Plasticization
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A plasticizer ( UK: plasticiser) is a substance that is added to a material to make it softer and more flexible, to increase its
plasticity Plasticity may refer to: Science * Plasticity (physics), in engineering and physics, the propensity of a solid material to undergo permanent deformation under load * Behavioral plasticity, change in an organism's behavior in response to exposur ...
, to decrease its
viscosity Viscosity is a measure of a fluid's rate-dependent drag (physics), resistance to a change in shape or to movement of its neighboring portions relative to one another. For liquids, it corresponds to the informal concept of ''thickness''; for e ...
, and/or to decrease
friction Friction is the force resisting the relative motion of solid surfaces, fluid layers, and material elements sliding against each other. Types of friction include dry, fluid, lubricated, skin, and internal -- an incomplete list. The study of t ...
during its handling in manufacture. Plasticizers are commonly added to
polymer A polymer () is a chemical substance, substance or material that consists of very large molecules, or macromolecules, that are constituted by many repeat unit, repeating subunits derived from one or more species of monomers. Due to their br ...
s and
plastic Plastics are a wide range of synthetic polymers, synthetic or Semisynthesis, semisynthetic materials composed primarily of Polymer, polymers. Their defining characteristic, Plasticity (physics), plasticity, allows them to be Injection moulding ...
s such as
PVC Polyvinyl chloride (alternatively: poly(vinyl chloride), colloquial: vinyl or polyvinyl; abbreviated: PVC) is the world's third-most widely produced synthetic polymer of plastic (after polyethylene and polypropylene). About 40 million tons o ...
, either to facilitate the handling of the raw material during fabrication, or to meet the demands of the end product's application. Plasticizers are especially key to the usability of
polyvinyl chloride Polyvinyl chloride (alternatively: poly(vinyl chloride), colloquial: vinyl or polyvinyl; abbreviated: PVC) is the world's third-most widely produced synthetic polymer of plastic (after polyethylene and polypropylene). About 40 million tons of ...
(PVC), the third most widely used plastic. In the absence of plasticizers, PVC is hard and brittle; with plasticizers, it is suitable for products such as
vinyl siding Vinyl siding is plastic exterior siding for houses and small apartment buildings, used for decoration and weatherproofing, imitating wood clapboard, batten board and batten or shakes, and used instead of other materials such as aluminum or fiber ...
, roofing, vinyl flooring,
rain gutter A rain gutter, eavestrough, eaves-shoot or surface water collection channel is a component of a water discharge system for a building. It is necessary to prevent water dripping or flowing off roofs in an uncontrolled manner for several reason ...
s,
plumbing Plumbing is any system that conveys fluids for a wide range of applications. Plumbing uses piping, pipes, valves, piping and plumbing fitting, plumbing fixtures, Storage tank, tanks, and other apparatuses to convey fluids. HVAC, Heating and co ...
, and electric wire insulation/coating. Plasticizers are also often added to
concrete Concrete is a composite material composed of aggregate bound together with a fluid cement that cures to a solid over time. It is the second-most-used substance (after water), the most–widely used building material, and the most-manufactur ...
formulations to make them more workable and fluid for pouring, thus allowing the water contents to be reduced. Similarly, they are often added to
clay Clay is a type of fine-grained natural soil material containing clay minerals (hydrous aluminium phyllosilicates, e.g. kaolinite, ). Most pure clay minerals are white or light-coloured, but natural clays show a variety of colours from impuriti ...
s,
stucco Stucco or render is a construction material made of aggregates, a binder, and water. Stucco is applied wet and hardens to a very dense solid. It is used as a decorative coating for walls and ceilings, exterior walls, and as a sculptural and ...
, solid rocket fuel, and other pastes prior to molding and forming. For these applications, plasticizers largely overlap with
dispersant A dispersant or a dispersing agent is a substance, typically a surfactant, that is added to a suspension of solid or liquid particles in a liquid (such as a colloid or emulsion) to improve the separation of the particles and to prevent their sett ...
s.


For polymers

Plasticizers for polymers are either liquids with low volatility or solids. According to 2017 data, the total global market for plasticizers was 7.5 million metric tonnes. In North America the 2017 volume was ~1.01 million metric tonnes and in Europe the figure was 1.35 million metric tonnes, split between various end-use applications with a chemical type trend moving to higher molecular weight (HMW) orthophthalates and alternative types following regulatory issues concerning lower molecular weight (LMW) orthophthalates. Almost 90% of polymer plasticizers, most commonly
phthalate Phthalates ( ), or phthalate esters, are esters of phthalic acid. They are mainly used as plasticizers, i.e., substances added to plastics to increase their flexibility, transparency, durability, and longevity. They are used primarily to soften ...
ester In chemistry, an ester is a compound derived from an acid (either organic or inorganic) in which the hydrogen atom (H) of at least one acidic hydroxyl group () of that acid is replaced by an organyl group (R). These compounds contain a distin ...
s, are used in
PVC Polyvinyl chloride (alternatively: poly(vinyl chloride), colloquial: vinyl or polyvinyl; abbreviated: PVC) is the world's third-most widely produced synthetic polymer of plastic (after polyethylene and polypropylene). About 40 million tons o ...
, giving this material improved flexibility and durability. Other polymers which can contain high loadings of plasticizers include acrylates and
cellulose Cellulose is an organic compound with the chemical formula, formula , a polysaccharide consisting of a linear chain of several hundred to many thousands of glycosidic bond, β(1→4) linked glucose, D-glucose units. Cellulose is an important s ...
-type plastics, such as
cellulose acetate In biochemistry, cellulose acetate refers to any acetate ester of cellulose, usually cellulose diacetate. It was first prepared in 1865. A bioplastic, cellulose acetate is used as a film base in photography, as a component in some coatings, and ...
,
nitrocellulose Nitrocellulose (also known as cellulose nitrate, flash paper, flash cotton, guncotton, pyroxylin and flash string, depending on form) is a highly flammable compound formed by nitrating cellulose through exposure to a mixture of nitric acid and ...
and
cellulose acetate butyrate Cellulose acetate butyrate (CAB) is a mixed ester thermoplastic derivative of cellulose acetate that contains both acetate and butyrate functional groups. It has improved weathering resistance and lower moisture absorption compared to cellulose a ...
.


Mechanism of action

It was commonly thought that plasticizers work by embedding themselves between the chains of
polymer A polymer () is a chemical substance, substance or material that consists of very large molecules, or macromolecules, that are constituted by many repeat unit, repeating subunits derived from one or more species of monomers. Due to their br ...
s, spacing them apart (increasing the "free volume"), or swelling them and thus significantly lowering the
glass transition The glass–liquid transition, or glass transition, is the gradual and Reversible reaction, reversible transition in amorphous solid, amorphous materials (or in amorphous regions within Crystallinity, semicrystalline materials) from a hard and rel ...
temperature for the plastic and making it softer. It was later shown that the free volume explanation could not account for all of the effects of plasticization. The mobility of a polymer chain is more complex in the presence of plasticizer than what the Flory–Fox equation predicts for a simple polymer chain. The molecules of plasticizer take control over mobility of the chain - a polymer chain does not show an increase of the free volume around polymer ends. If plasticizer/water creates hydrogen bonds with hydrophilic parts of the polymer, the associated free volume can be decreased. The effect of plasticizers on
elastic modulus An elastic modulus (also known as modulus of elasticity (MOE)) is a quantity that describes an object's or substance's resistance to being deformed elastically (i.e., non-permanently) when a stress is applied to it. Definition The elastic modu ...
is dependent on both temperature and plasticizer concentration. Below a certain concentration, referred to as the crossover concentration, a plasticizer can decrease the modulus of a material. The material's glass transition temperature will decrease, however, at all concentrations. In addition to a crossover concentration, a crossover temperature exists. Below the crossover temperature the plasticizer will also increase the modulus.


Selection

Over the last 60 years more than 30,000 different substances have been evaluated for their suitability as polymer plasticizers. Of these, only a small number – approximately 50 – are today in commercial use.
Ester In chemistry, an ester is a compound derived from an acid (either organic or inorganic) in which the hydrogen atom (H) of at least one acidic hydroxyl group () of that acid is replaced by an organyl group (R). These compounds contain a distin ...
plasticizers are selected based upon cost-performance evaluation. The rubber compounder must evaluate ester plasticizers for compatibility, processibility, permanence and other performance properties. The wide variety of ester chemistries that are in production include sebacates,
adipates Adipic acid or hexanedioic acid is the organic compound with the chemical formula, formula C6H10O4. It a white crystalline powder at standard temperature and pressure. From an industrial perspective, it is the most important dicarboxylic acid at ...
, terephthalates, dibenzoates,
glutarate Glutaric acid is the organic compound with the formula C3H6(COOH)2. Although the related "linear" dicarboxylic acids adipic and succinic acids are water-soluble only to a few percent at room temperature, the water-solubility of glutaric acid is ...
s,
phthalate Phthalates ( ), or phthalate esters, are esters of phthalic acid. They are mainly used as plasticizers, i.e., substances added to plastics to increase their flexibility, transparency, durability, and longevity. They are used primarily to soften ...
s,
azelate Azelaic acid (AzA), or nonanedioic acid, is an organic compound with the formula HOOC(CH2)7 COOH. This saturated dicarboxylic acid exists as a white powder. It is found in wheat, rye, and barley. It is a precursor to diverse industrial products ...
s, and other specialty blends. This broad product line provides an array of performance benefits required for the many
elastomer An elastomer is a polymer with viscoelasticity (i.e. both viscosity and elasticity) and with weak intermolecular forces, generally low Young's modulus (E) and high failure strain compared with other materials. The term, a portmanteau of ''ela ...
applications such as tubing and hose products, flooring, wall-coverings, seals and gaskets, belts, wire and cable, and print rolls. Low to high polarity esters provide utility in a wide range of elastomers including
nitrile In organic chemistry, a nitrile is any organic compound that has a functional group. The name of the compound is composed of a base, which includes the carbon of the , suffixed with "nitrile", so for example is called " propionitrile" (or pr ...
,
polychloroprene Neoprene (also polychloroprene) is a family of synthetic rubbers that are produced by polymerization of chloroprene.Werner Obrecht, Jean-Pierre Lambert, Michael Happ, Christiane Oppenheimer-Stix, John Dunn and Ralf Krüger "Rubber, 4. Emulsion Rub ...
,
EPDM EPDM rubber (ethylene propylene diene monomer rubber) is a type of synthetic rubber that is used in many applications. EPDM is an M-Class rubber under ASTM standard D-1418; the ''M'' class comprises elastomers with a saturated and unsaturated co ...
, chlorinated polyethylene, and
epichlorohydrin Epichlorohydrin (abbreviated ECH) is an organochlorine compound and an epoxide. Despite its name, it is not a halohydrin. It is a colorless liquid with a pungent, garlic-like odor, moderately soluble in water, but miscibility, miscible with most p ...
. Plasticizer-elastomer interaction is governed by many factors such as solubility parameter,
molecular weight A molecule is a group of two or more atoms that are held together by Force, attractive forces known as chemical bonds; depending on context, the term may or may not include ions that satisfy this criterion. In quantum physics, organic chemi ...
, and chemical structure. Compatibility and performance attributes are key factors in developing a rubber formulation for a particular application. Plasticizers used in PVC and other plastics are often based on
ester In chemistry, an ester is a compound derived from an acid (either organic or inorganic) in which the hydrogen atom (H) of at least one acidic hydroxyl group () of that acid is replaced by an organyl group (R). These compounds contain a distin ...
s of polycarboxylic acids with linear or branched aliphatic alcohols of moderate chain length. These compounds are selected on the basis of many critieria including low toxicity, compatibility with the host material, nonvolatility, and expense. Phthalate esters of straight-chain and branched-chain alkyl alcohols meet these specifications and are common plasticizers. Ortho-phthalate esters have traditionally been the most dominant plasticizers, but regulatory concerns have led to the move away from classified substances to non-classified which includes high molecular weight ortho-phthalates and other plasticisers, especially in Europe.


Antiplasticizers

Antiplasticizers are
polymer additive Plastics are a wide range of synthetic or semisynthetic materials composed primarily of polymers. Their defining characteristic, plasticity, allows them to be molded, extruded, or pressed into a diverse range of solid forms. This adaptabi ...
s that have effect opposite to those of plasticizers. They increase the modulus while decreasing the glass transition temperature.


Safety and toxicity

Substantial concerns have been expressed over the safety of some polymer plasticizers, especially because some low molecular weight ortho-phthalates have been classified as potential
endocrine disruptor Endocrine disruptors, sometimes also referred to as hormonally active agents, endocrine disrupting chemicals, or endocrine disrupting compounds are chemicals that can interfere with endocrine (or hormonal) systems. These disruptions can cause ...
s with some developmental toxicity reported. Plasticizers can escape plastics due to migration and abrasion of the plastic since they are not bound to the polymer matrix. The " new car smell" is often attributed to plasticizers or their degradation products, however, multiple studies on the makeup of the smell do not find phthalates in appreciable amounts, likely due to their extremely low volatility and vapor pressure.


Common polymer plasticizers


Ortho phthalates

*
Phthalate Phthalates ( ), or phthalate esters, are esters of phthalic acid. They are mainly used as plasticizers, i.e., substances added to plastics to increase their flexibility, transparency, durability, and longevity. They are used primarily to soften ...
-based plasticizers are used in situations where good resistance to water and oils is required. Some common phthalate plasticizers are: *Low Molecular Weight Ortho Phthalates ** Dimethyl phthalate (DMP), used in fragrances, as an insect repellent, and in several industrial processes as a solvent/carrier ** Diethyl phthalate (DEP), used in fragrances as a carrier and extender/fixative **
Diisobutyl phthalate Diisobutyl phthalate (DIBP) is a phthalate ester having the structural formula . It is formed by the esterification of isobutanol and phthalic anhydride. This and other phthalates are used as plasticizers due to their flexibility and durability. T ...
(DIBP) ** Di-n-butyl phthalate (DBP), used for cellulose plastics, food wraps, adhesives, perfumes, and cosmetics - about a third of
nail polish Nail polish (also known as nail varnish in British English or nail enamel) is a lacquer that can be applied to the human Nail (anatomy), fingernails or toenails to decorate and protect the nail plates. The formula has been revised repeatedly t ...
es, glosses, enamels, and hardeners contain it, together with some
shampoo Shampoo () is a hair care product, typically in the form of a viscous liquid, that is formulated to be used for cleaning (scalp) hair. Less commonly, it is available in solid bar format. (" Dry shampoo" is a separate product.) Shampoo is use ...
s,
sunscreen Sunscreen, also known as sunblock, sun lotion or sun cream, is a photoprotection, photoprotective topical product for the Human skin, skin that helps protect against sunburn and prevent skin cancer. Sunscreens come as lotions, sprays, gels, fo ...
s, skin
emollient A moisturizer, or emollient, is a cosmetic preparation used for protecting, moisturizing, and lubricating the skin. These functions are normally performed by sebum produced by healthy skin. The word "emollient" is derived from the Latin verb ''mo ...
s, and
insect repellent An insect repellent (also commonly called "bug spray" or "bug deterrent") is a substance applied to the skin, clothing, or other surfaces to discourage insects (and arthropods in general) from landing or climbing on that surface. Insect repellent ...
s ** Butyl benzyl phthalate (benzyl butyl phthalate, BBzP) is found in vinyl tiles, traffic cones, food
conveyor belt A conveyor belt is the carrying medium of a belt conveyor system (often shortened to a belt conveyor). A belt conveyor system consists of two or more pulleys (sometimes referred to as drums), with a closed loop of carrying medium—the conveyor b ...
s,
artificial leather Artificial leather, also called synthetic leather, is a material intended to substitute for leather in upholstery, clothing, footwear, and other uses where a leather-like finish is desired but the actual material is cost prohibitive or unsuitab ...
, and plastic foams **
Bis(2-ethylhexyl) phthalate Bis(2-ethylhexyl) phthalate, di-2-ethylhexyl phthalate, diethylhexyl phthalate, diisooctyl phthalate, DEHP; incorrectly — dioctyl phthalate, DIOP) is an organic compound with the formula C6H4(CO2C8H17)2. DEHP is the most common member of the cl ...
(DEHP) also commonly known as (dioctyl phthalate, DOP or diethylhexyl phthalate), historically used in flooring materials, medical devices, myriad consumer
products Product may refer to: Business * Product (business), an item that can be offered to a market to satisfy the desire or need of a customer. * Product (project management), a deliverable or set of deliverables that contribute to a business solution ...
, and high
explosives An explosive (or explosive material) is a reactive substance that contains a great amount of potential energy that can produce an explosion if released suddenly, usually accompanied by the production of light, heat, sound, and pressure. An exp ...
, such as
Semtex Semtex is a general-purpose plastic explosive containing RDX and PETN. It is used in commercial blasting, demolition, and in certain military applications. Semtex was developed and manufactured in Czechoslovakia, originally under the name B 1 a ...
. DEHP was the most common plasticizer for decades and still holds that title globally even as it has largely been replaced now with higher molecular weight phthalates and alternatives in the US and Europe *High Molecular Weight Ortho Phthalates **
Diisononyl phthalate Diisononyl phthalate (DINP) is a phthalate used as a plasticizer. DINP is typically a mixture of chemical compounds consisting of various isononyl esters of phthalic acid۔ Use It is commonly used in a large variety of plastic products includ ...
(DINP), used in flooring materials, found in garden hoses, shoes, toys, and building materials ** Bis(2-propylheptyl) phthalate (DPHP), used in cables, wires and roofing materials ** Diisodecyl phthalate (DIDP), used for insulation of wires and cables, car undercoating, shoes, carpets, pool liners ** Diisoundecyl phthalate (DIUP), used for insulation of wires and cables, car undercoating, shoes, carpets, pool liners. Good high temperature and outdoor weathering performance ** Ditridecyl phthalate (DTDP) is the highest molecular weight phthalate plasticizer, providing greater performance at high temperature. It is the preferred plasticizer for automotive cable and wire application.


Terephthalates

* Terephthalates are isomeric with ortho phthalates but have proven to have cleaner toxicological results due to their inability to form stable monoesters during hydrolysis and metabolic breakdown. ** Bis(2-ethylhexyl) terephthalate (DEHT; Dioctyl terephthalate, DOTP) (Eastman Chemical Company Trademark: Eastman 168™), used as a replacement for DEHP and DINP **Diisopentyl terephthalate (DiPT)(Evonik Industries Trademark: ELATUR® DPT), used as a replacement for DBP and DiBP **Dibutyl terephthalate (DBT)(Eastman Chemical Trademark: Eastman Effusion™), used as a replacement for DBP and DiBP


Trimellitates

* Trimellitates are used in automobile interiors and other applications where resistance to high temperature is required. They have extremely low volatility. ** Tri(2-ethylhexyl)trimellitate (TEHTM) (TOTM, Trioctyl Trimellitate plasticizer) ** Tri(isononyl)trimellitate (TINTM) ** Tri(isodecyl)trimellitate (TIDTM) ** Tri(isotridecyl)trimellitate (TITDTM)


Adipates & Sebacates

* Adipate-based plasticizers are used for low-temperature or resistance to
ultraviolet Ultraviolet radiation, also known as simply UV, is electromagnetic radiation of wavelengths of 10–400 nanometers, shorter than that of visible light, but longer than X-rays. UV radiation is present in sunlight and constitutes about 10% of ...
light. An example is: **
Bis(2-ethylhexyl)adipate Bis(2-ethylhexyl) adipate or DEHA or DOA is an organic compound with the formula (CH2CH2CO2C8H17)2. It is the diester of 2-ethylhexanol and adipic acid. It is a colorless oily liquid. DEHA is sometimes called " dioctyl adipate", incorrectly. ...
(DEHA, dioctyl adipate plasticizer) * Sebacate- based plasticizers provide excellent compatibility with a range of plastic materials and synthetic rubbers (specifically nitrile rubber and neoprene), superior properties at low temperatures, and good oil resistivity. Some examples are: **
Dibutyl sebacate Dibutyl sebacate (DBS) is an organic chemical, a di butyl ester of sebacic acid. Its main use is as a plasticizer in production of plastics, namely cellulose acetate butyrate, cellulose acetate propionate, ethyl cellulose, polyvinyl butyr ...
(DBS) ** Di(2-ethylhexyl)sebacate, Di-octyl Sebacate (or DOS plasticizer)


Organophosphates

*
Organophosphates In organic chemistry, organophosphates (also known as phosphate esters, or OPEs) are a class of organophosphorus compounds with the general structure , a central phosphate molecule with alkyl or aromatic substituents. They can be considered ...
include the following: **
Tricresyl phosphate Tricresyl phosphate (TCP), is a mixture of three isomeric organophosphate compounds most notably used as a flame retardant. Other uses include as a plasticizer in manufacturing for lacquers and varnishes and vinyl plastics and as an antiwear addit ...
(TCP) ** 2-Ethylhexyl diphenyl phosphate


Other

* 1,2-Cyclohexane dicarboxylic acid diisononyl ester (BASF Trademark: Hexamoll DINCH) *Bis(2-ethylhexyl) cyclohexane-1,4-dicarboxylate (Hanwha Trademark: Eco-DEHCH) *Alkyl sulphonic acid phenyl ester (ASE). (Lanxess Chemical Trademark: Mesamoll) *Triethylene glycol di-2ethylhexanoate (Eastman Chemical Trademark: Eastman TEG-EH) Bio-based plasticizers have been investigated, such as glycerol triacetate (Triacetin) and acetyltributylcitrate. They are used in niche applications.
Epoxidized soybean oil Epoxidized soybean oil (ESBO) is a collection of organic compounds obtained from the epoxidation of soybean oil. It is used as a plasticizer and stabilizer in polyvinyl chloride (PVC) plastics. ESBO is a yellowish viscous liquid. Manufacturing ...
is used broadly as a secondary plasticizer in many vinyl applications. *Note:
Bisphenol A Bisphenol A (BPA) is a chemical compound primarily used in the manufacturing of various plastics. It is a colourless solid which is Solubility, soluble in most common organic solvents, but has very poor solubility in water. BPA is produced on a ...
, or BPA, is not a plasticizer, although it is often wrongly described as one.


For inorganic materials


Concrete

In the
concrete Concrete is a composite material composed of aggregate bound together with a fluid cement that cures to a solid over time. It is the second-most-used substance (after water), the most–widely used building material, and the most-manufactur ...
technology, plasticizers and
superplasticizer Superplasticizers (SPs), also known as high range water reducers, are Concrete additive, additives used for making high strength concrete or to place Self-consolidating concrete, self-compacting concrete. Plasticizers are chemical compounds enabli ...
s are also called high range water reducers. When added to concrete mixtures, they confer a number of properties including improved
workability {{Short pages monitor