John Marshall Harlan II
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John Marshall Harlan (May 20, 1899 – December 29, 1971) was an American lawyer and jurist who served as an associate justice of the U.S. Supreme Court from 1955 to 1971. Harlan is usually called John Marshall Harlan II to distinguish him from his grandfather, John Marshall Harlan, who served on the U.S. Supreme Court from 1877 to 1911. Harlan was a student at Upper Canada College and Appleby College and then at
Princeton University Princeton University is a private university, private Ivy League research university in Princeton, New Jersey, United States. Founded in 1746 in Elizabeth, New Jersey, Elizabeth as the College of New Jersey, Princeton is the List of Colonial ...
. Awarded a
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, he studied law at
Balliol College, Oxford Balliol College () is a constituent college of the University of Oxford. Founded in 1263 by nobleman John I de Balliol, it has a claim to be the oldest college in Oxford and the English-speaking world. With a governing body of a master and aro ...
. Upon his return to the U.S. in 1923 Harlan worked in the law firm of Root, Clark, Buckner & Howland while studying at
New York Law School New York Law School (NYLS) is a private, American law school in the Tribeca neighborhood in Manhattan, New York City. The third oldest law school in New York City, its history predates its official founding in 1891 by Theodore William Dwight, T ...
. Later he served as Assistant U.S. Attorney for the Southern District of New York and as Special Assistant Attorney General of New York. In 1954 Harlan was appointed to the
United States Court of Appeals for the Second Circuit The United States Court of Appeals for the Second Circuit (in case citations, 2d Cir.) is one of the thirteen United States Courts of Appeals. Its territory covers the states of Connecticut, New York (state), New York, and Vermont, and it has ap ...
, and a year later President Dwight D. Eisenhower nominated Harlan to the U.S. Supreme Court following the death of Justice Robert H. Jackson. Harlan is often characterized as a member of the conservative wing of the Warren Court. He advocated a limited role for the judiciary, remarking that the Supreme Court should not be considered "a general haven for reform movements". In general, Harlan adhered more closely to
precedent Precedent is a judicial decision that serves as an authority for courts when deciding subsequent identical or similar cases. Fundamental to common law legal systems, precedent operates under the principle of ''stare decisis'' ("to stand by thin ...
, and was more reluctant to overturn legislation than many of his colleagues on the Court. He strongly disagreed with the doctrine of incorporation, which held that the provisions of the federal Bill of Rights applied to the state governments, not merely the federal government. At the same time, he advocated a broad interpretation of the Fourteenth Amendment's
Due Process Clause A Due Process Clause is found in both the Fifth and Fourteenth Amendments to the United States Constitution, which prohibit the deprivation of "life, liberty, or property" by the federal and state governments, respectively, without due proces ...
, arguing that it protected a wide range of rights not expressly mentioned in the
United States Constitution The Constitution of the United States is the Supremacy Clause, supreme law of the United States, United States of America. It superseded the Articles of Confederation, the nation's first constitution, on March 4, 1789. Originally includi ...
. Justice Harlan was gravely ill when he retired from the Supreme Court on September 23, 1971. He died from spinal cancer three months later on December 29, 1971. After Harlan's retirement, President
Richard Nixon Richard Milhous Nixon (January 9, 1913April 22, 1994) was the 37th president of the United States, serving from 1969 until Resignation of Richard Nixon, his resignation in 1974. A member of the Republican Party (United States), Republican ...
appointed William Rehnquist to replace him.


Early life and career

John Marshall Harlan was born on May 20, 1899, in
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. He was the son of John Maynard Harlan, a Chicago lawyer and politician, and Elizabeth Flagg. He had three sisters. Historically, Harlan's family had been politically active. His forebear George Harlan served as one of the governors of
Delaware Delaware ( ) is a U.S. state, state in the Mid-Atlantic (United States), Mid-Atlantic and South Atlantic states, South Atlantic regions of the United States. It borders Maryland to its south and west, Pennsylvania to its north, New Jersey ...
during the seventeenth century; his great-grandfather James Harlan was a congressman during the 1830s; his grandfather, also John Marshall Harlan, was an associate justice of the United States Supreme Court from 1877 to 1911; and his uncle, James S. Harlan, was attorney general of
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and then chairman of the
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. Dorsen, 2002, pp. 139–143 In his younger years, Harlan attended The Latin School of Chicago. Yarbrough, 1992, pp. 10–11 He later attended two boarding high schools in the Toronto Area, Canada: Upper Canada College and Appleby College. Upon graduation from Appleby, Harlan returned to the U.S. and in 1916 enrolled at Princeton University. There, he was a member of the Ivy Club, served as an editor of '' The Daily Princetonian'', and was class president during his junior and senior years. After graduating from the university in 1920 with an Artium Baccalaureus degree, he received a
Rhodes Scholarship The Rhodes Scholarship is an international postgraduate award for students to study at the University of Oxford in Oxford, United Kingdom. The scholarship is open to people from all backgrounds around the world. Established in 1902, it is ...
to attend Balliol College, Oxford, making him the first Rhodes Scholar to sit on the Supreme Court. Leitch 1978, pp. ? He studied jurisprudence at Oxford for three years, returning from England in 1923. Upon his return to the United States, he began work with the law firm of Root, Clark, Buckner & Howland (which became Dewey & LeBoeuf), one of the leading law firms in the country, while studying law at New York Law School. He received his
Bachelor of Laws A Bachelor of Laws (; LLB) is an undergraduate law degree offered in most common law countries as the primary law degree and serves as the first professional qualification for legal practitioners. This degree requires the study of core legal subje ...
in 1924 and earned admission to the bar in 1925. Yarbrough, 1992, pp. 13–16 Between 1925 and 1927, Harlan served as Assistant United States Attorney for the Southern District of New York, heading the district's
Prohibition Prohibition is the act or practice of forbidding something by law; more particularly the term refers to the banning of the manufacture, storage (whether in barrels or in bottles), transportation, sale, possession, and consumption of alcoholic b ...
unit. He prosecuted Harry M. Daugherty, former United States Attorney General. In 1928, he was appointed Special Assistant
Attorney General of New York The attorney general of New York is the chief legal officer of the U.S. state of New York (state), New York and head of the Department of Law of the government of New York (state), state government. The office has existed in various forms since ...
, in which capacity he investigated a scandal involving sewer construction in
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. He prosecuted Maurice E. Connolly, the Queens borough president, for his involvement in the affair. In 1930, Harlan returned to his old law firm, becoming a partner one year later. At the firm, he served as chief assistant for senior partner Emory Buckner and followed him into public service when Buckner was appointed
United States Attorney United States attorneys are officials of the U.S. Department of Justice who serve as the chief federal law enforcement officers in each of the 94 U.S. federal judicial districts. Each U.S. attorney serves as the United States' chief federal ...
for the Southern District of New York. As one of "Buckner's Boy Scouts", eager young Assistant United States Attorneys, Harlan worked on Prohibition cases, and swore off drinking except when the prosecutors visited the Harlan family fishing camp in
Quebec Quebec is Canada's List of Canadian provinces and territories by area, largest province by area. Located in Central Canada, the province shares borders with the provinces of Ontario to the west, Newfoundland and Labrador to the northeast, ...
, where Prohibition did not apply. Harlan remained in public service until 1930, and then returned to his firm. Buckner had also returned to the firm, and after Buckner's death, Harlan became the leading trial lawyer at the firm. As a trial lawyer Harlan was involved in a number of famous cases. One such case was the conflict over the estate left after the death in 1931 of Ella Wendel, who had no heirs and left almost all her wealth, estimated at $30–100 million, to churches and charities. However, a number of claimants, most of them imposters, filed suits in state and federal courts seeking part of her fortune. Harlan acted as the main defender of her estate and will as well as the chief negotiator. Eventually a settlement among lawful claimants was reached in 1933. Yarbrough, 1992, pp. 41–51 In the following years Harlan specialized in corporate law dealing with the cases like ''Randall v. Bailey'',288 N.Y. 280, 43 N.E.2d 43 (1942) concerning the interpretation of state law governing distribution of corporate
dividends A dividend is a distribution of profits by a corporation to its shareholders, after which the stock exchange decreases the price of the stock by the dividend to remove volatility. The market has no control over the stock price on open on the ex ...
. In 1940, he represented the New York Board of Higher Education unsuccessfully in the Bertrand Russell case in its efforts to retain
Bertrand Russell Bertrand Arthur William Russell, 3rd Earl Russell, (18 May 1872 – 2 February 1970) was a British philosopher, logician, mathematician, and public intellectual. He had influence on mathematics, logic, set theory, and various areas of analytic ...
on the faculty of the
City College of New York The City College of the City University of New York (also known as the City College of New York, or simply City College or CCNY) is a Public university, public research university within the City University of New York (CUNY) system in New York ...
; Russell was declared "morally unfit" to teach. The future justice also represented boxer Gene Tunney in a breach of contract suit brought by a would-be fight manager, a matter settled out of court. Yarbrough, 1992, pp. 52–53 In 1937, Harlan was one of five founders of a
eugenics Eugenics is a set of largely discredited beliefs and practices that aim to improve the genetic quality of a human population. Historically, eugenicists have attempted to alter the frequency of various human phenotypes by inhibiting the fer ...
advocacy group called the Pioneer Fund, which had been formed to introduce ideas on eugenics to the United States. He had likely been invited into the group due to his expertise in non-profit organizations. Harlan served on the Pioneer Fund's board until 1954. He did not play a significant role in the fund. Tucker, 2002, pp. 6, 51–53


Military service

During World War II, Harlan volunteered for military duty, serving as a
colonel Colonel ( ; abbreviated as Col., Col, or COL) is a senior military Officer (armed forces), officer rank used in many countries. It is also used in some police forces and paramilitary organizations. In the 17th, 18th, and 19th centuries, a colon ...
in the
United States Army Air Forces The United States Army Air Forces (USAAF or AAF) was the major land-based aerial warfare service component of the United States Army and ''de facto'' aerial warfare service branch of the United States during and immediately after World War II ...
from 1943 to 1945. He was the chief of the Operational Analysis Section of the Eighth Air Force in England. He won the Legion of Merit from the United States, and the Croix de Guerre from both
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and
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. In 1946 Harlan returned to private law practice representing Du Pont family members against a federal antitrust lawsuit. In 1951, however, he returned to public service, serving as Chief Counsel to the New York State Crime Commission, where he investigated the relationship between organized crime and the state government as well as illegal gambling activities in New York and other areas. During this period Harlan also served as a committee chairman of the Association of the Bar of the City of New York, and to which he was later elected vice president. Harlan's main specialization at that time was
corporate A corporation or body corporate is an individual or a group of people, such as an association or company, that has been authorized by the state to act as a single entity (a legal entity recognized by private and public law as "born out of s ...
and
antitrust law Competition law is the field of law that promotes or seeks to maintain market competition by regulating anti-competitive conduct by companies. Competition law is implemented through public and private enforcement. It is also known as antitrust ...
.


Personal life

In 1928, Harlan married Ethel Andrews, who was the daughter of Yale history professor Charles McLean Andrews. This was the second marriage for her. Ethel was originally married to New York architect Henry K. Murphy, who was twenty years her senior. After Ethel divorced Murphy in 1927, her brother John invited her to a Christmas party at Root, Clark, Buckner & Howland, where she was introduced to John Harlan. They saw each other regularly afterwards and married on November 10, 1928, in
Farmington, Connecticut Farmington is a town in Hartford County, Connecticut, Hartford County in the Farmington Valley area of central Connecticut in the United States. The town is part of the Capitol Planning Region, Connecticut, Capitol Planning Region. The populati ...
. Harlan, a
Presbyterian Presbyterianism is a historically Reformed Protestant tradition named for its form of church government by representative assemblies of elders, known as "presbyters". Though other Reformed churches are structurally similar, the word ''Pr ...
, maintained a New York City apartment, a summer home in Weston, Connecticut, and a fishing camp in Murray Bay, Quebec, a lifestyle he described as "awfully tame and correct". The justice played golf, favored tweeds, and wore a gold watch which had belonged to the first Justice Harlan. In addition to carrying his grandfather's watch, when he joined the Supreme Court he used the same furniture which had furnished his grandfather's chambers. John and Ethel Harlan had one daughter, Evangeline (born on February 2, 1932). Yarbrough, 1992, pp. 33–35, 41. She was married to Frank Dillingham of West Redding, Connecticut, until his death, and had five children. One of Eve's children, Amelia Newcomb, is the international news editor at ''
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'' and has two children: Harlan, named after John Marshall Harlan II, and Matthew Trevithick. Another daughter, Kate Dillingham, is a professional cellist and published author.


Second Circuit service

Harlan was nominated by President Dwight D. Eisenhower on January 13, 1954, to a seat on the
United States Court of Appeals for the Second Circuit The United States Court of Appeals for the Second Circuit (in case citations, 2d Cir.) is one of the thirteen United States Courts of Appeals. Its territory covers the states of Connecticut, New York (state), New York, and Vermont, and it has ap ...
vacated by Judge Augustus Noble Hand. Harlan knew this court well, as he had often appeared before it and was friendly with many of the judges. He was confirmed by the
United States Senate The United States Senate is a chamber of the Bicameralism, bicameral United States Congress; it is the upper house, with the United States House of Representatives, U.S. House of Representatives being the lower house. Together, the Senate and ...
on February 9, 1954, and received his commission on the next day. His service terminated on March 27, 1955, due to his elevation to the Supreme Court.


Supreme Court service

Harlan was nominated by President Eisenhower on January 10, 1955, as an
associate justice of the Supreme Court of the United States An associate justice of the Supreme Court of the United States is a Justice (title), justice of the Supreme Court of the United States, other than the chief justice of the United States. The number of associate justices is eight, as set by the J ...
, to succeed Robert H. Jackson. On being nominated, the reticent Harlan called reporters into his chambers in New York, and stated, in full, "I am very deeply honored." He was confirmed by the Senate on March 16, 1955, by a 71–11 vote, and was sworn into office on March 28, 1955. Despite the brevity of his stay on the Second Circuit, Harlan would serve as the Circuit Justice responsible for the Second Circuit throughout his Supreme Court capacity, and, in that capacity, enjoyed attending the Circuit's annual conference, bringing his wife and catching up on the latest gossip. Additionally, he served as Circuit Justice for the Ninth Circuit from June 25 to June 26, 1963. He assumed retired status on September 23, 1971, serving in that capacity until his death on December 29, 1971. Harlan's nomination came shortly after the Supreme Court handed down its landmark decision in ''
Brown v. Board of Education ''Brown v. Board of Education of Topeka'', 347 U.S. 483 (1954), was a landmark decision of the United States Supreme Court that ruled that U.S. state laws establishing racial segregation in public schools are unconstitutional, even if the ...
'', declaring segregation in public schools unconstitutional. James Eastland (the chairman of the
United States Senate Committee on the Judiciary The United States Senate Committee on the Judiciary, informally known as the Senate Judiciary Committee, is a Standing committee (United States Congress), standing committee of 22 U.S. senators whose role is to oversee the United States Departm ...
) and several other southern senators delayed his confirmation, because they (correctly) believed that he would support desegregation of the schools and
civil rights Civil and political rights are a class of rights that protect individuals' political freedom, freedom from infringement by governments, social organizations, and private individuals. They ensure one's entitlement to participate in the civil and ...
. Dorsen, 2006 Unlike almost all previous Supreme Court nominees, Harlan appeared before the Senate Judiciary Committee to answer questions relating to his judicial views. Every Supreme Court nominee since Harlan has been questioned by the Judiciary Committee before confirmation. The Senate finally confirmed him on March 17, 1955, by a vote of 71–11. Epstein, 2005 He took his seat on March 28, 1955. Of the eleven senators who voted against his appointment, nine were from the South. He was replaced on the Second Circuit by J. Edward Lumbard. On the Supreme Court, Harlan often voted alongside Justice
Felix Frankfurter Felix Frankfurter (November 15, 1882 – February 22, 1965) was an American jurist who served as an Associate Justice of the Supreme Court of the United States from 1939 until 1962, advocating judicial restraint. Born in Vienna, Frankfurter im ...
, who was his principal mentor on the court. Some legal scholars even viewed him as "Frankfurter without mustard", though others recognize his own important contributions to the evolution of legal thought. Harlan was an ideological adversary—but close personal friend—of Justice Hugo Black, with whom he disagreed on a variety of issues, including the applicability of the Bill of Rights to the states, the Due Process Clause, and the
Equal Protection Clause The Equal Protection Clause is part of the first section of the Fourteenth Amendment to the United States Constitution. The clause, which took effect in 1868, provides "nor shall any State... deny to any person within its jurisdiction the equal pr ...
. Justice Harlan was very close to the law clerks whom he hired, and continued to take an interest in them after they left his chambers to continue their legal careers. The justice would advise them on their careers, hold annual reunions, and place pictures of their children on his chambers' walls. He would say to them of the Warren Court, "We must consider this only temporary," that the Court had gone astray, but would soon right itself. Justice Harlan is remembered by people who worked with him for his tolerance and civility. He treated his fellow Justices, clerks and attorneys representing parties with respect and consideration. While Justice Harlan often strongly objected to certain conclusions and arguments, he never criticized other justices or anybody else personally, and never said any disparaging words about someone's motivations and capacity. Dorsen, 2002, pp. 147, 156, 162. Harlan was reluctant to show emotion, and was never heard to complain about anything. Harlan was one of the intellectual leaders of the Warren Court. Harvard Constitutional law expert Paul Freund said of him:
His thinking threw light in a very introspective way on the entire process of the judicial function. His decisions, beyond just the vote they represented, were sufficiently philosophical to be of enduring interest. He decided the case before him with that respect for its particulars, its special features, that marks alike the honest artist and the just judge.


Jurisprudence

Harlan's jurisprudence is often characterized as conservative. He held
precedent Precedent is a judicial decision that serves as an authority for courts when deciding subsequent identical or similar cases. Fundamental to common law legal systems, precedent operates under the principle of ''stare decisis'' ("to stand by thin ...
to be of great importance, adhering to the principle of '' stare decisis'' more closely than many of his Supreme Court colleagues. Unlike Justice Black, he eschewed strict textualism. While he believed that the original intention of the Framers should play an important part in constitutional adjudication, he also held that broad phrases like "liberty" in the Due Process Clause could be given an evolving interpretation. Dripps, 2005, pp. 125–131 Harlan believed that most problems should be solved by the political process, and that the judiciary should play only a limited role. In his dissent to '' Reynolds v. Sims'',, Harlan J., dissenting he wrote:
These decisions give support to a current mistaken view of the Constitution and the constitutional function of this court. This view, in short, is that every major social ill in this country can find its cure in some constitutional principle and that this court should take the lead in promoting reform when other branches of government fail to act. The Constitution is not a panacea for every blot upon the public welfare nor should this court, ordained as a judicial body, be thought of as a general haven of reform movements.
However, Harlan was not a social conservative. He wrote the plurality opinion in '' Manual Enterprises, Inc. v. Day'', ruling that photographs of nude men are not obscene, one of the first major victories for the early gay rights movement. Despite Harlan's conservatism, he opposed the
Vietnam War The Vietnam War (1 November 1955 – 30 April 1975) was an armed conflict in Vietnam, Laos, and Cambodia fought between North Vietnam (Democratic Republic of Vietnam) and South Vietnam (Republic of Vietnam) and their allies. North Vietnam w ...
and along with Justices William O. Douglas, Potter Stewart and William J. Brennan Jr. unsuccessfully pushed for the Court to hear challenges to its legality.


Equal Protection Clause

The Supreme Court decided several important equal protection cases during the first years of Harlan's career. In these cases, Harlan regularly voted in favor of civil rights—similar to his grandfather, the only dissenting justice in the infamous '' Plessy v. Ferguson'' case., Harlan J., dissenting He voted with the majority in '' Cooper v. Aaron'', compelling defiant officials in
Arkansas Arkansas ( ) is a landlocked state in the West South Central region of the Southern United States. It borders Missouri to the north, Tennessee and Mississippi to the east, Louisiana to the south, Texas to the southwest, and Oklahoma ...
to desegregate public schools. He joined the opinion in '' Gomillion v. Lightfoot'', which declared that states could not redraw political boundaries in order to reduce the voting power of
African-Americans African Americans, also known as Black Americans and formerly also called Afro-Americans, are an American racial and ethnic group that consists of Americans who have total or partial ancestry from any of the Black racial groups of Africa. ...
. Moreover, he joined the unanimous decision in '' Loving v. Virginia'', which struck down state laws that banned interracial marriage.


Due Process Clause

Justice Harlan advocated a broad interpretation of the Fourteenth Amendment's Due Process Clause. He subscribed to the doctrine that the clause not only provided procedural guarantees, but also protected a wide range of fundamental rights, including those that were not specifically mentioned in the text of the Constitution. Wildenthal, 2000, p. 1463 (See substantive due process.) However, as Justice Byron White noted in his dissenting opinion in '' Moore v. East Cleveland'', "no one was more sensitive than Mr. Justice Harlan to any suggestion that his approach to the Due Process Clause would lead to judges 'roaming at large in the constitutional field'.", White, B., dissenting Under Harlan's approach, judges would be limited in the Due Process area by "respect for the teachings of history, solid recognition of the basic values that underlie our society, and wise appreciation of the great roles that the doctrines of
federalism Federalism is a mode of government that combines a general level of government (a central or federal government) with a regional level of sub-unit governments (e.g., provinces, State (sub-national), states, Canton (administrative division), ca ...
and
separation of powers The separation of powers principle functionally differentiates several types of state (polity), state power (usually Legislature#Legislation, law-making, adjudication, and Executive (government)#Function, execution) and requires these operat ...
have played in establishing and preserving American freedoms"., Harlan, J., concurring in the judgment Harlan set forth his interpretation in an often cited dissenting opinion to '' Poe v. Ullman'',, Harlan, J., dissenting which involved a challenge to a
Connecticut Connecticut ( ) is a U.S. state, state in the New England region of the Northeastern United States. It borders Rhode Island to the east, Massachusetts to the north, New York (state), New York to the west, and Long Island Sound to the south. ...
law banning the use of contraceptives. The Supreme Court dismissed the case on technical grounds, holding that the case was not ripe for adjudication. Justice Harlan dissented from the dismissal, suggesting that the Court should have considered the merits of the case. Thereafter, he indicated his support for a broad view of the due process clause's reference to "liberty". He wrote, "This 'liberty' is not a series of isolated points pricked out in terms of the taking of property; the freedom of speech, press, and religion; the
right to keep and bear arms The right to keep and bear arms (often referred to as the right to bear arms) is a legal right for people to possess weapons (arms) for the preservation of life, liberty, and property. The purpose of gun rights is for Self-defense#Armed, self ...
; the freedom from unreasonable searches and seizures; and so on. It is a rational continuum which, broadly speaking, includes a freedom from all substantial arbitrary impositions and purposeless restraints." He suggested that the due process clause encompassed a right to privacy, and concluded that a prohibition on contraception violated this right. Dripps, 2005, p. 144 The same law was challenged again in '' Griswold v. Connecticut''. This time, the Supreme Court agreed to consider the case, and concluded that the law violated the Constitution. However, the decision was based not on the due process clause, but on the argument that a right to privacy was found in the " penumbras" of other provisions of the Bill of Rights. Justice Harlan concurred in the result, but criticized the Court for relying on the Bill of Rights in reaching its decision. "The Due Process Clause of the Fourteenth Amendment stands," he wrote, "on its own bottom." The Supreme Court would later adopt Harlan's approach, relying on the due process clause rather than the penumbras of the Bill of Rights in right to privacy cases such as '' Roe v. Wade'' and '' Lawrence v. Texas''. Harlan's interpretation of the Due Process Clause attracted the criticism of Justice Black, who rejected the idea that the Clause included a "substantive" component, considering this interpretation unjustifiably broad and historically unsound, one of the few issues in which Black was more conservative than Harlan. The Supreme Court has agreed with Harlan, and has continued to apply the doctrine of substantive due process in a wide variety of cases. Yarbrough, 1989, Chapter 3, The bill of rights and the states


Incorporation

Justice Harlan was strongly opposed to the theory that the Fourteenth Amendment "incorporated" the Bill of Rights—that is, made the provisions of the Bill of Rights applicable to the states. His opinion on the matter was opposite to that of his grandfather, who supported the full incorporation of the Bill of Rights. Wildenthal, 2000 When it was originally ratified, the Bill of Rights was binding only upon the federal government, as the Supreme Court ruled in the 1833 case ''
Barron v. Baltimore ''Barron v. Baltimore'', 32 U.S. (7 Pet.) 243 (1833), is a List of landmark court decisions in the United States, landmark Supreme Court of the United States, United States Supreme Court case in 1833, which helped define the concept of federalism ...
''. Some jurists argued that the Fourteenth Amendment made the entirety of the Bill of Rights binding upon the states as well. Harlan, however, rejected this doctrine, which he called "historically unfounded" in his ''Griswold'' concurrence. Instead, Justice Harlan believed that the Fourteenth Amendment's due process clause only protected "fundamental" rights. Thus, if a guarantee of the Bill of Rights was "fundamental" or "implicit in the concept of ordered liberty," Harlan agreed that it applied to the states as well as the federal government. Thus, for example, Harlan believed that the First Amendment's free speech clause applied to the states, but that the Fifth Amendment's self-incrimination clause did not. Harlan's approach was largely similar to that of Justices Benjamin Cardozo and
Felix Frankfurter Felix Frankfurter (November 15, 1882 – February 22, 1965) was an American jurist who served as an Associate Justice of the Supreme Court of the United States from 1939 until 1962, advocating judicial restraint. Born in Vienna, Frankfurter im ...
. It drew criticism from Justice Black, a proponent of the total incorporation theory. Black claimed that the process of identifying some rights as more "fundamental" than others was largely arbitrary, and depended on each Justice's personal opinions. The Supreme Court has eventually adopted some elements of Harlan's approach, holding that only some Bill of Rights guarantees were applicable against the states—the doctrine known as selective incorporation. However, under Chief Justice Earl Warren during the 1960s, an increasing number of rights were deemed sufficiently fundamental for incorporation (Harlan regularly dissented from these rulings). Hence, the majority of provisions from the Bill of Rights have been extended to the states; the exceptions are the Third Amendment, the grand jury clause of the Fifth Amendment, the Seventh Amendment, the Ninth Amendment, and the Tenth Amendment. Thus, although the Supreme Court has agreed with Harlan's general reasoning, the result of its jurisprudence is very different from what Harlan advocated. Cortner, 1985


First Amendment

Justice Harlan supported many of the Warren Court's landmark decisions relating to the
separation of church and state The separation of church and state is a philosophical and Jurisprudence, jurisprudential concept for defining political distance in the relationship between religious organizations and the State (polity), state. Conceptually, the term refers to ...
. For instance, he voted in favor of the Court's ruling that the states could not use religious tests as qualifications for public office in '' Torcaso v. Watkins''. He joined in '' Engel v. Vitale'', which declared that it was unconstitutional for states to require the recitation of official prayers in public schools. In '' Epperson v. Arkansas'',, Harlan, J., concurring he similarly voted to strike down an Arkansas law banning the teaching of
evolution Evolution is the change in the heritable Phenotypic trait, characteristics of biological populations over successive generations. It occurs when evolutionary processes such as natural selection and genetic drift act on genetic variation, re ...
. In many cases, Harlan took a fairly broad view of First Amendment rights such as the freedom of speech and of the press, although he thought that the First Amendment applied directly only to the federal government. O'Neil, 2001 According to Harlan the freedom of speech was among the "fundamental principles of liberty and justice" and therefore applicable also to states, but less stringently than to the national government. Moreover, Justice Harlan believed that federal laws censoring "obscene" publications violated the free speech clause. Thus, he dissented from '' Roth v. United States'',, Harlan, J., concurring in the result in No. 61, and dissenting in No. 582 in which the Supreme Court upheld the validity of a federal obscenity law. At the same time, Harlan did not believe that the Constitution prevented the states from censoring obscenity. O'Neil, 2001, pp. 63–64 He explained in his ''Roth'' dissent:
The danger is perhaps not great if the people of one State, through their legislature, decide that '' Lady Chatterley's Lover'' goes so far beyond the acceptable standards of candor that it will be deemed offensive and non-sellable, for the State next door is still free to make its own choice. At least we do not have one uniform standard. But the dangers to free thought and expression are truly great if the Federal Government imposes a blanket ban over the Nation on such a book. ... The fact that the people of one State cannot read some of the works of D. H. Lawrence seems to me, if not wise or desirable, at least acceptable. But that no person in the United States should be allowed to do so seems to me to be intolerable, and violative of both the letter and spirit of the First Amendment.
Harlan concurred in '' New York Times Co. v. Sullivan'', which required public officials suing newspapers for
libel Defamation is a communication that injures a third party's reputation and causes a legally redressable injury. The precise legal definition of defamation varies from country to country. It is not necessarily restricted to making assertions ...
to prove that the publisher had acted with " actual malice." This stringent standard made it much more difficult for public officials to win libel cases. He did not, however, go as far as Justices Hugo Black and William O. Douglas, who suggested that all libel laws were unconstitutional. In '' Street v. New York'', Harlan wrote the opinion of the court, ruling that the government could not punish an individual for insulting the American flag. In 1969 he noted that the Supreme Court had consistently "rejected all manner of prior restraint on publication." Abrams, 2005, pp. 15–16 When Harlan was a Circuit Judge in 1955, he authorized the decision upholding the conviction of leaders of the Communist Party USA (including Elizabeth Gurley Flynn) under the Smith Act. The ruling was based on the previous Supreme Court's decisions, by which the Court of Appeals was bound. Later, when he was a Supreme Court justice, Harlan, however, wrote an opinion overturning the conviction of Communist Party activists as unconstitutional in the case of '' Yates v. United States''. Another such case was '' Watkins v. United States''. Harlan penned the majority opinion in '' Cohen v. California'', holding that wearing a jacket emblazoned with the words "Fuck the
Draft Draft, the draft, or draught may refer to: Watercraft dimensions * Draft (hull), the distance from waterline to keel of a vessel * Draft (sail), degree of curvature in a sail * Air draft, distance from waterline to the highest point on a v ...
" was speech protected by the First Amendment. His opinion was later described by constitutional law expert Professor Yale Kamisar as one of the greatest ever written on freedom of expression. In the ''Cohen'' opinion, Harlan famously wrote "one man's vulgarity is another's lyric," a quote that was later denounced by
Robert Bork Robert Heron Bork (March 1, 1927 – December 19, 2012) was an American legal scholar who served as solicitor general of the United States from 1973 until 1977. A professor by training, he was acting United States Attorney General and a judge on ...
as "
moral relativism Moral relativism or ethical relativism (often reformulated as relativist ethics or relativist morality) is used to describe several Philosophy, philosophical positions concerned with the differences in Morality, moral judgments across different p ...
". Justice Harlan is credited for establishing that the First Amendment protects the freedom of association. In '' NAACP v. Alabama'', Justice Harlan delivered the opinion of the court, invalidating an Alabama law that required the
NAACP The National Association for the Advancement of Colored People (NAACP) is an American civil rights organization formed in 1909 as an interracial endeavor to advance justice for African Americans by a group including W. E. B. Du&nbs ...
to disclose membership lists. However he did not believe that individuals were entitled to exercise their First Amendment rights wherever they pleased. He joined in ''Adderley v. Florida'', which controversially upheld a trespassing conviction for protesters who demonstrated on government property. He dissented from '' Brown v. Louisiana'',, Mr. Justice Black, with whom Mr. Justice Clark, Mr. Justice Harlan, and Mr. Justice Stewart join dissenting in which the Court held that protesters were entitled to engage in a sit-in at a public library. Likewise, he disagreed with '' Tinker v. Des Moines'',, Harlan, J., dissenting in which the Supreme Court ruled that students had the right to wear armbands (as a form of protest) in public schools.


Criminal procedure

During the 1960s the Warren Court made a series of rulings expanding the rights of criminal
defendant In court proceedings, a defendant is a person or object who is the party either accused of committing a crime in criminal prosecution or against whom some type of civil relief is being sought in a civil case. Terminology varies from one juris ...
s. In some instances, Justice Harlan concurred in the result,, Harlan, J., concurring while in many other cases he found himself in dissent. Harlan was usually joined by the other moderate members of the Court: Justices Potter Stewart, Tom Clark, and Byron White. Vasicko, 1980 Most notably, Harlan dissented from Supreme Court rulings restricting
interrogation Interrogation (also called questioning) is interviewing as commonly employed by law enforcement officers, military personnel, intelligence agencies, organized crime syndicates, and terrorist organizations with the goal of eliciting useful informa ...
techniques used by law enforcement officers. For example, he dissented from the Court's holding in '' Escobedo v. Illinois'',, Harlan, J., dissenting that the police could not refuse to honor a suspect's request to consult with his lawyer during an interrogation. Harlan called the rule "ill-conceived" and suggested that it "unjustifiably fetters perfectly legitimate methods of criminal law enforcement." He disagreed with '' Miranda v. Arizona'',, Harlan, J., dissenting which required law enforcement officials to warn a suspect of his rights before questioning him (see Miranda warning). He closed his dissenting opinion with a quotation from his predecessor, Justice Robert H. Jackson: "This Court is forever adding new stories to the temples of constitutional law, and the temples have a way of collapsing when one story too many is added." In ''
Gideon v. Wainwright ''Gideon v. Wainwright'', 372 U.S. 335 (1963), was a List of landmark court decisions in the United States, landmark Supreme Court of the United States, U.S. Supreme Court decision in which the Court ruled that the Sixth Amendment to the United S ...
'', Justice Harlan agreed that the Constitution required states to provide attorneys for defendants who could not afford their own counsel. However, he believed that this requirement applied only at trial, and not on appeal; thus, he dissented from '' Douglas v. California''., Harlan, J., dissenting Harlan wrote the majority opinion in '' Leary v. United States''—a case that declared the Marijuana Tax Act unconstitutional based on the Fifth Amendment protection against self-incrimination. Justice Harlan's concurrence in '' Katz v. United States'' set forth the test for determining whether government conduct constituted a
search Searching may refer to: Music * "Searchin', Searchin", a 1957 song originally performed by The Coasters * Searching (China Black song), "Searching" (China Black song), a 1991 song by China Black * Searchin' (CeCe Peniston song), "Searchin" (C ...
. In this case the Supreme Court held that
eavesdropping Eavesdropping is the act of secretly or stealthily listening to the private conversation or communications of others without their consent in order to gather information. Etymology The verb ''eavesdrop'' is a back-formation from the noun ''eave ...
on the petitioner's telephone conversation constituted a search in the meaning of the Fourth Amendment and thus required a warrant. According to Justice Harlan, there is a two-part requirement for a search: (1) that the individual have a subjective expectation of privacy; and (2) that the individual's expectation of privacy is "one that society is prepared to recognize as 'reasonable.'"


Voting rights

Justice Harlan rejected the theory that the Constitution enshrined the so-called "
one man, one vote "One man, one vote" or "one vote, one value" is a slogan used to advocate for the principle of equal representation in voting. This slogan is used by advocates of democracy and political equality, especially with regard to electoral reforms like ...
" principle, or the principle that legislative districts must be roughly equal in population. Hickok, 1991, pp. 5–7 In this regard, he shared the views of Justice Felix Frankfurter, who in '' Colegrove v. Green'' admonished the courts to stay out of the "political thicket" of reapportionment. The Supreme Court, however, disagreed with Harlan in a series of rulings during the 1960s. The first case in this line of rulings was '' Baker v. Carr''., Harlan, J., dissenting The Court ruled that the courts had
jurisdiction Jurisdiction (from Latin 'law' and 'speech' or 'declaration') is the legal term for the legal authority granted to a legal entity to enact justice. In federations like the United States, the concept of jurisdiction applies at multiple level ...
over malapportionment issues and therefore were entitled to review the validity of district boundaries. Harlan, however, dissented, on the grounds that the plaintiffs failed to demonstrate that malapportionment violated their individual rights. Then, in '' Wesberry v. Sanders'',, Harlan, J., dissenting the Supreme Court, relying on the Constitution's requirement that the
United States House of Representatives The United States House of Representatives is a chamber of the Bicameralism, bicameral United States Congress; it is the lower house, with the U.S. Senate being the upper house. Together, the House and Senate have the authority under Artic ...
be elected "by the People of the several States," ruled that congressional districts in any particular state must be approximately equal in population. Harlan vigorously dissented, writing, "I had not expected to witness the day when the Supreme Court of the United States would render a decision which casts grave doubt on the constitutionality of the composition of the House of Representatives. It is not an exaggeration to say that such is the effect of today's decision." He proceeded to argue that the Court's decision was inconsistent with both the history and text of the Constitution; moreover, he claimed that only Congress, not the judiciary, had the power to require congressional districts with equal populations. Harlan was the sole dissenter in '' Reynolds v. Sims'', in which the Court relied on the
Equal Protection Clause The Equal Protection Clause is part of the first section of the Fourteenth Amendment to the United States Constitution. The clause, which took effect in 1868, provides "nor shall any State... deny to any person within its jurisdiction the equal pr ...
to extend the one man, one vote principle to state legislative districts. He analyzed the language and history of the Fourteenth Amendment, and concluded that the Equal Protection Clause was never intended to encompass voting rights. Because the Fifteenth Amendment would have been superfluous if the Fourteenth Amendment (the basis of the reapportionment decisions) had conferred a general right to vote, he claimed that the Constitution did not require states to adhere to the
one man, one vote "One man, one vote" or "one vote, one value" is a slogan used to advocate for the principle of equal representation in voting. This slogan is used by advocates of democracy and political equality, especially with regard to electoral reforms like ...
principle, and that the Court was merely imposing its own political theories on the nation. He suggested, in addition, that the problem of malapportionment was one that should be solved by the political process, and not by litigation. He wrote:
This Court, limited in function in accordance with that premise, does not serve its high purpose when it exceeds its authority, even to satisfy justified impatience with the slow workings of the political process. For when, in the name of constitutional interpretation, the Court adds something to the Constitution that was deliberately excluded from it, the Court, in reality, substitutes its view of what should be so for the amending process.
For similar reasons, Harlan dissented from ''Carrington v. Rash'',, Harlan, J., dissenting in which the Court held that voter qualifications were subject to scrutiny under the equal protection clause. He claimed in his dissent, "the Court totally ignores, as it did in last Term's reapportionment cases ... all the history of the Fourteenth Amendment and the course of judicial decisions which together plainly show that the Equal Protection Clause was not intended to touch state electoral matters." Similarly, Justice Harlan disagreed with the Court's ruling in '' Harper v. Virginia Board of Elections'', invalidating the use of the
poll tax A poll tax, also known as head tax or capitation, is a tax levied as a fixed sum on every liable individual (typically every adult), without reference to income or resources. ''Poll'' is an archaic term for "head" or "top of the head". The sen ...
as a qualification to vote.


Retirement and death

John M. Harlan's health began to deteriorate towards the end of his career. His eyesight began to fail during the late 1960s. Dean, 2001 To cover this, he would bring materials to within an inch of his eyes, and have clerks and his wife read to him (once when the Court took an obscenity case, a chagrined Harlan had his wife read him '' Lady Chatterley's Lover''). Gravely ill, he retired from the Supreme Court on September 23, 1971. Harlan died from spinal cancer three months later, on December 29, 1971. He was buried at the Emmanuel Church Cemetery in Weston, Connecticut. Supreme Court Historical Society at
Internet Archive The Internet Archive is an American 501(c)(3) organization, non-profit organization founded in 1996 by Brewster Kahle that runs a digital library website, archive.org. It provides free access to collections of digitized media including web ...
.
President
Richard Nixon Richard Milhous Nixon (January 9, 1913April 22, 1994) was the 37th president of the United States, serving from 1969 until Resignation of Richard Nixon, his resignation in 1974. A member of the Republican Party (United States), Republican ...
considered nominating Mildred Lillie, a California appeals court judge, to fill the vacant seat; Lillie would have been the first female nominee to the Supreme Court. However, Nixon decided against Lillie's nomination after the
American Bar Association The American Bar Association (ABA) is a voluntary association, voluntary bar association of lawyers and law students in the United States; national in scope, it is not specific to any single jurisdiction. Founded in 1878, the ABA's stated acti ...
found Lillie to be unqualified. Thereafter, Nixon nominated William Rehnquist (a future Chief Justice), who was confirmed by the Senate. Despite his many dissents, Harlan has been described as one of the most influential Supreme Court justices of the twentieth century. Yarbrough, 1992 He was elected a Fellow of the
American Academy of Arts and Sciences The American Academy of Arts and Sciences (The Academy) is one of the oldest learned societies in the United States. It was founded in 1780 during the American Revolution by John Adams, John Hancock, James Bowdoin, Andrew Oliver, and other ...
in 1960. Harlan's extensive professional and Supreme Court papers (343 cubic feet) were donated to Princeton University, where they are housed at the Seeley G. Mudd Manuscript Library and open to research. Other papers repose at several other libraries. Ethel Harlan, his wife, outlived him by only a few months and died on June 12, 1972. She suffered from
Alzheimer's disease Alzheimer's disease (AD) is a neurodegenerative disease and the cause of 60–70% of cases of dementia. The most common early symptom is difficulty in remembering recent events. As the disease advances, symptoms can include problems wit ...
for the last seven years of her life.


See also

* List of justices of the Supreme Court of the United States * List of United States Supreme Court justices by time in office * List of law clerks of the Supreme Court of the United States (Seat 9) * List of United States Supreme Court cases by the Warren Court * List of United States Supreme Court cases by the Burger Court *'' Clay v. United States'' (1971) *'' Muhammad Ali's Greatest Fight'' (2013 television film)


Notes


References

* * * * * * * * * * * (Harlan arranged for Mayer to write this book about his mentor Emory Buckner and wrote the book's Introduction.) * * * * * * *


Further reading

* * * * * * * *


External links

* *
John M. Harlan Papers at the Seeley G. Mudd Manuscript Library, Princeton University
*

Public Broadcasting Service The Public Broadcasting Service (PBS) is an American public broadcaster and non-commercial, free-to-air television network based in Arlington, Virginia Arlington County, or simply Arlington, is a County (United States), county in the ...
. * Supreme Court Historical Society
"John Marshall Harlan II."
.
''Booknotes'' interview with Tinsley Yarbrough on ''John Marshall Harlan: Great Dissenter of the Warren Court'', April 26, 1992.
{{DEFAULTSORT:Harlan, John Marshall II 1899 births 1971 deaths Alumni of Balliol College, Oxford United States Army personnel of World War II American Presbyterians American people of Scotch-Irish descent American Rhodes Scholars Appleby College alumni Assistant United States attorneys Deaths from cancer in Washington, D.C. Neurological disease deaths in Washington, D.C. Deaths from spinal cancer Fellows of the American Academy of Arts and Sciences Judges of the United States Court of Appeals for the Second Circuit Latin School of Chicago alumni Lawyers from Chicago Military personnel from Illinois New York Law School alumni New York (state) Republicans People from Weston, Connecticut Princeton University alumni American recipients of the Croix de guerre (Belgium) American recipients of the Croix de Guerre 1939–1945 (France) Recipients of the Legion of Merit United States Army officers United States court of appeals judges appointed by Dwight D. Eisenhower Justices of the Supreme Court of the United States Upper Canada College alumni Harlan family Centrism in the United States Pioneer Fund members