Critical juncture theory focuses on critical junctures, i.e., large, rapid, discontinuous changes, and the long-term
causal effect or historical legacy of these changes.
Critical junctures are turning points that alter the course of evolution of some entity (e.g., a species, a society). Critical juncture theory seeks to
explain
An explanation is a set of statements usually constructed to describe a set of facts which clarifies the causes, context, and consequences of those facts. It may establish rules or laws, and may clarify the existing rules or laws in relati ...
both (1) the historical origin and maintenance of
social order
The term social order can be used in two senses: In the first sense, it refers to a particular system of social structures and institutions. Examples are the ancient, the feudal, and the capitalist social order. In the second sense, social order ...
, and (2) the occurrence of
social change
Social change is the alteration of the social order of a society which may include changes in social institutions, social behaviours or social relations.
Definition
Social change may not refer to the notion of social progress or socio ...
through sudden, big leaps.
Critical juncture theory is not a general
theory
A theory is a rational type of abstract thinking about a phenomenon, or the results of such thinking. The process of contemplative and rational thinking is often associated with such processes as observational study or research. Theories may ...
of social order and change. It emphasizes one kind of cause (involving a big, discontinuous change) and kind of effect (a persistent effect). Yet, it challenges some common assumptions in many approaches and theories in the
social science
Social science is one of the branches of science, devoted to the study of societies and the relationships among individuals within those societies. The term was formerly used to refer to the field of sociology, the original "science of soc ...
s. The idea that some changes are discontinuous sets it up as an alternative to (1) "continuist" or
"synechist" theories that assume that change is always
gradual
The gradual ( la, graduale or ) is a chant or hymn in the Mass, the liturgical celebration of the Eucharist in the Catholic Church, and among some other Christians. It gets its name from the Latin (meaning "step") because it was once chant ...
or that ''
natura non facit saltus
''Natura non facit saltus''Alexander Baumgarten, ''Metaphysics: A Critical Translation with Kant's Elucidations'', Translated and Edited by Courtney D. Fugate and John Hymers, Bloomsbury, 2013, "Preface of the Third Edition (1750)"p. 79 n. d " au ...
'' – Latin for "nature does not make jumps." The idea that such discontinuous changes have a long-term impact stands in counterposition to (2) "presentist" explanations that only consider the possible causal effect of temporally
proximate factors.
Theorizing about critical junctures began in the social sciences in the 1960s. Since then, it has been central to a body of research in the social sciences that is historically informed. Research on critical junctures in the social sciences is part of the broader tradition of
comparative historical analysis and
historical institutionalism Historical institutionalism (HI) is a new institutionalist social science approach that emphasizes how timing, sequences and path dependence affect institutions, and shape social, political, economic behavior and change. Unlike functionalist the ...
. It is a tradition that spans
political science
Political science is the scientific study of politics. It is a social science dealing with systems of governance and power, and the analysis of political activities, political thought, political behavior, and associated constitutions and ...
,
sociology
Sociology is a social science that focuses on society, human social behavior, patterns of social relationships, social interaction, and aspects of culture associated with everyday life. It uses various methods of empirical investigation and ...
and
economics
Economics () is the social science that studies the production, distribution, and consumption of goods and services.
Economics focuses on the behaviour and interactions of economic agents and how economies work. Microeconomics analy ...
. Within economics, it shares an interest in historically oriented research with the new
economic history
Economic history is the academic learning of economies or economic events of the past. Research is conducted using a combination of historical methods, statistical methods and the application of economic theory to historical situations and i ...
or
cliometrics
Cliometrics (, also ), sometimes called new economic history or econometric history, is the systematic application of economic theory, econometric techniques, and other formal or mathematical methods to the study of history (especially social and ...
. Research on critical junctures is also part of the broader "historical turn" in the social sciences.
Origins in the 1960s and early 1970s
The idea of episodes of discontinuous change, followed by periods of relative stability, was introduced in various fields of knowledge in the 1960s and early 1970s.
Kuhn's paradigm shifts
Philosopher of science
A philosopher is a person who practices or investigates philosophy. The term ''philosopher'' comes from the grc, φιλόσοφος, , translit=philosophos, meaning 'lover of wisdom'. The coining of the term has been attributed to the Greek t ...
Thomas Kuhn
Thomas Samuel Kuhn (; July 18, 1922 – June 17, 1996) was an American philosopher of science whose 1962 book ''The Structure of Scientific Revolutions'' was influential in both academic and popular circles, introducing the term '' paradig ...
's landmark work ''
The Structure of Scientific Revolutions
''The Structure of Scientific Revolutions'' (1962; second edition 1970; third edition 1996; fourth edition 2012) is a book about the history of science by philosopher Thomas S. Kuhn. Its publication was a landmark event in the History of science, ...
'' (1962) introduced and popularized the idea of discontinuous change and the long-term effects of discontinuous change. Kuhn argued that progress in
knowledge
Knowledge can be defined as awareness of facts or as practical skills, and may also refer to familiarity with objects or situations. Knowledge of facts, also called propositional knowledge, is often defined as true belief that is disti ...
occurs at times through sudden jumps, which he called
paradigm shift
A paradigm shift, a concept brought into the common lexicon by the American physicist and philosopher Thomas Kuhn, is a fundamental change in the basic concepts and experimental practices of a scientific discipline. Even though Kuhn restricted ...
s. After paradigm shifts, scholars do
normal science Normal(s) or The Normal(s) may refer to:
Film and television
* ''Normal'' (2003 film), starring Jessica Lange and Tom Wilkinson
* ''Normal'' (2007 film), starring Carrie-Anne Moss, Kevin Zegers, Callum Keith Rennie, and Andrew Airlie
* ''Norma ...
within
paradigms, which endure until a new revolution came about.
Kuhn challenged the conventional view in the
philosophy of science
Philosophy of science is a branch of philosophy concerned with the foundations, methods, and implications of science. The central questions of this study concern what qualifies as science, the reliability of scientific theories, and the ulti ...
at the time that knowledge growth could be understood entirely as a process of
gradual
The gradual ( la, graduale or ) is a chant or hymn in the Mass, the liturgical celebration of the Eucharist in the Catholic Church, and among some other Christians. It gets its name from the Latin (meaning "step") because it was once chant ...
, cumulative growth.
Stephen Jay Gould writes that "Thomas Kuhn’s theory of scientific revolutions" was "the most overt and influential" scholarly work to make a "general critique of gradualism" in the twentieth century.
Gellner's neo-episodic model of change
Anthropologist Ernest Gellner
Ernest André Gellner Royal Anthropological Institute of Great Britain and Ireland, FRAI (9 December 1925 – 5 November 1995) was a British people, British-Czech people, Czech philosopher and social anthropology, social anthropologist describ ...
proposed a neo-episodic model of change in 1964 that highlights the "step-like nature of history" and the "remarkable discontinuity" between different historical periods. Gellner contrasts the neo-episodic model of change to an evolutionary model that portrays "the pattern of Western history" as a process of "continuous and sustained and mainly
endogenous
Endogenous substances and processes are those that originate from within a living system such as an organism, tissue, or cell.
In contrast, exogenous substances and processes are those that originate from outside of an organism.
For example, ...
upward growth."
Sociologist Michael Mann
Michael Kenneth Mann (born February 5, 1943) is an American film director, director, screenwriter, and Film producer, producer of film and television who is best known for his distinctive style of crime drama. His most acclaimed works include ...
adapted Gellner's idea of "'episodes' of major structural transformation" and called such episodes "power jumps."
Lipset and Rokkan's critical junctures
Sociologist
Seymour Lipset and
political scientist
Political science is the scientific study of politics. It is a social science dealing with systems of governance and power, and the analysis of political activities, political thought, political behavior, and associated constitutions and la ...
Stein Rokkan introduced the idea of critical junctures and their long-term impact in the social sciences in 1967. The ideas presented in the coauthored 1967 work were elaborated by Rokkan in ''Citizens, Elections, and Parties'' (1970).
Gellner had introduced a similar idea in the social sciences. However, Lipset and Rokkan offered a more elaborate model and an extensive application of their model to Europe (see below). Although Gellner influenced some sociologists, the impact of Lipset and Rokkan on the social sciences was greater.
Gould's punctuated equilibrium model
Kuhn's ideas influenced
paleontologist
Paleontology (), also spelled palaeontology or palæontology, is the scientific study of life that existed prior to, and sometimes including, the start of the Holocene epoch (roughly 11,700 years before present). It includes the study of foss ...
Stephen Jay Gould
Stephen Jay Gould (; September 10, 1941 – May 20, 2002) was an American paleontologist, evolutionary biologist, and historian of science. He was one of the most influential and widely read authors of popular science of his generation. Gould s ...
, who introduced the idea of
punctuated equilibrium
In evolutionary biology, punctuated equilibrium (also called punctuated equilibria) is a theory that proposes that once a species appears in the fossil record, the population will become stable, showing little evolutionary change for most of i ...
in the field of
evolutionary biology
Evolutionary biology is the subfield of biology that studies the evolutionary processes (natural selection, common descent, speciation) that produced the diversity of life on Earth. It is also defined as the study of the history of life fo ...
in 1972. Gould's initial work on punctuated equilibrium was coauthored with
Niles Eldredge
Niles Eldredge (; born August 25, 1943) is an American biologist and paleontologist, who, along with Stephen Jay Gould, proposed the theory of punctuated equilibrium in 1972.
Education
Eldredge began his undergraduate studies in Latin at Columb ...
.
Gould's model of punctuated equilibrium drew attention to episodic bursts of evolutionary change followed by periods of
morphological stability. He challenged the conventional model of gradual, continuous change - called
phyletic gradualism
Phyletic gradualism is a model of evolution which theorizes that most speciation is slow, uniform and gradual.Eldredge, N. and S. J. Gould (1972)"Punctuated equilibria: an alternative to phyletic gradualism"In T.J.M. Schopf, ed., ''Models in Pa ...
.
The critical juncture theoretical framework in the social sciences
Since its launching in 1967, research on critical junctures has focused in part on developing a theoretical framework, which has evolved over time.
In studies of society, some scholars use the term "punctuated equilibrium" model, and others the term "neo-episodic" model. Studies of knowledge continue to use the term "paradigm shift". However, these terms can be treated as
synonym
A synonym is a word, morpheme, or phrase that means exactly or nearly the same as another word, morpheme, or phrase in a given language. For example, in the English language, the words ''begin'', ''start'', ''commence'', and ''initiate'' are al ...
s for critical juncture.
Developments in the late 1960s–early 1970s
Key ideas in critical junctures research were initially introduced in the 1960s and early 1970s by Seymour Lipset, Stein Rokkan, and
Arthur Stinchcombe.
''Critical junctures and legacies''

Seymour Lipset and Stein Rokkan (1967) and Rokkan (1970) introduced the idea that big discontinuous changes, such as the
reformation
The Reformation (alternatively named the Protestant Reformation or the European Reformation) was a major movement within Western Christianity in 16th-century Europe that posed a religious and political challenge to the Catholic Church and i ...
, the building of
nations
A nation is a community of people formed on the basis of a combination of shared features such as language, history, ethnicity, culture and/or society. A nation is thus the collective identity of a group of people understood as defined by those ...
, and the
industrial revolution
The Industrial Revolution was the transition to new manufacturing processes in Great Britain, continental Europe, and the United States, that occurred during the period from around 1760 to about 1820–1840. This transition included going f ...
, reflected conflicts organized around
social cleavages, such as the center-periphery, state-church, land-industry, and owner-worker cleavages. In turn, these big discontinuous changes could be seen as critical junctures because they generated social outcomes that subsequently remained "frozen" for extensive periods of time.
In more general terms, Lipset and Rokkan's model has three components:
* (1)
Cleavage. Strong and enduring conflicts that polarize a political system. Four such cleavages were identified:
** The center–periphery cleavage, a conflict between a central nation-building culture and ethnically linguistically distinct subject populations in the peripheries.
** The state–church cleavage, a conflict between the aspirations of a nation-state and the church.
** The land–industry cleavage, a conflict between landed interests and commercial/industrial entrepreneurs.
** The worker–employer cleavage, a conflict between owners and workers.
* (2) Critical juncture. Radical changes regarding these cleavages happen at certain moments.
* (3) Legacy. Once these changes occur, their effect endures for some time afterwards.
Rokkan (1970) added two points to these ideas. Critical junctures could set countries on divergent or convergent paths. Critical junctures could be "sequential," such that a new critical junctures does not totally erase the legacies of a previous critical juncture but rather modifies that previous legacy.
''The reproduction of legacies through self-replicating causal loops''
Arthur Stinchcombe (1968) filled a key gap in Lipset and Rokkan's model. Lipset and Rokkan argued that critical junctures produced legacies, but did not explain how the effect of a critical juncture could endure over a long period.
Stinchcombe elaborated the idea of historical causes (such as critical junctures) as a distinct kind of
cause that generates a "self-replicating
causal loop." Stinchcombe explained that the distinctive feature of such a loop is that "an effect created by causes at some previous period becomes a cause of that same effect in succeeding periods." This loop was represented graphically by Stinchcombe as follows:
X
t1 ––> Y
t2 ––> D
t3 ––> Y
t4 ––> D
t5 ––> Y
t6
Stinchcombe argued that the cause (X) that explains the initial adoption of some social feature (Y) was not the same one that explains the persistence of this feature. Persistence is explained by the repeated effect of Y on D and of D on Y.
Developments in the early 1980s–early 1990s
Additional contributions were made in the 1980s and early 1990s by various political scientists and economists.

''Punctuated equilibrium, path dependence, and institutions''
Paul A. David and
W. Brian Arthur, two economists, introduced and elaborated the concept of
path dependence
Path dependence is a concept in economics and the social sciences, referring to processes where past events or decisions constrain later events or decisions. It can be used to refer to outcomes at a single point in time or to long-run equilibria ...
, the idea that past events and decisions affect present options and that some outcomes can persist due to the operation of a
self-reinforcing feedback loop. This idea of a self-reinforcing feedback loop resembles that of a self-replicating causal loop introduced earlier by Stinchcombe. However, it resonated with economists and led to a growing recognition in economics that "history matters."
The work by
Stephen Krasner
Stephen David Krasner (born February 15, 1942) is an American academic and former diplomat. Krasner has been a professor of international relations at Stanford University since 1981, and served as the Director of Policy Planning from 2005 to April ...
in political science incorporated the idea of
punctuated equilibrium
In evolutionary biology, punctuated equilibrium (also called punctuated equilibria) is a theory that proposes that once a species appears in the fossil record, the population will become stable, showing little evolutionary change for most of i ...
into the social sciences. Krasner also drew on the work by Arthur and connected the idea of path dependence to the study of political institutions.
Douglass North
Douglass Cecil North (November 5, 1920 – November 23, 2015) was an American economist known for his work in economic history. He was the co-recipient (with Robert William Fogel) of the 1993 Nobel Memorial Prize in Economic Sciences. In the wo ...
, an economist and
Nobel laureate
The Nobel Prizes ( sv, Nobelpriset, no, Nobelprisen) are awarded annually by the Royal Swedish Academy of Sciences, the Swedish Academy, the Karolinska Institutet, and the Norwegian Nobel Committee to individuals and organizations who make ...
, applied the idea of path dependence to
institutions, which he defined as "the rules of the game in a society," and drew attention to the persistence of institutions.
''A synthesis''
Political scientists Ruth Berins Collier and
David Collier, in ''Shaping the Political Arena'' (1991), provided a synthesis of many ideas introduced from the 1960s to 1990, in the form of the following "five-step template":
Antecedent Conditions ––>
Cleavage or Shock ––> ''Critical Juncture''
––> Aftermath ––> ''Legacy''
These key concepts have been defined as follows:
* (1) "''Antecedent conditions'' are diverse socioeconomic and political conditions prior to the onset of the critical juncture that constitute the baseline for subsequent change."
* (2) "''
Cleavages'', ''
shocks'', or
crises
A crisis (plural, : crises; adjectival form, : critical) is either any event or period that will (or might) lead to an unstable and dangerous situation affecting an individual, group, or all of society. Crises are negative changes in the human ...
are triggers of critical junctures."
* (3) "''Critical junctures'' are major episodes of institutional change or innovation."
* (4) "The ''aftermath'' is the period during which the legacy takes shape."
* (5) "The ''legacy'' is an enduring, self-reinforcing institutional inheritance of the critical juncture that stays in place and is stable for a considerable period."
Debates in the 2000s–2010s
Following a period of consolidation of critical junctures framework, few new developments occurred in the 1990s. However, since around 2000, several new ideas were proposed and many aspects of the critical junctures framework are the subject of debate.
''Critical junctures and incremental change''
An important new issue in the study of change is the relative role of critical junctures and
incremental change. On the one hand, the two kinds of change are sometimes starkly counterposed.
Kathleen Thelen
Kathleen Thelen is an American political scientist specializing in comparative politics. She is the Ford Professor of Political Science at the Massachusetts Institute of Technology (MIT), a permanent external member of the Max Planck Institute ...
emphasizes more gradual, cumulative patterns of institutional evolution and holds that "the conceptual apparatus of path dependence may not always offer a realistic image of development." On the other hand, path dependence, as conceptualized by Paul David is not
deterministic
Determinism is a philosophical view, where all events are determined completely by previously existing causes. Deterministic theories throughout the history of philosophy have developed from diverse and sometimes overlapping motives and consi ...
and leaves room for policy shifts and institutional innovation.
''Critical junctures and contingency''
Einar Berntzen notes another debate: "Some scholars emphasize the historical contingency of the choices made by political actors during the critical juncture." For example, Michael Bernhard writes that critical junctures "are periods in which the constraints of structure have weakened and political actors have enhanced autonomy to restructure, overturn, and replace critical systems or sub-systems."
However, Berntzen holds that "other scholars have criticized the focus on
agency
Agency may refer to:
Organizations
* Institution, governmental or others
** Advertising agency or marketing agency, a service business dedicated to creating, planning and handling advertising for its clients
** Employment agency, a business that ...
and contingency as key causal factors of institutional path selection during critical junctures" and "argue that a focus on antecedent conditions of critical junctures is analytically more useful." For example, Dan Slater and Erica Simmons place a heavy emphasis on antecedent conditions.
''Legacies and path dependence''
The use of the concept of path dependence in the study of critical junctures has been a source of some debate. On the one hand, James Mahoney argues that "path dependence characterizes specifically those historical sequences in which contingent events set into motion institutional patterns or event chains that have deterministic properties" and that there are two types of path dependence: "self-reinforcing sequences" and "reactive sequences." On the other hand, Kathleen Thelen and other criticize the idea of path dependence
determinism
Determinism is a philosophical view, where all events are determined completely by previously existing causes. Deterministic theories throughout the history of philosophy have developed from diverse and sometimes overlapping motives and consi ...
, and Jörg Sydow, Georg Schreyögg, and Jochen Koch question the idea of reactive sequences as a kind of path dependence.
''Institutional and behavioral path dependence''
The study of critical junctures has commonly been seen as involving a change in
institutions. However, many works extend the scope of research of critical junctures by focusing on changes in
culture
Culture () is an umbrella term which encompasses the social behavior, institutions, and norms found in human societies, as well as the knowledge, beliefs, arts, laws, customs, capabilities, and habits of the individuals in these grou ...
. Avidit Acharya, Matthew Blackwell, and Maya Sen state that the persistence of a legacy can be "reinforced both by formal institutions, such as Jim Crow laws (a process known as ''institutional path dependence''), and also by informal institutions, such as family
socialization
In sociology, socialization or socialisation (see spelling differences) is the process of internalizing the norms and ideologies of society. Socialization encompasses both learning and teaching and is thus "the means by which social and cult ...
and community
norms (a process we call
''behavioral'' path dependence'')."
Substantive applications in the social sciences
Topics and processes
A critical juncture approach has been used in the study of many fields of research:
state
State may refer to:
Arts, entertainment, and media Literature
* ''State Magazine'', a monthly magazine published by the U.S. Department of State
* ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States
* '' Our ...
formation,
political regimes
A government is the system or group of people governing an organized community, generally a state.
In the case of its broad associative definition, government normally consists of legislature, executive, and judiciary. Government ...
,
regime change
Regime change is the partly forcible or coercive replacement of one government regime with another. Regime change may replace all or part of the state's most critical leadership system, administrative apparatus, or bureaucracy. Regime change may ...
and
democracy
Democracy (From grc, δημοκρατία, dēmokratía, ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which people, the people have the authority to deliberate and decide legislation ("direct democracy"), or to choo ...
,
party system
A party system is a concept in comparative political science concerning the system of government by political parties in a democratic country. The idea is that political parties have basic similarities: they control the government, have a stab ...
,
public policy
Public policy is an institutionalized proposal or a decided set of elements like laws, regulations, guidelines, and actions to solve or address relevant and real-world problems, guided by a conception and often implemented by programs. Public ...
, government performance, and
economic development
In the economics study of the public sector, economic and social development is the process by which the economic well-being and quality of life of a nation, region, local community, or an individual are improved according to targeted goals a ...
.
In addition, many processes and events have been identified as critical junctures.

''Pre-1760 power jumps''
Michael Mann, in ''The Sources of Social Power'' (1986), relies on Gellner's neo-episodic model of change and identifies a series of "power jumps" in world history prior to 1760 - the idea of power jumps is similar to that of a critical juncture. Some of the examples of power jumps identified by Mann are:
* The
domestication of animals
The domestication of animals is the mutual relationship between non-human animals and the humans who have influence on their care and reproduction.
Charles Darwin recognized a small number of traits that made domesticated species different from ...
and the development of
agriculture
Agriculture or farming is the practice of cultivating plants and livestock. Agriculture was the key development in the rise of sedentary human civilization, whereby farming of domesticated species created food surpluses that enabled peop ...
*
Law codes in written form
* The
military revolution
* The use of
Hoplites and
phalanx
The phalanx ( grc, φάλαγξ; plural phalanxes or phalanges, , ) was a rectangular mass military formation, usually composed entirely of heavy infantry armed with spears, pikes, sarissas, or similar pole weapons. The term is particular ...
es in war.
* The creation of the
polis
''Polis'' (, ; grc-gre, πόλις, ), plural ''poleis'' (, , ), literally means "city" in Greek. In Ancient Greece, it originally referred to an administrative and religious city center, as distinct from the rest of the city. Later, it also ...
* The diffusion of
literacy
Literacy in its broadest sense describes "particular ways of thinking about and doing reading and writing" with the purpose of understanding or expressing thoughts or ideas in written form in some specific context of use. In other words, hum ...
* The formation of modern
states

''Modern era critical junctures''
Some of the processes in the modern era that are commonly seen as critical junctures in the social sciences are:
*
State formation
State formation is the process of the development of a centralized government structure in a situation where one did not exist prior to its development. State formation has been a study of many disciplines of the social sciences for a number of ...
.
*The
Industrial Revolution
The Industrial Revolution was the transition to new manufacturing processes in Great Britain, continental Europe, and the United States, that occurred during the period from around 1760 to about 1820–1840. This transition included going f ...
.
*Political and social
revolutions, such as the
Glorious Revolution of 1688, the
French Revolution
The French Revolution ( ) was a period of radical political and societal change in France that began with the Estates General of 1789 and ended with the formation of the French Consulate in November 1799. Many of its ideas are conside ...
of 1789, and the
Russian Revolution
The Russian Revolution was a period of political and social revolution that took place in the former Russian Empire which began during the First World War. This period saw Russia abolish its monarchy and adopt a socialist form of government ...
of 1917.
*
Wars, such as
World War I
World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was List of wars and anthropogenic disasters by death toll, one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, ...
and
World War II
World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the World War II by country, vast majority of the world's countries—including all of the great power ...
*
Colonialism
Colonialism is a practice or policy of control by one people or power over other people or areas, often by establishing colonies and generally with the aim of economic dominance. In the process of colonisation, colonisers may impose their rel ...
and
decolonization
Decolonization or decolonisation is the undoing of colonialism, the latter being the process whereby imperial nations establish and dominate foreign territories, often overseas. Some scholars of decolonization focus especially on separatism, in ...
.
*The end of
slavery
Slavery and enslavement are both the state and the condition of being a slave—someone forbidden to quit one's service for an enslaver, and who is treated by the enslaver as property. Slavery typically involves slaves being made to perf ...
.
*Transitions to
mass politics
Mass politics is a political order resting on the emergence of mass political parties.
The emergence of mass politics generally associated with the rise of mass society coinciding with the Industrial Revolution in the West. However, because o ...
.
*Transitions to
democracy
Democracy (From grc, δημοκρατία, dēmokratía, ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which people, the people have the authority to deliberate and decide legislation ("direct democracy"), or to choo ...
.
*The ''
Trente Glorieuses
''Les Trente Glorieuses'' (; 'The Glorious Thirty') was a thirty-year period of economic growth in France between 1945 and 1975, following the end of the Second World War. The name was first used by the French demographer Jean Fourastié, who ...
'' - the 30 years from 1945 to 1975 in Europe.
*The transition to
neoliberalism
Neoliberalism (also neo-liberalism) is a term used to signify the late 20th century political reappearance of 19th-century ideas associated with free-market capitalism after it fell into decline following the Second World War. A prominent ...
in the 1980s and 1990s.
*The end of the
Cold War in 1989.
Considerable discussion has focused on the possibility that the
COVID-19 pandemic
The COVID-19 pandemic, also known as the coronavirus pandemic, is an ongoing global pandemic of coronavirus disease 2019 (COVID-19) caused by severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2). The novel virus was first identified ...
will be a critical juncture.
Examples of research
Barrington Moore Jr.'s ''
Social Origins of Dictatorship and Democracy
''Social Origins of Dictatorship and Democracy: Lord and Peasant in the Making of the Modern World'' (1966) is a book by Barrington Moore Jr.
The work studied the roots of democratic, fascist and communist regimes in different societies, looking ...
: Lord and Peasant in the Making of the Modern World'' (1966) argues that revolutions (the critical junctures) occurred in different ways (
bourgeois revolutions,
revolutions from above, and revolutions from below) and this difference led to contrasting political regimes in the long term (the legacy)—
democracy
Democracy (From grc, δημοκρατία, dēmokratía, ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which people, the people have the authority to deliberate and decide legislation ("direct democracy"), or to choo ...
,
fascism
Fascism is a far-right, authoritarian, ultra-nationalist political ideology and movement,: "extreme militaristic nationalism, contempt for electoral democracy and political and cultural liberalism, a belief in natural social hierarchy and th ...
, and
communism
Communism (from Latin la, communis, lit=common, universal, label=none) is a far-left sociopolitical, philosophical, and economic ideology and current within the socialist movement whose goal is the establishment of a communist society ...
, respectively. In contrast to the
unilinear view of evolution common in the 1960s, Moore showed that countries followed multiple paths to
modernity
Modernity, a topic in the humanities and social sciences, is both a historical period (the modern era) and the ensemble of particular socio-cultural norms, attitudes and practices that arose in the wake of the Renaissancein the "Age of Reas ...
.
Collier and Collier's ''
Shaping the Political Arena: Critical Junctures, the Labor Movement, and the Regime Dynamics in Latin America'' (1991) compares "eight Latin American countries to argue that labor-incorporation periods were critical junctures that set the countries on distinct paths of development that had major consequences for the crystallization of certain parties and party systems in the electoral arena. The way in which state actors incorporated labor movements was conditioned by the political strength of the
oligarchy
Oligarchy (; ) is a conceptual form of power structure in which power rests with a small number of people. These people may or may not be distinguished by one or several characteristics, such as nobility, fame, wealth, education, or corporate, ...
, the antecedent condition in their analysis. Different policies towards labor led to four specific types of labor incorporation: state incorporation (Brazil and Chile), radical populism (Mexico and Venezuela), labor populism (Peru and Argentina), and electoral mobilization by a traditional party (Uruguay and Colombia). These different patterns triggered contrasting reactions and counter reactions in the aftermath of labor incorporation. Eventually, through a complex set of intermediate steps, relatively enduring
party system
A party system is a concept in comparative political science concerning the system of government by political parties in a democratic country. The idea is that political parties have basic similarities: they control the government, have a stab ...
regimes were established in all eight countries: multiparty polarizing systems (Brazil and Chile), integrative party systems (Mexico and Venezuela), stalemated party systems (Peru and Argentina), and systems marked by electoral stability and social conflict (Uruguay and Colombia)."
John Ikenberry's ''After Victory: Institutions, Strategic Restraint, and the Rebuilding of Order After Major Wars'' (2001) compares post-war settlements after major wars – following the
Napoleonic Wars
The Napoleonic Wars (1803–1815) were a series of major global conflicts pitting the French Empire and its allies, led by Napoleon I, against a fluctuating array of European states formed into various coalitions. It produced a period of Fren ...
in 1815, the
world war
A world war is an international conflict which involves all or most of the world's major powers. Conventionally, the term is reserved for two major international conflicts that occurred during the first half of the 20th century, World War I, Worl ...
s in 1919 and 1945, and the end of the
Cold War in 1989. It argues that "international order has come and gone, risen and fallen across historical eras" and that the "great moments of order building come after major wars – 1648, 1713, 1815, 1919, 1945, and 1989." In essence, peace conferences and settlement agreements put in place "institutions and arrangements for postwar order." Ikenberry also shows that "the actual character of international order has varied across eras and order building moments" and that "variations have been manifest along multiple dimensions: geographic scope, organizational logic, rules and institutions, hierarchy and leadership, and the manner in and degree to which coercion and consent undergird the resulting order."
Seymour Martin Lipset
Seymour Martin Lipset ( ; March 18, 1922 – December 31, 2006) was an American sociologist and political scientist (President of the American Political Science Association). His major work was in the fields of political sociology, trade union ...
, in ''The Democratic Century'' (2004), addresses the question why North America developed stable democracies and Latin America did not. He holds that the reason is that the initial patterns of colonization, the subsequent process of economic incorporation of the new colonies, and the wars of independence varies. The divergent histories of Britain and Iberia are seen as creating different cultural legacies that affected the prospects of democracy.
Daron Acemoglu
Kamer Daron Acemoğlu (; born September 3, 1967) is a Turkish-born American economist who has taught at the Massachusetts Institute of Technology (MIT) since 1993. He is currently the Elizabeth and James Killian Professor of Economics at MIT. H ...
and
James A. Robinson
James Alan Robinson (born 1960) is a British economist and political scientist. He is currently the Reverend Dr. Richard L. Pearson Professor of Global Conflict Studies and University Professor at the Harris School of Public Policy, University ...
’s ''
Why Nations Fail: The Origins of Power, Prosperity, and Poverty'' (2012) draws on the idea of critical junctures. A key thesis of this book is that, at critical junctures (such as the Glorious Revolution in 1688 in England), countries start to evolve along different paths. Countries that adopt inclusive political and economic institutions become prosperous democracies. Countries that adopt extractive political and economic institutions fail to develop political and economically.
Debates in research
Critical juncture research typically contrasts an argument about the historical origins of some outcome to an explanation based in temporally
proximate factors. However, researchers have engaged in debates about what historical event should be considered a critical juncture.
''The rise of the West''
A key debate in research on critical junctures concerns the turning point that led to the rise of
the West.
*
Jared Diamond
Jared Mason Diamond (born September 10, 1937) is an American geographer, historian, ornithologist, and author best known for his popular science books ''The Third Chimpanzee'' (1991); '' Guns, Germs, and Steel'' (1997, awarded a Pulitzer Priz ...
, in ''
Guns, Germs and Steel
''Guns, Germs, and Steel: The Fates of Human Societies'' (subtitled ''A Short History of Everybody for the Last 13,000 Years'' in Britain) is a 1997 transdisciplinary non-fiction book by Jared Diamond. In 1998, it won the Pulitzer Prize for ge ...
'' (1997) argues that the development reaching back to around 11,000 BCE explain why key breakthroughs were made in the West rather than in some other region of the world.
*Michael Mitterauer, in ''Why Europe? The Medieval Origins of its Special Path'' (2010) traces the rise of the West to developments in the
Middle Ages
In the history of Europe, the Middle Ages or medieval period lasted approximately from the late 5th to the late 15th centuries, similar to the post-classical period of global history. It began with the fall of the Western Roman Empire ...
.
* Daron Acemoglu and James A. Robinson, in
''Why Nations Fail: The Origins of Power, Prosperity, and Poverty'' (2012) and ''The Narrow Corridor. States, Societies, and the Fate of Liberty'' (2019) argue that a critical juncture during the
early modern age is what set the West on its distinctive path.
''Historical sources of economic development (with a focus on Latin America)''
Another key debate concerns the historical roots of
economic development
In the economics study of the public sector, economic and social development is the process by which the economic well-being and quality of life of a nation, region, local community, or an individual are improved according to targeted goals a ...
, a debate that has address
Latin America
Latin America or
* french: Amérique Latine, link=no
* ht, Amerik Latin, link=no
* pt, América Latina, link=no, name=a, sometimes referred to as LatAm is a large cultural region in the Americas where Romance languages — languages derived ...
in particular.
*
Jerry F. Hough and Robin Grier (2015) claim that "key events in England and Spain in the 1260s explain why Mexico lagged behind the United States economically in the 20th century."
*Works by Daron Acemoglu,
Simon H. Johnson, and James A. Robinson (2001); James Mahoney (2010); and
Stanley Engerman and
Kenneth Sokoloff (2012) focus on
colonialism
Colonialism is a practice or policy of control by one people or power over other people or areas, often by establishing colonies and generally with the aim of economic dominance. In the process of colonisation, colonisers may impose their rel ...
as the key turning point explaining long-term economic trajectories.
*
Rudiger Dornbusch and
Sebastián Edwards (1991) see the emergence of
mass politics
Mass politics is a political order resting on the emergence of mass political parties.
The emergence of mass politics generally associated with the rise of mass society coinciding with the Industrial Revolution in the West. However, because o ...
in the mid-20th century as the key turning point that explains the economic performance of Latin America.
''Historical origins of the Asian developmental state''
Research on
Asia
Asia (, ) is one of the world's most notable geographical regions, which is either considered a continent in its own right or a subcontinent of Eurasia, which shares the continental landmass of Afro-Eurasia with Africa. Asia covers an ...
includes a debate about the historical roots of
developmental state
Developmental state, or hard state, is a term used by international political economy scholars to refer to the phenomenon of state-led macroeconomic planning in East Asia in the late 20th century. In this model of capitalism (sometimes referred to ...
s.
*
Atul Kohli (2004) argues that developmental states originate in the colonial period.
*Tuong Vu (2010) maintains that developmental states originate in the post-colonial period.
Reception and impact
Research on critical junctures is generally seen as an important contribution to the social sciences.
Within political science, Berntzen argues that research on critical junctures "has played an important role in comparative historical and other macro-comparative scholarship." Some of the most notable works in the field of
comparative politics
Comparative politics is a field in political science characterized either by the use of the '' comparative method'' or other empirical methods to explore politics both within and between countries. Substantively, this can include questions relat ...
since the 1960s rely on the concept of a critical juncture.
Barrington Moore Jr.'s ''Social Origins of Dictatorship and Democracy: Lord and Peasant in the Making of the Modern World'' (1966) is broadly recognized as a foundational study in the study of democratization.
Ruth Berins Collier and David Collier's ''Shaping the Political Arena: Critical Junctures, the Labor Movement, and the Regime Dynamics in Latin America'' (1991) has been characterized by
Giovanni Capoccia and R. Daniel Kelemen as a "landmark work" and by Kathleen Thelen as a "landmark study ... of regime transformation in Latin America."
Robert D. Putnam's ''Making Democracy Work: Civic Traditions in Modern Italy'' (1993) provides an analysis of the historical origins of social capital in Italy that is widely credited with launching a strand of research on
social capital
Social capital is "the networks of relationships among people who live and work in a particular society, enabling that society to function effectively". It involves the effective functioning of social groups through interpersonal relationship ...
and its consequences in various fields within political science.
Johannes Gerschewski describes John Ikenberry ''After Victory'' (2001) as a "masterful analysis."
Frank Baumgartner and
Bryan D. Jones
Bryan D. Jones is an American Political science, political scientist and public policy scholar. He holds the J. J. "Jake" Pickle Regents Chair in Congressional Studies at the University of Texas. He is an Academic Director of the Comparative Agend ...
's ''Agendas and Instability in American Politics'' (2009) is credited with having "a massive impact in the study of public policy."
Within economics, the historically informed work of Douglass North, and Daron Acemoglu and James A. Robinson, is seen as partly responsible for the disciple's renewed interest in political institutions and the historical origins of institutions and hence for the revival of the tradition of
institutional economics
Institutional economics focuses on understanding the role of the evolutionary process and the role of institutions in shaping economic behavior. Its original focus lay in Thorstein Veblen's instinct-oriented dichotomy between technology on t ...
.
[Sebastian Galiani and Itai Sened (eds.), ''Institutions, Property Rights, and Economic Growth: The Legacy of Douglass North.'' New York, NY: Cambridge University Press, 2014; Joanna Dzionek-Kozłowska, and Matera Rafał, "New Institutional Economics’ Perspective on Wealth and Poverty of Nations. Concise Review and General Remarks on Acemoglu and Robinson's Concept," ''Scientific Annals of Economics and Business'' Sciendo 62(s1)(2015): 11-18.]
See also
*
American political development
American political development (often abbreviated as APD) is a subfield of political science that studies the historical development of politics in the United States. In American political science departments, it is considered a subfield within A ...
*
Cliodynamics
Cliodynamics () is a transdisciplinary area of research that integrates cultural evolution, economic history/ cliometrics, macrosociology, the mathematical modeling of historical processes during the '' longue durée'', and the construction and ...
*
Cliometrics
Cliometrics (, also ), sometimes called new economic history or econometric history, is the systematic application of economic theory, econometric techniques, and other formal or mathematical methods to the study of history (especially social and ...
*
Comparative historical research
Comparative historical research is a method of social science that examines historical events in order to create explanations that are valid beyond a particular time and place, either by direct comparison to other historical events, theory buildin ...
*
Economic history
Economic history is the academic learning of economies or economic events of the past. Research is conducted using a combination of historical methods, statistical methods and the application of economic theory to historical situations and i ...
*
Hysteresis
Hysteresis is the dependence of the state of a system on its history. For example, a magnet may have more than one possible magnetic moment in a given magnetic field, depending on how the field changed in the past. Plots of a single component of ...
*
Historical institutionalism Historical institutionalism (HI) is a new institutionalist social science approach that emphasizes how timing, sequences and path dependence affect institutions, and shape social, political, economic behavior and change. Unlike functionalist the ...
*
Historical sociology
*
Institutional economics
Institutional economics focuses on understanding the role of the evolutionary process and the role of institutions in shaping economic behavior. Its original focus lay in Thorstein Veblen's instinct-oriented dichotomy between technology on t ...
*
Neoevolutionism
Neoevolutionism as a social theory attempts to explain the evolution of societies by drawing on Charles Darwin's theory of evolution while discarding some dogmas of the previous theories of social evolutionism. Neoevolutionism is concerned with ...
*
New institutionalism
*
Path dependence
Path dependence is a concept in economics and the social sciences, referring to processes where past events or decisions constrain later events or decisions. It can be used to refer to outcomes at a single point in time or to long-run equilibria ...
*
Political realignment
A political realignment, often called a critical election, critical realignment, or realigning election, in the academic fields of political science and political history, is a set of sharp changes in party ideology, issues, party leaders, regional ...
*
Punctuated equilibrium
In evolutionary biology, punctuated equilibrium (also called punctuated equilibria) is a theory that proposes that once a species appears in the fossil record, the population will become stable, showing little evolutionary change for most of i ...
*
Sociocultural evolution
Sociocultural evolution, sociocultural evolutionism or social evolution are theories of sociobiology and cultural evolution that describe how societies and culture change over time. Whereas sociocultural development traces processes that ten ...
Notes and references
{{reflist
Further reading
Theoretical framework
* Arthur, W. Brian, "Competing Technologies, Increasing Returns, and Lock-In by Historical Events." ''Economic Journal'' 99(394)(1989): 116–31
* Berntzen, Einar, "Historical and Longitudinal Analyses," pp. 390–405, in Dirk Berg-Schlosser, Bertrand Badie, and Leonardo Morlino (eds.), ''The SAGE Handbook of Political Science.'' Thousand Oaks, CA: SAGE, 2020.
* Capoccia, Giovanni, and R. Daniel Kelemen, "The Study of Critical Junctures: Theory, Narrative, and Counterfactuals in Historical Institutionalism." ''World Politics'' 59(3)(2007): 341–69
* Collier, David, and Gerardo L. Munck, "Building Blocks and Methodological Challenges: A Framework for Studying Critical Junctures." ''Qualitative and Multi-Method Research'' 15(1)(2017): 2–9
* Collier, David, and Gerardo L. Munck (eds.), ''Critical Junctures and Historical Legacies: Insights and Methods for Comparative Social Science'' (2022).
* Collier, Ruth Berins, and David Collier, ''Shaping the Political Arena: Critical Junctures, the Labor Movement, and the Regime Dynamics in Latin America.'' Princeton, NJ: Princeton University Press, 1991; Ch. 1: "Framework: Critical Junctures and Historical Legacies.
* David, Paul A., "Clio and the Economics of QWERTY." ''American Economic Review'' 75(2)(1985): 332–37
* Gerschewski, Johannes, "Explanations of Institutional Change. Reflecting on a ‘Missing Diagonal’." ''American Political Science Review'' 115(1)(2021): 218–33.
* Krasner, Stephen D., "Approaches to the State: Alternative Conceptions and Historical Dynamics." ''Comparative Politics'' 16(2)(1984): 223–46
* Krasner, Stephen D., "Sovereignty: An Institutional Perspective." ''Comparative Political Studies'' 21(1)(1988): 66–94
* Mahoney, James, "Path Dependence in Historical Sociology." ''Theory and Society'' 29(4)(2000): 507–48
* Pierson, Paul, "Increasing Returns, Path Dependence, and the Study of Politics." ''American Political Science Review'' 94(2)(2000): 251–67
* Slater, Dan, and Erica Simmons, "Informative Regress: Critical Antecedents in Comparative Politics." ''Comparative Political Studies'' 43(7)(2010): 886–917
* Soifer, Hillel David, "The Causal Logic of Critical Junctures." ''Comparative Political Studies'' 45(12)(2012): 1572–1597
Substantive applications
* Acemoglu, Daron, and James A. Robinson, ''Why Nations Fail: Origins of Power, Poverty and Prosperity'' (2012).
* Acemoglu, Daron, and James A. Robinson, ''The Narrow Corridor. States, Societies, and the Fate of Liberty'' (2019).
* Acharya, Avidit, Matthew Blackwell, and Maya Sen, ''Deep Roots: How Slavery Still Shapes Southern Politics'' (2018).
* Bartolini, Stefano, ''The Political Mobilization of the European Left, 1860–1980: The Class Cleavage'' (2000).
* Bartolini, Stefano, ''Restructuring Europe. Centre Formation, System Building, and Political Structuring between the Nation State and the European Union'' (2007).
* Baumgartner, Frank R., and Bryan D. Jones, ''Agendas and Instability in American Politics,'' 2nd ed. (2009).
* Calder, Kent, and Min Ye, ''The Making of Northeast Asia'' (2010).
* Caramani, Daniele, ''The Europeanization of Politics: The Formation of a European Electorate and Party System in Historical Perspective'' (2015).
* della Porta, Donatella et al., ''Discursive Turns and Critical Junctures: Debating Citizenship after the Charlie Hebdo Attacks'' (2020).
* Chibber, Vivek, ''Locked in Place: State-building and Late Industrialization in India'' (2003).
* Engerman, Stanley L., and Kenneth L. Sokoloff, ''Economic Development in the Americas since 1500: Endowments and Institutions'' (2012).
* Ertman, Thomas, ''Birth of the Leviathan: Building States and Regimes in Medieval and Early Modern Europe'' (1997).
* Fishman, Robert M., ''Democratic Practice: Origins of the Iberian Divide in Political Inclusion'' (2019).
* Gould, Andrew C., ''Origins of Liberal Dominance: State, Church, and Party in Nineteenth-Century Europe'' (1999).
* Grzymała-Busse, Anna M., ''Redeeming the Communist Past: The Regeneration of Communist Parties in East Central Europe'' (2002).
* Ikenberry, G. John, ''After Victory: Institutions, Strategic Restraint, and the Rebuilding of Order After Major Wars'' (2001).
* Karvonen, Lauri, and Stein Kuhnle (eds.), ''Party Systems and Voter Alignments Revisited'' (2000).
* Kurtz, Marcus, ''Latin American State Building in Comparative Perspective: Social Foundations of Institutional Order'' (2013).
* Lange, Matthew, ''Lineages of Despotism and Development. British Colonialism and State Power'' (2009).
* Lieberman, Evan S., ''Race and Regionalism in the Politics of Taxation in Brazil and South Africa'' (2003).
* Lipset, Seymour M., and Stein Rokkan (eds.), ''Party Systems and Voter Alignments: Cross-National Perspectives'' (1967).
* López-Alves, Fernando, ''State Formation and Democracy in Latin America, 1810–1900'' (2000).
* Gregory M. Luebbert, ''Liberalism, Fascism, or Social Democracy: Social Classes and the Political Origins of Regimes in Interwar Europe'' (1991).
* Mahoney, James, ''The Legacies of Liberalism: Path Dependence and Political Regimes in Central America'' (2001).
* Møller, Jørgen, "Medieval Origins of the Rule of Law: The Gregorian Reforms as Critical Juncture?" ''Hague Journal on the Rule of Law'' 9(2)(2017): 265–82.
* Moore, Jr., Barrington, ''Social Origins of Dictatorship and Democracy. Lord and Peasant in the Making of the Modern World'' (1966).
* Putnam, Robert D., with Robert Leonardi and Raffaella Nanetti, ''Making Democracy Work: Civic Traditions in Modern Italy'' (1993).
* Riedl, Rachel Beatty, ''Authoritarian Origins of Democratic Party Systems in Africa'' (2014).
* Roberts, Kenneth M., ''Changing Course in Latin America: Party Systems in the Neoliberal Era'' (2014).
* Rokkan, Stein, with Angus Campbell, Per Torsvik, and Henry Valen, ''Citizens, Elections, and Parties: Approaches to the Comparative Study of the Processes of Development'' (1970).
* Scully, Timothy R., ''Rethinking the Center: Party Politics in Nineteenth- and Twentieth-Century Chile'' (1992).
* Silva, Eduardo, and Federico M. Rossi (eds.), ''Reshaping the Political Arena in Latin America'' (2018).
* Tudor, Maya, ''The Promise of Power: The Origins of Democracy in India and Autocracy in Pakistan'' (2013).
* Yashar, Deborah, ''Demanding Democracy: Reform and Reaction in Costa Rica and Guatemala, 1870s-1950s'' (1997).
External links
*
The Critical Juncture Project'' coordinated by David Collier and Gerardo L. Munck
Comparative politics
Economic theories
Political science
Politics
Sociological theories