Mach's principle
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theoretical physics Theoretical physics is a branch of physics that employs mathematical models and abstractions of physical objects and systems to rationalize, explain and predict natural phenomena. This is in contrast to experimental physics, which uses experim ...
, particularly in discussions of gravitation theories, Mach's principle (or Mach's conjecture) is the name given by
Einstein Albert Einstein ( ; ; 14 March 1879 – 18 April 1955) was a German-born Theoretical physics, theoretical physicist, widely acknowledged to be one of the greatest and most influential physicists of all time. Einstein is best known for d ...
to an imprecise hypothesis often credited to the
physicist A physicist is a scientist who specializes in the field of physics, which encompasses the interactions of matter and energy at all length and time scales in the physical universe. Physicists generally are interested in the root or ultimate cau ...
and
philosopher A philosopher is a person who practices or investigates philosophy. The term ''philosopher'' comes from the grc, φιλόσοφος, , translit=philosophos, meaning 'lover of wisdom'. The coining of the term has been attributed to the Greek th ...
Ernst Mach Ernst Waldfried Josef Wenzel Mach ( , ; 18 February 1838 – 19 February 1916) was a Moravian-born Austrian physicist and philosopher, who contributed to the physics of shock waves. The ratio of one's speed to that of sound is named the Mach n ...
. The hypothesis attempted to explain how rotating objects, such as gyroscopes and spinning celestial bodies, maintain a
frame of reference In physics and astronomy, a frame of reference (or reference frame) is an abstract coordinate system whose origin, orientation, and scale are specified by a set of reference points― geometric points whose position is identified both math ...
. The proposition is that the existence of
absolute rotation In physics, the concept of absolute rotation—rotation independent of any external reference—is a topic of debate about relativity, cosmology, and the nature of physical laws. For the concept of absolute rotation to be scientifically meaningf ...
(the distinction of local
inertial frame In classical physics and special relativity, an inertial frame of reference (also called inertial reference frame, inertial frame, inertial space, or Galilean reference frame) is a frame of reference that is not undergoing any acceleration ...
s vs.
rotating reference frame A rotating frame of reference is a special case of a non-inertial reference frame that is rotating relative to an inertial reference frame. An everyday example of a rotating reference frame is the surface of the Earth. (This article considers only ...
s) is determined by the large-scale distribution of matter, as exemplified by this anecdote:
You are standing in a field looking at the stars. Your arms are resting freely at your side, and you see that the distant stars are not moving. Now start spinning. The stars are whirling around you and your arms are pulled away from your body. Why should your arms be pulled away when the stars are whirling? Why should they be dangling freely when the stars don't move?
Mach's principle says that this is not a coincidence—that there is a physical law that relates the motion of the distant stars to the local inertial frame. If you see all the stars whirling around you, Mach suggests that there is some physical law which would make it so you would feel a
centrifugal force In Newtonian mechanics, the centrifugal force is an inertial force (also called a "fictitious" or "pseudo" force) that appears to act on all objects when viewed in a rotating frame of reference. It is directed away from an axis which is paralle ...
. There are a number of rival formulations of the principle, often stated in vague ways like "
mass Mass is an intrinsic property of a body. It was traditionally believed to be related to the quantity of matter in a physical body, until the discovery of the atom and particle physics. It was found that different atoms and different ele ...
out there influences
inertia Inertia is the idea that an object will continue its current motion until some force causes its speed or direction to change. The term is properly understood as shorthand for "the principle of inertia" as described by Newton in his first law ...
here". A very general statement of Mach's principle is "local physical laws are determined by the large-scale structure of the universe". Mach's concept was a guiding factor in Einstein's development of the
general theory of relativity General relativity, also known as the general theory of relativity and Einstein's theory of gravity, is the differential geometry, geometric scientific theory, theory of gravitation published by Albert Einstein in 1915 and is the current descr ...
. Einstein realized that the overall distribution of matter would determine the
metric tensor In the mathematical field of differential geometry, a metric tensor (or simply metric) is an additional structure on a manifold (such as a surface) that allows defining distances and angles, just as the inner product on a Euclidean space allow ...
which indicates which frame is stationary with respect to rotation. Frame-dragging and conservation of gravitational
angular momentum In physics, angular momentum (rarely, moment of momentum or rotational momentum) is the rotational analog of linear momentum. It is an important physical quantity because it is a conserved quantity—the total angular momentum of a closed syst ...
makes this into a true statement in the general theory in certain solutions. But because the principle is so vague, many distinct statements have been made which would qualify as a Mach principle, and some of which are false. The Gödel rotating universe is a solution of the field equations that is designed to disobey Mach's principle in the worst possible way. In this example, the distant stars seem to be revolving faster and faster as one moves further away. This example does not completely settle the question of the physical relevance of the principle because it has
closed timelike curve In mathematical physics, a closed timelike curve (CTC) is a world line in a Lorentzian manifold, of a material particle in spacetime, that is "closed", returning to its starting point. This possibility was first discovered by Willem Jacob van ...
s.


History

Mach put forth the idea in his book ''The Science of Mechanics'' (1883 in German, 1893 in English). Before Mach's time, the basic idea also appears in the writings of
George Berkeley George Berkeley (; 12 March 168514 January 1753) – known as Bishop Berkeley ( Bishop of Cloyne of the Anglican Church of Ireland) – was an Anglo-Irish philosopher whose primary achievement was the advancement of a theory he called "immate ...
. After Mach, the book ''Absolute or Relative Motion?'' (1896) by
Benedict Friedländer Benedict Friedlaender (8 July 1866 – 21 June 1908; first name occasionally spelled Benedikt) was a German Jewish sexologist, sociologist, economist, volcanologist, and physicist. Friedlaender was born in Berlin as the son of Carl Friedla ...
and his brother Immanuel contained ideas similar to Mach's principle.


Einstein's use of the principle

There is a fundamental issue in relativity theory: if all motion is relative, how can we measure the inertia of a body? We must measure the inertia with respect to something else. But what if we imagine a particle completely on its own in the universe? We might hope to still have some notion of its state of motion. Mach's principle is sometimes interpreted as the statement that such a particle's state of motion has no meaning in that case. In Mach's words, the principle is embodied as follows:
Albert Einstein Albert Einstein ( ; ; 14 March 1879 – 18 April 1955) was a German-born theoretical physicist, widely acknowledged to be one of the greatest and most influential physicists of all time. Einstein is best known for developing the theor ...
seemed to view Mach's principle as something along the lines of:A. Einstein, letter to Ernst Mach, Zurich, 25 June 1913, in In this sense, at least some of Mach's principles are related to philosophical
holism Holism () is the idea that various systems (e.g. physical, biological, social) should be viewed as wholes, not merely as a collection of parts. The term "holism" was coined by Jan Smuts in his 1926 book '' Holism and Evolution''."holism, n." OED O ...
. Mach's suggestion can be taken as the injunction that gravitation theories should be relational theories. Einstein brought the principle into mainstream physics while working on
general relativity General relativity, also known as the general theory of relativity and Einstein's theory of gravity, is the geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of gravitation in modern physics ...
. Indeed, it was Einstein who first coined the phrase ''Mach's principle''. There is much debate as to whether Mach really intended to suggest a new physical law since he never states it explicitly. The writing in which Einstein found inspiration was Mach's book ''The Science of Mechanics'' (1883, tr. 1893), where the philosopher criticized Newton's idea of absolute space, in particular the argument that Newton gave sustaining the existence of an advantaged reference system: what is commonly called "Newton's bucket argument". In his ''
Philosophiae Naturalis Principia Mathematica Philosophy (from , ) is the systematized study of general and fundamental questions, such as those about existence, reason, knowledge, values, mind, and language. Such questions are often posed as problems to be studied or resolved. S ...
'', Newton tried to demonstrate that one can always decide if one is rotating with respect to the absolute space, measuring the apparent forces that arise only when an absolute rotation is performed. If a bucket is filled with water, and made to rotate, initially the water remains still, but then, gradually, the walls of the vessel communicate their motion to the water, making it curve and climb up the borders of the bucket, because of the centrifugal forces produced by the rotation. This
thought experiment A thought experiment is a hypothetical situation in which a hypothesis, theory, or principle is laid out for the purpose of thinking through its consequences. History The ancient Greek ''deiknymi'' (), or thought experiment, "was the most anc ...
demonstrates that the centrifugal forces arise only when the water is in rotation with respect to the absolute space (represented here by the earth's reference frame, or better, the distant stars) instead, when the bucket was rotating with respect to the water no centrifugal forces were produced, this indicating that the latter was still with respect to the absolute space. Mach, in his book, says that the bucket experiment only demonstrates that when the water is in rotation with respect to the bucket no centrifugal forces are produced, and that we cannot know how the water would behave if in the experiment the bucket's walls were increased in depth and width until they became leagues big. In Mach's idea this concept of absolute motion should be substituted with a total relativism in which every motion, uniform or accelerated, has sense only in reference to other bodies (''i.e.'', one cannot simply say that the water is rotating, but must specify if it's rotating with respect to the vessel or to the earth). In this view, the apparent forces that seem to permit discrimination between relative and "absolute" motions should only be considered as an effect of the particular asymmetry that there is in our reference system between the bodies which we consider in motion, that are small (like buckets), and the bodies that we believe are still (the earth and distant stars), that are overwhelmingly bigger and heavier than the former. This same thought had been expressed by the philosopher
George Berkeley George Berkeley (; 12 March 168514 January 1753) – known as Bishop Berkeley ( Bishop of Cloyne of the Anglican Church of Ireland) – was an Anglo-Irish philosopher whose primary achievement was the advancement of a theory he called "immate ...
in his '' De Motu''. It is then not clear, in the passages from Mach just mentioned, if the philosopher intended to formulate a new kind of physical action between heavy bodies. This physical mechanism should determine the inertia of bodies, in a way that the heavy and distant bodies of our universe should contribute the most to the inertial forces. More likely, Mach only suggested a mere "redescription of motion in space as experiences that do not invoke the term ''space''". What is certain is that Einstein interpreted Mach's passage in the former way, originating a long-lasting debate. Most physicists believe Mach's principle was never developed into a quantitative physical theory that would explain a mechanism by which the stars can have such an effect. Mach himself never made his principle exactly clear. Although Einstein was intrigued and inspired by Mach's principle, Einstein's formulation of the principle is not a fundamental assumption of
general relativity General relativity, also known as the general theory of relativity and Einstein's theory of gravity, is the geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of gravitation in modern physics ...
, although the principle of equivalence of gravitational and inertial mass is most certainly fundamental.


Mach's principle in general relativity

Because intuitive notions of distance and time no longer apply, what exactly is meant by "Mach's principle" in general relativity is even less clear than in Newtonian physics and at least 21 formulations of Mach's principle are possible, some being considered more strongly Machian than others. A relatively weak formulation is the assertion that the motion of matter in one place should affect which frames are inertial in another. Einstein, before completing his development of the general theory of relativity, found an effect which he interpreted as being evidence of Mach's principle. We assume a fixed background for conceptual simplicity, construct a large spherical shell of mass, and set it spinning in that background. The reference frame in the interior of this shell will
precess Precession is a change in the orientation of the rotational axis of a rotating body. In an appropriate reference frame it can be defined as a change in the first Euler angle, whereas the third Euler angle defines the rotation itself. In othe ...
with respect to the fixed background. This effect is known as the Lense–Thirring effect. Einstein was so satisfied with this manifestation of Mach's principle that he wrote a letter to Mach expressing this: The Lense–Thirring effect certainly satisfies the very basic and broad notion that "matter there influences inertia here". The plane of the pendulum would not be dragged around if the shell of matter were not present, or if it were not spinning. As for the statement that "inertia originates in a kind of interaction between bodies", this, too, could be interpreted as true in the context of the effect. More fundamental to the problem, however, is the very existence of a fixed background, which Einstein describes as "the fixed stars". Modern relativists see the imprints of Mach's principle in the initial-value problem. Essentially, we humans seem to wish to separate
spacetime In physics, spacetime is a mathematical model that combines the three dimensions of space and one dimension of time into a single four-dimensional manifold. Spacetime diagrams can be used to visualize relativistic effects, such as why differ ...
into slices of constant time. When we do this,
Einstein's equations In the general theory of relativity, the Einstein field equations (EFE; also known as Einstein's equations) relate the geometry of spacetime to the distribution of matter within it. The equations were published by Einstein in 1915 in the for ...
can be decomposed into one set of equations, which must be satisfied on each slice, and another set, which describe how to move between slices. The equations for an individual slice are
elliptic partial differential equation Second-order linear partial differential equations (PDEs) are classified as either elliptic, hyperbolic, or parabolic. Any second-order linear PDE in two variables can be written in the form :Au_ + 2Bu_ + Cu_ + Du_x + Eu_y + Fu +G= 0,\, whe ...
s. In general, this means that only part of the geometry of the slice can be given by the scientist, while the geometry everywhere else will then be dictated by Einstein's equations on the slice. In the context of an asymptotically flat spacetime, the boundary conditions are given at infinity. Heuristically, the boundary conditions for an asymptotically flat universe define a frame with respect to which inertia has meaning. By performing a
Lorentz transformation In physics, the Lorentz transformations are a six-parameter family of Linear transformation, linear coordinate transformation, transformations from a Frame of Reference, coordinate frame in spacetime to another frame that moves at a constant velo ...
on the distant universe, of course, this inertia can also be transformed. A stronger form of Mach's principle applies in Wheeler–Mach–Einstein spacetimes, which require spacetime to be spatially
compact Compact as used in politics may refer broadly to a pact or treaty; in more specific cases it may refer to: * Interstate compact * Blood compact, an ancient ritual of the Philippines * Compact government, a type of colonial rule utilized in Britis ...
and globally hyperbolic. In such universes Mach's principle can be stated as ''the distribution of matter and field energy-momentum (and possibly other information) at a particular moment in the universe determines the inertial frame at each point in the universe'' (where "a particular moment in the universe" refers to a chosen
Cauchy surface In the mathematical field of Lorentzian geometry, a Cauchy surface is a certain kind of submanifold of a Lorentzian manifold. In the application of Lorentzian geometry to the physics of general relativity, a Cauchy surface is usually interpreted as ...
). There have been other attempts to formulate a theory that is more fully Machian, such as the Brans–Dicke theory and the Hoyle–Narlikar theory of gravity, but most physicists argue that none have been fully successful. At an exit poll of experts, held in Tübingen in 1993, when asked the question "Is general relativity perfectly Machian?", 3 respondents replied "yes", and 22 replied "no". To the question "Is general relativity with appropriate boundary conditions of closure of some kind very Machian?" the result was 14 "yes" and 7 "no". However, Einstein was convinced that a valid theory of gravity would necessarily have to include the relativity of inertia:


Inertial induction

In 1953, in order to express Mach's Principle in quantitative terms, the
Cambridge University , mottoeng = Literal: From here, light and sacred draughts. Non literal: From this place, we gain enlightenment and precious knowledge. , established = , other_name = The Chancellor, Masters and Schola ...
physicist Dennis W. Sciama proposed the addition of an acceleration dependent term to the Newtonian gravitation equation. Sciama's acceleration dependent term was F = G \frac\ where ''r'' is the distance between the particles, ''G'' is the gravitational constant, a is the relative acceleration and ''c'' represents the speed of light in vacuum. Sciama referred to the effect of the acceleration dependent term as Inertial Induction.


Variations in the statement of the principle

The broad notion that "mass there influences inertia here" has been expressed in several forms.
Hermann Bondi Sir Hermann Bondi (1 November 1919 – 10 September 2005) was an Austrian- British mathematician and cosmologist. He is best known for developing the steady state model of the universe with Fred Hoyle and Thomas Gold as an alternative to the ...
and Joseph Samuel have listed eleven distinct statements that can be called Mach principles, labelled ''Mach0'' through ''Mach10''. Though their list is not necessarily exhaustive, it does give a flavor for the variety possible. * ''Mach0'': The universe, as represented by the average motion of distant galaxies, does not appear to rotate relative to local inertial frames. * ''Mach1'': Newton's
gravitational constant The gravitational constant (also known as the universal gravitational constant, the Newtonian constant of gravitation, or the Cavendish gravitational constant), denoted by the capital letter , is an empirical physical constant involved in ...
''G'' is a dynamical field. * ''Mach2'': An isolated body in otherwise empty space has no inertia. * ''Mach3'': Local inertial frames are affected by the cosmic motion and distribution of matter. * ''Mach4'': The universe is spatially closed. * ''Mach5'': The total energy, angular and linear momentum of the universe are zero. * ''Mach6'': Inertial mass is affected by the global distribution of matter. * ''Mach7'': If you take away all matter, there is no more space. * ''Mach8'': \Omega\ \stackrel\ 4 \pi \rho G T^2 is a definite number, of order unity, where \rho is the mean density of matter in the universe, and T is the
Hubble time Hubble's law, also known as the Hubble–Lemaître law, is the observation in physical cosmology that galaxies are moving away from Earth at speeds proportional to their distance. In other words, the farther they are, the faster they are moving a ...
. * ''Mach9'': The theory contains no absolute elements. * ''Mach10'': Overall rigid rotations and translations of a system are unobservable.


Experimental verification

In 1963, based on relativistic theories of gravity, James C. Keith proposed a high-speed rotor experiment suitable for testing the validity of Mach's principle. First laboratory investigations in the early 1970s seem to confirm Keith's predictions.Johan K. Fremerey, "A second look at experimental data suggesting gravity speed can be derived from laboratory observations" Research Gate, November 2015
/ref>


See also

* * * * * * * * *


References


Further reading

* * This textbook, among other writings by Sciama, helped revive interest in Mach's principle. * *


External links


Ernst Mach, ''The Science of Mechanics''
(tr. 1893) at Archive.org
"Mach's Principle"
(1995) from Einstein Studies vol. 6 (13MB PDF) * (originally published in Italian as Gasco E. "Il contributo di mach sull'origine dell'inerzia.
Quaderni di Storia della Fisica
2004.) {{relativity Theories of gravity Gravity Principles Rotation Philosophy of astronomy Thought experiments in physics