Charles J. Halperin (born 1946
) is an
American
American(s) may refer to:
* American, something of, from, or related to the United States of America, commonly known as the "United States" or "America"
** Americans, citizens and nationals of the United States of America
** American ancestry, p ...
historian specialising in the high and late medieval history of Eastern Europe, particularly the political and military history of late
Kievan Rus'
Kievan Rus', also known as Kyivan Rus,.
* was the first East Slavs, East Slavic state and later an amalgam of principalities in Eastern Europe from the late 9th to the mid-13th century.John Channon & Robert Hudson, ''Penguin Historical At ...
, the
Golden Horde
The Golden Horde, self-designated as ''Ulug Ulus'' ( in Turkic) was originally a Mongols, Mongol and later Turkicized khanate established in the 13th century and originating as the northwestern sector of the Mongol Empire. With the division of ...
, and early
Muscovy Muscovy or Moscovia () is an alternative name for the Principality of Moscow (1263–1547) and the Tsardom of Russia (1547–1721).
It may also refer to:
*Muscovy Company, an English trading company chartered in 1555
*Muscovy duck (''Cairina mosch ...
. Aside from several monographs, including three on
Ivan the Terrible
Ivan IV Vasilyevich (; – ), commonly known as Ivan the Terrible,; ; monastic name: Jonah. was Grand Prince of Moscow, Grand Prince of Moscow and all Russia from 1533 to 1547, and the first Tsar of all Russia, Tsar and Grand Prince of all R ...
, over 100 articles of Halperin have been published.
Biography
Born in
Brooklyn
Brooklyn is a Boroughs of New York City, borough of New York City located at the westernmost end of Long Island in the New York (state), State of New York. Formerly an independent city, the borough is coextensive with Kings County, one of twelv ...
,
New York City
New York, often called New York City (NYC), is the most populous city in the United States, located at the southern tip of New York State on one of the world's largest natural harbors. The city comprises five boroughs, each coextensive w ...
on 21 July 1946, Halperin studied history between 1963 and 1967 at
Brooklyn College
Brooklyn College is a public university in Brooklyn in New York City, United States. It is part of the City University of New York system and enrolls nearly 14,000 students on a campus in the Midwood and Flatbush sections of Brooklyn as of fall ...
of the
City University of New York
The City University of New York (CUNY, pronounced , ) is the Public university, public university system of Education in New York City, New York City. It is the largest urban university system in the United States, comprising 25 campuses: eleven ...
(CUNY), obtaining a Bachelor of Arts.
He went on to obtain a PhD in
Russian history
The history of Russia begins with the histories of the East Slavs. The traditional start date of specifically Russian history is the establishment of the Rus' people, Rus' state in the north in the year 862, ruled by Varangians. In 882, Prin ...
from
Columbia University
Columbia University in the City of New York, commonly referred to as Columbia University, is a Private university, private Ivy League research university in New York City. Established in 1754 as King's College on the grounds of Trinity Churc ...
.
In 1971–1972, a
Fulbright–Hays Program scholarship allowed him to do research in the
Soviet Union
The Union of Soviet Socialist Republics. (USSR), commonly known as the Soviet Union, was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 until Dissolution of the Soviet ...
, where he expanded his knowledge of the Russian language and writings of Russian scholars. From 1972 to 1980, Halperin taught Russian history as assistant professor at the Department of History of
Indiana University Bloomington
Indiana University Bloomington (IU Bloomington, Indiana University, IU, IUB, or Indiana) is a public university, public research university in Bloomington, Indiana, United States. It is the flagship university, flagship campus of Indiana Univer ...
. As a senior fellow of Columbia University's
Russian Institute
The Harriman Institute, the first academic center in the United States devoted to the interdisciplinary study of Russia and the Soviet Union, was founded at Columbia University in 1946, with the support of the Rockefeller Foundation, as the Russi ...
(since 1992
Harriman Institute
The Harriman Institute, the first academic center in the United States devoted to the interdisciplinary study of Russia and the Soviet Union, was founded at Columbia University in 1946, with the support of the Rockefeller Foundation, as the Russi ...
) from 1980 to 1982, Halperin returned to the Soviet Union in autumn 1981 as part of a scientific collaboration agreement. In subsequent years, he worked as a computer instructor, programmer and system analyst, returning to Bloomington in 1996 as a Visiting Scholar at Indiana University's Robert F. Byrnes Russian and East European Institute.
Two of Halperin's most influential monographs have been ''Russia and the Golden Horde: The Mongol Impact on Medieval Russian History'' (1987
985
Year 985 ( CMLXXXV) was a common year starting on Thursday of the Julian calendar.
Events
By place
Europe
* Summer – Henry II (the Wrangler) is restored as duke of Bavaria by Empress Theophanu and her mother-in-law Adelaide at an ...
and ''The Tatar Yoke: The Image of the Mongols in Medieval Russia'' (1986), in which he challenged several Moscow-centric, Great Russian, and Russian nationalist as well as Ukrainian nationalist traditions in historiography. These included the centuries-long tacit denial that the Mongols had really
defeated and conquered Kievan Rus', and the false assertion that the Rus' princes were still constantly fighting against the invaders. In reality, the Rus' princes had been forced to completely submit themselves to the
Golden Horde
The Golden Horde, self-designated as ''Ulug Ulus'' ( in Turkic) was originally a Mongols, Mongol and later Turkicized khanate established in the 13th century and originating as the northwestern sector of the Mongol Empire. With the division of ...
, and doing its bidding and adopting much of its culture, or suffer the dire consequences of a devastating punitive military expedition by the Mongols, Tatars and their other Rus' allies. In 2011, Halperin stated that Fomenko and Nosovskii's popular pseudohistorical ''Novaia khronologiia'' (
New Chronology), which received some attention in the early 1980s, arose out of "the dilemma of the Mongol conquest in Russian historiography": embarrassment among defensive Russian nationalists who object to "Russophobic" arguments that Russia acquired "barbarian" customs, institutions, and culture from uncivilized nomads.
On the causes of the
Tver Uprising of 1327
The Tver Uprising of 1327 () was a popular uprising against the Golden Horde by the people of the Principality of Tver. Their prince, Aleksandr, eventually fled to Pskov. The Tatars dispatched a punitive force led by Ivan I of Moscow and Alek ...
,
Janet L. B. Martin (1995, 2007) wrote: "While some scholars argue that Chol-khan had been sent deliberately to provoke a crisis in
Tver'
Tver (, ) is a types of inhabited localities in Russia, city and the administrative centre of Tver Oblast, Russia. It is situated at the confluence of the Volga and Tvertsa rivers. Tver is located northwest of Moscow. Population:
The city is ...
because the Mongol court perceived that principality as too powerful, Charles Halperin has suggested quite plausibly that his purpose was to oversee conscription and collection of revenue, which the Horde required in preparation for another campaign against the
Ilkhans of Persia over Azerbaijan." She similarly accepted the evidence presented by Halperin, Borisov, Kuchkin and others that certain texts, claiming that the
Battle of Kulikovo
The Battle of Kulikovo () was fought between the forces of Mamai, a powerful Mongol military commander of the Golden Horde, and Russian forces led by Grand Prince Dmitry Donskoy, Dmitry of Moscow. The battle took place on 8 September 1380, at Ku ...
represented a "nationally unified campaign for independence from Mongol suzerainty", were not written until the 15th century; instead the larger conflict of the
Great Troubles
The Great Troubles (, as found in Rus' chronicles), also known as the Golden Horde Dynastic War, was a war of succession in the Golden Horde from 1359 to 1381.
This era, which followed shortly after the Black Death had ravaged the cities of the ...
was primarily one of
dynastic struggle amongst the Mongol-Tatar elite, while a competition for the timely delivery of tribute payments amongst their Rus' vassals. Halperin belongs to a group of scholars who argue that the
princes of Moscow continued to accept the authority of the Mongol khans well into the 15th century, that there was a Muscovite–
Crimean Tatar alliance in the late 15th and early 16th century, and that the
Russo-Kazan Wars
The Russo-Kazan Wars were a series of short, intermittent wars fought between the Grand Principality of Moscow and the Khanate of Kazan between 1437 and 1556. Most of these were wars of succession in Kazan, in which Muscovy intervened on behalf ...
happened because Muscovy was interfering in Kazan's dynastic struggles on behalf of the Crimean khans, not because Kazan posed a threat to Rus' lands.
Halperin has engaged in a years-long but amicable public debate with Ukrainian historian
Serhii Plokhy
Serhii Mykolayovych Plokhy (; born 23 May 1957) is a historian and author. He is the Mykhailo Hrushevsky professor of Ukrainian history at Harvard University, where he also serves as the director of the Harvard Ukrainian Research Institute.
E ...
about the
''translatio'' of the ''Rus' land'' from the Middle Dnieper to Suzdalia. In his book ''The Origin of the Slavic Nations'' (2006), Plokhy said he has found their discussions 'very helpful', was convinced by several of Halperin's arguments, and recommended his papers on 15th-century Tverian political thought (1997) and Russian historiography on the
Golden Horde
The Golden Horde, self-designated as ''Ulug Ulus'' ( in Turkic) was originally a Mongols, Mongol and later Turkicized khanate established in the 13th century and originating as the northwestern sector of the Mongol Empire. With the division of ...
(2004). While continuing to disagree in his 2010 review ('The chronology of the ''translatio'' of the myth of the Rus' Land from Kievan Rus' to Moscow is still a matter of contention'), Halperin in turn praised Plokhy's 2006 book as a 'masterfully constructed
mosaic
A mosaic () is a pattern or image made of small regular or irregular pieces of colored stone, glass or ceramic, held in place by plaster/Mortar (masonry), mortar, and covering a surface. Mosaics are often used as floor and wall decoration, and ...
', though suggesting some corrections: 'The enormous value of
lokhy'scontribution to scholarship cannot possibly be impaired by such a critique; indeed, in the best of all worlds fine-tuning some of the tiles should improve the artistry of his overall image.' He acknowlegded Plokhy's point that he needed to revise some of his earlier publications in which he had used
the unreliable reconstruction of the ''Trinity Chronicle'' for dating purposes, which Halperin (2001) himself told fellow scholars to stop doing. In his 2022 updated bundle of all previous articles about the Rus' land (published at Plokhy's suggestion), Halperin 'replaced citations to the ''Trinity Chronicle'' with references to the ''Simeonov Chronicle''.'
Selected works
;Monographs
* Charles J. Halperin, ''The Tatar Yoke: The Image of the Mongols in Medieval Russia'' (1986, 2009).
* (e-book).
* (edited collection of previously published papers).
*
*
*
*
; Journal articles (chronological selection)
*
* Charles J. Halperin, “The Russian Land and the Russian Tsar: The Emergence of Muscovite Ideology, 1380–1408,” Forschungen zur osteuropäischen Geschichte 23 (1976): 7–103.
* Charles J. Halperin, “Some Observations on Interpolations in the Skazanie o Mamaevom poboishche,” International Journal of Slavic Linguistics and Poetics 23 (1981)
982
Year 982 ( CMLXXXII) was a common year starting on Sunday of the Julian calendar.
Events
By place Europe
* Summer – Emperor Otto II (the Red) assembles an imperial expeditionary force at Taranto, and proceeds along the gulf coas ...
97–100.
* Halperin, Charles J. "George Vernadsky, Eurasianism, the Mongols, and Russia". ''Slavic Review'' (1982): 477–493. .
*
*
*
** (review of Plokhy 2006, and a response to criticism)
*
*
Notes
References
Bibliography
*
{{DEFAULTSORT:Halperin, Charles J.
20th-century American historians
21st-century American historians
American medievalists
Historians of Belarus
Historians of Kievan Rus'
Historians of Ukraine
Historians of Russia
1946 births
Living people