
Paraphyly is a
taxonomic term describing a grouping that consists of the grouping's
last common ancestor and some but not all of its descendant lineages. The grouping is said to be paraphyletic ''with respect to'' the excluded subgroups. In contrast, a
monophyletic
In biological cladistics for the classification of organisms, monophyly is the condition of a taxonomic grouping being a clade – that is, a grouping of organisms which meets these criteria:
# the grouping contains its own most recent co ...
grouping (a
clade
In biology, a clade (), also known as a Monophyly, monophyletic group or natural group, is a group of organisms that is composed of a common ancestor and all of its descendants. Clades are the fundamental unit of cladistics, a modern approach t ...
) includes a common ancestor and ''all'' of its descendants.
The terms are commonly used in
phylogenetics
In biology, phylogenetics () is the study of the evolutionary history of life using observable characteristics of organisms (or genes), which is known as phylogenetic inference. It infers the relationship among organisms based on empirical dat ...
(a subfield of
biology
Biology is the scientific study of life and living organisms. It is a broad natural science that encompasses a wide range of fields and unifying principles that explain the structure, function, growth, History of life, origin, evolution, and ...
) and in the
tree model of
historical linguistics
Historical linguistics, also known as diachronic linguistics, is the scientific study of how languages change over time. It seeks to understand the nature and causes of linguistic change and to trace the evolution of languages. Historical li ...
. Paraphyletic groups are identified by a combination of
synapomorphies and
symplesiomorphies. If many subgroups are missing from the named group, it is said to be polyparaphyletic.
The term received currency during the debates of the 1960s and 1970s accompanying the rise of
cladistics
Cladistics ( ; from Ancient Greek 'branch') is an approach to Taxonomy (biology), biological classification in which organisms are categorized in groups ("clades") based on hypotheses of most recent common ancestry. The evidence for hypothesiz ...
, having been coined by zoologist
Willi Hennig to apply to well-known taxa like Reptilia (
reptile
Reptiles, as commonly defined, are a group of tetrapods with an ectothermic metabolism and Amniotic egg, amniotic development. Living traditional reptiles comprise four Order (biology), orders: Testudines, Crocodilia, Squamata, and Rhynchocepha ...
s), which is paraphyletic with respect to
bird
Birds are a group of warm-blooded vertebrates constituting the class (biology), class Aves (), characterised by feathers, toothless beaked jaws, the Oviparity, laying of Eggshell, hard-shelled eggs, a high Metabolism, metabolic rate, a fou ...
s. Reptilia contains the last common ancestor of reptiles and all descendants of that ancestor except for birds. Other commonly recognized paraphyletic groups include
fish,
monkeys, and
lizards.
Etymology
The term ''paraphyly'', or ''paraphyletic'', derives from the two
Ancient Greek
Ancient Greek (, ; ) includes the forms of the Greek language used in ancient Greece and the classical antiquity, ancient world from around 1500 BC to 300 BC. It is often roughly divided into the following periods: Mycenaean Greek (), Greek ...
words (), meaning "beside, near", and (), meaning "genus, species",
and refers to the situation in which one or several monophyletic subgroups of organisms (e.g., genera, species) are ''left apart'' from all other descendants of a unique common ancestor.
Conversely, the term ''
monophyly'', or ''monophyletic'', builds on the Ancient Greek prefix (), meaning "alone, only, unique",
and refers to the fact that a monophyletic group includes organisms consisting of ''all'' the descendants of a ''unique'' common ancestor.
By comparison, the term ''
polyphyly'', or ''polyphyletic'', uses the Ancient Greek prefix (), meaning "many, a lot of",
and refers to the fact that a polyphyletic group includes organisms arising from ''multiple'' ancestral sources.
Phylogenetics
In cladistics
Groups that include all the descendants of a common ancestor are said to be ''
monophyletic
In biological cladistics for the classification of organisms, monophyly is the condition of a taxonomic grouping being a clade – that is, a grouping of organisms which meets these criteria:
# the grouping contains its own most recent co ...
''. A paraphyletic group is a monophyletic group from which one or more subsidiary
clade
In biology, a clade (), also known as a Monophyly, monophyletic group or natural group, is a group of organisms that is composed of a common ancestor and all of its descendants. Clades are the fundamental unit of cladistics, a modern approach t ...
s (monophyletic groups) are excluded to form a separate group. Philosopher of science Marc Ereshefsky has argued that paraphyletic taxa are the result of
anagenesis in the excluded group or groups. A cladistic approach normally does not grant paraphyletic assemblages the status of "groups", nor does it reify them with explanations, as in cladistics they are not seen as the actual products of evolutionary events.
A group whose identifying features evolved
convergently in two or more lineages is ''
polyphyletic
A polyphyletic group is an assemblage that includes organisms with mixed evolutionary origin but does not include their most recent common ancestor. The term is often applied to groups that share similar features known as Homoplasy, homoplasies ...
'' (Greek πολύς
'polys'' "many"). More broadly, any taxon that is not paraphyletic or monophyletic can be called polyphyletic. Empirically, the distinction between polyphyletic groups and paraphyletic groups is rather arbitrary, since the character states of common ancestors are inferences, not observations.
These terms were developed during the debates of the 1960s and 1970s accompanying the rise of
cladistics
Cladistics ( ; from Ancient Greek 'branch') is an approach to Taxonomy (biology), biological classification in which organisms are categorized in groups ("clades") based on hypotheses of most recent common ancestry. The evidence for hypothesiz ...
.
Paraphyletic groupings are considered problematic by many taxonomists, as it is not possible to talk precisely about their phylogenetic relationships, their characteristic traits and literal extinction.
Related terms are
stem group,
chronospecies, budding cladogenesis, anagenesis, or
'grade' groupings. Paraphyletic groups are often relics from outdated hypotheses of phylogenic relationships from before the rise of cladistics.
Examples

The
prokaryotes (single-celled life forms without cell nuclei) are a paraphyletic grouping, because they exclude the
eukaryotes, a descendant group.
Bacteria
Bacteria (; : bacterium) are ubiquitous, mostly free-living organisms often consisting of one Cell (biology), biological cell. They constitute a large domain (biology), domain of Prokaryote, prokaryotic microorganisms. Typically a few micr ...
and
Archaea
Archaea ( ) is a Domain (biology), domain of organisms. Traditionally, Archaea only included its Prokaryote, prokaryotic members, but this has since been found to be paraphyletic, as eukaryotes are known to have evolved from archaea. Even thou ...
are prokaryotes, but archaea and eukaryotes share a common ancestor that is not ancestral to the bacteria. The prokaryote/eukaryote distinction was proposed by
Edouard Chatton in 1937 and was generally accepted after being adopted by Roger Stanier and C.B. van Niel in 1962. The botanical code (the ICBN, now the
ICN) abandoned consideration of bacterial nomenclature in 1975; currently, prokaryotic nomenclature is regulated under the
ICNB with a starting date of 1 January 1980 (in contrast to a 1753 start date under the ICBN/ICN).
Among plants,
dicotyledons (in the traditional sense) are paraphyletic because the group excludes
monocotyledons. "Dicotyledon" has not been used as a botanic classification for decades, but is allowed as a synonym of Magnoliopsida.
[The history of flowering plant classification can be found under History of the classification of flowering plants.] Phylogenetic analysis indicates that the
monocots are a development from a
dicot ancestor. Excluding monocots from the dicots makes the latter a paraphyletic group.
[. "It is now thought that the possession of two cotyledons is an ancestral feature for the taxa of the flowering plants and not an apomorphy for any group within. The 'dicots' ... are paraphyletic ...."]
Among animals, several familiar groups are not, in fact, clades. The order
Artiodactyla
Artiodactyls are placental mammals belonging to the order (biology), order Artiodactyla ( , ). Typically, they are ungulates which bear weight equally on two (an even number) of their five toes (the third and fourth, often in the form of a hoof ...
(
even-toed ungulates) as traditionally defined is paraphyletic because it excludes
Cetaceans (whales, dolphins, etc.). Under the ranks of the
ICZN Code, the two taxa are separate orders. Molecular studies, however, have shown that the Cetacea descend from artiodactyl ancestors, although the precise phylogeny within the order remains uncertain. Without the Cetaceans the Artiodactyls are paraphyletic.
The class
Reptilia is paraphyletic because it excludes birds (class
Aves). Under a traditional classification, these two taxa are separate classes. However birds are sister taxon to a group of dinosaurs (part of
Diapsida), both of which are "reptiles".
[ Romer, A. S. & Parsons, T. S. (1985): ''The Vertebrate Body.'' (6th ed.) Saunders, Philadelphia.]
Osteichthyes, bony fish, are paraphyletic when circumscribed to include only
Actinopterygii
Actinopterygii (; ), members of which are known as ray-finned fish or actinopterygians, is a class (biology), class of Osteichthyes, bony fish that comprise over 50% of living vertebrate species. They are so called because of their lightly built ...
(ray-finned fish) and
Sarcopterygii (lungfish, etc.), and to exclude
tetrapod
A tetrapod (; from Ancient Greek :wiktionary:τετρα-#Ancient Greek, τετρα- ''(tetra-)'' 'four' and :wiktionary:πούς#Ancient Greek, πούς ''(poús)'' 'foot') is any four-Limb (anatomy), limbed vertebrate animal of the clade Tetr ...
s; more recently, Osteichthyes is treated as a clade, including the tetrapods.
The "
wasps" are paraphyletic, consisting of the narrow-waisted
Apocrita without the
ant
Ants are Eusociality, eusocial insects of the Family (biology), family Formicidae and, along with the related wasps and bees, belong to the Taxonomy (biology), order Hymenoptera. Ants evolved from Vespoidea, vespoid wasp ancestors in the Cre ...
s and
bees.
The sawflies (
Symphyta) are similarly paraphyletic, forming all of the
Hymenoptera except for the Apocrita, a clade deep within the sawfly tree.
Crustaceans are not a clade because the
Hexapoda (insects) are excluded. The modern clade that spans all of them is the
Pancrustacea.
One of the goals of modern taxonomy over the past fifty years has been to eliminate paraphyletic taxa from formal classifications. Below is a partial list of obsolete taxa and informal groups that have been found to be paraphyletic.
Paraphyly in species
Species
A species () is often defined as the largest group of organisms in which any two individuals of the appropriate sexes or mating types can produce fertile offspring, typically by sexual reproduction. It is the basic unit of Taxonomy (biology), ...
have a special status in systematics as being an observable feature of nature itself and as the basic unit of classification. Some articulations of the
phylogenetic species concept require species to be monophyletic, but paraphyletic species are common in nature, to the extent that they do not have a single common ancestor. Indeed, for sexually reproducing taxa, no species has a "single common ancestor" organism. Paraphyly is common in
speciation, whereby a mother species (a
paraspecies) gives rise to a daughter species without itself becoming extinct.
Research indicates as many as 20 percent of all animal species and between 20 and 50 percent of plant species are paraphyletic. Accounting for these facts, some taxonomists argue that paraphyly is a trait of nature that should be acknowledged at higher taxonomic levels.
Cladists advocate a phylogenetic species concept that does not consider species to exhibit the properties of monophyly or paraphyly, concepts under that perspective which apply only to groups of species. They consider Zander's extension of the "paraphyletic species" argument to higher taxa to represent a
category error
Uses for paraphyletic groups
When the appearance of significant traits has led a subclade on an evolutionary path very divergent from that of a more inclusive clade, it often makes sense to study the paraphyletic group that remains without considering the larger clade. For example, the
Neogene evolution of the
Artiodactyla
Artiodactyls are placental mammals belonging to the order (biology), order Artiodactyla ( , ). Typically, they are ungulates which bear weight equally on two (an even number) of their five toes (the third and fourth, often in the form of a hoof ...
(even-toed ungulates, like deer, cows, pigs and hippopotamuses -
Cervidae,
Bovidae
The Bovidae comprise the family (biology), biological family of cloven-hoofed, ruminant mammals that includes Bos, cattle, bison, Bubalina, buffalo, antelopes (including Caprinae, goat-antelopes), Ovis, sheep and Capra (genus), goats. A member o ...
,
Suidae and
Hippopotamidae, the families that contain these various artiodactyls, are all monophyletic groups) has taken place in environments so different from that of the
Cetacea (whales, dolphins, and porpoises) that the Artiodactyla are often studied in isolation even though the cetaceans are a descendant group. The
prokaryote
A prokaryote (; less commonly spelled procaryote) is a unicellular organism, single-celled organism whose cell (biology), cell lacks a cell nucleus, nucleus and other membrane-bound organelles. The word ''prokaryote'' comes from the Ancient Gree ...
group is another example; it is paraphyletic because it is composed of two Domains (Eubacteria and Archaea) and excludes (the
eukaryotes). It is very useful because it has a clearly defined and significant distinction (absence of a cell nucleus, a
plesiomorphy) from its excluded descendants.
Also, some systematists recognize paraphyletic groups as being involved in evolutionary transitions, the development of the first tetrapods from their ancestors for example. Any name given to these hypothetical ancestors to distinguish them from tetrapods—"fish", for example—necessarily picks out a paraphyletic group, because the descendant tetrapods are not included. Other systematists consider reification of paraphyletic groups to obscure inferred patterns of evolutionary history.
The term "
evolutionary grade" is sometimes used for paraphyletic groups.
Moreover, the concepts of
monophyly, paraphyly, and
polyphyly have been used in deducing key genes for
barcoding of diverse group of species.
Linguistics
The concept of paraphyly has also been applied to
historical linguistics
Historical linguistics, also known as diachronic linguistics, is the scientific study of how languages change over time. It seeks to understand the nature and causes of linguistic change and to trace the evolution of languages. Historical li ...
, where the methods of
cladistics
Cladistics ( ; from Ancient Greek 'branch') is an approach to Taxonomy (biology), biological classification in which organisms are categorized in groups ("clades") based on hypotheses of most recent common ancestry. The evidence for hypothesiz ...
have found some utility in comparing languages. For instance, the
Formosan languages form a paraphyletic group of the
Austronesian languages because they consist of the nine branches of the Austronesian family that are not
Malayo-Polynesian and are restricted to the island of
Taiwan
Taiwan, officially the Republic of China (ROC), is a country in East Asia. The main geography of Taiwan, island of Taiwan, also known as ''Formosa'', lies between the East China Sea, East and South China Seas in the northwestern Pacific Ocea ...
.
[Greenhill, Simon J. and Russell D. Gray. (2009.) "Austronesian Language and Phylogenies: Myths and Misconceptions About Bayesian Computational Methods", in ''Austronesian Historical Linguistics and Culture History: a Festschrift for Robert Blust'', edited by Alexander Adelaar and Andrew Pawley. Canberra: Pacific Linguistics, Research School of Pacific and Asian Studies, The Australian National University.]
See also
*
Glossary of scientific naming
This is a list of terms and symbols used in scientific names for organisms, and in describing the names. For proper parts of the names themselves, see List of Latin and Greek words commonly used in systematic names. Many of the abbreviations are ...
*
Polyphyly
Explanatory notes
References
Bibliography
*
Paraphyletic groups as natural units of biological classification
External links
*
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{{Phylogenetics
Phylogenetics
Paraphyletic groups