refined and supplemented over time, particularly in relation to the
European Convention on Human Rights The European Convention on Human Rights (ECHR; formally the Convention for the Protection of Human Rights and Fundamental Freedoms) is a Supranational law, supranational convention to protect human rights and political freedoms in Europe. Draf ...
(ECHR). After a 1999 ruling, the doctrine was relativized by virtue of being rendered inoperative in the area of
international human rights law International human rights law (IHRL) is the body of international law designed to promote human rights on social, regional, and domestic levels. As a form of international law, international human rights law is primarily made up of treaties, ag ...
. In the early 2010s, it seems to have been abandoned. In the realm of politics, there have been multiple initiatives to enshrine the doctrine in law.


Status of international law in Switzerland


Primacy of international law


Federal Constitution of 1874 and the Spengler ruling

From 1875 (entry into force of the Federal Constitution of 1874 and institution of the Federal Supreme Court) to 1933, Switzerland's highest judicial body affirmed the principle of the primacy of international law over domestic law, and did so as a matter of course. This is illustrated by the Spengler ruling, in which Mon-Repos (the seat of the Federal Tribunal in
Lausanne Lausanne ( , ; ; ) is the capital and largest List of towns in Switzerland, city of the Swiss French-speaking Cantons of Switzerland, canton of Vaud, in Switzerland. It is a hilly city situated on the shores of Lake Geneva, about halfway bet ...
) states that an international treaty "binds the contracting States by virtue of the universally accepted principles of the law of nations, and without regard to their respective national legislation".


Steenworden ruling

As early as 1923, with the Lepeschkin ruling, some authors noted that the principle of the primacy of international law over domestic law (and consequently federal laws) was beginning to weaken. In 1933, the Federal Court made a paradigm shift with the Steenworden ruling, influenced by a
dualist Dualism most commonly refers to: * Mind–body dualism, a philosophical view which holds that mental phenomena are, at least in certain respects, not physical phenomena, or that the mind and the body are distinct and separable from one another * P ...
conception. In fact, Henri Steenworden, a Geneva café-brasserie operator, played
gramophone A phonograph, later called a gramophone, and since the 1940s a record player, or more recently a turntable, is a device for the mechanical and analogue reproduction of sound. The sound vibration waveforms are recorded as corresponding physic ...
records on a daily basis in his establishment.(fr)ATF 59 II 331
consid. A p. 331 s.
However, as the records were not made in Switzerland (although the ruling does not indicate their precise origin), the French
Société des auteurs, compositeurs et éditeurs de musique The Society of Authors, Composers and Publishers of Music or SACEM () is a French professional association collecting payments of artists’ rights and distributing the rights to the original songwriters, composers, and music publisher A mus ...
(SACEM) sued him for
copyright infringement Copyright infringement (at times referred to as piracy) is the use of Copyright#Scope, works protected by copyright without permission for a usage where such permission is required, thereby infringing certain exclusive rights granted to the c ...
. After being condemned by the
Geneva Court of Civil Justice Geneva ( , ; ) ; ; . is the List of cities in Switzerland, second-most populous city in Switzerland and the most populous in French-speaking Romandy. Situated in the southwest of the country, where the Rhône exits Lake Geneva, it is the ca ...
, he appealed to the Swiss Federal Court. In its ruling, the Federal Court refers to the Berne Convention for the Protection of Literary and Artistic Works, of 1886, without mentioning which party is invoking it ("Vainement prétendrait-on"). Referring back to the 1923 ruling, the Federal Court states:
"If ..there were opposition between a federal law and an international convention regulating the same subject, the convention should not necessarily be preferred to the law ..Their opposition should be resolved as an opposition between two contradictory texts of law, by virtue of the maxim "''lex posterior derogat priori''". In accordance with this maxim, ..the recent law paralyzes the application in Switzerland of the contrary provisions of an older treaty". - ATF 59 II 331, consid. 3 p. 337 s.
With this ruling, the Federal Supreme Court applies the principle of ''lex posterior derogat legi priori'' ("later law derogates from earlier law") in resolving conflicts between international and national law, sometimes even subsequently applying the principle of ''lex specialis derogat legi generali'' ("special law derogates from general law").


Lang ruling

Lang and Legler are two Swiss amateur pilots who flew over
Lake Constance Lake Constance (, ) refers to three bodies of water on the Rhine at the northern foot of the Alps: Upper Lake Constance (''Obersee''), Lower Lake Constance (''Untersee''), and a connecting stretch of the Rhine, called the Seerhein (). These ...
. At the end of November 1947, a bird-hunting party was organized by boat between Triboltingen (today
Ermatingen Ermatingen is a Municipalities of Switzerland, municipality in the district of Kreuzlingen (district), Kreuzlingen in the Cantons of Switzerland, canton of Thurgau in Switzerland. History The Stone Age Westerfeld and Büge shoreline settlements w ...
), the Konstanzer Ried (German shore) and Reichenaustrasse (downtown
Constance Constance may refer to: Places * Constance, Kentucky, United States, an unincorporated community * Constance, Minnesota, United States, an unincorporated community * Mount Constance, Washington State, United States * Lake Constance (disambiguat ...
). The two pilots saw this as an infringement of their right to fly in the area. To scare off the hunters, they made a series of low passes (up to ten meters above water level). In October 1948, they were convicted of criminal offences by the
Kreuzlingen Kreuzlingen () is a municipality in the district of Kreuzlingen in the canton of Thurgau in north-eastern Switzerland. It is the seat of the district and is the second-largest city of the canton, after Frauenfeld, with a population of about 22 ...
District Court. The conviction was based on the 1919 Convention Relating to the Regulation of Aerial Navigation, a Federal Council decree and art. 237 ch. 2 of the
Swiss Criminal Code The Swiss Criminal Code (SR/RS 311, , , , ) is a portion of the third part (SR/RS 3) of the Swiss law, internal Swiss law ("Private law - Administration of civil justice - Enforcement") that regulates the criminal code in Switzerland. The orig ...
. They were acquitted on appeal to the
Thurgau Thurgau (; ; ; ), anglicized as Thurgovia, and formally as the Canton of Thurgau, is one of the 26 cantons forming the Swiss Confederation. It is composed of five districts. Its capital is Frauenfeld. Thurgau is part of Eastern Switzerland. I ...
Supreme Court in April 1949, on the grounds, among others, that the 1919 Convention did not contain any penal provisions. The Thurgau
public prosecutor A prosecutor is a legal representative of the prosecution in states with either the adversarial system, which is adopted in common law, or inquisitorial system, which is adopted in civil law. The prosecution is the legal party responsible ...
appealed to the Federal Supreme Court against this acquittal. During its deliberations on the Lang judgment in 1950, the Criminal Court of Cassation of the Federal Supreme Court considered the compatibility of the 1919 Convention with Swiss domestic law. In its reasoning, the Court made no mention of the Steenworden ruling. Instead, it refers to a 1931 ruling (thus preceding Steenworden) to affirm that "international treaty law takes precedence over federal law". With the Lang ruling, the Federal Court thus reaffirmed the primacy of international law over federal law.


Frigerio ruling

In 1962, Max Frigerio, a
Rhine The Rhine ( ) is one of the List of rivers of Europe, major rivers in Europe. The river begins in the Swiss canton of Graubünden in the southeastern Swiss Alps. It forms part of the Swiss-Liechtenstein border, then part of the Austria–Swit ...
transport entrepreneur, was granted a concession to transport passengers between Tössegg (
confluence In geography, a confluence (also ''conflux'') occurs where two or more watercourses join to form a single channel (geography), channel. A confluence can occur in several configurations: at the point where a tributary joins a larger river (main ...
of the
Töss Töss is a district in the Swiss city of Winterthur. It is district number 4. The district comprises the quarters Schlosstal, Dättnau, Eichliacker and Rossberg. It is named after the river Töss which flows through the district. In the Middle A ...
and
Rhine The Rhine ( ) is one of the List of rivers of Europe, major rivers in Europe. The river begins in the Swiss canton of Graubünden in the southeastern Swiss Alps. It forms part of the Swiss-Liechtenstein border, then part of the Austria–Swit ...
rivers) and Rüdlingen. The concession was later extended downstream to
Eglisau Eglisau is a Municipalities of Switzerland, municipality in the district of Bülach (district), Bülach in the Cantons of Switzerland, canton of Zürich (canton), Zürich in Switzerland. History Eglisau is first mentioned in 892 as several indepe ...
. On October 31, 1967, Frigerio filed an application with the then
Federal Department of Environment, Transport, Energy and Communications The Federal Department of Environment, Transport, Energy and Communications (DETEC, , , , ) is one of the seven departments of the Swiss federal government, headed by a member of the Swiss Federal Council. Organisation The department is compos ...
(DETEC, German: ''Eidgenössisches Departement für Umwelt, Verkehr, Energie und Kommunikation'', Italian: ''Dipartimento federale dell'ambiente, dei trasporti, dell'energia e delle comunicazioni,'' French: ''Département fédéral de l'environnement, des transports, de l'énergie et des communications''). The purpose of this request was to ascertain that river passenger traffic between
Neuhausen am Rheinfall Neuhausen am Rheinfall (sometimes abbreviated as Neuhausen a. Rhf., called Neuhausen until 1938) is a town and a municipality in the canton of Schaffhausen in Switzerland. The town is close to the Rhine Falls (), mainland Europe's largest waterf ...
(where the Rhine Falls are located) and
Basel Basel ( ; ), also known as Basle ( ), ; ; ; . is a city in northwestern Switzerland on the river Rhine (at the transition from the High Rhine, High to the Upper Rhine). Basel is Switzerland's List of cities in Switzerland, third-most-populo ...
was not in any way subject to the granting of a concession. He bases his reasoning on an agreement signed between Switzerland and the
Grand Duchy of Baden The Grand Duchy of Baden () was a German polity on the east bank of the Rhine. It originally existed as a sovereign state from 1806 to 1871 and later as part of the German Empire until 1918. The duchy's 12th-century origins were as a Margravia ...
on May 10, 1879. Article 1 of the agreement states:
"Navigation and floating on the Rhine, from Neuhausen to below Basel, are permitted to everyone; they are subject only to restrictions required by tax and customs regulations, or by police necessities for the safety and regularity of communications."
In the context of an ''
obiter dictum ''Obiter dictum'' (usually used in the plural, ''obiter dicta'') is a Latin phrase meaning "said in passing",'' Black's Law Dictionary'', p. 967 (5th ed. 1979). that is, any remark in a legal opinion that is "said in passing" by a judge or arbitr ...
'' (other things said)Rapport Conseil fédéral 2011, p. 3443. in the Frigerio ruling, the FC leaves the door open to the possibility of deviating from international law. It states that international treaties are in force in Switzerland, as long as the legislator does not clearly decide to enact a domestic norm that would be contrary to them; the way is thus paved for the adoption of the Schubert ruling.Lammers 2015, p. 79.


Monism

Switzerland has a monistic system of international law.(de) ATF 127 II 177 du 1er mai 200
read online
consid. 2c p. 181 : ''Normen des Völkerrechts sind, sobald sie für die Schweiz rechtskräftig geworden sind, fester Bestandteil der innerstaatlichen Rechtsordnung und von allen Staatsorganen einzuhalten und anzuwenden ... Eines besonderen Aktes für die Transformation der völkerrechtlichen Regel in das Landesrecht bedarf es nicht'' ("Norms of international law, as soon as they have become legally binding for Switzerland, are an integral part of the domestic legal order and are to be observed and applied by all state organs ... A special act for the transformation of the rule of international law into national law is not required").
(de+fr)Publication OFJ/DDIP 1989
p. 38.
(fr) Yves Le Roy et Marie-Bernadette Schœnenberger, ''Introduction générale au droit suisse'', Fribourg, Schulthess, 2015, 4e éd. (1st ed. 2002), 694 p. (), p. 110. This means that, in the eyes of Swiss judges, domestic (Swiss) law and international law form a unitary block; international law is an integral part of the law of the domestic legal order.(de+fr)Publication OFJ/DDIP 1989
p. 36.
In fact, the 1999 Federal Constitution states that "the Confederation and the Cantons shall respect international law". In contrast, in a dualist system, domestic law and international law are two distinct blocks. According to a dualist system, international law must be translated or transposed into domestic law. On an international scale, Art. 26 of the
Vienna Convention on the Law of Treaties The Vienna Convention on the Law of Treaties (VCLT) is an international agreement that regulates treaties among sovereign states. Known as the "treaty on treaties", the VCLT establishes comprehensive, operational guidelines, rules, and proced ...
(VCLT) states that "every treaty in force is binding upon the parties to it, and must be performed by them in
good faith In human interactions, good faith () is a sincere intention to be fair, open, and honest, regardless of the outcome of the interaction. Some Latin phrases have lost their literal meaning over centuries, but that is not the case with , which i ...
" (the principle of ''
pacta sunt servanda ''Pacta sunt servanda'' ("agreements must be kept.") is a brocard and a fundamental principle of law which holds that treaties or contracts are binding upon the parties that entered into the treaty or contract. It is customary international law ...
''). Furthermore, "a party o a treatymay not invoke the provisions of its domestic law as justification for its failure to perform a treaty" (art. 27 VCLT). This means that when Switzerland concludes a treaty with another country, or accedes to an international convention (such as the ECHR), it is obliged to respect and implement the provisions of the treaty or convention.


Judicial review

The Federal Supreme Court has no constitutional authority over federal legislation.Masmejan 2017, p. 26. In other words, the Federal Supreme Court cannot invalidate a federal law if it is contrary to the Federal Constitution (Cst.), unlike the
US Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all Federal tribunals in the United States, U.S. federal court cases, and over Stat ...
with an American act of Congress. Furthermore, the Federal Constitution stipulates that the Federal Supreme Court must apply federal laws and international law.


Schubert case


Events

In 1972, the
appellant In law, an appeal is the process in which cases are reviewed by a higher authority, where parties request a formal change to an official decision. Appeals function both as a process for error correction as well as a process of clarifying and ...
, Ernst Schubert, an
Austrian Austrian may refer to: * Austrians, someone from Austria or of Austrian descent ** Someone who is considered an Austrian citizen * Austrian German dialect * Something associated with the country Austria, for example: ** Austria-Hungary ** Austria ...
national living in Vienna, owned two plots of land in the commune of Brissago, Ticino. On March 22, 1972, Schubert acquired two additional plots from a Swiss woman living in the United States, one of which adjoined the land he already owned. Since 1961, however, a
federal decree A federal decree (; , ) is an act that can be adopted by the Swiss Federal Assembly in application of a federal law, insofar as the text does not contain rules of law (art. 163 para. 2), meaning that it can only be a decision on the application of ...
(FD) had been in force governing acquisitions by foreign residents (the predecessor of the Federal Act on the Acquisition of Real Estate by Persons Abroad). Under this decree, the purchase of real estate in Switzerland was subject to authorization by the cantonal authorities, if the purchaser was domiciled abroad. On the basis of this decree, the competent Ticino authority refused to authorize the purchase.(it)ATF 99 Ib 39
consid. B p. 41.
Schubert decided to challenge the decision before the higher authority in Ticino (the Cantonal Commission for Appeals on the Acquisition of Real Estate by Persons Resident Abroad), but this Commission upheld the decision, on the grounds that the appellant had not demonstrated a sufficient legitimate interest as required by art. 6 AF of 1961. The Austrian citizen decided to appeal the decision to the Federal Supreme Court. In his defense, he invoked a treaty with
Austria-Hungary Austria-Hungary, also referred to as the Austro-Hungarian Empire, the Dual Monarchy or the Habsburg Monarchy, was a multi-national constitutional monarchy in Central Europe#Before World War I, Central Europe between 1867 and 1918. A military ...
signed in 1875, in particular article 2,(it)ATF 99 Ib 39
consid. C p. 42.
which stipulates the following:
"With regard to the acquisition, possession and alienation of real estate and property of all kinds, as well as the free disposal of such property and the payment of taxes and transfer duties on such real estate, the nationals of each of the contracting parties shall enjoy in the territory of the other the same rights as nationals" - art. 2 of the 1875 Treaty.
Despite its age and the break-up of Austria-Hungary, the Treaty of 1875 was still considered valid by virtue of a 1950 exchange of notes between the Swiss and Austrian governments.


Parties' arguments

The appellant claimed that there was a conflict between the 1875 Treaty and the 1961 Federal Decree. He argues that the Treaty is a special norm, while the 1961 Federal Decree is a general norm.(it)ATF 99 Ib 39
consid. 3 p. 43.
According to the principle ''lex specialis derogat legi generali'', the Treaty must take precedence over the Federal Decree of 1961. At the same time, he invoked other violations of federal administrative law, but these were rejected by the Federal Court. The Cantonal Commission and the
Federal Department of Justice and Police The Federal Department of Justice and Police (, , , ) is one of the seven Ministry (government department), departments of the Switzerland, Swiss federal government, and is equivalent to a ministry of justice in other countries. As of 2024, it ...
proposed that Schubert's appeal be dismissed.


Ruling

The Federal Court begins by referring to the Frigerio ruling. According to this judgment, the federal legislator intends to uphold the validity of an international treaty binding Switzerland, as long as the same legislator does not decide to enact, consciously and voluntarily, norms of domestic law contrary to international law. However, the Court recalls that domestic law must be interpreted in a manner consistent with international law. While referring to the legislator as the "supreme source of domestic law", the Federal Court asserts that this possibility of conscious derogation on the part of the legislator allows two things: on the one hand, to remedy certain rigidities in the interpretation of the law; on the other, to safeguard in practice interests particular to Switzerland which would be (in the eyes of Parliament) imperative. Following an analysis of the debates in the Federal Chambers, the Mon-Repos judges concluded that the Swiss legislature was fully aware of a potential breach of its international obligations in adopting the Federal Decree of 1961. Reiterating the conclusions of the Frigerio ruling, the Federal Court applied the Federal Decree, to the detriment of the 1875 Treaty,(de)ATF 94 I 669
consid. 4 p. 45.
on the basis of art. 113, paragraph 3 Cst. 1874.


Reception

The Schubert ruling has been widely criticized in the academic literature,Kälin 1997, p. 75.Masmejan 2017, p. 23. "almost as often criticized as cited". The judgment is described as "notoriously unclear", "questionable", not to say "unconvincing", endowed with "inconsistencies", "once again creating legal uncertainty", "leaving a bad feeling after tsreading".Wildhaber 1974, p. 201. It is considered by some authors to be "the most controversial judgment on the question of the primacy of international law". Sassòli speaks in support of the practice, but describes it as confusing ("''verwirrend''").Sassòli 2012, p. 188. Andreas Auer sees it as a
sword of Damocles A sword is an edged, bladed weapon intended for manual cutting or thrusting. Its blade, longer than a knife or dagger, is attached to a hilt and can be straight or curved. A thrusting sword tends to have a straighter blade with a pointed t ...
. According to some authors, the Schubert ruling only addresses the question of the rank of international law in the Swiss legal order, not its validity or applicability,Baumann 2010, no 2, p. 1009. even if ''de facto'' the application of international norms is affected. In this line of thought, the ruling in no way affects the primacy of international law in the eyes of international law itself. Some scholars consider the criteria laid down in the Schubert ruling to be restrictive, or to be applicable only in very rare cases (thereby diminishing its practical scope). According to Baumann, it is unclear to what extent the ruling and its jurisprudence apply to
customary international law Customary international law consists of international legal obligations arising from established or usual international practices, which are less formal customary expectations of behavior often unwritten as opposed to formal written treaties or c ...
.Baumann 2010, no 3, p. 1009. He considers that neither jurisprudence (in general), doctrine, or practice differentiates between
treaty law The Vienna Convention on the Law of Treaties (VCLT) is an international agreement that regulates treaties among sovereign states. Known as the "treaty on treaties", the VCLT establishes comprehensive, operational guidelines, rules, and proced ...
, customary law, and general principles of law. Taking the formulation of Art. 190 Cst. as a basis, it is possible to assert that Schubert's practice also applies to customary law, as it is encompassed by the notion of "international law". However, Baumann argues that there is a difference between treaty law (which may be the subject of Schubert case law) and customary law. Customary law can only be changed by inter-state practice ("''Staatenpraxis''"), not by the courts of a single state. The Federal Council and the
Federal Administration Public administration, or public policy and administration refers to "the management of public programs", or the "translation of politics into the reality that citizens see every day",Kettl, Donald and James Fessler. 2009. ''The Politics of the ...
took note of the decision while asserting that "it is not up to the judge .e. the Federal Courtto censure the legislator .e. the Federal Assemblywhen the latter has accepted to assume the consequences of a deliberate violation of international law". The changeover to the 1999 Federal Constitution did nothing to alter this jurisprudence.Baumann 2010, no 21, p. 1015. In 2010, the Federal Council saw a certain parallel with American law and its relationship with international law.Rapport Conseil fédéral 2010, p. 2113. Kälin draws a comparison with
George Orwell Eric Arthur Blair (25 June 1903 – 21 January 1950) was an English novelist, poet, essayist, journalist, and critic who wrote under the pen name of George Orwell. His work is characterised by lucid prose, social criticism, opposition to a ...
's ''
Animal Farm ''Animal Farm'' (originally ''Animal Farm: A Fairy Story'') is a satirical allegorical novella, in the form of a beast fable, by George Orwell, first published in England on 17 August 1945. It tells the story of a group of anthropomorphic far ...
'', asserting that federal laws are, in the eyes of the Federal Court, more equal than international treaties (echoing the famous passage "''All animals are equal, but some animals are more equal than others''"). Wildhaber sees the Federal Court as having a hot potato in its hands, looking to get rid of it as quickly as possible.


Legal and diplomatic repercussions

This approach had its consequences for Switzerland. It entailed the risk of finding itself in violation of a provision of international law, which could lead to the
denunciation Denunciation (from Latin ''denuntiare'', "to denounce") is the act of publicly assigning to a person the blame for a perceived wrongdoing, with the hope of bringing attention to it. Notably, centralized social control in authoritarian states r ...
of the text concerned. One immediate consequence was evident in 1975: Austria tried to find a solution with the Swiss Confederation to remedy the situation but without success.Baumann 2010, no 26, p. 1016. As a result, Austria informed Switzerland in May that art. 2 of the 1875 Treaty (guaranteeing equal treatment) was no longer applied by Vienna, due to a lack of reciprocity guarantees from Bern. As early as 1989, the Federal Administration recognized that Switzerland's credibility on the international stage would be jeopardized if the Federal Court confined itself "to affirming the principle of the primacy of international law only when the latter does not ..pose any problem or Switzerland. Moreover, in 2010, the Federal Council reiterated that Switzerland could be held liable if the Schubert ruling were applied in a future case.


Judicial practice


Continuation

The Federal Supreme Court has confirmed its practice in the Schubert case on several occasions.(de+fr)Publication OFJ/DDIP 1989
p. 42.
This was the case in 1986, 1991 and 1992, ignoring the doctrinal debate that began in 1973. However, the FC has mentioned and reaffirmed, in ''obiter dicta'', the primacy of international law over domestic law, without mentioning the Schubert ruling, notably in 1996, where it states as follows:
"The principle of the primacy of international law over domestic law derives from the very nature of the international law, which is hierarchically superior to any domestic law norm, so that the lex posterior argument is inapplicable." - ATF 122 II 485 of November 1st, 1996, consid. 3a p. 355.
The 1996 decision, commented on by Astrid Epiney, is identified as dissociating itself from the Schubert jurisprudence, "to the surprise of the reader".


PKK ruling


Proceedings

In 1997, the Federal Office for Customs and Border Security - FOCBS (German ''Bundesamt für Zoll und Grenzsicherheit,'' BAZG; French ''Office fédéral de la douane et de la sécurité des frontières,'' OFDF; Italian ''Ufficio Federale della dogana e della sicurezza dei confini,'' UDSC) seized propaganda material from the Kurdistan Workers' Party (PKK) in Riehen, a municipality in the canton of Basel-Stadt on the border with Germany. The Federal Prosecutor's Office subsequently opened a criminal investigation for violation of Article 1 of the Federal Council Decree on Subversive Propaganda (German: ''Bundesratsbeschluss vom 29. Dezember 1948 betreffend staatsgefährliches Propagandamaterial'', Italian: ''DCF del 29 dicembre 1948 concernente il materiale di propaganda sovversiva'', French: ''ACF du 29 décembre 1948 visant la propagande subversive''). Having appealed against the proceedings, the claimants brought an action before the Federal Court alleging a violation of article 6 of the
European Convention on Human Rights The European Convention on Human Rights (ECHR; formally the Convention for the Protection of Human Rights and Fundamental Freedoms) is a Supranational law, supranational convention to protect human rights and political freedoms in Europe. Draf ...
(ECHR), namely the right to a fair trial. In its recitals, the First Court of Public Law addresses the conflict between Swiss domestic law and Article 6 ECHR. As a preliminary point, the Federal Court reaffirms that international law is binding on all state bodies, and that a domestic standard that violates international law cannot be applied. In other words, the administration and the courts must comply with international law and cannot refuse to apply it (a manifestation of monism). This non-application of domestic law (in favor of international law) is particularly appropriate if it serves the protection of
human rights Human rights are universally recognized Morality, moral principles or Social norm, norms that establish standards of human behavior and are often protected by both Municipal law, national and international laws. These rights are considered ...
, relativizing in the next sentence the principle set out in Schubert.Baumann 2010, no 12, p. 1012. The Federal Court therefore considers that a federal law enacted after the entry into force of an international human rights instrument binding on Switzerland (such as the ECHR) cannot be applied if it violates human rights. This practice has been confirmed and reinforcedBaumann 2010, no 13, p. 1012. by successive rulings of the Swiss Federal Court, in 2002, 2010 and again in 2018, rendering the Schubert rule inoperative in the field of human rights.


Reception

Some authors criticize the lack of clarity in the PKK ruling, arguing that the Federal Court is hiding its true intentions. One possibility, according to Baumann and the Federal Administration, is that the Federal Court wanted to carry out a kind of preventive control in order to avoid a condemnation by the
ECtHR The European Court of Human Rights (ECtHR), also known as the Strasbourg Court, is an international court of the Council of Europe which interprets the European Convention on Human Rights (ECHR). The court hears applications alleging that a co ...
. Indeed, if the ECtHR established a violation of the convention by Switzerland, the latter is obliged to comply with the ruling handed down by Strasbourg (seat of the ECHR) and to take measures to put an end to the violation. In addition, some authors accuse the Federal Court of deriving the primacy of international law from a text concerning human rights, and not from the (more general and internationally recognized) principle of ''pacta sunt servanda'' (these authors find the dogmatic justification unconvincing). In terms of human rights in Switzerland, some authors criticize this ruling for creating two categories of human rights: one containing rights protected by the ECtHR and by the Federal Constitution (and therefore benefiting from the PKK ruling), the other containing rights only guaranteed by the Federal Constitution (not benefiting from the PKK ruling and subject to derogation by federal law). While recognizing its significance on paper, other authors still question the practical significance of the PKK ruling, as it is rarely invoked by Mon-Repos (the seat of the Federal Supreme Court). The Federal Council considered the PKK ruling to be the "exception to the Schubert exception". On the other hand, it agreed with a number of legal scholars on the practical scope of the ruling. In fact, it considered that few rulings after 1997, invoking the PKK ruling, gave precedence to an international treaty over a contrary federal law.


2007 ruling concerning the Agreement on the Free Movement of Persons

In another ruling in 2007, the Federal Supreme Court claimed, again in obiter dictum, that the Agreement on the Free Movement of Persons (AFMP;
German German(s) may refer to: * Germany, the country of the Germans and German things **Germania (Roman era) * Germans, citizens of Germany, people of German ancestry, or native speakers of the German language ** For citizenship in Germany, see also Ge ...
: ''Abkommen zwischen der Schweizerischen Eidgenossenschaft einerseits und der Europäischen Gemeinschaft und ihren Mitgliedstaaten andererseits über die Freizügigkeit'',
Italian Italian(s) may refer to: * Anything of, from, or related to the people of Italy over the centuries ** Italians, a Romance ethnic group related to or simply a citizen of the Italian Republic or Italian Kingdom ** Italian language, a Romance languag ...
: ''Accordo tra la Confederazione Svizzera, da una parte, e la Comunità europea ed i suoi Stati membri, dall’altra, sulla libera circolazione delle persone'',
French French may refer to: * Something of, from, or related to France ** French language, which originated in France ** French people, a nation and ethnic group ** French cuisine, cooking traditions and practices Arts and media * The French (band), ...
: ''Accord entre la Confédération suisse, d’une part, et la Communauté européenne et ses États membres, d’autre part, sur la libre circulation des personnes''), ratified by Switzerland in a "''consultazione popolare''" ("popular consultation" in Italian), enjoyed democratic legitimacy, affirming their primacy in the face of a conflicting norm of domestic law. This conclusion was rejected by legal scholars, who held that the criterion of democratic legitimacy was equally applicable to laws adopted by referendum, since federal laws enacted by the Federal Assembly can also be submitted to the people for approval, if 50,000 signatures are collected within 100 days of publication of the law in the Federal Gazette (known as "
optional referendum The optional referendum is a referendum which comes from a request by governmental authorities or the public. The best known types of optional referendums is the popular initiative to request a law, and the popular (or abrogative) referendum ...
"). However, in the same ruling, the First Court of Social Law identified certain human rights provisions in the AFMP (including the principle of non-discrimination laid down in art. 9, para. 3, of its Annex 3), and therefore qualified for an extension of the scope of the PKK ruling. This case law was subsequently confirmed in 2015, in a ruling by the Second Court of Public Law, considered by some authors to be "highly controversial".Besson 2019, no 1432. The Federal Administrative Court seemed to want to confirm this jurisprudence in a 2018 ruling, while an appeal against the latter ruling was pending before the FC, which was still the case in July 2020.


Further relativization and possible abandonment

In the same year, 2010, the Swiss Federal Supreme Court was uncertain as to the validity of the Schubert ruling.Baumann 2010, no 15, p. 1013. In a first ruling (by the Second Civil Law Court) concerning a provision of the
Civil Code A civil code is a codification of private law relating to property law, property, family law, family, and law of obligations, obligations. A jurisdiction that has a civil code generally also has a code of civil procedure. In some jurisdiction ...
and the ECHR, Mon-Repos attempted to overturn its decision based on the principle of the PKK ruling and apply the Schubert ruling once again to the field of human rights. In a second decision (handed down the following day by the Second Court of Public Law), the Federal Court (re)confirms the PKK ruling and extends the primacy of Swiss law to all international law containing fundamental rights.Lammers 2015, p. 282. To justify this extension, the Federal Court refers to a 1996 ruling (i.e. three years ''before'' the PKK ruling) in connection with a criminal extradition request. However, the FC inserts the phrase "in principle" into the wording of this second ruling, which, according to some commentators, leaves the door open to new exceptions. This does not prevent some authors from asserting that this hesitation is to the detriment of legal certainty. One possible reason for this hesitation may be a conflict between the civilists and publicists who populate the Federal Supreme Court as regards the role and expansive jurisprudence of the ECtHR, with the former calling for more "''self-restraint''" on the part of the Strasbourg judges compared with the latter. However, these two 2010 rulings are not mentioned in the Federal Council's report on the relationship between international and domestic law, published in the ''Federal Gazette'' (German: ''Bundesblatt'', BBl; Italian: ''Foglio federale'', FF; French: ''Feuille fédérale'', FF) a few months after the publication of the said rulings. Following the adoption of the popular initiative "For the expulsion of criminal foreigners" in 2010 (German: ''Eidgenössische Volksinitiative 'für die Ausschaffung krimineller Ausländer''', Italian: ''Iniziativa popolare 'per l'espulsione degli stranieri che commettono reati''', French: ''Initiative populaire fédérale 'Pour le renvoi des étrangers criminals), the Federal Supreme Court was once again confronted with a conflict between national and international law (in this case, once again with the ECHR). In an October 2012 ruling, it was confronted with the new constitutional article 121 al. 3-6 Cst. 1999, which is in contradiction with international law, constituting a new situation (as the Schubert jurisprudence only deals with the conflict between federal law and international law). After recalling the Schubert and PKK rulings (which only concerned federal laws, not the Constitution), the Federal Court stated: "Consequently, a federal law which is contrary to international law remains in principle inapplicable". Some authors see this as a signal that the Schubert jurisprudence belongs to the past, while others cannot affirm its abandonment with the 2012 ruling.Lammers 2015, p. 83. Such an abandonment requires, in the view of some, "a formal reversal confirmed by other subsequent judgments". Part of the doctrine criticized the Federal Supreme Court for these developments in the 2010s, accusing it of being inconsistent in its practice and slow to take a clear position. Andreas Auer urged the doctrine to continue demanding an end to the practice. At the end of 2019, the Federal Supreme Court refused to comment on the topicality of the Schubert jurisprudence. In 2020, in two rulings - the first in January, the second in July - the Federal Supreme Court mentioned this case law once again, but did not apply it to individual cases.


As a political issue

The Schubert case has had a certain impact on parliamentarians and politicians skeptical of the primacy of international law or the power of international tribunals such as the ECtHR.


1996 constitutional draft debate

In its message on the total revision of the Federal Constitution in 1996, the Federal Council mentioned the Schubert jurisprudence: once in the context of art. 4 para. 1 of the draft (P-Cst.; now included in art. 5 para. 4 Cst. 1999) and a second time in the context of "maintaining the primacy of international treaties" and the conflict between federal law and international law (without commenting on the jurisprudence). During parliamentary debates on the P-Cst, the Federal Chambers addressed this issue several times. Case law remains an important key to understanding the relationship between Swiss and international law. In the Swiss system of direct democracy, conflicts between the popular will and obligations arising from international treaties and principles are possible; in this regard, the Schubert mechanism is often seen as a solution.


Parliamentary motions submitted by the SVP

As the scope of case law has narrowed, several members of the Swiss parliament have sought to enshrine Schubert in law or the constitution. In 2008, for example, St. Gallen agrarian national councillor
Lukas Reimann Lukas Reimann (born 18 September 1982) is a Swiss politician. Reimann is a member of the Swiss People's Party (SVP) and a National Council. He resides in Wil in the Canton St. Gallen. Biography In 2004, at the age of 21 years, Reimann was elect ...
proposed creating a "constitutional basis for Schubert practice".(fr) Subject 08.3249: Reimann motion of May 27th, 2008. "Constitutional basis for Schubert practice
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In its response, the Federal Council emphasized that the authors of the 1999 Constitution had deliberately chosen not to take a position, so as to enshrine the principle of the primacy of international law, while leaving open the possibility of a few exceptions. The motion was rejected by the National Council in 2010. Reimann reiterated his motion in 2016,(fr) Subject 16.3241: Reimann motion of March 18th, 2016. "Contradictions between norms of international law and norms of domestic law. Guaranteeing legal certainty by enshrining the Schubert practice in the Constitution
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particularly in view of the ruling on the deportation of foreign criminals: he was told that the codification of the Schubert practice, which was too rigid, presented dangers for the implementation of international law. Here again, the National Council refused to follow up in 2017. In 2009, the SVP group also attempted to enshrine in the Constitution the idea that "when there is a contradiction between an old international treaty or other norm of international law and a new federal law, the Federal Tribunal must adhere to the latter". The National Council's Political Institutions Committee (CIP-N) responded that the flexibility of the jurisprudential solution was better suited to case-by-case solutions. In 2010, the National Council decided not to proceed. In 2013,
Luzi Stamm Luzi is an Italian surname derived from the Latin noun ''Lux'' (''Lutius'' = Lucius), meaning "light". Notable people with the surname include: People * Bruno Luzi, French football player and manager *Enrico Luzi, Italian actor * Giulia Luzi, It ...
, an agrarian national councillor from
Grisons The Grisons (; ) or Graubünden (),Names include: * ; *Romansh language, Romansh: ** ** ** ** ** **; * ; * ; * . See also list of European regions with alternative names#G, other names. more formally the Canton of the Grisons or the Canton ...
, proposed the primacy of domestic law, along with a codification of the Schubert practice.(fr) Subject 13.0458: Init. parl. Stamm of September 27th, 2013. "Relation between international law and domestic law. Clarification
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In particular, he proposed that the Federal Court should systematically apply an international treaty only if it had been subject to a referendum. This parliamentary initiative was rejected by the National Council, which refused to act on it in 2014. The controversy culminated in the debate on the popular initiative on "foreign judges"(de) Jan Flückiger, "Landesrecht soll Völkerrecht nicht brechen", ''Neue Zürcher Zeitung'', May 12th, 2016
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.
(German: ''Selbstbestimmungsinitiative,'' Italian: ''Iniziativa per l’autodeterminazione,'' French: ''Initiative populaire fédérale suisse pour l'autodétermination''). The idea of "reviving Schubert"(fr) Lise Bailat, "Le spectre des "juges étrangers" n'effraie pas le Conseil des États", ''Le Temps'', March 13th, 2018 (ISSN 1423-3967
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accessed July 18th, 2020).
was raised in the Federal Assembly, which discussed a possible counter-proposal, but the project was once again rejected, not least to protect Switzerland's credibility on the international stage.


Notes


References


Bibliography


Doctrine

* (de + fr) Andreas Auer, "Ungereimtes im schweizerischen Verfassungsrecht - Incongruités constitutionnelles helvétiques", ''Revue de droit suisse (RDS)'', vol. I, 2013, p. 419-435 (ISSN 0084-540X). * (de) Robert Baumann, "The scope of the Schubert practice", ''Pratique Juridique Actuelle (PJA)'', vol. 16, no 8, 2010, p. 1009-1019 (ISSN 1660-3362). * (fr) Samantha Besson, ''Droit international public : Abrégé de cours et résumés de jurisprudence'', Fribourg, Stämpfli, 2019, 4th ed. (1st ed. 2013), 530 p. (). * (fr) Lucius Caflisch, "La pratique suisse en matière de droit international public 2011", ''Revue suisse de droit international et européen'', April 2013
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DF. * (de) Thomas Cottier et Serge Pannatier, "Treaties of State", ''Schweizerische Juristische Kartothek'', Genève, no 385, November 1995. * (de) Astrid Epiney, "Bundesgericht, I. öffentlichrechtliche Abteilung, 1.11.1996, p. c. Bundesamt für Polizeiwesen (1A.263/1996), Verwaltungsgerichtsbeschwerde", ''Pratique Juridique Actuelle (PJA)'', 1997, p. 350-353 (ISSN 1660-3362). * (de) Astrid Epiney, "The relationship between international law and national law from the perspective of the Federal Supreme Court : comment on the BGE 2C_828/2011 of October 12th 2012", ''Jusletter'', March 18, 2013 (ISSN 1424-7410. * (fr) André Grisel et Jean Monnier, "A propos de la hiérarchie des normes juridiques", ''Schweizerisches Zentralblatt für Staats- und Verwaltungsrecht'' (ZBl), vol. 88, 1987, p. 377-395 (ISSN 1422-0709). * (de) Yvo Hangartner, "End or continuation of the Schubert practice?", ''Pratique Juridique Actuelle (PJA)'', vol. 3, no 5, 1997, p. 634-635 (ISSN 1660-3362). * (de) Yvo Hangartner, "Das Verhältnis von Völkerrecht und Landesrecht", ''Revue Suisse de Jurisprudence (RSJ)'', vol. 94, 1998, p. 201-208 (ISSN 0036-7613). * (de) Yvo Hangartner, "Bundesgerichtlicher Positionbezug zum Verhältnis von Bundesverfassung und Völkerrecht", ''Pratique Juridique Actuelle (PJA)'', vol. 22, no 5, 2013, p. 698-707 (ISSN 1660-3362). * (de) Walter Kälin, "Schubert and the rule of law or: are federal laws more authoritative than state treaties?", ''Revue de droit suisse (RDS)'', vol. 112, no 1, 1997, p. 73-77 (ISSN 0254-945X). * (fr) Guillaume Lammers, ''La démocratie directe et le droit international : Prise en compte des obligations internationales de la Confédération et participation populaire à la politique extérieure'' (doctoral thesis), Berne, Stämpfli, coll. "Etudes de droit suisse" (no 810), 2015, 405 p. (). * (fr) Denis Masmejan, ''Démocratie directe contre droit international'', Lausanne, Presses polytechniques et universitaires romandes, coll. "Savoir suisse", 2017, 160 p. (). * (de) Marco Sassòli, "Völkerrecht und Landesrecht : Plädoyer eines Völkerrechtlers für Schubert", in François Bellanger and Jacques de Werra (dir.), ''Genève au confluent du droit interne et du droit international : Mélanges offerts par la Faculté de droit de l'Université de Genève à la Société suisse des juristes à l'occasion du congrès 2012'', Zurich, Schulthess, 2012, 227 p. (), p. 185-201. * (de) Felix Schöbi, "The Schubert Practice of the Federal Supreme Court in the Light of the Parliamentary Discussion on the Agreement on the European Economic Area", ''Pratique Juridique Actuelle (PJA)'', vol. 1, no 7, 1993, p. 887-893 (ISSN 1660-3362). * (de) Stefan Schürer, "Has the PKK jurisprudence relativized the Schubert practice?", ''Schweizerisches Zentralblatt für Staats- und Verwaltungsrecht'', vol. 116, no 3, 2015, p. 115-132 (ISSN 1422-0709). * (de) Luzius Wildhaber, "Remarks on the Schubert case concerning the relationship between international law and national law", ''Schweizerisches Jahrbuch für internationales Recht'', 1974, p. 195-201 (ISSN 0251-2947).


Messages and reports from the Federal Council

* (fr) "La relation entre droit international et droit interne : Rapport du Conseil fédéral du 5 mars 2010 en réponse au postulat 07.3764 de la Commission des affaires juridiques du Conseil des Etats du 16 octobre 2007 et au postulat 08.3765 de la Commission des institutions politiques du Conseil national du 20 novembre 2008", ''Feuille fédérale'', no 13, April 7, 2010, p. 2067-2144
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DF. * (fr) "Rapport additionnel du 30 mars 2011 du Conseil fédéral au rapport du 5 mars 2010 sur la relation entre droit international et droit interne", ''Feuille fédérale'', no 7, April 27, 2011, p. 3401-3448
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DF. * (fr) "Message du 5 juillet 2017 relatif à l’initiative populaire «Le droit suisse au lieu de juges étrangers (initiative pour l’autodétermination)", ''Feuille fédérale'', no 32, August 15, 2017, p. 5027-5078
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DF.


Other administrative documents

* (de + fr) Office fédéral de la justice (OFJ), "Publication commune de l’Office fédéral de la justice et de la Direction du droit international public : Rapports entre le droit international et le droit interne au sein de l'ordre juridique suisse. Fondements juridiques et conséquences de la primauté du droit international", ''Jurisprudence des autorités administratives de la Confédération'' (JAAC), vol. 53, no 54, April 26, 1989, p. 1-32 (German), p. 32-79 (French) (ISSN 1420-2417
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DF.


Appendix


Legal basis

*
European Convention on Human Rights The European Convention on Human Rights (ECHR; formally the Convention for the Protection of Human Rights and Fundamental Freedoms) is a Supranational law, supranational convention to protect human rights and political freedoms in Europe. Draf ...
(ECHR) of November 4, 1950 (status February 23, 2012), RS 0.101.
Traité entre la Confédération suisse et la Monarchie austro-hongroise, concernant l'établissement, l'exemption du service et des impôts militaires, l'égalité des ressortissants des deux Etats en matière d'impôts, leur traitement gratuit réciproque en cas de maladie et d'accidents et la communication gratuite réciproque d'extraits officiels des registres des naissances, des mariages et des décèsarchive
of December 7, 1875 (status May 9, 1975), RS 0.142.111.631.
Accord entre la Confédération suisse, d'une part, et la Communauté européenne et ses Etats membres, d'autre part, sur la libre circulation des personnesarchive
(ALCP) of June 21, 1999 (status January 1, 2019), RS 0.142.112.681.
Federal Constitution of the Swiss Confederation
(Cst. 1874) of May 29, 1874 (status February 7, 1999), ex RS 101 (''this constitution is no longer in force, replaced by the Cst. 1999'').
Federal Constitution of the Swiss Confederationarchive
(Cst. 1999) of April 18, 1999 (status January 1, 2020), RS 101.
Arrêté fédéral instituant le régime de l'autorisation pour l'acquisition d'immeubles par des personnes domicilées à l'étrangerarchive
(AF de 1961) of March 23, 1961 (status January 1, 1971), RS 211.412.41.
original deutsch versionarchive
published in RO 1961 209 (''this decree is no longer in force, substituted by the
Lex Koller The Federal Act on Acquisition of Real Estate by Persons Abroad was adopted on December 16, 1983, by the Federal Assembly and came into force on January 1, 1985. This Swiss federal law, also known as the Lex Koller, limits the acquisition of re ...
'').


Decisions of the Swiss Federal Supreme Court

* (fr) ATF 35 I 467 ("Spengler") of June 10, 190
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* (fr) ATF 59 II 331 ("Steenworden") of July 17, 193
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* (de) ATF 76 IV 43 ("Lang") of January 27, 195
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* (de) ATF 94 I 669 ("Frigerio") of November 22, 196
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* (it) ATF 99 Ib 39 ("Schubert") of March 2, 197
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* (de) ATF 125 II 417 ("PKK") of July 26, 199
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* (de) ATF 139 I 16 ("Removal initiative") of October 12, 201
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