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Securities And Exchange Surveillance Commission
The is a Japanese commission which comes under the authority of the Financial Services Agency. It is responsible for “ensuring fair transactions in both securities and financial futures markets.” Its current Chairman is Mitsuhiro Hasegawa, who assumed the post in 2017. There are two chairmen, Shinya Fukuda, and Masayuki Yoshida. History The SESC was formally established on July 20, 1992, in the wake of a number of 1991 scandals related to securities companies. In June 1998, the Financial Supervisory Agency and the SESC were split off from the Ministry of Finance, and the Financial Supervisory Agency became the Financial Services Agency. Structure The SESC has five objectives, and a division to handle each one: * Market Surveillance * Compliance Inspection * Disclosure Document Inspection * Administrative Civil Monetary Penalties Investigation * Enforcement-Investigation and Filing Criminal Charges Criticisms Unlike the U.S. Securities and Exchange Commission, the SESC doesn' ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Financial Services Agency
The is a Japanese government agency and an integrated financial regulator responsible for overseeing banking, securities and exchange, and insurance sectors in order to ensure the stability of the financial system of Japan. The agency operates with a Commissioner and reports to the Minister of State for Financial Services. It oversees the Securities and Exchange Surveillance Commission and the Certified Public Accountants and Auditing Oversight Board. Its main office is located in Tokyo. History The FSA was established on July 1, 2000 by the merger of the Financial Supervisory Agency with the Financial System Planning Bureau, a bureau of the Ministry of Finance. The Financial Supervisory Agency had been established in 1998, amid severe instability in the Japanese financial system, to conduct concentrated inspections of Japanese financial institutions in coordination with the Bank of Japan. The FSA was under the supervision of the Financial Reconstruction Commission (FRC) unti ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Ministry Of Finance (Japan)
The is one of the cabinet-level ministries of the Japanese government. The ministry was named the until 2001. The Ministry is headed by the , who is a member of the Cabinet and is typically chosen from members of the Diet by the Prime Minister. The ministry's history dates back to the 6th century in ancient Japan. After the Meiji Restoration, the Ministry of Finance was established. The ministry's power over banking supervision was split to the newly established Financial Services Agency in 1990s. Overview The Ministry originated in the 6th century, when the was established as a state treasury in ancient Japan. When a modern system of government was introduced after the Meiji Restoration, the was established as a government body in charge of public finance and monetary affairs. It is said that new ministry employees are subtly reminded that the Ōkura-shō predates by some 1269 years when the new Constitution was imposed on the nation by the U.S. occupation forces ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Financial Services Agency (Japan)
The is a Japanese government agency and an integrated financial regulator responsible for overseeing banking, securities and exchange, and insurance sectors in order to ensure the stability of the financial system of Japan. The agency operates with a Commissioner and reports to the Minister of State for Financial Services. It oversees the Securities and Exchange Surveillance Commission and the Certified Public Accountants and Auditing Oversight Board. Its main office is located in Tokyo. History The FSA was established on July 1, 2000 by the merger of the Financial Supervisory Agency with the Financial System Planning Bureau, a bureau of the Ministry of Finance. The Financial Supervisory Agency had been established in 1998, amid severe instability in the Japanese financial system, to conduct concentrated inspections of Japanese financial institutions in coordination with the Bank of Japan. The FSA was under the supervision of the Financial Reconstruction Commission (FRC) unti ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
List Of Financial Regulatory Authorities By Jurisdiction
In this list of financial regulatory and supervisory authorities, central banks are only listed where they act as direct supervisors of individual financial firms, and competition authorities and takeover panels are not listed unless they are set up exclusively for financial services. Financial intelligence units and policy banks are not listed, unless they also have a financial supervisory mandate. List of current authorities Authorities by sovereign states Others authorities by sovereign states and dependencies Extinct financial regulatory authorities Only those former authorities with a dedicated Wikipedia article are listed here. * Belgian Banking Commission (1935–2011) * (SBIF, 1925–2019), (SAFP, 1980–2008) and (SVS, 1980–2018) * China Banking Regulatory Commission (2003–2018), China Insurance Regulatory Commission (2003–2018), China Banking and Insurance Regulatory Commission (2018–2023), and Financial Stability and Development Committee ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Financial Regulatory Authorities Of Japan
Finance refers to monetary resources and to the study and discipline of money, currency, assets and liabilities. As a subject of study, is a field of Business Administration wich study the planning, organizing, leading, and controlling of an organization's resources to achieve its goals. Based on the scope of financial activities in financial systems, the discipline can be divided into personal, corporate, and public finance. In these financial systems, assets are bought, sold, or traded as financial instruments, such as currencies, loans, Bond (finance), bonds, Share (finance), shares, stocks, Option (finance), options, Futures contract, futures, etc. Assets can also be banked, Investment, invested, and Insurance, insured to maximize value and minimize loss. In practice, Financial risk, risks are always present in any financial action and entities. Due to its wide scope, a broad range of subfields exists within finance. Asset management, Asset-, Money management, money-, Fin ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Cabinet Office (Japan)
The (CAO) is an agency of the Cabinet of Japan. It is responsible for handling the day-to-day affairs of the Cabinet. The Cabinet Office is formally headed by the Prime Minister of Japan, Prime Minister. Ministers History The Cabinet Office was established on 6 January 2001, following the 2001 Central Government Reform, reorganization of the central government. It was created to assist in the planning and overall coordination of government policies led by the Cabinet (including the Cabinet Secretariat). The Cabinet Office is different from other ministries and agencies, as it is installed in the Cabinet and includes several Ministers of State called Minister of State for Special Missions. Early on, some argued it was inappropriate to use the name Cabinet Office because "it is an organization that divides and manages administrative affairs and not the cabinet itself". The National Administrative Organization Law does not apply, instead, all necessary matters are stipulat ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
