Blanch V. Koons
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''Blanch v. Koons'', 467 F.3d 244, is a
copyright A copyright is a type of intellectual property that gives its owner the exclusive legal right to copy, distribute, adapt, display, and perform a creative work, usually for a limited time. The creative work may be in a literary, artistic, ...
case decided by the
United States Court of Appeals for the Second Circuit The United States Court of Appeals for the Second Circuit (in case citations, 2d Cir.) is one of the thirteen United States Courts of Appeals. Its territory covers the states of Connecticut, New York (state), New York, and Vermont, and it has ap ...
in 2006. Fashion photographer Andrea Blanch sued appropriation artist
Jeff Koons Jeffrey Lynn Koons (; born January 21, 1955) is an American artist recognized for his work dealing with popular culture and his sculptures depicting everyday objects, including balloon animals produced in stainless steel with mirror- finish s ...
for
copyright infringement Copyright infringement (at times referred to as piracy) is the use of Copyright#Scope, works protected by copyright without permission for a usage where such permission is required, thereby infringing certain exclusive rights granted to the c ...
after he used an image of a woman's lower legs taken from one of her photographs in a
collage Collage (, from the , "to glue" or "to stick together") is a technique of art creation, primarily used in the visual arts, but in music too, by which art results from an assembly of different forms, thus creating a new whole. (Compare with pasti ...
of his own. Koons claimed
fair use Fair use is a Legal doctrine, doctrine in United States law that permits limited use of copyrighted material without having to first acquire permission from the copyright holder. Fair use is one of the limitations to copyright intended to bal ...
, arguing he had transformed it sufficiently from its original purpose through his reuse. It is considered a significant case in addressing the latter issue. Blanch brought the action in the
United States District Court for the Southern District of New York The United States District Court for the Southern District of New York (in case citations, S.D.N.Y.) is a federal trial court whose geographic jurisdiction encompasses eight counties of the State of New York. Two of these are in New York Ci ...
after seeing the legs from her image, shot for a 2000 article in '' Allure'', used in ''Niagara'', a collage by Koons exhibited at the Guggenheim Museum in 2001, without her permission. Judge
Louis Stanton Louis Lee Stanton (born October 1, 1927) is a senior United States district judge of the United States District Court for the Southern District of New York. Education and career Stanton was born on October 1, 1927 in New York City. He was a Unit ...
held for Koons in 2005, finding that three of the four factors used to determine fair use were favorable to Koons and the other one was neutral. On appeal, the Second Circuit affirmed the following year, with Judge Robert D. Sack writing for a unanimous panel that found Koons's fair-use claim even stronger., hereafter ''Blanch II''. Judge
Robert Katzmann Robert Allen Katzmann (April 22, 1953 – June 9, 2021) was a United States circuit judge of the United States Court of Appeals for the Second Circuit. He served as chief judge from September 1, 2013, to August 31, 2020. Early life and educati ...
, in a concurrence, criticized the court for attempting to assert broader principles rather than limiting its decision to the specific facts of the case, which he believed the better approach. The case has been contrasted with another suit against Koons 15 years earlier, in which he was found liable by the Second Circuit for infringing a photograph with a sculpture based on it. At that time transformative use, a concept developed in a law review paper by Judge Pierre Leval, then sitting on the Southern District, had not become widely understood and accepted in copyright litigation outside cases involving
parody A parody is a creative work designed to imitate, comment on, and/or mock its subject by means of satire, satirical or irony, ironic imitation. Often its subject is an Originality, original work or some aspect of it (theme/content, author, style, e ...
, the context in which the
U.S. Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that turn on question ...
had accepted it in 1995's ''
Campbell v. Acuff-Rose Music, Inc. ''Campbell v. Acuff-Rose Music, Inc.'', 510 U.S. 569 (1994), was a Supreme Court of the United States, United States Supreme Court copyright law case that established that a commercial parody can qualify as fair use. This case established that the ...
'' ''Blanch'' was one of several cases in the mid-2000s where judges of the Southern District and Second Circuit, who hear many copyright cases, reversed that trend and began more broadly accepting transformative use as a defense to infringement claims. Scholarly commentary has focused on the deference the case showed Koons's stated intent compared to the earlier case. It has also been seen as accepting a
postmodern Postmodernism encompasses a variety of artistic, cultural, and philosophical movements that claim to mark a break from modernism. They have in common the conviction that it is no longer possible to rely upon previous ways of depicting the wo ...
understanding of fair use which gives equal weight to the context of the use and its reception, along with the reuser's intent, in determining whether a use is sufficiently transformative.


Background


Fair use and transformative use

Fair use Fair use is a Legal doctrine, doctrine in United States law that permits limited use of copyrighted material without having to first acquire permission from the copyright holder. Fair use is one of the limitations to copyright intended to bal ...
, the legal doctrine that allows those who do not own the copyright on a work to use it (or at least portions thereof) under certain circumstances, dates to early 18th-century England. It was first recognized by an American court in 1841, with '' Folsom v. Marsh'', a case over a published volume of
George Washington George Washington (, 1799) was a Founding Fathers of the United States, Founding Father and the first president of the United States, serving from 1789 to 1797. As commander of the Continental Army, Washington led Patriot (American Revoluti ...
's letters in what is now the District of Massachusetts, where
Joseph Story Joseph Story (September18, 1779September10, 1845) was an American lawyer, jurist, and politician who served as an associate justice of the Supreme Court of the United States from 1812 to 1845. He is most remembered for his opinions in ''Martin ...
, at the time also a justice of the
U.S. Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that turn on question ...
, recognized its importance to the public good even as he ruled against the defendant claiming it. He identified three factors on which a defendant might prevail when accused of infringement: * the "nature and objects of the selections made", * the "quantity and value of the materials used", and * the degree in which the use may prejudice the sale, or diminish the profits, or supersede the objects, of the original work" Fair use remained, on those grounds, a purely judicial construction until 1978, when Congress codified them into law with the
Copyright Act of 1976 The Copyright Act of 1976 is a United States copyright law and remains the primary basis of copyright law in the United States, as amended by several later enacted copyright provisions. The Act spells out the basic rights of copyright holders, ...
. Section 107 formally recognized fair use, based on
case law Case law, also used interchangeably with common law, is a law that is based on precedents, that is the judicial decisions from previous cases, rather than law based on constitutions, statutes, or regulations. Case law uses the detailed facts of ...
to that point, providing for the same factors Story identified, with the first one split into "the purpose and character of the use" and "the nature of the work". In an influential 1990 ''
Harvard Law Review The ''Harvard Law Review'' is a law review published by an independent student group at Harvard Law School. According to the ''Journal Citation Reports'', the ''Harvard Law Review''s 2015 impact factor of 4.979 placed the journal first out of ...
'' article, "
Toward a Fair Use Standard Toward () is a village near Dunoon, west of Scotland, in the south of the Cowal, Cowal Peninsula. During World War II, the Toward area was a training centre called HMS Brontosaurus, HMS ''Brontosaurus'' also known as the No 2 Combined Training C ...
", Judge Pierre Leval, then sitting on the
Southern District of New York The Southern District of New York is a federal judicial district that encompasses the counties of New York (Manhattan), Bronx, Westchester, Rockland, Putnam, Orange, Dutchess, and Sullivan. Federal offices or agencies operating in the distri ...
, which hears many copyright cases due to the many media companies located in
Manhattan Manhattan ( ) is the most densely populated and geographically smallest of the Boroughs of New York City, five boroughs of New York City. Coextensive with New York County, Manhattan is the County statistics of the United States#Smallest, larg ...
, offered guidance on how to interpret the statute based on cases decided under it. Cases deciding the first factor had turned on a concept Leval identified as transformative use: " tmust employ the quoted matter in a different manner or for a different purpose than the original ... sing it asraw material, transformed in the creation of new information, new aesthetics, new insights and understanding." He found this to be consistent with the Constitutional rationale for copyright. Four years later, in ''
Campbell v. Acuff-Rose Music, Inc. ''Campbell v. Acuff-Rose Music, Inc.'', 510 U.S. 569 (1994), was a Supreme Court of the United States, United States Supreme Court copyright law case that established that a commercial parody can qualify as fair use. This case established that the ...
'', a case brought over
2 Live Crew 2 Live Crew is an American hip hop group from Miami, Florida, formed in 1984. The group was originally composed of DJ Mr. Mixx (David Hobbs), Fresh Kid Ice (Christopher Wong Won), and Amazing Vee (Yuri Vielot), though its most well-known lineup ...
's parody of
Roy Orbison Roy Kelton Orbison (April 23, 1936 – December 6, 1988) was an American singer, songwriter, and guitarist known for his distinctive and powerful voice, complex song structures, and dark, emotional ballads. Orbison's most successful periods were ...
's "
Oh, Pretty Woman "Oh, Pretty Woman", or simply "Pretty Woman", is a song recorded by Roy Orbison and written by Orbison and Bill Dees. It was released as a single in August 1964 on Monument Records and spent three weeks at number one on the Billboard Hot 100, '' ...
", the Supreme Court cited Leval's paper and recognized transformative use as something courts could consider in the fair use analysis. The Southern District had begun considering transformative use claims even before ''Campbell'', in cases involving photocopying. In '' Basic Books v. Kinko's Graphics Corp.'', Judge Constance Baker Motley rejected the claim that the defendant chain of copy centers was transforming the plaintiff publishers' works by creating course packs for college classes as the kind of "mere repackaging" Leval had explicitly excluded from transformative use. In 1993 the concept was acknowledged at the appellate level in '' Twin Peaks Productions v. Publications International Ltd.'', where detailed plot summaries of episodes of a television show were likewise held insufficiently transformative since they were not used as the basis for commentary and could reasonably serve to substitute for watching the show. Leval also rejected the transformative use claimed by the defendant in deciding '' American Geophysical Union v. Texaco'' at trial, since its photocopying for the library at its research center "supersede the original and permit duplication, indeed, multiplication ... This kind of copying contributes nothing new or different to the original copyrighted work. It multiplies the number of copies." Leval also held that since the publishers had created a system to license bulk photocopying, and Texaco had other alternatives if it found that system unsatisfactory, the company's copying was harming the market for the original work.''Blanch II'', 251–53 On appeal the Second Circuit affirmed Leval, although with some modifications. Jon Newman, then the circuit's chief judge, who had also written the ''Twin Peaks'' opinion, wrote that the transformative use inquiry "assesses the value generated by the secondary use and the means by which such value is generated. To the extent that the secondary use involves merely an untransformed duplication, the value generated by the secondary use is little or nothing more than the value that inheres in the original." Newman also affirmed Leval's holding that the existence of a market for the copied articles made Texaco's fair use claim less tenable, logic criticized as circular both by dissenting judge Dennis Jacobs and later academic commentators, who agreed with Jacobs that that logic created a situation where copyright holders could—and did—almost always prevail if they could show the slightest possible market existed. For the most part the Second Circuit was stingy with transformative use. The use of a large poster of artist Faith Ringgold's work in the background on the set of '' Roc'', a ''
Seinfeld ''Seinfeld'' ( ) is an American television sitcom created by Larry David and Jerry Seinfeld that originally aired on NBC from July 5, 1989, to May 14, 1998, with a total of nine seasons consisting of List of Seinfeld episodes, 180 episodes. It ...
'' trivia quiz book, and purely decorative eyewear used in a clothing advertisement (in an opinion written by Leval after he was elevated to the Second Circuit) were found not to constitute transformative use. But a parody of
Annie Leibovitz Anna-Lou Leibovitz ( ; born October 2, 1949) is an American Portrait photography, portrait photographer best known for her portraits, particularly of celebrities, which often feature subjects in intimate settings and poses. Leibovitz's Polaroid ...
's famous '' Vanity Fair'' cover photo of a naked and pregnant
Demi Moore Demi Gene Moore ( ; née Guynes; born November 11, 1962) is an American actress. After rising to prominence in the early 1980s, she became the world's highest-paid actress by 1995. List of awards and nominations received by Demi Moore, Her acc ...
used as a movie advertisement ''was'' held transformative enough to be fair use.


Appropriation art

In the latter decades of the 20th century, pop artists like
Andy Warhol Andy Warhol (;''Random House Webster's Unabridged Dictionary''"Warhol" born Andrew Warhola Jr.; August 6, 1928 – February 22, 1987) was an American visual artist, film director and producer. A leading figure in the pop art movement, Warhol ...
and
Robert Rauschenberg Milton Ernest "Robert" or "Bob" Rauschenberg (October 22, 1925 – May 12, 2008) was an American painter and graphic artist whose early works anticipated the Pop art movement. Rauschenberg is well known for his Combine painting, Combines (1954â ...
reacted to
consumer culture Consumer culture describes a lifestyle hyper-focused on spending money to buy material or goods. Consumer culture became prominent in the United States during the rapid economic growth of the Roaring Twenties following the end of World War I ...
and the increasing amount of mass-produced imagery in the media, particularly advertising, by using those images in their own art, sometimes ''as'' their own, a practice termed " appropriation art". In two instances this led to lawsuits. Warhol settled a 1966 claim brought by the photographer whose image he had used as the basis of his ''Flowers Series''. Fourteen years later Rauschenberg similarly settled with a photographer whose work he had used; until then he had argued fair use with arguments similar to those now accepted as transformative use.
Jeff Koons Jeffrey Lynn Koons (; born January 21, 1955) is an American artist recognized for his work dealing with popular culture and his sculptures depicting everyday objects, including balloon animals produced in stainless steel with mirror- finish s ...
became prominent in the art scene during the 1980s, relying on repurposing the work of others, likewise drawing suit. A sculpture recreating a postcard that Koons had found and torn the copyright notice off was held not to be fair use by the
Second Circuit Court of Appeals The United States Court of Appeals for the Second Circuit (in case citations, 2d Cir.) is one of the thirteen United States Courts of Appeals. Its territory covers the states of Connecticut, New York, and Vermont, and it has appellate jurisdic ...
in ''
Rogers v. Koons ''Rogers v. Koons'', 960 F.2d 301 (2d Cir. 1992), is a leading U.S. court case on copyright, dealing with the fair use defense for parody. The United States Court of Appeals for the Second Circuit found that an artist copying a photograph could ...
'', since it was so similar to the original as to make it "difficult to discern" the parody Koons claimed his work was. He lost at trial the next year over his unauthorized use of
Odie This is a list of characters in the ''Garfield'' comic strip, created by Jim Davis (cartoonist), Jim Davis, organized by category and date of first appearance. Main characters Garfield First Appearance: June 19, 1978 Garfield is Jon's orang ...
from the ''
Garfield ''Garfield'' is an American comic strip created by Jim Davis (cartoonist), Jim Davis. Originally published locally as ''Jon'' in 1976 (later changed to ''Garfield'' in 1977), then in nationwide Print syndication, syndication from 1978, it chro ...
'' comic strip. Neither case considered transformative use; they were decided after Leval's paper but before ''Campbell''.


Underlying dispute

In 2000, Andrea Blanch, a veteran fashion photographer whose work had been published in many magazines and books of her own, was commissioned by '' Allure'' magazine to take pictures that would illustrate an article about glittery
nail polish Nail polish (also known as nail varnish in British English or nail enamel) is a lacquer that can be applied to the human Nail (anatomy), fingernails or toenails to decorate and protect the nail plates. The formula has been revised repeatedly t ...
. While the magazine's creative director suggested the model to use, the brand of nail polish and the jewel-encrusted silk
Gucci Guccio Gucci S.p.A., doing business as Gucci ( , ), is an Italian Luxury goods, luxury fashion house based in Florence. Its product lines include handbags, ready-to-wear, footwear, accessories, and home decoration; and it licenses its name and ...
sandals she wore, Blanch chose the camera and film and lit the scene based on her years of experience. She came up with the idea to pose the model's feet, her legs crossed, on a man's legs in an airplane seat, to give it a slightly erotic sensibility. A picture of the model's feet in tight closeup was used in the magazine's July issue of that year; Blanch was paid US$750''Blanch II'', 247-49 ($ in ). That same year,
Deutsche Bank Deutsche Bank AG (, ) is a Germany, German multinational Investment banking, investment bank and financial services company headquartered in Frankfurt, Germany, and dual-listed on the Frankfurt Stock Exchange and the New York Stock Exchange. ...
and the Guggenheim Museum commissioned a series of works for $2 million ($ in ) from Koons, whose work, controversial within the art world at the time of ''Rogers'', had since become more accepted and commanded higher prices from buyers. Koons responded with seven large () canvases, the "Easyfun-Ethereal" series, all of them collages of images meant to comment on how basic human appetites are mediated by mass-produced images. The fourth in the series, ''Niagara'', was topped with four sets of women's lower legs in high-heeled shoes appearing to dangle down from the top of the frame, above a backdrop showing
Niagara Falls Niagara Falls is a group of three waterfalls at the southern end of Niagara Gorge, spanning the Canada–United States border, border between the Provinces and territories of Canada, province of Ontario in Canada and the state of New York (s ...
, amid images of desserts. Second from left among the legs were those from Blanch's photo, cut out from their background. The "Easyfun-Ethereal" works were exhibited first at the Deutsche Guggenheim in
Berlin Berlin ( ; ) is the Capital of Germany, capital and largest city of Germany, by both area and List of cities in Germany by population, population. With 3.7 million inhabitants, it has the List of cities in the European Union by population withi ...
during 2001, and later that year at the main Guggenheim in New York. While at the latter, Blanch decided to take a look despite not being particularly interested in Koons's work. When she saw legs in ''Niagara'', she was flattered at the artist's choice of her photo even though she had not granted permission or been notified. She did not consider suing him until a friend of hers who had encountered Koons at a party recounted the artist's fraught reaction when she had told him about it. Blanch realized that Koons had knowingly appropriated her image without asking, and brought suit alleging
copyright infringement Copyright infringement (at times referred to as piracy) is the use of Copyright#Scope, works protected by copyright without permission for a usage where such permission is required, thereby infringing certain exclusive rights granted to the c ...
.


Litigation


District court

Blanch named Koons,
Deutsche Bank Deutsche Bank AG (, ) is a Germany, German multinational Investment banking, investment bank and financial services company headquartered in Frankfurt, Germany, and dual-listed on the Frankfurt Stock Exchange and the New York Stock Exchange. ...
and the Solomon R. Guggenheim Foundation as defendants. Her case was assigned to Judge
Louis Stanton Louis Lee Stanton (born October 1, 1927) is a senior United States district judge of the United States District Court for the Southern District of New York. Education and career Stanton was born on October 1, 1927 in New York City. He was a Unit ...
of the
United States District Court for the Southern District of New York The United States District Court for the Southern District of New York (in case citations, S.D.N.Y.) is a federal trial court whose geographic jurisdiction encompasses eight counties of the State of New York. Two of these are in New York Ci ...
. Before trial, Stanton had to resolve a difference between the parties when the defendants objected to Blanch's motion to file an amended complaint seeking
punitive damages Punitive damages, or exemplary damages, are damages assessed in order to punish the defendant for outrageous conduct and/or to reform or deter the defendant and others from engaging in conduct similar to that which formed the basis of the lawsuit. ...
, arguing that that remedy was unavailable in copyright-infringement cases. But Stanton ruled that two recent cases in the Southern District had not only held that the Copyright Act did not bar punitive damages as a matter of law but that they could be sought in cases where the plaintiff could prove the copying was willful and/or maliciously done. He allowed Blanch to file an amended complaint seeking punitive damages, even as he noted that as a matter of law she was probably unlikely to prevail on the issue as she had not registered her photo, now titled "Silk Sandals", with the Copyright Office until shortly before filing suit. But he wanted her to be able to present the facts. The parties took depositions and filed evidence and arguments over the next year, culminating in Koons moving for
summary judgement may refer to: * Abstract (summary), shortening a passage or a write-up without changing its meaning but by using different words and sentences * Epitome, a summary or miniature form * Abridgement, the act of reducing a written work into a shor ...
. In November 2005 Stanton granted the request, holding Koons had made fair use of Blanch's image. Stanton held that all four factors used to judge fair use under the
Copyright Act of 1976 The Copyright Act of 1976 is a United States copyright law and remains the primary basis of copyright law in the United States, as amended by several later enacted copyright provisions. The Act spells out the basic rights of copyright holders, ...
favored the artist. "I believe the answer to the question of justification turns primarily on whether, and to what extent, the challenged use is ''transformative''", he wrote in considering the first factor, the purpose and character of the use. After quoting extensively from Koons's deposition testimony about his choice to use Blanch's photo, Stanton observed: Therefore the first factor favored Koons.''Blanch I'', 480–83 On the second factor, the nature of the copyrighted work, Stanton found it creative and thus "sufficiently creative and original to receive copyright protection". At the same time it had been published widely in a nationally distributed magazine, weighing in favor of fair use. Further, the appearance of the sandals, "perhaps the most striking element of the photograph", was not within Blanch's copyright on the image, and Koons had other than that taken only the legs, a "banal" element of Blanch's image by themselves. The second factor also went to Koons. For this reason, the parties had stipulated that the third factor, the portion and substantiality of the work used, was neutral, Stanton wrote. He agreed, noting that if the model's crossed legs alone, which took up much of Blanch's photos, were considered, this factor would favor Blanch. However, copyright protects the expression but not the idea, and crossed lower legs were "not sufficiently original to deserve much copyright protection". Lastly was the impact, real and potential, of ''Niagara'' on the market for Blanch's image. The test was whether the former could serve as a substitute for the latter. Stanton found that not only was it not, it could not: "''Niagara''s market is one the photograph had no chance to capture." He therefore again found in Koons's favor. Blanch had also raised '' Rogers and several other cases stemming from that series of works where Koons had been found liable for infringement, but Stanton distinguished them as factually different and thus inapposite to her case. Since three of the four factors in the fair-use analysis favored Koons, it was not necessary to consider any other arguments on either side, and thus granted summary judgement to Koons.


Appeals court

Blanch appealed to the
Second Circuit The United States Court of Appeals for the Second Circuit (in case citations, 2d Cir.) is one of the thirteen United States Courts of Appeals. Its territory covers the states of Connecticut, New York, and Vermont, and it has appellate jurisdic ...
, which has
appellate jurisdiction An appellate court, commonly called a court of appeal(s), appeal court, court of second instance or second instance court, is any court of law that is empowered to hear a case upon appeal from a trial court or other lower tribunal. Appellat ...
over the Southern District. Judges Robert D. Sack and
Robert Katzmann Robert Allen Katzmann (April 22, 1953 – June 9, 2021) was a United States circuit judge of the United States Court of Appeals for the Second Circuit. He served as chief judge from September 1, 2013, to August 31, 2020. Early life and educati ...
were empaneled to hear the case, along with Judge John Garvan Murtha of the District of Vermont, sitting by designation. They heard
oral argument Oral arguments are spoken presentations to a judge or appellate court by a lawyer (or parties when representing themselves) of the legal reasons why they should prevail. Oral argument at the appellate level accompanies written briefs, which also ...
s in May 2006 and decided the case late that year, affirming Stanton's holding for Koons. Sack wrote for the panel. He recounted the facts of the case at greater length than Stanton had, noting Blanch's testimony that she had never licensed ''any'' of her photos for reuse, nor did she have plans to, and that Koons's reuse of the image in ''Niagara'' had not caused her economic harm she could identify. Sack took note of ''Harper & Row''s precedent allowing a court to consider and rule on fair use in considering a summary judgement motion where no facts were disputed by either parties, and considered the four fair-use factors. Sack broke the first-factor test down into transformative, commercial use and
parody A parody is a creative work designed to imitate, comment on, and/or mock its subject by means of satire, satirical or irony, ironic imitation. Often its subject is an Originality, original work or some aspect of it (theme/content, author, style, e ...
sections. On the first, "Koons does not argue that his use was transformative solely because Blanch's work is a photograph and his a painting, or because Blanch's photograph is in a fashion magazine and his painting is displayed in museums", he observed, noting circuit precedent that declined to find transformative use on such minimal grounds. "But easserts—and Blanch does not deny—that his purposes in using Blanch's image are sharply different from Blanch's goals in creating it ... eis, by his own undisputed description, using Blanch's image as fodder for his commentary on the social and aesthetic consequences of mass media." That considerable departure from her purpose led the court to find transformative use in Koons's work. Again citing precedent, Sack held that that transformative use was enough for the court to discount the clear commercial purpose of Koons's work, notwithstanding the vastly larger sum he made from the work compared to Blanch. In addition, " twithstanding the fact that artists are sometimes paid and museums sometimes earn money, the public exhibition of art is widely and we think properly considered to 'have value that benefits the broader public interest.'" On the parody issue, Sack found ''Niagara'' more in the vein of what ''Campbell'' defined as "satire", not dependent on any single work and thus less entitled to substantial copying: " s message appears to target the genre of which ''Silk Sandals'' is typical, rather than the individual photograph itself". He noted that the Second Circuit had applied the principles of ''Campbell'', a case that involved a song parody, "in too many non-parody cases to require citation for the proposition that tsbroad principles ... are not limited to cases involving parody." But that still required making the distinction, and Koons had in his deposition provided a justification for his copying that the court found adequate and that Blanch had not offered any response to: Blanch had also alleged Koons demonstrated bad faith by not asking her for permission. "We are aware of no controlling authority to the effect that the failure to seek permission for copying, in itself, constitutes bad faith", Sack responded, citing cases (including ''Rogers'') where findings of bad faith had relied on additional acts. Having considered all the issues involved in the purpose and character of the use, the court affirmed Stanton's finding the first factor for Koons. Since Blanch's photo had been published, that favored fair use under the second factor, the nature of the copyrighted work. But while the court disagreed with Stanton's assessment of it as "banal", finding it creative enough to merit copyright protection, it held that the second factor, which under these findings favored Blanch, was per ''Campbell'' and the circuit's own recent decision in '' Bill Graham Archives v. Dorling Kindersley, Ltd.'', had "limited weight" in the fair-use inquiry when the work was sufficiently transformative. For the third factor, the portion of the original work used, Sack noted in addition to being within the bounds of Koons's stated intent, his use of the model's legs and sandals had excised from the image two of the most significant elements she had brought to the photograph, the man's lap and the surrounding airline seat and cabin. For that reason, the court held the third factor in Koons's favor.''Blanch II'', 256–58 On market impact, the fourth factor, Sack's discussion was again brief, but went further than Stanton's. Blanch testified that she had never licensed the photo, or indeed any of her photos, for any reuse. Nor had Koons's reuse affected her career in any way she could identify. The photo had not lost any value. "In light of these admissions," Sack wrote, "it is plain that 'Niagara' had no deleterious effect 'upon the potential market for or value of the copyrighted work.'" The fourth factor thus went to Koons, as well. With three of the four factors decidedly weighing for Koons, and the second factor of limited importance, "we therefore conclude that neither he nor the other defendants engaged in or are liable for copyright infringement", Sack concluded. The panel affirmed Stanton's decision.


Concurrence

Katzmann agreed with the panel's general holding on fair use, particularly the fourth-factor analysis that showed no market impact since Blanch did not make money from the reuse of her work, unlike the plaintiff in ''Rogers''. But, he continued, "I respectfully part company with the majority opinion, however, because I believe it sweeps more broadly in several places than is necessary to decide this simple case." One such area was the majority's decision to discount the secondary commercial use, which he said misread the court's similar holding in '' NXIVM Corp. v. The Ross Institute''. He distinguished the secondary use in that case (education about the plaintiff's cultish aspects) as one specifically enumerated in the preamble to the statute outlining the fair use factors, whereas Koons's was not. Instead, the court should have looked to ''Texaco'', "our established analysis for weighing commercialism", where the defendants' copying of the articles in the plaintiffs' journals was not directly linked to their gain from that use. The court should have simply distinguished the two cases, noting that "the copying of Blanch's work was simply one small part of what made Koons' work so valuable rather than the heart of the enterprise."''Blanch II'', 262–63 Katzmann also felt that the majority had unnecessarily elevated the dictum in ''Campbell'' that "failure to seek authorization, even where doing so would have been feasible, is not relevant to the fair-use inquiry." Since the question of whether a good-faith effort to license the work barred fair use was not settled and the case did not require an effort to do so, the court should have left it alone. Rather, "whatever bad faith Koons may have exhibited in this case, as well as the limited commercial nature of his use, would not outweigh the much stronger considerations pointing toward a finding of fair use". Katzmann concluded. He did not disagree with the majority's principles, and said he might adopt them in a future case if the facts called for it.


Aftermath

After the Second Circuit affirmed Stanton's decision for Koons, the case returned to the Southern District. Koons moved for a million dollars in attorney's fees; Blanch filed a cross-motion seeking to have Koons's attorneys sanctioned under Federal Rule of Civil Procedure 11(b) for a frivolous argument. In May 2007, Stanton denied both, devoting most of his argument to Koons's motion: Given his earlier experience with ''Rogers'', Koons in particular could not claim ignorance of this risk. Stanton also found it significant for this motion that Blanch had not claimed any monetary damages, seeming to him instead to seek "to punish an artist who seemed to have embarked on a series of appropriations of others' work without credit or payment." Stanton found that the case did not meet any of the factors the Supreme Court had outlined in '' Fogerty v. Fantasy'' for awards to defendants prevailing in copyright cases: Blanch's suit was not itself frivolous, her motivation was reasonable, the law seemed to be on Koons's side, and it did not look like it was necessary to discourage similar suits. "On the whole, this is not a case calling for an exercise of discretion in favor of granting attorneys' fees." Likewise, Blanch had a weak case that the Second Circuit did not find any more compelling than he had, so there was no reason to sanction Koons's attorneys for making the request. In 2011, Blanch was asked her opinion of Koons as an artist. "I have to say that since the whole case happened, I've spent more time looking at his work; and I've gained an appreciation for it", she said. "It's conceptual — so either you like the concept or not. Some of the things I like, and others are kind of silly." Blanch was adamant that he still should have asked her for permission.


Subsequent jurisprudence

In 2008, Judge Sidney Stein of the Southern District found the filmmakers behind '' Expelled: No Intelligence Allowed'' had made similarly transformative use of 15 seconds of
John Lennon John Winston Ono Lennon (born John Winston Lennon; 9 October 19408 December 1980) was an English singer-songwriter, musician and activist. He gained global fame as the founder, co-lead vocalist and rhythm guitarist of the Beatles. Lennon's ...
's " Imagine" in their film, which alleges an academic conspiracy against
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and
creationism Creationism is the faith, religious belief that nature, and aspects such as the universe, Earth, life, and humans, originated with supernatural acts of Creation myth, divine creation, and is often Pseudoscience, pseudoscientific.#Gunn 2004, Gun ...
. In the film, Lennon's voice was heard singing "''Imagine no possessions ... and no religion too''" over images of marching Soviet soldiers and
Joseph Stalin Joseph Vissarionovich Stalin (born Dzhugashvili; 5 March 1953) was a Soviet politician and revolutionary who led the Soviet Union from 1924 until Death and state funeral of Joseph Stalin, his death in 1953. He held power as General Secret ...
.
Yoko Ono Yoko Ono (, usually spelled in katakana as ; born February 18, 1933) is a Japanese multimedia artist, singer, songwriter, and peace activist. Her work also encompasses performance art and filmmaking. Ono grew up in Tokyo and moved to New York ...
and Lennon's sons, his heirs, and former record label argued that the song was simply "cut and pasted" into the film, but Stein found their use more like Koons's use of Blanch's photo: Stein also relied on ''Blanch'' and ''Bill Graham Archives'' to reject the Lennons' argument that the defendants did not need to use "Imagine", as neither case had considered necessity as part of fair use, and further that ''Blanch'' obviated any need for the defendants to have made an effort to seek permission. In 2015's '' North Jersey Media Group, Inc. v. Pirro'', the publisher of the '' Bergen Record'' sued
Fox News The Fox News Channel (FNC), commonly known as Fox News, is an American Multinational corporation, multinational Conservatism in the United States, conservative List of news television channels, news and political commentary Television stati ...
commentator
Jeanine Pirro Jeanine Ferris Pirro (born June 2, 1951) is an American television host and author who currently serves as the interim United States attorney for the District of Columbia since May 2025. Pirro is a former judge, prosecutor, and politician in t ...
for the unlicensed reuse of the newspaper's iconic photograph of New York City firefighters raising the American flag over the ruins of the World Trade Center after the
September 11 attacks The September 11 attacks, also known as 9/11, were four coordinated Islamist terrorist suicide attacks by al-Qaeda against the United States in 2001. Nineteen terrorists hijacked four commercial airliners, crashing the first two into ...
in the banner on the
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page for Pirro's show. She argued that combining it with the similar '' Raising the Flag on Iwo Jima'' and adding the
hashtag A hashtag is a metadata tag operator that is prefaced by the hash symbol, ''#''. On social media, hashtags are used on microblogging and photo-sharing services–especially Twitter and Tumblr–as a form of user-generated tagging that enable ...
"#NeverForget" to the images constituted transformative use sufficient to sustain a fair use defense. Southern Circuit Judge Edgardo Ramos rejected the comparison to Koons's alterations in ''Blanch'', noting that unlike that situation any alterations to the ''Record''s image were minimal, so minimal that they were only noticeable when pointed out, when denying Pirro
summary judgement may refer to: * Abstract (summary), shortening a passage or a write-up without changing its meaning but by using different words and sentences * Epitome, a summary or miniature form * Abridgement, the act of reducing a written work into a shor ...
. Almost a decade after ''Lennon'', Stein again referred to ''Blanch'' to distinguish another reuse. Photographer Donald Graham sued another appropriation artist,
Richard Prince Richard Prince (born August 6, 1949) is an American painter and photographer. In the mid-1970s, Prince made drawings and painterly collages that he has since disowned. His image ''Untitled (Cowboy)'', a photographic reproduction of a photograph ...
, over his unlicensed reuse of one of Graham's photographs in a setting designed to look like an
Instagram Instagram is an American photo sharing, photo and Short-form content, short-form video sharing social networking service owned by Meta Platforms. It allows users to upload media that can be edited with Social media camera filter, filters, be ...
post in Prince's 2013 ''New Portraits'' exhibit at the
Gagosian Gallery The Gagosian Gallery is a modern and contemporary art gallery owned and directed by Larry Gagosian. The gallery exhibits some of the most well-known artists of the 20th and 21st centuries. As of 2024, Gagosian employs 300 people at 19 exhibiti ...
in Manhattan. Prince had argued that simply recontextualizing the photo as he had was enough for it to be transformative as a matter of law and thus fair use, per ''Blanch''. But Stein noted that unlike Prince Koons had made considerable alterations to Blanch's image, so it would have to be left to a trier of fact to decide. In 2021, Judge Kiyo Matsumoto of the
Eastern District of New York The United States District Court for the Eastern District of New York (in case citations, E.D.N.Y.) is the federal district court whose territorial jurisdiction spans five counties in New York State: the four Long Island counties of Nassau, ...
looked to ''Blanch'' to better define satire after
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Terry Rozier was sued by the maker of the Ghostface mask used by villains in the ''Scream'' horror movies. Rozier, capitalizing on his "Scary Terry" nickname, had marketed a line of sweatshirts with a cartoon version of himself wearing the Ghostface mask. He argued as part of his fair use defense that the cartoon was both parody and satire.
Easter Unlimited, Inc. v. Rozier
'', No. 18-CV-06637 (KAM) ( E.D.N.Y., 2017)
Stein had accepted the parody argument, relying on ''Campbell''. When he turned to satire, he recalled how ''Blanch'' had found ''Niagara'' to be better appreciated as satire since "it appears to target the genre of which he original photographis typical, rather than the individual photograph itself". Stein applied a test derived from that case ... for a satirical purpose, could the defendant show a "genuine creative reason" for reusing the image, or did it instead seem as if they were simply lazy or disinclined to create a work of their own? He held that under that inquiry Rozier prevailed, as he had indicated an intent to poke fun at not only his nickname but the general practice of referring to effective point guards as "killers". The Ghostface mask was also part of Rozier's personal story, as the ''Scream'' films served as a distraction from a childhood marked by violence.


Analysis and commentary

The year after the decision, Jeannine Marques at the '' Berkeley Technology Law Journal'' wrote that "''Bill Graham'' and ''Blanch'' seem to mark a shift in focus in fair use jurisprudence towards promoting and encouraging transformative works, regardless of economic effects, in areas in which classical fair use was all but closed to secondary users" by which she meant cases like '' Castle Rock Entertainment, Inc. v. Carol Publishing Group Inc.'' a decade earlier, which had found a book of multiple-choice trivia quizzes about the ''
Seinfeld ''Seinfeld'' ( ) is an American television sitcom created by Larry David and Jerry Seinfeld that originally aired on NBC from July 5, 1989, to May 14, 1998, with a total of nine seasons consisting of List of Seinfeld episodes, 180 episodes. It ...
'' TV series insufficiently transformative to be fair use. Another early transformative use case, '' Ringgold v. Black Entertainment Television, Inc.'', where the use of a poster of one of the plaintiff artist's works in the background of a few scenes from another television series was found to infringe the copyright, had some similar aspects to ''Blanch'' and might have been decided differently after it, Marques observed. Similarly, ''Blanch''s expansive view of transformative use might also help documentary filmmakers keep scenes that inadvertently included, in the background, other copyrighted works, since like Blanch's photo they were a small portion of a larger work made up of many elements with an overall purpose different from any of those included, she speculated. Other observers who had found ''Bill Graham Archives'' expansion of transformative use an error believed that either the Second Circuit ''
en banc In law, an ''en banc'' (; alternatively ''in banc'', ''in banco'' or ''in bank''; ) session is when all the judges of a court sit to hear a case, not just one judge or a smaller panel of judges. For courts like the United States Courts of Appeal ...
'' or the Supreme Court would reverse, according to
UCLA The University of California, Los Angeles (UCLA) is a public land-grant research university in Los Angeles, California, United States. Its academic roots were established in 1881 as a normal school then known as the southern branch of the C ...
professor Neil Weinstock Netanel, until ''Blanch''. While it was "not entirely all-fours on point with" the earlier decision, it reinforced the importance of transformative use in the fair use equation in general and the centrality of whether the defendant used the work for a different expressive purpose, he wrote in 2011.Netanel, 761–63


Shift to emphasis on transformative use

"The case shows the remarkable extent to which the transformative use concept superseded the commercial/nonprofit dichotomy in determining which side the first factor favors", wrote copyright lawyer Kim Landsman in a 2015 '' Fordham Intellectual Property, Media & Entertainment Law Journal'' article. He called Stanton's first-factor finding in Koons's favor a "'' non sequitur''" since the 900 words leading up to it finding both works to be commercial in nature to some extent did not explain how the first factor came to favor Koons. Sack's opinion for the Second Circuit had, Landsman allowed, been more balanced in addressing this even as it reiterated that the transformative-use inquiry was central to the case, leading it to the satire finding.Landsman, 334–39 Landsman attributed the difference in outcomes for Koons between ''Rogers'' and ''Blanch'' to several factors, some of which had also been identified previously by others: greater cultural acceptance of appropriation art in general and Koons in particular in the years between the two cases, the
Bill Clinton William Jefferson Clinton (né Blythe III; born August 19, 1946) is an American politician and lawyer who was the 42nd president of the United States from 1993 to 2001. A member of the Democratic Party (United States), Democratic Party, ...
-appointed Sack's focus on
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issues in his Manhattan law practice prior to his judicial service (whereas Judge Richard J. Cardamone, author of ''Rogers'', was a more personally conservative
Ronald Reagan Ronald Wilson Reagan (February 6, 1911 – June 5, 2004) was an American politician and actor who served as the 40th president of the United States from 1981 to 1989. He was a member of the Republican Party (United States), Republican Party a ...
appointee from Utica), ''Campbell''s shift in emphasis towards transformative use from the commercial-noncommercial question and a recent judicial trend in favor of fair use generally. Most significantly was the third factor: where Koons had copied the entire image in ''Rogers'', in ''Blanch'' he had taken only a portion. That, Landsman suggested, was the issue that could have alone decided the case.


Reliance on artist's statement of intent

Netanel also found two other noteworthy aspects of ''Blanch''. First, it had relied heavily on Koons's statements of intent regarding his work when assessing it under the first factor, statements that Blanch had not challenged. Second, those statements of intent guided the court in finding Koons's use for satirical purposes made for fair use, an argument that had hitherto been unsuccessful since the Supreme Court had, as the Second Circuit acknowledged, held in ''Campbell'' that satire had less leeway for copying than parody, before the court in that case. "''Blanch'' seems largely to obliterate the distinction between parody and satire", Netanel wrote. He found this a striking contrast to ''Rogers'', decided prior to ''Campbell'', where the Second Circuit had categorically rejected Koons's satirical purpose as justifying fair use. Koons's extensive affidavit regarding his intent was, Landsman believed, largely "ghost- ritten by his lawyers, having seen how their client's inability to explain the same in ''Rogers'' had hurt him in that case. Landsman found Koons's use of "quoting and paraphrasing", terms most commonly associated with text, for his use of photography in ''Niagara'' "odd, because doing either in a written work would require citation." Likewise he saw in Koons's description of Blanch's photograph as "a fact in the world", an attempt to sway the court towards a second-factor finding favorable to fair use. In a 2019 article, William & Mary's Laura Heymann agrees: "Koons (or his lawyers) had figured out that the key to success was a cogent, artistically plausible story about what he intended to communicate through his work." She contrasts that with the later '' Cariou v. Prince'', where the defendant, appropriation artist
Richard Prince Richard Prince (born August 6, 1949) is an American painter and photographer. In the mid-1970s, Prince made drawings and painterly collages that he has since disowned. His image ''Untitled (Cowboy)'', a photographic reproduction of a photograph ...
, lost at trial due to his disclaimer of any intent in reusing the plaintiff's photographs. On appeal, the Second Circuit reversed, holding intent was not necessary to prove transformative use.


Postmodernism

In 2008, Heymann advocated for the transformative use inquiry to focus on, or at least put on an equal footing, a reader, viewer or listener's perceptions of transformativeness rather than an abstract standard or the adapter's intent, following the concept of "discursive communities" in
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literary theory Literary theory is the systematic study of the nature of literature and of the methods for literary analysis. Culler 1997, p.1 Since the 19th century, literary scholarship includes literary theory and considerations of intellectual history, m ...
, as promoted by critic and law professor
Stanley Fish Stanley Eugene Fish (born April 19, 1938) is an American literary theorist, legal scholar, author and public intellectual. He is the Floersheimer Distinguished Visiting Professor of Law at Yeshiva University's Benjamin N. Cardozo School of La ...
in his work, drawing on
Roland Barthes Roland Gérard Barthes (; ; 12 November 1915 – 25 March 1980) was a French literary theorist, essayist, philosopher, critic, and semiotician. His work engaged in the analysis of a variety of sign systems, mainly derived from Western popu ...
's seminal essay, "
The Death of the Author "The Death of the Author" () is a 1967 essay by the French people, French literary critic and Literary theory, theorist Roland Barthes (1915–1980). Barthes' essay argues against traditional literary criticism's practice of relying on the author ...
". ''Blanch'', she noted, had followed this approach somewhat. In contrast to the ''Rogers'' court, "the Second Circuit devoted much more effort than it had in 1992 to describing the messages conveyed by each work, highlighting Koons's efforts to engage viewers in a different interpretive discourse from that of Blanch." While she agreed that the lawyers' presentation of the case may have made a difference, she maintained her larger point: "Courts, too, become members of discursive communities each time they take on a copyright case, even though they may not always realize it."
American University The American University (AU or American) is a Private university, private University charter#Federal, federally chartered research university in Washington, D.C., United States. Its main campus spans 90-acres (36 ha) on Ward Circle, in the Spri ...
's Peter Jazsi sees ''Blanch''s broadening of transformative use, in contrast to ''Rogers'', as:Jazsi, 116–17 He describes this as a "postmodern" copyright: " w may be absorbing an attitude of skepticism about fixed identity and stable point of view—recognizing what has been clear for some time in arts practice and aesthetic theory: that much like the natural world, constructed culture is fair game for reinterpretation." Building on Heymann's work, Elizabeth Winkowski sees context, as much as if not more than stated authorial intent, as the key lesson of ''Blanch'', particularly in contrast to the downgrade the latter took in ''Cariou'': " courts are to consider an author's stated meaning, they should do so in conjunction with context, adopting a mixed analysis similar to that used in ''Blanch'', tak nginto consideration not only the author's own purported meaning, but also the meaning that might be reasonably perceived based on context", particularly when considering appropriation art, she wrote in a 2013 '' John Marshall Review of Intellectual Property Law'' comment. "If the purpose of copyright law is to promote creativity for the public’s benefit, courts should be willing to acknowledge new meanings, even where the author has not expressly articulated them".


Notes


References


External links

* {{Copyright law in the United States Fair use case law Art and culture law United States copyright case law United States Court of Appeals for the Second Circuit cases 2006 in United States case law