Aluminum Electrolytic Capacitor
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Aluminium electrolytic capacitors are (usually) polarized
electrolytic capacitor An electrolyte is a substance that conducts electricity through the movement of ions, but not through the movement of electrons. This includes most soluble Salt (chemistry), salts, acids, and Base (chemistry), bases, dissolved in a polar solven ...
s whose
anode An anode usually is an electrode of a polarized electrical device through which conventional current enters the device. This contrasts with a cathode, which is usually an electrode of the device through which conventional current leaves the devic ...
electrode An electrode is an electrical conductor used to make contact with a nonmetallic part of a circuit (e.g. a semiconductor, an electrolyte, a vacuum or a gas). In electrochemical cells, electrodes are essential parts that can consist of a varie ...
(+) is made of a pure
aluminium Aluminium (or aluminum in North American English) is a chemical element; it has chemical symbol, symbol Al and atomic number 13. It has a density lower than that of other common metals, about one-third that of steel. Aluminium has ...
foil with an
etched Etching is a printmaking technique in art. Etching may also refer to: * Etching (microfabrication), a process in producing microelectronics * Glass etching, a glass decoration technique * Chemical milling, or industrial etching * Photochemical ma ...
surface. The aluminum forms a very thin insulating layer of
aluminium oxide Aluminium oxide (or aluminium(III) oxide) is a chemical compound of aluminium and oxygen with the chemical formula . It is the most commonly occurring of several Aluminium oxide (compounds), aluminium oxides, and specifically identified as alum ...
by
anodization Anodizing is an electrolytic passivation process used to increase the thickness of the natural oxide layer on the surface of metal parts. The process is called ''anodizing'' because the part to be treated forms the anode electrode of an electr ...
that acts as the
dielectric In electromagnetism, a dielectric (or dielectric medium) is an Insulator (electricity), electrical insulator that can be Polarisability, polarised by an applied electric field. When a dielectric material is placed in an electric field, electric ...
of the capacitor. A non-solid
electrolyte An electrolyte is a substance that conducts electricity through the movement of ions, but not through the movement of electrons. This includes most soluble Salt (chemistry), salts, acids, and Base (chemistry), bases, dissolved in a polar solven ...
covers the rough surface of the oxide layer, serving in principle as the second electrode (
cathode A cathode is the electrode from which a conventional current leaves a polarized electrical device such as a lead-acid battery. This definition can be recalled by using the mnemonic ''CCD'' for ''Cathode Current Departs''. Conventional curren ...
) (-) of the capacitor. A second aluminum foil called "cathode foil" contacts the electrolyte and serves as the electrical connection to the negative terminal of the capacitor. Aluminium electrolytic capacitors are divided into three subfamilies by electrolyte type: * non-solid (liquid, wet) aluminium electrolytic capacitors, * solid manganese dioxide aluminium electrolytic capacitors, and * solid polymer aluminum electrolytic capacitors. Aluminum electrolytic capacitors with non-solid electrolyte are the most inexpensive type and also those with widest range of sizes, capacitance and voltage values. They are made with capacitance values from 0.1 μF up to 2,700,000 μF (2.7 F),CDE, series DCMC
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/ref> and voltage ratings ranging from 4 V up to 630 V.Jianghai, 630 V-Elko
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The liquid electrolyte provides oxygen for re-forming or "self-healing" of the dielectric oxide layer. However, it can evaporate through a temperature-dependent drying-out process, which causes electrical parameters to drift, limiting the service life time of the capacitors. Due to their relatively high capacitance values aluminum electrolytic capacitors have low impedance values even at lower frequencies like
mains frequency The utility frequency, (power) line frequency (American English) or mains frequency (British English) is the nominal frequency of the oscillations of alternating current (AC) in a wide area synchronous grid transmitted from a power station to t ...
. They are typically used in
power supplies A power supply is an electrical device that supplies electric power to an electrical load. The main purpose of a power supply is to convert electric current from a source to the correct voltage, current, and frequency to power the load. As a r ...
,
switched-mode power supplies A switched-mode power supply (SMPS), also called switching-mode power supply, switch-mode power supply, switched power supply, or simply switcher, is an electronic power supply that incorporates a switching regulator to convert electrical powe ...
and DC-DC converters for smoothing and buffering rectified DC voltages in many electronic devices as well as in industrial power supplies and frequency converters as DC link capacitors for drives,
inverter A power inverter, inverter, or invertor is a power electronic device or circuitry that changes direct current (DC) to alternating current (AC). The resulting AC frequency obtained depends on the particular device employed. Inverters do the op ...
s for
photovoltaic Photovoltaics (PV) is the conversion of light into electricity using semiconducting materials that exhibit the photovoltaic effect, a phenomenon studied in physics, photochemistry, and electrochemistry. The photovoltaic effect is commercially ...
, and converters in
wind power plant A wind turbine is a device that converts the kinetic energy of wind into electrical energy. , hundreds of thousands of large turbines, in installations known as wind farms, were generating over 650 gigawatts of power, with 60 GW added each ye ...
s. Special types are used for energy storage, for example in
photoflash A flash is a device used in photography that produces a brief burst of light (lasting around of a second) at a color temperature of about 5500 K to help illuminate a scene. The main purpose of a flash is to illuminate a dark scene. Other use ...
or
strobe A strobe light or stroboscopic lamp, commonly called a strobe, is a device used to produce regular flashes of light. It is one of a number of devices that can be used as a stroboscope. The word originated from the Ancient Greek ('), meaning ...
applications or for signal coupling in audio applications. Aluminium electrolytic capacitors are polarized capacitors because of their anodization principle. They can only be operated with DC voltage applied with the correct polarity. Operating the capacitor with the wrong polarity, or with AC voltage, leads to a
short circuit A short circuit (sometimes abbreviated to short or s/c) is an electrical circuit that allows a current to travel along an unintended path with no or very low electrical impedance. This results in an excessive current flowing through the circuit ...
which can destroy the component. The exception is the bipolar or non-polar aluminum electrolytic capacitor, which has a back-to-back configuration of two anodes in a single case, and which can be safely used in AC applications.


Basic information


Oxide layer

Electrolytic capacitors use a chemical feature of some special metals, earlier called "valve metals". Applying a positive voltage to the anode material in an electrolytic bath forms an insulating oxide layer with a thickness corresponding to the applied voltage. This oxide layer acts as the dielectric in an electrolytic capacitor. The properties of this aluminum oxide layer compared with tantalum pentoxide dielectric layer are given in the following table: After forming a dielectric oxide on the rough anode structures, a counter-electrode has to match the rough insulating oxide surface. This is provided by the electrolyte, which acts as the cathode electrode of an electrolytic capacitor. Electrolytes may be "non-solid" (wet, liquid) or "solid". Non-solid electrolytes, as a liquid medium that has an ''ion conductivity'' caused by moving ions, are relatively insensitive to voltage spikes or current surges. Solid electrolytes have an ''electron conductivity'', which makes solid electrolytic capacitors sensitive to voltages spikes or current surges. The anodic generated insulating oxide layer is destroyed if the polarity of the applied voltage changes. Every electrolytic capacitor in principle forms a "plate capacitor" whose capacitance is greater the larger the electrode area A and the
permittivity In electromagnetism, the absolute permittivity, often simply called permittivity and denoted by the Greek letter (epsilon), is a measure of the electric polarizability of a dielectric material. A material with high permittivity polarizes more ...
ε, and the thinner the thickness (d) of the dielectric. :C = \varepsilon \cdot \frac The capacitance is proportional to the product of the area of one plate multiplied with the permittivity, divided by the thickness of the dielectric. Electrolytic capacitors obtain their large capacitance values by a large area and small dielectric thickness. The dielectric thickness of electrolytic capacitors is very thin, in the range of nano
meter The metre (or meter in US spelling; symbol: m) is the base unit of length in the International System of Units (SI). Since 2019, the metre has been defined as the length of the path travelled by light in vacuum during a time interval of of ...
s per volt, but the voltage strengths of these oxide layers are quite high. All etched or sintered anodes have a much higher surface compared to a smooth surface of the same area. This increases the capacitance value by a factor of up to 200 for aluminum electrolytic capacitors.A. Albertsen, Jianghai Europe, "Keep your distance – Voltage Proof of Electrolytic Capacitors"
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Construction of non-solid aluminum electrolytic capacitors

File:Al-e-cap-winding-multi-tabs.jpg, Opened winding of a capacitor with multiple connected foils File:Elko-Prinzipschnittbild-english.png, Closeup cross-section of an aluminum electrolytic capacitor design, showing capacitor anode foil with oxide layer, paper spacer soaked with electrolyte, and cathode foil File:Al-e-cap-construction.jpg, Construction of a typical single-ended aluminum electrolytic capacitor with non-solid electrolyte An aluminum electrolytic capacitor with a non-solid electrolyte always consists of two aluminum foils separated mechanically by a spacer, mostly paper, which is saturated with a liquid or gel-like electrolyte. One of the aluminum foils, the anode, is etched (roughened) to increase the surface and oxidized (formed). The second aluminum foil, called the "cathode foil", serves to make electrical contact with the electrolyte. A paper spacer mechanically separates the foils to avoid direct metallic contact. Both foils and the spacer are wound and the winding is impregnated with liquid electrolyte. The electrolyte, which serves as cathode of the capacitor, covers the etched rough structure of the oxide layer on the anode perfectly and makes the increased anode surface effectual. After impregnation the impregnated winding is mounted in an aluminum case and sealed. By design, a non-solid aluminum electrolytic capacitor has a second aluminum foil, the so-called cathode foil, for contacting the electrolyte. This structure of an aluminum electrolytic capacitor results in a characteristic result because the second aluminum (cathode) foil is also covered with an insulating oxide layer naturally formed by air. Therefore, the construction of the electrolytic capacitor consists of two single series-connected capacitors with capacitance CA of the anode and capacitance CK of the cathode. The total capacitance of the capacitor Ce-cap is thus obtained from the formula of the series connection of two capacitors: :C_ = \frac It follows that the total capacitance of the capacitor Ce-cap is mainly determined by the anode capacitance CA when the cathode capacitance CK is very large compared with the anode capacitance CA. This requirement is given when the cathode capacitance CK is approximately 10 times higher than the anode capacitance CA. This can be easily achieved because the natural oxide layer on a cathode surface has a voltage proof of approximately 1.5 V and is therefore very thin.


Comparison of non-solid and solid types

Although the present article only refers in essence to aluminum electrolytic capacitors with non-solid electrolyte, an overview of the different types of aluminum electrolytic capacitors is given here in order to highlight the differences. Aluminum electrolytic capacitors are divided into two sub-types depending on whether they make use of liquid or solid electrolyte systems. Because the different electrolyte systems can be constructed with a variety of different materials, they include further sub-types. * Aluminum electrolytic capacitors with non-solid electrolyte ** may use a liquid electrolyte based on
ethylene glycol Ethylene glycol ( IUPAC name: ethane-1,2-diol) is an organic compound (a vicinal diol) with the formula . It is mainly used for two purposes: as a raw material in the manufacture of polyester fibers and for antifreeze formulations. It is an odo ...
and
boric acid Boric acid, more specifically orthoboric acid, is a compound of boron, oxygen, and hydrogen with formula . It may also be called hydrogen orthoborate, trihydroxidoboron or boracic acid. It is usually encountered as colorless crystals or a white ...
, so-called "borax" electrolytes, or ** based on organic solvents, such as DMF,
DMA DMA may refer to: Arts * ''DMA'' (magazine), a defunct dance music magazine * Dallas Museum of Art, in Texas, US * BT Digital Music Awards, an annual event in the UK * Danish Music Awards * Detroit Music Awards * Doctor of musical arts, a degree ...
, GBL, or ** based on high water containing solvents, for so-called "low impedance", "low ESR" or "high ripple current" capacitors * Aluminum electrolytic capacitors with solid electrolyte ** have a solid manganese dioxide electrolyte, see
solid aluminum capacitor (SAL) Solid is a state of matter where molecules are closely packed and can not slide past each other. Solids resist compression, expansion, or external forces that would alter its shape, with the degree to which they are resisted dependent upon the ...
, or ** a solid polymer electrolyte, see polymer aluminum electrolytic capacitor, or ** hybrid electrolytes, with both a solid polymer and a liquid, see also polymer aluminum electrolytic capacitor File:Elko-Aufbauprinzip-1-Elko-nass.JPG, Al-e-cap with non-solid electrolyte File:Elko-Aufbauprinzip-5-SAL-Graphit-Silber.JPG, Al-e-cap with solid manganese oxide electrolyte, graphite/silver cathode connection File:Elko-Aufbauprinzip-2-Al-Polymer-Elko.JPG, Al-e-cap with polymer electrolyte File:Elko-Aufbauprinzip-4-Al-Polymer-Silber.JPG, Al-e-cap with polymer electrolyte, graphite/silver cathode connection File:Elko-Aufbauprinzip-3-Al-Hybrid-Polymer-Elko.JPG, Al-e-cap with polymer and non-solid electrolyte (Hybrid polymer) Description of the materials * 1: Anode foil, 2: Anode oxide layer (dielectric), 3: Cathode foil, 4: Cathode oxide layer, 5: Non-solid electrolyte, 6: Paper spacer soaked with electrolyte, either non-solid or polymer, 7: Conducting polymer, 8: Manganese oxide (MnO2), 9: Graphite, 10: Silver The following table shows an overview over the main characteristics of the different types of aluminum electrolytic capacitors. 1) Values for a typical capacitor with 100 μF/10–16 V Aluminum electrolytic capacitors with non-solid electrolyte are the best known and most widely used electrolytic capacitors. These components can be found on almost all boards of electronic equipment. They are characterized by particularly inexpensive and easy to process base materials. Aluminum capacitors with liquid electrolytes based on borax or organic solvents have a large range of types and ratings. Capacitors with water-based electrolytes are often found in digital devices for mass production. Types with solid manganese dioxide electrolyte have served in the past as a "tantalum replacement". Polymer aluminum electrolytic capacitors with solid conductive polymer electrolytes are becoming increasingly important, especially in devices with a flat design, such as tablet PCs and flat panel displays. Electrolytic capacitors with hybrid electrolytes are relatively new on the market. With their hybrid electrolyte system, they combine the improved conductivity of the polymer with the advantage of liquid electrolytes for better self-healing properties of the oxide layer, so that the capacitors have the advantages of both low ESR and low leakage current.


Materials


Anode

The basic material of the anode for aluminum electrolytic capacitors is a foil with a thickness of ~ 20–100 μm made of aluminum with a high purity of at least 99.99%.Production of Aluminum Electrolytic Capacitors, Panasoni
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This is etched (roughened) in an electrochemical process to increase the effective electrode surface. By etching the surface of the anode, depending on the required rated voltage, the surface area can be increased by a factor of approximately 200 with respect to a smooth surface. After etching the aluminum anode the roughed surface is "anodic oxidized" or "formed". An electrically insulating oxide layer Al2O3 is thereby formed on the aluminum surface by application of a current in correct polarity if it is inserted in an electrolytic bath. This oxide layer is the capacitor dielectric. This process of oxide formation is carried out in two reaction steps whereby the
oxygen Oxygen is a chemical element; it has chemical symbol, symbol O and atomic number 8. It is a member of the chalcogen group (periodic table), group in the periodic table, a highly reactivity (chemistry), reactive nonmetal (chemistry), non ...
for this reaction has to come from the electrolyte. First, a strongly exothermic reaction transforms the metallic aluminum (Al) into
aluminum hydroxide Aluminium hydroxide, , is found as the mineral gibbsite (also known as hydrargillite) and its three much rarer polymorphs: bayerite, doyleite, and nordstrandite. Aluminium hydroxide is amphoteric, i.e., it has both basic and acidic properti ...
, Al(OH)3: : 2 Al + 6 H2O → 2 Al(OH)3 + 3 H2 ↑ This reaction is accelerated by a high electric field and high temperatures, and is accompanied by a pressure buildup in the capacitor housing caused by the released
hydrogen Hydrogen is a chemical element; it has chemical symbol, symbol H and atomic number 1. It is the lightest and abundance of the chemical elements, most abundant chemical element in the universe, constituting about 75% of all baryon, normal matter ...
gas. The gel-like
aluminum hydroxide Aluminium hydroxide, , is found as the mineral gibbsite (also known as hydrargillite) and its three much rarer polymorphs: bayerite, doyleite, and nordstrandite. Aluminium hydroxide is amphoteric, i.e., it has both basic and acidic properti ...
Al(OH)3, also called alumina trihydrate (ATH), is converted via a second reaction step (usually slowly over a few hours at room temperature, more rapidly in a few minutes at higher temperatures) into
aluminum oxide Aluminium oxide (or aluminium(III) oxide) is a chemical compound of aluminium and oxygen with the chemical formula . It is the most commonly occurring of several aluminium oxides, and specifically identified as aluminium oxide. It is commonly ...
, Al2O3: :2 Al(OH)3 → 2 AlO(OH) + 2 H2O → Al2O3 + 3 H2O The aluminum oxide serves as dielectric and also protects the metallic aluminum against aggressive chemical reactions from the electrolyte. However, the converted layer of aluminum oxide is usually not homogeneous. It forms a complex multilayer structured laminate of amorphous, crystalline and porous crystalline aluminum oxide mostly covered with small residual parts of unconverted aluminum hydroxide. For this reason, in the formation of the anode foil, the oxide film is structured by a special chemical treatment so that either an amorphous oxide or a crystalline oxide is formed. The amorphous oxide variety yields higher mechanical and physical stability and fewer defects, thus increasing the long term stability and lowering the leakage current. Amorphous oxide has a dielectric ratio of ~ 1.4 nm/V. Compared to crystalline aluminum oxide, which has a dielectric ratio of ~1.0 nm/V, the amorphous variety has a 40% lower capacitance at the same anode surface. The disadvantage of crystalline oxide is its greater sensitivity to tensile stress, which may lead to microcracks when subjected to mechanical (winding) or thermal (soldering) stressors during the post-forming processes. The various properties of oxide structures affect the subsequent characteristics of the electrolytic capacitors. Anode foils with amorphous oxide are primarily used for electrolytic capacitors with stable long-life characteristics, for capacitors with low leakage current values, and for e-caps with rated voltages up to about 100 volts. Capacitors with higher voltages, for example photoflash capacitors, usually containing anode foils with crystalline oxide.S. Parler, Cornell Dubilier CDE, "Heating in Aluminum Electrolytic Strobe and Photoflash Capacitors
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/ref> Because the thickness of the effective dielectric is proportional to the forming voltage, the dielectric thickness can be tailored to the rated voltage of the capacitor. For example, for low voltage types a 10 V electrolytic capacitor has a dielectric thickness of only about 0.014 μm, a 100 V electrolytic capacitor of only about 0.14 μm. Thus, the dielectric strength also influences the size of the capacitor. However, due to standardized safety margins the actual forming voltage of electrolytic capacitors is higher than the rated voltage of the component. Aluminum anode foils are manufactured as so-called "mother rolls" of about 500 mm in width. They are pre-formed for the desired rated voltage and with the desired oxide layer structure. To produce the capacitors, the anode widths and lengths, as required for a capacitor, have to be cut from the mother roll.


Cathode

The second aluminum foil in the electrolytic capacitor, called the "cathode foil", serves to make electrical contact with the electrolyte. This foil has a somewhat lower degree of purity, about 99.8%. It is always provided with a very thin oxide layer, which arises from the contact of the aluminum surface with the air in a natural way. In order to reduce the contact resistance to the electrolyte and to make it difficult for oxide formation during discharging, the cathode foil is alloyed with metals such as
copper Copper is a chemical element; it has symbol Cu (from Latin ) and atomic number 29. It is a soft, malleable, and ductile metal with very high thermal and electrical conductivity. A freshly exposed surface of pure copper has a pinkish-orang ...
,
silicon Silicon is a chemical element; it has symbol Si and atomic number 14. It is a hard, brittle crystalline solid with a blue-grey metallic lustre, and is a tetravalent metalloid (sometimes considered a non-metal) and semiconductor. It is a membe ...
, or
titanium Titanium is a chemical element; it has symbol Ti and atomic number 22. Found in nature only as an oxide, it can be reduced to produce a lustrous transition metal with a silver color, low density, and high strength, resistant to corrosion in ...
. The cathode foil is also etched to enlarge the surface. Because of the extremely thin oxide layer, which corresponds to a voltage proof of about 1.5 V, their specific capacitance is, however, much higher than that of anode foils. To justify the need for a large surface capacitance of the cathode foil see the section on charge/discharge stability below. The cathode foils, as the anode foils, are manufactured as so-called "mother rolls", from which widths and lengths are cut off, as required, for capacitor production.


Electrolyte

The electrolytic capacitor got its name from the electrolyte, the conductive liquid inside the capacitor. As a liquid it can be adapted to the porous structure of the anode and the grown oxide layer with the same shape and form as a "tailor-made" cathode. An electrolyte always consists of a mixture of
solvent A solvent (from the Latin language, Latin ''wikt:solvo#Latin, solvō'', "loosen, untie, solve") is a substance that dissolves a solute, resulting in a Solution (chemistry), solution. A solvent is usually a liquid but can also be a solid, a gas ...
s and additives to meet given requirements. The main electrical property of the electrolyte is its conductivity, which is physically an
ion An ion () is an atom or molecule with a net electrical charge. The charge of an electron is considered to be negative by convention and this charge is equal and opposite to the charge of a proton, which is considered to be positive by convent ...
-conductivity in liquids. In addition to the good conductivity of operating electrolytes, various other requirements are, among other things, chemical stability, high
flash point The flash point of a material is the "lowest liquid temperature at which, under certain standardized conditions, a liquid gives off vapours in a quantity such as to be capable of forming an ignitable vapour/air mixture". The flash point is somet ...
, chemical compatibility with aluminum, low
viscosity Viscosity is a measure of a fluid's rate-dependent drag (physics), resistance to a change in shape or to movement of its neighboring portions relative to one another. For liquids, it corresponds to the informal concept of ''thickness''; for e ...
, minimal negative
environmental impact Environmental issues are disruptions in the usual function of ecosystems. Further, these issues can be caused by humans ( human impact on the environment) or they can be natural. These issues are considered serious when the ecosystem cannot reco ...
and low cost. The electrolyte should also provide oxygen for forming and self-healing processes, and all this within a temperature range as wide as possible. This diversity of requirements for the liquid electrolyte results in a wide variety of proprietary solutions. The electrolytic systems used today can be roughly summarized into three main groups: * Electrolytes based on ethylene glycol and boric acid. In these so-called glycol or
borax The BORAX Experiments were a series of safety experiments on boiling water nuclear reactors conducted by Argonne National Laboratory in the 1950s and 1960s at the National Reactor Testing Station in eastern Idaho.
electrolyte an unwanted chemical crystal water reaction occurs according to the scheme: "acid + alcohol" gives "ester + water". These borax electrolytes are standard electrolytes, long in use, and with a water content between 5 and 20%. They work at a maximum temperature of 85 °C or 105 °C in the entire voltage range up to 600 V. Even with these capacitors, the aggressiveness of the water must be prevented by appropriate measures. * Almost anhydrous electrolytes based on organic solvents, such as
dimethylformamide Dimethylformamide, DMF is an organic compound with the chemical formula . Its structure is . Commonly abbreviated as DMF (although this initialism is sometimes used for 2,5-dimethylfuran, dimethylfuran, or dimethyl fumarate), this colourless liqui ...
(DMF),
dimethylacetamide Dimethylacetamide (DMAc or DMA) is the organic compound with the formula CH3C(O)N(CH3)2. This colorless, water-miscible, high-boiling liquid is commonly used as a polar solvent in organic synthesis. DMA is miscible with most other solvents, althou ...
(DMA), or
γ-butyrolactone γ-Butyrolactone (GBL) or ''gamma''-butyrolactone is an organic compound with the formula . It is a hygroscopic, colorless, water-miscible liquid with a weak characteristic odor. It is the simplest Γ-lactone, 4-carbon lactone. It is mainly used ...
(GBL). These capacitors with organic solvent electrolytes are suitable for temperature ranges from 105 °C, 125 °C or 150 °C, have low leakage current values and have very good long-term capacitor behavior. * Water based electrolytes with high water content, up to 70% water for so-called "low-impedance", "low-ESR" or "high-ripple-current" electrolytic capacitors with rated voltages up to 100 V for low-cost mass-market applications. The aggressiveness of the water for aluminum must be prevented with suitable additives. Since the amount of liquid electrolyte during the operating time of the capacitors decreases over time through self-healing and by diffusion through the seal, the electrical parameters of the capacitors may be adversely affected, limiting the service life or lifetime of "wet" electrolytic capacitors, see the section on lifetime below.


Separator

The anode and cathode foils must be protected from direct contact with each other because such contact, even at relatively low voltages, may lead to a short circuit. In case of direct contact of both foils the oxide layer on the anode surface gives no protection. A spacer or separator made of a special highly absorbent paper with high purity protects the two metal foils from direct contact. This capacitor paper also serves as a reservoir for the electrolyte to extend the lifetime of the capacitor. The thickness of the spacer depends on the rated voltage of the electrolytic capacitor. It is up to 100 V between 30 and 75 μm.K. H. Thiesbürger: ''Der Elektrolyt-Kondensator''., S. 88–91, 4. Auflage, Roederstein, Landshut 1991 (). For higher voltages, several layers of paper (duplex paper) are used to increase the breakdown strength.


Encapsulation

The encapsulation of aluminum electrolytic capacitors is also made of aluminum in order to avoid
galvanic Galvanic (after Luigi Galvani) may refer to: * Galvanic anode * Galvanic bath * Galvanic cell * Galvanic corrosion * Galvanic current * Galvanic isolation * Galvanic potential * Galvanic series * Galvanic skin response * Galvanic vestibular stimul ...
reactions, normally with an aluminum case (can, tub). For radial electrolytic capacitors it is connected across the electrolyte with a non-defined resistance to the cathode (ground). For axial electrolytic capacitors, however, the housing is specifically designed with a direct contact to the cathode. In case of a malfunction, overload or wrong polarity operating inside the electrolytic capacitor housing, substantial gas pressure can arise. The tubs are designed to open a pressure relief vent and release high pressure gas, including parts of the electrolyte. This vent protects against bursting, explosion or fly away of the metal tub. For smaller housings the pressure relief vent is carved in the bottom or the notch of the tub. Larger capacitors like screw-terminal capacitors have a lockable overpressure vent and must be mounted in an upright position.


Sealing

The sealing materials of aluminum electrolytic capacitors depend on the different styles. For larger screw-terminal and snap-in capacitors the sealing washer is made of a plastic material. Axial electrolytic capacitors usually have a sealing washer made of phenolic resin laminated with a layer of rubber. Radial electrolytic capacitors use a rubber plug with a very dense structure. All sealing materials must be inert to the chemical parts of the electrolyte and may not contain soluble compounds that could lead to contamination of the electrolyte. To avoid leakage, the electrolyte must not be aggressive to the sealing material.


Production

The production process starts with mother rolls. First, the etched, roughened and pre-formed anode foil on the mother roll as well as the spacer paper and the cathode foil are cut to the required width. The foils are fed to an automatic winder, which makes a wound section in a consecutive operation involving three sequential steps: terminal welding, winding, and length cutting. In the next production step the wound section fixed at the lead out terminals is soaked with electrolyte under vacuum impregnation. The impregnated winding is then built into an aluminum case, provided with a rubber sealing disc, and mechanically tightly sealed by curling. Thereafter, the capacitor is provided with an insulating shrink sleeve film. This optically ready capacitor is then contacted at rated voltage in a high temperature post-forming device for healing all the dielectric defects resulting from the cutting and winding procedure. After post-forming, a 100% final measurement of capacitance, leakage current, and impedance takes place. Taping closes the manufacturing process; the capacitors are ready for delivery.


Styles

File:V-Chip-Elkos.png File: Single-ended-e-caps-IMG 5117.JPG File: Axial electrolytic capacitors.jpg File: Snap-In Electrolytic Capacitor.jpg File: Screw-terminal-e-caps-IMG 5126.JPG Aluminum electrolytic capacitors with non-solid electrolyte are available in different styles, see pictures above from left to right: * SMDs (V-chip) for surface mounting on printed circuit boards or substrates * Radial lead terminals (single ended) for vertical mounting on printed circuit boards * Axial lead terminals for horizontal THT mounting on printed circuit boards * Radial pin terminals (snap-in) for power applications * Large screw terminals for power applications


History

In 1875, French researcher
Eugène Ducretet Eugene is a common male given name that comes from the Greek εὐγενής (''eugenēs''), "noble", literally "well-born", from εὖ (''eu''), "well" and γένος (''genos''), "race, stock, kin".Karol Pollak, a producer of accumulators, found out that the oxide layer on an aluminum anode remained stable in a neutral or alkaline electrolyte, even when the power was switched off. In 1896 he obtained a patent for an ''Electric liquid capacitor with aluminum electrodes'' (de: ''Elektrischer Flüssigkeitskondensator mit Aluminiumelektroden'') based on the idea of using the oxide layer in a polarized capacitor in combination with a neutral or slightly alkaline electrolyte. The first electrolytic capacitors realized industrially consisted of a metallic box used as cathode, filled with a
borax The BORAX Experiments were a series of safety experiments on boiling water nuclear reactors conducted by Argonne National Laboratory in the 1950s and 1960s at the National Reactor Testing Station in eastern Idaho.
electrolyte dissolved in water, in which a folded aluminum anode plate was inserted. Applying a DC voltage from outside, an oxide layer was formed on the surface of the anode. The advantage of these capacitors was that they were significantly smaller and cheaper than all other capacitors at this time with respect to realized capacitance value. This construction with different styles of anode construction but with a case as cathode and a container as the electrolyte was used up to the 1930s and was called a "wet" electrolytic capacitor, referring to its high water content. The first common application of wet aluminum electrolytic capacitors was in large telephone exchanges, to reduce relay hash (noise) on the 48 volt DC power supply. The development of AC-operated domestic radio receivers in the late 1920s created a demand for large-capacitance (for the time) and high-voltage capacitors for the
valve amplifier A valve amplifier or tube amplifier is a type of electronic amplifier that uses vacuum tubes to increase the amplitude or power of a Signal (information theory), signal. Low to medium power valve amplifiers for frequencies below the microwaves ...
technique, typically at least 4 microfarads and rated at around 500 volts DC. Waxed paper and oiled silk
film capacitor Film capacitors, plastic film capacitors, film dielectric capacitors, or polymer film capacitors, generically called film caps as well as power film capacitors, are electrical capacitors with an insulating plastic film as the dielectric, sometime ...
s were available, but devices with that order of capacitance and voltage rating were bulky and prohibitively expensive. The ancestor of the modern electrolytic capacitor was patented by
Samuel Ruben Samuel Ruben (14 July 1900 – 16 July 1988) was an American inventor who made lasting contributions to electrochemistry and solid-state technology, including the founding of Duracell. He is listed as an inventor in ove200 patents. Early life B ...
in 1925, who teamed with
Philip Mallory Philip Rogers Mallory (November 11, 1885 - November 16, 1975) was an American businessman and the founder of the company that is now known as Duracell International. Rather than making a career in his family's shipping business, he founded his own ...
, the founder of the battery company that is now known as Duracell International. Ruben's idea adopted the stacked construction of a
silver mica capacitor Silver mica capacitors are high precision, stable, and reliable capacitors made out of mica and silver. They are available in small values, and are mostly used at high frequencies and in cases where low losses ( high Q) and low capacitor change ...
. He introduced a separate second foil to contact the electrolyte adjacent the anode foil instead of using the electrolyte-filled container as the cathode of the capacitor. The stacked second foil got its own terminal additional to the anode terminal and the container had no longer an electrical function. This type of electrolytic capacitor with one anode foil separated from a cathode foil by a liquid or gel-like electrolyte of a non-aqueous nature, which is therefore dry in the sense of having a very low water content, became known as the "dry" type of electrolytic capacitor.P. McK. Deeley, "Electrolytic Capacitors", The Cornell-Dubilier Electric Corp. South Plainfield New Jersey, 193

/ref> This invention, together with the invention of wound foils separated with a paper spacer 1927 by A. Eckel, Hydra-Werke (Germany), reduced the size and the price significantly, which helped make the new radios affordable for a broader group of customers. William Dubilier, whose first patent for electrolytic capacitors was filed in 1928, industrialized the new ideas for electrolytic capacitors and started large-scale commercial production in 1931 in the Cornell-Dubilier (CD) factory in Plainfield, New Jersey. At the same time in Berlin, Germany, the "Hydra-Werke", an
AEG The initials AEG are used for or may refer to: Common meanings * AEG (German company) ; AEG) was a German producer of electrical equipment. It was established in 1883 by Emil Rathenau as the ''Deutsche Edison-Gesellschaft für angewandte El ...
company, started the production of electrolytic capacitors in large quantities. Already in his patent application of 1886, Pollak wrote that the capacitance of the capacitor increased if the surface of the anode foil was roughened. A number of methods have since been developed for roughening the anode surface, mechanical methods like sand blasting or scratching, and chemical etching with acids and acid salts forced by high currents.J. Ho, T. R. Jow, S. Boggs, Historical Introduction to Capacitor Technology, Electrical Insulation Magazine, IEEE (Volume:26, Issue: 1) January 19, 2010, ,
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Some of these methods were developed in the CD factory between 1931 and 1938. Today (2014), electro-chemically etching of low voltage foils can achieve up to a 200 fold increase in surface area compared to a smooth surface. Progress relating to the etching process is the reason for the ongoing reduction in the dimensions of aluminum electrolytic capacitors over the past decades. The period after World War II is associated with a rapid development in radio and television technology as well as in industrial applications, which had great influence on production quantities but also on styles, sizes and series diversification of electrolytic capacitors. New electrolytes based on organic liquids reduced leakage currents and ESR, broadened temperature ranges and increased lifetimes. Corrosion phenomena caused by chlorine and water could be avoided by a higher purity manufacturing processes and by using additives in the electrolytes. The development of tantalum electrolytic capacitors in the early 1950s with
manganese dioxide Manganese dioxide is the inorganic compound with the formula . This blackish or brown solid occurs naturally as the mineral pyrolusite, which is the main ore of manganese and a component of manganese nodules. The principal use for is for dry-cel ...
as solid electrolyte, which has a 10 times better conductivity than all other types of non-solid electrolytes, also influenced the development of aluminum electrolytic capacitors. In 1964 the first aluminum electrolytic capacitors with solid electrolyte (
Solid aluminum capacitor (SAL) Solid is a state of matter where molecules are closely packed and can not slide past each other. Solids resist compression, expansion, or external forces that would alter its shape, with the degree to which they are resisted dependent upon the ...
) appeared on the market, developed by
Philips Koninklijke Philips N.V. (), simply branded Philips, is a Dutch multinational health technology company that was founded in Eindhoven in 1891. Since 1997, its world headquarters have been situated in Amsterdam, though the Benelux headquarter ...
. The decades from 1970 to 1990 were marked by the development of various new professional aluminum electrolytic capacitor series with f. e. very low leakage currents or with long life characteristics or for higher temperatures up to 125 °C, which were specifically suited to certain industrial applications. The great diversity of the many series of aluminum electrolytic capacitors with non-solid electrolytes up to now (2014) is an indicator of the adaptability of the capacitors to meet different industrial requirements. In 1983 a further reduction of the ESR was achieved by
Sanyo is a former Japanese electronics manufacturer founded in 1947 by Toshio Iue, the brother-in-law of Kōnosuke Matsushita, the founder of Matsushita Electric Industrial, now known as Panasonic. Iue left Matsushita Electric to start his own bu ...
with its "
OS-CON A polymer capacitor, or more accurately a polymer electrolytic capacitor, is an electrolytic capacitor (e-cap) with a solid conductive polymer electrolyte. There are four different types: * Polymer tantalum electrolytic capacitor (Polymer Ta-e- ...
" aluminum electrolytic capacitors. These capacitors use as solid organic conductor the charge transfer salt TTF-TCNQ (
tetracyanoquinodimethane Tetracyanoquinodimethane (TCNQ) is an organic compound with the chemical formula . It is an orange crystalline solid. This cyanocarbon, a relative of para-quinone, is an electron acceptor that is used to prepare charge transfer salts, which ar ...
), which provided an improvement in conductivity by a factor of 10 with respect to the manganese dioxide electrolyte. The ESR values of TCNQ-capacitors were significantly reduced by the discovery of
conducting polymer Conductive polymers or, more precisely, intrinsically conducting polymers (ICPs) are organic polymers that conduct electricity. Such compounds may have metallic conductivity or can be semiconductors. The main advantage of conductive polymers i ...
s by
Alan J. Heeger Alan Jay Heeger (born January 22, 1936) is an American physicist, academic and Nobel Prize laureate in chemistry. Heegar was elected as a member into the National Academy of Engineering in 2002 for co-founding the field of conducting polymers ...
,
Alan MacDiarmid Alan Graham MacDiarmid, ONZ FRS (14 April 1927 – 7 February 2007) was a New Zealand-born American chemist, and one of three recipients of the Nobel Prize for Chemistry in 2000. Early life and education MacDiarmid was born in Masterton, New ...
and
Hideki Shirakawa is a Japanese chemist, engineer, and Professor Emeritus at the University of Tsukuba and Zhejiang University. He is best known for his discovery of conductive polymers. He was co-recipient of the 2000 Nobel Prize in Chemistry jointly with Alan ...
. The conductivity of conductive polymers such as
polypyrrole Polypyrrole (PPy) is an organic polymer obtained by oxidative polymerization of pyrrole. It is a solid with the formula H(C4H2NH)nH. It is an intrinsically conducting polymer, used in electronics, optical, biological and medical fields. Histor ...
br>
or
PEDOT Poly(3,4-ethylenedioxythiophene) (PEDOT or PEDT; ''IUPAC'' name poly(2,3-dihydrothieno ,4-''b''1,4]dioxane-5,7-diyl)) is a conducting polymer based on 3,4-Ethylenedioxythiophene, 3,4-ethylenedioxythiophene or EDOT. It was first reported by Bay ...
are better than that of TCNQ by a factor of 100 to 500, and are close to the conductivity of metals. In 1991 Panasonic put its "SP-Cap", a polymer aluminum electrolytic capacitor, on the market. These electrolytic capacitors with polymer electrolytes achieved ESR values low enough to compete with Ceramic capacitor, ceramic multilayer capacitors (MLCCs). They were still less expensive than tantalum capacitors and were a short time later used in devices with a flat design, such as
laptop A laptop computer or notebook computer, also known as a laptop or notebook, is a small, portable personal computer (PC). Laptops typically have a Clamshell design, clamshell form factor (design), form factor with a flat-panel computer scree ...
s and
cell phone A mobile phone or cell phone is a portable telephone that allows users to make and receive calls over a radio frequency link while moving within a designated telephone service area, unlike fixed-location phones ( landline phones). This radio ...
s. New water-based electrolytes were developed in Japan from the mid-1980s with the goal of reducing ESR for inexpensive non-solid electrolytic capacitors. Water is inexpensive, an effective solvent for electrolytes, and significantly improves the conductivity of the electrolyte. Japanese manufacturer Rubycon was a leader in the development of new water-based electrolyte systems with enhanced conductivity in the late 1990s.Shigeru Uzawa, Akihiko Komat-u, Tetsushi Ogawara, Rubycon Corporation, Ultra Low Impedance Aluminum Electrolytic Capacitor with Water based Electrolyte The new series of non-solid capacitors with water-based electrolyte was called in the data sheets "Low-ESR", "Low-Impedance", "Ultra-Low-Impedance" or "High-Ripple Current" series. From 2000 to 2005, a stolen recipe of such a water-based electrolyte missing important stabilizing substancesAlfonso Berduque, Zongli Dou, Rong Xu, KEMET, Electrochemical Studies for Aluminium Electrolytic Capacitor Applications: Corrosion Analysis of Aluminium in Ethylene Glycol-Based Electrolyte
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J.L. Stevens, T. R. Marshall, A.C. Geiculescu m, C.R. Feger, T.F. Strange, Carts USA 2006, The Effects of Electrolyte Composition on the Deformation Characteristics of Wet Aluminum ICD Capacitors

led to the problem of mass-bursting capacitors in computers and power supplies, which became known as the "
Capacitor Plague The capacitor plague was a problem related to a higher-than-expected failure rate of non-solid aluminium electrolytic capacitors between 1999 and 2007, especially those from some Taiwanese manufacturers, due to faulty electrolyte composition th ...
". In these capacitors the water reacts quite aggressively and even violently with aluminum, accompanied by strong heat and gas development in the capacitor, and often leads to the explosion of the capacitor.


Electrical parameters

The electrical characteristics of capacitors are harmonized by the international generic specification IEC 60384-1. In this standard, the electrical characteristics of capacitors are described by an idealized series-equivalent circuit with electrical components that model all ohmic losses, capacitive and inductive parameters of an electrolytic capacitor: * ''C'', the capacitance of the capacitor, * ''R''ESR, the
equivalent series resistance Capacitors and inductors as used in electric circuits are not ideal components with only capacitance or inductance. However, they can be treated, to a very good degree of approximation, as being ideal capacitors and inductors in series with a re ...
, which summarizes all ohmic losses of the capacitor, usually abbreviated as "ESR". * ''L''ESL, the
equivalent series inductance Equivalent series inductance (ESL) is an effective inductance that is used to describe the inductive part of the Electrical impedance, impedance of certain electrical components. Overview The theoretical treatment of devices such as capacitors a ...
, which is the effective self-inductance of the capacitor, usually abbreviated as "ESL". * ''R''leakage, the resistance that represents the leakage current


Capacitance standard values and tolerances

The basic unit of electrolytic capacitors capacitance is the
microfarad The farad (symbol: F) is the unit of electrical capacitance, the ability of a body to store an electrical charge, in the International System of Units (SI), equivalent to 1 coulomb per volt (C/V). It is named after the English physicist Michae ...
(μF, or less correctly uF). The capacitance value specified in manufacturers' data sheets is called the rated capacitance CR or nominal capacitance CN and is the value for which the capacitor has been designed. Standardized measuring conditions for electrolytic capacitors are an AC measurement with 0.5 V at a frequency of 100/120 Hz and a temperature of 20 °C. The capacitance value of an electrolytic capacitor depends on the measuring frequency and temperature. The value at a measuring frequency of 1 kHz is about 10% less than the 100/120 Hz value. Therefore, the capacitance values of electrolytic capacitors are not directly comparable and differ from those of
film capacitor Film capacitors, plastic film capacitors, film dielectric capacitors, or polymer film capacitors, generically called film caps as well as power film capacitors, are electrical capacitors with an insulating plastic film as the dielectric, sometime ...
s or
ceramic capacitor A ceramic capacitor is a fixed-value capacitor where the ceramic material acts as the dielectric. It is constructed of two or more alternating layers of ceramic and a metal layer acting as the electrodes. The composition of the ceramic material de ...
s, whose capacitance is measured at 1 kHz or higher. Measured with an AC measuring method with 100/120 Hz the measured capacitance value is the closest value to the electrical charge stored in the capacitor. The stored charge is measured with a special discharge method and is called DC capacitance. The DC capacitance is about 10% higher than the 100/120 Hz AC capacitance. The DC capacitance is of interest for discharge applications like
photoflash A flash is a device used in photography that produces a brief burst of light (lasting around of a second) at a color temperature of about 5500 K to help illuminate a scene. The main purpose of a flash is to illuminate a dark scene. Other use ...
. The percentage of allowed deviation of the measured capacitance from the rated value is called capacitance tolerance. Electrolytic capacitors are available in different tolerance series, whose values are specified in the
E series E series may refer to: Transportation * BMC E-series engine, a series of automobile engines * Entwicklung series, a late World War II German standardised tank series * Ford E-Series (Econoline/Club Wagon), a series of vans * Honda E engine, a serie ...
specified in IEC 60063. For abbreviated marking in tight spaces, a letter code for each tolerance is specified in IEC 60062. * rated capacitance, E3 series, tolerance ±20%, letter code "M" * rated capacitance, E6 series, tolerance ±20%, letter code "M" * rated capacitance,
E12 series The E series is a system of preferred numbers (also called preferred values) derived for use in electronic components. It consists of the E3, E6, E12, E24, E48, E96 and E192 series, where the number after the 'E' designates the quantity of ...
, tolerance ±10%, letter code "K" The required capacitance tolerance is determined by the particular application. Electrolytic capacitors that are often used for
filtering Filtration is a physical process that separates solid matter and fluid from a mixture. Filter, filtering, filters or filtration may also refer to: Science and technology Computing * Filter (higher-order function), in functional programming * Fil ...
and bypassing capacitors do not need narrow tolerances because they are not used for accurate frequency applications, such as for
oscillator Oscillation is the repetitive or periodic variation, typically in time, of some measure about a central value (often a point of equilibrium) or between two or more different states. Familiar examples of oscillation include a swinging pendulum ...
s.


Rated and category voltage

In IEC 60384-1 the allowed operating voltage is called the "rated voltage" UR or the "nominal voltage" UN. The rated voltage is the maximum DC voltage or peak pulse voltage that may be applied continuously at any temperature within the rated temperature range. The voltage proof of electrolytic capacitors, which is directly proportional to the dielectric layer thickness, decreases with increasing temperature. For some applications it is important to use a high temperature range. Lowering the voltage applied at a higher temperature maintains safety margins. For some capacitor types, therefore, the IEC standard specifies a second "temperature derated voltage" for a higher temperature range, the "category voltage" UC. The category voltage is the maximum DC voltage, peak pulse voltage or superimposed AC voltage that may be applied continuously to a capacitor at any temperature within the category temperature range.


Surge voltage

Aluminum electrolytic capacitors can be applied for a short time with an overvoltage, also called a surge voltage. The surge voltage indicates the maximum voltage value within the temperature range that may be applied during the lifetime at a frequency of 1000 cycles (with a dwell time of 30 seconds and a pause of 5 minutes and 30 seconds in each instance) without causing any visible damage to the capacitor or a capacitance change of more than 15%. Usually, for capacitors with a rated voltage of ≤ 315 volts, the surge voltage is 1.15 times the rated voltage and for capacitors with a rated voltage exceeding 315 volts the surge voltage is 1.10 times the rated voltage.


Transient voltage

Aluminum electrolytic capacitors with non-solid electrolyte are relatively insensitive to high and short-term transient voltages higher than the surge voltage, if the frequency and the energy content of the transients is low. This ability depends on the rated voltage and component size. Low energy transient voltages lead to a voltage limitation similar to a
zener diode A Zener diode is a type of diode designed to exploit the Zener effect to affect electric current to flow against the normal direction from anode to cathode, when the voltage across its terminals exceeds a certain characteristic threshold, the ''Z ...
. The electrochemical oxide forming processes take place when voltage in correct polarity is applied and generates an additional oxide when transients arise. This formation is accompanied with heat and hydrogen gas generation. This is tolerable if the energy content of the transient is low. However, when a transient peak voltage causes an electric field strength that is too high for the dielectric, it can directly cause a short circuit. An unambiguous and general specification of tolerable transients or peak voltages is not possible. In every case transients arise, the application has to be carefully approved. Electrolytic capacitors with solid electrolyte cannot withstand transients or peak voltages higher than the surge voltage. Transients for this type of electrolytic capacitor may destroy the component.


Reverse voltage

Electrolytic capacitors are polarized capacitors and generally require an anode electrode voltage to be positive relative to the cathode voltage. However, the cathode foil of aluminum electrolytic capacitors is provided with a very thin, natural air-originated oxide layer. This oxide layer has a voltage proof of approximately 1 to 1.5 V. Therefore, aluminum electrolytic capacitors with non-solid electrolyte can continuously withstand a very small reverse voltage and, for example, can be measured with an AC voltage of about 0.5 V, as specified in relevant standards. At a reverse voltage lower than −1.5 V at room temperature, the cathode aluminum foil begins to build up an oxide layer corresponding to the applied voltage. This is aligned with generating hydrogen gas with increasing pressure. At the same time the oxide layer on the anode foil begins dissolution of the oxide, which weakens the voltage proof. It is now a question of the outside circuit whether the increasing gas pressure from oxidization leads to bursting of the case, or the weakened anode oxide leads to a breakdown with a
short circuit A short circuit (sometimes abbreviated to short or s/c) is an electrical circuit that allows a current to travel along an unintended path with no or very low electrical impedance. This results in an excessive current flowing through the circuit ...
. If the outside circuit is high-ohmic the capacitor fails and the vent opens due to high gas pressure. If the outside circuit is low-ohmic, an internal short-circuit is more likely. In every case a reverse voltage lower than −1.5 V at room temperature may cause the component to catastrophically fail due to a dielectric breakdown or overpressure, which causes the capacitor to burst, often in a spectacularly dramatic fashion. Modern electrolytic capacitors have a safety vent that is typically either a scored section of the case or a specially designed end seal to vent the hot gas/liquid, but ruptures can still be dramatic. To minimize the likelihood of a polarized electrolytic being incorrectly inserted into a circuit, the polarity is very clearly indicated on the case, see the section headed "Polarity marking". Special bipolar capacitors designed for AC operation, usually referred to as "bipolar", "non-polarized" or "NP" types, are available. In these, the capacitors have two anode foils of opposite polarity connected in series. On each of the alternate halves of the AC cycle, one anode acts as a blocking dielectric, preventing reverse voltage from damaging the opposite anode. The voltage rating does not need to be symmetrical; "semi-polar" capacitors can be made with different thicknesses of oxide coatings, so they can withstand different voltages in each direction, but these bipolar electrolytic capacitors are not adaptable for main AC applications instead of power capacitors with metallized polymer film or paper dielectric.


Impedance

In general, a capacitor is seen as a storage component for electric energy. But this is only one capacitor function. A capacitor can also act as an AC
resistor A resistor is a passive two-terminal electronic component that implements electrical resistance as a circuit element. In electronic circuits, resistors are used to reduce current flow, adjust signal levels, to divide voltages, bias active e ...
. Especially aluminum electrolytic capacitors are used in many applications as a
decoupling capacitor In electronics, a decoupling capacitor is a capacitor used to decouple (i.e. prevent electrical energy from transferring to) one part of a circuit from another. Noise caused by other circuit elements is shunted through the capacitor, reduc ...
s to filter or bypass undesired biased AC frequencies to the ground or for
capacitive coupling Capacitive coupling (electronics), coupling is the transfer of energy within an electrical network or between distant networks by means of displacement current between circuit(s) node (circuits) , nodes, induced by the electric field. This coup ...
of audio AC signals. Then the dielectric is used only for blocking DC. For such applications the AC resistance, the impedance is as important as the capacitance value. The impedance is the vector sum of reactance and resistance; it describes the phase difference and the ratio of amplitudes between sinusoidally varying voltage and sinusoidally varying current at a given frequency in an AC circuit. In this sense impedance can be used like Ohm's law : Z = \frac = \frac. In other words, impedance is a frequency-dependent AC resistance and possesses both magnitude and
phase Phase or phases may refer to: Science *State of matter, or phase, one of the distinct forms in which matter can exist *Phase (matter), a region of space throughout which all physical properties are essentially uniform *Phase space, a mathematica ...
at a particular frequency. In capacitor data sheets, only the impedance magnitude , Z, is specified, and simply written as "Z". In this sense the impedance is a measure of the capacitor's ability to pass alternating currents. Impedance can be calculated using the idealized components of a capacitor's series-equivalent circuit, including an ideal capacitor \scriptstyle C, a resistor \scriptstyle ESR, and an inductance \scriptstyle ESL. In this case the impedance at the angular frequency \omega is therefore given by the geometric (complex) addition of ESR, by a capacitive reactance (
Capacitance Capacitance is the ability of an object to store electric charge. It is measured by the change in charge in response to a difference in electric potential, expressed as the ratio of those quantities. Commonly recognized are two closely related ...
) : X_C= -\frac and by an inductive reactance (
Inductance Inductance is the tendency of an electrical conductor to oppose a change in the electric current flowing through it. The electric current produces a magnetic field around the conductor. The magnetic field strength depends on the magnitude of the ...
) : X_L=\omega L_. Then Z is given by : Z=\sqrt. In the special case of
resonance Resonance is a phenomenon that occurs when an object or system is subjected to an external force or vibration whose frequency matches a resonant frequency (or resonance frequency) of the system, defined as a frequency that generates a maximu ...
, in which the both reactive resistances \scriptstyle X_C and \scriptstyle X_L have the same value (\scriptstyle X_C=X_L), then the impedance is only determined by \scriptstyle ESR. The impedance specified in the data sheets of various capacitors often shows typical curves for different capacitance values. The impedance at the resonant frequency defines the best working point for coupling or decoupling circuits. The higher the capacitance the lower the operable frequency range. Due to their large capacitance values, aluminum electrolytic capacitors have relatively good decoupling properties in the lower frequency range up to about 1 MHz or a little more. This and the relatively low price is often the reason for using electrolytic capacitors in 50/60 Hz
standard Standard may refer to: Symbols * Colours, standards and guidons, kinds of military signs * Standard (emblem), a type of a large symbol or emblem used for identification Norms, conventions or requirements * Standard (metrology), an object ...
or
switched-mode power supplies A switched-mode power supply (SMPS), also called switching-mode power supply, switch-mode power supply, switched power supply, or simply switcher, is an electronic power supply that incorporates a switching regulator to convert electrical powe ...
.


ESR and dissipation factor tan δ

File:Elko-Impedanzverlauf-mit-ESR.svg, Typical impedance and ESR as a function of frequency File:E-cap-impedance_versus_temperature.jpg, Typical impedance as a function of temperature The
equivalent series resistance Capacitors and inductors as used in electric circuits are not ideal components with only capacitance or inductance. However, they can be treated, to a very good degree of approximation, as being ideal capacitors and inductors in series with a re ...
(ESR) summarizes all resistive losses of the capacitor. These are the terminal resistances, the contact resistance of the electrode contact, the line resistance of the electrodes, the electrolyte resistance, and the
dielectric losses In electromagnetism, a dielectric (or dielectric medium) is an electrical insulator that can be polarised by an applied electric field. When a dielectric material is placed in an electric field, electric charges do not flow through the materia ...
in the dielectric oxide layer. ESR depends on temperature and frequency. For aluminum electrolytic capacitors with non-solid electrolyte the ESR generally decreases with increasing frequency and temperature.Joelle Arnold, Uprating of Electrolytic Capacitors, DfR Solutions
/ref> ESR influences the remaining superimposed AC ripple behind smoothing and may influence circuit functionality. Related to the capacitor, ESR is accountable for internal heat generation if a
ripple current Ripple (specifically ripple voltage) in electronics is the residual periodic variation of the DC voltage within a power supply which has been derived from an alternating current (AC) source. This ripple is due to incomplete suppression of the alt ...
flows over the capacitor. This internal heat reduces capacitor lifetime. Referring to the IEC/EN 60384-1 standard, the impedance values of electrolytic capacitors are measured at 10 kHz or 100 kHz, depending on the capacitance and voltage of the capacitor. For aluminum electrolytic capacitors, for historical reasons sometimes the
dissipation factor In physics, the dissipation factor (DF) is a measure of loss-rate of energy of a mode of oscillation (mechanical, electrical, or electromechanical) in a dissipative system. It is the reciprocal of quality factor, which represents the "quality" or ...
tan δ is specified in the relevant data sheets instead of the \scriptstyle ESR . The dissipation factor is determined by the tangent of the phase angle between the capacitive reactance \scriptstyle X_C minus the inductive reactance \scriptstyle X_L and the \scriptstyle ESR. If the inductance \scriptstyle ESL is small, the dissipation factor for a given frequency can be approximated as: : \tan \delta = \mbox \cdot \omega C


Ripple current

A
ripple current Ripple (specifically ripple voltage) in electronics is the residual periodic variation of the DC voltage within a power supply which has been derived from an alternating current (AC) source. This ripple is due to incomplete suppression of the alt ...
is the RMS value of a superimposed AC current of any frequency and any waveform of the current curve for continuous operation. It arises, for example, in power supplies (including
switched-mode power supplies A switched-mode power supply (SMPS), also called switching-mode power supply, switch-mode power supply, switched power supply, or simply switcher, is an electronic power supply that incorporates a switching regulator to convert electrical powe ...
) after rectifying an AC voltage and flows as biased charge and discharge current through the decoupling or
smoothing capacitor A rectifier is an electrical device that converts alternating current (AC), which periodically reverses direction, to direct current (DC), which flows in only one direction. The process is known as ''rectification'', since it "straightens" t ...
. Due to the ESR of the capacitor the ripple current IR causes electrical power losses ''PV el'' : P_ = I_R^2 \cdot\ ESR which result in heat generation inside the capacitor winding core. This internally generated heat, together with ambient temperature and possibly other external heat sources, leads to a capacitor core temperature whose hottest area is located in the winding, having a temperature difference of ''Δ T'' compared with the ambient temperature. This heat has to be distributed as thermal losses ''PV th'' over the capacitor's surface ''A'' and the thermal resistance ''β'' to the ambient environment. : P_ = \Delta T \cdot A \cdot \beta The thermal resistance β depends on the case size of the relevant capacitor and if applicable on additional cooling conditions. If the internally generated power losses ''PV el'' dissipated by
thermal radiation Thermal radiation is electromagnetic radiation emitted by the thermal motion of particles in matter. All matter with a temperature greater than absolute zero emits thermal radiation. The emission of energy arises from a combination of electro ...
,
convection Convection is single or Multiphase flow, multiphase fluid flow that occurs Spontaneous process, spontaneously through the combined effects of material property heterogeneity and body forces on a fluid, most commonly density and gravity (see buoy ...
, and
thermal conduction Thermal conduction is the diffusion of thermal energy (heat) within one material or between materials in contact. The higher temperature object has molecules with more kinetic energy; collisions between molecules distributes this kinetic energy ...
to the ambient environment correspond to the thermal losses ''PV th,'', then a temperature balance between capacitor temperature and ambient temperature is given.A. Albertsen, Jianghai, Electrolytic Capacitor Lifetime Estimatio
PDF
Typically, the specified rated value for maximum ripple current in manufacturers' data sheets is calculated for a heating the capacitor core (cell) of 10 °C for 85 °C series, 5 °C for 105 °C series and 3 °C for 125 °C series. The rated ripple current of aluminum electrolytic capacitors with non-solid electrolyte corresponds with the specified lifetime of the capacitor series. This current may flow permanent over the capacitor up to the maximum temperature during the specified or calculated time. Ripple current lower than specified or forced cooling lengthen the capacitor's lifetime. The lifetime of electrolytic capacitors with non-solid electrolyte depends on the evaporation rate and therefore on the core temperature of the capacitor. With forced cooling or special positioning of the capacitor on the
PCB PCB may refer to: Science and technology * Polychlorinated biphenyl, an organic chlorine compound, now recognized as an environmental toxin and classified as a persistent organic pollutant * Printed circuit board, a board used in electronics * P ...
the lifetime can be influenced positively. The ripple current is specified as an effective (RMS) value at 100 or 120 Hz or at 10 kHz at upper category temperature. Non-sinusoidal ripple currents have to be analyzed and separated into their single sinusoidal frequencies by means of
Fourier analysis In mathematics, Fourier analysis () is the study of the way general functions may be represented or approximated by sums of simpler trigonometric functions. Fourier analysis grew from the study of Fourier series, and is named after Joseph Fo ...
and summarized by squared addition of the single currents.Vishay, Aluminium capacitors, Introduction, Revision: 10-Sep-13 1 Document Number: 28356, Chapter Storage, page

: I_R=\sqrt Periodically appearing high current pulses, which may be much higher than the rated ripple current, have to be analyzed in the same matter. Because the ESR decreases with increasing frequencies. the ripple current data sheet value, specified at 100/120 Hz, can be higher at higher frequencies. In cases like this manufacturers specify correction factors for ripple current values at higher frequencies. For example, the ripple current at 10 kHz can usually be approximated to be 30 to 40% higher than the 100/120 value. If the ripple current exceeds the rated value, the corresponding heat generation exceeds the capacitor's temperature limit and may destroy the internal structure (voltage proof, boiling point) of the capacitors. Then the components tend to short circuiting, vent opening or explosion. Ripple currents higher than rated values are possible only with forced cooling.


Charge/discharge stability

Aluminum electrolytic capacitors with non-solid electrolytes always contain, in addition to the anode foil, a cathode foil that serves as electrical contact to the electrolyte. This cathode foil is provided with a very thin, natural, air-originated oxide layer, which act also as a dielectric. Thus, the capacitor construction forms a series circuit of two capacitors, the capacitance of the anode foil CA and the cathode foil CK. As described above, the capacitance of the capacitor Ce-cap is mainly determined by the anode capacitance CA when the cathode capacitance CK is approximately 10 times higher than the anode capacitance CA. Aluminum electrolytic capacitors with non-solid electrolytes normally can be charged up to the rated voltage without any current limitation. This property is a result of the limited ion movability in the liquid electrolyte, which slows down the voltage ramp across the dielectric, and the capacitor's ESR. During discharging the internal construction of the capacitor reverses the internal polarity. The cathode (-) gets an anode (+), and changes the current flow direction. Two voltages arise over these electrode. In principle the voltage distribution over both electrodes behaves as the reciprocally CV product of each electrode. The design rule of high cathode capacitance assures that the voltage appearing over the cathode during discharge is not higher than roughly 1.5 V, that is its natural air-originated voltage proof. No further post-forming of the cathode foil takes place, which may lead to capacitance degradation. Then the capacitors are discharge-proof.


Current surge, peak or pulse current

Small (diameter <25 mm) aluminum electrolytic capacitors with non-solid electrolytes can normally be charged up to the rated voltage without any current surge, peak or pulse limitation up to a peak current value of about 50 A. This property is a result of the limited ion movability in the liquid electrolyte, which slows down the voltage ramp across the dielectric, and the capacitor's ESR. Only the frequency of peaks integrated over time must not exceed the maximal specified ripple current.


Leakage current

A characteristic property of electrolytic capacitors is the "leakage current". This Direct current, DC current is represented by the resistor Rleak in parallel with the capacitor in the series-equivalent circuit of electrolytic capacitors, and flows if a voltage is applied. The leakage current includes all weak imperfections of the dielectric caused by unwanted chemical processes and mechanical damage and is the DC current that can pass through the dielectric after applying a voltage in correct polarity. It depends on the capacitance value, on applied voltage and temperature of the capacitor, on measuring time, on the kind of electrolyte, and on preconditions like previous storage time without voltage applied or thermic stress from soldering. (All non-solid electrolytic capacitors needs a recovery time of some hours after soldering before measuring the leakage current. Non-solid chip capacitors need a recovery time after reflow soldering of about 24 hours.) Leakage current is reduced by applying operational voltage by self-healing processes. The leakage current drops in the first minutes after applying DC voltage. In this time the dielectric oxide layer can repair all weaknesses by building up new layers in a self-healing process. The time it takes leakage current to drop generally depends on the kind of electrolyte. Solid electrolytes' leakage current drops much faster than in the case of non-solid types, but it remain at a somewhat higher level. Wet electrolytic capacitors with high water content electrolytes in the first minutes generally have higher leakage current than those with organic electrolyte, but after several minutes they reach the same level. Although the leakage current of electrolytic capacitors is higher compared with the current flow over the insulation resistance at ceramic or film capacitors, the self-discharge of modern non-solid electrolytic capacitors can take several weeks. The leakage current ''Ileak'' specification in manufacturers' data sheets refers to the capacitor's capacitance value ''CR,'' rated voltage ''UR,'' a correlation factor and a minimum current value. For example, :I_\mathrm = 001\,\mathrm \cdot U_\mathrm R \cdot C_\mathrm R + 3\,\mathrm After a measuring time of 2 or 5 minutes, depending on the data sheet specification, the measured leakage current value has to be lower than the calculated value. Normally the leakage current is always lower the longer the capacitor voltage is applied. The leakage current during operation after, for example, one hour is the operational leakage current. This value depends strongly on the manufacturer's series characteristics. It could be lower than 1/100 of the specified value. The leakage current depends on the applied voltage and the ambient temperature. The value during continuous operation at 85 °C is approximately four times higher than at 20 °C. Otherwise the value is approximately one half, reducing the applied voltage to 70% of the rated voltage. Non-solid aluminum electrolytic capacitors that leakage current after an operation time of, for example, one hour remain on a higher level than specified. Mostly they have been mechanically damaged internally due to high mechanical stress during mounting.


Dielectric absorption (soakage)

Dielectric absorption occurs when a capacitor that has remained charged for a long time discharges only incompletely when briefly discharged. Although an ideal capacitor would reach zero volts after discharge, real capacitors develop a small voltage from time-delayed dipole discharging, a phenomenon that is also called
dielectric relaxation In electromagnetism, a dielectric (or dielectric medium) is an electrical insulator that can be polarised by an applied electric field. When a dielectric material is placed in an electric field, electric charges do not flow through the materia ...
, "soakage" or "battery action". Dielectric absorption may be a problem in circuits using very small currents in electronic circuits, such as long- time-constant
integrator An integrator in measurement and control applications is an element whose output signal is the time integral of its input signal. It accumulates the input quantity over a defined time to produce a representative output. Integration is an importan ...
s or
sample-and-hold In electronics, a sample and hold (also known as sample and follow) circuit is an analog device that samples (captures, takes) the voltage of a continuously varying analog signal and holds (locks, freezes) its value at a constant level for a ...
circuits. Dielectric absorption is not a problem in most applications of electrolytic capacitors supporting power supply lines. But especially for electrolytic capacitors with high rated voltage the voltage at the terminals generated by the dielectric absorption can be a safety risk to personnel or circuits. In order to prevent shocks most very large capacitors are shipped with shorting wires that need to be removed before use.


Reliability, lifetime and failure modes


Reliability (failure rate)

The
reliability Reliability, reliable, or unreliable may refer to: Science, technology, and mathematics Computing * Data reliability (disambiguation), a property of some disk arrays in computer storage * Reliability (computer networking), a category used to des ...
prediction of aluminum electrolytic capacitors is generally expressed as a
Failure rate Failure is the social concept of not meeting a desirable or intended objective, and is usually viewed as the opposite of success. The criteria for failure depends on context, and may be relative to a particular observer or belief system. On ...
λ, abbreviated FIT (Failures In Time). It is a measure of the number of failures per unit hour during the time of constant random failures in the
bathtub curve The bathtub curve is a particular shape of a failure rate graph. This graph is used in reliability engineering and deterioration modeling. The 'bathtub' refers to the shape of a line that curves up at both ends, similar in shape to a bathtub. Th ...
. The flat part in the bathtub curve corresponds with the calculated lifetime or
service life A product's service life is its period of use in service. Several related terms describe more precisely a product's life, from the point of manufacture, storage, and distribution, and eventual use. Service life has been defined as "a product' ...
of non-solid electrolytic capacitors. The failure rate is used to calculate a survival probability for a desired lifetime of an electronic circuit in combination with other participating components. FIT is the number of failures that can be expected in one billion (109) component-hours of operation at fixed working conditions (e.g., 1000 components for 1 million hours, or 1 million components for 1000 hours) (1  ppm/1000 hours) each during the period of constant random failures. This failure rate model implicitly assumes the idea of "random failure". Individual components fail at random times but at a predictable rate. Failures are short circuits, open circuits and degradation failures (exceeding specified limits of electrical parameters). The reciprocal value of FIT is the MTBF, the Mean Time Between Failures. The standard operating conditions for the failure rate FIT are 40 °C and 0.5 UR. For other conditions of applied voltage, current load, temperature, capacitance value, circuit resistance (for tantalum capacitors), mechanical influences and humidity the FIT figure can recalculated with acceleration factors standardized for industrialIEC/EN 61709, Electric components. Reliability. Reference conditions for failure rates and stress models for conversion or military contexts. The higher the temperature and the applied voltage, the higher the failure rate. It is good to know that for capacitors with solid electrolytes the failure rate is often expressed as per cent failed components per thousand hours (n %/1000 h), and specified at reference conditions 85 °C and rated voltage UR. That is, "n" number of failed components per 105 hours, or in FIT the ten-thousand-fold value per 109 hours but for different reference conditions. For these other conditions the "%I1000 h" figure can be recalculated with acceleration factors standardized for industrial or military contexts. Most modern aluminum electrolytic capacitors with non-solid electrolytes nowadays are very reliable components with very low failure rates, with predicted life expectancies of decades under normal conditions. It is best practice to have electrolytic capacitors pass a post-forming process step after production, similar to a "
burn in Burn-in is the process by which components of a system are exercised before being placed in service (and often, before the system being completely assembled from those components). This testing process will force certain failures to occur under ...
, so that early failures are eliminated during production. The FIT values given in data sheets are calculated from the long-time experience of the manufacturer, based on the lifetime test results. Typical reference failure rate values for aluminum electrolytic capacitors with non-solid electrolytes are for low voltages types (6.3–160 V) FIT rates in the range of 1 to 20 FIT and for high voltage types (>160–550 V) FIT rates in the range of 20 to 200 FIT.S. G. Parler, Cornell Dubilier, Reliability of CDE Aluminum Electrolytic Capacitor

/ref> Field failure rates for aluminum capacitors are in the range of 0.5 to 20 FIT. The data for the "failure rate" specification are based on the results of lifetime testing (endurance testing). In addition a "field failure rate" is sometimes specified. This figures comes from big customers that noticed failures in the field out of their application. Field failure rates could have much lower values. For aluminum electrolytic capacitors they are in the range of 0.5 to 20 FIT. The field failure rate values are in line with the usual orders of magnitude for electronic components.


Lifetime, service life

Aluminum electrolytic capacitors with non-solid electrolytes have an exceptional position among electronic components because they work with an electrolyte as liquid ingredient. The liquid electrolyte determines the time-dependent behavior of electrolytic capacitors. They age over time as the electrolyte evaporates. This also implies that there is a sharp decline in useful lifespan with increasing temperature. As a rule of thumb, every 10 degrees rise halves the useful life span. This very slow drying-out of the electrolyte depends on the series construction, ambient temperature, voltage and ripple current load. Lowering the electrolyte over time influences the capacitance, impedance and ESR of the capacitors. The capacitance decreases and impedance and ESR increases with decreasing amounts of electrolyte. The leakage current decreases because all weaknesses are healed after the long forming time. In contrast to electrolytic capacitors with solid electrolytes, "wet" electrolytic capacitors have an "end of life" when the components reach specified maximum changes of capacitance, impedance or ESR. The time period to the "end of life" is called the "lifetime", "useful life", "load life" or "service life". It represents the time of constant failure rate in the failure rate bathtub curve. Under normal ambient conditions electrolytic capacitors can have more than a 15-year lifetime, but this can be limited depending on the degradation behavior of the rubber bung (which is not typically aged during lifetime testing). This rating is tested with an
accelerated aging Accelerated aging is testing that uses aggravated conditions of heat, humidity, oxygen, sunlight, vibration, etc. to speed up the normal aging processes of items. It is used to help determine the long-term effects of expected levels of stress wi ...
test called an "endurance test" according to IEC 60384-4-1 with rated voltage at the upper category temperature.IEC 60384-4-1, Fixed capacitors for use in electronic equipment – Part 4-1: Blank detail specification – Fixed aluminium electrolytic capacitors with non-solid electrolyte, Beuth Verla

/ref> One of the challenges with this aging test is the time required to extract any meaningful results. In response to demands for long life, high temperature performance from automotive and green energy applications (solar microvinverters, LEDs, wind turbines, etc.), some capacitors require more than a year's worth of testing (10000 hours) before they can be qualified. Due to this limitation, there has been increasing interest in methodologies to accelerate the test in a manner that still produces relevant results. The graph at right show the behavior of the electrical parameters of aluminum electrolytic capacitors with non-solid electrolytes due to evaporation of the electrolyte in a 2000 h endurance test at 105 °C. The process of drying out is also detectable by weight loss. After this endurance test the specified parameter limits to pass the test are, on the one hand, no total failures (short circuit, open circuit) and on the other hand, not reaching degradation failure, a reduction of capacitance over 30% and an increase of the ESR, impedance or loss factor by more than a factor of 3 compared to the initial value. Parameters of the tested component beyond these limits can be counted as evidence of degradation failure. The testing time and temperature depend on the tested series. That is the reason for the many different lifetime specifications in the data sheets of manufacturers, which are given in the form of a time/temperature indication, for example: 2000 h/85 °C, 2000 h/105 °C, 5000 h/105 °C, 2000 h/125 °C. This figures specifies the minimum lifetime of the capacitors of a series, when exposed at the maximum temperature with applied rated voltage. Referring to the endurance test, this specification does not include the capacitors' being loaded with the rated ripple current value. But the additional internal heat of 3 to 10 K, depending on the series, which is generated by the ripple current is usually taken into account by the manufacturer due to safety margins when interpreting the results of its endurance tests. A test with an actual applied ripple current is affordable for any manufacturer. A capacitor's lifetime for different operational conditions can be estimated using special formulas or graphs specified in the data sheets of serious manufacturers. They use different ways achieve the specification; some provide special formulas,NCC, Technical Note Judicious Use of Aluminum Electrolytic Capacitor
PDF
others specify their capacitor lifetime calculation with graphs that take into account the influence of applied voltage.Epcos, Aluminum electrolytic capacitors, General technical information
PDF
/ref> The basic principle for calculating the time under operational conditions is the so-called "10-degree-rule". This rule is also well known as the Arrhenius equation, Arrhenius rule. It characterizes the change of thermic reaction speed. For every 10 °C lower temperature, evaporation halves. That means for every 10 °C lower temperature the lifetime of capacitors doubles. :L_x =L_\text\cdot 2^\frac * ''Lx'' = life time to be estimated * ''LSpec'' = specified life time (useful life, load life, service life) * ''T0'' = upper category temperature (°C) * ''TA'' = temperature (°C) of the case or ambient temperature near the capacitor If a lifetime specification of an electrolytic capacitor is, for example, 2000 h/105 °C, the capacitor's lifetime at 45 °C can be "calculated" as 128,000 hours—roughly 15 years—by using the 10-degree-rule. Although the result of the longer lifetime at lower temperatures comes from a mathematical calculation, the result is always an estimation of the expected behavior of a group of similar components. The lifetime of electrolytic capacitors with non-solid electrolytes depends on the evaporations rate and therefore on the core temperature of the capacitor. This core temperature on the other hand depends on the ripple current load. Using the 10-degree-rule with the capacitor case temperature gives a good approach to operational conditions. In case of higher ripple currents the lifetime could be influenced positively with force cooling. Near the end of the capacitor's lifetime degradation failure begins to appear. At the same time the range of the constant failure rate ends. But even after exceeding the capacitor's specified end of life the electronic circuit is not in immediate danger; only the functionality of the capacitor is reduced. With today's high levels of purity in the manufacture of electrolytic capacitors it is not to be expected that short circuits occur after the end-of-life-point with progressive evaporation combined with parameter degradation.


Failure modes

Aluminum electrolytic capacitors with non-solid electrolytes have, in terms of quality, a relatively negative public image. This is contrary to industrial experience, where electrolytic capacitors are considered to be reliable components if used within their specified specifications during the calculated lifetime. The negative public image might be, among other reasons, because failed electrolytic capacitors in devices are easily and immediately visible. This is exceptional and not the case with other electronic components. As with any industrial product, specific causes of failure modes are known for aluminum electrolytic capacitors with non-solid electrolytes. They can be differentiated in failures causes by capacitor development and production, by device production, by capacitor application or by external influences during use. The capacitor manufacturing industries can only influence the first failure mode. Most manufacturers have had well-structured quality control departments for decades, supervising all development and manufacturing steps. Failure mode flow charts demonstrate this.Panasonic, Reliability of Aluminum Electrolytic Capacitor
PDF
Rubycon, Cautions for Proper Use of Aluminum Electrolytic Capacito
PDF
However, a typical physically or chemically caused major failure mode during application, like "field crystallization" for tantalum capacitors, is not known for non-solid aluminum electrolytic capacitors.


Capacitor behavior after storage or disuse

In many quarters, electrolytic capacitors are considered very unreliable components when compared to other passives. This is partly a function of the history of these components. Capacitors manufactured during and before
World War II World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
sometimes suffered from contamination during manual manufacturing, and in particular chlorine salts were often the reason for corrosive processes leading to high leakage currents. Chlorine acts on aluminum as a catalyst for the formation of unstable oxide without becoming chemically bound itself. After World War II this problem was known but the measuring equipment was not accurate enough to detect chlorine in very low ppm concentration. The situation improved over the next 20 years and the capacitors became good enough for longer life applications. This leads in turn to a previously unnoticed water driven corrosion, which weakens the stable dielectric oxide layer during storage or disuse. This leads to high leakage currents after storage. Most of the electrolytes in that time contain water, and many of the capacitors reach their end of life by drying out. Water driven corrosion was the reason for recommended precondition instructions. The first solution in the 1970s was the development of water-free electrolyte systems based on organic solvents. Their advantages, among other things were lower leakage currents and nearly unlimited shelf life,Ch. Baur, N. Will, Epcos, Long-term stability of aluminum electrolytic capacitor
Built to last
but this led to another problem: the growing mass production with automatic insertion machines requires a washing of the
PCB PCB may refer to: Science and technology * Polychlorinated biphenyl, an organic chlorine compound, now recognized as an environmental toxin and classified as a persistent organic pollutant * Printed circuit board, a board used in electronics * P ...
's after soldering; these cleaning solutions contained chloroalkane ( CFC) agents. Such halogen solutions sometimes permeate the seal of a capacitor and initiate chlorine corrosion. Again there was a leakage current problem. The use of CFCs as solvents for dry cleaning have been phased out, for example, by the IPPC directive on
greenhouse gas Greenhouse gases (GHGs) are the gases in the atmosphere that raise the surface temperature of planets such as the Earth. Unlike other gases, greenhouse gases absorb the radiations that a planet emits, resulting in the greenhouse effect. T ...
es in 1994 and by the
volatile organic compounds Volatile organic compounds (VOCs) are organic compounds that have a high vapor pressure at room temperature. They are common and exist in a variety of settings and products, not limited to house mold, upholstered furniture, arts and crafts sup ...
(VOC) directive of the EU in 1997. In the meantime electrolytic systems have been developed with additives to inhibit the reaction between anodic aluminum oxide and water, which solve most of the high leakage current problems after storage.J. M. Sanz, J. M. Albella, J. M. Martinez-Duart, On the inhibition of the reaction between anodic aluminum oxide and wate

/ref> The ability of non-solid aluminum electrolytic capacitors to have a stable behavior during longer storage times can be tested using an accelerating test of storing the capacitor at its upper category temperature for a certain period, usually 1000 hours, without voltage applied. This "shelf life test" is a good indicator for an inert chemical behavior of the electrolytic system against the dielectric aluminum oxide layer because all chemical reactions are accelerated by high temperatures. Nearly all today's series of capacitors fulfill the 1000 hours shelf life test, which is equivalent to a minimum five years of storage at room temperature. Modern electrolytic capacitors do not need preconditioning after such storage. However, many capacitor series are specified only for two years storage time, but the limit is set by oxidation of terminals and resulting solderability problems. For restoring antique radio equipment using older electrolytic capacitors built in the 1970s or earlier, "pre-conditioning" is often recommended. For this purpose, the rated voltage is applied to the capacitor via a series resistance of approximately 1 kΩ for a period of one hour. Applying a voltage via a safety resistor repairs the oxide layer by self-healing, but slowly, minimizing internal heating. If capacitors still do not meet the leakage current requirements after preconditioning, it may be an indication of permanent damage.


Additional information


Capacitor symbols

, - style="text-align:center;" , , , , , , , - style="text-align:center;" , Electrolytic
capacitor , , Electrolytic
capacitor, , Electrolytic
capacitor , , Bipolar
electrolytic capacitor , - style="text-align:center;"


Parallel connection

Smaller or low voltage aluminum electrolytic capacitors may be connected in parallel without any safety correction action. Large sizes capacitors, especially large sizes and high voltage types, should be individually guarded against sudden energy charge of the whole capacitor bank due to a failed specimen.


Series connection

Some applications like
AC/AC converter A solid-state AC-to-AC converter converts an AC waveform to another AC waveform, where the output voltage and frequency can be set arbitrarily. Categories Referring to Fig 1, AC-AC converters can be categorized as follows: * Indirect AC-AC (or ...
s with DC-link for frequency controls in three-phase grids need higher voltages than electrolytic capacitors usually offer. For such applications electrolytic capacitors can be connected in series for increased voltage-withstanding capability. During charging, the voltage across each of the capacitors connected in series is proportional to the inverse of the individual capacitor's leakage current. Since every capacitor differs somewhat in individual leakage current, the capacitors with a higher leakage current will get less voltage. The voltage balance over the series-connected capacitors is not symmetrical. Passive or active voltage balance has to be provided in order to stabilize the voltage over each individual capacitor.


Imprinted markings

Electrolytic capacitors, like most other electronic components, have imprinted markings to indicate the manufacturer, the type, the electrical and thermal characteristics, and the date of manufacture. In the ideal case, if they are large enough the capacitor should be marked with: * Manufacturer's name or trademark; * Manufacturer's type designation; * Polarity of the terminations (for polarized capacitors) * Rated capacitance; * Tolerance on rated capacitance * Rated voltage and nature of supply (AC or DC) * Climatic category or rated temperature; * Year and month (or week) of manufacture; Smaller capacitors use a shorthand notation to display all the relevant information in the limited space available. The most commonly used format is: XYZ K/M VOLTS V, where XYZ represents the capacitance in μF, the letters K or M indicate the tolerance (±10% and ±20% respectively), and VOLTS V represents the rated voltage. Example: * A capacitor with the following text on its body: 10K 25 has a capacitance of 10 μF, tolerance K = ±10% with a rated voltage of 25 V. Capacitance, tolerance, and date of manufacture can also be identified with a short code according to IEC 60062. Examples of short-marking of the rated capacitance (microfarads): * μ47 = 0.47 μF, 4μ7 = 4.7 μF, 47μ = 47 μF The date of manufacture is often printed in accordance with international standards in abbreviated form. * Version 1: coding with year/week numeral code, "1208" is "2012, week number 8". * Version 2: coding with year code/month code, Year code: "R" = 2003, "S"= 2004, "T" = 2005, "U" = 2006, "V" = 2007, "W" = 2008, "X" = 2009, "A" = 2010, "B" = 2011, "C" = 2012, "D" = 2013, "E" = 2014, "F" = 2015 etc. Month code: "1" to "9" = Jan. to Sept., "O" = October, "N" = November, "D" = December "C5" is then "2012, May"


Polarity marking

File:Polarity-wet-Al-Elcaps.jpg File:Polarity-rectangular-chips.jpg * Aluminum electrolytic capacitors with non-solid electrolyte have a polarity marking at the cathode (minus) side * Aluminum electrolytic capacitors with solid electrolyte have a polarity marking at the anode (plus) side SMD style electrolytic capacitors with non-solid electrolyte (vertical-chips, V-chips) have a colored filled half circle or a minus bar on the top case side visible to indicate the minus terminal side. Additionally, the insulating plate under the capacitor body uses two skewed edges to indicate that the negative terminal is on the complement position. Radial or single-ended electrolytic capacitors have a bar across the side of the capacitor to indicate the negative terminal. The negative terminal lead may be shorter than the positive terminal lead (similar to
LEDs A light-emitting diode (LED) is a semiconductor device that emits light when current flows through it. Electrons in the semiconductor recombine with electron holes, releasing energy in the form of photons. The color of the light (correspo ...
). In addition, the negative terminal may have a knurled surface stamped on the top of the connecting lug. Axial electrolytic capacitor styles have a bar across or around the case pointing to the negative lead end to indicate the negative terminal. The positive terminal of the capacitor is on the side of the sealing. The negative terminal lead is shorter than the positive terminal lead. On a
printed circuit board A printed circuit board (PCB), also called printed wiring board (PWB), is a Lamination, laminated sandwich structure of electrical conduction, conductive and Insulator (electricity), insulating layers, each with a pattern of traces, planes ...
it is customary to indicate the correct orientation by using a square through-hole pad for the positive lead and a round pad for the negative one.


Standardization

The standardization for all
electrical Electricity is the set of physical phenomena associated with the presence and motion of matter possessing an electric charge. Electricity is related to magnetism, both being part of the phenomenon of electromagnetism, as described by Maxwel ...
,
electronic Electronic may refer to: *Electronics, the science of how to control electric energy in semiconductors * ''Electronics'' (magazine), a defunct American trade journal *Electronic storage, the storage of data using an electronic device *Electronic c ...
components and related technologies follows the rules given by the
International Electrotechnical Commission The International Electrotechnical Commission (IEC; ) is an international standards organization that prepares and publishes international standards for all electrical, electronics, electronic and related technologies. IEC standards cover a va ...
(IEC), a
non-profit A nonprofit organization (NPO), also known as a nonbusiness entity, nonprofit institution, not-for-profit organization, or simply a nonprofit, is a non-governmental (private) legal entity organized and operated for a collective, public, or so ...
, non-governmental international
standards organization A standards organization, standards body, standards developing organization (SDO), or standards setting organization (SSO) is an organization whose primary function is developing, coordinating, promulgating, revising, amending, reissuing, interpr ...
. The definition of the characteristics and the procedure of the test methods for
capacitor In electrical engineering, a capacitor is a device that stores electrical energy by accumulating electric charges on two closely spaced surfaces that are insulated from each other. The capacitor was originally known as the condenser, a term st ...
s for use in electronic equipment are set out in the Generic Specification: * IEC/EN 60384-1—''Fixed capacitors for use in electronic equipment'' The tests and requirements to be met by aluminum electrolytic capacitors for use in electronic equipment for approval as standardized types are set out in the following Sectional Specifications: * IEC/EN 60384-3—''Surface mount fixed tantalum electrolytic capacitors with manganese dioxide solid electrolyte'' * IEC/EN 60384-4—''Aluminium electrolytic capacitors with solid (MnO2) and non-solid electrolyte'' * IEC/EN 60384-18—''Fixed aluminum electrolytic surface mount capacitors with solid (MnO2) and non-solid electrolyte'' * IEC/EN 60384-25—''Surface mount fixed aluminum electrolytic capacitors with conductive polymer solid electrolyte'' * IEC/EN 60384-26—''Fixed aluminum electrolytic capacitors with conductive polymer solid electrolyte''


Applications and market


Applications

Typical applications of aluminum electrolytic capacitors with non-solid electrolyte are: * Input and output decoupling capacitors for smoothing and filtering in AC power supplies and
switched-mode power supplies A switched-mode power supply (SMPS), also called switching-mode power supply, switch-mode power supply, switched power supply, or simply switcher, is an electronic power supply that incorporates a switching regulator to convert electrical powe ...
, as well as in DC/DC-converters * DC-link capacitors in
AC/AC converter A solid-state AC-to-AC converter converts an AC waveform to another AC waveform, where the output voltage and frequency can be set arbitrarily. Categories Referring to Fig 1, AC-AC converters can be categorized as follows: * Indirect AC-AC (or ...
s for
variable-frequency drive A variable-frequency drive (VFD, or adjustable-frequency drive, adjustable-speed drive, variable-speed drive, AC drive, micro drive, inverter drive, variable voltage variable frequency drive, or drive) is a type of AC motor, AC motor drive (sys ...
and
frequency changer A frequency changer or frequency converter is Electronics, electronic or electromechanical equipment that converts alternating current (Alternating current, AC) of one frequency to alternating current of another frequency. The equipment may also ...
s as well as in
uninterruptible power supplies An uninterruptible power supply (UPS) or uninterruptible power source is a type of continual power system that provides automated backup electric power to a load when the input power source or mains power fails. A UPS differs from a tradition ...
* Correction capacitors for
power-factor correction In electrical engineering, the power factor of an AC power system is defined as the ratio of the ''real power'' absorbed by the load to the ''apparent power'' flowing in the circuit. Real power is the average of the instantaneous product of vol ...
* Energy storage for
airbag An airbag is a vehicle occupant-restraint system using a bag designed to inflate in milliseconds during a collision and then deflate afterwards. It consists of an airbag cushion, a flexible fabric bag, an inflation module, and an impact sensor. ...
s,
photoflash A flash is a device used in photography that produces a brief burst of light (lasting around of a second) at a color temperature of about 5500 K to help illuminate a scene. The main purpose of a flash is to illuminate a dark scene. Other use ...
devices, civil
detonator A detonator is a device used to make an explosive or explosive device explode. Detonators come in a variety of types, depending on how they are initiated (chemically, mechanically, or electrically) and details of their inner working, which of ...
s * Motor start capacitors for
AC motor An AC motor is an electric motor driven by an alternating current (AC). The AC motor commonly consists of two basic parts, an outside stator having coils supplied with alternating current to produce a rotating magnetic field, and an inside roto ...
s * Bipolar capacitors for
audio signal An audio signal is a representation of sound, typically using either a changing level of electrical voltage for analog signals or a series of binary numbers for Digital signal (signal processing), digital signals. Audio signals have frequencies i ...
coupling * Flash capacitor for camera flashes


Advantages and disadvantages

Advantages: * Inexpensive capacitors with high capacitance values for filtering lower frequencies * Higher
energy density In physics, energy density is the quotient between the amount of energy stored in a given system or contained in a given region of space and the volume of the system or region considered. Often only the ''useful'' or extractable energy is measure ...
than
film capacitor Film capacitors, plastic film capacitors, film dielectric capacitors, or polymer film capacitors, generically called film caps as well as power film capacitors, are electrical capacitors with an insulating plastic film as the dielectric, sometime ...
s and
ceramic capacitor A ceramic capacitor is a fixed-value capacitor where the ceramic material acts as the dielectric. It is constructed of two or more alternating layers of ceramic and a metal layer acting as the electrodes. The composition of the ceramic material de ...
s * Higher
power density Power density, defined as the amount of power (the time rate of energy transfer) per unit volume, is a critical parameter used across a spectrum of scientific and engineering disciplines. This metric, typically denoted in watts per cubic meter ...
than
supercapacitor alt=Supercapacitor, upright=1.5, Schematic illustration of a supercapacitor upright=1.5, A diagram that shows a hierarchical classification of supercapacitors and capacitors of related types A supercapacitor (SC), also called an ultracapacitor, ...
s * No peak current limitation required * Impassible to transients * Very great diversification in styles, series with tailored lifetimes, temperatures, and electrical parameters * Many manufacturers Disadvantages: * Limited lifetime due to evaporation * Relatively poor ESR and Z behavior at very low temperatures * Sensitive to mechanical stress * Sensitive to contamination with halogenates * Polarized application


Market

The market for aluminum electrolytic capacitors in 2010 was around US$3.9 billion (approximately €2.9 billion), about 22% of the value of the total capacitor market of approximately US$18 billion (2008). In number of pieces these capacitors cover about 6% of the total capacitor market of some 70 to 80 billion pieces.Electronic Capacitors, SIC 3675 Industry report
2010, from
The Gale Group Gale is a global provider of research and digital learning resources. The company is based in Farmington Hills, Michigan, United States, west of Detroit. It has been a division of Cengage since 2007. The company, formerly known as Gale Research a ...


Manufacturers and products


References

{{Electronic component Capacitors