Noocracy (, ''nous'' meaning 'mind" or 'intellect', and ''kratos'' meaning 'power' or 'authority') is a type of government where decisions are delegated to those deemed
wisest. The idea is classically advanced, among others, by
Plato
Plato ( ; Greek language, Greek: , ; born BC, died 348/347 BC) was an ancient Greek philosopher of the Classical Greece, Classical period who is considered a foundational thinker in Western philosophy and an innovator of the writte ...
,
al-Farabi
file:A21-133 grande.webp, thumbnail, 200px, Postage stamp of the USSR, issued on the 1100th anniversary of the birth of Al-Farabi (1975)
Abu Nasr Muhammad al-Farabi (; – 14 December 950–12 January 951), known in the Greek East and Latin West ...
and
Confucius
Confucius (; pinyin: ; ; ), born Kong Qiu (), was a Chinese philosopher of the Spring and Autumn period who is traditionally considered the paragon of Chinese sages. Much of the shared cultural heritage of the Sinosphere originates in the phil ...
.
Development
Plato
Plato ( ; Greek language, Greek: , ; born BC, died 348/347 BC) was an ancient Greek philosopher of the Classical Greece, Classical period who is considered a foundational thinker in Western philosophy and an innovator of the writte ...
in his ''
Laws
Law is a set of rules that are created and are law enforcement, enforceable by social or governmental institutions to regulate behavior, with its precise definition a matter of longstanding debate. It has been variously described as a Socia ...
'' considered such a city a "''sophocracy''," i.e. rule of the
philosopher kings, but some consider him a proponent of "noocracy" in the same vein.
In modern history, similar concepts were introduced by
Vladimir Vernadsky
Vladimir Ivanovich Vernadsky (), also spelt Volodymyr Ivanovych Vernadsky (; – 6 January 1945), was a Russian, Ukrainian, and Soviet mineralogist and geochemist who is considered one of the founders of geochemistry, biogeochemistry, and radio ...
, who did not use this term, but the term "
noosphere
The noosphere (alternate spelling noösphere) is a philosophical concept developed and popularized by the biogeochemist Vladimir Vernadsky and philosopher and Jesuit priest Pierre Teilhard de Chardin. Vernadsky defined the noosphere as the new s ...
".
Teilhard de Chardin
Pierre Teilhard de Chardin (; 1 May 1881 – 10 April 1955) was a French Jesuit, Catholic priest, scientist, palaeontologist, theologian, and teacher. He was Darwinian and progressive in outlook and the author of several influential theologica ...
is also notable. In turn,
Mikhail Epstein
Mikhail Naumovich Epstein (also transliterated Epshtein; ; born 21 April 1950) is a Russian-American literary scholar, essayist, and cultural theorist best known for his contributions to the study of Russian postmodernism. He is the Emeritus ...
defined noocracy as "the thinking matter increases its mass in nature and geo- and biosphere grow into noosphere, the future of the humanity can be envisioned as noocracy—that is the power of the collective brain rather than separate individuals representing certain social groups or society as whole".
In a more concrete sense, one might find pertinent the paradigmatic controversy surrounding
genetically modified food
Genetically modified foods (GM foods), also known as genetically engineered foods (GE foods), or bioengineered foods are foods produced from organisms that have had changes introduced into their DNA using various methods of genetic engineering. G ...
or
organisms
An organism is any living thing that functions as an individual. Such a definition raises more problems than it solves, not least because the concept of an individual is also difficult. Many criteria, few of them widely accepted, have been pr ...
(''GMOs''). Here the opinions of a likely under-informed public and those of experts are well-known to be starkly in conflict, potentially rendering it a textbook case for setting up such a polity. A council of those reasonably deemed more wise than most, would then, among other things, arguably be expected to not abide by such a strict
precautionary principle
The precautionary principle (or precautionary approach) is a broad epistemological, philosophical and legal approach to innovations with potential for causing harm when extensive scientific knowledge on the matter is lacking. It emphasizes cautio ...
.
Possible modalities
Adhering to
Jason F. Brennan's taxonomy of the roughly equivalent concept he designates "
''epistocracy''", there are some basic ways of rendering governance a wiser process:
• “Restricted suffrage”: Give voting rights only to those who prove themselves sufficiently well informed to earn the right to cast a ballot. Everyone would be eligible to take a test to determine the right to vote, but only those who show mastery of the basic concepts of political science, economics, and sociology would earn permission to vote. To make the test fair, the questions would focus on objective topics. To create an incentive, voters who pass the test could receive a $1,000 bonus. A citizen who failed the test but wanted to vote could pay a penalty of $2,000, similar to a gas-guzzler tax.
• “Plural voting
Plural voting is the practice whereby one person might be able to vote multiple times in an election. It is not to be confused with a plurality voting system, which elects winners by relative lead in vote tallies and does not necessarily involve pl ...
”: Everyone gets a vote, but the better-educated and more-informed get more votes. This system, espoused by the philosopher John Stuart Mill
John Stuart Mill (20 May 1806 – 7 May 1873) was an English philosopher, political economist, politician and civil servant. One of the most influential thinkers in the history of liberalism and social liberalism, he contributed widely to s ...
, holds that political participation helps voters feel empowered. It also acknowledges that uninformed voters make bad decisions, favoring those who can prove their competence.
• “Enfranchisement lottery” lso known as Sortition">Sortition.html" ;"title="lso known as Sortition">lso known as Sortition Before each election, hold a random drawing to grant voting rights. Winners would have to earn the right to vote, perhaps by participating in forums with other voters. The random nature of the lottery would ensure the electorate reflects the demographics of the larger population.
• “Epistocratic veto”: Every citizen retains the right to vote, but an epistocratic branch of government could overrule democratic deliberations. Membership in this deliberative body would be open to any member of society, but qualifying would require passing difficult tests and undergoing criminal background checks. People with conflicts of interest would be disqualified. This council of expert overseers would not be able to create new legislation or regulation, but could overrule decisions it deems misguided. The council could block the candidacies of unqualified candidates; while this might create gridlock, it would force voters to consider candidates carefully.
• “Simulated oracle”: All citizens are asked simultaneously to vote on policies or candidates, to take a test of basic political knowledge, and to indicate their demographics. With these three sets of data, the government can estimate the public’s “enlightened preferences" (ie. what a fully-informed and demographically-identical voting public would want) and implement them.
Rationales for noocracy
Irrationality of voters
Proponents of noocratic theory cite evidence that suggests voters in modern democracies are largely ignorant, misinformed and irrational.
Therefore, ''one person one vote'' mechanism proposed by democracy cannot be used to produce efficient policy outcomes, for which the transfer of power to a smaller, informed and rational group would be more appropriate. The irrationality of voters inherent in democracies can be explained by two major behavioral and cognitive patterns. Firstly, most of the voters think that the marginal contribution of their vote will not make a difference on election outcomes; therefore, they do not find it useful to inform themselves on political matters.
In other terms, due to the required time and effort of acquiring new information, voters rationally prefer to remain ignorant. Moreover, it has been shown that most citizens process political information in deeply biased, partisan, motivated ways rather than in dispassionate, rational ways.
This psychological phenomenon causes voters to strongly identify themselves with a certain political group, specifically find evidence to support arguments aligning with their preferred ideological inclinations, and eventually vote with a high level of bias.
Democracy's susceptibility to bad policies
Irrational political behaviors of voters prevent them from making calculated choices and opting for the right policy proposals. On the other hand, many political experiments have shown that as voters get more informed, they tend to support better policies, demonstrating that acquisition of information has a direct impact on rational voting.
Use of expertise for efficient outcomes
According to noocrats, given the complex nature of political decisions, it is not reasonable to assume that a citizen would have the necessary knowledge to decide on means to achieve their political aims. In general, political actions require a lot of social scientific knowledge from various fields, such as economics, sociology, international relations, and public policy; however, an ordinary voter is hardly specialized enough in any of those fields to make the optimal decision. To address this issue, Thomas Christiano proposes a ruling system based on division of political labor, in which citizens set the agenda for political discussions and determine the aims of the society, whereas legislators are in charge of deciding on the means to achieve these aims. For noocrats, transferring the decision-making mechanism to a body of specifically trained, specialized and experienced body is expected to result in superior and more efficient policy outcomes.
Recent economic success of some countries that have a sort of noocratic ruling element provides basis for this particular argument in favor of noocracy. For instance, Singapore has a political system that favors meritocracy; the path to government in Singapore is structured in such a way that only those with above-average skills are identified with strict university-entrance exams, recruiting processes, etc., and then rigorously trained to be able to devise best the solutions that benefit the entire society. In the words of the country's founding father,
Lee Kuan Yew
Lee Kuan Yew (born Harry Lee Kuan Yew; 16 September 1923 – 23 March 2015), often referred to by his initials LKY, was a Singaporean politician who ruled as the first Prime Minister of Singapore from 1959 to 1990. He is widely recognised ...
, Singapore is a society based on effort and merit, not wealth or privilege depending on birth. In order to further develop Singapore's technocratic system, thinkers such as
Parag Khanna
Parag Khanna is an Indian-born strategy advisor and author. He is Founder & CEO of AlphaGeo, an AI based geospatial predictive analytics platform.
Early life and education
Khanna was born in Kanpur, India. His childhood was spent between India ...
have proposed for the country to adapt a model of direct technocracy, demanding citizen input in essential matters through online polls, referendums, etc., and asking for a committee of experts to analyze this data to determine the best course of action.
Criticisms
Noocracies, like
technocracies
Technocracy is a form of government in which decision-makers appoint knowledge experts in specific domains to provide them with advice and guidance in various areas of their policy-making responsibilities. Technocracy follows largely in the tra ...
, have been criticized for
meritocratic
Meritocracy (''merit'', from Latin , and ''-cracy'', from Ancient Greek 'strength, power') is the notion of a political system in which economic goods or political power are vested in individual people based on ability and talent, rather than ...
failings, such as potentially upholding a more or less permanent ruling class. Others have highlighted more democratic ideals as better
epistemic
Epistemology is the branch of philosophy that examines the nature, origin, and limits of knowledge. Also called "the theory of knowledge", it explores different types of knowledge, such as propositional knowledge about facts, practical knowledg ...
models of law and policy. Noocracy's criticisms come in multiple forms, two of which are those focused on the efficacy of noocracies and the political viability of them.
Criticisms of noocracy in all its forms – including
technocracy
Technocracy is a form of government in which decision-makers appoint knowledge experts in specific domains to provide them with advice and guidance in various areas of their policy-making responsibilities. Technocracy follows largely in the tra ...
,
meritocracy
Meritocracy (''merit'', from Latin , and ''-cracy'', from Ancient Greek 'strength, power') is the notion of a political system in which economic goods or political power are vested in individual people based on ability and talent, rather than ...
, and epistocracy (the focus of
Jason Brennan
Jason F. Brennan (born 1979) is an American philosopher and business professor. He is the Robert J. and Elizabeth Flanagan Family Professor of Strategy, Economics, Ethics, and Public Policy at the McDonough School of Business at Georgetown Univ ...
's oft-cited book) – range from support of direct democracy instead to proposed alterations to our consideration of representation in democracy. Political theorist
Hélène Landemore
Hélène Landemore is Professor of Political Science at Yale University. She has a PhD from Harvard University. Her subfield is political theory and she is known for her works on democratic theory.
Biography
After a childhood spent in Normandy, ...
, while arguing for representatives to effectively enact legislation important to the polity, criticizes conceptions of representation that aim especially to remove the people from the process of making decisions, and thereby nullify their political power.
Noocracy, especially as it is conceived in Jason Brennan's ''Against Democracy'', aims specifically to separate the people from the decision on the basis of the immensely superior knowledge of officials who will presumably make superior decisions to laypeople.
Noocracy as anti-democratic
Jason Brennan's epistocracy, specifically, is at odds with democracy and with certain criteria for democracies that theorists have proposed.
Robert Dahl
Robert Alan Dahl (; December 17, 1915 – February 5, 2014) was an American Political philosophy, political theorist and Sterling Professor, Sterling Professor of Political Science at Yale University.
He established the pluralism (political the ...
's ''Polyarchy'' sets out certain rules for democracies that govern many people and the rights that the citizens must be granted. His demand that the government not discriminatorily heed the preferences of full members of the polity is abridged by Brennan's "restricted suffrage" and "plural voting" schemes of epistocracy.
In the eighth chapter of his book, Brennan posits a system of graduated voting power that gives people more votes based on established levels of education achieved, with the number of additional votes granted to a hypothetical citizen increasing at each level, from turning sixteen to completing high school, a bachelor's degree, a master's degree, and so forth.
Dahl wrote, however, that any democracy that rules over a large group of people must accept and validate "alternative sources of information."
Granting the full powers of citizenship based on a system like formal education attainment does not account for the other ways that people can consume information, is the commonly cited argument, and still eschews consideration for the uneducated within a group.
Inefficiency of experts
Noocracy also receives criticism for its claims to efficiency. Brennan writes that one of the many reasons that common people cannot be trusted to make decisions for the state is because reasoning is commonly motivated, and, therefore, people decide what policies to support based on their connection to those proposing and supporting the measures, not based on what is most effective. He contrasts real people with the ultra-reasonable vulcan that he mentions throughout the book.
That vulcan reflects Plato's
philosopher king
The philosopher king is a hypothetical ruler in whom political skill is combined with philosophical knowledge. The concept of a city-state ruled by philosophers is first explored in Plato's ''Republic'', written around 375 BC. Plato argued that ...
and, in a more realistic sense, the academic elites whom Michael Young satirized in his essay ''
The Rise of the Meritocracy
''The Rise of the Meritocracy'' is a book by British sociologist and politician Michael Young, Baron Young of Dartington, Michael Dunlop Young which was first published in 1958. It describes a dystopian society in a future United Kingdom in whic ...
''.
Modern political theorists do not necessarily denounce a biased viewpoint in politics, however, though those biases are not written about as they are commonly considered. Professor Landemore utilizes the existence of cognitive diversity to argue that any group of people that represents great diversity in their approaches to problem-solving (cognition) is more likely to succeed than groups that do not.
She further illustrates her point by employing the example of a New Haven task force made up of private citizens of many careers, politicians, and police who needed to reduce crime on a bridge without lighting, and they all used different aspects of their experiences to discover the solution that was to install solar lamps on the bridge. That solution has proven effective, with not a single mugging reported there since the lamp installation as of November 2010.
Her argument lies mainly in the refutation of noocratic principles, for they do not utilize the increased problem solving skill of a diverse pool, when the political system because as debate between elites alone, and not a debate between the whole polity.
To some theorists, noocracy is built on a fantasy that will uphold current structures of elite power, while maintaining its inefficacy. Writing for the ''New Yorker'', Caleb Crain notes that there is little to say that the vulcans that Brennan exalts actually exist.
Crain mentions a study that appears in Brennan's book that shows that even those who have proven that they have superb skills in mathematics do not employ those skills if their use threatens their already-held political belief. While Brennan utilized that study to demonstrate how deeply rooted political tribalism is in all people, Crain drew on this study to question the very nature of an epistocratic body that can make policy with a greater regard to knowledge and truth than the ordinary citizen can.
The only way to correct for that seems, to many, to be to widen the circle of deliberation (as discussed above) because policy decisions that were made with more input and approval from the people last longer and even garner the agreement of the experts.
To further illustrate that experts, too, are flawed, Crain enumerates some of the expert-endorsed political decisions that he has deemed failures in recent years: "invading Iraq, having a single European currency, grinding subprime mortgages into the sausage known as collateralized debt obligations."
With the contention around the reasoning for those political decisions, political theorist David Estlund posited what he considered to be one of the prime arguments against epistocracy – bias in choosing voters.
His fear was that the method by which voters, and voters' quantity of votes, was chosen might be biased in a way that people had not been able to identify and could not, therefore, rectify.
Even the aspects of the modes of selecting voters that are known cause many theorists concern, as both Brennan and Crain note that the majority of poor black women would be excluded from the enfranchised polity and risk seeing their needs represented even less than they currently are.
Rejection of demographic unjustness of noocracy
Proponents of democracy attempt to show that noocracy is intrinsically unjust on the two dimensions of unfairness and bad results. The former states that since people with different income levels and education backgrounds have unequal access to information, the epistocratic legislative body will be naturally composed of citizens with higher economic status, and thus fail to equally represent different demographics of the society. The latter argument is about the policy outcomes; since there will be a demographic overrepresentation and underrepresentation in the noocratic body, the system will produce unjust outcomes, favoring the demographically advantaged group.
Brennan defends noocracy against these two criticisms. As a rejection of the unfairness argument put forward by democrats, Brennan argues that the voting electorate in modern democracies is also demographically disproportionate; based on empirical studies, it has been demonstrated that voters coming from privileged background, such as white, middle aged, higher-income men, tend to vote at a higher rate than other demographic groups.
Although ''de jure'' every group has same right to vote under the ''one person one vote'' assumption, ''de facto'' practices show that privileged people have more influence on election results. As a result, the representatives will not match the demographics of the society either, for which democracy seems to be unjust in practice. With the right of type of noocracy, the unfairness effect can be minimized; for instance, enfranchisement lottery, in which a legislative electorate is selected at random by lottery, and then incentivized to become competent to address political issues, illustrates a fair representation
methodology
In its most common sense, methodology is the study of research methods. However, the term can also refer to the methods themselves or to the philosophical discussion of associated background assumptions. A method is a structured procedure for bri ...
thanks to its randomness.
To refute the latter claim, Brennan states that voters do not vote selfishly; in other terms, the advantaged group does not attempt to undermine the interests of the minority group.
Therefore, the worry that noocratic bodies that are demographically more skewed towards the advantaged group make decisions in favor of the advantaged one fails. According to Brennan, noocracy can serve in a way that improves the welfare of the overall community rather than certain individuals.
Further reading
Nietzsche, Friedrich (2017). ''The Greek State and Other Fragments.'' Delphi Classics.
See also
*
Criticism of democracy
Democracy, its functions, and its development have been criticized throughout history. Some critics call upon the constitutional regime to be true to its own highest principles; others reject the values promoted by constitutional democracy.
...
*
Geniocracy
Geniocracy is the framework for a system of government which was first proposed by Raël (leader of the International Raëlian Movement) in 1977 and which advocates a certain minimal criterion of intelligence for political candidates and also ...
*
Sortition
In governance, sortition is the selection of public officer, officials or jurors at random, i.e. by Lottery (probability), lottery, in order to obtain a representative sample.
In ancient Athenian democracy, sortition was the traditional and pr ...
*
Technocracy
Technocracy is a form of government in which decision-makers appoint knowledge experts in specific domains to provide them with advice and guidance in various areas of their policy-making responsibilities. Technocracy follows largely in the tra ...
References
{{reflist
Oligarchy