Shell-and-tube Heat Exchanger
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A shell-and-tube heat exchanger is a class of
heat exchanger A heat exchanger is a system used to transfer heat between a source and a working fluid. Heat exchangers are used in both cooling and heating processes. The fluids may be separated by a solid wall to prevent mixing or they may be in direct contac ...
designs. It is the most common type of heat exchanger in oil refineries and other large chemical processes, and is suited for higher-pressure applications. As its name implies, this type of heat exchanger consists of a shell (a large
pressure vessel A pressure vessel is a container designed to hold gases or liquids at a pressure substantially different from the ambient pressure. Construction methods and materials may be chosen to suit the pressure application, and will depend on the size o ...
) with a bundle of tubes inside it. One fluid runs through the tubes, and another fluid flows over the tubes (through the shell) to transfer heat between the two fluids. The set of tubes is called a tube bundle, and may be composed of several types of tubes: plain, longitudinally finned, etc.


Theory and application

Two fluids, of different starting temperatures, flow through the heat exchanger. One flows through all the tubes in parallel and the other flows outside the tubes, but inside the shell, typically in counterflow. Heat is transferred from one fluid to the other through the tube walls, either from tube side to shell side or vice versa. Cross-baffles can be used to force the shell fluid to flow perpendicularly across the tubes to develop a more turbulent flow, increasing the heat-transfer coefficient. The fluids can be either
liquid Liquid is a state of matter with a definite volume but no fixed shape. Liquids adapt to the shape of their container and are nearly incompressible, maintaining their volume even under pressure. The density of a liquid is usually close to th ...
s or gases on either the shell or the tube side. In order to transfer heat efficiently, a large
heat transfer Heat transfer is a discipline of thermal engineering that concerns the generation, use, conversion, and exchange of thermal energy (heat) between physical systems. Heat transfer is classified into various mechanisms, such as thermal conduction, ...
area should be used, leading to the use of many tubes. In this way,
waste heat Waste heat is heat that is produced by a machine, or other process that uses energy, as a byproduct of doing work. All such processes give off some waste heat as a fundamental result of the laws of thermodynamics. Waste heat has lower utility ...
can be put to use. This is an efficient way to conserve energy. Heat exchangers with only one
phase Phase or phases may refer to: Science *State of matter, or phase, one of the distinct forms in which matter can exist *Phase (matter), a region of space throughout which all physical properties are essentially uniform *Phase space, a mathematica ...
(liquid or gas) on each side can be called one-phase or single-phase heat exchangers. Two-phase heat exchangers can be used to heat a liquid to boil it into a gas (vapor), sometimes called
boiler A boiler is a closed vessel in which fluid (generally water) is heated. The fluid does not necessarily boil. The heated or vaporized fluid exits the boiler for use in various processes or heating applications, including water heating, centra ...
s, or to cool the vapors and condense it into a liquid (called condensers), with the phase change usually occurring on the shell side. Boilers in steam engine
locomotive A locomotive is a rail transport, rail vehicle that provides the motive power for a train. Traditionally, locomotives pulled trains from the front. However, Push–pull train, push–pull operation has become common, and in the pursuit for ...
s are typically large, usually cylindrically-shaped shell-and-tube heat exchangers. In large
power plant A power station, also referred to as a power plant and sometimes generating station or generating plant, is an industrial facility for the electricity generation, generation of electric power. Power stations are generally connected to an electr ...
s with steam-driven
turbine A turbine ( or ) (from the Greek , ''tyrbē'', or Latin ''turbo'', meaning vortex) is a rotary mechanical device that extracts energy from a fluid flow and converts it into useful work. The work produced can be used for generating electrical ...
s, shell-and-tube
surface condenser A surface condenser is a water-cooled shell and tube heat exchanger installed to condense exhaust steam from a steam turbine in thermal power stations. These Condenser (heat transfer), condensers are heat exchangers which convert steam from its g ...
s are used to condense the exhaust
steam Steam is water vapor, often mixed with air or an aerosol of liquid water droplets. This may occur due to evaporation or due to boiling, where heat is applied until water reaches the enthalpy of vaporization. Saturated or superheated steam is inv ...
exiting the turbine into condensate
water Water is an inorganic compound with the chemical formula . It is a transparent, tasteless, odorless, and Color of water, nearly colorless chemical substance. It is the main constituent of Earth's hydrosphere and the fluids of all known liv ...
which is recycled back to be turned into steam in the steam generator. They are also used in liquid-cooled
chiller A chiller is a machine that removes heat from a liquid coolant via a vapor-compression refrigeration, vapor-compression, adsorption refrigeration, or absorption refrigerator, absorption refrigeration cycles. This liquid can then be circulated th ...
s for transferring heat between the
refrigerant A refrigerant is a working fluid used in the cooling, heating, or reverse cooling/heating cycles of air conditioning systems and heat pumps, where they undergo a repeated phase transition from a liquid to a gas and back again. Refrigerants are ...
and the water in both the
evaporator An evaporator is a type of heat exchanger device that facilitates evaporation by utilizing conductive and convective heat transfer, which provides the necessary thermal energy for phase transition from liquid to vapour. Within evaporators, a ci ...
and condenser, and in air-cooled chillers for only the evaporator.


Shell and tube heat exchanger design

There can be many variations on the shell-and tube-design. Typically, the ends of each tube are connected to plenums (sometimes called water boxes) through holes in tubesheets. The tubes may be straight or bent in the shape of a U, called U-tubes. In nuclear power plants called
pressurized water reactor A pressurized water reactor (PWR) is a type of light-water nuclear reactor. PWRs constitute the large majority of the world's nuclear power plants (with notable exceptions being the UK, Japan, India and Canada). In a PWR, water is used both as ...
s, large heat exchangers called
steam generators A steam generator is a form of low water-content boiler (steam generator), boiler, similar to a flash steam boiler. The usual construction is as a spiral coil of water-tube boiler, water-tube, arranged as a single, or monotube boiler, monotube, c ...
are two-phase, shell-and-tube heat exchangers which typically have U-tubes. They are used to boil water recycled from a surface condenser into steam to drive a
turbine A turbine ( or ) (from the Greek , ''tyrbē'', or Latin ''turbo'', meaning vortex) is a rotary mechanical device that extracts energy from a fluid flow and converts it into useful work. The work produced can be used for generating electrical ...
to produce power. Most shell-and-tube heat exchangers are either 1, 2, or 4 pass designs on the tube side. This refers to the number of times the fluid in the tubes passes through the fluid in the shell. In a single pass heat exchanger, the fluid goes in one end of each tube and out the other. Surface condensers in power plants are often 1-pass straight-tube heat exchangers (see
surface condenser A surface condenser is a water-cooled shell and tube heat exchanger installed to condense exhaust steam from a steam turbine in thermal power stations. These Condenser (heat transfer), condensers are heat exchangers which convert steam from its g ...
for diagram). Two and four pass designs are common because the fluid can enter and exit on the same side. This makes construction much simpler. There are often baffles directing flow through the shell side so the fluid does not take a short cut through the shell side leaving ineffective low flow volumes. These are generally attached to the tube bundle rather than the shell in order that the bundle is still removable for maintenance. Countercurrent heat exchangers are most efficient because they allow the highest log mean temperature difference between the hot and cold streams. Many companies however do not use two pass heat exchangers with a u-tube because they can break easily in addition to being more expensive to build. Often multiple heat exchangers can be used to simulate the countercurrent flow of a single large exchanger.


Selection of tube material

To be able to transfer heat well, the tube material should have good
thermal conductivity The thermal conductivity of a material is a measure of its ability to heat conduction, conduct heat. It is commonly denoted by k, \lambda, or \kappa and is measured in W·m−1·K−1. Heat transfer occurs at a lower rate in materials of low ...
. Because heat is transferred from a hot to a cold side through the tubes, there is a
temperature Temperature is a physical quantity that quantitatively expresses the attribute of hotness or coldness. Temperature is measurement, measured with a thermometer. It reflects the average kinetic energy of the vibrating and colliding atoms making ...
difference through the width of the tubes. Because of the tendency of the tube material to thermally expand differently at various temperatures,
thermal stress In mechanics and thermodynamics, thermal stress is mechanical stress created by any change in temperature Temperature is a physical quantity that quantitatively expresses the attribute of hotness or coldness. Temperature is measurement, m ...
es occur during operation. This is in addition to any stress from high
pressure Pressure (symbol: ''p'' or ''P'') is the force applied perpendicular to the surface of an object per unit area over which that force is distributed. Gauge pressure (also spelled ''gage'' pressure)The preferred spelling varies by country and eve ...
s from the fluids themselves. The tube material also should be compatible with both the shell-and-tube side fluids for long periods under the operating conditions (
temperatures Temperature is a physical quantity that quantitatively expresses the attribute of hotness or coldness. Temperature is measured with a thermometer. It reflects the average kinetic energy of the vibrating and colliding atoms making up a subst ...
, pressures, pH, etc.) to minimize deterioration such as
corrosion Corrosion is a natural process that converts a refined metal into a more chemically stable oxide. It is the gradual deterioration of materials (usually a metal) by chemical or electrochemical reaction with their environment. Corrosion engine ...
. All of these requirements call for careful selection of strong, thermally-conductive, corrosion-resistant, high quality tube materials, typically
metal A metal () is a material that, when polished or fractured, shows a lustrous appearance, and conducts electrical resistivity and conductivity, electricity and thermal conductivity, heat relatively well. These properties are all associated wit ...
s, including
aluminium Aluminium (or aluminum in North American English) is a chemical element; it has chemical symbol, symbol Al and atomic number 13. It has a density lower than that of other common metals, about one-third that of steel. Aluminium has ...
,
copper alloy Copper alloys are metal alloys that have copper as their principal component. They have high resistance against corrosion. Of the large number of different types, the best known traditional types are bronze, where tin is a significant addition, ...
,
stainless steel Stainless steel, also known as inox, corrosion-resistant steel (CRES), or rustless steel, is an iron-based alloy that contains chromium, making it resistant to rust and corrosion. Stainless steel's resistance to corrosion comes from its chromi ...
,
carbon steel Carbon steel is a steel with carbon content from about 0.05 up to 2.1 percent by weight. The definition of carbon steel from the American Iron and Steel Institute (AISI) states: * no minimum content is specified or required for chromium, cobalt ...
, non-ferrous copper alloy,
Inconel Inconel is a nickel-chromium-based superalloy often utilized in extreme environments where components are subjected to high temperature, pressure or Mechanical load, mechanical loads. Inconel alloys are oxidation- and corrosion-resistant. When he ...
,
nickel Nickel is a chemical element; it has symbol Ni and atomic number 28. It is a silvery-white lustrous metal with a slight golden tinge. Nickel is a hard and ductile transition metal. Pure nickel is chemically reactive, but large pieces are slo ...
, Hastelloy and
titanium Titanium is a chemical element; it has symbol Ti and atomic number 22. Found in nature only as an oxide, it can be reduced to produce a lustrous transition metal with a silver color, low density, and high strength, resistant to corrosion in ...
.
Fluoropolymers A fluoropolymer is a fluorocarbon-based polymer with multiple carbon–fluorine bonds. It is characterized by a high resistance to solvents, acids, and Base (chemistry), bases. The best known fluoropolymer is polytetrafluoroethylene under the bra ...
such as
Perfluoroalkoxy alkane Perfluoroalkoxy alkanes (PFA) are fluoropolymers. They are copolymers of tetrafluoroethylene (C2F4) and perfluoroethers (C2F3ORf, where Rf is a perfluorinated group such as trifluoromethyl (CF3)). The properties of these polymers are similar ...
(PFA) and
Fluorinated ethylene propylene Fluorinated ethylene propylene (FEP) is a copolymer of hexafluoropropylene and tetrafluoroethylene. It differs from the polytetrafluoroethylene (PTFE) resins in that it is melt-processable using conventional injection molding and Plastic extrusio ...
(FEP) are also used to produce the tubing material due to their high resistance to extreme temperatures. Poor choice of tube material could result in a
leak A leak is a way (usually an opening) for fluid to escape a container or fluid-containing system, such as a Water tank, tank or a Ship, ship's Hull (watercraft), hull, through which the contents of the container can escape or outside matter can e ...
through a tube between the shell-and-tube sides causing fluid cross-contamination and possibly loss of pressure.


Applications and uses

The simple design of a shell-and-tube heat exchanger makes it an ideal cooling solution for a wide variety of applications. One of the most common applications is the cooling of
hydraulic fluid A hydraulic fluid or hydraulic liquid is the medium by which power is transferred in hydraulic machinery. Common hydraulic fluids are based on mineral oil or water. Examples of equipment that might use hydraulic fluids are excavators and backho ...
and oil in engines, transmissions and hydraulic power packs. With the right choice of materials they can also be used to cool or heat other mediums, such as swimming pool water or charge air. There are many advantages to shell-and-tube technology over plates * One of the big advantages of using a shell-and-tube heat exchanger is that they are often easy to service, particularly with models where a floating tube bundle is available.(where the tube plates are not welded to the outer shell). * The cylindrical design of the housing is extremely resistant to pressure and allows all ranges of pressure applications


Overpressure protection

In shell-and-tube heat exchangers there is a potential for a tube to rupture and for high pressure (HP) fluid to enter and over-pressurise the low pressure (LP) side of the heat exchanger. The usual configuration of exchangers is for the HP fluid to be in the tubes and for LP water, cooling or heating media to be on the shell side. There is a risk that a tube rupture could compromise the integrity of the shell and the release flammable gas or liquid, with a risk to people and financial loss. The shell of an exchanger must be protected against over-pressure by rupture discs or relief valves. The opening time of protection devices has been found to be critical for exchanger protection. Such devices are fitted directly on the shell of the exchanger and discharge into a relief system.


Tubes


Overview

Shell-and-tube heat exchangers are integral components in
thermal engineering Thermal engineering is a specialized sub-discipline of mechanical engineering that deals with the movement of heat energy and transfer. The energy can be transferred between two mediums or transformed into other forms of energy. A thermal engin ...
, primarily used for efficient heat transfer. The design and arrangement of the tubes within these exchangers are fundamental to their operation and effectiveness.Janna, William S. "Design of Fluid Thermal Systems," 4th edition. ISBN 9781285859651. The precise design and specification of tubes in shell and tube heat exchangers underscore the complexities of
thermal engineering Thermal engineering is a specialized sub-discipline of mechanical engineering that deals with the movement of heat energy and transfer. The energy can be transferred between two mediums or transformed into other forms of energy. A thermal engin ...
. Each design aspect, from material selection to tube arrangement and
fluid flow In physics, physical chemistry and engineering, fluid dynamics is a subdiscipline of fluid mechanics that describes the flow of fluids – liquids and gases. It has several subdisciplines, including (the study of air and other gases in motion ...
, plays a vital role in the exchanger's performance, showcasing the intricacies and precision required in this field.


Specification and Standards

Tubes in these exchangers, often termed as condenser tubes, are distinct from typical water tubing. They adhere to the Birmingham Wire Gage (BWG) standard, which dictates specific dimensions such as the outside diameter. For example, a 1-inch tube according to BWG will have an exact outside diameter of 1 inch.Kern, D. Q. "Process Heat Transfer," McGraw-Hill Book Co., 1950, p. 843. Detailed specifications are available in specialized references.


Materials

The tubes in shell and tube heat exchanger'

are constructed from a range of materials, selected based on factors such as thermal conductivity, mechanical strength, corrosion resistance, and compatibility with the process fluids. The selection of tube material is crucial for optimizing heat exchanger performance, ensuring durability, and preventing issues such as corrosion and fouling. Common materials used for the tubes include: Stainless Steel (e.g., 304, 316L, 904L): Stainless steel is commonly used in shell and tube heat exchangers due to its favorable combination of thermal conductivity, corrosion resistance, and mechanical strength. These alloys are suitable for a wide range of industries, including chemical, petrochemical, and food processing. Stainless steel's resistance to corrosion in both high and low temperatures makes it a popular choice. Titanium and Titanium Alloys: Titanium is highly resistant to corrosion, particularly in harsh environments such as seawater and acidic conditions. Its excellent strength-to-weight ratio and resistance to chloride stress corrosion cracking make it ideal for applications in the chemical and marine industries, where corrosion resistance is critical. Nickel Alloys (e.g., Inconel, Hastelloy): Nickel alloys are often used in high-temperature and highly corrosive environments. These materials, such as Inconel and Hastelloy, provide excellent resistance to oxidation and corrosion, making them ideal for power generation, aerospace, and chemical processing industries. Copper and Copper Alloys (e.g., CuNi, Brass): Copper and copper alloys are chosen primarily for their high thermal conductivity, which enhances heat transfer. These materials are often used in applications such as HVAC systems, refrigeration, and desalination processes, where efficient heat exchange is essential. Carbon Steel: Carbon steel is a cost-effective material commonly used in less corrosive environments. It is often selected for applications where cost is a major consideration, but protective coatings or internal linings are usually required to reduce the risk of corrosion. Aluminum: Aluminum offers good thermal conductivity and is lightweight, making it suitable for applications that require both high heat transfer rates and reduced weight, such as in certain heat recovery and aerospace applications. The choice of material for the tubes in a shell and tube heat exchanger is influenced by the operating conditions, including temperature, pressure, and the chemical nature of the fluids involved. Proper material selection helps prevent premature failure, corrosion, and inefficiency, thus ensuring the heat exchanger operates effectively throughout its service life.


Tube Arrangement

The arrangement of tubes is a crucial design aspect. They are positioned in holes drilled in tube sheets, with the spacing between holes - known as tube pitch - being a key factor for both
structural integrity ''Structural Integrity'' is a scientific book series covering the research field and technical view of the structural integrity and failure area. The series was established in 2017 and is published by Springer Science+Business Media. The editors-i ...
and efficiency. Tubes are typically organized in
square In geometry, a square is a regular polygon, regular quadrilateral. It has four straight sides of equal length and four equal angles. Squares are special cases of rectangles, which have four equal angles, and of rhombuses, which have four equal si ...
or triangular patterns, and specific layouts are detailed in engineering references.


Tube Counts

Tube count refers to the maximum number of tubes that can fit within a shell of a specific diameter without weakening the tube sheet. This aspect is crucial for ensuring the
structural integrity ''Structural Integrity'' is a scientific book series covering the research field and technical view of the structural integrity and failure area. The series was established in 2017 and is published by Springer Science+Business Media. The editors-i ...
and efficiency of the heat exchanger. Information on tube counts for various shell sizes can be found in specialized literature.
Shell and tube
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Fluid Flow

In shell and tube heat exchangers, there are two distinct fluid streams for
heat transfer Heat transfer is a discipline of thermal engineering that concerns the generation, use, conversion, and exchange of thermal energy (heat) between physical systems. Heat transfer is classified into various mechanisms, such as thermal conduction, ...
. The tube fluid circulates inside the tubes, while the shell fluid flows around them, guided by various types of baffles (e.g., segmental, helical, or disc-and-doughnut). The movement of the shell fluid, designed to enhance turbulence and heat transfer, can be arranged in different flow configurations, such as counter-current, co-current, or cross-flow. The number of passes, whether single or multiple, made by the shell and tube fluids over the heat exchange surfaces plays a key role in optimizing the exchanger's overall performance. These aspects are detailed in specialized references.


Design and construction standards

* Standards of the Tubular Exchanger Manufacturers Association (TEMA), 10th edition, 2019 * EN 13445-3 "Unfired Pressure Vessels - Part 3: Design", Section 13 (2012) * ASME Boiler and Pressure Vessel Code, Section VIII, Division 1, Part UHX


See also

*
Boiler A boiler is a closed vessel in which fluid (generally water) is heated. The fluid does not necessarily boil. The heated or vaporized fluid exits the boiler for use in various processes or heating applications, including water heating, centra ...
or
Reboiler Reboilers are heat exchangers typically used to provide heat to the bottom of industrial distillation columns. They boil the liquid from the bottom of a distillation column to generate vapors which are returned to the column to drive the distillat ...
* EJMA * Fired heater *
Fouling Fouling is the accumulation of unwanted material on solid surfaces. The fouling materials can consist of either living organisms (biofouling, organic) or a non-living substance (inorganic). Fouling is usually distinguished from other surfac ...
or
scaling Scaling may refer to: Science and technology Mathematics and physics * Scaling (geometry), a linear transformation that enlarges or diminishes objects * Scale invariance, a feature of objects or laws that do not change if scales of length, energ ...
*
Heat exchanger A heat exchanger is a system used to transfer heat between a source and a working fluid. Heat exchangers are used in both cooling and heating processes. The fluids may be separated by a solid wall to prevent mixing or they may be in direct contac ...
*
NTU method The number of transfer units (NTU) method is used to calculate the rate of heat transfer in heat exchangers (especially parallel flow, counter current, and cross-flow exchangers) when there is insufficient information to calculate the log mean ...
as an alternative to finding the LMTD * Plate and frame heat exchanger * Plate fin heat exchanger *
Pressure vessel A pressure vessel is a container designed to hold gases or liquids at a pressure substantially different from the ambient pressure. Construction methods and materials may be chosen to suit the pressure application, and will depend on the size o ...
*
Surface condenser A surface condenser is a water-cooled shell and tube heat exchanger installed to condense exhaust steam from a steam turbine in thermal power stations. These Condenser (heat transfer), condensers are heat exchangers which convert steam from its g ...


References


External links


Shell-and-Tube Heat Exchangers Construction Details Basics of Shell and Tube Exchanger DesignBasics of Industrial Heat TransferSpecifying a Liquid_Liquid Heat ExchangerShell and tube heat exchanger calculator for shellside
{{Webarchive, url=https://web.archive.org/web/20221130000836/https://www.enggcyclopedia.com/calculators/equipment-sizing/shell-tube-heat-exchanger-sizing-calculator-shellside/ , date=2022-11-30

Heat exchangers