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As a literary device or artistic form, an allegory is a
narrative A narrative, story, or tale is any account of a series of related events or experiences, whether non-fictional (memoir, biography, news report, documentary, travel literature, travelogue, etc.) or fictional (fairy tale, fable, legend, thriller ...
or visual representation in which a character, place, or event can be interpreted to represent a meaning with moral or political significance. Authors have used allegory throughout history in all forms of art to illustrate or convey complex ideas and concepts in ways that are comprehensible or striking to its viewers, readers, or listeners. Writers and speakers typically use allegories to convey (semi-) hidden or complex meanings through symbolic figures, actions, imagery, or events, which together create the moral, spiritual, or political meaning the author wishes to convey. Many allegories use personification of abstract concepts.


Etymology

First attested in English in 1382, the word ''allegory'' comes from
Latin Latin ( or ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally spoken by the Latins (Italic tribe), Latins in Latium (now known as Lazio), the lower Tiber area aroun ...
''allegoria'', the latinisation of the Greek ἀλληγορία (''allegoría''), "veiled language, figurative", literally "speaking about something else", which in turn comes from ἄλλος (''allos''), "another, different" and ἀγορεύω (''agoreuo''), "to harangue, to speak in the assembly", which originates from ἀγορά (''agora''), "assembly".


Types

Northrop Frye discussed what he termed a "continuum of allegory", a spectrum that ranges from what he termed the "naive allegory" of the likes of '' The Faerie Queene'', to the more private allegories of modern paradox literature. In this perspective, the characters in a "naive" allegory are not fully three-dimensional, for each aspect of their individual personalities and of the events that befall them embodies some moral quality or other abstraction; the author has selected the allegory first, and the details merely flesh it out.


Classical allegory

The origins of allegory can be traced at least back to
Homer Homer (; , ; possibly born ) was an Ancient Greece, Ancient Greek poet who is credited as the author of the ''Iliad'' and the ''Odyssey'', two epic poems that are foundational works of ancient Greek literature. Despite doubts about his autho ...
in his "quasi-allegorical" use of personifications of, e.g., Terror (Deimos) and Fear (Phobos) at Il. 115 f. The title of "first allegorist", however, is usually awarded to whoever was the earliest to put forth allegorical interpretations of Homer. This approach leads to two possible answers: Theagenes of Rhegium (whom Porphyry calls the "first allegorist," Porph. Quaest. Hom. 1.240.14–241.12 Schrad.) or Pherecydes of Syros, both of whom are presumed to be active in the 6th century B.C.E., though Pherecydes is earlier and as he, is often presumed to be the, first writer of prose. The debate is complex, since it demands that we observe the distinction between two often conflated uses of the Greek verb "allēgoreīn," which can mean both "to speak allegorically" and "to interpret allegorically." In the case of "interpreting allegorically," Theagenes appears to be our earliest example. Presumably in response to proto-philosophical moral critiques of Homer (e.g., Xenophanes fr. 11 Diels-Kranz), Theagenes proposed symbolic interpretations whereby the Gods of the Iliad actually stood for physical elements. So, Hephestus represents Fire, for instance (for which see fr. A2 in Diels-Kranz). Some scholars, however, argue that Pherecydes cosmogonic writings anticipated Theagenes allegorical work, illustrated especially by his early placement of Time (Chronos) in his genealogy of the gods, which is thought to be a reinterpretation of the titan Kronos, from more traditional genealogies. In classical literature two of the best-known allegories are the Cave in Plato's '' The Republic'' (Book VII) and the story of the stomach and its members in the speech of Menenius Agrippa ( Livy ii. 32). Among the best-known examples of allegory,
Plato Plato ( ; Greek language, Greek: , ; born  BC, died 348/347 BC) was an ancient Greek philosopher of the Classical Greece, Classical period who is considered a foundational thinker in Western philosophy and an innovator of the writte ...
's Allegory of the Cave, forms a part of his larger work '' The Republic.'' In this allegory, Plato describes a group of people who have lived chained in a cave all of their lives, facing a blank wall (514a–b). The people watch shadows projected on the wall by things passing in front of a fire behind them and begin to ascribe forms to these shadows, using language to identify their world (514c–515a). According to the allegory, the shadows are as close as the prisoners get to viewing reality, until one of them finds his way into the outside world where he sees the actual objects that produced the shadows. He tries to tell the people in the cave of his discovery, but they do not believe him and vehemently resist his efforts to free them so they can see for themselves (516e–518a). This allegory is, on a basic level, about a philosopher who upon, finding greater knowledge outside the cave of human understanding, seeks to share it as is his duty, and the foolishness of those who would ignore him because they think themselves educated enough. In Late Antiquity Martianus Capella organized all the information a fifth-century upper-class male needed to know into an allegory of the wedding of Mercury and ''Philologia'', with the seven liberal arts the young man needed to know as guests. Also, the Neoplatonic philosophy developed a type of allegorical reading of Homer and Plato. As scholars of allegory point out, ”the literal reading of a text has its counter-part in allegorical interpretation. This way of reading, which must have started with the first readers of  Homer and found a fertile ground in Philo's allegorical commentaries on the Bible, was amazingly natural for Proclus, whose writings and commentaries represent the last phases of late antique philosophy, and particularly of the relation between philosophy and rhetoric.”


Biblical allegory

Other early allegories are found in the
Hebrew Bible The Hebrew Bible or Tanakh (;"Tanach"
. '' Psalm 80 of the
vine A vine is any plant with a growth habit of trailing or scandent (that is, climbing) stems, lianas, or runners. The word ''vine'' can also refer to such stems or runners themselves, for instance, when used in wicker work.Jackson; Benjamin; Da ...
and its impressive spread and growth, representing Israel's conquest and population of the Promised Land. Also allegorical is Ezekiel 16 and 17, wherein the capture of that same vine by the mighty Eagle represents Israel's exile to Babylon. Allegorical interpretation of the Bible was a common early Christian practice and continues. For example, the recently re-discovered Fourth Commentary on the Gospels by
Fortunatianus of Aquileia Fortunatianus of Aquileia (c.300-c.370) was an African, Christian poet, and bishop of Aquileia in the mid-fourth century, during the reign of Constantius II. The exact year of his birth is unknown, although it was around 300, and there is no rec ...
has a comment by its English translator: "The principal characteristic of Fortunatianus' exegesis is a figurative approach, relying on a set of concepts associated with key terms in order to create an allegorical decoding of the text."


Medieval allegory

Allegory has an ability to freeze the temporality of a story, while infusing it with a spiritual context. Medieval thinking accepted allegory as having a ''reality'' underlying any rhetorical or fictional uses. The allegory was as true as the facts of surface appearances. Thus, the Papal Bull '' Unam Sanctam'' (1302) presents themes of the unity of Christendom with the pope as its head in which the allegorical details of the metaphors are adduced as facts on which is based a demonstration with the vocabulary of logic: "''Therefore'' of this one and only Church there is one body and one head—not two heads as if it were a monster... If, then, the Greeks or others say that they were not committed to the care of Peter and his successors, they ''necessarily'' confess that they are not of the sheep of Christ." This text also demonstrates the frequent use of allegory in religious texts during the Medieval Period, following the tradition and example of the Bible. In the late 15th century, the enigmatic '' Hypnerotomachia'', with its elaborate woodcut illustrations, shows the influence of themed pageants and masques on contemporary allegorical representation, as humanist dialectic conveyed them. The denial of medieval allegory as found in the 12th-century works of Hugh of St Victor and Edward Topsell's ''Historie of Foure-footed Beastes'' (London, 1607, 1653) and its replacement in the study of nature with methods of categorisation and mathematics by such figures as naturalist John Ray and the astronomer Galileo is thought to mark the beginnings of early modern science.


Modern allegory

Since meaningful stories are nearly always applicable to larger issues, allegories may be read into many stories which the author may not have recognized. This is allegoresis, or the act of reading a story as an allegory. Examples of allegory in popular culture that may or may not have been intended include the works of Bertolt Brecht, and even some works of science fiction and fantasy, such as ''
The Chronicles of Narnia ''The Chronicles of Narnia'' is a series of seven portal fantasy novels by British author C. S. Lewis. Illustrated by Pauline Baynes and originally published between 1950 and 1956, the series is set in the fictional realm of Narnia (wor ...
'' by C. S. Lewis. The story of the apple falling onto
Isaac Newton Sir Isaac Newton () was an English polymath active as a mathematician, physicist, astronomer, alchemist, theologian, and author. Newton was a key figure in the Scientific Revolution and the Age of Enlightenment, Enlightenment that followed ...
's head is another famous allegory. It simplified the idea of gravity by depicting a simple way it was supposedly discovered. It also made the scientific revelation well known by condensing the theory into a short tale.


Poetry and fiction

While allegoresis may make discovery of allegory in any work, not every resonant work of modern fiction is allegorical, and some are clearly not intended to be viewed this way. According to Henry Littlefield's 1964 article, L. Frank Baum's '' The Wonderful Wizard of Oz'', may be readily understood as a plot-driven fantasy narrative in an extended fable with talking animals and broadly sketched characters, intended to discuss the politics of the time. Yet, George MacDonald emphasized in 1893 that "A fairy tale is not an allegory."
J. R. R. Tolkien John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''. From 1925 to 1945, Tolkien was the Rawlinson ...
's ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'' is another example of a well-known work mistakenly perceived as allegorical, as the author himself once stated, "...I cordially dislike allegory in all its manifestations, and always have done so since I grew old and wary enough to detect its presence. I much prefer history – true or feigned – with its varied applicability to the thought and experience of readers. I think that many confuse applicability with allegory, but one resides in the freedom of the reader, and the other in the purposed domination of the author." Tolkien specifically resented the suggestion that the book's One Ring, which gives overwhelming power to those possessing it, was intended as an allegory of
nuclear weapons A nuclear weapon is an explosive device that derives its destructive force from nuclear reactions, either nuclear fission, fission (fission or atomic bomb) or a combination of fission and nuclear fusion, fusion reactions (thermonuclear weap ...
. He noted that, had that been his intention, the book would not have ended with the Ring being destroyed but rather with an arms race in which various powers would try to obtain such a Ring for themselves. Then Tolkien went on to outline an alternative plot for "Lord of The Rings", as it would have been written had such an allegory been intended, and which would have made the book into a dystopia. While all this does not mean Tolkien's works may not be treated as having allegorical themes, especially when reinterpreted through postmodern sensibilities, it at least suggests that none were conscious in his writings. This further reinforces the idea of forced allegoresis, as allegory is often a matter of interpretation and only sometimes of original artistic intention. Like allegorical stories, allegorical poetry has two meanings – a literal meaning and a symbolic meaning. Some unique specimens of allegory can be found in the following works: * Edmund Spenser – '' The Faerie Queene'': The several knights in the poem actually stand for several virtues. *
William Shakespeare William Shakespeare ( 23 April 1564 – 23 April 1616) was an English playwright, poet and actor. He is widely regarded as the greatest writer in the English language and the world's pre-eminent dramatist. He is often called England's nation ...
– '' The Tempest'': an allegory of the civilisation/barbarism binary as it pertains to colonialism * John Bunyan – '' The Pilgrim's Progress'': The journey of the protagonists Christian and Evangelist symbolises the ascension of the soul from earth to Heaven. * Nathaniel Hawthorne – '' Young Goodman Brown'': The Devil's Staff symbolises defiance of God. The characters' names, such as ''Goodman'' and ''Faith'', ironically serve as paradox in the conclusion of the story. * Nathaniel Hawthorne – '' The Scarlet Letter'': The letter represents self-reliance from America's Puritan and conformity. * Esteban Echeverría – '' The Slaughter Yard:'' The slaughter yard represents the violence and brutality of the Federalist regime of
Juan Manuel de Rosas Juan Manuel José Domingo Ortiz de Rozas y López de Osornio (30 March 1793 – 14 March 1877), nicknamed "Restorer of the Laws", was an Argentine politician and army officer who ruled Buenos Aires Province and briefly the Argentine Confedera ...
in
Buenos Aires Buenos Aires, controlled by the government of the Autonomous City of Buenos Aires, is the Capital city, capital and largest city of Argentina. It is located on the southwest of the Río de la Plata. Buenos Aires is classified as an Alpha− glob ...
and his parapolice thugs, the '' Mazorca''. *
George Orwell Eric Arthur Blair (25 June 1903 – 21 January 1950) was an English novelist, poet, essayist, journalist, and critic who wrote under the pen name of George Orwell. His work is characterised by lucid prose, social criticism, opposition to a ...
– '' Animal Farm'': The pigs stand for political figures of the Russian Revolution. * Julio Cortázar – '' Casa Tomada:'' The take over of the protagonists' house is said to represent Peronism taking over
Argentina Argentina, officially the Argentine Republic, is a country in the southern half of South America. It covers an area of , making it the List of South American countries by area, second-largest country in South America after Brazil, the fourt ...
. * László Krasznahorkai – '' The Melancholy of Resistance'' and the film '' Werckmeister Harmonies'': It uses a circus to describe an occupying dysfunctional government. * Edgar Allan Poe – '' The Masque of the Red Death'': The story can be read as an allegory for humans' inability to escape death. * Arthur Miller – '' The Crucible'': The Salem witch trials are thought to be an allegory for McCarthyism and the blacklisting of Communists in the
United States of America The United States of America (USA), also known as the United States (U.S.) or America, is a country primarily located in North America. It is a federal republic of 50 states and a federal capital district, Washington, D.C. The 48 contiguo ...
. * Shel Silverstein – '' The Giving Tree'': The book has been described as an allegory about relationships; between parents and children, between romantic partners, or between humans and the environment.


Art

Some elaborate and successful specimens of allegory are to be found in the following works, arranged in approximate chronological order: * Ambrogio Lorenzetti – '' Allegoria del Buono e Cattivo Governo e loro Effetti in Città e Campagna'' () * Sandro Botticelli – '' Primavera'' () * Albrecht Dürer – '' Melencolia I'' (1514) *
Bronzino Agnolo di Cosimo (; 17 November 150323 November 1572), usually known as Bronzino ( ) or Agnolo Bronzino, was an Italians, Italian Mannerism, Mannerist painter from Florence. His sobriquet, ''Bronzino'', may refer to his relatively dark skin or r ...
– '' Venus, Cupid, Folly and Time'' () * The English School's – ''"Allegory of Queen Elizabeth"'' () * Artemisia Gentileschi – '' Allegory of Inclination'' (), ''An Allegory of Peace and the Arts under the English Crown'' (1638); '' Self-Portrait as the Allegory of Painting'' () * The '' Feast of Herod with the Beheading of St John the Baptist'' by Bartholomeus Strobel is also an allegory of Europe in the time of the Thirty Years' War, with portraits of many leading political and military figures. *
Jan Vermeer Johannes Vermeer ( , ; #Pronunciation of name, see below; also known as Jan Vermeer; October 1632 – 15 December 1675) was a Dutch people, Dutch painter who specialized in domestic interior scenes of middle-class life. He is considered one of ...
– '' Allegory of Painting'' () *Fernand Le Quesne – '' Allégorie de la publicité'' * Jean-Léon Gérôme – '' Truth Coming Out of Her Well'' (1896) * Graydon Parrish – '' The Cycle of Terror and Tragedy'' (2006) *Many statues of Lady Justice: "Such visual representations have raised the question why so many allegories in the history of art, pertaining occupations once reserved for men only, are of female sex." Cäcilia Rentmeister: The Muses, Banned From Their Occupations: Why Are There So Many Allegories Female
English summary from Kvinnovetenskaplig Tidskrift, Nr.4. 1981, Lund, Sweden as PDF. Retrieved 10.July 2011
Original Version in German: ''Berufsverbot für die Musen. Warum sind so viele Allegorien weiblich?'' In: Ästhetik und Kommunikation, Nr. 25/1976, S. 92–112. Langfassung in: Frauen und Wissenschaft. Beiträge zur Berliner Sommeruniversität für Frauen, Juli 1976, Berlin 1977, S.258–297. With illustrations
Full Texts Online: Cäcilia (Cillie) Rentmeister: publications
/ref> * Damien Hirst ''Verity'' (2012)


Gallery

File:Melencolia I (Durero).jpg, Albrecht Dürer, '' Melencolia I'' (1514): Unused tools, an hourglass, an empty scale surrounds a female personification, with other esoteric and exoteric symbols. File:Angelo Bronzino - Venus, Cupid, Folly and Time - National Gallery, London.jpg,
Bronzino Agnolo di Cosimo (; 17 November 150323 November 1572), usually known as Bronzino ( ) or Agnolo Bronzino, was an Italians, Italian Mannerism, Mannerist painter from Florence. His sobriquet, ''Bronzino'', may refer to his relatively dark skin or r ...
, '' Venus, Cupid, Folly and Time'' (): The deities of love are surrounded by personifications of (probably) Time (a bald, man with angry eyes), Folly (the young woman-demon on the right, possibly also so old woman on the left), and others. File:Titian - Allegorie der Zeit.jpg, Titian, '' Allegory of Prudence'' (): The three human heads symbolise past, present and future, the characterisation of which is furthered by the triple-headed beast (wolf, lion, dog), girded by the body of a big snake. File:Elizabeth-I-Allegorical-Po.jpg, The English School's ''Allegory of Queen Elizabeth'' (), with Father Time at her right and
Death Death is the end of life; the irreversible cessation of all biological functions that sustain a living organism. Death eventually and inevitably occurs in all organisms. The remains of a former organism normally begin to decompose sh ...
looking over her left shoulder. Two cherubs are removing the weighty crown from her tired head. File:Self-Portrait as the Allegory of Painting (La Pittura) - Artemisia Gentileschi.jpg, Artemisia Gentileschi, '' Self-Portrait as the Allegory of Painting'' () File:Jan Vermeer - The Art of Painting - Google Art Project.jpg,
Jan Vermeer Johannes Vermeer ( , ; #Pronunciation of name, see below; also known as Jan Vermeer; October 1632 – 15 December 1675) was a Dutch people, Dutch painter who specialized in domestic interior scenes of middle-class life. He is considered one of ...
, '' The Art of Painting'' (): Painting is shown as related to history and politics, the young woman being Clio, the muse of history, and other symbols for the political and religious division of the Netherlands appearing. File:Kessel, Jan van Sr. - Allegory of Hearing.JPG, Jan van Kessel, ''Allegory of Hearing'' (17th century): Diverse sources of sound, especially instruments serve as allegorical symbols. File:August bouttats-españa triunfante.jpg, Flemish August Bouttats, ''Allegory of Triumphant Spain with immaculist banner'', , cover of ''Triumphant Spain and the laureate church all over the world by the patronage of Holy Mary''. Collection:
Hispanic Society of America The term Hispanic () are people, cultures, or countries related to Spain, the Spanish language, or broadly. In some contexts, especially within the United States, "Hispanic" is used as an ethnic or meta-ethnic term. The term commonly appl ...
.


See also

* Allegorical interpretations of Plato * Allegorical interpretation of the Bible * Allegory in Renaissance literature * Allegorical sculpture * Cultural depictions of Philip II of Spain * Diwan (poetry) *
Freemasonry Freemasonry (sometimes spelled Free-Masonry) consists of fraternal groups that trace their origins to the medieval guilds of stonemasons. Freemasonry is the oldest secular fraternity in the world and among the oldest still-existing organizati ...
("a system of morality veiled in allegory and illustrated by symbols.") * Parable *
Semiotics Semiotics ( ) is the systematic study of sign processes and the communication of meaning. In semiotics, a sign is defined as anything that communicates intentional and unintentional meaning or feelings to the sign's interpreter. Semiosis is a ...
* Theagenes of Rhegium


References


Further reading

* Frye, Northrop (1957) '' Anatomy of Criticism''. *Fletcher, Angus (1964) ''Allegory: The Theory of a Symbolic Mode''. * Foucault, Michel (1966) '' The Order of Things''. * *


External links


''Dictionary of the History of Ideas'':
Allegory in Literary history

Roman definitions of ''allegoria'' and interpreting Vergil's '' Eclogues''.
''What is an Allegory?''
Introduction to Allegory {{Authority control Figures of speech Narrative techniques Poetic devices