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Air sacs are spaces within an organism where there is the constant presence of air. Among modern animals,
bird Birds are a group of warm-blooded vertebrates constituting the class (biology), class Aves (), characterised by feathers, toothless beaked jaws, the Oviparity, laying of Eggshell, hard-shelled eggs, a high Metabolism, metabolic rate, a fou ...
s possess the most air sacs (9–11), with their extinct
dinosaur Dinosaurs are a diverse group of reptiles of the clade Dinosauria. They first appeared during the Triassic Geological period, period, between 243 and 233.23 million years ago (mya), although the exact origin and timing of the #Evolutio ...
ian relatives showing a great increase in the pneumatization (presence of air) in their bones. Birds use air sacs for respiration as well as a number of other things. Theropods, like '' Aerosteon'', have many air sacs in the body that are not just in bones, and they can be identified as the more primitive form of modern bird airways.
Sauropods Sauropoda (), whose members are known as sauropods (; from '' sauro-'' + '' -pod'', 'lizard-footed'), is a clade of saurischian ('lizard-hipped') dinosaurs. Sauropods had very long necks, long tails, small heads (relative to the rest of their b ...
are well known for the large number of air pockets in their bones (especially vertebra), although one theropod, '' Deinocheirus'', shows a rivalling number of air pockets.


Air sacs in birds


Air sacs in respiration

Birds have a system of air sacs in their ventilation system.Brown, R. E.; Brain, J. D.; Wang, N. (1997). " The avian respiratory system: a unique model for studies of respiratory toxicosis and for monitoring air quality". ''Environmental Health Perspectives''. 105 (2): 188–200. doi:10.1289/ehp.97105188.
ISSN An International Standard Serial Number (ISSN) is an eight-digit to uniquely identify a periodical publication (periodical), such as a magazine. The ISSN is especially helpful in distinguishing between serials with the same title. ISSNs a ...
0091-6765. PMC 1469784. PMID 9105794.
The air sacs work to produce a unidirectional flow where air enters and exits the lung at the same rate, contrasting the lungs of other
tetrapod A tetrapod (; from Ancient Greek :wiktionary:τετρα-#Ancient Greek, τετρα- ''(tetra-)'' 'four' and :wiktionary:πούς#Ancient Greek, πούς ''(poús)'' 'foot') is any four-Limb (anatomy), limbed vertebrate animal of the clade Tetr ...
s such as
mammal A mammal () is a vertebrate animal of the Class (biology), class Mammalia (). Mammals are characterised by the presence of milk-producing mammary glands for feeding their young, a broad neocortex region of the brain, fur or hair, and three ...
s where air enters and exits the lung in a tidal ventilation. Avian lungs have a bronchial system in which the air flows through dorsobronchi into the parabronchi before exiting via the ventrobronchi. Gas exchange occurs at the parabronchi. Avian pulmonary air sacs are lined with simple epithelial and secretory cells supported by
elastin Elastin is a protein encoded by the ''ELN'' gene in humans and several other animals. Elastin is a key component in the extracellular matrix of gnathostomes (jawed vertebrates). It is highly Elasticity (physics), elastic and present in connective ...
connective tissue Connective tissue is one of the four primary types of animal tissue, a group of cells that are similar in structure, along with epithelial tissue, muscle tissue, and nervous tissue. It develops mostly from the mesenchyme, derived from the mesod ...
s. The air sacs themselves are either poorly vascularized or entirely avascular. No gas exchange occurs within them. There are five main air sacs in birds, three of which branch from the ventrobronchi, and two of which branch from the intrapulmonary bronchus connecting the dorsobronchi and ventrobronchi. The air sacs are usually paired, except for the clavicular air sac, creating a total of 9 air sacs. However, this morphology varies among bird species. Birds such as
parrot Parrots (Psittaciformes), also known as psittacines (), are birds with a strong curved beak, upright stance, and clawed feet. They are classified in four families that contain roughly 410 species in 101 genus (biology), genera, found mostly in ...
s have different air sac arrangements with partial fusion of the cervical air sacs, as well as connection between the claviclar and cranial thoracic air sacs. The morphologies of the individual air sacs also vary among bird taxa. In birds, gas exchange and volume change do not occur in the same place. While gas exchange occurs in the parabronchi in the lungs, the lungs do not change volume much during respiration. Instead, voluminous expansion occurs in the air sacs. These volume changes cause pressure gradients between air sacs, with higher gradients causing more air to flow over the parabronchi during inhalation and lower gradients causing more air to flow over the parabronchi during exhalation. Different air sacs alternate contraction and expansion, causing air motion, the fundamental mechanism of avian respiration. The compliance of the air sacs is related to the timing of all of the moving parts involved in respiration. Birds have hollow pneumatic bones. The hollow air spaces in bird bones outside of the head are connected to the air sacs in a way that a bird with a blocked windpipe and a bone broken in a manner where the inside of the bone was connected to the outside world could still breathe. These pneumatic bones are less vascularized than non-pneumatic bones and many pneumatic bones have pneumatic foramina (openings for air passage). Skeletal pneumaticity often originates developmentally as offshoots of the air sacs, especially in the synsacrum. Bone pneumaticity is generally found in the appendicular skeleton. Some birds, such as
penguin Penguins are a group of aquatic flightless birds from the family Spheniscidae () of the order Sphenisciformes (). They live almost exclusively in the Southern Hemisphere. Only one species, the Galápagos penguin, is equatorial, with a sm ...
s or
loon Loons (North American English) or divers (British English, British / Irish English) are a group of aquatic birds found in much of North America and northern Eurasia. All living species of loons are members of the genus ''Gavia'', family (biolog ...
s, have solid bones.


Other uses for air sacs


Water loss

In birds, some temperature control occurs in the respiratory system. Water vapor heats cool air during inhalation in the trachea, and increases its humidity. The resulting evaporative water loss varies greatly and depends on several factors including air sac pressure and the subsequent rate of air flow through the trachea.


Diving

In
diving bird Diving birds are birds which plunge into the water to catch fish or other prey. Description Such birds may enter the water from flight, such as pelicans, gannets and tropicbirds; or they may dive from the surface of the water, such as the diving d ...
s, the air sacs can aid in helping birds with respiration. Movement of the muscles involved in diving can cause a pressure differential between the air sacs which would cause more air to move through the parabronchi. This would then increase the uptake of
oxygen Oxygen is a chemical element; it has chemical symbol, symbol O and atomic number 8. It is a member of the chalcogen group (periodic table), group in the periodic table, a highly reactivity (chemistry), reactive nonmetal (chemistry), non ...
stored in the respiratory system. In penguins, air sac volumes are constricted in deep dives to protect from the effects of water pressure. Penguins have been found inflating their air sacs before dives and exhale much of the air during the deepest point of their dives to change buoyancy while descending and ascending during the dive.


Song production

Air sacs play a role in song production in songbirds and related birds, with some studies hypothesizing that the air sac may be involved as a resonating chamber. The pressure of air in the air sac is also heavily involved in song production, as different males singing the same song have similar modulations in air sac pressure. Changes in air pressure patterns are indicative of respiratory muscle activity and the airflow around the syrinx, the primary vocalization organ of songbirds. The portion of the neural pathways which control respiration during vocalization changes air sac pressure to control vocal intensity. The pressure in the interclavicular air sac is highly correlated with the fundamental frequency of birdsong in doves. Birdsong primarily occurs in expiration and therefore syllables and fundamental frequency are highly correlated with increased interclavicular air sac pressure. Changes in air sac pressure also affect the length of the
trachea The trachea (: tracheae or tracheas), also known as the windpipe, is a cartilaginous tube that connects the larynx to the bronchi of the lungs, allowing the passage of air, and so is present in almost all animals' lungs. The trachea extends from ...
which can also affect the
fundamental frequency The fundamental frequency, often referred to simply as the ''fundamental'' (abbreviated as 0 or 1 ), is defined as the lowest frequency of a Periodic signal, periodic waveform. In music, the fundamental is the musical pitch (music), pitch of a n ...
. The pressure can change midpoint of the folds of the syrinx, an action which converts the higher pressure into higher frequencies. In a species of tyrannid (the sister group to true songbirds), birds have two different sources of sound around the trachea. At high air sac pressures, the two sound sources have different frequencies, while at low pressure they have the same frequency. The generation of bird trills involves modulation of the pressure in air sacs. Since so many aspects of birdsong depend on air sac pressure, there is a trade off between trill rate and the duration of each call, though this has not been studied in depth.


Function

From about 1870 onwards scientists have generally agreed that the post-cranial skeletons of many dinosaurs contained many air-filled cavities ( postcranial skeletal pneumaticity), especially in the vertebrae. Pneumatization of the skull (such as
paranasal sinuses Paranasal sinuses are a group of four paired air-filled spaces that surround the nasal cavity. The maxillary sinuses are located under the eyes; the frontal sinuses are above the eyes; the ethmoidal sinuses are between the eyes and the sphe ...
) is found in both
synapsids Synapsida is a diverse group of tetrapod vertebrates that includes all mammals and their extinct relatives. It is one of the two major clades of the group Amniota, the other being the more diverse group Sauropsida (which includes all extant rept ...
and archosaurs, but postcranial pneumatization is found only in birds, non-avian saurischian dinosaurs, and
pterosaurs Pterosaurs are an extinct clade of flying reptiles in the Order (biology), order Pterosauria. They existed during most of the Mesozoic: from the Late Triassic to the end of the Cretaceous (228 million to 66 million years ago). Pterosau ...
. For a long time these cavities were regarded simply as weight-saving devices, but Bakker proposed that they were connected to air sacs like those that make
bird Birds are a group of warm-blooded vertebrates constituting the class (biology), class Aves (), characterised by feathers, toothless beaked jaws, the Oviparity, laying of Eggshell, hard-shelled eggs, a high Metabolism, metabolic rate, a fou ...
s'
respiratory system The respiratory system (also respiratory apparatus, ventilatory system) is a biological system consisting of specific organs and structures used for gas exchange in animals and plants. The anatomy and physiology that make this happen varies grea ...
s the most efficient of all animals'. John Ruben ''et al.'' (1997, 1999, 2003, 2004) disputed this and suggested that dinosaurs had a "tidal" respiratory system (in and out) powered by a crocodile-like hepatic piston mechanism – muscles attached mainly to the pubis pull the
liver The liver is a major metabolic organ (anatomy), organ exclusively found in vertebrates, which performs many essential biological Function (biology), functions such as detoxification of the organism, and the Protein biosynthesis, synthesis of var ...
backwards, which makes the lungs expand to inhale; when these muscles relax, the lungs return to their previous size and shape, and the animal exhales. They also presented this as a reason for doubting that birds descended from dinosaurs. Critics have claimed that, without avian air sacs, modest improvements in a few aspects of a modern reptile's circulatory and respiratory systems would enable the reptile to achieve 50% to 70% of the oxygen flow of a mammal of similar size, and that lack of avian air sacs would not prevent the development of endothermy. Very few formal rebuttals have been published in scientific journals of Ruben ''et al.''s claim that dinosaurs could not have had avian-style air sacs; but one points out that the '' Sinosauropteryx'' fossil on which they based much of their argument was severely flattened and therefore it was impossible to tell whether the liver was the right shape to act as part of a hepatic piston mechanism. Some recent papers simply note without further comment that Ruben ''et al.'' argued against the presence of air sacs in dinosaurs.


Evidence

Researchers have presented evidence and arguments for air sacs in
sauropods Sauropoda (), whose members are known as sauropods (; from '' sauro-'' + '' -pod'', 'lizard-footed'), is a clade of saurischian ('lizard-hipped') dinosaurs. Sauropods had very long necks, long tails, small heads (relative to the rest of their b ...
, " prosauropods", coelurosaurs, ceratosaurs, and the theropods '' Aerosteon'' and ''
Coelophysis ''Coelophysis'' ( Traditional English pronunciation of Latin, traditionally; or , as heard more commonly in recent decades) is a genus of coelophysid Theropoda, theropod dinosaur that lived Approximation, approximately 215 to 201.4 million y ...
''. In advanced sauropods (" neosauropods") the vertebrae of the lower back and hip regions show signs of air sacs. In early sauropods only the cervical (neck) vertebrae show these features. If the developmental sequence found in bird embryos is a guide, air sacs actually evolved before the channels in the skeleton that accommodate them in later forms. Full text currently online at and Detailed anatomical analyses can be found at Evidence of air sacs has also been found in theropods. Studies indicate that fossils of coelurosaurs, ceratosaurs, and the theropods ''
Coelophysis ''Coelophysis'' ( Traditional English pronunciation of Latin, traditionally; or , as heard more commonly in recent decades) is a genus of coelophysid Theropoda, theropod dinosaur that lived Approximation, approximately 215 to 201.4 million y ...
'' and '' Aerosteon'' exhibit evidence of air sacs. ''Coelophysis'', from the late
Triassic The Triassic ( ; sometimes symbolized 🝈) is a geologic period and system which spans 50.5 million years from the end of the Permian Period 251.902 million years ago ( Mya), to the beginning of the Jurassic Period 201.4 Mya. The Triassic is t ...
, is one of the earliest dinosaurs whose fossils show evidence of channels for air sacs. ''Aerosteon'', a Late Cretaceous megaraptorid, had the most bird-like air sacs found so far. Early sauropodomorphs, including the group traditionally called "prosauropods", may also have had air sacs. Although possible pneumatic indentations have been found in '' Plateosaurus'' and '' Thecodontosaurus'', the indentations are very small. One study in 2007 concluded that prosauropods likely had abdominal and cervical air sacs, based on the evidence for them in sister taxa (theropods and sauropods). The study concluded that it was impossible to determine whether prosauropods had a bird-like flow-through lung, but that the air sacs were almost certainly present. A further indication for the presence of air sacs and their use in lung ventilation comes from a reconstruction of the air exchange volume (the volume of air exchanged with each breath) of '' Plateosaurus'', which when expressed as a ratio of air volume per body weight at 29 ml/kg is similar to values of geese and other birds, and much higher than typical mammalian values. So far no evidence of air sacs has been found in
ornithischia Ornithischia () is an extinct clade of mainly herbivorous dinosaurs characterized by a pelvic structure superficially similar to that of birds. The name ''Ornithischia'', or "bird-hipped", reflects this similarity and is derived from the Greek ...
n dinosaurs. But this does not imply that ornithischians could not have had metabolic rates comparable to those of mammals, since mammals also do not have air sacs.


Development

Three explanations have been suggested for the development of air sacs in dinosaurs: * Increase in respiratory capacity. This is probably the most common hypothesis, and fits well with the idea that many dinosaurs had fairly high metabolic rates. * Improving balance and maneuvrability by lowering the center of gravity and reducing rotational inertia. However this does not explain the expansion of air sacs in the quadrupedal sauropods. * As a cooling mechanism. It seems that air sacs and feathers evolved at about the same time in coelurosaurs. If feathers retained heat, their owners would have required a means of dissipating excess heat. This idea is plausible but needs further empirical support. Dinosaur respiratory systems with bird-like air sacs may have been capable of sustaining higher activity levels than mammals of similar size and build can sustain. In addition to providing a very efficient supply of oxygen, the rapid airflow would have been an effective cooling mechanism, which is essential for animals that are active but too large to get rid of all the excess heat through their skins. Calculations of the volumes of various parts of the sauropod '' Apatosaurus'' respiratory system support the evidence of bird-like air sacs in sauropods: * Assuming that ''Apatosaurus'', like dinosaurs' nearest surviving relatives
crocodilia Crocodilia () is an order of semiaquatic, predatory reptiles that are known as crocodilians. They first appeared during the Late Cretaceous and are the closest living relatives of birds. Crocodilians are a type of crocodylomorph pseudosuchia ...
ns and birds, did not have a diaphragm, the dead-space volume of a 30-ton specimen would be about 184 liters. This is the total volume of the mouth, trachea and air tubes. If the animal exhales less than this, stale air is not expelled and is sucked back into the lungs on the following inhalation. * Estimates of its
tidal volume Tidal is the adjectival form of tide. Tidal may also refer to: * ''Tidal'' (album), a 1996 album by Fiona Apple * Tidal (king), a king involved in the Battle of the Vale of Siddim * TidalCycles TidalCycles (also known as Tidal) is a live coding ...
 – the amount of air moved into or out of the lungs in a single breath – depend on the type of
respiratory system The respiratory system (also respiratory apparatus, ventilatory system) is a biological system consisting of specific organs and structures used for gas exchange in animals and plants. The anatomy and physiology that make this happen varies grea ...
the animal had: 904 liters if avian; 225 liters if mammalian; 19 liters if reptilian. On this basis, ''Apatosaurus'' could not have had a reptilian respiratory system, as its tidal volume would have been less than its dead-space volume, so that stale air was not expelled but was sucked back into the lungs. Likewise, a mammalian system would only provide to the lungs about 225 − 184 = 41 liters of fresh, oxygenated air on each breath. ''Apatosaurus'' must therefore have had either a system unknown in the modern world or one like
birds Birds are a group of warm-blooded vertebrates constituting the class (biology), class Aves (), characterised by feathers, toothless beaked jaws, the Oviparity, laying of Eggshell, hard-shelled eggs, a high Metabolism, metabolic rate, a fou ...
', with multiple air sacs and a flow-through lung. Furthermore, an avian system would only need a lung volume of about 600 liters while a mammalian one would have required about 2,950 liters, which would exceed the estimated 1,700 liters of space available in a 30-ton ''Apatosaurus''′ chest. The palaeontologist Peter Ward has argued that the evolution of the air sac system, which first appears in the very earliest dinosaurs, may have been in response to the very low (11%) atmospheric oxygen of the
Carnian The Carnian (less commonly, Karnian) is the lowermost stage (stratigraphy), stage of the Upper Triassic series (stratigraphy), Series (or earliest age (geology), age of the Late Triassic Epoch (reference date), Epoch). It lasted from 237 to 227.3 ...
and
Norian The Norian is a division of the Triassic geological period, Period. It has the rank of an age (geology), age (geochronology) or stage (stratigraphy), stage (chronostratigraphy). It lasted from ~227.3 to Mya (unit), million years ago. It was prec ...
ages of the Triassic Period.


References

{{Reflist, refs = {{cite book, vauthors = Romer AS, Parsons TS , author-link=Alfred Sherwood Romer , year=1977, title=The Vertebrate Body, publisher=Holt-Saunders International, pages=330–334, isbn=978-0-03-910284-5 {{cite journal , vauthors = Sereno PC, Martinez RN, Wilson JA, Varricchio DJ, Alcober OA, Larsson HC , title = Evidence for avian intrathoracic air sacs in a new predatory dinosaur from Argentina , journal = PLOS ONE , volume = 3 , issue = 9 , pages = e3303 , date = September 2008 , pmid = 18825273 , pmc = 2553519 , doi = 10.1371/journal.pone.0003303 , veditors = Kemp T , author-link = Paul Sereno , bibcode = 2008PLoSO...3.3303S , doi-access = free {{cite journal , vauthors = Lee YN, Barsbold R, Currie PJ, Kobayashi Y, Lee HJ, Godefroit P, Escuillié F, Chinzorig T , display-authors = 6 , title = Resolving the long-standing enigmas of a giant ornithomimosaur Deinocheirus mirificus , journal = Nature , volume = 515 , issue = 7526 , pages = 257–260 , date = November 2014 , pmid = 25337880 , doi = 10.1038/nature13874 , s2cid = 2986017 , bibcode = 2014Natur.515..257L , author-link6 = Pascal Godefroit , author-link2 = Rinchen Barsbold , author-link3 = Philip J. Currie Lung anatomy