In
linguistics, syntax () is the set of rules, principles, and processes that govern the structure of
sentences (sentence structure) in a given
language, usually including
word order. The term ''syntax'' is also used to refer to the study of such principles and processes.
The goal of many syntacticians is to discover the
syntactic rules common to all languages.
Etymology
The word ''syntax'' comes from
Ancient Greek: "coordination", which consists of ''syn'', "together", and ''táxis'', "an ordering".
Sequencing of subject, verb, and object
One basic description of a language's syntax is the sequence in which the
subject (S),
verb (V), and
object (O) usually appear in sentences. Over 85% of languages usually place the subject first, either in the sequence
SVO or the sequence
SOV. The other possible sequences are
VSO,
VOS,
OVS, and
OSV, the last three of which are rare. In most generative theories of syntax, these surface differences arise from a more complex clausal phrase structure, and each order may be compatible with multiple derivations.
Early history
The ''Aṣṭādhyāyī'' of
Pāṇini (c. 4th century BC in
Ancient India), is often cited as an example of a premodern work that approaches the sophistication of a modern syntactic theory (as works on
grammar were written long before modern syntax came about). In the West, the school of thought that came to be known as "traditional grammar" began with the work of
Dionysius Thrax.
For centuries, a framework known as (first expounded in 1660 by
Antoine Arnauld in a book of the same title) dominated work in syntax: as its basic premise the assumption that language is a direct reflection of thought processes and therefore there is a single, most natural way to express a thought.
However, in the 19th century, with the development of
historical-comparative linguistics, linguists began to realize the sheer diversity of human language and to question fundamental assumptions about the relationship between language and logic. It became apparent that there was no such thing as the most natural way to express a thought, and therefore
logic could no longer be relied upon as a basis for studying the structure of language.
The
Port-Royal grammar modeled the study of syntax upon that of logic. (Indeed, large parts of the
Port-Royal Logic were copied or adapted from the ''Grammaire générale''.) Syntactic categories were identified with logical ones, and all sentences were analyzed in terms of "subject – copula – predicate". Initially, this view was adopted even by the early comparative linguists such as
Franz Bopp.
The central role of syntax within
theoretical linguistics became clear only in the 20th century, which could reasonably be called the "century of syntactic theory" as far as linguistics is concerned. (For a detailed and critical survey of the history of syntax in the last two centuries, see the monumental work by Giorgio Graffi (2001).)
Theories of syntax
There are a number of theoretical approaches to the discipline of syntax. One school of thought, founded in the works of
Derek Bickerton, sees syntax as a branch of biology, since it conceives of syntax as the study of linguistic knowledge as embodied in the human
mind. Other linguists (e.g.,
Gerald Gazdar) take a more
Platonistic view, since they regard syntax to be the study of an abstract
formal system. Yet others (e.g.,
Joseph Greenberg) consider syntax a taxonomical device to reach broad generalizations across languages.
Syntacticians have attempted to explain the causes of word-order variation within individual languages and cross-linguistically. Much of such work has been done within frameworks of generative grammar which assumes that the core of syntax depends on a
genetic structure which is common to all mankind.
Typological research of the languages of the world has however found few absolute
universals, leading some to conclude that none of syntax has to be directly genetic.
Alternative explanations have been sought in
language processing. It is suggested that the brain finds it easier to
parse syntactic patterns which are either right or left
branching, but not mixed. The most widely held approach is the performance–grammar correspondence hypothesis by
John A. Hawkins who suggests that language is a non-innate
adaptation to innate
cognitive mechanisms. Cross-linguistic tendencies are considered as being based on language users' preference for grammars that are organized efficiently, and on their avoidance of word orderings which cause processing difficulty. Some languages however exhibit regular inefficient patterning. These include the VO languages
Chinese, with the
adpositional phrase before the verb, and
Finnish which has postpositions; but there are few other profoundly exceptional languages.
Syntactic models
Dependency grammar
Dependency grammar is an approach to sentence structure where syntactic units are arranged according to the dependency relation, as opposed to the constituency relation of
phrase structure grammars. Dependencies are directed links between words. The (finite) verb is seen as the root of all clause structure and all the other words in the clause are either directly or indirectly dependent on this root. Some prominent dependency-based theories of syntax are:
*
Recursive categorical syntax, or Algebraic syntax
*
Functional generative description
*
Meaning–text theory
*
Operator grammar
*
Word grammar
Lucien Tesnière (1893–1954) is widely seen as the father of modern dependency-based theories of syntax and grammar. He argued vehemently against the binary division of the clause into
subject and
predicate that is associated with the grammars of his day (S → NP VP) and which remains at the core of most phrase structure grammars. In the place of this division, he positioned the verb as the root of all clause structure.
Categorial grammar
Categorial grammar is an approach that attributes the syntactic structure not to rules of grammar, but to the properties of the
syntactic categories themselves. For example, rather than asserting that sentences are constructed by a rule that combines a noun phrase (NP) and a verb phrase (VP) (e.g., the
phrase structure rule S → NP VP), in categorial grammar, such principles are embedded in the category of the
head word itself. So the syntactic category for an
intransitive verb is a complex formula representing the fact that the verb acts as a
function word requiring an NP as an input and produces a sentence level structure as an output. This complex category is notated as (NP\S) instead of V. NP\S is read as "a category that searches to the left (indicated by \) for an NP (the element on the left) and outputs a sentence (the element on the right)." The category of
transitive verb is defined as an element that requires two NPs (its subject and its direct object) to form a sentence. This is notated as (NP/(NP\S)) which means "a category that searches to the right (indicated by /) for an NP (the object), and generates a function (equivalent to the VP) which is (NP\S), which in turn represents a function that searches to the left for an NP and produces a sentence."
Tree-adjoining grammar is a categorial grammar that adds in partial
tree structures to the categories.
Stochastic/probabilistic grammars/network theories
Theoretical approaches to syntax that are based upon
probability theory are known as
stochastic grammars. One common implementation of such an approach makes use of a
neural network or
connectionism.
Functional grammars
Functionalist models of grammar study the form–function interaction by performing a structural and a functional analysis.
*
Functional discourse grammar (Dik)
*
Prague linguistic circle
*
Role and reference grammar (RRG)
*
Systemic functional grammar
Generative grammar
The hypothesis of generative grammar is that language is a biological structure. The difference between structural–functional and generative models is that, in generative grammar, the object is placed into the verb phrase. Generative grammar is meant to be used to describe all human language and to predict whether any given utterance in a hypothetical language would
sound correct to a speaker of that language (versus constructions which no human language would use). This approach to language was pioneered by
Noam Chomsky. Most generative theories (although not all of them) assume that syntax is based upon the constituent structure of sentences. Generative grammars are among the theories that focus primarily on the form of a sentence, rather than its communicative function.
Among the many generative theories of linguistics, the Chomskyan theories are:
*
Transformational grammar (TG) (Original theory of generative syntax laid out by Chomsky in ''Syntactic Structures'' in 1957)
*
Government and binding theory (GB) (revised theory in the tradition of TG developed mainly by Chomsky in the 1970s and 1980s)
*
Minimalist program (MP) (a reworking of the theory out of the GB framework published by Chomsky in 1995)
Other theories that find their origin in the generative paradigm are:
*
Arc pair grammar
*
Generalized phrase structure grammar (GPSG; now largely out of date)
*
Generative semantics (superseded by semantic syntax)
[Seuren, P. A. M. 2018. ''Semantic Syntax''. Revised edition. Leiden: Brill]
*
Head-driven phrase structure grammar (HPSG)
*
Lexical functional grammar (LFG)
*
Nanosyntax
*
Relational grammar (RG) (now largely out of date)
*
Harmonic grammar (HG) (similar to the
optimality theory of syntax)
Cognitive and usage-based grammars
The Cognitive Linguistics framework stems from
generative grammar, but adheres to
evolutionary rather than
Chomskyan linguistics. Cognitive models often recognise the generative assumption that the object belongs to the verb phrase. Cognitive frameworks include:
*
Cognitive grammar
*
Construction grammar (CxG)
*
Emergent grammar
See also
*
List of language disorders
*
List of syntactic phenomena
*
Metasyntax
*
Musical syntax
*
Semiotics
*
Syntactic category
* ''
Syntax'' (
academic journal)
*
Syntax (programming languages)
*
Usage
Syntactic terms
*
Adjective
*
Adjective phrase
*
Adjunct
*
Adpositional phrase
*
Adverb
*
Anaphora
*
Answer ellipsis
*
Antecedent
*
Antecedent-contained deletion
*
Appositive
*
Argument
*
Article
*
Aspect
*
Attributive adjective and
predicative adjective
*
Auxiliary verb
*
Binding
*
Branching
*
c-command
*
Case
*
Category
*
Catena
*
Clause
*
Closed class word
*
Comparative
*
Complement
*
Compound noun and adjective
*
Conjugation
*
Conjunction
*
Constituent
*
Coordination
*
Coreference
*
Crossover
*
Dangling modifier
*
Declension
*
Dependency grammar
*
Dependent marking
*
Determiner
*
Discontinuity
*
Do-support
*
Dual (form for two)
*
Ellipsis
*
Endocentric
*
Exceptional case-marking
*
Expletive
*
Extraposition
*
Finite verb
*
Function word
*
Gapping
*
Gender
*
Gerund
*
Government
*
Head
*
Head marking
*
Infinitive
*
Inverse copular construction
*
Inversion
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Lexical item
*
m-command
*
Measure word (classifier)
*
Merge
*
Modal particle
*
Modal verb
*
Modifier
*
Mood
*
Movement
*
Movement paradox
*
Nanosyntax
*
Negative inversion
*
Non-configurational language
*
Non-finite verb
*
Noun
*
Noun ellipsis
*
Noun phrase
*
Number
*
Object
*
Open class word
*
Parasitic gap
*
Part of speech
*
Particle
*
Periphrasis
*
Person
*
Personal pronoun
*
Pied-piping
*
Phrasal verb
*
Phrase
*
Phrase structure grammar
*
Plural
*
Predicate
*
Predicative expression
*
Preposition and postposition
*
Pronoun
*
Pseudogapping
*
Raising
* Relation (
Grammatical relation)
*
Restrictiveness
*
Right node raising
*
Sandhi
*
Scrambling
*
Selection
*
Sentence
*
Separable verb
*
Shifting
*
Singular
*
Sluicing
*
Small clause
*
Stripping
*
Subcategorization
*
Subject
*
Subject-auxiliary inversion
*
Subject-verb inversion
*
Subordination
*
Superlative
*
Tense
*
Topicalization
*
Tough movement
*
Uninflected word
*
V2 word order
*
Valency
*
Verb
*
Verb phrase
*
Verb phrase ellipsis
*
Voice
*
Wh-movement
*
Word order
*
X-bar theory
References
Citations
Sources
*
*
*
*
* An interdisciplinary essay on the interplay between logic and linguistics on syntactic theories.
* Tesnière, Lucien (1969). ''Éleménts de syntaxe structurale''. 2nd edition. Paris: Klincksieck.
Further reading
* 5 Volumes; 77 case studies of syntactic phenomena.
*
* Attempts to be a theory-neutral introduction. The companion surveys the major theories. Jointly reviewed in ''
The Canadian Journal of Linguistics'' 54(1), March 2009
pp. 172–175*
* part II: Computational approaches to syntax.
External links
The syntax of natural language: An online introduction using the Trees program{sndBeatrice Santorini & Anthony Kroch,
University of Pennsylvania, 2007
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