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In
physics Physics is the scientific study of matter, its Elementary particle, fundamental constituents, its motion and behavior through space and time, and the related entities of energy and force. "Physical science is that department of knowledge whi ...
, an effective field theory is a type of approximation, or effective theory, for an underlying physical theory, such as a
quantum field theory In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines Field theory (physics), field theory and the principle of relativity with ideas behind quantum mechanics. QFT is used in particle physics to construct phy ...
or a
statistical mechanics In physics, statistical mechanics is a mathematical framework that applies statistical methods and probability theory to large assemblies of microscopic entities. Sometimes called statistical physics or statistical thermodynamics, its applicati ...
model. An effective field theory includes the appropriate
degrees of freedom In many scientific fields, the degrees of freedom of a system is the number of parameters of the system that may vary independently. For example, a point in the plane has two degrees of freedom for translation: its two coordinates; a non-infinite ...
to describe physical phenomena occurring at a chosen length scale or energy scale, while ignoring substructure and degrees of freedom at shorter distances (or, equivalently, at higher energies). Intuitively, one averages over the behavior of the underlying theory at shorter length scales to derive what is hoped to be a simplified model at longer length scales. Effective field theories typically work best when there is a large separation between length scale of interest and the length scale of the underlying dynamics. Effective field theories have found use in
particle physics Particle physics or high-energy physics is the study of Elementary particle, fundamental particles and fundamental interaction, forces that constitute matter and radiation. The field also studies combinations of elementary particles up to the s ...
,
statistical mechanics In physics, statistical mechanics is a mathematical framework that applies statistical methods and probability theory to large assemblies of microscopic entities. Sometimes called statistical physics or statistical thermodynamics, its applicati ...
,
condensed matter physics Condensed matter physics is the field of physics that deals with the macroscopic and microscopic physical properties of matter, especially the solid and liquid State of matter, phases, that arise from electromagnetic forces between atoms and elec ...
,
general relativity General relativity, also known as the general theory of relativity, and as Einstein's theory of gravity, is the differential geometry, geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of grav ...
, and
hydrodynamics In physics, physical chemistry and engineering, fluid dynamics is a subdiscipline of fluid mechanics that describes the flow of fluids – liquids and gases. It has several subdisciplines, including (the study of air and other gases in ...
. They simplify calculations, and allow treatment of
dissipation In thermodynamics, dissipation is the result of an irreversible process that affects a thermodynamic system. In a dissipative process, energy ( internal, bulk flow kinetic, or system potential) transforms from an initial form to a final form, wh ...
and
radiation In physics, radiation is the emission or transmission of energy in the form of waves or particles through space or a material medium. This includes: * ''electromagnetic radiation'' consisting of photons, such as radio waves, microwaves, infr ...
effects.


Renormalization group

Presently, effective field theories are discussed in the context of the
renormalization group In theoretical physics, the renormalization group (RG) is a formal apparatus that allows systematic investigation of the changes of a physical system as viewed at different scales. In particle physics, it reflects the changes in the underlying p ...
(RG) where the process of ''integrating out'' short distance degrees of freedom is made systematic. Although this method is not sufficiently concrete to allow the actual construction of effective field theories, the gross understanding of their usefulness becomes clear through an RG analysis. This method also lends credence to the main technique of constructing effective field theories, through the analysis of
symmetries Symmetry () in everyday life refers to a sense of harmonious and beautiful proportion and balance. In mathematics, the term has a more precise definition and is usually used to refer to an object that is invariant under some transformations ...
. If there is a single energy scale M in the ''microscopic'' theory, then the effective field theory can be seen as an expansion in 1/M. The construction of an effective field theory accurate to some power of 1/M requires a new set of free parameters at each order of the expansion in 1/M. This technique is useful for
scattering In physics, scattering is a wide range of physical processes where moving particles or radiation of some form, such as light or sound, are forced to deviate from a straight trajectory by localized non-uniformities (including particles and radiat ...
or other processes where the maximum momentum scale \mathbf k satisfies the condition , \mathbf, /M\ll 1. Since effective field theories are not valid at small length scales, they need not be
renormalizable Renormalization is a collection of techniques in quantum field theory, statistical field theory, and the theory of self-similar geometric structures, that is used to treat infinities arising in calculated quantities by altering values of the ...
. Indeed, the ever expanding number of parameters at each order in 1/M required for an effective field theory means that they are generally not renormalizable in the same sense as
quantum electrodynamics In particle physics, quantum electrodynamics (QED) is the Theory of relativity, relativistic quantum field theory of electrodynamics. In essence, it describes how light and matter interact and is the first theory where full agreement between quant ...
which requires only the renormalization of two parameters (the fine structure constant and the electron mass).


Examples


Fermi theory of beta decay

The best-known example of an effective field theory is the Fermi theory of beta decay. This theory was developed during the early study of weak decays of nuclei when only the
hadron In particle physics, a hadron is a composite subatomic particle made of two or more quarks held together by the strong nuclear force. Pronounced , the name is derived . They are analogous to molecules, which are held together by the electri ...
s and
lepton In particle physics, a lepton is an elementary particle of half-integer spin (Spin (physics), spin ) that does not undergo strong interactions. Two main classes of leptons exist: electric charge, charged leptons (also known as the electron-li ...
s undergoing weak decay were known. The typical reactions studied were: :: \begin n & \to p+e^-+\overline\nu_e \\ \mu^- & \to e^-+\overline\nu_e+\nu_\mu. \end This theory posited a pointlike interaction between the four
fermion In particle physics, a fermion is a subatomic particle that follows Fermi–Dirac statistics. Fermions have a half-integer spin (spin 1/2, spin , Spin (physics)#Higher spins, spin , etc.) and obey the Pauli exclusion principle. These particles i ...
s involved in these reactions. The theory had great phenomenological success and was eventually understood to arise from the
gauge theory In physics, a gauge theory is a type of field theory in which the Lagrangian, and hence the dynamics of the system itself, does not change under local transformations according to certain smooth families of operations (Lie groups). Formally, t ...
of
electroweak interaction In particle physics, the electroweak interaction or electroweak force is the unified description of two of the fundamental interactions of nature: electromagnetism (electromagnetic interaction) and the weak interaction. Although these two force ...
s, which forms a part of the
standard model The Standard Model of particle physics is the Scientific theory, theory describing three of the four known fundamental forces (electromagnetism, electromagnetic, weak interaction, weak and strong interactions – excluding gravity) in the unive ...
of particle physics. In this more fundamental theory, the interactions are mediated by a flavour-changing
gauge boson In particle physics, a gauge boson is a bosonic elementary particle that acts as the force carrier for elementary fermions. Elementary particles whose interactions are described by a gauge theory interact with each other by the exchange of gauge ...
, the W±. The immense success of the Fermi theory was because the W particle has mass of about 80 GeV, whereas the early experiments were all done at an energy scale of less than 10 MeV. Such a separation of scales, by over 3 orders of magnitude, has not been met in any other situation as yet.


BCS theory of superconductivity

Another famous example is the
BCS theory In physics, the Bardeen–Cooper–Schrieffer (BCS) theory (named after John Bardeen, Leon Cooper, and John Robert Schrieffer) is the first microscopic theory of superconductivity since Heike Kamerlingh Onnes's 1911 discovery. The theory descr ...
of
superconductivity Superconductivity is a set of physical properties observed in superconductors: materials where Electrical resistance and conductance, electrical resistance vanishes and Magnetic field, magnetic fields are expelled from the material. Unlike an ord ...
. Here the underlying theory is the theory of
electron The electron (, or in nuclear reactions) is a subatomic particle with a negative one elementary charge, elementary electric charge. It is a fundamental particle that comprises the ordinary matter that makes up the universe, along with up qua ...
s in a
metal A metal () is a material that, when polished or fractured, shows a lustrous appearance, and conducts electrical resistivity and conductivity, electricity and thermal conductivity, heat relatively well. These properties are all associated wit ...
interacting with lattice vibrations called
phonon A phonon is a collective excitation in a periodic, elastic arrangement of atoms or molecules in condensed matter, specifically in solids and some liquids. In the context of optically trapped objects, the quantized vibration mode can be defined a ...
s. The phonons cause attractive interactions between some electrons, causing them to form
Cooper pair In condensed matter physics, a Cooper pair or BCS pair (Bardeen–Cooper–Schrieffer pair) is a pair of electrons (or other fermions) bound together at low temperatures in a certain manner first described in 1956 by American physicist Leon Cooper. ...
s. The length scale of these pairs is much larger than the wavelength of phonons, making it possible to neglect the dynamics of phonons and construct a theory in which two electrons effectively interact at a point. This theory has had remarkable success in describing and predicting the results of experiments on superconductivity.


Gravitational field theories

General relativity General relativity, also known as the general theory of relativity, and as Einstein's theory of gravity, is the differential geometry, geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of grav ...
(GR) itself is expected to be the low energy effective field theory of a full theory of
quantum gravity Quantum gravity (QG) is a field of theoretical physics that seeks to describe gravity according to the principles of quantum mechanics. It deals with environments in which neither gravitational nor quantum effects can be ignored, such as in the v ...
, such as
string theory In physics, string theory is a theoretical framework in which the point-like particles of particle physics are replaced by one-dimensional objects called strings. String theory describes how these strings propagate through space and intera ...
or
loop quantum gravity Loop quantum gravity (LQG) is a theory of quantum gravity that incorporates matter of the Standard Model into the framework established for the intrinsic quantum gravity case. It is an attempt to develop a quantum theory of gravity based direc ...
. The expansion scale is the Planck mass. Effective field theories have also been used to simplify problems in general relativity, in particular in calculating the
gravitational wave Gravitational waves are oscillations of the gravitational field that Wave propagation, travel through space at the speed of light; they are generated by the relative motion of gravity, gravitating masses. They were proposed by Oliver Heaviside i ...
signature of inspiralling finite-sized objects. The most common EFT in GR is non-relativistic general relativity (NRGR), which is similar to the
post-Newtonian expansion In general relativity, post-Newtonian expansions (PN expansions) are used for finding an approximate solution of Einstein field equations for the metric tensor (general relativity), metric tensor. The approximations are expanded in small paramet ...
. Another common GR EFT is the extreme mass ratio (EMR), which in the context of the inspiralling problem is called extreme mass ratio inspiral.


Other examples

Presently, effective field theories are written for many situations. *One major branch of
nuclear physics Nuclear physics is the field of physics that studies atomic nuclei and their constituents and interactions, in addition to the study of other forms of nuclear matter. Nuclear physics should not be confused with atomic physics, which studies th ...
is quantum hadrodynamics, where the interactions of
hadron In particle physics, a hadron is a composite subatomic particle made of two or more quarks held together by the strong nuclear force. Pronounced , the name is derived . They are analogous to molecules, which are held together by the electri ...
s are treated as a field theory, which should be derivable from the underlying theory of
quantum chromodynamics In theoretical physics, quantum chromodynamics (QCD) is the study of the strong interaction between quarks mediated by gluons. Quarks are fundamental particles that make up composite hadrons such as the proton, neutron and pion. QCD is a type of ...
(QCD). Quantum hadrodynamics is the theory of the
nuclear force The nuclear force (or nucleon–nucleon interaction, residual strong force, or, historically, strong nuclear force) is a force that acts between hadrons, most commonly observed between protons and neutrons of atoms. Neutrons and protons, both ...
, similarly to quantum chromodynamics being the theory of the
strong interaction In nuclear physics and particle physics, the strong interaction, also called the strong force or strong nuclear force, is one of the four known fundamental interaction, fundamental interactions. It confines Quark, quarks into proton, protons, n ...
and quantum electrodynamics being the theory of the
electromagnetic force In physics, electromagnetism is an interaction that occurs between particles with electric charge via electromagnetic fields. The electromagnetic force is one of the four fundamental forces of nature. It is the dominant force in the interac ...
. Due to the smaller separation of length scales here, this effective theory has some classificatory power, but not the spectacular success of the Fermi theory. *In
particle physics Particle physics or high-energy physics is the study of Elementary particle, fundamental particles and fundamental interaction, forces that constitute matter and radiation. The field also studies combinations of elementary particles up to the s ...
the effective field theory of QCD called
chiral perturbation theory Chiral perturbation theory (ChPT) is an effective field theory constructed with a Lagrangian (field theory), Lagrangian consistent with the (approximate) chiral symmetry of quantum chromodynamics (QCD), as well as the other symmetries of parity (ph ...
has had better success. This theory deals with the interactions of
hadron In particle physics, a hadron is a composite subatomic particle made of two or more quarks held together by the strong nuclear force. Pronounced , the name is derived . They are analogous to molecules, which are held together by the electri ...
s with
pion In particle physics, a pion (, ) or pi meson, denoted with the Greek alphabet, Greek letter pi (letter), pi (), is any of three subatomic particles: , , and . Each pion consists of a quark and an antiquark and is therefore a meson. Pions are the ...
s or
kaon In particle physics, a kaon, also called a K meson and denoted , is any of a group of four mesons distinguished by a quantum number called strangeness. In the quark model they are understood to be bound states of a strange quark (or antiquark ...
s, which are the
Goldstone boson In physics, Goldstone bosons or Nambu–Goldstone bosons (NGBs) are bosons that appear necessarily in models exhibiting spontaneous breakdown of continuous symmetries. They were discovered by Yoichiro Nambu within the context of the BCS superco ...
s of spontaneous chiral symmetry breaking. The expansion parameter is the
pion In particle physics, a pion (, ) or pi meson, denoted with the Greek alphabet, Greek letter pi (letter), pi (), is any of three subatomic particles: , , and . Each pion consists of a quark and an antiquark and is therefore a meson. Pions are the ...
energy/momentum. *For
hadron In particle physics, a hadron is a composite subatomic particle made of two or more quarks held together by the strong nuclear force. Pronounced , the name is derived . They are analogous to molecules, which are held together by the electri ...
s containing one heavy
quark A quark () is a type of elementary particle and a fundamental constituent of matter. Quarks combine to form composite particles called hadrons, the most stable of which are protons and neutrons, the components of atomic nucleus, atomic nuclei ...
(such as the bottom or charm), an effective field theory which expands in powers of the quark mass, called the heavy quark effective theory (HQET), has been found useful. *For
hadron In particle physics, a hadron is a composite subatomic particle made of two or more quarks held together by the strong nuclear force. Pronounced , the name is derived . They are analogous to molecules, which are held together by the electri ...
s containing two heavy quarks, an effective field theory which expands in powers of the
relative velocity The relative velocity of an object ''B'' relative to an observer ''A'', denoted \mathbf v_ (also \mathbf v_ or \mathbf v_), is the velocity vector of ''B'' measured in the rest frame of ''A''. The relative speed v_ = \, \mathbf v_\, is the v ...
of the heavy quarks, called non-relativistic QCD (NRQCD), has been found useful, especially when used in conjunctions with
lattice QCD Lattice QCD is a well-established non- perturbative approach to solving the quantum chromodynamics (QCD) theory of quarks and gluons. It is a lattice gauge theory formulated on a grid or lattice of points in space and time. When the size of the ...
. *For
hadron In particle physics, a hadron is a composite subatomic particle made of two or more quarks held together by the strong nuclear force. Pronounced , the name is derived . They are analogous to molecules, which are held together by the electri ...
reactions with light energetic (
collinear In geometry, collinearity of a set of Point (geometry), points is the property of their lying on a single Line (geometry), line. A set of points with this property is said to be collinear (sometimes spelled as colinear). In greater generality, t ...
) particles, the interactions with low-energetic (soft) degrees of freedom are described by the soft-collinear effective theory (SCET). *Much of
condensed matter physics Condensed matter physics is the field of physics that deals with the macroscopic and microscopic physical properties of matter, especially the solid and liquid State of matter, phases, that arise from electromagnetic forces between atoms and elec ...
consists of writing effective field theories for the particular property of matter being studied. *Dissipationless
hydrodynamics In physics, physical chemistry and engineering, fluid dynamics is a subdiscipline of fluid mechanics that describes the flow of fluids – liquids and gases. It has several subdisciplines, including (the study of air and other gases in ...
can also be treated using effective field theories.


See also

* Form factor (quantum field theory) *
Renormalization group In theoretical physics, the renormalization group (RG) is a formal apparatus that allows systematic investigation of the changes of a physical system as viewed at different scales. In particle physics, it reflects the changes in the underlying p ...
*
Quantum field theory In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines Field theory (physics), field theory and the principle of relativity with ideas behind quantum mechanics. QFT is used in particle physics to construct phy ...
* Quantum triviality * Ginzburg–Landau theory


References


Books

* A.A. Petrov and A. Blechman, ‘’Effective Field Theories,’’ Singapore: World Scientific (2016). * C.P. Burgess, ‘’Introduction to Effective Field Theory,‘’ Cambridge University Press (2020).


External links

* * *
Effective field theory
(Interactions, Symmetry Breaking and Effective Fields - from Quarks to Nuclei. an Internet Lecture by Jacek Dobaczewski) {{Industrial and applied mathematics Quantum field theory Statistical mechanics Renormalization group Chemical physics Nuclear physics Condensed matter physics