Passive survivability refers to a building's ability to maintain critical life-support conditions in the event of extended loss of power, heating fuel, or water.
This idea proposes that designers should incorporate ways for a building to continue sheltering inhabitants for an extended period of time during and after a disaster situation, whether it be a storm that causes a power outage, a
drought
A drought is defined as drier than normal conditions.Douville, H., K. Raghavan, J. Renwick, R.P. Allan, P.A. Arias, M. Barlow, R. Cerezo-Mota, A. Cherchi, T.Y. Gan, J. Gergis, D. Jiang, A. Khan, W. Pokam Mba, D. Rosenfeld, J. Tierney, an ...
which limits water supply, or any other possible event.
The term was coined by BuildingGreen President and EBN Executive editor Alex Wilson in 2005 after the wake of
Hurricane Katrina. Passive Survivability is suggested to become a standard in the design criteria for houses, apartment buildings, and especially buildings used as emergency shelters. While many of the strategies considered to achieve the goals of passive survivability are not new concepts and have been widely used in green building over the decades, the distinction comes from the motivation for moving towards resilient and safe buildings.
Current Issues
The increase in duration, frequency, and intensity of extreme weather events due to climate change exacerbates the challenges that passive survivability tries to address.
Climates that did not previously need cooling are now seeing warmer temperatures and a need for air conditioning. Sea level rise and storm surge increases the risk of flooding in coastal locations, while precipitation-based flooding is an issue in low-lying areas. In order for buildings to provide livable conditions at all times, potential threats must be realized.
Power Outages
In much of the developed world, there is a heavy reliance on a
grid
Grid, The Grid, or GRID may refer to:
Common usage
* Cattle grid or stock grid, a type of obstacle is used to prevent livestock from crossing the road
* Grid reference, used to define a location on a map
Arts, entertainment, and media
* News g ...
for power and gas. These grids are the main source of energy for many societies, and while they generally do not get interrupted, they are constantly prone to events that may cause disruption, such as
natural disasters. In California, there have even been intentional power outages as a preventative measure in response to wildfires caused by power lines. When a power outage occurs, most mechanical heating and cooling can no longer operate. The aim of passive survivability is to be prepared for when such an event may occur, and maintain safe indoor temperatures. While
back-up generators can provide some power during an outage, it is often not enough for heating and cooling needs or adequate lighting.
Extreme Temperature
Heat is the leading cause of weather-related death in the US.
Heat wave
A heat wave, or heatwave, is a period of excessively hot weather, which may be accompanied by high humidity, especially in oceanic climate countries. While definitions vary, a heat wave is usually measured relative to the usual climate in the ...
s coinciding with power outages puts many lives at risk due to the inability of a building to keep temperatures down. Even without a power outage, lack of access to air conditioning or lack of funds to pay for electricity also highlights the need for passive ways to maintain a livable thermal environment.
One of the issues that passive survivability looks at is considering the many ways to keep
thermal resistance
Thermal resistance is a heat property and a measurement of a temperature difference by which an object or material resists a heat flow. Thermal resistance is the reciprocal of thermal conductance.
* (Absolute) thermal resistance ''R'' in kelv ...
of a building skin to prevent a room from becoming overbearing in the event of having a lack of access to standard temperature regulating systems.
In the winter months, power outages or lack of a fuel source for heat pose a threat when there are
cold front
A cold front is the leading edge of a cooler mass of air at ground level that replaces a warmer mass of air and lies within a pronounced surface trough of low pressure. It often forms behind an extratropical cyclone (to the west in the Northern ...
s.
Leaky construction and poor insulation result in rapid heat loss, causing indoor temperatures to fall.
Drought
During a
drought
A drought is defined as drier than normal conditions.Douville, H., K. Raghavan, J. Renwick, R.P. Allan, P.A. Arias, M. Barlow, R. Cerezo-Mota, A. Cherchi, T.Y. Gan, J. Gergis, D. Jiang, A. Khan, W. Pokam Mba, D. Rosenfeld, J. Tierney, an ...
, the limited water supply means a community must get by using less, which may mean mandatory restrictions on water use. Extended dry spells can instigate
wildfire
A wildfire, forest fire, bushfire, wildland fire or rural fire is an unplanned, uncontrolled and unpredictable fire in an area of combustible vegetation. Depending on the type of vegetation present, a wildfire may be more specifically identi ...
s, which add a heightened level of devastation.
Drying clay soil can cause critical water mains to burst and damage homes and infrastructure. Droughts can also cause power-outages in areas where thermo-electric power plants are the main source of electricity. Water-efficient appliances and landscaping is crucial in water-scarce locations.
Natural Disasters
Natural disasters such as
hurricanes
A tropical cyclone is a rapidly rotating storm, storm system characterized by a Low-pressure area, low-pressure center, a closed low-level atmospheric circulation, Beaufort scale, strong winds, and a spiral arrangement of thunderstorms tha ...
,
earthquake
An earthquake (also known as a quake, tremor or temblor) is the shaking of the surface of the Earth resulting from a sudden release of energy in the Earth's lithosphere that creates seismic waves. Earthquakes can range in intensity, from ...
s,
tornado
A tornado is a violently rotating column of air that is in contact with both the surface of the Earth and a cumulonimbus cloud or, in rare cases, the base of a cumulus cloud. It is often referred to as a twister, whirlwind or cyclone, alt ...
es, and other storm events can result in destruction of infrastructure that provides key electricity, water, and energy sources.
Flooding after extreme precipitation is a major threat to buildings and utilities. The resulting electricity or water shortages can pose more of a threat than the event itself, often lasting longer than the initial disaster.
Terrorism Threats
Terrorism
Terrorism, in its broadest sense, is the use of criminal violence to provoke a state of terror or fear, mostly with the intention to achieve political or religious aims. The term is used in this regard primarily to refer to intentional violen ...
threats and
cyberterrorism
Cyberterrorism is the use of the Internet to conduct violent acts that result in, or threaten, the loss of life or significant bodily harm, in order to achieve political or ideological gains through threat or intimidation. Acts of deliberate, la ...
can also cause an interruption in power supply. Attacks on central plants or major distribution segments, or hacking of a utility grid’s control system are possible threats that could cut off electricity, water, or fuel.
Passive Design Strategies
There are many passive strategies that require no electricity but instead can provide heating, cooling, and lighting for a building through proper design. In envelope-dominated buildings, the climate and surroundings have a greater effect on the interior of the structure due to a high surface area to volume ratio and minimal internal heat sources.
Internally dominated buildings, such as the typical office building, are more affected by internal heat sources like equipment and people, however the
building envelope A building envelope is the physical separator between the conditioned and unconditioned environment of a building including the resistance to air, water, heat, light, and noiseSyed, Asif. ''Advanced building technologies for sustainability''. Hoboke ...
still plays an important role, especially during a power outage.
While the distinction between the two types of buildings can sometimes be unclear, all buildings have a
balance point temperature The building balance point temperature is the outdoor air temperature when the heat gains of the building are equal to the heat losses. Internal heat sources due to electric lighting, mechanical equipment, body heat, and solar radiation may offset ...
that is a result of building design and function. Balance point temperature is the outdoor temperature under which a building requires heating.
An internally dominated structure will have a lower balance point temperature because of more internal heat sources, which means a longer overheated period and shorter under-heated period. Achieving a livable thermal environment during a power outage is dependent on the balance point temperature, as well as the interaction with the surrounding environment. A key aspect of all design for passive survivability is climate-responsive design. Passive strategies should be chosen based on climate and local conditions, in addition to building function.
Thermal Envelope
When a building has leaky construction or poor
insulation
Insulation may refer to:
Thermal
* Thermal insulation, use of materials to reduce rates of heat transfer
** List of insulation materials
** Building insulation, thermal insulation added to buildings for comfort and energy efficiency
*** Insulated ...
, desired heat is lost in the winter and conditioned air is lost in the summer.
This loss is accounted for by pumping more mechanical heating or cooling into the building to make up the difference. Since this strategy is obsolete during a power outage, the building should be able to maintain internal temperatures for longer periods of time. To avoid heat loss by
infiltration
Infiltration may refer to:
Science, medicine, and engineering
*Infiltration (hydrology), downward movement of water into soil
*Infiltration (HVAC), a heating, ventilation, and air conditioning term for air leakage into buildings
*Infiltration (me ...
, the thermal envelope should be constructed with minimal breaks and joints, and cracks around windows and doors should be sealed. The air tightness of a building can be tested using a blower-door test.
Heat is also lost by transmission through the many surfaces in a room, including walls, windows, floors, ceilings, and doors. The area and
thermal resistance
Thermal resistance is a heat property and a measurement of a temperature difference by which an object or material resists a heat flow. Thermal resistance is the reciprocal of thermal conductance.
* (Absolute) thermal resistance ''R'' in kelv ...
of the surface, as well as the temperature difference between indoors and outdoors, determines the rate of heat loss.
Continuous insulation with high
R-values reduces heat loss by transmission in walls and ceilings. Double and triple-pane windows with special coatings reduce loss through windows.
The practice of
superinsulation
Superinsulation is an approach to building design, construction, and retrofitting that dramatically reduces heat loss (and gain) by using much higher levels of insulation and airtightness than normal. Superinsulation is one of the ancestors of t ...
greatly reduces heat loss through high levels of thermal resistance and air tightness.
Passive Solar

The ability to passively heat a building is beneficial during the colder winter months to help keep temperature levels up.
Passive solar
In passive solar building design, windows, walls, and floors are made to collect, store, reflect, and distribute solar energy, in the form of heat in the winter and reject solar heat in the summer. This is called passive solar design because, unli ...
systems collect and distribute energy from the sun without the use of mechanical equipment such as fans or pumps. Passive solar heating consists of equator-facing glazing (south-facing in the northern hemisphere) to collect solar energy and
thermal mass
In building design, thermal mass is a property of the mass of a building that enables it to store heat and provide inertia against temperature fluctuations. It is sometimes known as the thermal flywheel effect. The thermal mass of heavy structura ...
to store the heat.
A direct-gain system allows
short-wave radiation from the sun to enter a room through the window, where the floor and wall surfaces then act as thermal mass to absorb the heat, and the long-wave radiation is trapped inside due to the
greenhouse effect
The greenhouse effect is a process that occurs when energy from a planet's host star goes through the planet's atmosphere and heats the planet's surface, but greenhouse gases in the atmosphere prevent some of the heat from returning directly ...
.
Proper glazing to thermal mass ratios should be used to prevent overheating and provide adequate heating. A
Trombe wall
A Trombe wall is a massive equator-facing wall that is painted a dark color in order to absorb thermal energy from incident sunlight and covered with a glass on the outside with an insulating air-gap between the wall and the glaze. A Trombe wall is ...
or indirect gain system places the thermal mass right inside the glazing to collect heat during the day for night-time use due to time-lag of mass.
This method is useful if daylighting is not required, or can be used in combination with direct-gain. A third technique is a sunspace or isolated gain system, which collects solar energy in a separate space attached to the building, and which can double as a living area for most of the year.
Heat Avoidance
Heat avoidance strategies can be used to reduce cooling needs during the overheated periods of the year. This is achieved largely though shading devices and building orientation. In the northern hemisphere, windows should primarily be placed on southern facades which receive the most sun during the winter, while windows on east and west facades should be avoided due to difficulty to shade and high
solar radiation
Solar irradiance is the power per unit area ( surface power density) received from the Sun in the form of electromagnetic radiation in the wavelength range of the measuring instrument.
Solar irradiance is measured in watts per square metre ...
during the summer.
Fixed
overhangs can be designed that block the sun during the overheated periods and allow the sun during the under-heated periods. Movable shading devices are most appropriate due to their ability to respond to the environment and building needs.
Using light colors on roofs and walls is another effective strategy to reduce heat gain by reflecting the sun.
Natural Ventilation
Natural ventilation
Passive ventilation is the process of supplying air to and removing air from an indoor space without using mechanical systems. It refers to the flow of external air to an indoor space as a result of pressure differences arising from natural force ...
can be used to increase
thermal comfort
Thermal comfort is the condition of mind that expresses satisfaction with the thermal environment and is assessed by subjective evaluation ( ANSI/ASHRAE Standard 55).ANSI/ASHRAE Standard 55-2017, Thermal Environmental Conditions for Human Occupan ...
during warmer periods. There are two main types of natural ventilation: comfort ventilation and night-flush cooling. Comfort ventilation brings in outside air to move over skin and increase the skin’s evaporative cooling, creating a more comfortable thermal environment.
The temperature does not necessarily decrease unless the outdoor temperature is lower than the indoor temperature, however the air movement increases comfort. This technique is especially useful in humid climates. When the wind is not blowing, a
solar chimney
:''This article refers to a device for ventilation. For the power generation technology, see Solar updraft tower.''
A solar chimney often referred to as a thermal chimney is a way of improving the natural ventilation of buildings by using convec ...
can increase ventilation flow by using the sun to increase buoyancy of air.
Night-flush cooling utilizes the cool nighttime air to flush the warm air out of the building and lower the indoor temperature. The cooled structure then acts as a heat sink during the day, when bringing the warm outdoor air in is avoided. Night-flush cooling is most effective in locations that have large
diurnal temperature ranges, such as in hot and dry climates.
With both techniques, providing operable windows alone does not result in adequate natural ventilation; the building must be designed for proper airflow.
Daylighting
When the power goes out, rooms at the center of a building typically receive little to no light. Designing a building to take advantage of natural
daylight
Daylight is the combination of all direct and indirect sunlight during the daytime. This includes direct sunlight, diffuse sky radiation, and (often) both of these reflected by Earth and terrestrial objects, like landforms and buildings. Sun ...
instead of relying on
electric lighting
An electric light, lamp, or light bulb is an electrical component that produces light. It is the most common form of artificial lighting. Lamps usually have a base made of ceramic, metal, glass, or plastic, which secures the lamp in the soc ...
will make it more resilient to power outages and other events.
Daylighting
Daylighting is the practice of placing windows, skylights, other openings, and reflective surfaces so that sunlight (direct or indirect) can provide effective internal lighting. Particular attention is given to daylighting while designing a bu ...
and passive solar gain often go hand in hand, but in the summer there is a desire for “cool” daylight. Daylighting design should therefore provide adequate lighting without adding undesired heat. Direct sunlight and reflected light from the sky have different levels of radiation.
The daylighting design should reflect the needs of the building in both its climate and function, and different methods can achieve that. Southern and northern windows are generally best for daylighting, and
clerestories
In architecture, a clerestory ( ; , also clearstory, clearstorey, or overstorey) is a high section of wall that contains windows above eye level. Its purpose is to admit light, fresh air, or both.
Historically, ''clerestory'' denoted an upper l ...
or monitors on the roof can bring daylight into the center of a building.
Placing windows higher up on a wall will bring the light further into the room, and other methods like
light shelves
A light shelf is a horizontal surface that reflects daylight deep into a building. Light shelves are placed above eye-level and have high-reflectance upper surfaces, which reflect daylight onto the ceiling and deeper into the space.
Light shelve ...
can bring light deeper into a building by reflecting light off the ceiling.
Other Design Strategies
The over arching goal of passive survivability is to try to reduce discomfort or suffering in the event of having a key source cut off to a building. There are several different solutions to any one design problem. While many of the solutions that are presented by advocates of passive survivability are ones that have been universally accepted by passive design and other standard sustainability practices, it is important to examine these measures and apply the appropriate strategies to developing and existing buildings in order to minimize the risk of displeasure or death.
Back-up Power

Buildings should be designed to maintain survivable thermal conditions without air conditioning or supplemental heat. Providing
back-up generators and adequate fuel to maintain the critical functions of a building during outages are conventional solutions to power-supply interruptions. However, unless they are very large, generators support only basic needs for a short amount of time and may not power systems such as air conditioning, lighting, or even heating or ventilation during extended outages. Back-up generators are also expensive both to buy and maintain. Storing significant quantities of fuel on-site to power generators during extended outages has inherent environmental and safety risks, particularly during storms.
Renewable energy systems can provide power during an extreme event. For example,
photovoltaic
Photovoltaics (PV) is the conversion of light into electricity using semiconducting materials that exhibit the photovoltaic effect, a phenomenon studied in physics, photochemistry, and electrochemistry. The photovoltaic effect is commercially ...
(or solar electric) power systems, when coupled with on-site battery storage can provide electricity when the grid loses power. Other fuel sources like wood can provide heat if buildings are equipped with wood-burning stoves or fireplaces.
Water
Emergency water supply systems such as rooftop
rainwater harvesting
Rainwater harvesting (RWH) is the collection and storage of rain, rather than allowing it to run off. Rainwater is collected from a roof-like surface and redirected to a tank, cistern, deep pit (well, shaft, or borehole), aquifer, or a reservoir w ...
systems can provide water for toilet flushing, bathing, and other building needs in the event of water supply interruptions.
Rain barrels
A rainwater tank (sometimes called a rain barrel in North America in reference to smaller tanks, or a water butt in the UK) is a water tank used to collect and store rain water runoff, typically from rooftops via pipes. Rainwater tanks are devices ...
or larger cisterns store water from runoff that can often use a gravity-feed to obtain the water for use. Installing
composting toilets
A composting toilet is a type of dry toilet that treats human waste by a biological process called composting. This process leads to the decomposition of organic matter and turns human waste into compost-like material. Composting is carried out b ...
and waterless
urinals
A urinal (, ) is a sanitary plumbing fixture for urination only. Urinals are often provided in public toilets for male users in Western countries (less so in Muslim countries). They are usually used in a standing position. Urinals can be wit ...
ensure those facilities can continue to function regardless of the circumstance, while reducing water consumptions on a daily basis. Having backup sources of potable water on-site is also a necessity in the case of water interruption.
Passive Survivability in Rating Systems
Leadership in Energy and Environmental Design
Leadership in Energy and Environmental Design
Leadership in Energy and Environmental Design (LEED) is a
green building certification program used worldwide. Developed by the non-profit U.S. Green Building Council (USGBC), it includes a set of rating systems for the design, constructio ...
(LEED) is a widely used green building certification in the United States. As of LEED version 4, there is a pilot credit called “Passive Survivability and Backup Power During Disruptions” under LEED BD+C: New Construction.
The credit is worth up to two points, with one point awarded for providing for passive survivability and thermal safety, and one point awarded for providing backup power for critical loads. For the passive survivability point, the building must maintain thermally safe conditions during a four-day power outage during both peak summer and peak winter conditions.
LEED lists three paths to compliance for thermal safety, two of which consist of thermal modeling, and the remaining path being
Passive House
"Passive house" (german: Passivhaus) is a voluntary standard for energy efficiency in a building, which reduces the building's ecological footprint. It results in ultra-low energy buildings that require little energy for space heating or co ...
certification.
Passive House Certification

While passive survivability is not mentioned by name in the two major
passive house
"Passive house" (german: Passivhaus) is a voluntary standard for energy efficiency in a building, which reduces the building's ecological footprint. It results in ultra-low energy buildings that require little energy for space heating or co ...
standards, Passive House Institute and Passive House Institute US (PHIUS), the passive strategies that make these buildings so
energy efficient are the same strategies outlined for passive survivability. Buildings that achieve passive house certification are hitting some of the main criteria for passive survivability, including airtight construction and
superinsulation
Superinsulation is an approach to building design, construction, and retrofitting that dramatically reduces heat loss (and gain) by using much higher levels of insulation and airtightness than normal. Superinsulation is one of the ancestors of t ...
.
Many buildings will also have on-site
photovoltaics
Photovoltaics (PV) is the conversion of light into electricity using semiconducting materials that exhibit the photovoltaic effect, a phenomenon studied in physics, photochemistry, and electrochemistry. The photovoltaic effect is commercial ...
to offset energy consumption. These buildings that rely very little on energy will be more resilient in power outages and extreme weather.
RELi
RELi is a building and community rating system completely based on resilient design. It has been adopted by the US Green Building Council, the same body that developed LEED.
The Hazard Adaptation and Mitigation category has several credits related to passive survivability. One required credit is “Fundamental Emergency Operations: Thermal Safety During Emergencies” which requires indoor temperatures to be at or below outdoor temperatures in the summer, and above 50°F in the winter for up to four days.
Another way to comply is to provide a thermal safe zone with adequate space for all building occupants. There is an optional poly-credit, “Advanced Emergency Operations: Back-Up Power, Operations, Thermal Safety & Operating Water,” that incorporates other passive survivability measures such as water storage.
Another poly-credit, “Passive Thermal Safety, Thermal Comfort, & Lighting Design Strategies,” outlines more passive strategies including
passive cooling
Passive cooling is a building design approach that focuses on heat gain control and heat dissipation in a building in order to improve the indoor thermal comfort with low or no energy consumption. This approach works either by preventing heat from ...
,
passive heating
In passive solar building design, windows, walls, and floors are made to collect, store, reflect, and distribute solar energy, in the form of heat in the winter and reject solar heat in the summer. This is called passive solar design because, unli ...
, and
daylighting
Daylighting is the practice of placing windows, skylights, other openings, and reflective surfaces so that sunlight (direct or indirect) can provide effective internal lighting. Particular attention is given to daylighting while designing a bu ...
.
References
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Further reading
*Committee on the Effect of Climate Change on Indoor Air Quality and Public Health. Climate Change, the Indoor Environment, and Health. Washington, D.C.: National Academies, 2011. Print.
*Kibert, Charles J. Sustainable Construction: Green Building Design and Delivery. Vol. 3rd. Hoboken, NJ: John Wiley & Sons, 2008. Print.
*Pearce, Walter. "Environmental Building News Calls for "Passive Survivability"" BuildingGreen. N.p., 25 Dec. 2005. Web. 30 Sept. 2014.
*Pearson, Forest. "Old Way of Seeing." : Designing Homes for Passive Survivability. Blogspot, 12 Nov. 2012. Web. 30 Sept. 2014.
*Perkins, Broderick. "'Passive Survivability' Builds In Disaster Preparedness, Sustainability." RealtyTimes. N.p., 04 Jan. 2006. Web. 30 Sept. 2014.
*"Passive Survivability Possible using the 'Hurriquake' Nail." Nelson Daily News: 20. Jan 07 2009. ProQuest. Web. 30 Sep. 2014 .
*Wilson, Alex, and Andrea Ward. "Design for Adaptation: Living in a ClimateChanging World." Buildgreen. Web.
*Wilson, Alex. "A Call for Passive Survivability." Heating/Piping/Air Conditioning Engineering : HPAC 78.1 (2006): 7,7,10. ProQuest. Web. 30 Sep. 2014.
*Wilson, Alex. "Making Houses Resilient to Power Outages." GreenBuildingAdvisor.com. N.p., 23 Dec. 2008. Web. 30 Sept. 2014.
*Wilson, Alex. "Passive Survivability." - GreenSource Magazine. N.p., June 2006. Web. 30 Sept. 2014.
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