Great Filter
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The Great Filter is an idea that, in the development of life from the earliest stages of
abiogenesis Abiogenesis is the natural process by which life arises from non-living matter, such as simple organic compounds. The prevailing scientific hypothesis is that the transition from non-living to living entities on Earth was not a single even ...
to reaching the highest levels of development on the
Kardashev scale The Kardashev scale () is a method of measuring a civilization's level of technology, technological advancement based on the amount of energy it is capable of harnessing and using. The measure was proposed by Soviet astronomer Nikolai Kardashev i ...
, there is a barrier to development that makes detectable extraterrestrial life exceedingly rare. The Great Filter is one possible resolution of the Fermi paradox. The main conclusion of the Great Filter is that there is an inverse correlation between the probability that other life could evolve to the present stage in which humanity is, and the chances of humanity to survive in the future. The concept originates in Robin Hanson's argument that the failure to find any extraterrestrial civilizations in the
observable universe The observable universe is a Ball (mathematics), spherical region of the universe consisting of all matter that can be observation, observed from Earth; the electromagnetic radiation from these astronomical object, objects has had time to reach t ...
implies that something is wrong with one or more of the arguments (from various scientific disciplines) that the appearance of advanced intelligent life is probable; this observation is conceptualized in terms of a "Great Filter" which acts to reduce the great number of sites where intelligent life might arise to the tiny number of intelligent species with advanced civilizations actually observed (currently just one:
human Humans (''Homo sapiens'') or modern humans are the most common and widespread species of primate, and the last surviving species of the genus ''Homo''. They are Hominidae, great apes characterized by their Prehistory of nakedness and clothing ...
). This probability threshold, which could lie in the past or following
human extinction Human extinction or omnicide is the hypothetical end of the human species, either by population decline due to extraneous natural causes, such as an asteroid impact or large-scale volcanism, or via anthropogenic destruction (self-extinction ...
, might work as a barrier to the evolution of intelligent life, or as a high probability of self-destruction. The main conclusion of this argument is that the more probable it is that other life could evolve to the present stage in which humanity is, the bleaker the future chances of humanity probably are. The idea was first proposed in an online essay titled "The Great Filter – Are We Almost Past It?". The first version was written in August 1996 and the article . Hanson's formulation has received recognition in several published sources discussing the Fermi paradox and its implications.


Main argument


Fermi paradox

There is no reliable evidence that aliens have visited
Earth Earth is the third planet from the Sun and the only astronomical object known to Planetary habitability, harbor life. This is enabled by Earth being an ocean world, the only one in the Solar System sustaining liquid surface water. Almost all ...
; we have observed no intelligent
extraterrestrial life Extraterrestrial life, or alien life (colloquially, aliens), is life that originates from another world rather than on Earth. No extraterrestrial life has yet been scientifically conclusively detected. Such life might range from simple forms ...
with current technology, nor has
SETI Seti or SETI may refer to: Astrobiology * SETI, the search for extraterrestrial intelligence. ** SETI Institute, an astronomical research organization *** SETIcon, a former convention organized by the SETI Institute ** Berkeley SETI Research Cent ...
found any transmissions from other civilizations. The
Universe The universe is all of space and time and their contents. It comprises all of existence, any fundamental interaction, physical process and physical constant, and therefore all forms of matter and energy, and the structures they form, from s ...
, apart from the Earth, seems "dead"; Hanson states:
Our planet and solar system, however, don't look substantially colonized by advanced competitive life from the stars, and neither does anything else we see. To the contrary, we have had great success at explaining the behavior of our planet and solar system, nearby stars, our galaxy, and even other galaxies, via simple "dead" physical processes, rather than the complex purposeful processes of advanced life.
Life is expected to expand to fill all available niches. With technology such as self-replicating spacecraft, these niches would include neighboring star systems and even, on longer time scales which are still small compared to the age of the universe, other galaxies. Hanson notes, "If such advanced life had substantially colonized our planet, we would know it by now."


The Great Filter

With no evidence of intelligent life in places other than Earth, it appears that the process of starting with a star and ending with "advanced explosive lasting life" must be unlikely. This implies that at least one step in this process must be improbable. Hanson's list, while incomplete, describes the following nine steps in an "evolutionary path" that results in the colonization of the observable universe: # The right
star system A star system or stellar system is a small number of stars that orbit each other, bound by gravity, gravitational attraction. It may sometimes be used to refer to a single star. A large group of stars bound by gravitation is generally calle ...
(including organics and potentially habitable
planet A planet is a large, Hydrostatic equilibrium, rounded Astronomical object, astronomical body that is generally required to be in orbit around a star, stellar remnant, or brown dwarf, and is not one itself. The Solar System has eight planets b ...
s) # Reproductive
molecules A molecule is a group of two or more atoms that are held together by attractive forces known as chemical bonds; depending on context, the term may or may not include ions that satisfy this criterion. In quantum physics, organic chemistry ...
(e.g.
RNA Ribonucleic acid (RNA) is a polymeric molecule that is essential for most biological functions, either by performing the function itself (non-coding RNA) or by forming a template for the production of proteins (messenger RNA). RNA and deoxyrib ...
) # Simple (
prokaryotic A prokaryote (; less commonly spelled procaryote) is a single-celled organism whose cell lacks a nucleus and other membrane-bound organelles. The word ''prokaryote'' comes from the Ancient Greek (), meaning 'before', and (), meaning 'nut' ...
) single-cell life # Complex (
eukaryotic The eukaryotes ( ) constitute the Domain (biology), domain of Eukaryota or Eukarya, organisms whose Cell (biology), cells have a membrane-bound cell nucleus, nucleus. All animals, plants, Fungus, fungi, seaweeds, and many unicellular organisms ...
) single-cell life #
Sexual reproduction Sexual reproduction is a type of reproduction that involves a complex life cycle in which a gamete ( haploid reproductive cells, such as a sperm or egg cell) with a single set of chromosomes combines with another gamete to produce a zygote tha ...
# Multi-cell life # Tool-using
animal Animals are multicellular, eukaryotic organisms in the Biology, biological Kingdom (biology), kingdom Animalia (). With few exceptions, animals heterotroph, consume organic material, Cellular respiration#Aerobic respiration, breathe oxygen, ...
s with
intelligence Intelligence has been defined in many ways: the capacity for abstraction, logic, understanding, self-awareness, learning, emotional knowledge, reasoning, planning, creativity, critical thinking, and problem-solving. It can be described as t ...
# A civilization advancing toward the potential for a colonization explosion # Colonization explosion According to the Great Filter hypothesis, at least one of these steps—if the list were complete—must be improbable. If it is not an early step (i.e., in the past), then the implication is that the improbable step lies in the future and humanity's prospects of reaching step 9 (interstellar colonization) are still bleak. If the past steps are likely, then many civilizations would have developed to the current level of the human species. However, none appear to have made it to step 9, or the
Milky Way The Milky Way or Milky Way Galaxy is the galaxy that includes the Solar System, with the name describing the #Appearance, galaxy's appearance from Earth: a hazy band of light seen in the night sky formed from stars in other arms of the galax ...
would be full of colonies. So perhaps step 9 is the unlikely one, and the only things that appear likely to keep us from step 9 are some sort of catastrophe, an underestimation of the impact of procrastination as technology increasingly unburdens existence, or resource exhaustion leading to the impossibility of making the step due to consumption of the available resources (for example highly constrained energy resources). So by this argument, finding
multicellular A multicellular organism is an organism that consists of more than one cell (biology), cell, unlike unicellular organisms. All species of animals, Embryophyte, land plants and most fungi are multicellular, as are many algae, whereas a few organism ...
life on Mars (provided it evolved independently) would be bad news, since it would imply steps 2–6 are easy, and hence only 1, 7, 8 or 9 (or some unknown step) could be the big problem. Although steps 1–8 have occurred on Earth, any one of these may be unlikely. If the first seven steps are necessary preconditions to calculating the likelihood (using the local environment) then an anthropically biased observer can
infer Inferences are steps in logical reasoning, moving from premises to logical consequences; etymologically, the word '' infer'' means to "carry forward". Inference is theoretically traditionally divided into deduction and induction, a distinctio ...
nothing about the general probabilities from its ( pre-determined) surroundings. In a 2020 paper, Jacob Haqq-Misra, Ravi Kumar Kopparapu, and Edward Schwieterman argued that current and future telescopes searching for
biosignatures A biosignature (sometimes called chemical fossil or molecular fossil) is any substance – such as an element, isotope, molecule, or phenomenon – that provides scientific evidence of past or present life on a planet. Measurable ...
in the ultraviolet to near-infrared wavelengths could place upper bounds on the fraction of planets in the galaxy that host life. Meanwhile, the evolution of telescopes that can detect
technosignature Technosignature or technomarker is any measurable property or effect that provides scientific evidence of past or List of emerging technologies, present technology. Technosignatures are analogous to biosignatures, which signal the presence of life ...
s at mid-infrared wavelengths could provide insights into the Great Filter. They say that if planets with technosignatures are abundant, then this can increase confidence that the Great Filter is in the past. On the other hand, if finding that life is commonplace while technosignatures are absent, then this would increase the likelihood that the Great Filter lies in the future. Recently, paleobiologist Olev Vinn has suggested that the great filter may exist between steps 8 and 9 due to inherited behavior patterns (IBP) that initially occur in all intelligent biological organisms. These IBPs are incompatible with conditions prevailing in technological civilizations and could inevitably lead to the self-destruction of civilization in multiple ways. In a specific formulation named the " Berserker hypothesis", a filter exists between steps 8 and 9 in which each civilization is destroyed by a lethal Von Neumann probe created by a more advanced civilization.


Responses

There are many alternative scenarios that might allow for the evolution of intelligent life to occur multiple times without either catastrophic self-destruction or glaringly visible evidence. These are possible resolutions to the Fermi paradox: "They do exist, but we see no evidence". Other ideas include: it is too expensive to spread physically throughout the galaxy; Earth is purposely isolated; it is dangerous to communicate and hence civilizations actively hide, among others. Astrobiologists Dirk Schulze-Makuch and William Bains, reviewing the history of life on Earth, including
convergent evolution Convergent evolution is the independent evolution of similar features in species of different periods or epochs in time. Convergent evolution creates analogous structures that have similar form or function but were not present in the last comm ...
, concluded that transitions such as
oxygenic photosynthesis Photosynthesis ( ) is a system of biological processes by which photosynthetic organisms, such as most plants, algae, and cyanobacteria, convert light energy, typically from sunlight, into the chemical energy necessary to fuel their metaboli ...
, the
eukaryotic cell The eukaryotes ( ) constitute the domain of Eukaryota or Eukarya, organisms whose cells have a membrane-bound nucleus. All animals, plants, fungi, seaweeds, and many unicellular organisms are eukaryotes. They constitute a major group of Out ...
, multicellularity, and
tool A tool is an Physical object, object that can extend an individual's ability to modify features of the surrounding environment or help them accomplish a particular task. Although many Tool use by animals, animals use simple tools, only human bei ...
-using
intelligence Intelligence has been defined in many ways: the capacity for abstraction, logic, understanding, self-awareness, learning, emotional knowledge, reasoning, planning, creativity, critical thinking, and problem-solving. It can be described as t ...
are likely to occur on any Earth-like planet given enough time. They argue that the Great Filter may be
abiogenesis Abiogenesis is the natural process by which life arises from non-living matter, such as simple organic compounds. The prevailing scientific hypothesis is that the transition from non-living to living entities on Earth was not a single even ...
, the rise of technological human-level intelligence, or an inability to settle other worlds because of self-destruction or a lack of resources. Astronomer Seth Shostak of the
SETI Institute The SETI Institute is a not-for-profit research organization incorporated in 1984 whose mission is to explore, understand, and explain the origin and nature of life in the universe, and to use this knowledge to inspire and guide present and futu ...
argues that one can postulate a galaxy filled with intelligent extraterrestrial civilizations that have failed to colonize
Earth Earth is the third planet from the Sun and the only astronomical object known to Planetary habitability, harbor life. This is enabled by Earth being an ocean world, the only one in the Solar System sustaining liquid surface water. Almost all ...
. Perhaps the aliens lacked the intent and purpose to colonize or depleted their resources, or maybe the
galaxy A galaxy is a Physical system, system of stars, stellar remnants, interstellar medium, interstellar gas, cosmic dust, dust, and dark matter bound together by gravity. The word is derived from the Ancient Greek, Greek ' (), literally 'milky', ...
''is'' colonized but in a
heterogeneous Homogeneity and heterogeneity are concepts relating to the uniformity of a substance, process or image. A homogeneous feature is uniform in composition or character (i.e., color, shape, size, weight, height, distribution, texture, language, i ...
manner, or the Earth could be located in a "galactic backwater". Although absence of evidence generally is only weak
evidence of absence Evidence of absence is evidence of any kind that suggests something is missing or that it does not exist. What counts as evidence of absence has been a subject of debate between scientists and philosophers. It is often distinguished from absence ...
, the absence of extraterrestrial megascale engineering projects, for example, might point to the Great Filter at work. Does this mean that one of the steps leading to intelligent life is unlikely? According to Shostak:
This is, of course, a variant on the Fermi paradox: We don't see clues to widespread, large-scale engineering, and consequently we must conclude that we're alone. But the possibly flawed assumption here is when we say that highly visible construction projects are an inevitable outcome of intelligence. It could be that it's the engineering of the small, rather than the large, that is inevitable. This follows from the laws of inertia (smaller machines are faster, and require less energy to function) as well as the speed of light (small computers have faster internal communication). It may be—and this is, of course, speculation—that advanced societies are building small technology and have little incentive or need to rearrange the stars in their neighborhoods, for instance. They may prefer to build nanobots instead. It should also be kept in mind that, as Arthur C. Clarke said, truly advanced engineering would look like magic to us—or be unrecognizable altogether. By the way, we've only just begun to search for things like
Dyson sphere A Dyson sphere is a hypothetical megastructure that encompasses a star and captures a large percentage of its power output. The concept is a thought experiment that attempts to imagine how a spacefaring civilization would meet its energy re ...
s, so we can't really rule them out.Joseph Voros in "Macro-Perspectives Beyond the World System" (2007) points out that some researchers have attempted to search for energy signatures that could be traced to Dyson-like structures (shells, swarms, or spheres). So far, none have been found. See for example, Tilgner & Heinrichsen, "A Program to Search for Dyson Spheres with the Infrared Space Observatory", ''Acta Astronautica'' Vol. 42 (May–June, 1998), pp. 607–612; and Timofeev et al. "A search of the IRAS database for evidence of Dyson Spheres", ''Acta Astronautica'' Vol. 46, (June 2000), pp. 655–659.


See also

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References


Further reading

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External links


The Great Filter – Are We Almost Past It? (1998), Robin Hanson

Why Alien Life Would be our Doom - The Great Filter (2018), Kurzgesagt – In a Nutshell
{{Portal bar, Society, Astronomy, Stars, Spaceflight, Outer space, Solar System, Science Extraterrestrial life Open problems Fermi paradox 1996 introductions 1996 in science