Democracy promotion, also referred to as democracy building, can be domestic policy to increase the quality of already existing democracy or a strand of foreign policy adopted by governments and international organizations that seek to support the spread of
democracy
Democracy (from , ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which political power is vested in the people or the population of a state. Under a minimalist definition of democracy, rulers are elected through competitiv ...
as a
system of government
A government is the system or group of people governing an organized community, generally a State (polity), state.
In the case of its broad associative definition, government normally consists of legislature, executive (government), execu ...
. In practice, it entails consolidating and building democratic institutions
International democracy promotion typically takes three forms: assistance, monitoring, and
conditionality
In political economy and international relations, conditionality is the use of conditions attached to the provision of benefits such as a loan, debt relief or bilateral aid. These conditions are typically imposed by international financial insti ...
. In financial terms, democracy promotion grew from 2% of
aid
In international relations, aid (also known as international aid, overseas aid, foreign aid, economic aid or foreign assistance) is – from the perspective of governments – a voluntary transfer of resources from one country to another. Th ...
in 1990 to nearly 20% in 2005. More controversially and rare, it can also take the form of
military intervention
Interventionism, in international politics, is the interference of a state or group of states into the domestic affairs of another state for the purposes of coercing that state to do something or refrain from doing something. The intervention ca ...
The precise definition of democracy promotion has been debated for more than twenty-five years. The multiplicity of terms used is a manifestation of the plurality of opinions and approaches by international actors, be they governments, NGOs or other third parties. For example, the term 'promotion' itself can be seen by some as too intrusive, or implying outside interference, whilst 'support' can be seen by some as more benign but, by others, as insufficiently assertive. In the early twenty-first century, the differences tended to divide into two main camps: those who see it as a political process versus those who see it as a developmental process (see
international relations
International relations (IR, and also referred to as international studies, international politics, or international affairs) is an academic discipline. In a broader sense, the study of IR, in addition to multilateral relations, concerns al ...
and
development aid
Development aid (or development cooperation) is a type of aid given by governments and other agencies to support the economic, environmental, social, and political International development, development of developing countries. It is distinguishe ...
for context).
At least part of the problem lies in the absence of a consensus on what
democracy
Democracy (from , ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which political power is vested in the people or the population of a state. Under a minimalist definition of democracy, rulers are elected through competitiv ...
constitutes. W. B. Gallie argued that it is impossible to find a consensus definition, and instead included democracy in a list of '
essentially contested concepts
Essentially contested concept refers to abstract terms or phrases that provide value judgements which can be contested. The term ''essentially contested concept'' was proposed to facilitate an understanding of the different interpretations of abstr ...
'. To date, the disagreement over definitions has seen some actors focus on supporting technical systems of democratic governance (elections, government structures and the like), while others take the bottom-up approach of promoting citizen participation and building strong civil and political society to prepare the ground on which systems of government can then be planted.
The European Partnership for Democracy defines 'democracy support' as the political or financial "efforts to reinforce or create democratic development or to halt autocratisation", while 'democracy assistance' refers to financial flows "in the spirit of ‘international assistance". EPD further acknowledges that 'democracy promotion' is the term widespreadly used by academics but has a more active and often coercive connotation compared to ‘democracy support’. Support is something given to existing internal efforts for democratisation while promotion does not require any such internal (national) desire".
Another definition of democracy support can be drawn from the OECD Development Assistance Committee's aid flow database. The classification makes the distinction between different types of aid flows relevant for democracy assistance, such as democratic participation and civil society, elections, legislatures and political parties, media and free flow of information, human rights, women's rights organisations and movement and government, decentralisation and support to subnational government institutions, and anti-corruption organisations and institutions.
The types and objectives of democracy assistance aid delivered by international donors depend on the history of their own country with democracy, and may explain the diversity of democracy promotion contexts. If historically Western countries championed democracy promotion worldwide, new non-Western actors have emerged in the last decades with particular goals and geographical reaches, participating in the construction of a broad definition of democracy promotion.
Foreign policy types
External democracy promotion has two main patterns that depend on the type of
democratization
Democratization, or democratisation, is the structural government transition from an democratic transition, authoritarian government to a more democratic political regime, including substantive political changes moving in a democratic direction ...
a
state
State most commonly refers to:
* State (polity), a centralized political organization that regulates law and society within a territory
**Sovereign state, a sovereign polity in international law, commonly referred to as a country
**Nation state, a ...
is dealing with: external intervention and as a solution to
civil war
A civil war is a war between organized groups within the same Sovereign state, state (or country). The aim of one side may be to take control of the country or a region, to achieve independence for a region, or to change government policies.J ...
, or supporting an internal push for reform. Democracy promotion advocates are divided on which pattern tends to be most successful for the resources that democracy promotion programs invest; they are similarly divided on which components and factors of the democratization process are most important to the success of
democratic consolidation
Democratic consolidation is the process by which a new democracy matures, in a way that it becomes unlikely to revert to authoritarianism without an external shock, and is regarded as the only available system of government within a country. A coun ...
.
Post-civil war democratization
Civil wars cause a number of problems for democratization. Laura Armey and Robert McNab found that the longer a civil war lasts, and the more casualties it produces, the more hostile the warring factions become to each other; this hostility in turn makes stabilization along terms of peaceful competition, required in a democratic
regime
In politics, a regime (also spelled régime) is a system of government that determines access to public office, and the extent of power held by officials. The two broad categories of regimes are democratic and autocratic. A key similarity acros ...
, more difficult. Problematically for democracy promotion, the same study found that quick, decisive victories for one faction—even an ostensibly pro-democratic rebellion—similarly discourage peaceful, electoral competition for control of a government after the conflict is over. Leonard Wantchekon has suggested that one of the most reliable forces of democratization is a stalemated civil war, in which the original motivation for the conflict becomes irrelevant as the costs mount; this impels the factions to turn to a combination of internal and external arbitrators to forge a power-sharing agreement: elections and outside, neutral institutions to guarantee that every faction participates in the new democracy fairly.
External intervention
External interventions see different levels of democratization success depending on the type of intervener, type of intervention, and level of elite cooperation prior to the intervention. The level of neutrality and geopolitical disinterest the intervener possesses is important, as is the severity of the intervention's infringement on sovereignty. The differences can be highlighted with several examples: a neutral, mostly unobtrusive monitor missions like UN election observers in Nicaragua in 1989; the multilateralNATO IFOR mission in Yugoslavia to enforce UN Security Council Resolution 1031 in 1995; the
unilateral
__NOTOC__
Unilateralism is any doctrine or agenda that supports one-sided action. Such action may be in disregard for other parties, or as an expression of a commitment toward a direction which other parties may find disagreeable. As a word, ''un ...
destabilizing intervention represented by the American invasion of Iraq in 2003 and the stabilizing intervention represented by
United States invasion of Panama
The United States invaded Panama in mid-December 1989 during the presidency of George H. W. Bush. The purpose of the invasion was to depose the '' de facto'' ruler of Panama, General Manuel Noriega, who was wanted by U.S. authorities for rack ...
.Loxton, James. "The Puzzle of Panamanian Exceptionalism." Journal of Democracy 33.1 (2022): 85-99. /ref> All these missions aimed on some level to promote democracy, with varying degrees of success. Michael Doyle and Nicholas Sambanis have found that the
peacekeeping
Peacekeeping comprises activities, especially military ones, intended to create conditions that favor lasting peace. Research generally finds that peacekeeping reduces civilian and battlefield deaths, as well as reduces the risk of renewed w ...
missions most successful at producing fledgling democracies have strong mandates backing them up, but tend not to revolve around military enforcement. Successful democratizing interventions consist of monitoring factions' adherence to their negotiated settlement, while the most successful ones include extensive
state-building
State-building as a specific term in social sciences and humanities, refers to political and historical processes of creation, institutional consolidation, stabilization and sustainable development of states, from the earliest emergence of stateh ...
(such as improving government efficiency and
professionalism
Professionalism is a set of standards that an individual is expected to adhere to in a workplace, usually in order to appear serious, uniform, or respectful. What constitutes professionalism is hotly debated and varies from workplace to workplac ...
Interventions that fail to expend resources on state-building can sometimes be counter-productive to democracy promotion because, as McBride, Milante, and Skaperdas have proposed, a negotiated settlement to a civil war is based on individual factions' faith in the state's unbiased distribution of the benefits of
stability
Stability may refer to:
Mathematics
*Stability theory, the study of the stability of solutions to differential equations and dynamical systems
** Asymptotic stability
** Exponential stability
** Linear stability
**Lyapunov stability
** Marginal s ...
; an external intervention shakes that faith by implying that such faith was misplaced to begin with. An additional problem raised by Marina Ottaway is that interventions too often rush to implement formal democratic institutions, such as elections, without allowing time for competing elites to separate responsibly; because of the short timeframe, they either unite into a new
authoritarian
Authoritarianism is a political system characterized by the rejection of political plurality, the use of strong central power to preserve the political ''status quo'', and reductions in democracy, separation of powers, civil liberties, and ...
arrangement or rely on overly divisive party platforms, such as identity, which precludes “permanent fragmentation” of the
elite
In political and sociological theory, the elite (, from , to select or to sort out) are a small group of powerful or wealthy people who hold a disproportionate amount of wealth, privilege, political power, or skill in a group. Defined by the ...
within a cooperative regime framework. A final concern raised with external interventions, particularly unilateral or narrowly multilateral ones, is the perception or actualization of
imperialism
Imperialism is the maintaining and extending of Power (international relations), power over foreign nations, particularly through expansionism, employing both hard power (military and economic power) and soft power (diplomatic power and cultura ...
or
neo-imperialism
In History, historical contexts, New Imperialism characterizes a period of Colonialism, colonial expansion by European powers, the American imperialism, United States, and Empire of Japan, Japan during the late 19th and early 20th centuries. ...
in the name of human rights or democracy by an interested party, which, she theorizes, spawns counter-productive
nationalist
Nationalism is an idea or movement that holds that the nation should be congruent with the State (polity), state. As a movement, it presupposes the existence and tends to promote the interests of a particular nation,Anthony D. Smith, Smith, A ...
backlash; however, even neutral monitors must be careful that their reports do not invite a unilateral intervention, as the Council of Freely-Elected Heads of Government's 1989 report on
Panama
Panama, officially the Republic of Panama, is a country in Latin America at the southern end of Central America, bordering South America. It is bordered by Costa Rica to the west, Colombia to the southeast, the Caribbean Sea to the north, and ...
nian
election fraud
Electoral fraud, sometimes referred to as election manipulation, voter fraud, or vote rigging, involves illegal interference with the process of an election, either by increasing the vote share of a favored candidate, depressing the vote share o ...
did for the United States.
Gradual reformism and the four-player game
Another school of thought on how democratization most successfully occurs involves an authoritarian regime transitioning to a democratic one as a result of gradual reforms over time. The basic mechanism for this is a four-player game theoretical set-up in which (1) moderate regime and (2) moderate opposition figures form a pro-democratic reform coalition to sideline (3) core regime members and (4) opposition calling for radical pro-democratic changes, with the aim of making the state more democratic while preserving its stability. Alfred Stepan and Juan Linz argue that this model requires both a highly
institution
An institution is a humanly devised structure of rules and norms that shape and constrain social behavior. All definitions of institutions generally entail that there is a level of persistence and continuity. Laws, rules, social conventions and ...
alized regime and public sphere. The regime must not be sultanistic (based entirely around one central ruler's desires) in order that different members retain some degree of autonomy and have different interests; meanwhile, in the
public sphere
The public sphere () is an area in social relation, social life where individuals can come together to freely discuss and identify societal problems, and through that discussion, Social influence, influence political action. A "Public" is "of or c ...
, there must be a strong
civil society
Civil society can be understood as the "third sector" of society, distinct from government and business, and including the family and the private sphere.democratic transitions depended substantially on the ability of
civil society organizations A civil society organization (CSO) is a group of people that operates in the community in a way that is distinct from both government and business. Please see:
*Civil society
*Non-governmental organization
A non-governmental organization (NGO) ...
(CSOs) to disseminate dissident information to counter authoritarian regimes' narratives, as well as their mobilizing high voter turnout and monitoring the first elections to prevent interference by hardliner members of the regime. Further, many scholars partial to the gradual reformism perspective on democratization agree with Francis Fukuyama, who asserts that the role of CSOs in directing the part of individuals' lives not under the
liberal democratic
Liberal democracy, also called Western-style democracy, or substantive democracy, is a form of government that combines the organization of a democracy with ideas of liberal political philosophy. Common elements within a liberal democracy are: ...
state's control makes CSOs critical to sustaining the social capital and self-advocacy important for liberal democracy.
Conflict over support for internal reform
Even beyond the question of what and whether external intervention is an effective democracy support strategy, a number of issues continue to divide the proponents of a democracy support-based international policy. Carles Boix and
Susan Stokes
Susan Carol Stokes (born 1959) is an American political scientist and the Tiffany and Margaret Blake Distinguished Service Professor in the Political Science department of the University of Chicago, and the faculty director of the Chicago Center o ...
advocate economic development aid, contending that the more advanced an economy, the less willing factions will be to break the peace; others, however, contend that this strategy is only useful at defending democratic consolidation, and not at encouraging democratization of regimes where one faction already dominates. Still others fall in Freytag and Heckelman's camp, advocating the long-game, positing that although
USAID
The United States Agency for International Development (USAID) is an agency of the United States government that has been responsible for administering civilian United States foreign aid, foreign aid and development assistance.
Established in 19 ...
programs have so far had little net effect on democratization, they have demonstrably improved basic democratic features, including civil society and the electoral process, in countries receiving aid.
Not all CSOs will be helpful in promoting democracy—if the organization is too large to inspire its members, or its constituents' identity is too narrowly defined, the organization will fail to support four-player democratic transition pacts, and may even encourage divisiveness and civil war. There is also some concern that the international community may be propping up NGOs to the point that they themselves become an unrepresentative elite.
Domestic policy types
Domestic policies can improve the
quality
Quality may refer to:
Concepts
*Quality (business), the ''non-inferiority'' or ''superiority'' of something
*Quality (philosophy), an attribute or a property
*Quality (physics), in response theory
*Energy quality, used in various science discipli ...
of democracies, and reduce the chance of democratic backsliding. Democracy promotion measures include
voting advice application
A voting advice application or voting aid application (VAA), also known as a vote matcher, vote compass or election compass is an application that helps voters find a political candidate or political party that stands closest to their preferences. ...
s,
participatory democracy
Participatory democracy, participant democracy, participative democracy, or semi-direct democracy is a form of government in which Citizenship, citizens participate individually and directly in political decisions and policies that affect their ...
, increasing
youth suffrage
Youth suffrage is the right to vote for young people. It forms part of the broader universal suffrage and youth rights movements. Most democracies have lowered the voting age to between 16 and 18, while some advocates for children's suffrage ho ...
, increasing civic education, and
electoral reform
Electoral reform is a change in electoral systems that alters how public desires, usually expressed by cast votes, produce election results.
Description
Reforms can include changes to:
* Voting systems, such as adoption of proportional represen ...
s such as reducing
barriers to entry
In theories of Competition (economics), competition in economics, a barrier to entry, or an economic barrier to entry, is a fixed cost that must be incurred by a new entrant, regardless of production or sales activities, into a Market (economics) ...
Democracy promotion by the United States
Democracy promotion by the United States aims to encourage governmental and non-governmental actors to pursue political reforms that will lead ultimately to democracy, democratic governance.
As the Middle East and North Africa (MENA) is an area ...
*
Democratic backsliding
Democratic backsliding or autocratization is a process of regime change toward autocracy in which the exercise of political power becomes more arbitrary and repressive. The process typically restricts the space for public contest and politi ...
*
United States involvement in regime change
Since the 19th century, the United States government has participated and interfered, both overtly and covertly, in the replacement of many foreign governments. In the latter half of the 19th century, the U.S. government initiated actions for ...
Further reading
* Evaluation performed on behalf of the
Social Science Research Council
The Social Science Research Council (SSRC) is a US-based, independent, international nonprofit organization dedicated to advancing research in the social sciences and related disciplines. Established in Manhattan in 1923, it maintains a headqua ...
(SSRC), at the request of and with funding from the Strategic and Operational Research Agenda (SORA) of
USAID
The United States Agency for International Development (USAID) is an agency of the United States government that has been responsible for administering civilian United States foreign aid, foreign aid and development assistance.
Established in 19 ...
(Office of Democracy and Governance in the Bureau for Democracy, Conflict, and Humanitarian Assistance), according to the
* Thomas Carothers, ''Critical Mission: Essays on Democracy Promotion'', Washington, DC: Carnegie Endowment for International Peace, 2004,
* Nicolas Guilhot, ''The Democracy Makers: Human Rights and International Order'', New York: Columbia University Press, 2005,
Free PDF-formatted complete report *