
A lock is a device used for raising and lowering
boat
A boat is a watercraft of a large range of types and sizes, but generally smaller than a ship, which is distinguished by its larger size or capacity, its shape, or its ability to carry boats.
Small boats are typically used on inland waterways s ...
s,
ship
A ship is a large watercraft, vessel that travels the world's oceans and other Waterway, navigable waterways, carrying cargo or passengers, or in support of specialized missions, such as defense, research and fishing. Ships are generally disti ...
s and other
watercraft
A watercraft or waterborne vessel is any vehicle designed for travel across or through water bodies, such as a boat, ship, hovercraft, submersible or submarine.
Types
Historically, watercraft have been divided into two main categories.
*Raf ...
between stretches of water of different levels on river and canal
waterway
A waterway is any Navigability, navigable body of water. Broad distinctions are useful to avoid ambiguity, and disambiguation will be of varying importance depending on the nuance of the equivalent word in other ways. A first distinction is ...
s. The distinguishing feature of a lock is a chamber in a permanently fixed position in which the water level can be varied. (In a
caisson lock, a
boat lift, or on a
canal inclined plane
An inclined plane is a type of boat lift cable railway used on some canals for raising boats between different water levels. Boats may be conveyed afloat, in caissons, or may be carried in cradles or slings.
History
Inclined planes have evolv ...
, it is the chamber itself (usually then called a
caisson) that rises and falls.)
Locks are used to make a
river
A river is a natural stream of fresh water that flows on land or inside Subterranean river, caves towards another body of water at a lower elevation, such as an ocean, lake, or another river. A river may run dry before reaching the end of ...
more easily navigable, or to allow a
canal
Canals or artificial waterways are waterways or engineered channels built for drainage management (e.g. flood control and irrigation) or for conveyancing water transport vehicles (e.g. water taxi). They carry free, calm surface ...
to cross land that is not level. Over time, more and larger locks have been used in canals to allow a more direct route to be taken.
History
Ancient Egypt
In Ancient Egypt, the river-locks was probably part of the
Canal of the Pharaohs: Ptolemy II is credited by some for being the first to solve the problem of keeping the Nile free of salt water when his engineers invented the lock around 274/273 BC.
Ancient China
During 960–1279 CE, the natural extension of the
flash lock
A flash lock is a type of lock (water transport), lock for river or canal transport.
Early locks were designed with a single gate, known as a flash lock or staunch lock. The earliest European references to what were clearly flash locks were in ...
, or staunch, was to provide an upper gate (or pair of gates) to form an intermediate "pound" which was all that need be emptied when a boat passed through. This type of lock, called a pound lock, was first used in medieval China during the
Song dynasty
The Song dynasty ( ) was an Dynasties of China, imperial dynasty of China that ruled from 960 to 1279. The dynasty was founded by Emperor Taizu of Song, who usurped the throne of the Later Zhou dynasty and went on to conquer the rest of the Fiv ...
(960–1279 CE). The Songshi or History of the Song Dynasty, volume 307, biography 66, records how Qiao Weiyue, a high-ranking tax administrator, was frustrated at the frequent losses incurred when his grain barges were wrecked on the
West River near
Huai'an
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in
Jiangsu
Jiangsu is a coastal Provinces of the People's Republic of China, province in East China. It is one of the leading provinces in finance, education, technology, and tourism, with its capital in Nanjing. Jiangsu is the List of Chinese administra ...
. The soldiers at one double slipway, he discovered, had plotted with bandits to wreck heavy imperial barges so that they could steal the spilled grain.
In 984 Qiao installed a pair of sluice-gates two hundred and fifty feet apart, the entire structure roofed over like a building. By siting two staunch gates so close to one another, Qiao had created a short stretch of canal, effectively a pound-lock, filled from the canal above by raising individual wooden baulks in the top gate and emptied into the canal below by lowering baulks in the top gate and raising ones in the lower.
Medieval Europe
In 1373, in medieval Europe a sort of pound lock was built at
Vreeswijk, Netherlands.
[Needham, Volume 4, Part 3, 357.] This pound lock serviced many ships at once in a large
basin. Yet the first true pound lock was built in 1396 at
Damme
Damme () is a municipality and city located in the Belgian province of West Flanders, six kilometres northeast of Brugge (Bruges). The municipality comprises the city of Damme proper and the villages of Hoeke, Lapscheure, Moerkerke, Oostkerk ...
near
Bruges
Bruges ( , ; ; ) is the capital and largest city of the province of West Flanders, in the Flemish Region of Belgium. It is in the northwest of the country, and is the sixth most populous city in the country.
The area of the whole city amoun ...
, Belgium.
The
Italian Bertola da Novate (c. 1410–1475) constructed 18 pound locks on the
Naviglio di Bereguardo (part of the
Milan
Milan ( , , ; ) is a city in northern Italy, regional capital of Lombardy, the largest city in Italy by urban area and the List of cities in Italy, second-most-populous city proper in Italy after Rome. The city proper has a population of nea ...
canal system sponsored by
Francesco Sforza) between 1452 and 1458.
[Needham, Volume 4, Part 3, 358.]
History of Pound locks dates back to the late 14th century Europe. A pound lock was built in 1373 at
Vreeswijk, Netherlands, and serviced numerous ships in a large basin. Another one was built in 1396 at
Damme
Damme () is a municipality and city located in the Belgian province of West Flanders, six kilometres northeast of Brugge (Bruges). The municipality comprises the city of Damme proper and the villages of Hoeke, Lapscheure, Moerkerke, Oostkerk ...
near
Bruges
Bruges ( , ; ; ) is the capital and largest city of the province of West Flanders, in the Flemish Region of Belgium. It is in the northwest of the country, and is the sixth most populous city in the country.
The area of the whole city amoun ...
, Belgium. The
Italian Bertola da Novate (c. 1410–1475) constructed 18 pound locks on the
Naviglio di Bereguardo (part of the
Milan
Milan ( , , ; ) is a city in northern Italy, regional capital of Lombardy, the largest city in Italy by urban area and the List of cities in Italy, second-most-populous city proper in Italy after Rome. The city proper has a population of nea ...
canal system sponsored by
Francesco Sforza) between 1452 and 1458.
Historic lock designs
Historic lock designs, which are no longer used for constructing new locks as these have now been replaced by newer and better designs, are as follows:
Caisson lock

Around 1800 the use of caisson locks was proposed by
Robert Weldon for the
Somerset Coal Canal in England. In this underwater lift, the chamber was long and deep and contained a completely enclosed wooden box big enough to take a barge. This box moved up and down in the deep pool of water. Apart from inevitable leakage, the water never left the chamber, and using the lock wasted no water. Instead, the boat entered the box and was sealed in by the door closing behind it, and the box itself was moved up or down through the water. When the box was at the bottom of the chamber, it was under almost of water – at a pressure of , in total. One of these "locks" was built and demonstrated to the Prince Regent (later
George IV
George IV (George Augustus Frederick; 12 August 1762 – 26 June 1830) was King of the United Kingdom of Great Britain and Ireland and King of Hanover from 29 January 1820 until his death in 1830. At the time of his accession to the throne, h ...
), but it had various engineering problems and the design was not put into use on the Coal Canal.
Composite material locks
To economise, especially where good stone would be prohibitively expensive or difficult to obtain, composite locks were made, i.e. they were constructed using rubble or inferior stone, dressing the inside walls of the lock with wood, so as not to abrade the boats. This was done, for instance, on the Chesapeake and Ohio Canal with the locks near the
Paw Paw Tunnel. and also the
Chenango Canal
Hydro-pneumatic canal lift
Possibly inspired by Weldon's caisson lock,
William Congreve in 1813 patented a "hydro-pneumatic double balance lock" in which two adjacent locks containing
pneumatic caissons could be raised and lowered in counterbalance by the movement of compressed air from one caisson to the other. In about 1817 the
Regents Canal Company built one of these locks at the site of the present-day
Camden Lock, north London. Here the motivation was, again, water supply problems. The company insisted on various modifications to Congreve's design; the resulting installation proved to be unsatisfactory, and was soon replaced by conventional locks.
Inclined plane
The plane enabled wide-beam boats to bypass the flight of ten narrow locks, but failure to make improvements at the other end of the arm and high running costs led to its early demise. There are no working waterway inclined planes in the UK at the moment, but the remains of a famous one can be seen at
Foxton in Leicestershire on the Leicester arm of the
Grand Union Canal
The Grand Union Canal in England is part of the Canals of the United Kingdom, British canal system. It is the principal navigable waterway between London and the Midlands. Starting in London, one arm runs to Leicester and another to Birmi ...
. There are plans to restore it, and some funding has been obtained.
Shaft lock

Looking superficially similar to the caisson lock is the shaft lock. Shaft locks consist of a deep shaft with conventional upper gates. The lower gates are reached through a short tunnel. The gates only close off this approach tunnel so do not have to reach the full height of the lock. Notable examples have been built at Saint Denis (Paris, France), Horin (near Melnik, Czech Republic) and Anderten (Hannover Germany).
The shaft lock at Minden has a fall of and has eight tanks linked in pairs to the lock chamber. As the lock is emptied water is run into each chamber in turn, for filling the water is released from the chambers thus saving the waste of a complete lockfull of water. An earlier attempt at a shaft lock had been made at Trollhättan in Sweden on the line of the present Göta canal. The fall would have been , astonishing in 1749. However the approach tunnel proved to be unusable in times of flood and the shaft lock was replaced by a 2-rise staircase in 1768.
Turf-sided lock
A turf-sided lock is an early form of canal lock design that uses earth banks to form the lock chamber, subsequently attracting grasses and other vegetation, instead of the now more familiar and widespread brick, stone, or concrete lock wall constructions. This early lock design was most often used on river navigations in the early 18th century before the advent of canals in Britain. The sides of the turf-lock are sloping so, when full, the lock is quite wide. Consequently, this type of lock needs more water to operate than vertical-sided brick- or stone-walled locks. On British canals and waterways most turf-sided locks have been subsequently rebuilt in brick or stone, and so only a few good examples survive, such as at
Garston Lock, and
Monkey Marsh Lock, on the
Kennet and Avon Canal
The Kennet and Avon Canal is a waterway in southern England with an overall length of , made up of two lengths of Navigability, navigable river linked by a canal. The name is used to refer to the entire length of the navigation rather than sol ...
.
Basic operation of lock
Basic design: Pond lock

All pound locks have three elements:
* A watertight ''chamber'' connecting the upper and lower canals, and large enough to enclose one or more boats. The position of the chamber is fixed, but its water level can vary.
* A ''gate'' (often a pair of "pointing" half-gates) at each end of the chamber. A gate is opened to allow a boat to enter or leave the chamber; when closed, the gate is watertight.
* A set of ''lock gear'' to empty or fill the chamber as required. This is usually a simple valve (traditionally, a flat panel (paddle) lifted by manually winding a rack and pinion mechanism) which allows water to drain into or out of the chamber. Larger locks may use pumps.
The principle of operating a lock is simple. For instance, if a boat travelling downstream finds the lock already full of water:
* The entrance gates are opened and the boat moves in.
* The entrance gates are closed.
* A valve is opened, this lowers the boat by draining water from the chamber.
* The exit gates are opened and the boat moves out.
If the lock were empty, the boat would have had to wait 5 to 10 minutes while the lock was filled. For a boat travelling upstream, the process is reversed; the boat enters the empty lock, and then the chamber is filled by opening a valve that allows water to enter the chamber from the upper level. The whole operation will usually take between 10 and 20 minutes, depending on the size of the lock and whether the water in the lock was originally set at the boat's level.
Boaters approaching a lock are usually pleased to meet another boat coming towards them, because this boat will have just exited the lock on their level and therefore set the lock in their favour – saving about 5 to 10 minutes. However, this is not true for staircase locks, where it is quicker for boats to go through in convoy, and it also uses less water.
Terminology
Alphabetical list.
Cill
The ''cill'', also spelled ''sill'', is a narrow horizontal ledge protruding a short way into the chamber from below the upper gates. Allowing the rear of the boat to "hang" on the cill is the main danger when descending a lock, and the position of the forward edge of the cill is usually marked on the lock side by a white line. The edge of the cill is usually curved, protruding less in the center than at the edges. In some locks, there is a piece of oak about thick which protects the solid part of the lock cill. On the Oxford Canal it is called a babbie; on the Grand Union Canal it is referred to as the cill bumper. Some canal operation authorities, primarily in the United States and Canada, call the ledge a ''miter sill'' (mitre sill in Canada).
[Merriam-Webster Dictionary, definition of miter sill](_blank)
Retrieved Jan. 28, 2015.
Fish ladders
The construction of locks (or weirs and dams) on rivers obstructs the passage of fish. Some fish such as lampreys,
trout
Trout (: trout) is a generic common name for numerous species of carnivorous freshwater ray-finned fishes belonging to the genera '' Oncorhynchus'', ''Salmo'' and ''Salvelinus'', all of which are members of the subfamily Salmoninae in the ...
and
salmon
Salmon (; : salmon) are any of several list of commercially important fish species, commercially important species of euryhaline ray-finned fish from the genera ''Salmo'' and ''Oncorhynchus'' of the family (biology), family Salmonidae, native ...
go upstream to spawn. Measures such as a
fish ladder are often taken to counteract this. Navigation locks have also potential to be operated as fishways to provide increased access for a range of biota.
Gates
Gates are the watertight doors which seal off the chamber from the upper and lower pounds. Each end of the chamber is equipped with a gate, or pair of half-gates, traditionally made of
oak or
elm but now usually made of
steel
Steel is an alloy of iron and carbon that demonstrates improved mechanical properties compared to the pure form of iron. Due to steel's high Young's modulus, elastic modulus, Yield (engineering), yield strength, Fracture, fracture strength a ...
. The most common arrangement, usually called ''miter gates'', was invented by
Leonardo da Vinci
Leonardo di ser Piero da Vinci (15 April 1452 - 2 May 1519) was an Italian polymath of the High Renaissance who was active as a painter, draughtsman, engineer, scientist, theorist, sculptor, and architect. While his fame initially rested o ...
sometime around the late 15th century.
Paddle
On the old
Erie Canal
The Erie Canal is a historic canal in upstate New York that runs east–west between the Hudson River and Lake Erie. Completed in 1825, the canal was the first navigability, navigable waterway connecting the Atlantic Ocean to the Great Lakes, ...
, there was a danger of injury when operating the paddles: water, on reaching a certain position, would push the paddles with a force which could tear the windlass (or handle) out of one's hands, or if one was standing in the wrong place, could knock one into the canal, leading to injuries and drownings.
Pound
A ''
pound'' is the level stretch of water between two locks (also known as a ''reach'').
Powered operation
On large modern canals, especially very large ones such as
ship canals, the gates and paddles are too large to be hand operated, and are operated by
hydraulic
Hydraulics () is a technology and applied science using engineering, chemistry, and other sciences involving the mechanical properties and use of liquids. At a very basic level, hydraulics is the liquid counterpart of pneumatics, which concer ...
or
electric
Electricity is the set of physical phenomena associated with the presence and motion of matter possessing an electric charge. Electricity is related to magnetism, both being part of the phenomenon of electromagnetism, as described by Maxwel ...
al equipment. On the
Caledonian Canal
The Caledonian Canal connects the Scottish east coast at Inverness with the west coast at Corpach near Fort William in Scotland. The canal was constructed in the early nineteenth century by Scottish engineer Thomas Telford.
Route
The can ...
the lock gates were operated by man-powered
capstans, one connected by chains to open the gate and another to draw it closed. By 1968 these had been replaced by hydraulic power acting through steel rams.
Rise
The ''rise'' is the change in water-level in the lock. The two deepest locks on the English canal system are
Bath deep lock on the
Kennet and Avon Canal
The Kennet and Avon Canal is a waterway in southern England with an overall length of , made up of two lengths of Navigability, navigable river linked by a canal. The name is used to refer to the entire length of the navigation rather than sol ...
and
Tuel Lane Lock on the
Rochdale Canal
The Rochdale Canal is in Northern England, between Manchester and Sowerby Bridge, part of the connected system of the canals of Great Britain. Its name refers to the town of Rochdale through which it passes.
The Rochdale is a broad canal be ...
, which both have a rise of nearly . Both locks are amalgamations of two separate locks, which were combined when the canals were restored to accommodate changes in road crossings. By comparison, the Carrapatelo and Valeira locks on the
Douro
The Douro (, , , ; ; ) is the largest river of the Iberian Peninsula by discharge. It rises near Duruelo de la Sierra in the Spanish Soria Province, province of Soria, meanders briefly south, then flows generally west through the northern par ...
river in Portugal, which are long and wide, have maximum lifts of respectively.
The two
Ardnacrusha locks near
Limerick
Limerick ( ; ) is a city in western Ireland, in County Limerick. It is in the Provinces of Ireland, province of Munster and is in the Mid-West Region, Ireland, Mid-West which comprises part of the Southern Region, Ireland, Southern Region. W ...
on the Shannon navigation in Ireland have a rise of . The upper chamber rises and is connected to the lower chamber by a tunnel, which when descending does not become visible until the chamber is nearly empty.
Snubbing posts

On horse-drawn and mule-drawn canals, snubbing posts were used to slow or stop a boat in the lock. A 200-ton boat moving at a few miles an hour could destroy the lock gate. To prevent this, a rope was wound around the snubbing post as the boat entered the lock. Pulling on the rope slowed the boat, due to the friction of the rope against the post. A rope in diameter and about long was typically used on the Erie Canal to snub a boat in a lock.
One incident, which took place in June 1873 on the Chesapeake and Ohio Canal, involved the boat the ''Henry C. Flagg'' and its drunk captain. That boat was already leaking; the crew, having partially pumped the water out, entered Lock 74, moving in front of another boat. Because they failed to snub the boat, it crashed into and knocked out the downstream gates. The outrush of water from the lock caused the upstream gates to slam shut, breaking them also, and sending a cascade of water over the boat, sinking it. This suspended navigation on the canal for 48 hours until the lock gates could be replaced and the boat removed from the lock.
Swell or swelling
A ''swell'' was caused by opening suddenly the paddle valves in the lock gates, or when emptying a lock.
To help boats traveling downstream exit a lock, the locksman would sometimes open the paddles to create a swell, which would help "flush" the boat out of the lock. A boatsman might ask for a back swell, that is, to open and shut the paddles a few times to create some waves, to help him get off the bank where he was stuck. If boats ran aground (from being overloaded) they sometimes asked passing crews to tell the upstream lock to give them an extra heavy swell, which consisted of opening all the paddles on the lock gate, creating a surge that affected the whole pound below.
On the Erie Canal, some loaded boats needed a swell to get out of the lock. Particularly lumber boats, being top heavy, would list to one side and get stuck in the lock, and needed a swell to get them out. Some lockkeepers would give a swell to anyone to help them on the way, but some would ask for money for the swell.
The Erie Canal management did not like swelling for two reasons. First, it used too much water lowering the water on the pound above sometimes causing boats to run aground. In addition, it raised the water level on the pound below, causing some boats to strike bridges or get stuck.
Water saving basins
On English canals, these reservoirs are called "side ponds". The
Droitwich Canal
The Droitwich Canal is a synthesis of two canals in Worcestershire, England; the Droitwich Barge Canal and the Droitwich Junction Canal. The Barge Canal is a broad canal which opened in 1771 linking Droitwich Spa to the River Severn at Hawford ...
, reopened in 2011, has a flight of three locks at Hanbury which all have operational side ponds.
Windlass ("lock key")

On the Chesapeake and Ohio Canal, the lockkeepers were required to remove the windlasses from all lock paddles at night, to prevent unauthorized use.
Types of lock
Basic Pound lock
A ''pound lock'' is most commonly used on
canal
Canals or artificial waterways are waterways or engineered channels built for drainage management (e.g. flood control and irrigation) or for conveyancing water transport vehicles (e.g. water taxi). They carry free, calm surface ...
s and
river
A river is a natural stream of fresh water that flows on land or inside Subterranean river, caves towards another body of water at a lower elevation, such as an ocean, lake, or another river. A river may run dry before reaching the end of ...
s today. A pound lock has a chamber with
gates at both ends that control the level of water in the pound. In contrast, an earlier design with a single gate was known as a
flash lock
A flash lock is a type of lock (water transport), lock for river or canal transport.
Early locks were designed with a single gate, known as a flash lock or staunch lock. The earliest European references to what were clearly flash locks were in ...
.
Pound locks were first used in China during the
Song dynasty
The Song dynasty ( ) was an Dynasties of China, imperial dynasty of China that ruled from 960 to 1279. The dynasty was founded by Emperor Taizu of Song, who usurped the throne of the Later Zhou dynasty and went on to conquer the rest of the Fiv ...
(960–1279 CE), having been pioneered by the Song politician and naval engineer
Qiao Weiyue in 984.
[Needham, Volume 4, Part 3, 350-351.] They replaced earlier double
slipways that had caused trouble and are mentioned by the Chinese
polymath
A polymath or polyhistor is an individual whose knowledge spans many different subjects, known to draw on complex bodies of knowledge to solve specific problems. Polymaths often prefer a specific context in which to explain their knowledge, ...
Shen Kuo
Shen Kuo (; 1031–1095) or Shen Gua, courtesy name Cunzhong (存中) and Art name#China, pseudonym Mengqi (now usually given as Mengxi) Weng (夢溪翁),Yao (2003), 544. was a Chinese polymath, scientist, and statesman of the Song dynasty (960� ...
(1031–1095) in his book ''
Dream Pool Essays'' (published in 1088),
[Needham, Volume 4, Part 3, 351–52.] and fully described in the
Chinese historical text ''Song Shi'' (compiled in 1345):
[Needham, Volume 4, Part 3, 351.]
The distance between the two locks was rather more than 50 paces, and the whole space was covered with a great roof like a shed. The gates were 'hanging gates'; when they were closed the water accumulated like a tide until the required level was reached, and then when the time came it was allowed to flow out.
The water level could differ by at each lock and in the
Grand Canal the level was raised in this way by .
Composite pond locks
Diagonal lock

This is similar to a shaft lock, but having the shaft built on an incline. Boats are moored to floating bollards which guide them along the shaft as it fills or empties. The "Diagonal Lock Advisory Group" has identified several sites in Britain where the new design could be installed, either on new waterways or canals under restoration. Projects under consideration include the restoration of the
Lancaster Canal
The Lancaster Canal is a canal in North West England, originally planned to run from Westhoughton in Lancashire to Kendal in south Cumbria (Historic counties of England, historically in Westmorland). The section around the crossing of the River ...
to
Kendal
Kendal, once Kirkby in Kendal or Kirkby Kendal, is a market town and civil parish in the unitary authority of Westmorland and Furness, England. It lies within the River Kent's dale, from which its name is derived, just outside the boundary of t ...
and the proposed new branch of the
Grand Union Canal
The Grand Union Canal in England is part of the Canals of the United Kingdom, British canal system. It is the principal navigable waterway between London and the Midlands. Starting in London, one arm runs to Leicester and another to Birmi ...
between
Bedford
Bedford is a market town in Bedfordshire, England. At the 2011 Census, the population was 106,940. Bedford is the county town of Bedfordshire and seat of the Borough of Bedford local government district.
Bedford was founded at a ford (crossin ...
and
Milton Keynes
Milton Keynes ( ) is a city status in the United Kingdom, city in Buckinghamshire, England, about north-west of London. At the 2021 Census, the population of Milton Keynes urban area, its urban area was 264,349. The River Great Ouse forms t ...
.
Drop locks

A drop lock can consist of two conventional lock chambers leading to a sump pound, or a single long chamber incorporating the sump – although the term properly applies only to the second case. As the pounds at either end of the structure are at the same height, the lock can only be emptied either by allowing water to run to waste from the sump to a lower stream or drain, or (less wastefully) by pumping water back up to the canal. Particularly in the two-chamber type, there would be a need for a bypass culvert, to allow water to move along the interrupted pound and so supply locks further down the canal. In the case of the single-chamber type, this can be achieved by keeping the lock full and leaving the gates open while not in use.
While the concept has been suggested in a number of cases, the only example in the world of a drop lock that has actually been constructed is at
Dalmuir on the
Forth and Clyde Canal in Scotland. This lock, of the single-chamber type, was incorporated during the restoration of the canal, to allow the replacement of a swing bridge (on a busy A road) by a fixed bridge, and so answer criticisms that the restoration of the canal would cause frequent interruptions of the heavy road traffic. It can be emptied by pumping – but as this uses a lot of electricity the method used when water supplies are adequate is to drain the lock to a nearby
burn
A burn is an injury to skin, or other tissues, caused by heat, electricity, chemicals, friction, or ionizing radiation (such as sunburn, caused by ultraviolet radiation). Most burns are due to heat from hot fluids (called scalding), soli ...
.
Doubled, paired or twinned locks

Locks can be built side by side on the same waterway. This is variously called ''doubling'', ''pairing'', or ''twinning''. The
Panama Canal
The Panama Canal () is an artificial waterway in Panama that connects the Caribbean Sea with the Pacific Ocean. It cuts across the narrowest point of the Isthmus of Panama, and is a Channel (geography), conduit for maritime trade between th ...
has three sets of double locks. Doubling gives advantages in speed, avoiding hold-ups at busy times and increasing the chance of a boat finding a lock set in its favour. There can also be water savings: the locks may be of different sizes, so that a small boat does not need to empty a large lock; or each lock may be able to act as a side pond (water-saving basin) for the other. In this latter case, the word used is usually "twinned": here indicating the possibility of saving water by synchronising the operation of the chambers so that some water from the emptying chamber helps to fill the other. This facility has long been withdrawn on the English canals, although the disused paddle gear can sometimes be seen, as at
Hillmorton on the
Oxford Canal
The Oxford Canal is a narrowboat canal in southern central England linking the City of Oxford with the Coventry Canal at Hawkesbury (just north of Coventry and south of Bedworth) via Banbury and Rugby. Completed in 1790, it connects to th ...
. Elsewhere they are still in use; a pair of twinned locks was opened in 2014 on the
Dortmund–Ems Canal near
Münster
Münster (; ) is an independent city#Germany, independent city (''Kreisfreie Stadt'') in North Rhine-Westphalia, Germany. It is in the northern part of the state and is considered to be the cultural centre of the Westphalia region. It is also a ...
, Germany.
The
Soo Locks at Sault Ste. Marie include the two American locks, the MacArthur Lock which is long, wide, and deep and the Poe lock which is long, wide, and deep, and the Canadian lock which is long, wide and deep. The MacArthur is used for ships which fit the smaller locks on the
Welland Canal
The Welland Canal is a ship canal in Ontario, Canada, and part of the St. Lawrence Seaway and Great Lakes Waterway. The canal traverses the Niagara Peninsula between Port Weller, Ontario, Port Weller on Lake Ontario, and Port Colborne on Lak ...
, while the Poe lock accommodates the larger
lakers that can operate only on the upper four
Great Lakes
The Great Lakes, also called the Great Lakes of North America, are a series of large interconnected freshwater lakes spanning the Canada–United States border. The five lakes are Lake Superior, Superior, Lake Michigan, Michigan, Lake Huron, H ...
. The Canadian lock is used for recreational and tour boats.
The staircase at
Lockport, New York, was also a doubled set of locks. Five twinned locks allowed east- and west-bound boats to climb or descend the
Niagara Escarpment, a considerable engineering feat in the nineteenth century. While Lockport today has two large steel locks, half of the old twin stair acts as an emergency spillway and can still be seen, with the original lock gates having been restored in early 2016.
Round locks on intersecting canals

The best known example of a round lock is the
Agde Round Lock on the
Canal du Midi in France. This serves as a lock on the main line of the canal and allows access to the
Hérault River.
A second French round lock can be found in the form of the now-disused
Écluse des Lorraines, connecting the
Canal latéral à la Loire
The Canal latéral à la Loire (, "canal parallel to the Loire") was constructed between 1827 and 1838 to connect the Canal de Briare at Briare and the Canal du Centre (France), Canal du Centre at Digoin, a distance of . It replaced the use of th ...
with the
River Allier.
Lock flights

Loosely, a flight of locks is simply a series of locks in close-enough proximity to be identified as a single group. For many reasons, a flight of locks is preferable to the same number of locks spread more widely: crews are put ashore and picked up once, rather than multiple times; transition involves a concentrated burst of effort, rather than a continually interrupted journey; a lock keeper may be stationed to help crews through the flight quickly; and where water is in short supply, a single pump can recycle water to the top of the whole flight. The need for a flight may be determined purely by the lie of the land, but it is possible to group locks purposely into flights by using cuttings or embankments to "postpone" the height change. Examples: Caen Hill locks,
Devizes
Devizes () is a market town and civil parish in Wiltshire, England. It developed around Devizes Castle, an 11th-century Norman architecture, Norman castle, and received a charter in 1141. The castle was besieged during the Anarchy, a 12th-cent ...
.
"Flight" is not synonymous with "Staircase" (see below). A set of locks is only a staircase if successive lock chambers share a gate (i.e. do not have separate top and bottom gates with a pound between them). Most flights are not staircases, because each chamber is a separate lock (with its own upper and lower gates), there is a navigable pound (however short) between each pair of locks, and the locks are operated in the conventional way.
However, some flights include (or consist entirely of) staircases. On the Grand Union (Leicester) Canal, the Watford flight consists of a four-chamber staircase and three separate locks; and the Foxton flight consists entirely of two adjacent 5-chamber staircases.
Staircase locks

Where a very steep gradient has to be climbed, a lock staircase is used. There are two types of staircase, "real" and "apparent".
A "real" staircase can be thought of as a "compressed" flight, where the intermediate pounds have disappeared, and the upper gate of one lock is also the lower gate of the one above it. However, it is incorrect to use the terms ''staircase'' and ''flight'' interchangeably: because of the absence of intermediate pounds, operating a staircase is very different from operating a flight. It can be more useful to think of a staircase as a single lock with intermediate levels (the top gate is a normal top gate, and the intermediate gates are all as tall as the bottom gate). As there is no intermediate pound, a chamber can only be filled by emptying the one above, or emptied by filling the one below: thus the whole staircase has to be full of water (except for the bottom chamber) before a boat starts to ascend, or empty (except for the top chamber) before a boat starts to descend.
In an "apparent" staircase the chambers still have common gates, but the water does not pass directly from one chamber to the next, going instead via side ponds. This means it is not necessary to ensure that the flight is full or empty before starting.
Examples of famous "real" staircases in England are
Bingley and
Grindley Brook. Two-rise staircases are more common:
Snakeholme Lock and
Struncheon Hill Lock on the
Driffield Navigation were converted to staircase locks after low water levels hindered navigation over the bottom cill at all but the higher
tides
Tides are the rise and fall of sea levels caused by the combined effects of the gravitational forces exerted by the Moon (and to a much lesser extent, the Sun) and are also caused by the Earth and Moon orbiting one another.
Tide tables ...
– the new bottom chamber rises just far enough to get the boat over the original lock cill. In China, the recently completed
Three Gorges Dam
The Three Gorges Dam (), officially known as Yangtze River Three Gorges Water Conservancy Project () is a hydroelectric gravity dam that spans the Yangtze River near Sandouping in Yiling District, Yichang, Hubei province, central China, downs ...
includes a double five-step staircase for large ships, and a ship lift for vessels of less than 3000 metric tons. Examples of "apparent" staircases are
Foxton Locks and
Watford Locks on the
Leicester Branch of the
Grand Union.

Operation of a staircase is more involved than a flight. Inexperienced boaters may find operating staircase locks difficult. Key concerns are either sending down more water than the lower chambers can cope with (flooding the towpath, or sending a wave along the canal) or completely emptying an intermediate chamber (although this shows that a staircase lock can be used as an emergency dry dock). To avoid these mishaps, it is usual to have the whole staircase empty before starting to descend, or full before starting to ascend, apart from the initial chamber.
One difference in using a staircase of either type (compared with a single lock, or a flight) is the optimal sequence for letting boats through. In a single lock (or a flight with room for boats to pass) boats should ideally alternate in direction. In a staircase, however, it is quicker for a boat to follow a previous one going in the same direction. Partly for this reason staircase locks such as Grindley Brook, Foxton, Watford and Bratch are supervised by lockkeepers, at least during the main cruising season, in which keepers try to alternate as many boats up, followed by down as there are chambers in the flight.
As with a flight, it is possible on a broad canal for more than one boat to be in a staircase at the same time, but managing this without waste of water requires expertise. On English canals, a staircase of more than two chambers is usually staffed: the lockkeepers at Bingley (looking after both the "5-rise" and the "3-rise") ensure that there are no untoward events and that boats are moved through as speedily and efficiently as possible. Such expertise permits unusual feats, such as boats travelling in opposite directions can pass each other halfway up the staircase by moving sideways around each other; or at peak times, one can have all the chambers full simultaneously with boats travelling in the same direction.
Stop locks
When variable conditions meant that a higher water level in the new canal could not be guaranteed, then the older company would also build a stop lock (under its own control, with gates pointing towards its own canal) which could be closed when the new canal was low. This resulted in a sequential pair of locks, with gates pointing in opposite directions: one example was at Hall Green near
Kidsgrove, where the southern terminus of the
Macclesfield Canal joined the
Hall Green Branch of the earlier
Trent and Mersey Canal. The four gate stop lock near Kings Norton Junction, between the
Stratford-upon-Avon Canal and the
Worcester and Birmingham Canal was replaced in 1914 by a pair of
guillotine lock gates which stopped the water flow regardless of which canal was higher. These gates have been permanently open since nationalisation.
Tidal locks
Marina Locks
In places with significant tides, a lock can allow a marina behind it to have fixed slips, instead of the floating slips with long ramps that the tide would require. Examples include
St Katharine Docks
St Katharine Docks is a former dock in the St Katherine and Wapping ward of the London Borough of Tower Hamlets. It lies in the East End of London, East End on the north bank of the River Thames, immediately downstream of the Tower of London an ...
, London, England; Port of Québec Marina, Quebec City, Quebec; and
Cullen Bay Marina, Darwin, Australia.
Sea Locks
Locks are installed in places where an open channel would have a strong current due to different tides on two sides of a barrier. The lock in the
Canso Canal is an example.
Largest locks
This is a partial list of largest locks (please help expandn). The size of locks cannot be compared without considering the difference in water level that they are designed to operate under. For example, the
Bollène
Bollène (; Provençal: ''Bouleno'') is a commune in the Vaucluse department in the Provence-Alpes-Côte d'Azur region in southeastern France.
Geography
Bollène is a commune located in the north of the Vaucluse department next to the j ...
lock on the
River Rhône has a fall of at least , the Leerstetten, Eckersmühlen and Hilpoltstein locks on the
Rhine–Main–Danube Canal have a fall of , each and the
Oskemen Lock on the
Irtysh River
The Irtysh is a river in Russia, China, and Kazakhstan. It is the chief tributary of the Ob and is also the longest tributary in the world.
The river's source lies in the Mongolian Altai in Dzungaria (the northern part of Xinjiang, China) cl ...
in
Kazakhstan
Kazakhstan, officially the Republic of Kazakhstan, is a landlocked country primarily in Central Asia, with a European Kazakhstan, small portion in Eastern Europe. It borders Russia to the Kazakhstan–Russia border, north and west, China to th ...
has a drop of .
In 2016 the
Kieldrecht Lock in the
Port of Antwerp in Belgium took over the title of the world's largest lock from the
Berendrecht Lock in the same port and still has the title for largest volume. In 2022 the
IJmuiden sea lock serving the
Port of Amsterdam
The port of Amsterdam () is an Inland port, inland port, seaport in Amsterdam in North Holland, Netherlands. It is the 14th busiest port in Europe by total cargo tonnage. In 2023, the port of Amsterdam had a cargo throughput of 63 million tons. ...
became the world's largest lock by surface area. The lock is long, wide and has sliding lock gates creating a usable depth of .
Photo gallery
File:Lock in the Hatton Locks.jpg, A gate in the Hatton flight in England.
File:Iroquois Lock (2005).jpg, Iroquois Lock on the Saint Lawrence Seaway
The St. Lawrence Seaway () is a system of rivers, locks, canals and channels in Eastern Canada and Northern United States that permits oceangoing vessels to travel from the Atlantic Ocean to the Great Lakes of North America, as far inland ...
File:Replica sluis in Botterbeek P3260262.JPG, Model of early river pound lock, constructed in Lankheet water park, Netherlands.
File:Monkey-Marsh-lock-by-John-Lloyd.jpg, The turf-sided Monkey Marsh Lock on the Kennet & Avon Canal at Thatcham.
File:Canal Saint-Denis-Ecluse N°1-Le petit bief.JPG, The cill exposed in the deep Pont de Flandre lock on the Canal Saint-Denis, Paris.
File:Eynsham Lock - geograph.org.uk - 5594146.jpg, The balance beams typical of many locks on the Upper Thames at Eynsham Lock, Eynsham, Oxfordshire
Oxfordshire ( ; abbreviated ''Oxon'') is a ceremonial county in South East England. The county is bordered by Northamptonshire and Warwickshire to the north, Buckinghamshire to the east, Berkshire to the south, and Wiltshire and Glouceste ...
, England. Visible on the gates are the paddle winding gears, used to operate the sluice gates.
File:JesusGreenLock-Cambridge.jpg, Top gates of Jesus Lock, a beam lock on the River Cam
The River Cam () is the main river flowing through Cambridge in eastern England. After leaving Cambridge, it flows north and east before joining the River Great Ouse to the south of Ely, Cambridgeshire, Ely, at Pope's Corner. The total distanc ...
in Cambridge
Cambridge ( ) is a List of cities in the United Kingdom, city and non-metropolitan district in the county of Cambridgeshire, England. It is the county town of Cambridgeshire and is located on the River Cam, north of London. As of the 2021 Unit ...
, England.
File:ZSchützmechanik.jpg, 200-year-old paddle gear on the Wiener Neustädter Kanal, Austria.
File:BCN water conservation lock.jpg, Water conservation gear on the Birmingham Canal Navigations
Birmingham Canal Navigations (BCN) is a network of canals connecting Birmingham, Wolverhampton, and the eastern part of the Black Country. The BCN is connected to the rest of the English canal system at several junctions. It was owned and opera ...
.
File:Lock gate cogs, Montgomery Canal - geograph.org.uk - 1806427.jpg, Lock gate controls on a canal
Canals or artificial waterways are waterways or engineered channels built for drainage management (e.g. flood control and irrigation) or for conveyancing water transport vehicles (e.g. water taxi). They carry free, calm surface ...
.
File:Caversham Lock - geograph.org.uk - 5907080.jpg, Caversham Lock on the River Thames, with its chamber nearly filled. Visible on top of the gates are the hydraulic mechanisms that raise and lower the sluices in their raised position. To the right is one of two pedestals which are used to operate the gates and sluices, as well as the lock cottage.
See also
*
Canal
Canals or artificial waterways are waterways or engineered channels built for drainage management (e.g. flood control and irrigation) or for conveyancing water transport vehicles (e.g. water taxi). They carry free, calm surface ...
**
Canal safety gates
**
Channel (geography)
In physical geography and hydrology, a channel is a landform on which a relatively narrow body of water is situated, such as a river, river delta or strait. While ''channel'' typically refers to a natural formation, the cognate term ''canal'' de ...
**
Canal & River Trust
The Canal & River Trust (CRT), branded as in Wales, holds the guardianship of 2,000 miles of canals and rivers, together with reservoirs and a wide range of heritage buildings and structures, in England and Wales. Launched on 12 July 2012, the ...
*
Water resources
Water resources are natural resources of water that are potentially useful for humans, for example as a source of drinking water supply or irrigation water. These resources can be either Fresh water, freshwater from natural sources, or water produ ...
**
List of waterways
This is a list of waterways, defined as navigable rivers, canals, estuaries, lakes, or firths. In practice, and depending on the language, the term "waterway" covers maritime or inland transport routes, as suggested by "way". Wherever a free-fl ...
**
List of canals by country
**
Canals of Amsterdam
Amsterdam, capital of the Netherlands, has more than of ''grachten'' (canals), about 90 islands and 1,500 bridges. The three main canals (Herengracht, Prinsengracht and Keizersgracht), dug in the 17th century during the Dutch Golden Age, form co ...
**
Canals of the United Kingdom
*
Hydraulics
Hydraulics () is a technology and applied science using engineering, chemistry, and other sciences involving the mechanical properties and use of liquids. At a very basic level, hydraulics is the liquid counterpart of pneumatics, which concer ...
**
Hydraulic engineering
Hydraulic engineering as a sub-discipline of civil engineering is concerned with the flow and conveyance of fluids, principally water and sewage. One feature of these systems is the extensive use of gravity as the motive force to cause the move ...
**
Control lock
A control lock, guard lock or stop lock differs from a normal canal lock in that its primary purpose is controlling variances in water level rather than raising or lowering vessels. A control lock may also be known as a tide lock where it is used ...
**
Sluice
**
Watermill
A watermill or water mill is a mill that uses hydropower. It is a structure that uses a water wheel or water turbine to drive a mechanical process such as mill (grinding), milling (grinding), rolling, or hammering. Such processes are needed in ...
**
Water slope
A water slope () is a type of canal inclined plane built to carry boats from a canal or river at one elevation up or down to a canal or river at another elevation.
History
In 1885, German engineer Julius Greve published drafts for water slopes ...
References
Bibliography
*
External links
Deepest Canal Locks in England– ''this demonstration shows
guillotine-type gates for clarity''
Interactive lock gamefor students with single and double flight locks and lesson plans
Video footage of the unique Drop Lock at Dalmuir on the Forth & Clyde Canal
{{DEFAULTSORT:Lock (Water Transport)
Articles containing video clips
Canals
Chinese inventions
Rivers
Song dynasty
Types of gates
Water transport infrastructure