Oppenheimer security hearing
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The Oppenheimer security hearing was a 1954 proceeding by the
United States Atomic Energy Commission The United States Atomic Energy Commission (AEC) was an agency of the United States government established after World War II by U.S. Congress to foster and control the peacetime development of atomic science and technology. President ...
(AEC) that explored the background, actions, and associations of
J. Robert Oppenheimer J. Robert Oppenheimer (; April 22, 1904 – February 18, 1967) was an American theoretical physicist. A professor of physics at the University of California, Berkeley, Oppenheimer was the wartime head of the Los Alamos Laboratory and is oft ...
, the American scientist who had headed the
Los Alamos Laboratory The Los Alamos Laboratory, also known as Project Y, was a secret laboratory established by the Manhattan Project and operated by the University of California during World War II. Its mission was to design and build the first atomic bombs. Ro ...
during
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposing ...
, where he played a key part in the
Manhattan Project The Manhattan Project was a research and development undertaking during World War II that produced the first nuclear weapons. It was led by the United States with the support of the United Kingdom and Canada. From 1942 to 1946, the project w ...
that developed the atomic bomb. The hearing resulted in Oppenheimer's Q clearance being revoked. This marked the end of his formal relationship with the government of the United States, and generated considerable controversy regarding whether the treatment of Oppenheimer was fair, or whether it was an expression of anti-Communist McCarthyism. Doubts about Oppenheimer's loyalty dated back to the 1930s, when he was a member of numerous Communist front organizations, and was associated with Communist Party USA members, including his wife and his brother. These associations were known to Army Counterintelligence at the time he was made director of the Los Alamos Laboratory in 1942, and chairman of the influential General Advisory Committee of the AEC in 1947. In this capacity Oppenheimer became involved in bureaucratic conflict between the Army and Air Force over the types of nuclear weapons the country required, technical conflict between the scientists over the feasibility of the hydrogen bomb, and personal conflict with AEC commissioner
Lewis Strauss Lewis Lichtenstein Strauss ( "straws"; January 31, 1896January 21, 1974) was an American businessman, philanthropist, and naval officer who served two terms on the U.S. Atomic Energy Commission (AEC), the second as its chairman. He was a major ...
. The proceedings were initiated after Oppenheimer refused to voluntarily give up his security clearance while working as an atomic weapons consultant for the government, under a contract due to expire at the end of June 1954. Several of his colleagues testified at the hearings. As a result of the two to one decision of the hearing's three judges, he was stripped of his security clearance one day before his consultant contract was due to expire. The panel found that he was loyal and discreet with atomic secrets, but did not recommend that his security clearance be reinstated. The loss of his security clearance ended Oppenheimer's role in government and policy. He became an academic exile, cut off from his former career and the world he had helped to create. The reputations of those who had testified against Oppenheimer were tarnished as well, and Oppenheimer's reputation was later partly rehabilitated by Presidents
John F. Kennedy John Fitzgerald Kennedy (May 29, 1917 – November 22, 1963), often referred to by his initials JFK and the nickname Jack, was an American politician who served as the 35th president of the United States from 1961 until his assassination ...
and
Lyndon B. Johnson Lyndon Baines Johnson (; August 27, 1908January 22, 1973), often referred to by his initials LBJ, was an American politician who served as the 36th president of the United States from 1963 to 1969. He had previously served as the 37th vice ...
. The brief period when scientists were viewed as a "public policy priesthood" ended, and thereafter would serve the state only to offer narrow scientific opinions. Scientists working in government were on notice that
dissent Dissent is an opinion, philosophy or sentiment of non-agreement or opposition to a prevailing idea or policy enforced under the authority of a government, political party or other entity or individual. A dissenting person may be referred to as ...
was no longer tolerated. On December 16, 2022,
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Secretary Jennifer Granholm cleared Oppenheimer of allegations that led to the 1954 revocation of his
security clearance A security clearance is a status granted to individuals allowing them access to classified information (state or organizational secrets) or to restricted areas, after completion of a thorough background check. The term "security clearance" is ...
, citing as the reason a "flawed investigation" of his background by the
United States Atomic Energy Commission The United States Atomic Energy Commission (AEC) was an agency of the United States government established after World War II by U.S. Congress to foster and control the peacetime development of atomic science and technology. President ...
in the early 1950s.


Background


Robert Oppenheimer

Before
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposing ...
,
J. Robert Oppenheimer J. Robert Oppenheimer (; April 22, 1904 – February 18, 1967) was an American theoretical physicist. A professor of physics at the University of California, Berkeley, Oppenheimer was the wartime head of the Los Alamos Laboratory and is oft ...
had been professor of physics at the
University of California, Berkeley The University of California, Berkeley (UC Berkeley, Berkeley, Cal, or California) is a public land-grant research university in Berkeley, California. Established in 1868 as the University of California, it is the state's first land-grant u ...
. The scion of a wealthy New York family, he was a graduate of
Harvard University Harvard University is a private Ivy League research university in Cambridge, Massachusetts. Founded in 1636 as Harvard College and named for its first benefactor, the Puritan clergyman John Harvard, it is the oldest institution of high ...
, and had studied in Europe at the
University of Cambridge The University of Cambridge is a public collegiate research university in Cambridge, England. Founded in 1209 and granted a royal charter by Henry III in 1231, Cambridge is the world's third oldest surviving university and one of its most pr ...
in England, the
University of Göttingen The University of Göttingen, officially the Georg August University of Göttingen, (german: Georg-August-Universität Göttingen, known informally as Georgia Augusta) is a public research university in the city of Göttingen, Germany. Founded ...
in Germany (where he had earned his doctorate in physics under the supervision of Max Born at the age of 23), and the
University of Leiden Leiden University (abbreviated as ''LEI''; nl, Universiteit Leiden) is a public research university in Leiden, Netherlands. The university was founded as a Protestant university in 1575 by William, Prince of Orange, as a reward to the city of Le ...
in the Netherlands. As one of the few American physicists with a deep understanding of the new field of
quantum mechanics Quantum mechanics is a fundamental theory in physics that provides a description of the physical properties of nature at the scale of atoms and subatomic particles. It is the foundation of all quantum physics including quantum chemistr ...
, he was hired by the University of California in 1929. As a theoretical physicist, Oppenheimer had considerable achievements. In a 1930 paper on the
Dirac equation In particle physics, the Dirac equation is a relativistic wave equation derived by British physicist Paul Dirac in 1928. In its free form, or including electromagnetic interactions, it describes all spin- massive particles, called "Dirac par ...
, he had predicted the existence of the positron. A 1938 paper co-written with
Robert Serber Robert Serber (March 14, 1909 – June 1, 1997) was an American physicist who participated in the Manhattan Project. Serber's lectures explaining the basic principles and goals of the project were printed and supplied to all incoming scientific st ...
explored the properties of
white dwarf A white dwarf is a stellar core remnant composed mostly of electron-degenerate matter. A white dwarf is very dense: its mass is comparable to the Sun's, while its volume is comparable to the Earth's. A white dwarf's faint luminosity comes ...
stars. This was followed by one co-written with one of his students, George Volkoff, in which they demonstrated that there was a limit, the so-called Tolman–Oppenheimer–Volkoff limit, to the
mass Mass is an intrinsic property of a body. It was traditionally believed to be related to the quantity of matter in a physical body, until the discovery of the atom and particle physics. It was found that different atoms and different eleme ...
of stars beyond which they would not remain stable as
neutron stars A neutron star is the collapsed core of a massive supergiant star, which had a total mass of between 10 and 25 solar masses, possibly more if the star was especially metal-rich. Except for black holes and some hypothetical objects (e.g. white ...
and would undergo gravitational collapse. In 1939, with another of his students, Hartland Snyder, he went further and predicted the existence of what are today known as black holes. It would be decades before the significance of this was appreciated. Still, Oppenheimer was not well known before the war, and certainly not as renowned as his friend and colleague Ernest O. Lawrence, who was awarded the
Nobel Prize in Physics ) , image = Nobel Prize.png , alt = A golden medallion with an embossed image of a bearded man facing left in profile. To the left of the man is the text "ALFR•" then "NOBEL", and on the right, the text (smaller) "NAT•" then " ...
in 1939 for his invention of the
cyclotron A cyclotron is a type of particle accelerator invented by Ernest O. Lawrence in 1929–1930 at the University of California, Berkeley, and patented in 1932. Lawrence, Ernest O. ''Method and apparatus for the acceleration of ions'', filed: Jan ...
. But as an experimental physicist, Lawrence had come to rely on Oppenheimer, and it was Lawrence who brought Oppenheimer into the effort to develop an atomic bomb, which became known as the
Manhattan Project The Manhattan Project was a research and development undertaking during World War II that produced the first nuclear weapons. It was led by the United States with the support of the United Kingdom and Canada. From 1942 to 1946, the project w ...
.
Brigadier General Brigadier general or Brigade general is a military rank used in many countries. It is the lowest ranking general officer in some countries. The rank is usually above a colonel, and below a major general or divisional general. When appointed ...
Leslie R. Groves, Jr., who became director of the Manhattan Project on September 8, 1942, met Oppenheimer at Berkeley, where Oppenheimer briefed Groves on the work done so far on the " Super" (thermonuclear) bomb. Oppenheimer told Groves on October 8 that the Manhattan Project needed a dedicated weapons development laboratory. Groves agreed, and after a second meeting with Oppenheimer on a train on October 15, decided that Oppenheimer was the man he needed to head what became the
Los Alamos Laboratory The Los Alamos Laboratory, also known as Project Y, was a secret laboratory established by the Manhattan Project and operated by the University of California during World War II. Its mission was to design and build the first atomic bombs. Ro ...
, despite Oppenheimer's lack of a Nobel Prize or administrative experience. The end of the war in the wake of the atomic bombing of Hiroshima and Nagasaki made scientists into heroes. Oppenheimer became a celebrity, with his face gracing front pages of newspapers and the covers of magazines. ''
Life Life is a quality that distinguishes matter that has biological processes, such as Cell signaling, signaling and self-sustaining processes, from that which does not, and is defined by the capacity for Cell growth, growth, reaction to Stimu ...
'' magazine described him as "one of the most famous men in the world, one of the most admired, quoted, photographed, consulted, glorified, well-nigh deified as the fabulous and fascinating archetype of a brand new kind of hero, the hero of science and intellect, originator and living symbol of the new atomic age."


Chevalier incident

Many of Oppenheimer's associates in the years before World War II were Communist Party USA members. They included his wife Kitty, whose first husband Joe Dallet had been killed fighting with the
Lincoln Battalion The Lincoln Battalion ( es, Batallón Abraham Lincoln) was the 17th (later the 58th) battalion of the XV International Brigade, a mixed brigade of the International Brigades also known as the Abraham Lincoln Brigade. It was organized by the C ...
in the
Spanish Civil War The Spanish Civil War ( es, Guerra Civil Española)) or The Revolution ( es, La Revolución, link=no) among Nationalists, the Fourth Carlist War ( es, Cuarta Guerra Carlista, link=no) among Carlists, and The Rebellion ( es, La Rebelión, link ...
; his brother Frank Oppenheimer and Frank's wife Jackie; and his girlfriend Jean Tatlock. One of his Communist associates was a colleague at the University of California, an
assistant professor Assistant Professor is an academic rank just below the rank of an associate professor used in universities or colleges, mainly in the United States and Canada. Overview This position is generally taken after earning a doctoral degree A docto ...
of French literature named
Haakon Chevalier Haakon Maurice Chevalier (Lakewood Township, New Jersey, September 10, 1901 – July 4, 1985) was an American writer, translator, and professor of French literature at the University of California, Berkeley best known for his friendship with p ...
. The two had met during a rally for Spanish Loyalists, and had co-founded a branch of the
American Federation of Teachers The American Federation of Teachers (AFT) is the second largest teacher's labor union in America (the largest being the National Education Association). The union was founded in Chicago. John Dewey and Margaret Haley were founders. About 60 per ...
at Berkeley known as Local 349. The
Federal Bureau of Investigation The Federal Bureau of Investigation (FBI) is the domestic intelligence and security service of the United States and its principal federal law enforcement agency. Operating under the jurisdiction of the United States Department of Justice, ...
(FBI) had opened a file on Oppenheimer in March 1941, after he had attended a December 1940 meeting at Chevalier's home that was also attended by the Communist Party's California state secretary
William Schneiderman William V. Schneiderman (December 14, 1905 – January 29, 1985) was an American politician activist who was secretary for California in the Communist Party USA (CPUSA) and involved in two cases before the United States Supreme Court, ''Stack v. B ...
and its treasurer Isaac Folkoff, both of whom were targets of FBI surveillance and wiretaps. Agents had recorded the license plate of Oppenheimer's car. The FBI noted that Oppenheimer was on the Executive Committee of the
American Civil Liberties Union The American Civil Liberties Union (ACLU) is a nonprofit organization founded in 1920 "to defend and preserve the individual rights and liberties guaranteed to every person in this country by the Constitution and laws of the United States". T ...
, which it considered a Communist front. Shortly thereafter, the FBI added Oppenheimer to its Custodial Detention Index, for arrest in case of national emergency. In January or February 1943, Chevalier had a brief conversation with Oppenheimer in the kitchen of his home. Chevalier told Oppenheimer that there was a scientist, George Eltenton, who could transmit information of a technical nature to the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, ...
. Oppenheimer rejected the overture, but failed to report it until August 1943, when he volunteered to Manhattan Project security officers that three men at Berkeley had been solicited for nuclear secrets on behalf of the Soviet Union, by a person he did not know who worked for Shell Oil, and who had Communist connections. He gave that person's name as George Eltenton. When pressed on the issue in later interviews at Los Alamos in December 1943 with Groves, who promised to keep the identity of the three men from the FBI, Oppenheimer identified the contact who had approached him as Chevalier, and told Groves that only one person had been approached: his brother Frank. In any case, Groves had considered Oppenheimer too important to the ultimate Allied goals of building atomic bombs and winning the war to oust him over any suspicious behavior. He had ordered on July 20, 1943 that Oppenheimer be given a security clearance "without delay, irrespective of the information which you have concerning Mr. Oppenheimer. He is absolutely essential to the project." Oppenheimer was interviewed by the FBI on September 5, 1946. He related the "Chevalier incident", and he gave contradictory and equivocating statements, telling government agents that only he had been approached, by Chevalier, who at the time had supposedly said that he had a potential conduit through Eltenton for information which could be passed to the Soviets. Oppenheimer claimed to have invented the other contacts to conceal the identity of Chevalier, whose identity he believed would be immediately apparent if he named only one contact, but whom he believed to be innocent of any disloyalty. The 1943 fabrication and the shifting nature of his accounts figured prominently in the 1954 inquiry. The
McMahon Act The Atomic Energy Act of 1946 (McMahon Act) determined how the United States would control and manage the nuclear technology it had jointly developed with its World War II allies, the United Kingdom and Canada. Most significantly, the Act ruled ...
that established the Atomic Energy Commission (AEC) required all employees holding wartime security clearances issued by the Manhattan Project to be investigated by the
FBI The Federal Bureau of Investigation (FBI) is the domestic intelligence and security service of the United States and its principal federal law enforcement agency. Operating under the jurisdiction of the United States Department of Justice, t ...
and re-certified. This provision had come in the wake of the February 16, 1946 announcement in Canada of the arrest of 22 people exposed as a consequence of the defection the previous September of Soviet cipher clerk
Igor Gouzenko Igor Sergeyevich Gouzenko (russian: Игорь Сергеевич Гузенко ; January 26, 1919 – June 25, 1982) was a cipher clerk for the Soviet embassy to Canada in Ottawa, Ontario, and a lieutenant of the GRU (Main Intelligence Direct ...
. President Harry S. Truman appointed Oppenheimer to the AEC General Advisory Committee (GAC) on December 10, 1946, so the FBI interviewed two dozen of Oppenheimer's associates, including Robert Bacher, Ernest Lawrence, Enrico Fermi and Robert Gordon Sproul. Groves and the
Secretary of War The secretary of war was a member of the U.S. president's Cabinet, beginning with George Washington's administration. A similar position, called either "Secretary at War" or "Secretary of War", had been appointed to serve the Congress of the ...
Robert P. Patterson Robert Porter Patterson Sr. (February 12, 1891 – January 22, 1952) was an American judge who served as United States Under Secretary of War, Under Secretary of War under President Franklin D. Roosevelt and US Secretary of War, U.S. Secretary of ...
supplied written statements supporting Oppenheimer. AEC chairman
David Lilienthal David Eli Lilienthal (July 8, 1899 – January 15, 1981) was an American attorney and public administrator, best known for his Presidential Appointment to head Tennessee Valley Authority and later the Atomic Energy Commission (AEC). He had p ...
and
Vannevar Bush Vannevar Bush ( ; March 11, 1890 – June 28, 1974) was an American engineer, inventor and science administrator, who during World War II headed the U.S. Office of Scientific Research and Development (OSRD), through which almost all warti ...
discussed the matter with Truman's sympathetic aide
Clark Clifford Clark McAdams Clifford (December 25, 1906October 10, 1998) was an American lawyer who served as an important political adviser to Democratic presidents Harry S. Truman, John F. Kennedy, Lyndon B. Johnson, and Jimmy Carter. His official gove ...
at the White House. They found John Lansdale, Jr. particularly persuasive; he had interrogated Oppenheimer over the Chevalier incident in 1943, and strongly supported him. On August 11, 1947, the AEC unanimously voted to grant Oppenheimer a Q clearance. At the first meeting of the GAC on January 3, 1947, Oppenheimer was unanimously elected its chairman.


Postwar conflicts

The FBI was willing to furnish Oppenheimer's political enemies with incriminating evidence about Communist ties. These included
Lewis Strauss Lewis Lichtenstein Strauss ( "straws"; January 31, 1896January 21, 1974) was an American businessman, philanthropist, and naval officer who served two terms on the U.S. Atomic Energy Commission (AEC), the second as its chairman. He was a major ...
, an AEC commissioner who resented Oppenheimer for his humiliation before Congress regarding opposition to the export of radioactive isotopes to other nations, which Strauss believed had military applications. As GAC chairman, Oppenheimer was called before the Joint Committee on Atomic Energy (JCAE) over the issue in June 1949. The other four AEC commissioners had opposed Strauss, so he had gone to the JCAE in an attempt to get the decision overturned. The result was a stunning humiliation for the thin-skinned Strauss. Oppenheimer testified that: This came on the heels of controversies about whether some of Oppenheimer's students, including
David Bohm David Joseph Bohm (; 20 December 1917 – 27 October 1992) was an American-Brazilian-British scientist who has been described as one of the most significant theoretical physicists of the 20th centuryPeat 1997, pp. 316-317 and who contributed ...
, Ross Lomanitz and Bernard Peters, had been Communists at the time they had worked with him at Berkeley. Oppenheimer was called to testify in front of the House Un-American Activities Committee, where he admitted that he had associations with the Communist Party in the 1930s, and named some of his students as being Communists or closely associated with them. Bohm and Peters eventually left the country, while Lomanitz was forced to work as a laborer. Frank Oppenheimer was fired from his university position, and could not find work in physics for a decade. He and his wife Jackie became cattle ranchers in
Colorado Colorado (, other variants) is a state in the Mountain states, Mountain West subregion of the Western United States. It encompasses most of the Southern Rocky Mountains, as well as the northeastern portion of the Colorado Plateau and the wes ...
. Their reputations were rehabilitated in 1959, and they founded the San Francisco Exploratorium in 1969.
David Kaiser David I. Kaiser is an American physicist and historian of science. He is Germeshausen Professor of the History of Science at the Massachusetts Institute of Technology (MIT), head of its Science, Technology, and Society program, and a full profess ...
noted that: From 1949 to 1953, Oppenheimer had also found himself in the middle of a controversy over the development of the "Super". In 1949, the Soviet Union detonated an atomic bomb. This came as a shock to many Americans, and it fell to Oppenheimer to play a leading role in checking the evidence and confirming that the explosion had taken place. In response, Strauss recommended that the United States retain nuclear superiority by developing the "Super". This had been under consideration at Los Alamos for several years. Brigadier General James McCormack told the AEC commissioners that while thermonuclear weapons could potentially be thousands of times as powerful as fission weapons, as of 1949 there was no design that worked, and no certainty that a practical bomb could be built if there was one. He cautioned that the "Super" would probably require large amounts of
tritium Tritium ( or , ) or hydrogen-3 (symbol T or H) is a rare and radioactive isotope of hydrogen with half-life about 12 years. The nucleus of tritium (t, sometimes called a ''triton'') contains one proton and two neutrons, whereas the nucleus of ...
, which could only be acquired by diverting the AEC's
nuclear reactor A nuclear reactor is a device used to initiate and control a fission nuclear chain reaction or nuclear fusion reactions. Nuclear reactors are used at nuclear power plants for electricity generation and in nuclear marine propulsion. Heat fr ...
s from
plutonium Plutonium is a radioactive chemical element with the symbol Pu and atomic number 94. It is an actinide metal of silvery-gray appearance that tarnishes when exposed to air, and forms a dull coating when oxidized. The element normally exhibi ...
production. Strauss found allies in Lawrence and
Edward Teller Edward Teller ( hu, Teller Ede; January 15, 1908 – September 9, 2003) was a Hungarian-American theoretical physicist who is known colloquially as "the father of the hydrogen bomb" (see the Teller–Ulam design), although he did not care for ...
, who had headed the "Super" group at Los Alamos during the war. When the matter was referred to the GAC, it unanimously voted against a crash program to develop the "Super". Without a workable design, it seemed foolish to divert resources from atomic bombs. Nor was there an obvious military need. Despite this, Truman authorized that H-bomb work proceed on January 31, 1950. Teller, Fermi,
John von Neumann John von Neumann (; hu, Neumann János Lajos, ; December 28, 1903 – February 8, 1957) was a Hungarian-American mathematician, physicist, computer scientist, engineer and polymath. He was regarded as having perhaps the widest cove ...
, and Stan Ulam struggled to find a working design, and in February 1951, Ulam and Teller finally devised one. After reviewing the design and data gathered by the
Operation Greenhouse Operation Greenhouse was the fifth American nuclear test series, the second conducted in 1951 and the first to test principles that would lead to developing thermonuclear weapons (''hydrogen bombs''). Conducted at the new Pacific Proving Gro ...
tests in May 1951, Oppenheimer acknowledged that the "New Super" was technically feasible. Teller left Los Alamos to help found, with Lawrence, a second weapons laboratory, the Lawrence Livermore National Laboratory, in 1952. Thermonuclear strategic weapons, prior to the development of long-range ballistic missiles, would necessarily be delivered by long-range bombers under the control of the relatively new
United States Air Force The United States Air Force (USAF) is the Aerial warfare, air military branch, service branch of the United States Armed Forces, and is one of the eight uniformed services of the United States. Originally created on 1 August 1907, as a part ...
. In projects and study groups such as Project Vista and the Lincoln Summer Study Group however, Oppenheimer pushed for smaller "tactical" nuclear weapons that would be more useful against enemy troops in a limited theater conflict and which would be under control of the Army. He also proposed investments in air defense against nuclear attack, which would potentially take resources away from the Air Force's retaliatory strike mission. As chair of the State Department Panel of Consultants on Disarmament, Oppenheimer argued for postponing the
Ivy Mike Ivy Mike was the codename given to the first full-scale test of a thermonuclear device, in which part of the explosive yield comes from nuclear fusion. Ivy Mike was detonated on November 1, 1952, by the United States on the island of Elugelab ...
first test of a hydrogen device. These stances led the Air Force to view Oppenheimer's positions and influence with bitterness and suspicion.


Claims made in the Borden letter

On November 7, 1953, J. Edgar Hoover was sent a letter concerning Oppenheimer by William Liscum Borden, former executive director of Congress' Joint Atomic Energy Committee. In the letter, Borden stated his opinion "based upon years of study, of the available classified evidence, that more probably than not J. Robert Oppenheimer is an agent of the Soviet Union." The letter was based upon the government's massive investigative dossier on Oppenheimer, a dossier that included, as one author later wrote, "eleven years' minute surveillance of the scientist's life." His office and home had been bugged, his telephone tapped and his mail opened. Borden's letter stated as follows: The letter also pointed out that Oppenheimer had worked against development of the hydrogen bomb, and had worked against postwar atomic energy development, including nuclear power plants and nuclear submarines. The letter concluded: The contents of the letter were not new, and some had been known when Oppenheimer was first cleared for atomic war work. Yet that information had not prompted anyone to seek his removal from government service. Despite the lack of significant new evidence, Eisenhower was troubled by any possibility that the charges might be true, and worried about appearing weak in the environment of McCarthyism. Accordingly, on December 3, Eisenhower ordered that a "blank wall" be placed between Oppenheimer and the nation's atomic secrets.


Hearing


Board composition and procedures

On December 21, 1953, Oppenheimer was told by Lewis Strauss that his security file had been subject to two recent re-evaluations because of new screening criteria, and because a former government official had drawn attention to Oppenheimer's record. Strauss said that his clearance had been suspended, pending resolution of a series of charges outlined in a letter, and discussed his resigning his AEC consultancy. Given only a day to decide, and after consulting with his attorneys, Oppenheimer chose not to resign, and requested a hearing instead. The charges were outlined in a letter from Kenneth D. Nichols, general manager of the AEC. Pending resolution of the charges, Oppenheimer's security clearance was suspended. Oppenheimer told Strauss that some of what was in Nichols' letter was correct, some incorrect. The hearing was held at a temporary building near the Washington Monument housing offices of the AEC. It began on April 12, 1954, and lasted four weeks. The AEC was represented by
Roger Robb Roger Robb (July 7, 1907 – December 19, 1985) was a United States circuit judge of the United States Court of Appeals for the District of Columbia Circuit and trial attorney, best known for his key role as special counsel to an Atomic Energy Co ...
, an experienced prosecutor in Washington, and Arthur Rolander, while Oppenheimer's legal team was headed by Lloyd K. Garrison, a prominent New York attorney. The chairman of the Personnel Security Board was Gordon Gray, president of the
University of North Carolina The University of North Carolina is the multi-campus public university system for the state of North Carolina. Overseeing the state's 16 public universities and the NC School of Science and Mathematics, it is commonly referred to as the UNC Sy ...
. The other members of the hearing panel were Thomas Alfred Morgan, a retired industrialist, and Ward V. Evans, chairman of the chemistry department at
Northwestern University Northwestern University is a private research university in Evanston, Illinois. Founded in 1851, Northwestern is the oldest chartered university in Illinois and is ranked among the most prestigious academic institutions in the world. Charte ...
. The hearing was not open to the public and initially was not publicized. At the commencement of the hearing, Gray stated the hearing was "strictly confidential", and pledged that no information related to the hearing would be released. Contrary to this assurance, a few weeks after the conclusion of the hearing a verbatim transcript of the hearing was released by the AEC. Oppenheimer and Garrison also breached the confidentiality of the hearing, by communicating with ''New York Times'' journalist James Reston, who wrote an article on the hearing that appeared on the second day of the hearing. Garrison applied for an emergency security clearance prior to the hearing, as one had been granted to Robb, but no clearance was granted during the course of the hearing, which meant that Oppenheimer's attorneys had no access to the secrets that Robb was able to see. On at least three occasions, Garrison and his co-counsel were barred from the hearing room for security reasons, leaving Oppenheimer unrepresented, in violation of AEC regulations. During the course of the hearing, Robb repeatedly cross-examined Oppenheimer's witnesses utilizing top-secret documents unavailable to Oppenheimer's attorneys. He often read aloud from those documents, despite their secret status. The AEC's former general counsel Joseph Volpe had urged Oppenheimer to retain a tough litigator as his attorney; Garrison's demeanor was gentle and cordial, but Robb was adversarial. Garrison voluntarily provided the board and Robb with a list of his witnesses, but Robb refused to extend the same courtesy. This gave Robb a clear advantage in his cross-examination of Oppenheimer's witnesses. One observer commented that Robb "did not treat Oppenheimer as a witness in his own case, but as a person charged with high treason." Members of the hearing panel met with Robb prior to the hearing to review the contents of Oppenheimer's FBI file. The 1946 Administrative Procedure Act included a legal principle known as "the exclusivity of the record" or the " blank pad rule". This meant that a hearing could only consider information that had been formally presented under the established rules of evidence. However, while the act applied to the courts and to administrative hearings held by agencies like the Federal Trade Commission and
Federal Communications Commission The Federal Communications Commission (FCC) is an independent agency of the United States federal government that regulates communications by radio, television, wire, satellite, and cable across the United States. The FCC maintains jurisdicti ...
, it did not apply to the AEC. Garrison asked for the opportunity to review the file with the panel, but this was rejected.


Scope of testimony

As outlined in the 3,500-word Nichols letter, the hearing focused on 24 allegations, 23 of which dealt with Oppenheimer's Communist and left-wing affiliations between 1938 and 1946, including his delayed and false reporting of the Chevalier incident to authorities. The twenty-fourth charge related to his opposition to the hydrogen bomb. By including the hydrogen bomb, the AEC changed the character of the hearing, by opening up an inquiry into his activities as a postwar government adviser. Oppenheimer testified for a total of 27 hours. His demeanor was very different from his previous interrogations, such as his appearance before the House Un-American Activities. Under cross-examination by Robb, who had access to top-secret information such as surveillance recordings, Oppenheimer was "often anguished, sometimes surprisingly inarticulate, frequently apologetic about his past and even self-castigating." One of the key elements in this hearing was Oppenheimer's earliest testimony about Eltenton's approach to various Los Alamos scientists, a story that Oppenheimer confessed he had fabricated to protect his friend Chevalier. Unknown to Oppenheimer, both versions were recorded during his interrogations of a decade before, and he was surprised on the witness stand with transcripts that he had no chance to review. Under questioning by Robb, he admitted that he had lied to Boris Pash, an Army counterintelligence officer, concerning the approach from Chevalier. Asked why he had fabricated a story that three people had been approached for espionage, Oppenheimer responded, "Because I was an idiot." Much of the questioning of Oppenheimer concerned his role in the hiring for Los Alamos of his former students Ross Lomanitz and Joseph Weinberg, both members of the Communist Party. The questions probed into Oppenheimer's private life, including his affair with Jean Tatlock, a Communist with whom he stayed the night while he was married. Lansdale had concluded at the time that his interest in Tatlock was romantic rather than political. Nonetheless, this innocuous affair may have played more heavily in the minds of the review panel. Groves, testifying as a witness for the AEC and against Oppenheimer, reaffirmed his decision to hire Oppenheimer. Groves said that Oppenheimer's refusal to report Chevalier was "the typical American school boy attitude that there is something wicked about telling on a friend." Under questioning from Robb, Groves said that under the security criteria in effect in 1954, he "would not clear Dr. Oppenheimer today." The official position of the Air Force was to support the suspension of the security clearance, which was given during testimony by its chief scientist, David T. Griggs. Although his testimony was not pivotal in the decision, many physicists viewed Griggs as the "Judas who had betrayed their god", the brilliant theoretical physicist who led the successful wartime development of the atomic bomb. Many top scientists, as well as government and military figures, testified on Oppenheimer's behalf. Among them were Fermi,
Isidor Isaac Rabi Isidor Isaac Rabi (; born Israel Isaac Rabi, July 29, 1898 – January 11, 1988) was an American physicist who won the Nobel Prize in Physics in 1944 for his discovery of nuclear magnetic resonance, which is used in magnetic resonance ima ...
,
Hans Bethe Hans Albrecht Bethe (; July 2, 1906 – March 6, 2005) was a German-American theoretical physicist who made major contributions to nuclear physics, astrophysics, quantum electrodynamics, and solid-state physics, and who won the 1967 Nobel ...
, John J. McCloy,
James B. Conant James Bryant Conant (March 26, 1893 – February 11, 1978) was an American chemist, a transformative President of Harvard University, and the first U.S. Ambassador to West Germany. Conant obtained a Ph.D. in Chemistry from Harvard in 1916. ...
and Bush, as well as two former AEC chairmen and three former commissioners. Also testifying on behalf of Oppenheimer was Lansdale, who was involved in the Army's surveillance and investigation of Oppenheimer during the war. Lansdale, a lawyer, was not intimidated by Robb. He testified that Oppenheimer was not a Communist, and that he was "loyal and discreet". Ernest Lawrence was known to dislike political activities, seeing them as a waste of time better spent on scientific research. He did not oppose the investigations of Oppenheimer or others, tending to distance himself from those under investigation rather than supporting them. He said he was unable to testify at the Oppenheimer hearing because of illness. On April 26, Lawrence suffered a severe colitis attack. The next day, Lawrence called Lewis Strauss and told him that his brother, a doctor, had ordered him to return home and that he would not be testifying. Lawrence suffered with colitis until his death during colostomy surgery, on August 27, 1958. However, an interview transcript in which Lawrence stated that Oppenheimer "should never again have anything to do with the forming of policy" was presented at the hearing, and several other members of Lawrence's Radiation laboratory did testify against Oppenheimer in person. This resulted in later ill-feeling from the scientific community towards Lawrence and other members of his laboratory. Edward Teller was opposed to the hearing, feeling it was improper to subject Oppenheimer to a security trial, but was torn by longstanding grievances against him. He was called by Robb to testify against Oppenheimer, and shortly before he appeared Robb showed Teller a dossier of items unfavorable to Oppenheimer. Teller testified that he considered Oppenheimer loyal, but that "in a great number of cases, I have seen Dr. Oppenheimer act – I understand that Dr. Oppenheimer acted – in a way which for me was exceedingly hard to understand. I thoroughly disagreed with him in numerous issues and his actions frankly appeared to me confused and complicated. To this extent I feel that I would like to see the vital interests of this country in hands which I understand better, and therefore trust more." Asked whether Oppenheimer should be granted a security clearance, Teller said that "if it is a question of wisdom or judgement, as demonstrated by actions since 1945, then I would say one would be wiser not to grant clearance." This led to outrage by many in the scientific community and Teller's ostracism and virtual expulsion from academic science.


The board's decision

Oppenheimer's clearance was revoked by a 2–1 vote of the panel. Gray and Morgan voted in favor, Evans against. The board rendered its decision on May 27, 1954, in a 15,000-word letter to Nichols. It found that 20 of the 24 charges were either true or substantially true. The board found that while he had been opposed to the H-bomb and that his lack of enthusiasm for it had affected the attitude of other scientists, he had not actively discouraged scientists from working on the H-bomb, as had been alleged in Nichols' letter. It found that "there is no evidence that he was a member of the ommunistparty in the strict sense of the word," and concluded that he is a "loyal citizen". It said that he "had a high degree of discretion, reflecting an unusual ability to keep to himself vital secrets," but that he had "a tendency to be coerced, or at least influenced in conduct, for a period of years." The board found that Oppenheimer's association with Chevalier "is not the kind of thing that our security system permits on the part of one who customarily has access to information of the highest classification", and concluded that "Oppenheimer's continuing conduct reflects a serious disregard for the requirements of the security system," that he was susceptible "to influence which could have serious implications for the security interests of the country," that his attitude toward the H-bomb program raised doubt about whether his future participation "would be consistent with the best interests of security," and that Oppenheimer had been "less than candid in several instances" in his testimony. The majority therefore did not recommend that his security clearance be reinstated. In a brief dissent, Evans argued that Oppenheimer's security clearance should be reinstated. He pointed out that most of the AEC charges had been in the hands of the AEC when it cleared Oppenheimer in 1947, and that "to deny him clearance now for what he was cleared for in 1947, when we must know he is less of a security risk now than he was then, seems to be hardly the procedure to be adopted in a free country." Evans said that his association with Chevalier did not indicate disloyalty, and that he did not hinder development of the H-bomb. Evans said he personally thought that "our failure to clear Dr. Oppenheimer will be a black mark on the escutcheon of our country," and expressed concern about the effect an improper decision might have on the country's scientific development.


Nichols findings and AEC decision

In a harshly worded memorandum to the AEC on June 12, 1954, Nichols recommended that Oppenheimer's security clearance not be reinstated. In five "security findings", Nichols said that Oppenheimer was "a Communist in every sense except that he did not carry a party card," and that the Chevalier incident indicated that Oppenheimer "is not reliable or trustworthy", and that his misstatements might have represented criminal conduct. He said that Oppenheimer's "obstruction and disregard for security" showed "a consistent disregard of a reasonable security system." The Nichols memorandum was not made public nor provided to Oppenheimer's lawyers, who were not allowed to appear before the AEC. On June 29, 1954, the AEC upheld the findings of the Personnel Security Board, with four commissioners voting in favor and one, Henry DeWolf Smyth opposed. The decision was rendered 32 hours before Oppenheimer's consultant contract, and with it the need for a clearance, was due to expire. In his majority opinion, Strauss said that Oppenheimer had displayed "fundamental character defects". He said that Oppenheimer "in his associations had repeatedly exhibited a willful disregard of the normal and proper obligations of security," and that he "has defaulted not once but many times upon the obligations that should and must be willingly borne by citizens in the national service." Despite the promise of confidentiality, the AEC released an edited transcript of the hearing in June 1954, after press publicity of the hearing. The unredacted transcripts were released in 2014.


Aftermath and legacy

The loss of his security clearance ended Oppenheimer's role in government and policy. Although he was not fired from his job at the
Institute for Advanced Study The Institute for Advanced Study (IAS), located in Princeton, New Jersey, in the United States, is an independent center for theoretical research and intellectual inquiry. It has served as the academic home of internationally preeminent schola ...
, as he had feared he might be, he became an academic exile, cut off from his former career and the world he had helped to create. He gave public lectures, and spent several months of each year on the small island of Saint John in the Caribbean.
Kai Bird Kai Bird (born September 2, 1951) is an American author and columnist, best known for his works on the atomic bombings of Hiroshima and Nagasaki, United States-Middle East political relations and his biographies of political figures. He won a Pul ...
and Martin J. Sherwin considered the Oppenheimer case "a defeat for American liberalism". Summing up the fallout from the case, they wrote that: Oppenheimer was seen by many in the scientific community as a
martyr A martyr (, ''mártys'', "witness", or , ''marturia'', stem , ''martyr-'') is someone who suffers persecution and death for advocating, renouncing, or refusing to renounce or advocate, a religious belief or other cause as demanded by an externa ...
to McCarthyism, a modern Galileo or
Socrates Socrates (; ; –399 BC) was a Greek philosopher from Athens who is credited as the founder of Western philosophy and among the first moral philosophers of the ethical tradition of thought. An enigmatic figure, Socrates authored no te ...
, an intellectual and progressive unjustly attacked by warmongering enemies, symbolic of the shift of scientific creativity from academia into the military. Patrick McGrath noted that "Scientists and administrators such as Edward Teller, Lewis Strauss and Ernest Lawrence, with their full-throated militarism and anti-communism pushed American scientists and their institutions toward a nearly complete and subservient devotion to American military interests." Scientists continued to work for the AEC, but they no longer trusted it. Loyalty and security tests spread through the federal government. At these inquiries, federal employees were asked questions such as: * Is it proper to mix white and Negro blood plasma? * There is a suspicion in your record that you are in sympathy with the underprivileged. Is that true? * What were your feelings at that time concerning race equality? * Have you ever made statements about the "downtrodden masses" and "underprivileged people"? Strauss, Teller, Borden, and Robb would never escape the public identification of them with the case. In a 1962 television interview,
Eric F. Goldman Eric Frederick Goldman (June 17, 1916 – February 19, 1989) was an American historian, Rollins Professor of History at Princeton University, and Presidential advisor. Life Born in Washington, D.C., United States, he was educated in pub ...
asked Teller whether he favored restoring Oppenheimer's security clearance. Teller was struck dumb, unable to find an answer. The question was deleted from the version that was aired, but the news got out and made headlines. President
John F. Kennedy John Fitzgerald Kennedy (May 29, 1917 – November 22, 1963), often referred to by his initials JFK and the nickname Jack, was an American politician who served as the 35th president of the United States from 1961 until his assassination ...
decided that the time had come to rehabilitate Oppenheimer. Teller nominated Oppenheimer for the 1963
Enrico Fermi Award The Enrico Fermi Award is a scientific award conferred by the President of the United States. It is awarded to honor scientists of international stature for their lifetime achievement in the development, use, or production of energy. It was establ ...
. The nomination was unanimously approved by the GAC and AEC, and announced on April 5, 1963. On November 22, the White House confirmed that Kennedy would personally present the award, but he was assassinated later that day. The award was presented by President
Lyndon B. Johnson Lyndon Baines Johnson (; August 27, 1908January 22, 1973), often referred to by his initials LBJ, was an American politician who served as the 36th president of the United States from 1963 to 1969. He had previously served as the 37th vice ...
instead. Oppenheimer died of cancer on February 18, 1967.
Wernher von Braun Wernher Magnus Maximilian Freiherr von Braun ( , ; 23 March 191216 June 1977) was a German and American aerospace engineer and space architect. He was a member of the Nazi Party and Allgemeine SS, as well as the leading figure in the develop ...
summed up his opinion about the matter with a quip to a Congressional committee: "In England, Oppenheimer would have been knighted."


Later analysis of charges

The question of Oppenheimer's past associations with Communist Party organizations would continue to be discussed and explored for many years after his death. ''
Time Time is the continued sequence of existence and events that occurs in an apparently irreversible succession from the past, through the present, into the future. It is a component quantity of various measurements used to sequence events, ...
'' magazine literary critic Richard Lacayo, in a 2005 review of two new books about Oppenheimer, said of the hearing: "As an effort to prove that he had been a party member, much less one involved in espionage, the inquest was a failure. Its real purpose was larger, however: to punish the most prominent American critic of the U.S. move from atomic weapons to the much more lethal hydrogen bomb." After the hearing, Lacayo said, "Oppenheimer would never again feel comfortable as a public advocate for a sane nuclear policy." In a lengthy analysis of the security case published in the ''
Stanford Law Review The ''Stanford Law Review'' (SLR) is a legal journal produced independently by Stanford Law School students. The journal was established in 1948 with future U.S. Secretary of State Warren Christopher as its first president. The review produces s ...
'' in 1990, cold war historian Barton J. Bernstein posits that the remarkable thing about Oppenheimer was that he was ever able to hold a high-level security clearance in the first place, given his past associations and record of evasions, and that he had been given special treatment and protection by the U.S. government to allow him to work in the classified nuclear area for as long as he did.
Cornell University Cornell University is a private statutory land-grant research university based in Ithaca, New York. It is a member of the Ivy League. Founded in 1865 by Ezra Cornell and Andrew Dickson White, Cornell was founded with the intention to tea ...
historian
Richard Polenberg Richard Polenberg (1937-2020) was an American historian. Background Richard Polenberg was born on July 21, 1937. He received his Bachelor of Arts degree from Brooklyn College and his Doctor of Philosophy degree from Columbia University, the la ...
noted that Oppenheimer testified about the left-wing behavior of his colleagues and speculated that if his clearance had not been stripped, he would have been remembered as someone who had "named names" to save his own reputation. In his book ''Brotherhood of the Bomb: The Tangled Lives and Loyalties of Robert Oppenheimer, Ernest Lawrence, and Edward Teller'' (2002), Gregg Herken, a senior historian at the Smithsonian Institution, contended, based on newly discovered documentation, that Oppenheimer was a member of the Communist Party. However, Herken did not subscribe to the Borden letter's charge: "I don't think he was a spy. The significance of his being a Communist was that it gave him something he had to hide, and may be one explanation of why he was so quiet after 1954." In a seminar at The Wilson Center on May 20, 2009, and based on an extensive analysis of Alexander Vassiliev's notes taken while viewing
KGB The KGB (russian: links=no, lit=Committee for State Security, Комитет государственной безопасности (КГБ), a=ru-KGB.ogg, p=kəmʲɪˈtʲet ɡəsʊˈdarstvʲɪn(ː)əj bʲɪzɐˈpasnəsʲtʲɪ, Komitet gosud ...
archives, John Earl Haynes, Harvey Klehr, and Vassiliev concluded that Oppenheimer never was involved in espionage for the Soviets. Soviet intelligence tried repeatedly to recruit him, but were never successful. Allegations that he had spied for the Soviets are unsupported, and in some instances, contradicted by voluminous KGB and Venona documentation released after the fall of the Soviet Union. In addition, he had several persons removed from the Manhattan project who had sympathies to the Soviet Union. On December 16, 2022,
United States Secretary of Energy The United States secretary of energy is the head of the United States Department of Energy, a member of the Cabinet of the United States, and fifteenth in the presidential line of succession. The position was created on October 1, 1977, when Pr ...
Secretary Jennifer Granholm cleared Oppenheimer of allegations that led to the 1954 revocation of his
security clearance A security clearance is a status granted to individuals allowing them access to classified information (state or organizational secrets) or to restricted areas, after completion of a thorough background check. The term "security clearance" is ...
, citing as the reason a "flawed investigation" of his background by the
United States Atomic Energy Commission The United States Atomic Energy Commission (AEC) was an agency of the United States government established after World War II by U.S. Congress to foster and control the peacetime development of atomic science and technology. President ...
in the early 1950s.


Dramatizations

Most popular depictions of Oppenheimer view his security struggles as a confrontation between right-wing militarists (symbolized by Edward Teller) and left-wing intellectuals (symbolized by Oppenheimer) over the moral question of weapons of mass destruction. Many historians have contested this as an oversimplification.
Haakon Chevalier Haakon Maurice Chevalier (Lakewood Township, New Jersey, September 10, 1901 – July 4, 1985) was an American writer, translator, and professor of French literature at the University of California, Berkeley best known for his friendship with p ...
fictionalised the affair, and his self-exculpating view of the whole preceding history, in the
roman à clef ''Roman à clef'' (, anglicised as ), French for ''novel with a key'', is a novel about real-life events that is overlaid with a façade of fiction. The fictitious names in the novel represent real people, and the "key" is the relationship be ...
''The Man Who Would Be God'' in 1959; the Oppenheimer-like protagonist was renamed "Dr. Sebastian Bloch". The translations sold well in France, where he had moved by then, and throughout the Soviet bloc. He returned to the topic in ''Oppenheimer: The Story of a Friendship'' (1965). The hearing was dramatized in a 1964 play by German playwright
Heinar Kipphardt Heinar Kipphardt (8 March 1922 - 18 November 1982) was a German writer. He came to prominence with the documentary theatre during the 1960s. He is best known for '' In the Matter of J. Robert Oppenheimer'', a dramatization of the Oppenheimer secur ...
, ''In the Matter of J. Robert Oppenheimer''. Oppenheimer objected to the play, threatening suit and decrying "improvisations which were contrary to history and to the nature of the people involved", including its portrayal of him as viewing the bomb as a "work of the devil". His letter to Kipphardt said, "You may well have forgotten Guernica, Dachau, Coventry, Belsen, Warsaw, Dresden and Tokyo. I have not." Of his security hearing, he said: "The whole damn thing was a farce, and these people are trying to make a tragedy out of it." In a response, Kipphardt offered to make corrections but defended the play, which premiered on
Broadway Broadway may refer to: Theatre * Broadway Theatre (disambiguation) * Broadway theatre, theatrical productions in professional theatres near Broadway, Manhattan, New York City, U.S. ** Broadway (Manhattan), the street **Broadway Theatre (53rd Stree ...
in June 1968, with
Joseph Wiseman Joseph Wiseman (May 15, 1918 – October 19, 2009) was a Canadian-American theatre, film, and television actor who starred as the villain Julius No in the first James Bond film, '' Dr. No'' in 1962. Wiseman was also known for his role as Manny We ...
in the Oppenheimer role. ''New York Times'' theater critic
Clive Barnes Clive Alexander Barnes (13 May 1927 – 19 November 2008) was an English writer and critic. From 1965 to 1977, he was the dance and theater critic for ''The New York Times'', and, from 1978 until his death, '' The New York Post.'' Barnes had sig ...
called it an "angry play and a partisan play" that sided with Oppenheimer but portrayed the scientist as a "tragic fool and genius".


Notes


References

* * * * * * * * * * * * * * * *


External links


J. Robert Oppenheimer Personnel Hearings Transcripts1982 Audio Interview with Haakon Chevalier by Martin Sherwin
Voices of the Manhattan Project
Nobel Prize-winning physicist Roy Glauber and Oppenheimer biographer Priscilla McMillan discuss how J. Robert Oppenheimer changed over the years
Voices of the Manhattan Project * Letter from William Borden to J. Edgar Hoover, Nov. 7, 1953 {{DEFAULTSORT:Oppenheimer Security Hearing 1954 in the United States Security hearing Manhattan Project McCarthyism United States Atomic Energy Commission