David Bryant Mumford (born 11 June 1937) is an American
mathematician
A mathematician is someone who uses an extensive knowledge of mathematics in their work, typically to solve mathematical problems. Mathematicians are concerned with numbers, data, quantity, mathematical structure, structure, space, Mathematica ...
known for his work in
algebraic geometry
Algebraic geometry is a branch of mathematics which uses abstract algebraic techniques, mainly from commutative algebra, to solve geometry, geometrical problems. Classically, it studies zero of a function, zeros of multivariate polynomials; th ...
and then for research into
vision
Vision, Visions, or The Vision may refer to:
Perception Optical perception
* Visual perception, the sense of sight
* Visual system, the physical mechanism of eyesight
* Computer vision, a field dealing with how computers can be made to gain und ...
and
pattern theory
Pattern theory, formulated by Ulf Grenander, is a mathematical formalism to describe knowledge of the world as patterns. It differs from other approaches to artificial intelligence in that it does not begin by prescribing algorithms and machin ...
. He won the
Fields Medal
The Fields Medal is a prize awarded to two, three, or four mathematicians under 40 years of age at the International Congress of Mathematicians, International Congress of the International Mathematical Union (IMU), a meeting that takes place e ...
and was a
MacArthur Fellow. In 2010 he was awarded the
National Medal of Science
The National Medal of Science is an honor bestowed by the President of the United States to individuals in science and engineering who have made important contributions to the advancement of knowledge in the fields of behavioral science, behavior ...
. He is currently a University Professor Emeritus in the Division of Applied Mathematics at
Brown University
Brown University is a Private university, private Ivy League research university in Providence, Rhode Island, United States. It is the List of colonial colleges, seventh-oldest institution of higher education in the US, founded in 1764 as the ' ...
.
Early life and education
Mumford was born in
Worth, West Sussex in
England
England is a Countries of the United Kingdom, country that is part of the United Kingdom. It is located on the island of Great Britain, of which it covers about 62%, and List of islands of England, more than 100 smaller adjacent islands. It ...
, of an English father and American mother. His father William started an experimental school in
Tanzania
Tanzania, officially the United Republic of Tanzania, is a country in East Africa within the African Great Lakes region. It is bordered by Uganda to the northwest; Kenya to the northeast; the Indian Ocean to the east; Mozambique and Malawi to t ...
and worked for the then newly created
United Nations
The United Nations (UN) is the Earth, global intergovernmental organization established by the signing of the Charter of the United Nations, UN Charter on 26 June 1945 with the stated purpose of maintaining international peace and internationa ...
.
He attended
Phillips Exeter Academy
Phillips Exeter Academy (often called Exeter or PEA) is an Independent school, independent, co-educational, college-preparatory school in Exeter, New Hampshire. Established in 1781, it is America's sixth-oldest boarding school and educates an es ...
, where he received a
Westinghouse Science Talent Search prize for his relay-based computer project. Mumford then went to
Harvard University
Harvard University is a Private university, private Ivy League research university in Cambridge, Massachusetts, United States. Founded in 1636 and named for its first benefactor, the History of the Puritans in North America, Puritan clergyma ...
, where he became a student of
Oscar Zariski. At Harvard, he became a
Putnam Fellow in 1955 and 1956.
He completed his
PhD
A Doctor of Philosophy (PhD, DPhil; or ) is a terminal degree that usually denotes the highest level of academic achievement in a given discipline and is awarded following a course of graduate study and original research. The name of the deg ...
in 1961, with a thesis entitled ''Existence of the moduli scheme for curves of any genus''.
Research
Algebraic geometry
Mumford's work in geometry combined traditional geometric insights with the latest algebraic techniques. He published on
moduli space
In mathematics, in particular algebraic geometry, a moduli space is a geometric space (usually a scheme (mathematics), scheme or an algebraic stack) whose points represent algebro-geometric objects of some fixed kind, or isomorphism classes of suc ...
s, with a theory summed up in his book ''
Geometric Invariant Theory
In mathematics, geometric invariant theory (or GIT) is a method for constructing quotients by group actions in algebraic geometry, used to construct moduli spaces. It was developed by David Mumford in 1965, using ideas from the paper in class ...
'', on the equations defining an
abelian variety, and on
algebraic surfaces. His books ''Abelian Varieties'' (with
C. P. Ramanujam) and ''Curves on an Algebraic Surface'' combined the old and new theories.
His lecture notes on
scheme theory
In mathematics, specifically algebraic geometry, a scheme is a structure that enlarges the notion of algebraic variety in several ways, such as taking account of multiplicities (the equations and define the same algebraic variety but different s ...
circulated for years in unpublished form. At the time, they were, beside the treatise
Éléments de géométrie algébrique, the only accessible introduction. Starting in 1967, the notes were mimeographed, bound in red cardboard, and distributed by Harvard's mathematics department under the title ''Introduction to Algebraic Geometry (Preliminary version of first 3 Chapters)''. Later (1988; 1999, 2nd ed., ), they were published by Springer under the
Lecture Notes in Mathematics series as ''The Red Book of Varieties and Schemes'' (though neither of the two published editions features a red cover).
Other work that was less thoroughly written up were lectures on varieties defined by
quadric
In mathematics, a quadric or quadric surface is a generalization of conic sections (ellipses, parabolas, and hyperbolas). In three-dimensional space, quadrics include ellipsoids, paraboloids, and hyperboloids.
More generally, a quadric hype ...
s, and a study of
Goro Shimura's papers from the 1960s.
Mumford's research did much to revive the classical theory of
theta functions, by showing that its algebraic content was large, and enough to support the main parts of the theory by reference to finite analogues of the
Heisenberg group
In mathematics, the Heisenberg group H, named after Werner Heisenberg, is the group of 3Ă—3 upper triangular matrices of the form
: \begin
1 & a & c\\
0 & 1 & b\\
0 & 0 & 1\\
\end
under the operation of matrix multiplication. Elements ''a, b' ...
. This work on the
equations defining abelian varieties appeared in 1966–7. He published some further books of lectures on the theory.
He also is one of the founders of the
toroidal embedding theory; and sought to apply the theory to
Gröbner basis
In mathematics, and more specifically in computer algebra, computational algebraic geometry, and computational commutative algebra, a Gröbner basis is a particular kind of generating set of an ideal in a polynomial ring K _1,\ldots,x_n/math> ove ...
techniques, through students who worked in algebraic computation.
Pathologies in algebraic geometry
In a sequence of four papers published in the ''
American Journal of Mathematics
The ''American Journal of Mathematics'' is a bimonthly mathematics journal published by the Johns Hopkins University Press.
History
The ''American Journal of Mathematics'' is the oldest continuously published mathematical journal in the United S ...
'' between 1961 and 1975, Mumford explored pathological behavior in
algebraic geometry
Algebraic geometry is a branch of mathematics which uses abstract algebraic techniques, mainly from commutative algebra, to solve geometry, geometrical problems. Classically, it studies zero of a function, zeros of multivariate polynomials; th ...
, that is, phenomena that would not arise if the world of algebraic geometry were as well-behaved as one might expect from looking at the simplest examples. These pathologies fall into two types: (a) bad behavior in characteristic p and (b) bad behavior in moduli spaces.
Characteristic-''p''
Mumford's philosophy in characteristic ''p'' was as follows:
A nonsingular characteristic ''p'' variety is analogous to a general non-Kähler complex manifold; in particular, a projective embedding of such a variety is not as strong as a Kähler metric on a complex manifold, and the Hodge–Lefschetz–Dolbeault theorems on sheaf cohomology break down in every possible way.
In the first Pathologies paper, Mumford finds an everywhere regular differential form on a smooth projective surface that is not closed, and shows that Hodge symmetry fails for classical
Enriques surfaces in characteristic two. This second example is developed further in Mumford's third paper on classification of surfaces in characteristic ''p'' (written in collaboration with
E. Bombieri). This pathology can now be explained in terms of the
Picard scheme of the surface, and in particular, its failure to be a
reduced scheme
This is a glossary of algebraic geometry.
See also glossary of commutative algebra, glossary of classical algebraic geometry, and glossary of ring theory. For the number-theoretic applications, see glossary of arithmetic and Diophantine geomet ...
, which is a theme developed in Mumford's book "Lectures on Curves on an Algebraic Surface". Worse pathologies related to p-torsion in
crystalline cohomology were explored by
Luc Illusie (Ann. Sci. Ec. Norm. Sup. (4) 12 (1979), 501–661).
In the second Pathologies paper, Mumford gives a simple example of a surface in characteristic ''p'' where the
geometric genus
In algebraic geometry, the geometric genus is a basic birational invariant of algebraic varieties and complex manifolds.
Definition
The geometric genus can be defined for non-singular complex projective varieties and more generally for complex ...
is non-zero, but the second Betti number is equal to the rank of the
Néron–Severi group. Further such examples arise in
Zariski surface theory. He also conjectures that the
Kodaira vanishing theorem is false for surfaces in characteristic ''p''. In the third paper, he gives an example of a
normal surface for which Kodaira vanishing fails. The first example of a smooth surface for which Kodaira vanishing fails was given by
Michel Raynaud in 1978.
Moduli spaces
In the second Pathologies paper, Mumford finds that the
Hilbert scheme
In algebraic geometry, a branch of mathematics, a Hilbert scheme is a scheme that is the parameter space for the closed subschemes of some projective space (or a more general projective scheme), refining the Chow variety. The Hilbert scheme is a ...
parametrizing space curves of degree 14 and genus 24 has a multiple component. In the fourth Pathologies paper, he finds reduced and irreducible complete curves which are not specializations of non-singular curves.
These sorts of pathologies were considered to be fairly scarce when they first appeared. But
Ravi Vakil
Ravi D. Vakil (born February 22, 1970) is a Canadian-American mathematician working in algebraic geometry. He is the current president of the American Mathematical Society.
Education and career
Vakil attended high school at Martingrove Collegiat ...
in his paper "Murphy's law in algebraic geometry" showed that Hilbert schemes of nice geometric objects can be arbitrarily "bad", with unlimited numbers of components and with arbitrarily large multiplicities (Invent. Math. 164 (2006), 569–590).
Classification of surfaces
In three papers written between 1969 and 1976 (the last two in collaboration with
Enrico Bombieri
Enrico Bombieri (born 26 November 1940) is an Italian mathematician, known for his work in analytic number theory, Diophantine geometry, complex analysis, and group theory. Bombieri is currently professor emeritus in the School of Mathematics ...
), Mumford extended the
Enriques–Kodaira classification of smooth
projective surfaces from the case of the complex
ground field to the case of an
algebraically closed ground field of characteristic ''p''. The final answer turns out to be essentially the same as the answer in the complex case (though the methods employed are sometimes quite different), once two important adjustments are made. The first is that one may get "non-classical" surfaces, which come about when ''p''-torsion in the
Picard scheme degenerates to a non-reduced group scheme. The second is the possibility of obtaining
quasi-elliptic surfaces in characteristics two and three. These are surfaces fibred over a curve where the general fibre is a curve of
arithmetic genus one with a cusp.
Once these adjustments are made, the surfaces are divided into four classes by their
Kodaira dimension, as in the complex case. The four classes are:
a) Kodaira dimension minus infinity. These are the
ruled surface
In geometry, a Differential geometry of surfaces, surface in 3-dimensional Euclidean space is ruled (also called a scroll) if through every Point (geometry), point of , there is a straight line that lies on . Examples include the plane (mathemat ...
s.
b) Kodaira dimension 0. These are the
K3 surface
In mathematics, a complex analytic K3 surface is a compact connected complex manifold of dimension 2 with а trivial canonical bundle and irregularity of a surface, irregularity zero. An (algebraic) K3 surface over any field (mathematics), field ...
s,
abelian surfaces, hyperelliptic and
quasi-hyperelliptic surfaces, and
Enriques surfaces. There are classical and non-classical examples in the last two Kodaira dimension zero cases.
c) Kodaira dimension 1. These are the elliptic and
quasi-elliptic surfaces not contained in the last two groups.
d) Kodaira dimension 2. These are the
surfaces of general type.
Awards and honors

Mumford was awarded a
Fields Medal
The Fields Medal is a prize awarded to two, three, or four mathematicians under 40 years of age at the International Congress of Mathematicians, International Congress of the International Mathematical Union (IMU), a meeting that takes place e ...
in 1974. He was a
MacArthur Fellow from 1987 to 1992. He won the
Shaw Prize in 2006. In 2007 he was awarded the
Steele Prize for Mathematical Exposition by the
American Mathematical Society
The American Mathematical Society (AMS) is an association of professional mathematicians dedicated to the interests of mathematical research and scholarship, and serves the national and international community through its publications, meetings, ...
. In 2008 he was awarded the
Wolf Prize
The Wolf Prize is an international award granted in Israel, that has been presented most years since 1978 to living scientists and artists for "achievements in the interest of mankind and friendly relations among people ... irrespective of natio ...
;
on receiving the prize in Jerusalem from
Shimon Peres
Shimon Peres ( ; ; born Szymon Perski, ; 2 August 1923 – 28 September 2016) was an Israeli politician and statesman who served as the prime minister of Israel from 1984 to 1986 and from 1995 to 1996 and as the president of Israel from 2007 t ...
, Mumford announced that he was donating half of the prize money to
Birzeit University
Birzeit University () is a public university in the West Bank, Palestine, registered by the Palestinian Ministry of Social Affairs as a charitable organization. It is accredited by the Palestinian Ministry of Education and Higher Education, Mini ...
in the
Palestinian territories
The occupied Palestinian territories, also referred to as the Palestinian territories, consist of the West Bank (including East Jerusalem) and the Gaza Strip—two regions of the former Mandate for Palestine, British Mandate for Palestine ...
and half t
Gisha an Israeli organization that promotes the right to freedom of movement of Palestinians in the Gaza Strip.
In 2010 he was awarded the
National Medal of Science
The National Medal of Science is an honor bestowed by the President of the United States to individuals in science and engineering who have made important contributions to the advancement of knowledge in the fields of behavioral science, behavior ...
. In 2012 he became a fellow of the
American Mathematical Society
The American Mathematical Society (AMS) is an association of professional mathematicians dedicated to the interests of mathematical research and scholarship, and serves the national and international community through its publications, meetings, ...
.
There is a long list of awards and honors besides the above, including
*
Westinghouse Science Talent Search finalist, 1953.
*
Junior Fellow at Harvard from 1958 to 1961.
*Elected to the
National Academy of Sciences
The National Academy of Sciences (NAS) is a United States nonprofit, NGO, non-governmental organization. NAS is part of the National Academies of Sciences, Engineering, and Medicine, along with the National Academy of Engineering (NAE) and the ...
in 1975.
[
*Honorary Fellow from Tata Institute of Fundamental Research in 1978.][
*Honorary D. Sc. from the ]University of Warwick
The University of Warwick ( ; abbreviated as ''Warw.'' in post-nominal letters) is a public research university on the outskirts of Coventry between the West Midlands and Warwickshire, England. The university was founded in 1965 as part of ...
in 1983.[
*Foreign Member of ]Accademia Nazionale dei Lincei
The (; literally the "Academy of the Lynx-Eyed"), anglicised as the Lincean Academy, is one of the oldest and most prestigious European scientific institutions, located at the Palazzo Corsini on the Via della Lungara in Rome, Italy. Founded in ...
, Rome
Rome (Italian language, Italian and , ) is the capital city and most populated (municipality) of Italy. It is also the administrative centre of the Lazio Regions of Italy, region and of the Metropolitan City of Rome. A special named with 2, ...
, in 1991.[
*Honorary Member of ]London Mathematical Society
The London Mathematical Society (LMS) is one of the United Kingdom's Learned society, learned societies for mathematics (the others being the Royal Statistical Society (RSS), the Institute of Mathematics and its Applications (IMA), the Edinburgh ...
in 1995.[
*Elected to the ]American Philosophical Society
The American Philosophical Society (APS) is an American scholarly organization and learned society founded in 1743 in Philadelphia that promotes knowledge in the humanities and natural sciences through research, professional meetings, publicat ...
in 1997.
*Honorary D. Sc. from Norwegian University of Science and Technology
The Norwegian University of Science and Technology (NTNU; ) is a public university, public research university in Norway and the largest in terms of enrollment. The university's headquarters is located in Trondheim (city), Trondheim, with region ...
in 2000.
*Honorary D. Sc. from Rockefeller University
The Rockefeller University is a Private university, private Medical research, biomedical Research university, research and graduate-only university in New York City, New York. It focuses primarily on the biological and medical sciences and pro ...
in 2001.[
* Longuet-Higgins Prize in 2005 and 2009.
*Foreign Member of ]The Royal Society
The Royal Society, formally The Royal Society of London for Improving Natural Knowledge, is a learned society and the United Kingdom's national academy of sciences. The society fulfils a number of roles: promoting science and its benefits, r ...
in 2008.[
*Foreign Member of the ]Norwegian Academy of Science and Letters
The Norwegian Academy of Science and Letters (, DNVA) is a learned society based in Oslo, Norway. Its purpose is to support the advancement of science and scholarship in Norway.
History
The Royal Frederick University in Christiania was establis ...
.
*Honorary Doctorate from Brown University
Brown University is a Private university, private Ivy League research university in Providence, Rhode Island, United States. It is the List of colonial colleges, seventh-oldest institution of higher education in the US, founded in 1764 as the ' ...
in 2011.
*2012 BBVA Foundation Frontiers of Knowledge Award in the Basic Sciences category (jointly with Ingrid Daubechies).
* Honoris Causa University of Hyderabad, India 2012
He was elected President of the International Mathematical Union in 1995 and served from 1995 to 1999.[
]
See also
* Castelnuovo–Mumford regularity
* Mumford's compactness theorem
* Haboush's theorem
* Hilbert–Mumford criterion
* Stable mapping class group
* Mumford-Tate group
* Mumford measure
* Mumford vanishing theorem
* Theta representation
* Manin–Mumford conjecture
* Horrocks–Mumford bundle
* Deligne–Mumford moduli space of stable curves
*Algebraic stack
In mathematics, an algebraic stack is a vast generalization of algebraic spaces, or schemes, which are foundational for studying moduli theory. Many moduli spaces are constructed using techniques specific to algebraic stacks, such as Artin's re ...
* Moduli scheme
* Prym varieties
* Stable maps
* Mumford–Shah energy functional
Notes
Publications
* ''Lectures on Curves on Algebraic Surfaces'' (with George Bergman), Princeton University Press
Princeton University Press is an independent publisher with close connections to Princeton University. Its mission is to disseminate scholarship within academia and society at large.
The press was founded by Whitney Darrow, with the financial ...
, 1964.
* ''Geometric Invariant Theory'', Springer-Verlag, 1965 – 2nd edition, with J. Fogarty, 1982; 3rd enlarged edition, with F. Kirwan and J. Fogarty, 1994.
*
* ''Abelian Varieties'', Oxford University Press
Oxford University Press (OUP) is the publishing house of the University of Oxford. It is the largest university press in the world. Its first book was printed in Oxford in 1478, with the Press officially granted the legal right to print books ...
, 1st edition 1970; 2nd edition 1974.
* Six Appendices to ''Algebraic Surfaces'' by Oscar Zariski – 2nd edition, Springer-Verlag, 1971.
* ''Toroidal Embeddings I'' (with G. Kempf, F. Knudsen and B. Saint-Donat), Lecture Notes in ''Mathematics ''#339, Springer-Verlag 1973.
* ''Curves and their Jacobians '', University of Michigan Press, 1975.
* ''Smooth Compactification of Locally Symmetric Varieties ''(with A. Ash, M. Rapoport and Y. Tai, Math. Sci. Press, 1975)
*'' Algebraic Geometry I: Complex Projective Varieties'', Springer-Verlag New York, 1975.
* ''Tata Lectures on Theta ''(with C. Musili, M. Nori, P. Norman, E. Previato and M. Stillman), Birkhäuser-Boston, Part I 1982, Part II 1983, Part III 1991.
* ''Filtering, Segmentation and Depth ''(with M. Nitzberg and T. Shiota), Lecture Notes in ''Computer Science ''#662, 1993.
* ''Two and Three Dimensional Pattern of the Face ''(with P. Giblin, G. Gordon, P. Hallinan and A. Yuille), AKPeters, 1999.
* Indra's Pearls: The Vision of Felix Klein
* ''Selected Papers on the Classification of Varieties and Moduli Spaces'', Springer-Verlag, 2004.
*
*
*
External links
Mumford's page at Brown University
{{DEFAULTSORT:Mumford, David
1937 births
Living people
20th-century American mathematicians
21st-century American mathematicians
Members of the United States National Academy of Sciences
Fields Medalists
Algebraic geometers
MacArthur Fellows
Putnam Fellows
Brown University faculty
Harvard University Department of Mathematics faculty
Harvard University alumni
Phillips Exeter Academy alumni
Wolf Prize in Mathematics laureates
Institute for Advanced Study visiting scholars
Foreign members of the Royal Society
People from Worth, West Sussex
Fellows of the American Mathematical Society
Fellows of the Society for Industrial and Applied Mathematics
Members of the Norwegian Academy of Science and Letters
Foreign members of the Russian Academy of Sciences
Members of the American Philosophical Society
Presidents of the International Mathematical Union