Mongol conquest of Western Xia
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Between 1205 and 1227, the
Mongol Empire The Mongol Empire was the List of largest empires, largest contiguous empire in human history, history. Originating in present-day Mongolia in East Asia, the Mongol Empire at its height stretched from the Sea of Japan to parts of Eastern Euro ...
embarked on a series of military campaigns that ultimately led to the destruction of the Tangut-led
Western Xia The Western Xia or the Xi Xia ( zh, c=, w=Hsi1 Hsia4, p=Xī Xià), officially the Great Xia ( zh, c=大夏, w=Ta4 Hsia4, p=Dà Xià, labels=no), also known as the Tangut Empire, and known as Stein (1972), pp. 70–71. to the Tanguts ...
dynasty in northwestern China. Hoping to both to plunder and acquire vassalage,
Genghis Khan Genghis Khan (born Temüjin; August 1227), also known as Chinggis Khan, was the founder and first khan (title), khan of the Mongol Empire. After spending most of his life uniting the Mongols, Mongol tribes, he launched Mongol invasions and ...
commanded some initial raids against the Western Xia before launching a full-scale invasion in 1209. This was the first major invasion conducted by Genghis, and his first major incursion into China. The Mongols began a siege of the Western Xia capital
Yinchuan Yinchuan is the capital of the Ningxia, Ningxia Hui Autonomous Region, China, and was the capital of the Tangut people, Tangut-led Western Xia, Western Xia dynasty. It has an area of and a total population of 2,859,074 according to the 2020 C ...
that lasted nearly a year, during which the Mongols tried to divert a river to flood the city, but accidentally flooded their own camp instead. Ultimately, Emperor Xiangzong of Western Xia surrendered to the Mongols in January 1210, marking the beginning of a decade of Western Xia vassalage under the Mongols, where they provided support for the Mongol conquest of the Jin dynasty. However, when Genghis invaded the Islamic
Khwarazmian Empire The Khwarazmian Empire (), or simply Khwarazm, was a culturally Persianate society, Persianate, Sunni Muslim empire of Turkic peoples, Turkic ''mamluk'' origin. Khwarazmians ruled large parts of present-day Central Asia, Afghanistan, and Iran ...
in 1219, the Western Xia attempted to break away from Mongol vassalage and form alliances with the Jin and Song dynasties. Angered by the betrayal of the Western Xia, Genghis Khan began a second campaign against them, sending a punitive expedition into Western Xia in 1225. Genghis intended to annihilate the entire Western Xia culture: he methodically destroyed their cities and countryside, and began besieging Yinchuan in 1227. In December, near the end of the siege, Genghis Khan died of unknown causes, which has been presented by some accounts as being the result of wounds he had suffered against the Western Xia. Following Genghis's death, Yinchuan fell to the Mongols, and most of its population was massacred.


Background

The Western Xia dynasty emerged in 1038—also called "Xi Xia", the " Tangut Empire", or "Minya"—and eventually controlled what are now the northwestern provinces of
Ningxia Ningxia, officially the Ningxia Hui Autonomous Region, is an autonomous region in Northwestern China. Formerly a province, Ningxia was incorporated into Gansu in 1954 but was later separated from Gansu in 1958 and reconstituted as an autonomous ...
,
Gansu Gansu is a provinces of China, province in Northwestern China. Its capital and largest city is Lanzhou, in the southeastern part of the province. The seventh-largest administrative district by area at , Gansu lies between the Tibetan Plateau, Ti ...
, eastern
Qinghai Qinghai is an inland Provinces of China, province in Northwestern China. It is the largest provinces of China, province of China (excluding autonomous regions) by area and has the third smallest population. Its capital and largest city is Xin ...
, northern
Shaanxi Shaanxi is a Provinces of China, province in north Northwestern China. It borders the province-level divisions of Inner Mongolia to the north; Shanxi and Henan to the east; Hubei, Chongqing, and Sichuan to the south; and Gansu and Ningxia to t ...
, northeastern
Xinjiang Xinjiang,; , SASM/GNC romanization, SASM/GNC: Chinese postal romanization, previously romanized as Sinkiang, officially the Xinjiang Uygur Autonomous Region (XUAR), is an Autonomous regions of China, autonomous region of the China, People' ...
, southwest
Inner Mongolia Inner Mongolia, officially the Inner Mongolia Autonomous Region, is an Autonomous regions of China, autonomous region of China. Its border includes two-thirds of the length of China's China–Mongolia border, border with the country of Mongolia. ...
, and southernmost Outer Mongolia. A fairly small state, Western Xia struggled against its larger and more powerful neighbors, the Liao dynasty to the east and northeast, and the
Song dynasty The Song dynasty ( ) was an Dynasties of China, imperial dynasty of China that ruled from 960 to 1279. The dynasty was founded by Emperor Taizu of Song, who usurped the throne of the Later Zhou dynasty and went on to conquer the rest of the Fiv ...
to the southeast. When the Jin dynasty emerged in 1115 and displaced the Liao, Western Xia eventually accepted vassal status to the new Jin empire. Aiding Jin in their wars against the Song, Western Xia gained thousands of square miles of former Song territory. However, over many years the relations between Western Xia and Jin gradually declined. Upon the death of its fourth ruler, Emperor Renzong, Emperor Huanzong took the throne and Western Xia's power began to fail. Though militarily inferior to neighboring Jin, the Western Xia still exerted a significant influence upon the northern
steppe In physical geography, a steppe () is an ecoregion characterized by grassland plains without closed forests except near rivers and lakes. Steppe biomes may include: * the montane grasslands and shrublands biome * the tropical and subtropica ...
s. The state often welcomed deposed Kerait leaders because of close trade connections to the steppes and because of the possibility of using the refugees as pawns in the Mongolian Plateau.May 2012, pg. 1211 In the late 1190s and early 1200s, Temüjin, soon to be
Genghis Khan Genghis Khan (born Temüjin; August 1227), also known as Chinggis Khan, was the founder and first khan (title), khan of the Mongol Empire. After spending most of his life uniting the Mongols, Mongol tribes, he launched Mongol invasions and ...
, began consolidating his power in Mongolia. Following the death of the
Keraites The Keraites (also ''Kerait, Kereit, Khereid'', Kazakh: керейт; Kyrgyz: керей; Mongolian: Хэрэйд; Nogai: Кереит; Uzbek: ''Kerait''; Chinese: 克烈) were one of the five dominant Turco-Mongol tribal confederations ...
leader Ong Khan to Temüjin's emerging
Mongol Empire The Mongol Empire was the List of largest empires, largest contiguous empire in human history, history. Originating in present-day Mongolia in East Asia, the Mongol Empire at its height stretched from the Sea of Japan to parts of Eastern Euro ...
in 1203, Keriat leader Nilqa Senggum led a small band of followers into Western Xia. However, after his adherents took to plundering the locals, Nilqa Senggum was expelled from Western Xia territory.


Preliminary raids

Using his rival Nilga Senggum's temporary refuge in Western Xia as a pretext, Temüjin launched a raid against the state in 1205 in the Edsin region. The Mongols plundered border settlements and one local Western Xia noble accepted Mongol supremacy. During a raid on Ganzhou (present-day Zhangye), the Mongols captured the son of the city's commander. This young boy joined Mongol service and took a Mongol name, Chagaan, and eventually rose through the ranks to become commander of Temüjin's personal guard. The next year, 1206, Temüjin was formally proclaimed Genghis Khan, ruler of all the Mongols, marking the official start of the Mongol Empire, while Li Anquan killed Huanzong of Western Xia in a coup d'état and installed himself as Emperor Xiangzong. In 1207, Genghis led another raid into Western Xia, invading the
Ordos Plateau The Ordos Plateau, also known as the Ordos Basin or simply the Ordos, is a highland sedimentary basin in parts of most Northern China with an elevation of , and consisting mostly of land enclosed by the Ordos Loop, a large northerly rectangular ...
and sacking Wuhai, the main garrison along the
Yellow River The Yellow River, also known as Huanghe, is the second-longest river in China and the List of rivers by length, sixth-longest river system on Earth, with an estimated length of and a Drainage basin, watershed of . Beginning in the Bayan H ...
, before withdrawing in 1208. Genghis then began preparing for a full-scale invasion. By invading Western Xia, he would gain a tribute-paying vassal, and also would take control of caravan routes along the
Silk Road The Silk Road was a network of Asian trade routes active from the second century BCE until the mid-15th century. Spanning over , it played a central role in facilitating economic, cultural, political, and religious interactions between the ...
and provide the Mongols with valuable revenue. Furthermore, from Western Xia he could launch raids into the even more wealthy Jin dynasty.


First invasion (1209–1210)

In 1209, Genghis undertook his campaign to actually conquer Western Xia. Emperor Xiangzong requested aid from the Jin dynasty, but the new Jin emperor Wanyan Yongji refused to send aid, stating that "It is to our advantage when our enemies attack each other. Wherein lies the danger to us?" After defeating a force led by Gao Lianghui outside Wulahai, Genghis captured the city and pushed up along the Yellow River, defeating several cities as he went, until he reached the fortress Kiemen which guarded the only pass through the Helan Mountains to the capital,
Yinchuan Yinchuan is the capital of the Ningxia, Ningxia Hui Autonomous Region, China, and was the capital of the Tangut people, Tangut-led Western Xia, Western Xia dynasty. It has an area of and a total population of 2,859,074 according to the 2020 C ...
. Containing an army of up to 70,000, plus 50,000 reinforcements, the fortress proved too difficult to capture, and after a two-month stand-off the Mongols feinted a retreat, luring the garrison, led by Weiming Linggong, out onto the field where it was easily destroyed. His path now open, Genghis advanced to the capital. Well fortified, Yinchuan held about 150,000 soldiers, nearly twice the size of the Mongol army.Weatherford, pg. 85 One of their first endeavors at siege warfare, the Mongols lacked the proper equipment and experience to take the city. They arrived at the city in May, but by October were still unsuccessful at breaking through. Genghis attempted to flood the capital by diverting the river and its network of irrigation canals into the city, and by January 1210 the walls of Yinchuan were nearly breached. However, the dike used to divert the river broke, and the ensuing flood wiped out the Mongol camp, forcing the Mongols to take the higher ground. Despite this setback, the Mongols still posed a threat to Western Xia, and with the state's crops destroyed and no relief coming from the Jin, Emperor Xiangzong agreed to submit to Mongol rule, demonstrating his loyalty by giving a daughter, Chaka, in marriage to Genghis and paying a tribute of camels, falcons, and textiles.


Mongol vassalage (1210–1224)

In 1210, Western Xia attacked the Jin dynasty as punishment for their refusal to aid them against the Mongols. The following year, the Mongols joined Western Xia and began a 23-year-long war against Jin. The same year Li Anquan abdicated the throne, and subsequently died, after Emperor Shenzong seized power. However, despite aiding the Mongols against Jin, in 1217 when Genghis Khan requested help for his Central Asian campaigns, Western Xia refused to commit troops, and as a warning the Mongols besieged the capital before withdrawing. In 1219, Genghis Khan launched his campaign against the Khwarazmian dynasty in Central Asia, and requested military aid from Western Xia. However, the emperor and his military commander Asha refused to take part in the campaign, stating that if Genghis had too few troops to attack the
Khwarazmian dynasty The Anushtegin dynasty or Anushteginids (English: , ), also known as the Khwarazmian dynasty () was a Sunni Islam, Sunni Muslim dynasty of Turkic peoples, Turkic ''mamluk'' origin from the Begdili, Bekdili clan of the Oghuz Turks. The Anushteg ...
, then he had no claim to supreme power. Infuriated, Genghis swore vengeance and left to invade Khwarazm, while Western Xia attempted alliances with the Jin and
Song A song is a musical composition performed by the human voice. The voice often carries the melody (a series of distinct and fixed pitches) using patterns of sound and silence. Songs have a structure, such as the common ABA form, and are usu ...
dynasties against the Mongols.


Second invasion (1225–1227)

After defeating Khwarazm in 1221, Genghis prepared his armies to punish Western Xia for their betrayal. Meanwhile, Emperor Shenzong stepped down from power in 1223, leaving his son Xianzong in his place. In 1225, Genghis Khan attacked with a force of approximately 180,000. After taking Khara-Khoto, the Mongols began a steady advance southward. Asha, commander of the Western Xia troops, could not afford to meet the Mongols as it would involve an exhausting westward march from the capital Yinchuan through 500 kilometers of desert. With no army to meet them in pitched battle, the Mongols picked the best targets for attack and as each city fell the Mongols would draw on prisoners, defectors, supplies, and weapons to take the next one. Enraged by Western Xia's fierce resistance, Genghis annihilated the countryside, ordering his generals to systematically destroy cities and garrisons as they went. Two months after taking Khara-Khoto, the Mongols reached a point where the Qilian Mountains force the Ruo Shui eastward, about 300 kilometers south of Khara-Khoto. At this point, Genghis divided his army, sending general
Subutai Subutai (c. 1175–1248) was a Mongol general and the primary military strategist of Genghis Khan and Ögedei Khan. He ultimately directed more than 20 campaigns, during which he conquered more territory than any other commander in history a ...
to take care of the westernmost cities, while the main force moved east into the heart of the Western Xia Empire. Genghis lay siege to
Suzhou Suzhou is a major prefecture-level city in southern Jiangsu province, China. As part of the Yangtze Delta megalopolis, it is a major economic center and focal point of trade and commerce. Founded in 514 BC, Suzhou rapidly grew in size by the ...
, which fell after five weeks. Genghis then moved to Ganzhou, the hometown of his general Chagaan. Chagaan's father still commanded the city garrison, so Chagaan attempted negotiations with him. However, the second-in-command of the city staged a coup, killed Chagaan's father, and refused to surrender. The city took five months to subdue, and though the now furious Genghis threatened vengeance, Chagaan convinced him to only kill the 35 conspirators who killed Chagaan's father. In August 1226, Genghis escaped the heat by residing in the Qilian Mountains while his troops approached Wuwei, the second-largest city of the Western Xia empire. As no relief came from the capital, Wuwei decided to surrender and avoid certain destruction. At this point, Emperor Xianzong died, leaving Mozhu to deal with a collapsing state as the Mongols encroached on the capital. In Autumn, Genghis rejoined his troops, took Liangzhou, crossed the Helan Shan desert, and in November lay siege to Lingwu, a mere 30 kilometers from Yinchuan. Here, in the Battle of Yellow River, Western Xia led a counter-attack with an estimated force of over 300,000 troops, engaging Mongol forces along the banks of the frozen river and canal systems. The Mongols destroyed the Western Xia troops, supposedly counting 300,000 bodies of Western Xia soldiers after the battle. Upon reaching Yinchuan in 1227 and setting siege to the city, Genghis prepared to invade the Jin dynasty in order to neutralize any threat of them sending relief troops to Western Xia as well as setting the stage for a final conquest of the Jin empire. Genghis sent a force under his son
Ögedei Khan Ögedei Khan (also Ögedei Khagan or Ogodei; 11 December 1241) was the second Khan (title), khan of the Mongol Empire. The third son of Genghis Khan, he continued the expansion of the empire that his father had begun. Born in 1186 AD, Öged ...
and commander Chagaan toward the southern border, and they pushed into Jin territories along the Wei River and south
Shaanxi Shaanxi is a Provinces of China, province in north Northwestern China. It borders the province-level divisions of Inner Mongolia to the north; Shanxi and Henan to the east; Hubei, Chongqing, and Sichuan to the south; and Gansu and Ningxia to t ...
, even sending some troops over the Qinling to threaten the Jin capital at
Kaifeng Kaifeng ( zh, s=开封, p=Kāifēng) is a prefecture-level city in east-Zhongyuan, central Henan province, China. It is one of the Historical capitals of China, Eight Ancient Capitals of China, having been the capital eight times in history, and ...
. Genghis himself rejoined with Subutai and headed southwest to slice across an approximately 150 kilometer-wide territory mainly in present-day Ningxia and Gansu. Subutai crossed the northern parts of the Liupan mountain range, zigzagging from town to town throughout February and March, and conquered the Tao River valley and
Lanzhou Lanzhou is the capital and largest city of Gansu province in northwestern China. Located on the banks of the Yellow River, it is a key regional transportation hub, connecting areas further west by rail to the eastern half of the country. His ...
region. Meanwhile, Genghis went due south, following the Qing Shui river. Back in Western Xia, Yinchuan lay besieged for about six months, and Genghis, himself busy directing a siege of Longde, sent Chagaan to negotiate terms. Chagaan reported that the emperor agreed to capitulate, but wanted a month to prepare suitable gifts. Genghis agreed, though secretly planned to kill the emperor. During the peace negotiations, Genghis continued his military operations around the Liupan mountains near Guyuan, rejected an offer of peace from the Jin, and prepared to invade them near their border with the Song. However, in August 1227, Genghis died of a historically uncertain cause, and, in order not to jeopardize the ongoing campaign, his death was kept a secret. In September 1227, Emperor Mozhu surrendered to the Mongols and was promptly executed. The Mongols then mercilessly pillaged Yinchuan, slaughtered the city's population, plundered the imperial tombs west of the city, and completed the effective annihilation of the Western Xia state.


Death of Genghis Khan

In August 1227, during the fall of
Yinchuan Yinchuan is the capital of the Ningxia, Ningxia Hui Autonomous Region, China, and was the capital of the Tangut people, Tangut-led Western Xia, Western Xia dynasty. It has an area of and a total population of 2,859,074 according to the 2020 C ...
, Genghis Khan died. The exact cause of his death remains a mystery, and is variously attributed to being killed in action by Western Xia, falling from his horse, illness, or wounds sustained in hunting or battle. The '' Galician–Volhynian Chronicle'' alleges he was killed by the Western Xia in battle, while
Marco Polo Marco Polo (; ; ; 8 January 1324) was a Republic of Venice, Venetian merchant, explorer and writer who travelled through Asia along the Silk Road between 1271 and 1295. His travels are recorded in ''The Travels of Marco Polo'' (also known a ...
wrote that he died after the infection of an arrow wound he received during his final campaign. Later Mongol chronicles connect Genghis' death with a Western Xia princess taken as war booty. One chronicle from the early 17th century even relates the legend that the princess hid a small dagger and stabbed him, though some Mongol authors have doubted this version and suspected it to be an invention by the rival
Oirats Oirats (; ) or Oirds ( ; ), formerly known as Eluts and Eleuths ( or ; zh, 厄魯特, ''Èlǔtè'') are the westernmost group of Mongols, whose ancestral home is in the Altai Mountains, Altai region of Siberia, Xinjiang and western Mongolia. ...
.


Aftermath

The destruction of Western Xia during the second campaign was near total. According to John Man, Western Xia is little known to anyone other than experts in the field precisely because of Genghis Khan's policy calling for their complete eradication. He states that "There is a case to be made that this was the first ever recorded example of attempted genocide, it was certainly very successful ''
ethnocide Ethnocide is the extermination or destruction of ethnic identities. Bartolomé Clavero differentiates ethnocide from genocide by stating that "Genocide kills people while ethnocide kills social cultures through the killing of individual souls". ...
''." However, some members of the Western Xia royal clan emigrated to western
Sichuan Sichuan is a province in Southwestern China, occupying the Sichuan Basin and Tibetan Plateau—between the Jinsha River to the west, the Daba Mountains to the north, and the Yunnan–Guizhou Plateau to the south. Its capital city is Cheng ...
, northern
Tibet Tibet (; ''Böd''; ), or Greater Tibet, is a region in the western part of East Asia, covering much of the Tibetan Plateau and spanning about . It is the homeland of the Tibetan people. Also resident on the plateau are other ethnic groups s ...
, even possibly northeast India, in some instances becoming local rulers. A small Western Xia state was established in Tibet along the upper reaches of the Yalong River, while other Western Xia populations settled in what are now the modern provinces of Henan and Hebei. In China, remnants of the Western Xia persisted into the middle of the
Ming dynasty The Ming dynasty, officially the Great Ming, was an Dynasties of China, imperial dynasty of China that ruled from 1368 to 1644, following the collapse of the Mongol Empire, Mongol-led Yuan dynasty. The Ming was the last imperial dynasty of ...
. Despite the death of Genghis, the Mongol Empire was at last successful in defeating Western Xia. Now, Genghis Khan's successors concentrated on unifying the rest of China. The Jin dynasty, already reeling from great losses of land and troops due to the ongoing Mongol campaign since 1211, finally collapsed in 1234. The
Kingdom of Dali The Dali Kingdom, also known as the Dali State (; Bai language, Bai: Dablit Guaif), was a Bai people, Bai dynastic state situated in modern Yunnan province, China, from 937 to 1253. In 1253, it was Mongol conquest of China, conquered by the Mo ...
in southwest China fell in an invasion in 1253, and the Song in the south, after over four decades of a conflict begun 1235, surrendered in 1279.


References


Citations


Sources

* Atwood, C. P. ''Encyclopedia of Mongolia and the Mongol Empire''. * Bianren (2005). 《西夏: 消逝在历史记忆中的国度》 'Western Xia: the kingdom lost in historical memories'' Beijing: Foreign Language Press 文出版社 * * Bor, J. ''Mongol hiigeed Eurasiin diplomat shashtir'', vol. II. * * * * * * * * * * * * * * * * * * * Wang, Tianshun 天顺(1993). 《西夏战史》 'The Battle History of Western Xia'' Yinchuan Ningxia People's Press 夏人民出版社 * Weatherford, Jack. ''Genghis Khan and the Making of the Modern World''. {{Western Xia topics Wars involving the Yuan dynasty Wars involving Imperial China Mongol conquest of China Xia Western Xia 13th century in China 1200s in the Mongol Empire 1210s in the Mongol Empire 1220s in the Mongol Empire 1227 in Asia