
In
taxonomy, a group is paraphyletic if it consists of the group's
last common ancestor and most of its descendants, excluding a few
monophyletic
In cladistics for a group of organisms, monophyly is the condition of being a clade—that is, a group of taxa composed only of a common ancestor (or more precisely an ancestral population) and all of its lineal descendants. Monophyletic gro ...
subgroups. The group is said to be paraphyletic ''with respect to'' the excluded subgroups. In contrast, a monophyletic group (a
clade
A clade (), also known as a monophyletic group or natural group, is a group of organisms that are monophyletic – that is, composed of a common ancestor and all its lineal descendants – on a phylogenetic tree. Rather than the English term, ...
) includes a common ancestor and ''all'' of its descendants. The terms are commonly used in
phylogenetics (a subfield of
biology) and in the
tree model of
historical linguistics. Paraphyletic groups are identified by a combination of
synapomorphies
In phylogenetics, an apomorphy (or derived trait) is a novel character or character state that has evolved from its ancestral form (or plesiomorphy). A synapomorphy is an apomorphy shared by two or more taxa and is therefore hypothesized to have ...
and
symplesiomorphies. If many subgroups are missing from the named group, it is said to be polyparaphyletic.
The term was coined by
Willi Hennig to apply to well-known taxa like Reptilia (
reptiles
Reptiles, as most commonly defined are the animals in the Class (biology), class Reptilia ( ), a paraphyletic grouping comprising all sauropsid, sauropsids except birds. Living reptiles comprise turtles, crocodilians, Squamata, squamates (lizar ...
) which, as commonly named and traditionally defined, is paraphyletic with respect to
mammal
Mammals () are a group of vertebrate animals constituting the class Mammalia (), characterized by the presence of mammary glands which in females produce milk for feeding (nursing) their young, a neocortex (a region of the brain), fur or ...
s and
birds. Reptilia contains the last common ancestor of reptiles and all descendants of that ancestor, including all extant reptiles as well as the extinct
synapsids
Synapsids + (, 'arch') > () "having a fused arch"; synonymous with ''theropsids'' (Greek, "beast-face") are one of the two major groups of animals that evolved from basal amniotes, the other being the Sauropsida, sauropsids, the group that inc ...
, except for mammals and birds. Other commonly recognized paraphyletic groups include
fish,
monkey
Monkey is a common name that may refer to most mammals of the infraorder Simiiformes, also known as the simians. Traditionally, all animals in the group now known as simians are counted as monkeys except the apes, which constitutes an incomple ...
s, and
lizard
Lizards are a widespread group of squamate reptiles, with over 7,000 species, ranging across all continents except Antarctica, as well as most oceanic island chains. The group is paraphyletic since it excludes the snakes and Amphisbaenia alt ...
s.
Etymology
The term ''paraphyly'', or ''paraphyletic'', derives from the two
Ancient Greek words (), meaning "beside, near", and (), meaning "genus, species",
and refers to the situation in which one or several monophyletic subgroups of organisms (e.g., genera, species) are ''left apart'' from all other descendants of a unique common ancestor.
Conversely, the term ''
monophyly'', or ''monophyletic'', builds on the Ancient Greek prefix (), meaning "alone, only, unique",
and refers to the fact that a monophyletic group includes organisms consisting of ''all'' the descendants of a ''unique'' common ancestor.
By comparison, the term ''
polyphyly
A polyphyletic group is an assemblage of organisms or other evolving elements that is of mixed evolutionary origin. The term is often applied to groups that share similar features known as homoplasies, which are explained as a result of converg ...
'', or ''polyphyletic'', uses the Ancient Greek prefix (), meaning "many, a lot of",
and refers to the fact that a polyphyletic group includes organisms arising from ''multiple'' ancestral sources.
Phylogenetics
In cladistics
Groups that include all the descendants of a common ancestor are said to be ''
monophyletic
In cladistics for a group of organisms, monophyly is the condition of being a clade—that is, a group of taxa composed only of a common ancestor (or more precisely an ancestral population) and all of its lineal descendants. Monophyletic gro ...
''. A paraphyletic group is a monophyletic group from which one or more subsidiary
clade
A clade (), also known as a monophyletic group or natural group, is a group of organisms that are monophyletic – that is, composed of a common ancestor and all its lineal descendants – on a phylogenetic tree. Rather than the English term, ...
s (monophyletic groups) are excluded to form a separate group. Philosopher of science Marc Ereshefsky has argued that paraphyletic taxa are the result of
anagenesis in the excluded group or groups. Cladists do not grant paraphyletic assemblages the status of "groups" or reify them with explanations, because they represent evolutionary non-events
A group whose identifying features evolved
convergently in two or more lineages is ''
polyphyletic'' (Greek πολύς
'polys'' "many"). More broadly, any taxon that is not paraphyletic or monophyletic can be called polyphyletic. Empirically, the distinction between polyphyletic groups and paraphyletic groups is rather arbitrary, since the character states of common ancestors are inferences, not observations.
These terms were developed during the debates of the 1960s and 1970s accompanying the rise of
cladistics.
Paraphyletic groupings are considered problematic by many taxonomists, as it is not possible to talk precisely about their phylogenetic relationships, their characteristic traits and literal extinction.
Related terms are
stem group,
chronospecies, budding cladogenesis, anagenesis, or
'grade' groupings. Paraphyletic groups are often relics from outdated hypotheses of phylogenic relationships from before the rise of cladistics.
Examples

The
prokaryotes
A prokaryote () is a single-celled organism that lacks a nucleus and other membrane-bound organelles. The word ''prokaryote'' comes from the Greek πρό (, 'before') and κάρυον (, 'nut' or 'kernel').Campbell, N. "Biology:Concepts & Connec ...
(single-celled life forms without cell nuclei) are a paraphyletic grouping, because they exclude the
eukaryotes
Eukaryotes () are organisms whose cells have a nucleus. All animals, plants, fungi, and many unicellular organisms, are Eukaryotes. They belong to the group of organisms Eukaryota or Eukarya, which is one of the three domains of life. Bacte ...
, a descendant group.
Bacteria and
Archaea
Archaea ( ; singular archaeon ) is a domain of single-celled organisms. These microorganisms lack cell nuclei and are therefore prokaryotes. Archaea were initially classified as bacteria, receiving the name archaebacteria (in the Archaebac ...
are prokaryotes, but archaea and eukaryotes share a common ancestor that is not ancestral to the bacteria. The prokaryote/eukaryote distinction was proposed by
Edouard Chatton in 1937 and was generally accepted after being adopted by Roger Stanier and C.B. van Niel in 1962. The botanical code (the ICBN, now the
ICN) abandoned consideration of bacterial nomenclature in 1975; currently, prokaryotic nomenclature is regulated under the
ICNB with a starting date of 1 January 1980 (in contrast to a 1753 start date under the ICBN/ICN).
Among plants,
dicotyledon
The dicotyledons, also known as dicots (or, more rarely, dicotyls), are one of the two groups into which all the flowering plants (angiosperms) were formerly divided. The name refers to one of the typical characteristics of the group: namely, t ...
s (in the traditional sense) are paraphyletic because the group excludes
monocotyledons. "Dicotyledon" has not been used as a botanic classification for decades, but is allowed as a synonym of Magnoliopsida.
[The history of flowering plant classification can be found under History of the classification of flowering plants.] Phylogenetic analysis indicates that the
monocots are a development from a
dicot ancestor. Excluding monocots from the dicots makes the latter a paraphyletic group.
[. "It is now thought that the possession of two cotyledons is an ancestral feature for the taxa of the flowering plants and not an apomorphy for any group within. The 'dicots' ... are paraphyletic ...."]
Among animals, several familiar groups are not, in fact, clades. The order
Artiodactyla (
even-toed ungulates) as traditionally defined is paraphyletic because it excludes
Cetacea
Cetacea (; , ) is an infraorder of aquatic mammals that includes whales, dolphins, and porpoises. Key characteristics are their fully aquatic lifestyle, streamlined body shape, often large size and exclusively carnivorous diet. They propel them ...
ns (whales, dolphins, etc.). Under the ranks of the
ICZN Code, the two taxa are separate orders. Molecular studies, however, have shown that the Cetacea descend from artiodactyl ancestors, although the precise phylogeny within the order remains uncertain. Without the Cetaceans the Artiodactyls are paraphyletic.
The class
Reptilia, as traditionally defined, is paraphyletic because it excludes birds (class
Aves
Birds are a group of warm-blooded vertebrates constituting the class Aves (), characterised by feathers, toothless beaked jaws, the laying of hard-shelled eggs, a high metabolic rate, a four-chambered heart, and a strong yet lightweigh ...
) and mammals. Under the ranks of the
ICZN Code, these three taxa are separate classes. However, mammals hail from the
synapsids
Synapsids + (, 'arch') > () "having a fused arch"; synonymous with ''theropsids'' (Greek, "beast-face") are one of the two major groups of animals that evolved from basal amniotes, the other being the Sauropsida, sauropsids, the group that inc ...
(which were once described as "mammal-like reptiles") and birds are sister taxon to a group of dinosaurs (part of
Diapsida), both of which are "reptiles".
[ Romer, A. S. & Parsons, T. S. (1985): ''The Vertebrate Body.'' (6th ed.) Saunders, Philadelphia.] Alternatively, reptiles are paraphyletic because they gave rise to (only) birds. Birds and reptiles together make
Sauropsids, a clade of
Amniota that is the sister group of the clade that includes mammals.
Osteichthyes
Osteichthyes (), popularly referred to as the bony fish, is a diverse superclass of fish that have skeletons primarily composed of bone tissue. They can be contrasted with the Chondrichthyes, which have skeletons primarily composed of cartilage ...
, bony fish, are paraphyletic when circumscribed to include only
Actinopterygii
Actinopterygii (; ), members of which are known as ray-finned fishes, is a class of bony fish. They comprise over 50% of living vertebrate species.
The ray-finned fishes are so called because their fins are webs of skin supported by bony or h ...
(ray-finned fish) and
Sarcopterygii (lungfish, etc.), and to exclude
tetrapods; more recently, Osteichthyes is treated as a clade, including the tetrapods.
The "wasps" are paraphyletic, consisting of the narrow-waisted
Apocrita without the
ants and
bee
Bees are winged insects closely related to wasps and ants, known for their roles in pollination and, in the case of the best-known bee species, the western honey bee, for producing honey. Bees are a monophyly, monophyletic lineage within the ...
s.
The sawflies (
Symphyta
Sawflies are the insects of the suborder Symphyta within the order Hymenoptera, alongside ants, bees, and wasps. The common name comes from the saw-like appearance of the ovipositor, which the females use to cut into the plants where they lay ...
) are similarly paraphyletic, forming all of the
Hymenoptera
Hymenoptera is a large order (biology), order of insects, comprising the sawfly, sawflies, wasps, bees, and ants. Over 150,000 living species of Hymenoptera have been described, in addition to over 2,000 extinct ones. Many of the species are Par ...
except for the Apocrita, a clade deep within the sawfly tree.
Crustaceans are not a clade because the
Hexapoda (insects) are excluded. The modern clade that spans all of them is the
Tetraconata
Pancrustacea is the clade that comprises all crustaceans and hexapods. This grouping is contrary to the Atelocerata hypothesis, in which Myriapoda and Hexapoda are sister taxa, and Crustacea are only more distantly related. As of 2010, the Panc ...
.
[
One of the goals of modern taxonomy over the past fifty years has been to eliminate paraphyletic "groups", such as the examples given here, from formal classifications.
]
Paraphyly in species
Species have a special status in systematics as being an observable feature of nature itself and as the basic unit of classification. Some articulations of the phylogenetic species concept require species to be monophyletic, but paraphyletic species are common in nature, to the extent that they do not have a single common ancestor. Indeed, for sexually reproducing taxa, no species has a "single common ancestor" organism. Paraphyly is common in speciation
Speciation is the evolutionary process by which populations evolve to become distinct species. The biologist Orator F. Cook coined the term in 1906 for cladogenesis, the splitting of lineages, as opposed to anagenesis, phyletic evolution within ...
, whereby a mother species (a paraspecies
A paraspecies (a paraphyletic species) is a species, living or fossil, that gave rise to one or more daughter species without itself becoming extinct. Geographically widespread species that have given rise to one or more daughter species as periph ...
) gives rise to a daughter species without itself becoming extinct. Research indicates as many as 20 percent of all animal species and between 20 and 50 percent of plant species are paraphyletic. Accounting for these facts, some taxonomists argue that paraphyly is a trait of nature that should be acknowledged at higher taxonomic levels.
Cladists advocate a phylogenetic species concept that does not consider species to exhibit the properties of monophyly or paraphyly, concepts under that perspective which apply only to groups of species. They consider Zander's extension of the "paraphyletic species" argument to higher taxa to represent a category error
A category mistake, or category error, or categorical mistake, or mistake of category, is a semantic or ontological error in which things belonging to a particular category are presented as if they belong to a different category, or, alternativel ...
Uses for paraphyletic groups
When the appearance of significant traits has led a subclade on an evolutionary path very divergent from that of a more inclusive clade, it often makes sense to study the paraphyletic group that remains without considering the larger clade. For example, the Neogene
The Neogene ( ), informally Upper Tertiary or Late Tertiary, is a geologic period and system that spans 20.45 million years from the end of the Paleogene Period million years ago ( Mya) to the beginning of the present Quaternary Period Mya. ...
evolution of the Artiodactyla (even-toed ungulates, like deer, cows, pigs and hippopotamuses - note that Cervidae, Bovidae, Suidae
Suidae is a family of artiodactyl mammals which are commonly called pigs, hogs or swine. In addition to numerous fossil species, 18 extant species are currently recognized (or 19 counting domestic pigs and wild boars separately), classified into ...
and Hippopotamidae, the families that contain these various artiodactyls, are all monophyletic groups) has taken place in environments so different from that of the Cetacea
Cetacea (; , ) is an infraorder of aquatic mammals that includes whales, dolphins, and porpoises. Key characteristics are their fully aquatic lifestyle, streamlined body shape, often large size and exclusively carnivorous diet. They propel them ...
(whales, dolphins, and porpoises) that the Artiodactyla are often studied in isolation even though the cetaceans are a descendant group. The prokaryote group is another example; it is paraphyletic because it is composed of two Domains (Eubacteria and Archaea) and excludes (the eukaryotes
Eukaryotes () are organisms whose cells have a nucleus. All animals, plants, fungi, and many unicellular organisms, are Eukaryotes. They belong to the group of organisms Eukaryota or Eukarya, which is one of the three domains of life. Bacte ...
). It is very useful because it has a clearly defined and significant distinction (absence of a cell nucleus, a plesiomorphy) from its excluded descendants.
Also, some systematists recognize paraphyletic groups as being involved in evolutionary transitions, the development of the first tetrapods from their ancestors for example. Any name given to these hypothetical ancestors to distinguish them from tetrapods—"fish", for example—necessarily picks out a paraphyletic group, because the descendant tetrapods are not included. Other systematists consider reification of paraphyletic groups to obscure inferred patterns of evolutionary history.
The term " evolutionary grade" is sometimes used for paraphyletic groups.
Moreover, the concepts of monophyly, paraphyly, and polyphyly
A polyphyletic group is an assemblage of organisms or other evolving elements that is of mixed evolutionary origin. The term is often applied to groups that share similar features known as homoplasies, which are explained as a result of converg ...
have been used in deducing key genes for barcoding of diverse group of species.
Independently evolved traits
Current phylogenetic hypotheses of tetrapod relationships imply that viviparity, the production of offspring without the external laying of a fertilized egg, developed independently in the lineages that led to humans (''Homo sapiens'') and southern water skinks (''Eulampus tympanum'', a kind of lizard). Put another way, viviparity is a synapomorphy for Theria within mammals, and an autapomorphy for '' Eulamprus tympanum'' (or perhaps a synapomorphy, if other ''Eulamprus'' species are also viviparous).
"Groups" based on independently-developed traits such as these examples of viviparity represent examples of polyphyly
A polyphyletic group is an assemblage of organisms or other evolving elements that is of mixed evolutionary origin. The term is often applied to groups that share similar features known as homoplasies, which are explained as a result of converg ...
, not paraphyly.
Not paraphyly
* Amphibious fish
Amphibious fish are fish that are able to leave water for extended periods of time. About 11 distantly related genera of fish are considered amphibious. This suggests that many fish genera independently evolved amphibious traits, a process known ...
are polyphyletic, not paraphyletic. Although they appear similar, several different groups of amphibious fishes such as mudskipper
Mudskippers are any of the 23 extant species of amphibious fish from the subfamily Oxudercinae of the goby family Oxudercidae. They are known for their unusual body shapes, preferences for semiaquatic habitats, limited terrestrial locomotion and ...
s and lungfishes evolved independently in a process of convergent evolution in distant relatives faced with similar ecological circumstances.
* Flightless birds are polyphyletic because they independently (in parallel) lost the ability to fly.
* Animals with a dorsal fin are not paraphyletic, even though their last common ancestor may have had such a fin, because the Mesozoic ancestors of porpoises did not have such a fin, whereas pre-Mesozoic fish did have one.
* Quadrupedal archosaur
Archosauria () is a clade of diapsids, with birds and crocodilians as the only living representatives. Archosaurs are broadly classified as reptiles, in the cladistic sense of the term which includes birds. Extinct archosaurs include non-avian d ...
s are not a paraphyletic group. Bipedal dinosaurs like '' Eoraptor'', ancestral to quadrupedal ones, were descendants of the last common ancestor of quadrupedal dinosaurs and other quadrupedal archosaurs like the crocodilians.
Non-exhaustive list of paraphyletic groups
The following list recapitulates a number of paraphyletic groups proposed in the literature, and provides the corresponding monophyletic taxa.
Linguistics
The concept of paraphyly has also been applied to historical linguistics, where the methods of cladistics have found some utility in comparing languages. For instance, the Formosan languages form a paraphyletic group of the Austronesian languages because they consist of the nine branches of the Austronesian family that are not Malayo-Polynesian and are restricted to the island of Taiwan.[Greenhill, Simon J. and Russell D. Gray. (2009.) "Austronesian Language and Phylogenies: Myths and Misconceptions About Bayesian Computational Methods," in ''Austronesian Historical Linguistics and Culture History: a Festschrift for Robert Blust'', edited by Alexander Adelaar and Andrew Pawley. Canberra: Pacific Linguistics, Research School of Pacific and Asian Studies, The Australian National University.]
See also
* Glossary of scientific naming
Notes
References
Bibliography
*
Paraphyletic groups as natural units of biological classification
External links
*
*
{{Phylogenetics
Phylogenetics
Paraphyletic groups