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As a literary device or artistic form, an allegory is a
narrative A narrative, story, or tale is any account of a series of related events or experiences, whether nonfictional ( memoir, biography, news report, documentary, travelogue, etc.) or fictional ( fairy tale, fable, legend, thriller, novel, etc ...
or visual representation in which a character, place, or event can be interpreted to represent a hidden meaning with moral or political significance. Authors have used allegory throughout history in all forms of art to illustrate or convey complex ideas and concepts in ways that are comprehensible or striking to its viewers, readers, or listeners. Writers and speakers typically use allegories to convey (semi-)hidden or complex meanings through
symbolic Symbolic may refer to: * Symbol, something that represents an idea, a process, or a physical entity Mathematics, logic, and computing * Symbolic computation, a scientific area concerned with computing with mathematical formulas * Symbolic dynam ...
figures, actions, imagery, or events, which together create the moral, spiritual, or political meaning the author wishes to convey. Many allegories use personification of abstract concepts.


Etymology

First attested in English in 1382, the word ''allegory'' comes from
Latin Latin (, or , ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally a dialect spoken in the lower Tiber area (then known as Latium) around present-day Rome, but through ...
''allegoria'', the latinisation of the Greek ἀλληγορία (''allegoría''), "veiled language, figurative", which in turn comes from both ἄλλος (''allos''), "another, different" and ἀγορεύω (''agoreuo''), "to harangue, to speak in the assembly", which originates from ἀγορά (''agora''), "assembly".


Types

Northrop Frye Herman Northrop Frye (July 14, 1912 – January 23, 1991) was a Canadian literary critic and literary theorist, considered one of the most influential of the 20th century. Frye gained international fame with his first book, '' Fearful Symm ...
discussed what he termed a "continuum of allegory", a spectrum that ranges from what he termed the "naive allegory" of the likes of '' The Faerie Queene'', to the more private allegories of modern paradox literature. In this perspective, the characters in a "naive" allegory are not fully three-dimensional, for each aspect of their individual personalities and of the events that befall them embodies some moral quality or other abstraction; the author has selected the allegory first, and the details merely flesh it out.


Classical allegory

The origins of allegory can be traced at least back to Homer in his "quasi-allegorical" use of personifications of, e.g., Terror (Deimos) and Fear (Phobos) at Il. 115 f. The title of "first allegorist," however, is usually awarded to whoever was the earliest to put forth allegorical interpretations of Homer. This approach leads to two possible answers: Theagenes of Rhegium (whom Porphyry calls the "first allegorist," Porph. Quaest. Hom. 1.240.14-241.12 Schrad.) or Pherecydes of Syros, both of whom are presumed to be active in the 6th century B.C.E., though Pherecydes is earlier and as he is often presumed to be the first writer of prose. The debate is complex, since it demands we observe the distinction between two often conflated uses of the Greek verb "allēgoreīn," which can mean both "to speak allegorically" and "to interpret allegorically." In the case of "interpreting allegorically," Theagenes appears to be our earliest example. Presumably in response to proto-philosophical moral critiques of Homer (e.g. Xenophanes fr. 11 Diels-Kranz ), Theagenes proposed symbolic interpretations whereby the Gods of the Iliad actually stood for physical elements. So, Hephestus represents Fire, for instance (for which see fr. A2 in Diels-Kranz ). Some scholars, however, argue that Pherecydes cosmogonic writings anticipated Theagenes allegorical work, illustrated especially by his early placement of Time (Chronos) in his genealogy of the gods, which is thought to be a reinterpretation of the titan Kronos, from more traditional genealogies. In classical literature two of the best-known allegories are the Cave in Plato's '' The Republic'' (Book VII) and the story of the stomach and its members in the speech of Menenius Agrippa (
Livy Titus Livius (; 59 BC – AD 17), known in English as Livy ( ), was a Roman historian. He wrote a monumental history of Rome and the Roman people, titled , covering the period from the earliest legends of Rome before the traditional founding in ...
ii. 32). Among the best-known examples of allegory,
Plato Plato ( ; grc-gre, Πλάτων ; 428/427 or 424/423 – 348/347 BC) was a Greek philosopher born in Athens during the Classical period in Ancient Greece. He founded the Platonist school of thought and the Academy, the first institution ...
's Allegory of the Cave, forms a part of his larger work '' The Republic.'' In this allegory, Plato describes a group of people who have lived chained in a cave all of their lives, facing a blank wall (514a–b). The people watch shadows projected on the wall by things passing in front of a fire behind them and begin to ascribe forms to these shadows, using language to identify their world (514c–515a). According to the allegory, the shadows are as close as the prisoners get to viewing reality, until one of them finds his way into the outside world where he sees the actual objects that produced the shadows. He tries to tell the people in the cave of his discovery, but they do not believe him and vehemently resist his efforts to free them so they can see for themselves (516e–518a). This allegory is, on a basic level, about a philosopher who upon finding greater knowledge outside the cave of human understanding, seeks to share it as is his duty, and the foolishness of those who would ignore him because they think themselves educated enough. In Late Antiquity Martianus Capella organized all the information a fifth-century upper-class male needed to know into an allegory of the wedding of Mercury and ''Philologia,'' with the seven
liberal arts Liberal arts education (from Latin Latin (, or , ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally a dialect spoken in the lower Tiber area (then known as La ...
the young man needed to know as guests. Also the Neoplatonic philosophy developed a type of allegorical reading of Homer and Plato.


Biblical allegory

Other early allegories are found in the
Hebrew Bible The Hebrew Bible or Tanakh (;"Tanach"
'' Psalm 80 of the
Vine A vine (Latin ''vīnea'' "grapevine", "vineyard", from ''vīnum'' "wine") is any plant with a growth habit of trailing or scandent (that is, climbing) stems, lianas or runners. The word ''vine'' can also refer to such stems or runners themsel ...
and its impressive spread and growth, representing Israel's conquest and peopling of the Promised Land. Also allegorical is Ezekiel 16 and 17, wherein the capture of that same vine by the mighty Eagle represents Israel's exile to Babylon. Allegorical interpretation of the Bible was a common early Christian practice and continues. For example, the recently re-discovered Fourth Commentary on the Gospels by Fortunatianus of Aquileia has a comment by its English translator: "The principal characteristic of Fortunatianus’ exegesis is a figurative approach, relying on a set of concepts associated with key terms in order to create an allegorical decoding of the text."


Medieval allegory

Allegory has an ability to freeze the temporality of a story, while infusing it with a spiritual context. Mediaeval thinking accepted allegory as having a ''reality'' underlying any rhetorical or fictional uses. The allegory was as true as the facts of surface appearances. Thus, the Papal Bull '' Unam Sanctam'' (1302) presents themes of the unity of
Christendom Christendom historically refers to the Christian states, Christian-majority countries and the countries in which Christianity dominates, prevails,SeMerriam-Webster.com : dictionary, "Christendom"/ref> or is culturally or historically intertwin ...
with the pope as its head in which the allegorical details of the metaphors are adduced as facts on which is based a demonstration with the vocabulary of logic: "''Therefore'' of this one and only Church there is one body and one head—not two heads as if it were a monster... If, then, the Greeks or others say that they were not committed to the care of Peter and his successors, they ''necessarily'' confess that they are not of the sheep of Christ." This text also demonstrates the frequent use of allegory in religious texts during the Mediaeval Period, following the tradition and example of the Bible. In the late 15th century, the enigmatic '' Hypnerotomachia'', with its elaborate woodcut illustrations, shows the influence of themed pageants and masques on contemporary allegorical representation, as humanist dialectic conveyed them. The denial of medieval allegory as found in the 12th-century works of Hugh of St Victor and
Edward Topsell Edward Topsell (''circa'' 1572 – 1625) was an English cleric and author best remembered for his bestiary. Topsell was born and educated in Sevenoaks, Kent. He attended Christ's College, Cambridge, earned his B.A. and probably an M.A., as well, ...
's ''Historie of Foure-footed Beastes'' (London, 1607, 1653) and its replacement in the study of nature with methods of categorisation and mathematics by such figures as naturalist John Ray and the astronomer Galileo is thought to mark the beginnings of early modern science.


Modern allegory

Since meaningful stories are nearly always applicable to larger issues, allegories may be read into many stories which the author may not have recognised. This is allegoresis, or the act of reading a story as an allegory. Examples of allegory in popular culture that may or may not have been intended include the works of Bertolt Brecht, and even some works of science fiction and fantasy, such as '' The Chronicles of Narnia'' by
C. S. Lewis Clive Staples Lewis (29 November 1898 – 22 November 1963) was a British writer and Anglican lay theologian. He held academic positions in English literature at both Oxford University (Magdalen College, 1925–1954) and Cambridge Univer ...
. The story of the apple falling onto
Isaac Newton Sir Isaac Newton (25 December 1642 – 20 March 1726/27) was an English mathematician, physicist, astronomer, alchemist, Theology, theologian, and author (described in his time as a "natural philosophy, natural philosopher"), widely ...
's head is another famous allegory. It simplified the idea of gravity by depicting a simple way it was supposedly discovered. It also made the scientific revelation well known by condensing the theory into a short tale.


Poetry and fiction

While allegoresis may make discovery of allegory in any work, not every resonant work of modern fiction is allegorical, and some are clearly not intended to be viewed this way. According to Henry Littlefield's 1964 article, L. Frank Baum's '' The Wonderful Wizard of Oz'', may be readily understood as a plot-driven fantasy narrative in an extended fable with talking animals and broadly sketched characters, intended to discuss the politics of the time. Yet,
George MacDonald George MacDonald (10 December 1824 – 18 September 1905) was a Scottish author, poet and Christian Congregational minister. He was a pioneering figure in the field of modern fantasy literature and the mentor of fellow writer Lewis Carroll ...
emphasised in 1893 that "A fairy tale is not an allegory." J. R. R. Tolkien's ''
The Lord of the Rings ''The Lord of the Rings'' is an epic high-fantasy novel by English author and scholar J. R. R. Tolkien. Set in Middle-earth, intended to be Earth at some time in the distant past, the story began as a sequel to Tolkien's 1937 children's bo ...
'' is another example of a well-known work mistakenly perceived as allegorical, as the author himself once stated, "...I cordially dislike allegory in all its manifestations, and always have done so since I grew old and wary enough to detect its presence. I much prefer history – true or feigned – with its varied applicability to the thought and experience of readers. I think that many confuse applicability with allegory, but the one resides in the freedom of the reader, and the other in the purposed domination of the author." Tolkien specifically resented the suggestion that the book's
One Ring The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story ''The Hobbit'' (1937) as a magic ring that grants the ...
, which gives overwhelming power to those possessing it, was intended as an allegory of nuclear weapons. He noted that, had that been his intention, the book would not have ended with the Ring being destroyed but rather with an arms race in which various powers would try to obtain such a Ring for themselves. Then Tolkien went on to outline an alternative plot for "Lord of The Rings", as it would have been written had such an allegory been intended, and which would have made the book into a dystopia. While all this does not mean Tolkien's works may not be treated as having allegorical themes, especially when reinterpreted through postmodern sensibilities, it at least suggests that none were conscious in his writings. This further reinforces the idea of forced allegoresis, as allegory is often a matter of interpretation and only sometimes of original artistic intention. Like allegorical stories, allegorical poetry has two meanings – a literal meaning and a symbolic meaning. Some unique specimens of allegory can be found in the following works: * Edmund Spenser – '' The Faerie Queene'': The several knights in the poem actually stand for several virtues. *
William Shakespeare William Shakespeare ( 26 April 1564 – 23 April 1616) was an English playwright, poet and actor. He is widely regarded as the greatest writer in the English language and the world's pre-eminent dramatist. He is often called England's nation ...
– '' The Tempest'': an allegory of the civilisation/barbarism binary as it pertains to colonialism * John Bunyan – '' The Pilgrim's Progress'': The journey of the protagonists Christian and Evangelist symbolises the ascension of the soul from earth to Heaven. *
Nathaniel Hawthorne Nathaniel Hawthorne (July 4, 1804 – May 19, 1864) was an American novelist and short story writer. His works often focus on history, morality, and religion. He was born in 1804 in Salem, Massachusetts, from a family long associated with that t ...
– ''
Young Goodman Brown "Young Goodman Brown" is a short story published in 1835 by American writer Nathaniel Hawthorne. The story takes place in 17th-century Puritan New England, a common setting for Hawthorne's works, and addresses the Calvinist/Puritan belief that all ...
'': The Devil's Staff symbolises defiance of God. The characters' names, such as ''Goodman'' and ''Faith'', ironically serve as paradox in the conclusion of the story. *
Nathaniel Hawthorne Nathaniel Hawthorne (July 4, 1804 – May 19, 1864) was an American novelist and short story writer. His works often focus on history, morality, and religion. He was born in 1804 in Salem, Massachusetts, from a family long associated with that t ...
– ''
The Scarlet Letter ''The Scarlet Letter: A Romance'' is a work of historical fiction by American author Nathaniel Hawthorne, published in 1850. Set in the Puritan Massachusetts Bay Colony during the years 1642 to 1649, the novel tells the story of Hester Prynne ...
'': The letter represents self-reliance from America's Puritan and conformity. * George Orwell – '' Animal Farm'': The pigs stand for political figures of the Russian Revolution. *
László Krasznahorkai László Krasznahorkai (; born 5 January 1954) is a Hungarian novelist and screenwriter known for difficult and demanding novels, often labeled postmodern, with dystopian and melancholic themes. Several of his works, including his novels '' S ...
- '' The Melancholy of Resistance'' and the film '' Werckmeister Harmonies'': It uses a circus to describe an occupying dysfunctional government. *
Edgar Allan Poe Edgar Allan Poe (; Edgar Poe; January 19, 1809 – October 7, 1849) was an American writer, poet, editor, and literary critic. Poe is best known for his poetry and short stories, particularly his tales of mystery and the macabre. He is wid ...
– ''
The Masque of the Red Death "The Masque of the Red Death" (originally published as "The Mask of the Red Death: A Fantasy") is a short story by American writer Edgar Allan Poe, first published in 1842. The story follows Prince Prospero's attempts to avoid a dangerous plag ...
'': The story can be read as an allegory for humans' inability to escape death. * Arthur Miller – '' The Crucible'': The Salem witch trials are thought to be an allegory for McCarthyism and the blacklisting of Communists in the
United States of America The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territo ...
. * Shel Silverstein – '' The Giving Tree'': The book has been described as an allegory about relationships; between parents and children, between romantic partners, or between humans and the environment.


Art

Some elaborate and successful specimens of allegory are to be found in the following works, arranged in approximate chronological order: * Ambrogio Lorenzetti – '' Allegoria del Buono e Cattivo Governo e loro Effetti in Città e Campagna'' (c. 1338–1339) * Sandro Botticelli – '' Primavera'' (c. 1482) * Albrecht Dürer – '' Melencolia I'' (1514) * Bronzino – '' Venus, Cupid, Folly and Time'' (c. 1545) * The English School's – ''"Allegory of Queen Elizabeth"'' (c. 1610) *
Artemisia Gentileschi Artemisia Lomi or Artemisia Gentileschi (, ; 8 July 1593) was an Italian Baroque painter. Gentileschi is considered among the most accomplished seventeenth-century artists, initially working in the style of Caravaggio. She was producing profess ...
– ''
Allegory of Inclination ''Allegory of Inclination'' is a 1615-1617 oil on canvas painting by Artemisia Gentileschi on the ceiling of the Galleria in the Casa Buonarroti, in Florence. The painting depicts a young nude female seated in the heavens holding a compass. Her li ...
'' (c. 1620), ''An Allegory of Peace and the Arts under the English Crown'' (1638); '' Self-Portrait as the Allegory of Painting'' (c. 1638–39) * The ''
Feast of Herod with the Beheading of St John the Baptist The ''Feast of Herod with the Beheading of St John the Baptist'' is a large painting by the Silesian artist Bartholomeus Strobel the Younger (1591 – about 1650) which is now displayed in the Museo del Prado in Madrid. In oil on canvas, it m ...
'' by Bartholomeus Strobel is also an allegory of Europe in the time of the Thirty Years War, with portraits of many leading political and military figures. * Jan Vermeer – '' Allegory of Painting'' (c. 1666) *Fernand Le Quesne - '' Allégorie de la publicité'' * Jean-Léon Gérôme – ''
Truth Coming Out of Her Well ''La Vérité sortant du puits armée de son martinet pour châtier l'humanité'' (English: ''Truth coming from the well armed with her whip to chastise mankind'') is an 1896 painting by the French artist Jean-Léon Gérôme. Overview Beginning i ...
'' (1896) * Graydon Parrish – ''
The Cycle of Terror and Tragedy ''The Cycle of Terror and Tragedy'' is a painting by Graydon Parrish. History In 2002, Douglas Hyland, the director of the New Britain Museum of American Art, approached Graydon Parrish to create an allegorical tribute to victims of the Septemb ...
'' (2006) *Many statues of Lady Justice: "Such visual representations have raised the question why so many allegories in the history of art, pertaining occupations once reserved for men only, are of female sex." Cäcilia Rentmeister: The Muses, Banned From Their Occupations: Why Are There So Many Allegories Female
English summary from Kvinnovetenskaplig Tidskrift, Nr.4. 1981, Lund, Sweden as PDF. Retrieved 10.July 2011
Original Version in German: ''Berufsverbot für die Musen. Warum sind so viele Allegorien weiblich?'' In: Ästhetik und Kommunikation, Nr. 25/1976, S. 92–112. Langfassung in: Frauen und Wissenschaft. Beiträge zur Berliner Sommeruniversität für Frauen, Juli 1976, Berlin 1977, S.258–297. With illustrations
Full Texts Online: Cäcilia (Cillie) Rentmeister: publications
/ref> * Damien Hirst''Verity'' (2012)


Gallery

File:Melencolia I (Durero).jpg, Albrecht Dürer, '' Melencolia I'' (1514): Unused tools, an hourglass, an empty scale surround a female personification, with other esoteric and exoteric symbols. File:Angelo Bronzino - Venus, Cupid, Folly and Time - National Gallery, London.jpg, Bronzino, '' Venus, Cupid, Folly and Time'' (c. 1545): The deities of love are surrounded by personifications of (probably) Time (a bald, man with angry eyes), Folly (the young woman-demon on the right, possibly also so old woman on the left), and others. File:Titian - Allegorie der Zeit.jpg, Titian, '' Allegory of Prudence'' (c. 1565–1570): The three human heads symbolise past, present and future, the characterisation of which is furthered by the triple-headed beast (wolf, lion, dog), girded by the body of a big snake. File:Elizabeth-I-Allegorical-Po.jpg, The English School's ''Allegory of Queen Elizabeth'' (c. 1610), with
Father Time Father Time is a personification of time. In recent centuries he is usually depicted as an elderly bearded man, sometimes with wings, dressed in a robe and carrying a scythe and an hourglass or other timekeeping device. As an image, "Father Ti ...
at her right and
Death Death is the irreversible cessation of all biological functions that sustain an organism. For organisms with a brain, death can also be defined as the irreversible cessation of functioning of the whole brain, including brainstem, and brain ...
looking over her left shoulder. Two cherubs are removing the weighty crown from her tired head. File:Self-Portrait as the Allegory of Painting (La Pittura) - Artemisia Gentileschi.jpg,
Artemisia Gentileschi Artemisia Lomi or Artemisia Gentileschi (, ; 8 July 1593) was an Italian Baroque painter. Gentileschi is considered among the most accomplished seventeenth-century artists, initially working in the style of Caravaggio. She was producing profess ...
, '' Self-Portrait as the Allegory of Painting'' (c. 1638–39) File:Jan Vermeer - The Art of Painting - Google Art Project.jpg, Jan Vermeer, ''
The Art of Painting ''The Art of Painting'' (Dutch: ''Allegorie op de schilderkunst''), also known as ''The Allegory of Painting'', or ''Painter in his Studio'', is a 17th-century oil on canvas painting by Dutch painter Johannes Vermeer. It is owned by the Austr ...
'' (c. 1666): Painting is shown as related to history and politics, the young woman being Clio, the muse of history, and other symbols for the political and religious division of the Netherlands appearing. File:Kessel, Jan van Sr. - Allegory of Hearing.JPG, Jan van Kessel, ''Allegory of Hearing'' (17th century): Diverse sources of sound, especially instruments serve as allegorical symbols. File:August bouttats-españa triunfante.jpg, Flemish August Bouttats, ''Allegory of Triumphant Spain with immaculist banner'', ca. 1682, cover of ''Triumphant Spain and the laureate church all over the world by the patronage of Holy Mary'', Collection: Hispanic Society of America


See also

*
Allegorical interpretations of Plato Many interpreters of Plato held that his writings contain passages with double meanings, called allegories, symbols, or myths, that give the dialogues layers of figurative meaning in addition to their usual literal meaning. These allegorical ...
* Allegorical interpretation of the Bible * Allegory in Renaissance literature * Allegorical sculpture *
Cultural depictions of Philip II of Spain Philip II of Spain has inspired artistic and cultural works for over four centuries, as the most powerful ruler in the Europe of his day, and subsequently a central figure in the " Black Legend" of Spanish power. The following list covers representa ...
* Diwan (poetry) *
Freemasonry Freemasonry or Masonry refers to fraternal organisations that trace their origins to the local guilds of stonemasons that, from the end of the 13th century, regulated the qualifications of stonemasons and their interaction with authorities ...
("a system of morality veiled in allegory and illustrated by symbols.") * Parable *
Semiotics Semiotics (also called semiotic studies) is the systematic study of sign processes ( semiosis) and meaning making. Semiosis is any activity, conduct, or process that involves signs, where a sign is defined as anything that communicates something ...
*
Theagenes of Rhegium Theagenes of Rhegium (, ''Theagenēs ho Rhēginos''; ''fl.'' 529–522 BC) was a Greek literary critic of the 6th century BC. Born in Rhegium (modern Reggio Calabria), he is noted for having defended the mythology of Homer from more rationalist att ...


References


Further reading

*
Frye, Northrop Herman Northrop Frye (July 14, 1912 – January 23, 1991) was a Canadian literary critic and literary theorist, considered one of the most influential of the 20th century. Frye gained international fame with his first book, '' Fearful Symmet ...
(1957) '' Anatomy of Criticism''. *Fletcher, Angus (1964) ''Allegory: The Theory of a Symbolic Mode''. * Foucault, Michel (1966) '' The Order of Things''. *


External links


''Dictionary of the History of Ideas'':
Allegory in Literary history

Roman definitions of ''allegoria'' and interpreting Vergil's ''
Eclogue An eclogue is a poem in a classical style on a pastoral subject. Poems in the genre are sometimes also called bucolics. Overview The form of the word ''eclogue'' in contemporary English developed from Middle English , which came from Latin , wh ...
s''.
''What is an Allegory?''
Introduction to Allegory {{Authority control Rhetorical techniques Narrative techniques Poetic devices